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A.B. v. RUSSIA - 1439/06 [2010] ECHR 1511 (14 October 2010)
URL: http://www.bailii.org/eu/cases/ECHR/2010/1511.html
Cite as:
[2010] ECHR 1511,
55 EHRR 4,
(2012) 55 EHRR 4
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FIRST
SECTION
CASE OF A.B. v. RUSSIA
(Application
no. 1439/06)
JUDGMENT
STRASBOURG
14 October
2010
This judgment will become
final in the circumstances set out in Article 44 § 2
of the Convention. It may be subject to editorial revision.
In the case of A.B. v. Russia,
The
European Court of Human Rights (First Section), sitting as a Chamber
composed of:
Christos
Rozakis,
President,
Nina
Vajić,
Anatoly
Kovler,
Elisabeth
Steiner,
Khanlar
Hajiyev,
Dean
Spielmann,
Sverre
Erik Jebens,
judges,
and André Wampach,
Deputy
Section Registrar,
Having
deliberated in private on 23 September 2010,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
The
case originated in an application (no. 1439/06) against the Russian
Federation lodged with the Court under Article 34 of the Convention
for the Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by a Russian national, Mr A.B. (“the
applicant”), on 14 November 2005.
The applicant was represented by Ms M. Belinskaya, a
lawyer practising in St Petersburg. The Russian Government (“the
Government”) were represented were
represented by Ms V. Milinchuk, former Representative of the Russian
Federation at the European Court of Human Rights.
On 18 April 2006 the Court
decided to apply Rule 41 of the Rules of Court and to grant priority
treatment to the application.
On 20 February 2007 the Court
decided to give notice of the application to the Government. It also
decided to examine the merits of the application at the same time as
its admissibility (Article 29 § 1 of the Convention).
The
Government objected to the joint examination of the admissibility and
merits of the application. Having considered the Government’s
objection, the Court dismissed it.
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The
applicant was born in 1963 and lives in St Petersburg. At the time of
introduction of the application he was detained in remand prison
IZ-47/1 in St Petersburg.
A. Pre-trial proceedings
On
18 May 2004 criminal proceedings were instituted against the
applicant and third persons for attempted swindling. At 9.10 p.m. on
the same day the applicant was arrested. He was placed in the
temporary detention facility of the Nevskiy District of St
Petersburg.
On
20 May 2004 the Nevskiy District Court of St Petersburg (“the
trial court”) remanded the applicant in custody. He was
transferred to remand prison IZ-47/1 in St Petersburg (“the
remand prison”). The court held that the applicant was charged
with a serious crime, had a disposition to commit crimes and could
continue to pursue criminal activities if at liberty. The ruling was
not appealed against.
On
15 July 2004 the Kuybyshevskiy District Court of St Petersburg
granted a request by the investigator to extend the applicant’s
detention until 26 August 2004, holding that investigative measures
could not be taken prior to that date. The ruling was not appealed
against.
On
23 August 2004 the Smolninskiy District Court of St Petersburg
prolonged the applicant’s detention until 26 October 2004.
On
25 October 2004 the Kuybyshevskiy District Court of St Petersburg
prolonged the applicant’s detention until 26 December 2004.
On
24 December 2004 the bill of indictment was drawn up and the case
file was transferred to the trial court.
On
4 February 2005 the trial court scheduled a hearing for 25 March
2005. The issue of the application of a preventive measure to the
applicant was not decided upon pursuant to Article 236 of the Code of
Criminal Procedure (“the CCP”).
At the preliminary hearing of 24 March 2005 the trial
court, relying on Article 237 of the CCP, returned the case to the
prosecutor because certain procedural rules had not been complied
with. In particular, some pages of the case file had been wrongly
numbered and the accused had not been provided with the opportunity
to study some documents. The trial court further noted that no
application to vary the preventive measure had been lodged. The trial
court found that the measure applied was lawful and appropriate in
view of the gravity of the charges and the information about the
accused, and ordered that it should remain unchanged. The trial court
observed that the decision could be appealed against to the St
Petersburg City Court within ten days from the date of its delivery.
The applicant and his counsel N. were present at the hearing.
The
ruling of 24 March 2005 was not appealed against and became final on
4 April 2005. On 5 April 2005 the case file was transmitted to the
prosecutor.
On
7 April 2005 the prosecutor returned the case to the investigator for
additional investigative measures. Having obtained the endorsement of
the St Petersburg City Prosecutor, the investigator requested a court
to extend the applicant’s custodial detention for one month
until 5 May 2005 so that the aggregate term of his detention amounted
to eight months and five days. He argued that the extension sought
would allow him to take the requisite investigative measures and to
comply with the trial court’s instructions.
On 8 April 2005 the Kuybyshevskiy District Court of St
Petersburg, relying on Article 109 of the CCP, granted the
investigator’s request to extend the applicant’s
detention for “one month, up to eight months and five days in
total, that is, until 5 May 2005”. The applicant and his
counsel M. were present at the hearing. His counsel M. objected,
stating that the applicant had a permanent place of residence, had no
intention of absconding – on the contrary, he had actively
cooperated with the investigation – and that his state of
health had worsened. The court held that the investigator’s
request should be granted and that there was no reason to vary the
preventive measure in respect of the applicant since the
circumstances that had constituted the grounds for its application
had not changed. The applicant was charged with a serious offence and
had no permanent job and no assets. Furthermore, he was suspected of
having committed a further offence similar to the one he had been
charged with. Therefore, if released, he might abscond, hinder the
criminal prosecution and engage in further criminal activity.
Moreover, certain investigative measures had to be conducted before
the case was sent for trial. The court also found that the arguments
put forward by the applicant’s counsel concerning the
applicant’s personality and his state of health were not
sufficient grounds for refusing the investigator’s request. In
particular, no medical documents had been provided to prove that
placement in a remand prison was damaging to the applicant’s
health.
The
applicant appealed against the ruling of 8 April 2005, claiming that
Article 109 of the CCP did not provide for the possibility of
extending a period of detention pending additional investigation.
On
an unspecified date the applicant requested the Oktyabrskiy District
Court of St Petersburg to declare that the prosecutor had not
received the case file from the trial court as required by the ruling
of 24 March 2005.
On
26 April 2005 the Oktyabrskiy District Court of St Petersburg held a
hearing on the complaint, during which the applicant was advised that
the case file had already been sent to the prosecutor. The applicant
then brought another complaint about the prosecutor’s actions
between 5 and 8 April 2004, claiming that the latter had failed
to take the requisite measures to ensure the applicant’s
release from custody. The court dismissed the complaint, stating that
the prosecutor’s actions were lawful, and observed that the
ruling could be appealed against to the St Petersburg City Court
within ten days from the date of its delivery.
It
follows from the parties’ submissions that the applicant did
not appeal against the ruling of 26 April 2005.
On
5 May 2005 the Kuybyshevskiy District Court of St Petersburg granted
a request lodged by the St Petersburg City Prosecutor to extend the
applicant’s detention for one month to 5 June 2005 so that the
aggregate term of his detention amounted to nine months and five
days. The applicant and his counsel P. objected on the grounds that
the court had no evidence of the applicant’s intention either
to abscond or to engage in further criminal activity. The court
dismissed the objections and ordered the extension of the applicant’s
detention on the same grounds as those given in the ruling of 8 April
2005. The applicant’s counsel P. was a legal-aid lawyer
appointed by the court. At the beginning of the hearing the applicant
applied to the court to have counsel replaced because he wished to be
assisted by his own counsel, B., who had not been notified of the
hearing. The court found that counsel B. had been notified by
telephone of the hearing that had initially been scheduled for 4 May
2005. However, she had neither appeared nor provided any documents
justifying her failure to do so. The hearing had then been postponed
to 5 May 2005 and counsel B. had been notified accordingly. However,
she had said that she could not attend the hearing because she was
involved in other proceedings. Nevertheless, she had failed to
provide any supporting documents. The applicant appealed.
On
12 May 2005 the final bill of indictment was drawn up.
On
13 May 2005 the case was sent to the trial court.
On
14 May 2005 the trial court received the case file.
On
27 May 2005 the trial court scheduled a hearing for 5 July 2005. It
also ordered that the preventive measure imposed on the applicant was
to remain unchanged.
On
15 June 2005 the St Petersburg City Court dismissed the applicant’s
appeal against the ruling of 8 April 2005. The appeal court held that
when a case was returned to the prosecutor, new time-limits for the
investigation were to be fixed and a decision concerning a preventive
measure was to be taken accordingly. It also upheld the
first-instance court’s findings that, if released, the
applicant might abscond and engage in further criminal activity.
On
12 July 2005 the St Petersburg City Court dismissed the applicant’s
appeal against the trial court’s ruling of 5 May 2005. The
appeal court upheld the first-instance court’s conclusion that,
if released, the applicant might abscond, engage in further criminal
activity and hinder the prosecution. It also found that counsel B.
had been duly notified of the hearing of 5 May 2005. However, she had
not appeared and had failed to provide appropriate justification.
On
22 November 2005 the St Petersburg City Court dismissed the
applicant’s appeal against the ruling of 14 May 2005.
On
10 October 2006 the trial court sentenced the applicant to five years
and two months’ imprisonment.
On
19 February 2007 the applicant’s sentence became final.
On 4 April 2007 the St Petersburg City Court dismissed
the applicant’s appeal against the decision of the Oktyabrskiy
District Court of St Petersburg of 26 April 2005 concerning his
complaint about the prosecutor’s inaction. It held, in
particular, that the prosecutor had requested authorisation of the
applicant’s detention for a period including the days that had
preceded the court’s ruling, that is, between 5 and 8 April
2005. It rejected the applicant’s argument that his detention
during that period had been unlawful, for the reason that “there
was a judicial decision extending the detention for the period from 5
to 8 April 2005”. No reference as to which judicial decision
had authorised that period was given.
B. The applicant’s state of health and conditions
of detention
1. The applicant’s account
On
30 April 1997 the applicant was diagnosed with hepatitis C. He
underwent treatment between 30 April and 26 May 1997 and was
subsequently diagnosed with chronic hepatitis C.
On
20 May 2004, on his admission to remand prison IZ 47/1, the
applicant was diagnosed as HIV-positive on the basis of a routine
blood test.
According
to the applicant, his state of health had been deteriorating since
October 2004. He had shown symptoms of immunodeficiency and there had
been bad bouts of his chronic illnesses. The applicant had applied to
the medical unit of the remand prison for treatment to boost his
immune system. In reply, he had been advised to take aspirin,
papaverine and analgesics. After the applicant had stated that this
treatment would obviously be insufficient, he had been threatened
with confinement in a solitary cell.
On
29 October 2004 the applicant was placed in solitary cell no. 129 in
wing 2/1 with restricted access. The wing was designed for the
detention of inmates sentenced to life imprisonment.
On
19 January 2005 the applicant was transferred to solitary cell
no. 123 in wing 2/1 with restricted access. According to the
applicant, the cell was the equivalent of a disciplinary cell.
However, he had neither requested to be placed in solitary
confinement, nor had there been any grounds for such placement since
he had not broken prison rules. The cell was in the basement where
there was no central heating, and the winter temperature there was
about 7-10oC.
On
account of the conditions of detention in the solitary cell the
applicant’s health had deteriorated further. He had been put on
a special diet which included a supplementary daily portion of
margarine and sugar. Despite his regular requests, he had never been
provided with either antiviral treatment or treatment stimulating
liver function and had been offered only febrifuges and analgesics.
Medical staff of the remand prison had stated that they had no
medicines for HIV-positive prisoners because of lack of funding.
The
applicant requested to be placed in a hospital in August and
September 2004. However, he was refused admission to the hospital at
remand prison IZ 47/1 on the grounds that there were too many
HIV positive patients and not enough places. He was likewise
refused admission to the hospital of the Federal Penitentiary
Service, because the hospital only treated convicted prisoners and
did not have the status of a remand prison.
The
applicant lodged numerous complaints concerning his inadequate
medical assistance. However, he did not receive any formal replies to
his complaints or a formal refusal to place him in a hospital. The
replies he received were given in the course of private
conversations. Nor was he provided with any documents confirming that
his complaints had been forwarded to the appropriate authorities.
According to the applicant, the officials of the remand prison had
forwarded only his correspondence relating to his criminal case and
had not provided his counsel B. with the medical documents
contained in his personal file.
2. The Government’s account
(a) Medical assistance available to the
applicant
While
detained in IZ-47/1 the applicant was on several occasions examined
by specialist doctors and general practitioners.
On
21 May 2004 the applicant was examined by a medical commission
composed of a general practitioner, a surgeon, a psychiatrist and a
dermatologist. He made no complaints concerning his state of health.
On
22 May 2004 the applicant underwent a chest X-ray. No pathological
condition was discovered.
On
25 May 2004 a blood test carried out on the applicant indicated that
he was HIV-positive.
On 3 June 2004 the applicant underwent a complex
medical check up at the Botkin City Clinical Hospital of St
Petersburg and was diagnosed with stage 2Б
HIV infection.
On
24 June 2004 the applicant was examined by an infectious disease
specialist. He was also registered as HIV-positive with the IZ-47/1
infirmary and was prescribed a special diet.
Between
24 June and 12 July 2004 the applicant was treated by a dermatologist
for an acute skin disease (parasitical dermatitis) and was cured.
Between
August and September 2004 the applicant did not request to be
admitted to hospital.
On
30 September 2004 the applicant underwent a routine check-up with a
general practitioner. He made no complaints concerning his state of
health.
On
26 July and 25 November 2004 the applicant underwent chest X rays,
which did not detect any pathological condition.
On
11 January and 27 July 2005 the applicant was examined by a general
practitioner and was found to be in a satisfactory state of health.
He did not make any complaints.
On
26 February 2006 a general practitioner examined the applicant and
found no medical data to confirm that the HIV infection had
progressed.
On
15 March and 20 October 2006 and on 19 March 2007 the applicant
underwent chest X-rays, which did not reveal any pathological
condition.
On
22 October 2006 and 12 April 2007 the applicant was examined by a
general practitioner. A general blood test carried out on 12 April
2007 showed no pathological changes in the blood.
The
applicant’s HIV infection had not been clinically manifested.
The applicant did not require antiretroviral therapy.
According
to a certificate issued by the authorities of the remand prison on 19
April 2007, the applicant’s state of health had not
deteriorated since 21 May 2004, he had not lost any weight and his
lymph glands had not been dilated.
(b) Conditions of detention in the remand
prison
While
in IZ-47/1, the applicant was detained in cells nos. 781, 170, 226,
188, 749 and 123. Cell no. 781 measured 9.8 square metres; each of
the remaining five cells measured 7.5 square metres.
The
Government could not submit information on the number of inmates who
had shared cells with the applicant owing to the fact that the
registration logs had been destroyed.
Every
cell in which the applicant was kept was equipped with a lavatory
pan, a flush tank and a sink, which were separated from the sleeping
area by a curtain. There was running hot and cold water supplied by
the city water system in each cell.
The
applicant and other inmates washed themselves and had their bedding
changed once a week.
Every
cell in which the applicant was kept had access to daylight through
windows; they were also equipped with lamps. All cells had both
natural and mandatory ventilation systems. The cells were equipped
with tables, benches and necessary utensils. The windows were glazed
and had air ducts. The cells had a central heating system connected
to the remand prison’s boiler house. The average temperature in
the cells was between 18oC (in winter) and 22oC
(in summer).
The
applicant was at all times provided with an individual sleeping place
and bedding.
While
in the remand prison, the applicant was fed three times a day. From
26 June 2004 he received a special diet. The food available to the
applicant was in compliance with the relevant standards and
regulations.
The
applicant was allowed to have a daily one-hour walk during which he
could perform physical exercises.
The
cells were regularly cleaned and disinfected.
On
29 October 2004 the applicant was placed in cell no. 123, where he
was kept in solitary confinement to secure his safety. The cell was
heated by the remand prison’s boiler house.
According to a certificate of microclimate measurement
provided by the Government, on 2 December 2004, when the outside
temperature was 1oC, the level of humidity in cell
no. 123 amounted to 75% (50% being normal), the temperature in the
cell was 17oC (19oC to 21oC being
normal) and the level of lighting was 40 lx (90 lx being normal).
According to a certificate of 19 April 2007 issued by
the remand prison authorities, microclimate measurements in the
remand prison cells were taken once a month; the average temperature
in the cells was 18oC in winter and 22oC in
summer.
According
to a certificate on the sanitary conditions in cell no. 123, on 14
December 2004 the cell was in a satisfactory condition. It was
equipped with a sink and a lavatory pan; the sanitary installations
were in order. There was hot and cold running water, natural
ventilation, central heating, natural light and one light bulb. The
cell measured 216 cm (width) by 354 cm (length) by 230 cm (height).
The cell was designed to accommodate four persons. There was a window
measuring 108 cm by 100 cm. The cell had been renovated in
November 2003.
The
applicant did not lodge any complaints concerning the conditions of
his detention with the remand prison authorities or with prosecutors’
offices.
3. Written statements by the applicant’s fellow
inmates
The
applicant submitted written statements by Mr A.M. and Mr N.M.
Mr A.M., who had been sentenced to life imprisonment,
was kept in cells nos. 120, 122, 126, 128 and 141 of wing 2/1 of the
remand prison on various occasions between June 2004 and July 2007.
In his submission, wing 2/1 was reserved for inmates sentenced to
life imprisonment at first instance pending the examination of their
cases on appeal. The conditions of detention in all the cells were
nearly identical. There were no chairs or desks in the cells. The
beds were made of concrete. The cells were in a deplorable state. The
humidity was high. There was no hot water or heating. The temperature
in the cells in winter was as low as outside. There was no mandatory
ventilation. Lavatory pans were not separated from the rest of the
cells. All inmates in wing 2/1 were kept in solitary confinement.
Access to the wing was limited. Paramedics occasionally visited the
wing but claimed that they had no medication. At some point in 2005
Mr A.M. had a glimpse inside cell no. 123 and saw that it was no
different from the cells in which he had been kept, save for the fact
that there was an iron bed, not a concrete one. He also repeatedly
heard the applicant asking paramedics for medication.
Mr N.M. was sentenced to life imprisonment. He was
kept in cell no. 121 of wing 2/1 of the remand prison. In his
submission, all the cells in the wing were nearly identical. There
was no furniture in the cells. The temperature in the cells in winter
was as low as 3oC. There was no hot water. The cells were
very humid so that the walls were covered with mould. The lavatory
pans were not secluded. The food was of poor quality. Medical
personnel rarely visited the wing and did not have effective
medication. Mr N.M. had overheard the applicant’s numerous
complaints to the remand prison authorities concerning his state of
health. Initially the applicant had been placed in cell no. 129 and
in January 2005 he had been transferred to cell no. 123.
II. RELEVANT DOMESTIC LAW AND PRACTICE
A. Code of Criminal Procedure
After arrest the suspect is placed in custody “pending
investigation”. The period of detention “pending
investigation” cannot exceed two months (Article 109 § 1)
but may be extended up to six months by a judge of a district court
or a military court of a corresponding level further to a request
lodged by a prosecutor (or an investigator or inquirer with a
prosecutor’s prior approval) (Article 109 § 2). Further
extensions up to twelve months may be granted on an investigator’s
request approved by a prosecutor of the Russian Federation only if
the person is charged with serious or particularly serious criminal
offences (Article 109 § 3). The period of detention “pending
investigation” is calculated up to the date on which the
prosecutor sends the case to the trial court (Article 109 § 9).
From
the time the prosecutor sends the case to the trial court, the
defendant’s detention is “pending trial”. The
period of detention “pending trial” is calculated up to
the date on which the judgment is given. It may not normally exceed
six months, but if the case concerns serious or particularly serious
criminal offences, the trial court may approve one or more extensions
of no longer than three months each (Article 255 §§ 2 and
3).
The
trial judge can return the case to the prosecutor for defects
impeding the trial to be remedied, for instance if the judge has
identified serious deficiencies in the bill of indictment or a copy
of it was not served on the accused. The judge must require the
prosecutor to comply within five days (Article 237 § 2) and must
also decide on a preventive measure in respect of the accused
(Article 237 § 3). By Federal Law no. 226-FZ of 2 December
2008, Article 237 was amended to the effect that, if appropriate, the
judge should extend the term of detention with due regard to the
time-limits in Article 109 of the Code.
B. Federal Law on prevention of the propagation of HIV
infection, no. 38-FZ of 30 March 1995
HIV-positive
persons have the right to receive all types of medical assistance
required by clinical data. They enjoy all the rights guaranteed by
laws of the Russian Federation on public health protection (section
14).
C. Case-law of the Constitutional Court of the Russian
Federation
On 22 March 2005 the Constitutional Court of the
Russian Federation adopted Ruling no. 4-P on a complaint
lodged by a group of individuals concerning the de facto
extension of detention after the transfer of a case file to a trial
court by the prosecution. In part 3.2 of the ruling the
Constitutional Court held:
“The second part of Article 22 of the Constitution
of the Russian Federation provides that ... detention is permitted
only on the basis of a court order ... Consequently, if the term of
detention, as defined in the court order, expires, the court must
decide on the extension of the detention, otherwise the accused
person must be released ...
These rules are common to all stages of criminal
proceedings, and also cover the transition from one stage to another.
... The transition of the case to another stage does not
automatically put an end to a preventive measure applied at previous
stages.”
D. Standards of medical assistance rendered to
HIV-positive persons
The
Ministry of Health of the Russian Federation, by its Decree No. 474
of 9 July 2007, adopted Standards of Medical Assistance Rendered to
HIV-positive Persons (“the Standards”), which were
recommended for use in State-owned and municipal health-care
institutions.
According to the Standards, adult HIV-positive persons
suffering from the disease in stages 2A, 2Б,
2В, 3, 4А,
4Б and 4В
require CD4 testing as a diagnostic measure once every twelve
months.
III. RELEVANT
INTERNATIONAL DOCUMENTS
A. Detention of persons with
HIV
The 11th General Report (CPT/Inf (2001) 16) prepared
by the European Committee for the Prevention of Torture and Inhuman
or Degrading Treatment or Punishment (CPT) concerning transmissible
diseases reads, in so far as relevant, as follows:
“31. The spread of transmissible
diseases and, in particular, of tuberculosis, hepatitis and HIV/AIDS
has become a major public health concern in a number of European
countries ...
... [T]he act of depriving a person of his liberty
always entails a duty of care ...
The use of up-to-date methods for screening, the regular
supply of medication ... constitute essential elements of an
effective strategy ... to provide appropriate care to the prisoners
concerned.
... [T]he prisoners concerned should not be segregated
from the rest of the prison population unless this is strictly
necessary on medical or other grounds. In this connection, the CPT
wishes to stress in particular that there is no medical justification
for the segregation of prisoners solely on the grounds that they are
HIV-positive.”
The
relevant parts of the Appendix to Recommendation no. R (98) 7 of the
Committee of Ministers of the Council of Europe to Member States
concerning the ethical and organisational aspects of health care in
prison read as follows:
“38. The isolation of a patient with an
infectious condition is only justified if such a measure would also
be taken outside the prison environment for the same medical reasons.
39. No form of segregation should be
envisaged in respect of persons who are HIV antibody positive,
subject to the provisions contained in paragraph 40.
40. Those who become seriously ill with
Aids-related illnesses should be treated within the prison health
care department, without necessarily resorting to total isolation.
Patients, who need to be protected from the infectious illnesses
transmitted by other patients, should be isolated only if such a
measure is necessary for their own sake to prevent them acquiring
intercurrent infections ...”
The 1993 Guidelines on HIV infection and AIDS in
prisons issued by the World Health Organization (WHO) read, in so far
as relevant, as follows:
“27. Since segregation, isolation and
restrictions on occupational activities, sports and recreation are
not considered useful or relevant in the case of HIV-infected people
in the community, the same attitude should be adopted towards
HIV-infected prisoners. Decisions on isolation for health conditions
should be taken by medical staff only, and on the same grounds as for
the general public, in accordance with public health standards and
regulations. Prisoners’ rights should not be restricted further
than is absolutely necessary on medical grounds, and as provided for
by public health standards and regulations ...
28. Isolation for limited periods may be
required on medical grounds for HIV infected prisoners suffering
from pulmonary tuberculosis in an infectious stage. Protective
isolation may also be required for prisoners with immunodepression
related to AIDS, but should be carried out only with a prisoner’s
informed consent. Decisions on the need to isolate or segregate
prisoners (including those infected with HIV) should only be taken on
medical grounds and only by health personnel, and should not be
influenced by the prison administration ...
32. Information regarding HIV status may only be
disclosed to prison managers if the health personnel consider ...
that this is warranted to ensure the safety and well being of
prisoners and staff ...”
B. Administering antiretroviral therapy
The WHO published on 30 November 2009 a document
entitled “Rapid Advice: Antiretroviral Therapy for HIV
Infection in Adults and Adolescents”. The recommendations
concerning the commencement of administering treatment are as
follows. It is strongly recommended to start antiretroviral treatment
in all patients with HIV who have a CD4 count of lower than 350 cells
per mm3 irrespective of clinical symptoms. CD4 testing is
required to identify if HIV-positive patients with WHO clinical stage
1 or 2 disease need to start antiretroviral treatment.
Furthermore, it is strongly recommended to start antiretroviral
treatment in all patients with HIV with WHO clinical stage 3 or 4
irrespective of CD4 count.
THE LAW
I. ALLEGED VIOLATIONS OF ARTICLE 3 OF THE CONVENTION ON
ACCOUNT OF THE CONDITIONS OF THE APPLICANT’S DETENTION
The
applicant complained about the poor conditions of his detention in
wing 2/1 of remand prison IZ-47/1 and about the fact that he had been
placed in solitary confinement and thus put in social isolation. He
relied on Article 3 of the Convention, which reads as follows:
“No one shall be subjected to torture or to
inhuman or degrading treatment or punishment.”
A. The parties’ submissions
1. The Government
The
Government contested the applicant’s allegations. They
submitted that the applicant had been kept in decent conditions in
each cell which he had occupied while in the remand prison. His
placement in the individual cell had been based on a valid reason
since the police had informed the remand prison authorities of
threats to his life and limb made by the applicant’s
accomplices. The authorities had verified the information provided by
the police and decided on 29 October 2004 that the applicant should
be transferred to a solitary cell to ensure his safety.
The
applicant had not complained about the conditions of his detention
either to the remand prison authorities or to prosecutors. He had not
made any complaints concerning the fact of his placement in cell
no. 123. Moreover, the applicant had not raised the issue of the
alleged lack of medical assistance with the remand prison
authorities.
2. The applicant
The
applicant maintained his complaints concerning his detention in wing
2/1. He argued that he had repeatedly complained about the matter at
domestic level, in particular in 2004 while in cell no. 129, but to
no avail. He had repeatedly asked to be transferred from the wing for
those serving life sentences to a shared cell. The applicant had not
been made aware of the ruling of 29 October 2004 on his transfer to a
solitary cell and thus had not been able to appeal against it.
Furthermore, the applicant noted that in his statement of 10 April
2007 referred to by the Government in their observations he had
mentioned his repeated oral complaints and remarked that the
statement had been written under the control of the remand prison
official. The official had insisted that the applicant state that he
had not lodged any written complaints.
The
applicant further contested the Government’s allegation that
his placement in a solitary cell had been justified by threats from
his accomplices. His only co-accused was a close friend of his who
had not been detained on remand. No other accomplices’
identities had been established in the course of the investigation.
The applicant concluded that the remand prison authorities had placed
him in solitary confinement for no valid reason.
Wing
2/1, in which cells nos. 123 and 129 were located, had never been
properly cleaned. The cleaning schedule for the premises provided by
the Government did not include wing 2/1 and therefore could not serve
as evidence to disprove the applicant’s allegations. Cells nos.
123 and 129 had not been equipped with mandatory ventilation. The
floors in the cells had been concrete, not wooden. A sanitary
inspector had never visited the cells in which the applicant had been
kept; the visit of cell no. 123 of 14 December 2004 had taken
place while the applicant had been held in cell no. 129. The
Government’s submissions concerning the temperature in cell no.
123 were incorrect.
The
applicant concluded that his rights guaranteed by Article 3 of the
Convention had been breached.
B. The Court’s assessment
1. Admissibility
(a) Scope of the case
The
Court points out that throughout the proceedings before it the
applicant complained about the conditions of his detention in wing
2/1. It observes in this connection that it is disputed between the
parties whether the applicant was transferred from the shared cell to
cell no. 123 or to cell no. 129. However, it does not deem it
necessary to establish in which of these cells the applicant was
placed on 29 October 2004, given that both of them were located in
the same special access wing and that the conditions of detention in
each of them were identical.
The
Court will therefore examine the applicant’s complaint
concerning the conditions of his detention in respect of the period
which started on 29 October 2004, once he had been placed in solitary
confinement in wing 2/1.
(b) Exhaustion of domestic remedies
The Court reiterates that the rule of exhaustion of
domestic remedies referred to in Article 35 § 1 of the
Convention obliges applicants to use the remedies that are normally
available and sufficient in the domestic legal system to enable them
to obtain redress for the breaches alleged. The existence of the
remedies must be sufficiently certain, in practice as well as in
theory, failing which they will lack the requisite accessibility and
effectiveness. Article 35 § 1 also requires that the complaints
intended to be brought subsequently before the Court should have been
made to the appropriate domestic body, at least in substance and in
compliance with the formal requirements laid down in domestic law
(see Guliyev v. Russia, no. 24650/02, § 51, 19 June
2008, with further references).
The Court further reiterates that it is incumbent on
the Government claiming non-exhaustion to satisfy the Court that the
remedy was an effective one available in theory and in practice at
the relevant time, that is to say, that it was accessible, capable of
providing redress in respect of the applicant’s complaints and
offered reasonable prospects of success (see Selmouni v. France
[GC], no. 25803/94, § 76, ECHR 1999-V, and Mifsud v. France
(dec.), no. 57220/00, § 15, ECHR 2002-VIII). The domestic
remedies must be “effective” in the sense either of
preventing the alleged violation or its continuation, or of providing
adequate redress for any violation that had already occurred (see
Kudła v. Poland [GC], no. 30210/96, § 158,
ECHR-XI).
The
Court takes note of the Government’s argument that the
applicant did not complain to the remand prison authorities or to
prosecutors about the allegedly appalling conditions of his detention
in wing 2/1 and that he did not complain at all about the fact of his
solitary confinement. However, the Government did not specify what
type of complaints to either the remand prison authorities or
prosecutors or any other domestic body would have been an effective
remedy in their view and did not provide any further information as
to how such complaints could have prevented the alleged violations or
their continuation or provided the applicant with adequate redress.
In the absence of such evidence and having regard to the
above-mentioned principles, the Court finds that the Government have
not substantiated their claim that the remedies that the applicant
had allegedly failed to exhaust in relation to his complaints under
Article 3 of the Convention were effective (see, among other
authorities, Kranz v. Poland, no. 6214/02, § 23, 17
February 2004, and Skawinska v. Poland (dec.), no. 42096/98,
4 March 2003).
Accordingly,
the Court dismisses the Government’s objection concerning
non-exhaustion of domestic remedies.
(c) Well-foundedness of the complaints
The
Court considers that the applicant’s complaints concerning the
fact of his placement in solitary confinement and physical conditions
of his detention in the wing 2/1 are not manifestly ill-founded
within the meaning of Article 35 § 3 of the Convention. They are
not inadmissible on any other grounds and must therefore be declared
admissible.
2. Merits
The Court reiterates that Article 3 of the Convention
enshrines one of the most fundamental values of democratic society.
It prohibits in absolute terms torture or inhuman or degrading
treatment or punishment, irrespective of the circumstances and the
victim’s behaviour (see, among other authorities, Labita v.
Italy [GC], no 26772/95, § 119, ECHR 2000-IV). In order to
fall under Article 3, ill-treatment must attain a minimum level
of severity. The assessment of this minimum level is relative; it
depends on all the circumstances of the case, such as the duration of
the treatment, its physical and mental effects and, in some cases,
the state of health of the victim (see Ireland v. the United
Kingdom, 18 January 1978, § 162, Series A no. 25, and
Gäfgen v. Germany [GC], no. 22978/05,
§ 88, ECHR 2010 ...). Although the purpose of such
treatment is a factor to be taken into account, in particular the
question of whether it was intended to humiliate or debase the
victim, the absence of any such purpose does not inevitably lead to a
finding that there has been no violation of Article 3 (see Peers
v. Greece, no. 28524/95, § 74, ECHR 2001-III).
The
Court has consistently stressed that the suffering and humiliation
involved must in any event go beyond that inevitable element of
suffering or humiliation connected with a given form of legitimate
treatment or punishment (see Enea v. Italy [GC], no. 74912/01,
§ 56, ECHR 2009-...). Measures depriving a person of his liberty
may often involve an element of suffering or humiliation. However,
the State must ensure that a person is detained under conditions
which are compatible with respect for his human dignity, that the
manner and method of the execution of the measure do not subject him
to distress or hardship exceeding the unavoidable level of suffering
inherent in detention and that, given the practical demands of
imprisonment, his health and well-being are adequately secured (see
Kudła, cited above, §§ 92-94, and Cenbauer
v. Croatia, no. 73786/01, § 44, ECHR 2006-III).
Turning
to the circumstances of the present case, the Court points out that
the decision of 29 October 2004 by the remand prison authorities
required the applicant to spend an unspecified period of his
detention in a situation amounting to solitary confinement.
The
Court reiterates at the outset that the prohibition of contact with
other prisoners for security, disciplinary or protective reasons does
not in itself amount to inhuman treatment or punishment (see, among
other authorities, Öcalan v. Turkey [GC], no. 46221/99, §
191, ECHR 2005-IV). In many States parties to the Convention more
stringent security measures, which are intended to prevent the risk
of escape, attack or disturbance of the prison community, exist for
dangerous prisoners (see Ramirez Sanchez v. France [GC],
no. 59450/00, § 138, ECHR 2006 IX). Whilst prolonged
removal from association with others is undesirable, whether such a
measure falls within the ambit of Article 3 of the Convention depends
on the particular conditions, the stringency of the measure, its
duration, the objective pursued and its effects on the person
concerned (see Rohde v. Denmark, no. 69332/01, § 93,
21 July 2005).
Turning
to the circumstances of the present case, the Court points out that
it is not clear from the parties’ submissions whether the
applicant has ever been transferred away from wing 2/1 of the remand
prison. Nonetheless, it transpires from the applicant’s
observations on admissibility and merits of the case that by 1
November 2007 he was still being kept there. It follows that the
applicant spent at least three years in solitary confinement.
The
Court observes that solitary confinement is one of the most serious
measures which can be imposed within a prison. Bearing in mind the
gravity of the measure, the domestic authorities are under an
obligation to assess all relevant factors in an inmate’s case
before placing him in solitary confinement (see Ramishvili
and Kokhreidze v. Georgia, no. 1704/06,
§ 83, 27 January 2009, and Onoufriou
v. Cyprus, no.
24407/04, § 71, 7 January 2010).
The
applicant was suspected of a non-violent economic crime and had no
record of disorderly conduct while in the remand prison. It is
noteworthy that the Government have not claimed that the applicant
was in any manner dangerous, either to himself or to others (see, by
contrast, Messina v. Italy (dec.), no. 25498/94, ECHR 1999 V).
In the Government’s submission, the only reason for his
placement in solitary confinement was to protect him from a vague
risk to his life and limb.
The
applicant, in his turn, claimed that he was segregated from other
inmates under the false pretext that his life was at peril. It
follows from the applicant’s submissions that he was not
promptly informed of the reasons for his transfer to wing 2/1.
Moreover, the remand prison authorities did not explain to him what
danger, in their view, he would have faced if kept in a shared cell.
The Court is deeply concerned by the fact that a person may be placed
in an individual cell designed for prisoners convicted to life
imprisonment without being offered at the very least an explanation
for such isolation. The situation is even more disquieting
considering that by 29 October 2004 the applicant had not been
tried by a court and therefore was to be presumed innocent.
Owing
to the Government’s failure to provide detailed information on
the matter, the Court is not in a position to assess whether the
remand prison authorities had valid reasons to suspect that third
parties had intended to harm the applicant. Assuming, however, for
the sake of argument that the remand prison authorities did indeed
have solid grounds to believe that the applicant’s life was at
peril prior to deciding on his transfer to wing 2/1, the Court will
now examine whether after a certain lapse of time they were under an
obligation to reassess the necessity of his continued isolation.
The
Court reiterates in this connection that, in order to avoid any risk
of arbitrariness, substantive reasons must be given when a protracted
period of solitary confinement is extended. The decision should thus
make it possible to establish that the authorities have carried out a
reassessment that takes into account any changes in the prisoner’s
circumstances, situation or behaviour. The statement of reasons will
need to be increasingly detailed and compelling the more time goes
by. Furthermore, such measures, which are a form of “imprisonment
within the prison”, should be resorted to only exceptionally
and after every precaution has been taken. A system of regular
monitoring of the prisoner’s physical and mental condition
should also be set up in order to ensure its compatibility with
continued solitary confinement (see Ramirez Sanchez, cited
above, § 139, and Onoufriou,
cited above, § 71).
The
Court cannot but observe in astonishment that in the present case the
remand prison authorities for three years made no attempts to justify
the applicant’s protracted detention in solitary confinement,
let alone its extension. It does not follow from the Government’s
submissions that any measures – however formal or superficial –
were taken at any point to verify whether the presumed risk to the
applicant’s life still existed. Moreover, the parties have not
disputed the fact that the applicant’s physical or
psychological aptitude for long-term isolation was never assessed by
a medical specialist.
The
Court also takes into account the fact that the Government have
provided no information to refute the applicant’s allegations
that he was kept in nearly absolute social isolation (see Rohde,
cited above, § 97).
Lastly,
the Court wishes to emphasise that it is essential that a prisoner
should be able to have an independent judicial authority review the
merits of and reasons for a prolonged measure of solitary confinement
(see Ramirez Sanchez, cited above, § 145). It does not
appear from the Government’s submissions that domestic law
enabled the applicant to institute such proceedings.
In view of the above the Court
finds that the applicant’s prolonged solitary confinement
amounted to inhuman and degrading treatment contrary to Article 3 of
the Convention. In these circumstances, the Court does not need to
consider separately the applicant’s arguments concerning the
physical conditions of his detention.
There
has therefore been a violation of Article 3 of the Convention on
account of the applicant’s solitary confinement.
II. ALLEGED VIOLATION OF ARTICLE 3 OF THE CONVENTION ON
ACCOUNT OF THE INADEQUATE MEDICAL ASSISTANCE AVAILABLE TO THE
APPLICANT IN DETENTION
The
applicant complained, invoking Articles 2 and 3 of the Convention,
that inadequate medical assistance had been available to him in
remand prison IZ-47/1. The Court considers that these complaints fall
to be examined under Article 3 of the Convention.
A. The parties’ submissions
1. The Government
The Government insisted that the applicant had
received adequate medical assistance while in the remand prison.
He had regularly been examined by a general
practitioner and had also undergone specialist check-ups by competent
doctors. The applicant had been subjected to a number of medical
tests, such as general blood tests, which had sufficed to assess his
state of health. He had received treatment appropriate to his state
of health.
There had been no clinical indications that the
applicant had required antiretroviral therapy.
The
applicant had not complained about his health to the remand prison
authorities; nor had he requested them to administer treatment to
him.
2. The applicant
The
applicant maintained that he had not been provided with adequate
medical assistance while in detention.
Since
June 2004 he had not been examined by an infectious diseases
specialist. Biannual examinations by a general practitioner had been
insufficient given the nature of his illnesses. The general
practitioner had provided him only with Analgin and Papaverine.
The
applicant’s complaints concerning liver pains had been entered
in his medical record only after the case had been communicated to
the Government.
The
Government’s statement that on 3 June 2004 the applicant had
undergone a check-up in the Botkin City Clinical Hospital was
untruthful as the applicant had not been taken to any hospital on
that or any other day.
He
further argued, referring to the rulings of 15 July and 25 October
2004, as well as to those of 8 April and 5 May 2005, that he had
raised the issue of the lack of medical assistance provided to him in
the remand prison with the Kuybyshevskiy District Court of St
Petersburg.
B. The Court’s assessment
1. Admissibility
As
to the Government’s statement that the applicant had not
complained to the remand prison authorities about his state of
health, which may be understood as a plea of non-exhaustion, the
Court, reiterating the principles cited in paragraph 95 above,
considers that the Government failed to substantiate their claim that
the remedy referred to was effective. Moreover, it was clearly not
for the applicant, a patient with no medical background, to request
that specific treatment be administered to him in the absence of a
doctor’s prescription. The Government’s objection in this
respect must therefore be dismissed.
The
Court further considers that the applicant’s medical condition
gave rise to a continuing situation and that it has competence to
examine the complaint concerning the allegedly inadequate medical
assistance in respect of the period from 20 May 2004, when the
applicant was diagnosed with HIV.
The
Court finds that the complaint concerning the applicant’s
alleged lack of adequate medical assistance in the remand prison is
not manifestly ill-founded within the meaning of Article 35 § 3
of the Convention. It is not inadmissible on any other grounds and
must therefore be declared admissible.
2. Merits
Referring
to the aforementioned general principles relating to the prohibition
of ill-treatment (see paragraph 99 above), the Court further
reiterates that, although Article 3 cannot be interpreted as laying
down a general obligation to release a detainee on health grounds
save in exceptional cases (see Papon v. France (no. 1) (dec.),
no. 64666/01, ECHR 2001-VI, and Priebke v. Italy (dec.), no.
48799/99, 5 April 2001), the lack of appropriate medical treatment in
prison may in itself raise an issue under Article 3, even if the
applicant’s state of health does not require his immediate
release. The State must ensure that given the practical demands of
imprisonment, the health and well-being of a detainee are adequately
secured by, among other things, providing him with the requisite
medical assistance (see Kudła, cited above, §§
93-94).
In
order to establish whether the applicant received the requisite
medical assistance while in detention, it is
crucial to determine whether the State authorities provided him with
the minimum scope of medical supervision for the timely
diagnosis and treatment of his illness (see Popov v. Russia,
no. 26853/04, § 211, 13 July 2006, and Mechenkov v.
Russia, no. 35421/05, § 102, 7 February 2008).
Turning
to the circumstances of the present case, the Court points out that
the applicant contested the Government’s submission that he had
undergone a check-up at Botkin Hospital. However, the Court does not
deem it necessary to establish whether in fact he was admitted to the
medical institution in question since this is not crucial for its
assessment.
The
main dispute between the parties is the issue of whether
antiretroviral treatment should have been administered to the
applicant while in detention. The Court first observes that the
information at its disposal pertaining to the medical assistance
rendered to the applicant while in detention is scarce. It further
notes that it is sensitive to the subsidiary nature of its role and
recognises that it must be cautious in taking on the role of a
first-instance tribunal of fact, where this is not rendered
unavoidable by the circumstances of a particular case (see Altun
v. Turkey, no. 24561/94, § 42,
1 June 2004). However, it will not establish whether the
applicant in fact required antiretroviral treatment since it is not
its task to rule on matters lying exclusively within medical
specialists’ field of expertise. Instead, in order to determine
whether Article 3 of the Convention has been complied with, the Court
will focus on determining whether the domestic authorities provided
the applicant with the minimum scope of medical supervision to ensure
the timely commencement of the requisite treatment.
The
Court takes note of the Government’s submission that the
applicant was regularly subjected to complete blood counts
(see paragraph 116 above). According to the information obtained by
the Court of its own motion, a complete blood count is a
routine test panel that gives information about white blood cells
(leucocytes), red blood cells (erythrocytes) and platelets
(thrombocytes) in a patient’s blood. However, such tests
do not detect HIV and are therefore insufficient for effective
monitoring of an HIV-positive person’s condition.
According
to the recommendations by the World Health Organization, a specific
blood test – the CD4 count – is required to identify if
patients with HIV with WHO clinical stage 1 or 2 disease need to
start antiretroviral treatment (see paragraph 84 above). The
Standards adopted at national level also recommend that a CD4 count
in HIV-positive patients be carried out at least once a year (see
paragraph 80 above). In the Government’s submission, the
applicant was diagnosed with HIV with WHO clinical stage 2 disease as
early as June 2004 (see paragraph 45 above). Nonetheless, there is no
indication in the material at the Court’s disposal that the
applicant has undergone a CD4 count since then.
The
Court is gravely concerned by the Government’s submission that
the clinical data did not suggest that antiretroviral treatment
should be administered to the applicant (see paragraph 117 above),
when no requisite diagnostic measures had been taken to carry out a
CD4 count, which is a primary source for the data in question. Such
failure to monitor the applicant’s state of health for more
than six years is regrettable.
In
the light of the above, the Court finds that the applicant was not
provided with the minimum scope of medical
supervision for the timely treatment of his HIV infection
while in detention and thus did not receive adequate medical
assistance for his condition, a situation amounting to inhuman and
degrading treatment.
Therefore,
there has been a violation of Article 3 of the Convention on account
of the inadequate medical assistance available to the applicant while
in detention.
III. ALLEGED VIOLATIONS OF ARTICLE 5 § 1 OF THE
CONVENTION
In
his application form the applicant complained that his detention from
24 March to 12 May 2005 had not been “in accordance with a
procedure prescribed by law”. He relied on Article 5 § 1
(c) of the Convention, which reads, in so far as relevant, as
follows:
“1. Everyone has the right to liberty
and security of person. No one shall be deprived of his liberty save
in the following cases and in accordance with a procedure prescribed
by law:
...
(c) the lawful arrest or detention of a
person effected for the purpose of bringing him before the competent
legal authority on reasonable suspicion of having committed an
offence ...”
A. The parties’ submissions
1. The Government
The
Government contested the applicant’s allegations. The
applicant’s continued detention in custody had been duly
authorised by a competent court pursuant to the procedure established
by domestic law. The applicant had had legal assistance and had been
entitled to appeal against the first-instance rulings.
The
applicant had not appealed to a higher court against the
first instance decisions on his placement in custody and the
extensions of his detention. Moreover, he had not complained about
the decision of 24 March 2005 to return the case to the
prosecutor to a higher court and thus had failed to exhaust domestic
remedies on that account.
Referring
to the Constitutional Court’s ruling of 22 March 2005, the
Government argued that legal provisions governing custodial detention
were common to all stages of criminal proceedings and that therefore
Article 109 of the CCP applied where a criminal case had been
returned to a prosecutor.
According
to the Government, the applicant’s detention had not been
retroactively authorised by the decision of 8 April 2005 since
between 24 March and 8 April 2005 the applicant had been detained
pursuant to the decision of 24 March 2005 to the effect that the
preventive measure should remain unchanged.
2. The applicant
The
applicant complained that after the trial court’s decision of
24 March 2005 to return his case to the prosecutor his detention
had not been “in accordance with a procedure prescribed by
law”. He argued that Article 237 of the CCP provided that if a
judge returned the case to the prosecutor, the latter should rectify
the flaws indicated within five days. However, the prosecutor had
returned the case to the investigator two weeks after the ruling of
24 March 2005, and it had remained with the investigator for over a
month.
The
Kuybyshevskiy District Court’s decision of 8 April 2005 to
extend his pre-trial detention had been unlawful because the court
had relied on Article 109 of the Code of Criminal Procedure, which
did not apply to instances where a case had been returned by a court
to the investigative authorities. Furthermore, in the ruling of 8
April 2005 the court had granted the prosecutor’s request to
extend the applicant’s detention for one month until 5 May
2005. Therefore, the court had retrospectively authorised his
detention between 5 and 8 April 2005 in breach of the domestic
procedure.
In his observations of 17
August 2007 on the admissibility and merits
of the application, the applicant complained for the first
time that two periods of his detention had been unlawful: between 26
December 2004 and 24 March 2005, and between 12 and 27 May 2005.
B. The Court’s assessment
1. Admissibility
(a) Detention between 26 December 2004 and
24 March 2005 and between 12 and 27 May 2005
The
Court observes that the applicant raised in substance the complaints
regarding the above periods of his detention only on 17
August 2007 (see paragraph 143 above) and hence failed to
comply with the six month rule.
It
follows that these complaints must be rejected under Article 35 §§ 1
and 4 of the Convention.
(b) Detention between 24 March and 5 April
2005
The Court notes at the outset that, in so far as the
applicant may be understood to be complaining that the decision of 24
March 2005 was unlawful, he did not appeal to a higher court against
the trial court’s decision although he was entitled to do so
(see paragraph 14 above). Therefore, the Government’s plea of
non-exhaustion should be allowed.
It
follows that this complaint must be rejected under Article 35 §§
1 and 4 of the Convention for non-exhaustion of domestic remedies.
(c) Detention between 5 and 8 April 2005
The
Court considers, in the light of the parties’ submissions, that
this complaint raises serious issues of fact and law under the
Convention, the determination of which requires an examination of the
merits. No other ground for declaring it inadmissible has been
established. The Court concludes therefore that this complaint is not
manifestly ill-founded within the meaning of Article 35 § 3 of
the Convention.
(d) Detention between 8 April and 12 May
2005
The Court reiterates that where the “lawfulness”
of detention is in issue, including the question whether “a
procedure prescribed by law” has been followed, the Convention
refers essentially to national law and lays down the obligation to
conform to the substantive and procedural rules thereof. Compliance
with national law is not, however, sufficient: Article 5 § 1
requires in addition that any deprivation of liberty should be in
keeping with the purpose of protecting the individual from
arbitrariness (see Erkalo v. the Netherlands, 2 September
1998, § 52, Reports of Judgments and Decisions 1998-VI;
Steel and Others v. the United Kingdom, 23 September 1998, §
54, Reports 1998-VII; and Dzhurayev v.
Russia, no. 38124/07, § 66,
17 December 2009).
The
Court must moreover ascertain whether domestic law itself is in
conformity with the Convention, including the general principles
expressed or implied therein. On this last point, the Court stresses
that, where deprivation of liberty is concerned, it is particularly
important that the general principle of legal certainty be satisfied.
It is therefore essential that the conditions for deprivation of
liberty under domestic law be clearly defined and that the law itself
be foreseeable in its application, so that it meets the standard of
“lawfulness” set by the Convention, a standard which
requires that all law be sufficiently precise to allow the person –
if need be, with appropriate advice – to foresee, to a degree
that is reasonable in the circumstances, the consequences which a
given action may entail (see Ječius v. Lithuania, no.
34578/97, § 56, ECHR 2000-IX, and Baranowski v. Poland,
no. 28358/95, §§ 50-52, ECHR 2000-III).
Bearing
in mind the above principles, the Court will now examine the
applicant’s argument that, pursuant to Article 237 of the CCP,
the prosecutor should have eliminated the flaws in the investigation
indicated by the trial court within five days, failing which the
applicant’s detention during the period of the additional
investigation had been unlawful.
In
the Court’s view, the wording of Article 237 of the CCP does
not warrant the conclusion that the five-day time-limit for the
elimination of flaws, provided for in paragraph 2, is to be taken
into consideration when establishing time-limits for custodial
detention pending additional investigation. The only reference to
custodial detention made in Article 237 § 3 of the CCP merely
concerns the fact that a court should decide on a preventive measure
in a decision to refer a case for additional investigation and does
not imply that there are any specific time-limits for detention
pending additional investigation. In such circumstances the Court
cannot conclude that detention pending additional investigation for a
term exceeding five days would be ipso facto unlawful as
breaching Article 237 § 2 of the CCP.
The
Court further points out that it has on many occasions examined the
peculiar feature of the Russian legal framework consisting of
detention “pending investigation” and detention “pending
trial”, and the corresponding methods of calculating relevant
periods of detention. In such a framework, several non-consecutive
periods of detention within one set of criminal proceedings can be
classified as “pending investigation” or “pending
trial” (see Shteyn (Stein) v. Russia,
no. 23691/06, § 91, 18 June 2009).
The
Court observes that the Kuybyshevskiy District Court, when deciding
to extend the term of the applicant’s detention, expressly
relied on Article 109 of the CCP (see paragraph 17 above), which was
fully compatible with the position reflected in the case-law of the
Constitutional Court of the Russian Federation (see paragraph 78
above). The Court thus sees no reason to doubt that time-limits for
custodial detention pending additional investigation are to be found
in Article 109 of the CCP. The mere fact that the applicant disagreed
that this legal provision was applicable in his case does not
indicate that the national courts erred in their interpretation and
application of domestic law.
In
order to determine whether the applicant’s detention between
8 April and 13 May 2005 was compatible with the requirements of
Article 109 of the CCP, the Court will now establish whether the
terms of detention “pending investigation” laid down in
this provision were complied with.
The
applicant’s detention “pending investigation”
consisted of two periods. The first one started on 18 May 2004, when
the applicant was arrested, and ended on 24 December 2004, when his
criminal case was transferred to the trial court. It lasted for seven
months and seven days. Upon receipt of the case file by the trial
court the applicant was detained “pending trial” in
accordance with Article 255 of the CCP. The second period of the
applicant’s detention “pending investigation”
commenced on 5 April 2005, when the case was transferred to the
prosecutor, and ended on 13 May 2005, when the case was taken up by
the trial court. It thus lasted one month and seven days. The overall
period of the applicant’s detention “pending
investigation” therefore amounted to eight months and fourteen
days.
Article
109 § 2 of the CCP allows for the extension of the term of
custodial detention “pending investigation” up to twelve
months provided that a detainee is charged with a serious or
particularly serious crime and that a prosecutor of a constituent
entity (“subject”) of the Russian Federation supports a
request for such extension. Both conditions were met in the
applicant’s case as he had been charged with attempted
swindling, a serious crime under the domestic classification, and the
requests for extension examined by the Kuybyshevskiy District Court
on 8 April and 5 May 2005 had been endorsed by the St Petersburg
City Prosecutor.
In
such circumstances the Court finds no grounds to conclude that the
applicant’s detention “pending investigation”
exceeded the time-limits established by domestic law and thus cannot
declare that it was unlawful. Thus, the Court is satisfied that the
national law was complied with in that respect.
It
follows that this complaint is manifestly ill-founded within the
meaning of Article 35 § 3 of the Convention and must therefore
be declared inadmissible.
2. Merits
The
Court reiterates at the outset that Article 5 of the Convention
protects the right to liberty and security. This right is of primary
importance “in a democratic society” within the meaning
of the Convention (see, amongst many other authorities, De Wilde,
Ooms and Versyp v. Belgium, 18 June 1971, § 65, Series
A no. 12; Assanidze v. Georgia [GC], no. 71503/01, §
169, ECHR 2004 II; and Ladent v. Poland, no. 11036/03,
§ 45, ECHR 2008 ...).
All
persons are entitled to the protection of this right, that is to say,
not to be deprived, or continue to be deprived, of their liberty,
save in accordance with the conditions specified in paragraph 1 of
Article 5 (see Medvedyev and Others, v. France
[GC], no. 3394/03, § 77, ECHR
2010-...). Where the “lawfulness” of detention is in
issue, including the question whether “a procedure prescribed
by law” has been followed, the Convention refers essentially to
national law. It requires at the same time that any deprivation of
liberty be in keeping with the purpose of Article 5, namely to
protect the individual from arbitrariness (see Bozano v.
France, 18 December 1986, § 54, Series A no. 111, and
Kafkaris v. Cyprus [GC], no. 21906/04, § 116, ECHR
2008-...).
No
detention which is arbitrary can be compatible with Article 5 § 1,
the notion of “arbitrariness” in this context extending
beyond the lack of conformity with national law. While the Court has
not previously formulated a global definition as to what types of
conduct on the part of the authorities might constitute
“arbitrariness” for the purposes of Article 5 § 1,
key principles have been developed on a case-by-case basis. Moreover,
the notion of arbitrariness in the context of Article 5 varies to a
certain extent depending on the type of detention involved (see
Mooren v. Germany [GC], no. 11364/03, §
77, ECHR 2009 ...).
Turning
to the issue of the lawfulness of the applicant’s detention
between 5 and 8 April 2005, the Court reiterates that it is unable to
examine on the merits the applicant’s complaint regarding the
detention pursuant to the decision of 24 March 2005 owing to the fact
that the applicant failed to exhaust the available domestic remedies
in this respect (see paragraph 146 above). However, without assessing
the lawfulness of the decision of 24 March 2005, the Court
observes that it did not specify any time-limits for the applicant’s
detention. In such circumstances it is crucial for the Court to
establish on which date the decision by the Kuybyshevskiy District
Court ceased to suffice to justify the detention and a new judicial
authorisation for the applicant to remain in custody was required.
The
Court is perplexed by the fact that on 8 April 2005 the applicant’s
detention was extended for “one month, up to eight months and
five days in total, that is, until 5 May 2005” (see paragraph 17
above). It is clear that if the one-month period had been calculated
from 8 April 2005, it would have ended on 8 May 2005, and not three
days earlier. The Court doubts that the domestic court would have
kept referring to the date of 5 May 2005 throughout the
proceedings simply by reproducing a clerical error.
The
Court points out that Article 109 of the CCP, on which the
Kuybyshevskiy District Court based its decision, does not allow
retrospective authorisation of detention “pending trial”
(see paragraph 74 above). However, it follows from the appeal ruling
of 4 April 2007 by the St Petersburg City Court that the
prosecutor was well aware of the fact that the applicant’s
detention after 5 April 2005 should have been extended by a new
judicial decision (see paragraph 32 above). It is thus plausible to
assume that in the view of the Kuybyshevskiy District Court the
previous authorisation of the applicant’s detention “pending
investigation” had expired on 5 April 2005.
The
Court finds it difficult to understand how the domestic authorities
calculated the moment at which the investigation of the applicant’s
case needed to be prolonged and is struck by the fact that the
Kuybyshevskiy District Court blatantly failed to explain why it
extended his detention for twenty-seven days while referring to this
period as “one month”. Given that the legal grounds for
the applicant’s detention between 5 and 8 April 2005 were
imprecise, the Court is bound to conclude that during this period the
applicant was arbitrarily deprived of his liberty.
In
the light of the above considerations, the Court concludes that there
has been a violation of Article 5 § 1 of the Convention as
regards the applicant’s detention between 5 and 8 April 2005.
IV. OTHER ALLEGED VIOLATIONS OF THE CONVENTION
In
his initial application form the applicant complained under Article 6
§ 3 (b) and (c) about the Kuybyshevskiy District Court’s
refusal to replace his counsel at the hearing of 5 May 2005. In his
observations of 1 November 2007 on the admissibility and merits
of the case he complained under Article 5 § 4 of the Convention
that his appeal against the ruling of 26 April 2005 had been
examined only on 4 April 2007.
169. Having
regard to all the material in its possession, and in so far as these
complaints fall within its competence, the Court finds that the
applicant’s submissions disclose no appearance of violations of
the rights and freedoms set out in the Convention or its Protocols.
It follows that this part of the application must be rejected as
being manifestly ill-founded, pursuant to Article 35 §§ 3
and 4 of the Convention.
V. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article
41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Damage
The
applicant claimed 150,000 euros (EUR) in respect of non pecuniary
damage.
The
Government contended that this claim was excessive and that the
finding of a violation would constitute adequate just satisfaction.
The
Court notes that it has found a number of violations of the
Convention. In these circumstances, the Court considers that the
applicant’s suffering and frustration cannot be compensated for
by a mere finding of violations. Making its assessment on an
equitable basis, the Court awards the applicant EUR 27,000 in respect
of non-pecuniary damage, plus any tax that may be chargeable on it.
B. Costs and expenses
The
applicant claimed 350,000 Russian roubles (EUR 10,091) in total for
the costs and expenses incurred before the domestic courts and the
Court. He submitted invoices confirming that the sums had been paid
to his lawyer. The applicant also claimed translation fees related to
his correspondence with the Court; however, he did not provide any
evidence that such expenses had actually been incurred.
The
Government asserted that the sums claimed were excessive and that
part of the claim was not supported by relevant evidence.
According
to the Court’s case-law, an applicant is entitled to the
reimbursement of costs and expenses only in so far as it has been
shown that these have been actually and necessarily incurred and were
reasonable as to quantum. In the present case, regard being had to
the information in its possession and the above criteria, the Court
considers it reasonable to award the sum of EUR 10,091, covering
costs under all heads.
C. Default interest
The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
Declares the complaints under Article 3 of the
Convention concerning the applicant’s solitary confinement and
the lack of adequate medical assistance available to him in remand
prison IZ-47/1, as well as the complaint under Article 5 § 1 of
the Convention as regards his detention between 5 and 8 April 2005,
admissible and the remainder of the application inadmissible;
Holds that there has been a violation of Article
3 of the Convention on account of the applicant’s solitary
confinement;
Holds that there has been a violation of Article
3 of the Convention on account of the lack of adequate medical
assistance available to the applicant while in detention;
Holds that there has been a violation of Article
5 § 1 of the Convention as regards the applicant’s
detention between 5 and 8 April 2005;
Holds
(a) that
the respondent State is to pay the applicant, within three months
from the date on which the judgment becomes final in accordance with
Article 44 § 2 of the Convention, EUR 27,000
(twenty-seven thousand euros), plus any tax that may be chargeable,
in respect of non-pecuniary damage, as well as EUR 10,091 (ten
thousand and ninety one euros) in respect of costs and expenses,
to be converted into Russian roubles at the rate applicable at the
date of settlement;
(b) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amounts at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points;
Dismisses the remainder of the applicant’s
claim for just satisfaction.
Done in English, and notified in writing on 14 October 2010, pursuant
to Rule 77 §§ 2 and 3 of the Rules of Court.
André Wampach Christos Rozakis
Deputy Registrar President