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ANDERSSON v. SWEDEN - 17202/04 [2010] ECHR 1977 (7 December 2010)
URL: http://www.bailii.org/eu/cases/ECHR/2010/1977.html
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[2010] ECHR 1977
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THIRD
SECTION
CASE OF ANDERSSON v. SWEDEN
(Application
no. 17202/04)
JUDGMENT
STRASBOURG
7
December 2010
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial
revision.
In the case of Andersson v.
Sweden,
The
European Court of Human Rights (Third Section), sitting as a Chamber
composed of:
Josep Casadevall,
President,
Elisabet Fura,
Boštjan M.
Zupančič,
Alvina Gyulumyan,
Ineta
Ziemele,
Luis López Guerra,
Ann Power,
judges,
and Santiago Quesada,
Section Registrar,
Having
deliberated in private on 16 November 2010,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
The
case originated in an application (no. 17202/04) against the Kingdom
of Sweden lodged with the Court under Article 34 of the Convention
for the Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by a Swedish national, Mr Freddie Andersson (“the
applicant”), on 9 May 2004.
The
applicant was represented by Ms Mia Andersson. The Swedish Government
(“the Government”) were represented by their Agent,
Ms Anna Erman from the Ministry for Foreign Affairs.
The
applicant alleged, in particular, that the administrative courts had
failed to hold an oral hearing in proceedings relating to his request
for occupational injury compensation.
By
a decision of 3 June 2008, the Court declared the application partly
inadmissible and decided to communicate the complaint concerning the
lack of an oral hearing before the administrative courts to the
Government. It was also decided to examine the merits of this
complaint at the same time as its admissibility (Article 29 § 1).
The
applicant and the Government each filed observations on the merits
(Rule 59 § 1).
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The
applicant was born in 1930 and lives in Ingarö.
In
September 1996 the applicant submitted an occupational injury report
(arbetsskadeanmälan) to the Social Insurance Office
(Försäkringskassan –hereinafter “the
Office”) of the County of Stockholm in which he requested that
his lower back and hip joint problems be considered work-related,
thereby making him eligible for occupational injury compensation
(arbetsskadeersättning).
In
a decision of 13 December 1996, the Office noted that the applicant
had carried out heavy work as a slaughterhouse worker until 1982 when
he had moved to the USA and worked on renovating walls. In 1988 the
applicant had informed the Office that he could no longer carry out
his work because of his hip joint problems. Thus, in June 1988, he
had been granted early retirement pension on the ground that he
suffered from lumbar spondylosis and coxarthritis (a
degenerative joint disease of his lower back and right hip). On the
basis of the above, the Office considered that it was possible that
the applicant's work in the USA had harmed him and, since it could
only consider injuries which had occurred while working in Sweden, it
could not examine the request.
Upon
request by the applicant, the Office, on 17 February 1997,
reconsidered its previous decision but decided not to change it.
The
applicant appealed to the County Administrative Court (länsrätten)
of the County of Stockholm, claiming that his injuries had been
caused by his work in Sweden. He stated that he had created a company
in the USA to import Swedish fibreglass fabric but that, in order to
get his business going, he had had to include measuring, installing
and painting. However, since he already had pain in his hip joint and
lower back, he had not been able to carry out the work and had sold
the company. He further added that he had worked in slaughterhouses
between 1948 and 1980, which had involved very heavy work in
difficult conditions. In support, he submitted a medical certificate
from Dr S.R., who had been working as a company doctor for more than
20 years in the food industry and had been the applicant's company
doctor between 1967 and 1980. According to Dr S.R., the
applicant's injuries were work-related, noting that he had carried
animal carcasses and heavy pieces of meat up and down stairs, causing
extreme strain on the back, hips, knees and ankles. Moreover, the
work had been carried out in humid, draughty premises and with
slippery floors.
On
15 September 1997 the County Administrative Court repealed the
Office's decision and sent the case back for renewed examination. It
found that the applicant's injuries could well have been caused by
his work in Sweden and that the Office had the duty to evaluate
whether this was the case.
To
prepare the case, the Office requested the opinion of one of its own
medical doctors (försäkringsläkare), Dr S.H.,
as to whether the applicant's injuries were work-related. The doctor,
who was a specialist in orthopaedics, gave his opinion on 23
September 1997. It was based on the information in the Office's
case-file and stated essentially the following.
It
appeared from other medical certificates that the applicant had been
healthy until his hip joint problems began in 1985-86. In 1988 his
right hip and lower back had been x-rayed, which showed that the hip
joint had degenerative alterations, whereas the lower back was not
remarked on, having regard to the applicant's age. In July 1996 the
applicant had undergone a hip joint operation. In Dr S.H.'s opinion,
the applicant suffered from moderate arthritis in his hip joint,
which had developed slowly from the age of 55 and thus was
age-related, not work-related. In this respect, he claimed that there
was no general support in scientific literature for the proposition
that elements in the working environment could cause arthritis.
On
14 January 1998, the Office decided that the applicant could not be
granted occupational injury compensation as it considered that his
injuries were not related to his work in Sweden. In reaching its
decision, it had put much emphasis on the opinion of Dr S.H., since
he was a specialist in orthopaedics.
The
applicant appealed to the County Administrative Court, maintaining
that he was entitled to occupational injury compensation due to his
injuries, which were clearly work-related. In support of his appeal,
he submitted a medical certificate by Dr P.H., specialist in
orthopaedic surgery, who had treated the applicant. According to Dr
P.H., the applicant had suffered from serious joint arthritis of the
right hip when he first met him during the spring of 1996, which had
led to the operation in July 1996. As the illness did not run in the
applicant's family and it had developed at an earlier age in the
applicant than was normal, Dr P.H. considered that it was probable
that the injury had been caused by the applicant's heavy work in the
slaughterhouse. Moreover, in his view, the applicant's work in the
USA had in no way affected the development of the arthritis.
The
Office disputed the appeal and submitted that Dr P.H.'s opinion did
not clearly show that the applicant's work at the slaughterhouse had
caused his injuries.
In
May 1998 the applicant contacted the County Administrative Court and
requested that an oral hearing be held in his case so that he could
describe his working situation. However, by decision of 25 May
1998, the court rejected the request as it found that it was
unnecessary with regard to the nature of the subject matter. The
applicant was given three weeks in which to finalise his submissions.
On
29 June 1999, when asked by the County Administrative Court, the
applicant renewed his request for an oral hearing but sent on the
same day a fax to the court explaining that he did not request an
oral hearing.
On
29 June 1999 the County Administrative Court rejected the applicant's
appeal. It did not question that his work had been of a very heavy
nature. However, it noted that it had to be relatively widely
accepted that certain factors in the working environment, with a high
level of probability, could cause the relevant injuries. In the
present case, the court found that the applicant had failed to show
that there was a high level of probability that his work at the
slaughterhouse had caused his hip joint arthritis.
The
applicant made a further appeal to the Administrative Court of Appeal
(kammarrätten) in Stockholm, maintaining his claims and
adding that he wanted an oral hearing to be held so that he could
prove his case, inter alia, by describing his working
conditions in the slaughterhouse and developing the medical
investigation. In this respect, he referred to Article 6 of the
Convention and noted that he would later specify whom he wanted to
call as expert witnesses.
Furthermore,
the applicant submitted another medical certificate which supported
his claim that his injuries were work-related. It was written by Dr
H.B., specialist in orthopaedics, who had examined the applicant. In
the certificate, Dr H.B. stated that studies existed which indicated
a connection between heavy physical work and the development of hip
joint arthritis. There were also studies which showed that the risk
of developing hip joint arthritis increased with the number of tons
that a person lifted during his working life. Having regard to the
applicant's background, his work at the slaughterhouse and the
relatively young age at which he had developed the arthritis, Dr H.B.
concluded that there were much stronger reasons in support of a
connection between the applicant's injuries and his work than against
it.
The
Office disputed the applicant's appeal and the new medical
certificate, submitting that the appeal should be rejected.
On
28 June 2001 the Administrative Court of Appeal rejected the
applicant's request for an oral hearing as it considered that, with
regard to the nature of the subject mater, it was unnecessary to hold
a hearing. The court granted the applicant two weeks to finalise his
submissions in the case.
Subsequently,
on 24 September 2001, the Administrative Court of Appeal rejected the
appeal. Having regard to the medical investigation in the case, in
particular the opinion of Dr S.H., as well as the time aspect (the
applicant had stopped working in 1980 at the slaughterhouse but only
been operated on in 1996), the court found that it had not been
shown, with a high level of probability, that the work had caused the
applicant's injuries.
The
applicant appealed to the Supreme Administrative Court
(Regeringsrätten) and requested that an oral hearing be
held. He stressed that the lower courts had failed to hold a hearing,
despite his express request and in violation of Article 6 of the
Convention. Moreover, he submitted that a hearing was necessary in
order for him to describe his working conditions at the
slaughterhouse and to be able to question specialists to clarify his
injuries and their causes.
On
16 July 2003 the Supreme Administrative Court rejected the
applicant's request for an oral hearing as it considered that there
was no need for a hearing before it decided on whether or not to
grant leave to appeal. It gave the applicant three weeks to submit
any additional comments.
On
10 November 2003 the Supreme Administrative Court refused leave to
appeal.
II. RELEVANT DOMESTIC LAW AND PRACTICE
A. Work Injury Insurance Act
According
to Chapter 2, section 1, of the 1976 Work Injury Insurance Act, the
term “work injury” mainly refers to injuries resulting
from accidents or other harmful factors at a person's place of work.
Under the Act, all gainfully employed persons working in Sweden are
insured against work injuries. The insurance scheme is administered
by the social insurance offices (as from 2005 the Swedish Social
Insurance Agency) and includes, among other things, compensation for
loss of earnings. A work injury must be immediately reported to the
employer who is required to notify the social insurance office. The
office must obtain a medical opinion concerning the injury. A medical
doctor is attached to the office to assist it in medical matters. The
assessment of whether an injury qualifies as a work injury, as well
as the degree of reduction of a person's ability to engage in gainful
employment, shall be made on the basis of the available medical
opinions, the medical doctor's assessment of these opinions and any
other relevant information.
For
an injury to qualify as a work injury, a causal link must be
established between the accident or harmful effect in the workplace
and the insured person's health problems. What is meant by “harmful
effect” is the influence of a factor that is very likely to
cause an injury or illness such as that incurred by the insured
person (Chapter 2, section 1, of the 1976 Act in its wording from 1
January 1993 until 30 June 2002). At the relevant time, the question
of whether a particular injury or illness incurred by the insured
person was to be regarded as a work injury was subject to the
following special rule of evidence. If the insured person had
suffered an accident or had been subjected to some other harmful
effect at work, his or her medical problems were presumed to have
been caused by the accident or the harmful effect if there were
substantial grounds in support of such a conclusion (Chapter 2,
section 2, of the 1976 Act in its wording from 1 January 1993
and until 30 June 2002).
The
amendments entering into force on 1 January 1993, and which applied
to work injury reports that were submitted after 30 June 1993, the
requirements in Chapter 2, sections 1 and 2, of the 1976 Act were
tightened up. This meant, inter alia, that it had to be
“highly probable”, and not merely “probable”
that a certain factor in the working environment could cause a
person's injuries and, thereby, be considered as having harmful
effects. The travaux préparatoires (see the Government
Bill 1992/93:30, pp. 20 and 36) state that this implies that the
responsible authorities have to consider more extensively than
previously whether the exposure to a harmful factor at work has been
of such an extent, intensity and duration that from this it can be
concluded that the existence of harmfulness is highly probable.
Furthermore, the collected knowledge must indicate with a
considerable degree of probability that a factor in the environment
is harmful. The view that a certain factor is very likely to cause an
injury has to be relatively generally accepted. This is the case
where substantial knowledge exists, within medical or other science,
that a certain factor has such harmful effects. If there is a lack of
such support, such as when, for example, there are profound
differences in expert opinions, this requirement cannot be considered
as fulfilled. Thus, the opinion of a specific researcher or medical
doctor should not constitute a sufficient basis for a positive
decision on the issue of harmful effects.
The
travaux préparatoires also state that the tightened
requirement of harmfulness in many cases presupposes more careful
investigations at workplaces regarding the harmful factors invoked
and that the question of the causes of certain diseases has to be
discussed more thoroughly. This, in turn, will result in the social
insurance offices and the courts basing their decisions more
extensively on different assessments of harmfulness within medical
science.
B. Administrative Court Procedure Act
Section
9 of the Administrative Court Procedure Act
(förvaltningsprocesslagen, Act no. 1971:291, as in force
at the relevant time) was worded as follows:
“The procedure shall be in writing.
Where it may be assumed to be advantageous for the
investigation or promote the expeditious determination of the case,
the processing may include an oral hearing regarding certain issues.
In the Administrative Court of Appeal and the County
Administrative Court an oral hearing shall be held if requested by an
individual party to the proceedings, unless it is unnecessary or
there are particular reasons against holding a hearing.”
The
travaux préparatoires to the Administrative Court
Procedure Act emphasise that an oral procedure can be advantageous
for the investigation of a case in two respects in particular.
Firstly, such a hearing may be needed in order to examine a witness,
expert or party or in cases where a party has difficulty expounding
his or her claim in writing. Secondly, an oral hearing may be needed
to clarify the positions taken by the parties in the case and perhaps
eliminate unnecessary or meaningless points of dispute. In the latter
case, the procedure is typically of a preparatory nature. Moreover,
the oral form of procedure envisaged in the 1971 Act is not to be
seen as an alternative to the written form, but rather as a
complement to that form (see the Government Bill 1971:30, p. 535).
The
possibility of holding an oral hearing in order to promote an
expeditious determination of the case, which was first introduced in
1983, was a clarification of a practice that already applied (see the
Government Bill 1982/83:134, Parliamentary Committee on Justice JuU
36, Parliamentary Communication 378, SFS 1983:461). The purpose of
the legislative amendment was to make it clearer that an oral hearing
can and should be used for preparatory purposes in certain cases, to
make for speedier and more effective proceedings. The amendment was
primarily intended for tax cases associated with tax offence cases
before courts of general jurisdiction.
Furthermore,
the travaux préparatoires to the 1971 Act underlined,
in connection with the provision in section 9 of the Act concerning
the right of a party to an oral hearing in certain cases, that while
serious consideration should be given to the wishes of a party for
such a hearing, the party could hardly be allowed to have a decisive
influence in the matter. The question of whether a hearing is
necessary should primarily be assessed in the light of the existing
investigation of the case, but it should also be possible to accord
significance to other factors, for example, if the case is very
important for the party and a hearing would give him a better
understanding of the import of the decision to be given in the case.
One particular reason not to arrange an oral hearing could be that
the case is of a trivial nature or that the costs of the hearing are
high compared to the value of the object of dispute (see Government
Bill 1971:30, p. 537).
In
recent years the Supreme Administrative Court has set aside a number
of decisions on appeal and referred the case back to the
administrative courts of appeal because of the lack of an oral
hearing in the lower courts (see, for example, RA 2002 ref. 23, BA
2003 note 68, RA 2004 note 65 and RA 2007 note 171; as more
specifically regards work injuries, see RA 2004 note 66 and RA 2006
note 207). In the last mentioned case, an administrative court of
appeal had changed the lower court's judgment to the applicant's
disadvantage without holding an oral hearing. Furthermore, the
applicant had requested that a medical doctor be heard as a witness.
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 6 § 1 OF THE
CONVENTION
The
applicant claimed that the national courts' refusal to hold an oral
hearing in his case, despite his explicit request before all three
judicial instances, had violated his right to a fair trial.
Article
6 § 1 of the Convention reads, in relevant parts, as follows:
“In the determination of his civil rights and
obligations ... everyone is entitled to a fair and public hearing ...
by [a] ... tribunal ...”
A. Admissibility
The
Court notes that this complaint is not manifestly ill-founded within
the meaning of Article 35 § 3 of the Convention. It further
notes that it is not inadmissible on any other grounds. It must
therefore be declared admissible.
B. Merits
1. The parties' submissions
(a) The applicant
The
applicant claimed that had he had an oral hearing, the outcome of his
case would have been different. The expert medical doctor had never
examined him, and such a doctor was not criminally liable for writing
a medical certificate, like the other doctors were. The Office had
also failed to refer to certain precedent cases which had previously
been mentioned in the context of similar cases.
The
applicant claimed that on 29 June 1999 he had been contacted by the
County Administrative Court and asked to withdraw his request for an
oral hearing even though it had already been decided on 25 May 1998.
This had been the reason for requesting an oral hearing before the
Administrative Court of Appeal.
(b) The Government
The
Government maintained that the lack of an oral hearing before the
administrative courts did not violate the applicant's right to a fair
and public hearing within the meaning of Article 6 § 1 of the
Convention. The right to an oral hearing was not absolute. Social
security disputes were generally rather technical, their outcome
usually being dependent on written opinions given by medical doctors,
and many such disputes were better dealt with in writing than in oral
argument. The administrative courts had to have regard also to the
demands of efficiency and economy: systematic holding of oral
hearings could be an obstacle to the particular diligence required in
social security cases.
In
the Government's view the applicant had waived his right to an oral
hearing before the County Administrative Court by sending a fax to
the court explaining that he was not requesting an oral hearing. As
to the proceedings in the Supreme Administrative Court, the applicant
had made a request for an oral hearing. However, this court had only
determined whether or not leave to appeal should be granted and, as a
consequence of its refusal to grant leave to appeal, had not made a
full examination of the applicant's case. The Government contended
that the case could be adequately resolved on the basis of the case
file and written submissions and, accordingly, that the absence of an
oral hearing before the Supreme Administrative Court had been
justified.
As
to the lack of an oral hearing before the Administrative Court of
Appeal, the Government maintained that in the present case it had
been acceptable to reject the applicant's request for oral hearing.
It was normally more expedient that a hearing be held at first
instance rather than before the appellate court. Moreover, one of the
reasons for an oral hearing had been that the applicant had
questioned the applicability of an act, an issue, as maintained the
Government, of strictly legal character which would not have been
resolved in a more appropriate manner had an oral hearing been held.
In any event, the applicant had not requested that the experts
involved be heard as witnesses or that he himself be heard in person.
He had never returned to the issue or specified the witnesses despite
several opportunities given to him. Even if he had, the Government
contended that differing medical opinions was not in itself a
sufficient reason for the court to hold an oral hearing.
The
Government maintained that the Administrative Court of Appeal's
assessment of written medical evidence had to be considered as rather
technical in nature and it could be adequately resolved on the basis
of the parties' written submissions. An oral hearing would not have
provided any new information. The judgment of the Administrative
Court of Appeal had been unanimous. Moreover, the proof required in
the present case had been very high, which meant that the burden of
proof could not be met if there were profound differences in the
experts' opinions. Even though the applicant had not been represented
by counsel, his interest had been properly presented and protected
and he had been given ample opportunity to put forward his case in
writing.
2. The Court's assessment
It
has not been argued, nor is there anything to suggest, that this case
relating to the applicant's claim for benefits under the national
social security scheme did not concern a dispute (contestation)
over a “right” which could be said, on arguable grounds,
to be recognised under domestic law. In particular, it could not be
said that the applicant's claim was frivolous or vexatious or
otherwise lacking in foundation (see Rolf Gustafson v. Sweden,
1 July 1997, § 39 in fine, Reports of Judgments and
Decisions 1997 IV). Nor is it disputed, and the Court is
satisfied, that the right in question was “civil” in
character in the autonomous sense of Article 6 § 1 of the
Convention (see, for example, Duclos v. France, 17 December
1996, § 53, Reports of Judgments and Decisions 1996 VI).
This provision is accordingly applicable; the only issue is whether
there was a failure to comply with it on account of the refusal to
hold an oral hearing in the case.
The
Court reiterates that in proceedings before a court of first and only
instance the right to a “public hearing” under Article 6
§ 1 entails an entitlement to an “oral hearing”
unless there are exceptional circumstances that justify dispensing
with such a hearing (see, for instance, Fredin v. Sweden (no. 2),
23 February 1994, §§ 21–22, Series A no. 283 A;
Fischer v. Austria, 26 April 1995, § 44, Series A no.
312; Allan Jacobsson v. Sweden (no. 2), 19 February 1998, §
46, Reports of Judgments and Decisions 1998 I;
Salomonsson v. Sweden, no. 38978/97, § 34, 12 November
2002; Lundevall v. Sweden, no. 38629/97, § 34, 12
November 2002; Döry v. Sweden, no. 28394/95, § 37,
12 November 2002; Göç v. Turkey [GC], no.
36590/97, §§ 47-52, ECHR 2002 V; and Vilho
Eskelinen and Others v. Finland [GC], no. 63235/00, § 73,
ECHR 2007 IV).
The
exceptional character of the circumstances that may justify
dispensing with an oral hearing essentially comes down to the nature
of the issues to be decided by the competent national court, not to
the frequency of such situations. It does not mean that refusing to
hold an oral hearing may be justified only in rare cases. For
example, the Court has recognised that disputes concerning benefits
under social-security schemes are generally rather technical, often
involving numerous figures, and their outcome usually depends on the
written opinions given by medical doctors. Many such disputes may
accordingly be better dealt with in writing than in oral argument.
Moreover, it is understandable that in this sphere the national
authorities should have regard to the demands of efficiency and
economy. Systematically holding hearings could be an obstacle to the
particular diligence required in social-security cases (see
Schuler-Zgraggen v. Switzerland, 24 June 1993, § 58,
Series A no. 263; Salomonsson v. Sweden, cited above,
§ 38; Lundevall v. Sweden, cited above, §
38; and Döry v. Sweden, cited above, § 41).
The
Court further reiterates that, provided a public hearing has been
held at first instance, a less strict standard applies to the
appellate level, at which the absence of such a hearing may be
justified by the special features of the proceedings at issue. Thus,
leave-to-appeal proceedings and proceedings involving only questions
of law, as opposed to questions of fact, may comply with the
requirements of Article 6, although the appellant was not given the
opportunity to be heard in person by the appeal or cassation court.
Regard must be had to the nature of the national appeal system, to
the scope of the appellate court's powers and to the manner in which
the applicant's interests are actually presented and protected in the
appeal, particularly in the light of the nature of the issues to be
decided by it, and whether these raise any questions of fact or
questions of law which cannot be adequately resolved on the basis of
the case-file (see for instance Helmers v. Sweden, 29 October
1991, § 36, Series A no. 212 A).
The
Court considers that this less strict standard should also apply if
an oral hearing has been waived at first instance and requested only
on appeal. In the interests of the proper administration of justice,
it is normally more expedient that a hearing be held at first
instance rather than only before the appellate court (see the
above-mentioned Döry judgment).
Turning
to the particular circumstances of the present case, the Court
observes from the outset that no oral hearing was held at any stage
of the proceedings. There can be no question of the applicant having
waived any right to a hearing under Article 6 § 1 of the
Convention (cf, Håkansson and Sturesson v. Sweden, 21
February 1990, §§ 64 and 66, Series A no. 171 A;
and Schuler-Zgraggen v. Switzerland, cited above, § 58).
The applicant had already expressly requested an oral hearing at
what, in the Court's view, was the most appropriate stage of the
proceedings - at first instance before the County Administrative
Court - and the court had rejected that request on 25 May 1998. It
cannot thus be said that the applicant would have waived his right to
an oral hearing on 29 June 1999 as such request had already been
decided by the County Administrative Court for more than a year
earlier. On this account alone the present case is more striking than
those of the aforementioned Salomonsson and Lundevall
judgments, where an oral hearing was not requested until the appeal
to the Administrative Court of Appeal, and where the Court
nevertheless found a violation.
The
applicant also made a request for an oral hearing to the
Administrative Court of Appeal and the Supreme Administrative Court.
Since the Supreme Administrative Court refused him leave to appeal,
the County Administrative Court and the Administrative Court of
Appeal became the only instances to examine the merits of his case.
Therefore the only issue to be determined is whether the courts'
refusal to hold an oral hearing was justified by exceptional
circumstances.
In
this regard the Court notes, by way of general observation, that
proceedings before the Swedish administrative courts were in
principle in writing. Pursuant to section 9 of the 1971
Administrative Court Procedure Act, before the Administrative Court
of Appeal and the County Administrative Court, an oral hearing should
be held if so requested by a party and if the competent court found
that a hearing would neither be unnecessary nor dispensable for other
particular reasons. According to the interpretation made by the
Swedish courts, these two grounds for refusing a request to hold an
oral hearing were alternative, not cumulative (see paragraph 32
above). Thus, there is an apparent discrepancy between the Convention
case-law, according to which in principle an oral hearing must be
held unless there are exceptional reasons, and the standard applied
by the national courts which reverses the order of the principle. The
Court considers that the respondent State should take appropriate
measures to ensure that it is the Convention standard that applies.
It
should also be emphasised that both the County Administrative Court
and the Administrative Court of Appeal had full jurisdiction to
examine the issue raised in the applicant's appeal, namely whether he
fulfilled the conditions for obtaining occupational injury
compensation under Chapter 2, sections 1 and 2, of the 1976 Work
Injury Insurance Act. According to these provisions, it had to be
“highly probable” that a certain factor in the working
environment could cause a person's injuries, and thereby be
considered as having harmful effects.
In
addition, the medical certificates on which the applicant relied
supported rather than contradicted his claim that he fulfilled the
above conditions for occupational injury compensation. However, both
the County Administrative Court and the Administrative Court of
Appeal found that the applicant had failed to show that there was a
high level of probability that his work at the slaughterhouse had
caused his hip joint arthritis.
Therefore,
in the Court's view, the question of the cause of the injury was
apparently not straightforward. The Court is unable to accept the
Government's argument that oral evidence from the applicant's
personal doctors was unlikely to add anything useful. On the
contrary, it is not inconceivable that the doctors could have fleshed
out at an oral hearing the various observations they had made in the
relevant medical records, and could have given their opinion on the
implications for the issues raised before the relevant courts. This
is all the more so, considering that, according to the preparatory
works, the tightened requirement of harmfulness in many cases
presupposed that the question of the causes of certain diseases had
to be discussed more thoroughly and the courts would have to base
their decisions more extensively on different assessments of
harmfulness within medical science.
The
Court considers that the issues raised by the applicant's judicial
appeal were not only technical in nature. In its view, the
administration of justice would have been better served in the
applicant's case by affording him a right to explain, on his own
behalf or through his representative, his personal situation, taken
as a whole at the relevant time, in a hearing before the
administrative courts (see, mutatis mutandis, the above-cited
Göç judgment, § 51).
Finally,
as regards the Government's submission that the applicant failed to
specify before the Administrative Court of Appeal whom he wanted to
call as witnesses, the Court observes that it does not appear from
the case file that the applicant had been expressly invited by that
court to do so. The applicant stated before that court that he
requested an oral hearing in order to “prove his case”.
Therefore, the Court finds that the Administrative Court of Appeal
had sufficient elements to be in a position to consider the necessity
of an oral hearing.
In
these circumstances it could hardly be said that the applicant's
claim was incapable of giving rise to any issue of fact or of law
which was of such a nature as to require an oral hearing for the
determination of the case. Against this background it cannot be said
that the question of whether the applicant fulfilled the legal
conditions for the grant of occupational injury compensation was of
such a nature as to dispense the administrative courts from their
normal obligation to hold an oral hearing.
Accordingly,
the Court finds that there has been a violation of Article 6 § 1
of the Convention.
II. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article 41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Damage
The
applicant claimed SEK 30,000 (approximately EUR 3,225) in
respect of non-pecuniary damage occasioned by the absence of an oral
hearing and SEK 50,000 concerning the excessive length of
proceedings.
The
Government pointed out that the complaint concerning the excessive
length of proceedings had been declared inadmissible by the Court on
3 June 2008. As to the absence of an oral hearing, the Government
considered the applicant's claim too high as to quantum and
contended that the finding of a violation constituted sufficient
reparation in the present case.
The
Court recalls that the complaint concerning the excessive length of
proceedings has been declared inadmissible by the Court on 3 June
2008. The Court, making an assessment on an equitable basis, awards
the applicant EUR 3,000 in respect of non-pecuniary damage occasioned
by the absence of an oral hearing.
B. Costs and expenses
The
applicant also claimed SEK 31,300 (approximately EUR 3,365) as
costs and expenses which amount comprised the consultant's work
(SEK 13,300), “own costs and expenses” (SEK 14,000)
and other expenses (SEK 4,000). The applicant also claimed
compensation for expenses amounting to EUR 5,200.
The
Government had no objections to the claim for SEK 13,300 or EUR 1,300
(excluding the value-added tax). As concerned the “own costs
and expenses”, the Government considered that the amount of SEK
7,000 or EUR 700 (excluding the value-added tax) should be
awarded in this respect. The other expenses amounting to SEK 4,000 or
EUR 400 (excluding the value-added tax) were acceptable to the
Government. In sum, in the Government's view compensation to be
awarded for costs incurred should not exceed a total of EUR 2,000 and
compensation for expenses EUR 400 (excluding the value-added
tax).
According
to the Court's case-law, an applicant is entitled to the
reimbursement of costs and expenses only in so far as it has been
shown that these have been actually and necessarily incurred and were
reasonable as to quantum. In the present case, regard being
had to the information in its possession and the above criteria, the
Court considers it reasonable to award the applicant the sum of EUR
2,500 covering costs and expenses under this head.
C. Default interest
The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
Declared the complaint concerning the lack of an
oral hearing admissible;
2. Held that there has been a violation of Article
6 § 1 of the Convention;
Held
(a) that
the respondent State is to pay the applicant, within three months
from the date on which the judgment becomes final in accordance with
Article 44 § 2 of the Convention, the following
amounts, to be converted into Swedish kronor at the rate applicable
at the date of settlement:
(i) EUR 3,000
(three thousand euros), plus any tax that may be chargeable, in
respect of non-pecuniary damage;
(ii) EUR 2,500
(two thousand five hundred euros), plus any tax that may be
chargeable to him, in respect of costs and expenses;
(b) that from the expiry of the above-mentioned three
months until settlement simple interest shall be payable on the above
amounts at a rate equal to the marginal lending rate of the European
Central Bank during the default period plus three percentage points;
Dismissed the remainder of the applicant's claim
for just satisfaction.
Done in English, and notified in writing on 7 December 2010, pursuant
to Rule 77 §§ 2 and 3 of the Rules of Court.
Santiago Quesada Josep
Casadevall Registrar President