In the case of Bekirski v. Bulgaria,
The European Court of Human Rights (Fifth Section), sitting as
a Chamber composed of:
Peer Lorenzen, President,
Renate Jaeger,
Karel Jungwiert,
Mark Villiger,
Mirjana Lazarova Trajkovska,
Ganna Yudkivska, judges,
Pavlina Panova, ad hoc judge,
and Stephen Phillips, Deputy Section Registrar,
Having deliberated in private on 6 July 2010,
Delivers the following judgment, which was adopted on that
date:
PROCEDURE
1. The case originated in an application (no.
71420/01) against the Republic of Bulgaria lodged on 26 March 2001 with the
Court under Article 34 of the Convention for the Protection of Human
Rights and Fundamental Freedoms (“the Convention”) by three Bulgarian
nationals, Mr Petar Hristov Bekirski, Mrs Kate Dimitrova Bekirska and
Mrs Krasimira Petrova Bekirska (“the applicants”) who were born in
1947, 1949 and 1975, respectively. The first two applicants live in Plovdiv, while the third resides in Canada.
2. The applicants were represented by Ms I. Vandova,
a lawyer practising in Sofia.
3. The Bulgarian Government (“the Government”) were
represented by their Agent, Ms M. Pasheva, of the Ministry of Justice.
4. The applicants alleged, in particular, that their
relative, Mr Hristo Petrov Bekirski (“Mr Bekirski”), died as a result
of complications caused by numerous injuries sustained at the hands of the
police on 30 August 1996, from alleged ill-treatment thereafter and from
the alleged lack of adequate medical care. The applicants also complained that
the authorities had failed to conduct a prompt, effective and impartial
investigation or bring charges against the perpetrators for the ill-treatment
and subsequent death of Mr Bekirski.
5. On 2 September 2005 the Court decided to give
notice of the application to the Government. Under the provisions of Article 29
of the Convention, it decided to examine the merits of the application at the
same time as its admissibility.
6. Mrs Kalaydjieva, the judge elected in respect of Bulgaria, withdrew from sitting in the case. On 30 January 2009 the Government appointed in
her stead Mrs Pavlina Panova as an ad hoc judge (Article 27 § 2 of the
Convention and Rule 29 § 1 of the Rules of Court as in force at the time).
7. Meanwhile, on 11 July 2006 the applicants
informed the Court that they would like to submit further observations at an
oral hearing, if the Court were to require such observations before deciding on
the admissibility of the application. However, the Court decides under Rule 54
§ 3 of the Rules of Court, not to hold a hearing on the admissibility and
merits of the above application.
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
8. Mr Petar Hristov Bekirski (“the first applicant”)
and Mrs Kate Dimitrova Bekirska (“the second applicant”) are the
parents of Mr Bekirski, while Mrs Krasimira Petrova Bekirska (“the third
applicant”) is his sister. Mr Bekirski was born in 1972 and was twenty-four
years old at the time of the events.
A. The criminal proceedings against Mr Bekirski
9. In May 1996 a criminal investigation was opened
into the activities of the so-called Komatevska gang, of which Mr Bekirski and
five other individuals, including the first applicant, were allegedly members.
The investigation was carried out in connection with several murders and armed
robberies.
10. On 13 May 1996 Mr Bekirski was charged with
premeditated murder (Article 115 of the Criminal Code of 1968) and placed in
pre-trial detention.
11. Mr Bekirski was held at the detention facility
of the Plovdiv Regional Investigation Service (“the detention facility”)
located on the sixth and seventh floors of a building it shared with the
Plovdiv Fourth District Police Station. Accordingly, there were two sets of
guards – one stationed on the sixth or seventh floor for the detention facility
and another on the ground floor for the entire police station. In addition, a
metal door barred access to the floors of the detention facility.
12. Initially, Mr Bekirski was held in cell no. 5 on
the seventh floor together with another detainee, whose help he tried to enlist
in an attempted escape. As a result, on 7 August 1996 Mr Bekirski was moved and
placed alone in cell no. 14 on the same floor.
13. Meanwhile, on 9 July 1996 the first applicant
had been detained in the course of the same criminal proceedings. He was also
being held at the detention facility on 30 August 1996 when the events outlined
below took place.
B. The events of 30 August 1996
14. At around 7 p.m. on 30 August 1996, while the
detainees were being served dinner, Mr Bekirski allegedly tried to escape.
15. Using the sharpened handle of a wooden spoon as
a makeshift weapon, Mr Bekirski attacked and apparently wounded two duty
officers – first S.G. and then G.G. S.G. was injured and received several cuts
in the area of his left eye while G.G. was stabbed in the left eye. The latter
subsequently lost the sight in his left eye. Taking G.G. as a hostage and
threatening to stab him in the neck with the makeshift weapon Mr Bekirski
allegedly tried to leave the detention facility.
16. Taking advantage of Mr Bekirski being briefly
distracted, G.G. knocked the makeshift weapon out of Mr Bekirski’s hand and moved
away. A fight then ensued between Mr Bekirski and approximately three or four
duty officers, among which were duty officers G.P., N.S. and B.Z. The duty
officers kicked, punched and used a truncheon in the course of the encounter,
which continued for five to ten minutes. During the fight, Mr Bekirski and
some or all of the duty officers fell down the stairs between the seventh and
sixth floors. Eventually, Mr Bekirski was subdued and handcuffed.
17. The first applicant maintains that he and the
other detainees heard the screams and cries which accompanied the subduing of
his son. Some of those witnesses later gave testimony before the investigators
(see part D below).
1. The first medical report on Mr Bekirski – no.
1220/96
18. At around 9 p.m. on the same day Mr Bekirski was
examined by doctor I.D. who was head of the Department of Forensic
Medicine at the Medical University of Plovdiv (“the University”).
19. In medical report no. 1220/96 (“the first
medical report”) he described the incident of that evening and Mr Bekirski’s
overall condition as follows:
“[Mr Bekirski] injured two persons from the detention facility
using a sharpened handle of a wooden spoon[.] A brawl ensued between him and
officers from the detention facility [where] force was used to pacify [him].
During the scuffle they fell down a flight of stairs. [Mr Bekirski] indicates
that he does not remember anything.
... [Mr Bekirski is] responsive, correctly answers the
questions asked (name, address, age), but does not remember what happened to
him. [He] does not make any specific complaints.”
20. The injuries sustained by Mr Bekirski were
described as follows:
“Head – ... [next to the left eyelid there is] a 3 cm by 3 cm oval
area with skin swelling and a blue-reddish coloured bruise ... [on the
forehead above the nose there is] a 3-cm-long wound [showing signs of] fresh
bleeding ... [on the right side of the face there is] a 10 cm by 3 cm area with
slight skin swelling and a reddish coloured bruise ... [below the left eyelid
there is] a 4 cm by 2 cm reddish coloured bruise... in the right corner of the
mouth ... there is a 4 cm by 4 cm area where there are numerous ... 1-cm-long
cuts ...
Neck and chest – ... there is a 4 cm by 4 cm oval reddish
coloured bruise ... a 4 cm by 3 cm reddish coloured bruise ... on the [upper
left side of the] back [there is] a 30 cm by 25 cm oval bruise of
[varying] colouration ... in the middle [of which there are] two dark red
coloured strips [measuring] 8 cm by 3 cm ... on the [upper right side of the]
back [there is] a 25 cm by 15 cm oval bruise also of [varying] colouration ... in
the middle [of which there are] also two dark red coloured strips [measuring]
10 cm by 3 cm ...
Abdomen – ... [on the right side there is] a 5 cm by 4 cm oval
darker reddish coloured bruise ... [on the left side there is] a 12 cm by 8 cm
blue-reddish coloured bruise ... [and under it] a 5 cm by 8 cm oval darker
reddish coloured bruise ...
Limbs – ... [on the right shoulder blade there is] a 10 cm by 6
cm oval red coloured bruise ... [on the right armpit there are] three 1.5 cm by
1.5 cm oval blue-reddish coloured bruises surrounded by a 5 cm by 5 cm lighter
blue-reddish coloured area ... [on the left armpit there are] two 1.5 cm
by 1.5 cm oval blue-reddish coloured bruises surrounded by a 4 cm by 4 cm
lighter blue-reddish coloured area ... a 12 cm by 8 cm darker red coloured
bruise ... [and] a 6 cm by 6 cm oval blue-reddish coloured bruise ... [on the
right armpit area there are three] oval blue-reddish coloured bruises [measuring] ...
4 cm by 4 cm, 4 cm by 3 cm [and] 4 cm by 3 cm ... [and] a 6 cm by
1.5 cm abrasion ... [on the right shoulder and armpit area there is]
a 10 cm by 6 cm oval dark reddish coloured bruise ... [on the left
shoulder and armpit area there is] a 10 cm by 8 cm oval blue-reddish
coloured bruise ... [on the left thigh there is] an 8 cm by 8 cm oval
blue-reddish coloured bruise ... a 12 cm by 12 cm light blue-reddish coloured
bruise ... in the middle [of which there are] two dark red coloured
[strips measuring] 8 cm by 3 cm ... [and] an 8 cm by 8 cm oval
blue-reddish coloured bruise ... [on the right thigh there is] a 6 cm by 6
cm oval red coloured bruise ... [and] an 18 cm by 18 cm oval
lighter blue-reddish coloured bruise ... [below the right knee there is] a
5 cm by 5 cm oval blue-reddish coloured bruise ... [on the right thigh
there is] a 10 cm by 10 cm oval blue-reddish coloured bruise ... a 6 cm by
8 cm oval blue-reddish coloured bruise ... [and] an 8 cm by 8 cm oval
blue-reddish coloured bruise ... [on the left thigh there is] a 6 cm by 8
cm oval blue-reddish coloured bruise ...”
21. The first medical report concluded as follows:
“During the examination of Mr Bekirski [I] discovered a cut on
[his] forehead, numerous skin bruising in the area of his head, chest, stomach,
arms and legs, a skin abrasion on the front part of [his] right armpit. These
injuries were caused by a solid blunt object and it is possible that they were
inflicted at the time indicated [by the investigators].
The affected deterioration of [his] health does not represent
[grievous or moderate bodily harm under] the Criminal Code.”
22. Mr Bekirski did not receive any immediate
medical treatment for his injuries.
23. The Government claimed that on an unspecified
date two more criminal investigations were opened against Mr Bekirski for the
attempted murder of an official and attempting to escape while in detention,
but did not present documents in support of their assertions.
2. The medical report on duty officer G.P. – no.
1221/96
24. At 9.30 p.m. on 30 August 1996 doctor I.D.
examined duty officer G.P. who complained that he had been punched and kicked
while subduing a detainee. The report described, inter alia, the
injuries sustained by the duty officer as follows:
“Limbs – ... in the area of the right armpit ... there is a 4
cm by 4 cm oval reddish coloured bruise ... on the ... right thigh ... there is
a 4 cm by 3 cm oval lighter blue‑reddish coloured bruise.
25. The medical report on duty officer G.P.
concluded as follows:
“During the examination of [duty officer G.P.] an injury and a
bruise were found ... in the area of the right armpit and right thigh. The
injuries were caused by a solid blunt object and may have been caused in the
manner described [by duty officer G.P.].
[The injuries] caused pain and suffering.”
3. The medical report on duty officer N.S. – no.
1222/96
26. At 10 p.m. on 30 August 1996 doctor I.D. also
examined duty officer N.S. who complained that his right palm had been injured
while subduing a detainee. The report described the injury sustained by the
duty officer as follows:
“Limbs – the area of the 5th bone of the right palm, mainly on
the side, is painful to the touch in an area measuring 4 cm by 3 cm and minor
swelling of the skin is visible.”
27. The medical report on duty officer N.S.
concluded as follows:
“During the examination of [duty officer N.S.] a swollen injury
was found in the area of the 5th bone of the right palm. This injury was caused
by a solid blunt object and may have been caused in the manner described [by
duty officer G.P.].
[The injury] caused pain and suffering.”
C. Alleged ill-treatment after 30 August 1996, Mr Bekirski’s
medical condition and death
28. The applicants claimed that in the days
following the events of 30 August 1996 Mr Bekirski was systematically
ill-treated and beaten by police officers while in detention. That was
challenged by the Government. The ill-treatment and beatings allegedly
continued day and night for several days. The beatings were heard by both the
first applicant and other detainees who later testified before the
investigators (see part D below).
29. Following complaints by Mr Bekirski that he was
in pain, on 2 and 5 September 1996, while at the detention facility, he
was examined by a paramedic. He was prescribed painkillers.
30. Meanwhile, on 4 September 1996 a prosecutor from
the Plovdiv regional public prosecutor’s office visited the detention facility
in order to check whether the police were diligently investigating the criminal
cases of the detainees being held there. In the course of his visit the
prosecutor talked to several detainees and noted their complaints in connection
with the processing of their cases. One of the detainees he talked to was Mr Bekirski
who told him that he had no complaints, that he did not know why he was being
held and that he was innocent. In connection with his visit, the prosecutor
prepared a report dated 6 September 1996.
31. On 6 September 1996 Mr Bekirski complained of
pain in his abdomen. He was found to have irregular blood pressure, so he was
taken to the First Regional Hospital. The persons that accompanied him there
informed the medical personnel that Mr Bekirski had suffered injuries (bruises
and abrasions) after having attacked a policeman.
32. It was suspected that Mr Bekirski had a burst
spleen or internal bleeding, so a stomach operation and a tracheotomy were
performed on the same day. However, having opened his abdominal cavity, the
surgeons could not find any lacerations of internal organs or haemorrhaging.
33. Thereafter, Mr Bekirski’s medical condition
continued to be unstable and he remained in hospital. Over the next day and a
half he was kept under medical supervision, was visited by medical personnel on
several occasions and was prescribed various medication and treatment.
34. In the evening of 7 September 1996 his medical
condition deteriorated. In spite of changes to his medication and the
involvement of a specialist doctor, Mr Bekirski passed away at 7:20 a.m. on 8 September
1996.
35. The applicants claimed that neither they nor Mr Bekirski’s
lawyer had been informed of Mr Bekirski’s deteriorating medical condition in
the period between 30 August and 8 September 1996. That was not expressly
challenged by the Government. The applicants also claimed to have learnt of Mr Bekirski’s
death from the media and to have not received his body for almost a month.
Autopsy report no. 364/96
36. An autopsy was carried out on 9 September 1996
with the task of determining the cause of Mr Bekirski’s death and identifying
what injuries he had sustained prior to his death, including how and when they
had been inflicted. The team carrying out the autopsy was lead by doctor I.D.
who was assisted by two assistant professors from the University.
37. The autopsy report described in detail the state
of Mr Bekirski’s body and the examinations and tests carried out. In respect of
the injuries established it described its findings, inter alia, as
follows:
“Head – ... 3 cm above the base of the nose ... there is a 3 cm
vertical wound covered by a dry, brownish scab ... There is a 3 cm by 3 cm oval
blue-reddish coloured bruise on the skin of the front part of the right
earlobe. The skin on the whole right earlobe is bruised ... The skin behind the
right earlobe is bruised in a 5 cm by 3 cm area which connects with the
bruising of the skin on the right earlobe. ...
Neck and chest – ... There is a 40 cm by 26 cm bruise on
the skin of the [upper left side of the] back ... the bruise is patchy ... [and
there are areas] with more intense linear-shaped bruising ... measuring 10 cm
by 3 cm. There is a 38 cm by 25 cm bruise on the skin of the [upper right side
of the] back ... This bruise is also patchy ... In the area of the [upper left
side of the] back, where there is more intensive bruising, ... there is no
epidermis in some places in an area measuring approximately 10 cm by 3 cm
[and] there is red-coloured dermis, [which is] wet, fresh [and not] covered by
a scab ... Around the two ... armpits there are 30 cm by 20 cm bruises ... on
the right and 25 cm by 20 cm bruises on the left ... On the skin on the right
side of the chest ... there is a 25 cm by 25 cm bruise ...
Abdomen – ... above the umbilicus there is a stitched,
vertical surgical scar measuring 18 cm ... On the left side, above the hip joint,
there is a bruise ... measuring 48 cm by 25 cm which is patchy because there
are [three] areas of more intense bruising and colouring [as follows] – in the
vicinity of the hip measuring 8 cm by 8 cm, towards the stomach lining
measuring 12 cm by 10 cm and [another] below it extending towards the genitals
measuring 12 cm by 10 cm ... On the right hip there is a bruise measuring 8 cm
by 6 cm ... From it starts [another bruise] to the side of the buttocks ...
measuring 12 cm by 8 cm ...
Limbs – ... The skin on both buttocks is bruised and
patchy ... because there are areas of more intense bruising and colouring. On
the left buttock, there are [two such] areas, one measuring 14 cm by 10 cm ...
and the other measuring ... 8 cm by 5 cm ... On the right buttock, ... there is
[another such] area measuring 13 cm by 6 cm, which is also patchy ... On the
skin of the right side of the genitals, there is a bruise measuring 8 cm by 6
cm ... The right thigh is almost completely bruised and patchy [because] there
are areas of more intense bruising and colouring ... on the front and upper
outside area measuring 15 cm by 8 cm, on the inner upper area measuring
14 cm by 5 cm, on the back towards the side measuring 15 cm by 10 cm ...
and on the back lower area towards the right knee joint measuring 15 cm by 5
cm. On the inner side of the right knee joint there is a bruise ... measuring 8
cm by 4 cm. Behind the right knee joint there is a more intensely-coloured
bruise ... measuring 8 cm by 8 cm. On the inner part of the upper to middle
part of the right shank there is a bruise ... measuring 8 cm by 7 cm ... the
bruising of the right heel is without visible swelling ... The skin on the left
thigh is bruised [as follows]: in the upper front and side area measuring 16 cm
by 7 cm, in the inner upper to middle area measuring 12 cm by 6‑8 cm,
in the area behind the left knee joint ... measuring 8 cm by 8 cm ... On the
skin below the left knee joint there is a bruise ... measuring 7 cm by 3 cm. On
the inner middle area of the shank there is a bruise measuring 8 cm by 6 cm ...
The skin in the area of the ankle joint, on the back of the left heel [and] up
to the toes, has a blue-reddish coloured bruise without visible swelling of the
skin on the heel. On the frontal area of the right armpit, from the front part
of the right shoulder blade leading down to the lower third of the armpit,
there is a wavy bruise measuring 23 cm by 7 cm ... On the back and inner area
of the right armpit, as well as in the area of the right elbow and the upper back
part of the right forearm there is a bruise measuring in total 33 cm by 10 cm
... on the middle back part of the right forearm there is a bruise measuring 10
cm by 7 cm in the middle of which there is a vertical abrasion measuring 6 cm
by 1.5 cm covered by a yellow-brownish dry scab ... In the area of the right
wrist joint there are three aligned abrasions one above the other measuring 3
cm by 0.5 cm, 4 cm by 0.5 cm and 3 cm by 1.5 cm covered by a yellow-brownish
scab ... The skin on the back of the right hand is swollen without visible
trauma ... The skin in the area of the left armpit is bruised almost everywhere
– the inner, back and side areas ... On the front and inner-side area of the
middle left forearm, there is a bruise ... measuring 17 cm by 9 cm. In the
area of the left wrist joint there are two aligned abrasions measuring 1 cm by
0.5 cm and 5 cm by 0.5 cm covered by a yellow-brownish scab. The skin on the
back of the left hand is visibly swollen. In the area of the right elbow joint
there is an oval abrasion measuring 2 cm by 2 cm covered by a yellow-brownish
scab. On the upper to middle front part of the right thigh there is an oval
abrasion measuring 1 cm by 1 cm covered by a yellow-brownish scab. On the upper
front part of the left thigh there are two oval abrasions next to each other,
each measuring 2 cm by 0.5 cm [and] covered by a yellow-brownish scab.
Incisions were made in the area of the chest, buttocks, and
upper and lower limbs in order to examine the underlying soft tissue. In the area
of the back, very intense and widespread bruising of the underlying soft tissue
was found and deep bruising of the muscles in the area of both shoulder blades
was found. The right shoulder blade is fractured in the main part of the
scapula and its narrow section. The fracture is ‘Y‑shaped’, whereby the
two upper sections are each 5 cm long, the [lower] is 3 cm long and there is an
adjacent fracture perpendicular to the [lower] section, which is 2.5 cm
long. The muscles in the area of the fracture of the right shoulder blade are
bruised ... The tissue in the area of both ankle joints and the upper part of
the heels are also bruised, but there is no visible swelling to the soft tissue
...
... On the right side, the following ribs are fractured: 6th,
7th, 8th and 10th in their middle [sections] ... while rib 6 is [also]
fractured where it is attached to the sternum... ”
38. The autopsy report summarised its findings, inter
alia, as follows:
“... numerous skin bruising in the area of the head, chest,
abdomen, upper and lower limbs, a skin wound on the forehead, abrasions to the
skin on the limbs, four fractured ribs on the right [side], a fracture of the
right shoulder blade, contusions in the muscles around the area where the skin
had been bruised, a fairly distinct fatty embolism in the lungs, [sporadic]
drops of fat in the brain and kidney, severe [and] acute swelling in the lungs,
swelling and enlargement of the interalveolar barriers, infectious alterations
of the lungs – bronchitis, bronchiolitis, bronchopneumonia ... a
haemorrhage of the alveolus ... inflammation of the pleura of the
lungs, swelling of the brain...”
39. The autopsy report concluded that:
“The immediate cause of [Mr Bekirski’s] death was acute cardiac
and pulmonary insufficiency resulting from massive swelling and infectious
alterations of the lungs. The death was also caused by hypoxia (oxygen
deficiency) of the body from acute anaemia, was caused by internal bleeding in
the soft tissues – under the skin and in the muscles, as well as the
morphological changes of the lungs, which most probably resulted in acute
pulmonary insufficiency. The above-described changes are the result of injuries
which are present on [Mr Bekirski’s] body – a chest injury with fractured ribs,
a fractured right shoulder blade, a contusion of the chest muscles, as well as
bruising of the soft tissues in other parts of his body. Death was caused by
varying, fairly complex and interrelated infectious processes and mechanisms
which, in order to be clarified, require further data, testimonies of
witnesses, data from [Mr Bekirski’s medical] examinations, the history of his
illness and other data.
Generally, the injuries were caused by a solid blunt object.
The injuries, relating to the skin bruising and the soft tissue
under it, as well as the infectious alterations to the lungs
are ... five to seven days [old].”
D. The investigation into the death of Mr Bekirski
40. A preliminary investigation into Mr Bekirski’s
death was opened on 8 September 1996 against an unknown perpetrator. The
investigation was assigned to the Plovdiv Regional Investigation Service which
was the authority in charge of the facility in which Mr Bekirski had been
detained and where the events of 30 August 1996 had taken place.
41. In a letter of 11 September 1996 the second
applicant complained to the Plovdiv regional military prosecutor’s office that
the preliminary investigation had been assigned to the Plovdiv Regional
Investigation Service, because of the possible involvement of police officers
from that division in the death of her son. No apparent action was taken in
response.
1. The medical report on the duty officers – no.
262/96
42. On an unspecified date in September 1996 a
medical report was commissioned to ascertain the injuries sustained by duty
officers S.G. and G.G. and whether the weapon used could have been
life-threatening.
43. Medical report no. 262/96 (“the duty officers’
medical report”) was prepared by doctor I.D. sometime in September 1996 on the
basis of the existing documentary evidence.
44. In respect of the events of 30 August 1996, the
duty officers’ medical report contained the following extracts of statements
given by various duty officers in the course of the preliminary investigation:
“[duty officer] S.G. (victim) [-] ’... at around
7 p.m. ... all of a sudden something hit me in the left eye ... I could not see
from the blood ... that’s why I ran [down] the stairs to the 6th floor where
the duty officers’ room was ... on the upper floor [Mr] Bekirski was
shouting to my colleagues not to go up and to throw down their guns ... I heard
screams and the noise of falling bodies and when I came out onto the landing,
several colleagues were wrestling with [Mr] Bekirski until they finally
handcuffed him ...’
[duty officer] G.G. (victim) [-] ’... at around
7 p.m. ... [S.G.] shouted out ... I went over and saw that [Mr] Bekirski had
attacked him. At that moment [Mr] Bekirski turned towards me ... he lunged
forward ... I felt that he hit me with something sharp in the left eye, which
hurt and started to bleed and he began wrestling with me ... I resisted ...
then I saw that in his right hand he held a wooden spoon. The forward part of
the spoon was in his palm and the handle was protruding forward between his
fingers so that he could jab [with it]. I then understood that he had stabbed
me in the eye with the wooden spoon ... I managed to grab his hand and, using
force, I twisted his right wrist, he opened his fingers and, when I prised the
spoon away with the other hand, I threw it down the stairs towards the 6th
floor ... Only then did I manage to push him away ... because I pushed him away
from me, he fell down the stairs towards the 6th floor ... he could have killed
me because the handle of the spoon had been sharpened ...’
[duty officer] G.P. [-] ’... at around 7 p.m. I
heard shouting on the 7th floor landing... Hristo [Bekirski] was behind [G.G.],
holding him by the throat with his left hand. In his right hand he was holding
a wooden spoon with the handle pointing towards [G.G.’s] neck ... he was
pointing the handle of the wooden spoon towards [G.G.’s] eye and then towards
his neck ... he started fighting us and all three of us fell down the stairs,
where, with N.S., we tried to twist his hands so as to handcuff him ...
Downstairs on the 6th floor [B.Z.] joined in and only with his help did we
manage to twist Hristo [Bekirski]’s hands towards his back and [B.Z.]
handcuffed him ...’
[duty officer] B.Z. [-] ’... in the corridor on
the 7th floor [G.G.] and Hristo Bekirski were brawling. ... Hristo [Bekirski]
was behind [G.G.] and was holding him by the throat with his left hand while,
in his right hand, he was holding a wooden spoon ... with the handle pointing
first towards [G.G.’s] neck and then towards one of his eyes ... at that moment
G.P. and N.S. ... grabbed hold of him, all three of them tumbled down the
stairs while continuing to wrestle ... I joined in and pinned Hristo [Bekirski]
down on the concrete floor and managed to handcuff him behind his back, and
that’s how we overcame his resistance ...’”
45. In respect of the physical condition of the duty
officers, the report noted that duty officer S.G. had almost completely
recovered from his injury and concluded as follows:
“[Duty officer] S.G. was injured [in the area] of the orbit of
his left eye [where there is] a cut to the skin of the upper eyelid [and]
bruising and swelling to the skin of the eyelids of his left eye. The injury,
and in particular the cut, was caused by a blunt solid object with a
discernible edge ...
The affected deterioration of [his] health does not represent
[grievous or moderate bodily harm under] the Criminal Code.”
46. The report also noted that duty officer G.G. had
undergone an operation and subsequent treatment for the injury he had sustained
to his left eye. In respect of his condition it concluded as follows:
“[Duty officer] G.G. sustained a cut to the skin of the lower
eyelid of his left eye, a bruise to the skin of the eyelids of his left eye, a
cut and damage to the orbit of his left eye and complete loss of sight in his
left eye. These injuries were caused by a blunt solid object with a discernible
edge (tip) and it is possible that they were caused by the wooden spoon, which
was produced in evidence, whereby the wound [would have been] inflicted by
jabbing the sharpened part (tip) of the handle into G.G.’s eye.
The damage to the orbit of his left eye caused permanent loss
of sight in [that] eye.”
47. Finally, the duty officers’ medical report noted
that the handle of the wooden spoon used by Mr Bekirski had been sharpened to a
fine point thereby allowing it to be used as a stabbing weapon. It concluded
that, given the physical strength of Mr Bekirski and the way he had threatened
duty officer G.G. by pointing the sharpened handle towards his neck, and given
that there were a number of major veins and arteries in that area of the body,
the weapon could have been life-threatening.
2. The second medical report on Mr Bekirski – no.
92/97
48. On an unspecified date the Plovdiv Regional
Investigation Service commissioned another medical report. Its task was to
ascertain the cause of Mr Bekirski’s death and its causal relationship
with the injuries he had sustained on 30 August 1996.
49. Medical report no. 92/97 (“the second medical
report”) was prepared on an unspecified date by a team of five doctors on the
basis of the existing documentary evidence. The team was again headed by doctor
I.D. and the other doctors all worked at the University.
50. The team reached similar conclusions to those in
the autopsy report in respect of the cause of death and that it may have
resulted from the injuries sustained on 30 August 1996.
51. In respect of the events of that day, the second
medical report contained the following extracts of statements given by
witnesses in the course of the preliminary investigation:
“[duty officer] B.Z. [-] ’... the fight on the
landing of the seventh floor edged towards the stairs leading to the [said] floor
as a consequence of [Mr] Bekirski’s great [sturdiness] ... this fight involved
many people and I cannot say who hit [Mr] Bekirski and
where ... Mr Bekirski and those trying to restrain him were hitting
[each others’] hands, legs, knees, anywhere we could so that [Mr] Bekirski
himself ... [was] shoved against the walls, the stairs, the central
heating pipes, the frame of the security fence ... my colleague,
[N.]S., was also hitting [him] with a truncheon ... I think this
continued for 5 to 10 minutes ... In the end, after all the stumbling
[and] hitting, we managed to pin [Mr] Bekirski down ...’
[duty officer] G.P. [-] ’... he started fighting
with us using karate [techniques] ... In order to restrain him, we
hit and kicked him and, in the case of [our] colleague, [N.]S., with the use of
a truncheon, but [Mr] Bekirski continued to resist with the same ferocity. The
fight continued down the stairs, whereby [Mr] Bekirski fell several
times ... he hit his back against some piping ... We
managed to push him to the ground several times and [during that time] we
continued to kick him, knee him [and] hit him with a truncheon, but he [still]
managed to get up and fight ... Every one of us hit him across every
part of [his] body and maybe his head with everything we could – legs, knees,
by shoving him and in other ways ...’
[duty officer] N.S. [-] ’... He was very
aggressive and ferocious ... The fight continued down the stairs
towards the [security guard’s] duty room. We hit him with whatever we had
available – hands, legs [and] a truncheon. We fell several times and got up and
tried to subdue him ... he was very agile and offered
resistance ... When [Mr] Bekirski tumbled down the stairs
towards the exit we tried to catch up with him in order to subdue him ...’”
3. The first discontinuation of the preliminary
investigation
52. On 16 June 1997 the case file was transferred to
the Plovdiv regional military prosecutor’s office.
53. By a decision given on an unknown date between
16 and 19 June 1997 the Plovdiv regional military prosecutor’s office
discontinued the preliminary investigation. Although it considered Mr Bekirski’s
death to have been caused by negligence, it found it not to be a prosecutable
offence because it had resulted from the police officers acting in self-defence
on 30 August 1996.
54. On 24 June 1997 the second applicant appealed
against the decision to discontinue the preliminary investigation. She claimed
that the force used against her son on 30 August 1996 had been excessive and
objected to the fact that all the medical reports had been prepared with the
participation of doctor I.D.
55. On 23 September 1997 a prosecutor from the
military prosecutor’s office found evidence that Mr Bekirski had been subjected
to systematic beatings on more than one occasion after the events of 30 August
1996. He therefore quashed the decision of 19 June 1997 to discontinue the
preliminary investigation and remitted the case to the Plovdiv regional
military prosecutor’s office.
56. In the course of the resumed investigation,
ninety-three witnesses were questioned. Twenty of them were duty officers at
the detention facility while the remaining seventy-three were detainees who had
been held there between 30 August and 10 September 1996.
57. On 13 April 1998 the Plovdiv regional military
prosecutor’s office stayed the preliminary investigation because of the need to
find and question several more witnesses who were considered vital to the
investigation.
58. The preliminary investigation was resumed on an
unknown date.
4. The third medical report on Mr Bekirski – no.
151/99
59. On an unspecified date, in the course of the
resumed investigation, the Plovdiv regional military prosecutor’s office
commissioned another medical report tasked to ascertain (a) the cause of Mr Bekirski’s
death, (b) the cause of his injuries, (c) whether the injuries established
during the autopsy and the other medical examinations had existed on 4 and 6 September
1996 and (d) when those injuries had been inflicted.
60. Medical report no. 151/99 (“the third medical
report”) was prepared on an unspecified date by a team of five doctors on the
basis of the existing documentary evidence. The team was again headed by doctor
I.D. and the remaining doctors all worked at the University.
61. In respect of the events of 30 August 1996, the
report contained extracts from more than seventy witness statements obtained in
the course of the preliminary investigation from detainees at the detention
facility, which provided a contradictory account of the said events:
“[the first applicant -] ‘... it was on 30 August 1996
around 6 p.m. ... after 8 p.m. I heard the cries of my son. [I] recognised his
voice ... Blunt blows could be heard and the cries of my son ... The cries and
howls of my son, as well as the blows continued until 10 p.m. on 30 August 1996
... This continued probably until 1 or 2 a.m. on 31 August 1996 ... on 31 August
1996 the new shift came and they started beating my son ... On 1 September 1996
the beating of my son continued in absolutely the same manner ... on 2 September
1996 ... around lunch and dinner [time] I could hear the cries of my son, which
were now inhuman-like and resembled a [dying] man ... at around lunch time and
in the evening I could hear the cries of my son ...’
...
[detainee S.D. -] ‘... I only heard that. [I] did not hear
anything after that. I did not hear cries or beatings during the following days
...’
[detainee T.D. -] ’... for 2-3 days after that,
muted cries could be heard from somewhere down there. I did not hear any
beating ...’
[detainee P.Z. -] ‘... several days after the incident ...
patter could be heard ...’
[detainee B.V. -] ‘... I did not hear of any violence having
been inflicted on Hristo Bikirski ...’
[detainee V.V. -] ‘... after that everything quietened down ...
then I heard the cries of the attacker ... I do not remember hearing the sound
of beating ...’
...
[detainee A.T. -] ’... maybe after an hour the
sound of blows and cries could be heard ... this continued for around
four days ...’
[detainee N.Sa. -] ’... maybe after less than
half an hour screams started to be heard ... I assumed that they were
beating [Mr] Bekirski because he was screaming very loudly and I could also
hear blows from a police truncheon ...’
[detainee A.I. -] ’... the person in the cell
was beaten continuously for several days ... five or six days after
the incident everything quietened down ...’
...
[detainee S.A. -] ’... these cries continued
throughout the whole night [and I] could hear the sound of
beating ... these sounds continued for around a day ... after
that I did not hear cries or the sounds of fighting ...’
[detainee A.G. -] ‘... after the incident I did not hear any
more cries or the sound of beating ...’
[detainee I.R. -] ‘... I think this continued for around two
hours ... the cries were coming form downstairs ...’
[detainee V.Ya. -] ‘... while I was in detention I did not hear
anyone getting beaten ...’
...
[detainee S.V. -] ’... the transfer was made maybe
half an hour after the commotion occurred. After the transfer [on Friday
evening, 30 August 1996,] until Monday morning, [2 September 1996] muted cries,
which I think emanated from the sixth floor, could be heard at regular
intervals ... on Monday, 2 September 1996, everything quietened down
...’
[detainee A.A. -] ’... after that, during the
night and also for several days – I cannot say how many – cries, screams and
beatings could be heard ... after five or six days everything
quietened down ... I have no idea what had been going on ...’
...
[detainee Z.M. -] ‘... after that the situation calmed down ...
I do not know what happened ... personally, I did not hear any cries or sounds
that were unusual for the [detention facility] ...’
[detainee Ya.H. -] ‘... I did not hear anything after that. The
situation in the [detention facility] was normal ...’
[detainee N.H. -] ’... beatings and cries could
be heard ... this continued for a while ... This was
repeated with the arrival of the new shift ...’
[detainee S.S. -] ’... the other person was
placed in cell no. 7 ... after that I heard the [duty] officer
shouting at the person in cell no. 7 to get up, to eat, but he said that he
could not ... I do not know whether, after the incident, the [duty]
officers mistreated the person ... after several days the cries
stopped ...’
[detainee S.B. -] ‘... and they placed someone in cell no. 7.
From Friday evening to five or six days [later] ... I did not hear that person
being mistreated by the [duty] officers in the [detention facility] ...’
[detainee Z.Z. -] ’... they emptied cell no. 7 and
placed the person who had shown resistance there ...’
...
[detainee S.K. -] ’... the blows and the cries
continued in intervals of five to ten minutes throughout the whole
night ... after that cell no. 7 was again opened and [more]
blows and cries were heard ...’
...
[detainee K.G. -] ’... after a while loud
screams and dull thumps could be heard, from which I concluded that they were
beating the person whom they had handcuffed ... This continued
throughout the whole night on Friday [30 August 1996] to Saturday [31 August
1996]. The beatings, the blows and the cries continued for the following two to
three days both during the day and the night ...’
...
[detainee A.Ya. -] ‘... after that the [duty] officers started
beating the person in the cell opposite ours ... Cries and blows could be heard
... the beating continued for most of the night ... the [duty] officers were
beating that person for three or four days ... relentlessly throughout the day
and night, almost continuously. I could distinguish [between] blows to the body
[using] a truncheon and [using their] boots [to kick him].’
...
[detainee A.I. -] ‘... they placed someone in the [adjacent]
cell. During the night, cries could be heard from the cell where they had
placed the person ... sounds of a truncheon hitting a human body could clearly
be heard ... The beatings and the cries lasted four or five days ... [Then] all
of a sudden, everything quietened down ...’
[detainee D.R. -] ‘... they opened a cell and placed someone
inside. From time to time, policemen opened the cell door and an officer hit
him on the head with a truncheon and he cried out ... During the following days
no one beat him ... This person did not have scars on his face, nor blood ... I
later found out that I had been transported [to the hospital] with [Mr]
Bekirski. He was apparently left in the hospital because I came back alone ...’
...
[detainee S.Ge. -] ‘... for five to ten minutes someone could
be heard screaming ... after five to ten minutes everything quietened down and
after several hours it was all repeated again ... As I said, this continued
until the morning on Monday [2 September 1996] or Tuesday [the 3rd] ...’”
62. Extracts from the statements of several doctors
who had examined Mr Bekirski were also quoted in the report. They all
reiterated their previous findings as recorded in the respective medical
reports.
63. Extracts from the statements of twenty officers
from the detention facility, who all stated that Mr Bekirski had never been
tortured by any of them, were also contained in the report.
64. The findings and conclusions of various other
reports, such as the medical report of the duty officer who had lost his
eyesight, the medical reports on Mr Bekirski, the reports of the medical
interventions and of Mr Bekirski’s hospital treatment, as well as the
autopsy report, were also considered by the medical commission.
65. In respect of the cause of death, the report
concluded, similar to the autopsy report, that it had been caused as a result
of complications arising out of the various injuries identified on the body.
Moreover, it considered that those injuries could all have been sustained
during the incident on 30 August 1996 even though some of them appeared to
be only five to seven days old at the time of death. The report also reasoned
as follows:
“the [medical] treatment of [Mr Bekirski] was performed
promptly, correctly and in conformity with the [standards] of modern medical
science and practice, irrespective of the undesired result – the death of Mr
Bekirski.”
66. As to the contradictory accounts of the events,
the medical report concluded as follows:
“The allegations of ... the witnesses that [Mr Bekirski
had] continuously been beaten over several days are not supported by [the
evidence] and the injuries established on the body of Mr Bekirski”
67. When, on 27 May 1999 the applicants had acquainted
themselves with the results of the investigation, they requested that the body
of Mr Bekirski be exhumed and that a new medical report be commissioned
from independent medical specialists.
68. In a decision of 2 June 1999 the applicants’
requests were dismissed by the investigator. He found that no exhumation of the
body was warranted and that the medical report had been:
“performed by specialists, who have no interest in the outcome
of the proceedings and there are no grounds to recuse any one of them”.
5. The second discontinuation of the preliminary
investigation
69. In a decision of 9 June 1999 the Plovdiv regional military prosecutor’s office discontinued the preliminary investigation.
It found that by using force to subdue Mr Bekirski the officers had acted in
self-defence and that none of them had performed any actions which could be
qualified as murder. The Plovdiv regional military prosecutor’s office did not
identify any of the officers who had participated in subduing Mr Bekirski on 30 August
1996 and did not assess the relevance of the witness testimonies which had
alleged that he had been ill-treated after that date. On 21 June 1999 the
first applicant appealed against that decision.
70. In a decision of 5 July 1999 the appellate
military prosecutor’s office dismissed the appeal. It considered that it had
not been irrefutably proven that anyone had beaten Mr Bekirski after 30 August
1996 while the three medical reports had all concluded that his injuries might
have been inflicted only during the incident of that date. The first applicant
appealed against that decision on an unspecified date.
71. In a decision of 30 September 1999 the Supreme
Cassation Public Prosecutor’s Office dismissed the first applicant’s appeal and
upheld the findings of the lower standing prosecutors’ offices. It also
identified four duty officers who had participated in subduing Mr Bekirski on
30 August 1996. In respect of the validity of the statements of the other detainees
pertaining to the alleged ill-treatment after 30 August 1996, the prosecutor
found them to be unsubstantiated in view of the conclusions of the third
medical report. On 15 October 1999 the applicants appealed against that
decision to the Chief Public Prosecutor’s Office.
72. Although addressed to the Chief Public
Prosecutor’s Office, on 27 October 1999 a prosecutor from the Supreme
Cassation Public Prosecutor’s Office rejected the applicants’ appeal because he
found that all of their arguments and complaints had already been addressed in
the challenged decisions.
73. In response to a further appeal by the
applicants of an unknown date, the Supreme Cassation Public Prosecutor’s
Office, in a decision of 22 March 2000, remitted the case with
instructions that the duty officer who partially lost his eyesight be examined
by an ophthalmologist and that a further medical report be commissioned to
assess whether all of Mr Bekirski’s injuries had been caused on 30 August
1996 and in the way indicated by the various witnesses. It also requested an
assessment as to whether Mr Bekirski had been beaten after 30 August 1996.
6. The fourth medical report on Mr Bekirski – no.
192/00
74. In the course of the resumed investigation, on
an unspecified date, the Plovdiv regional military prosecutor’s office
commissioned another medical report tasked to ascertain (a) the date or dates
on which the injuries sustained by Mr Bekirski’s had been inflicted, (b)
whether they could all have been inflicted in the way indicated by the
witnesses – duty officers N.S., G.P. and B.Z., (c) whether it was possible that
Mr Bekirski had been beaten after 30 August 1996, and (d) to address the
questions raised by the applicants in their petition.
75. Medical report no. 192/00 (“the fourth medical
report”) was prepared on an unspecified date in May 2000 by a team of five
doctors on the basis of the existing documentary evidence. The team was again
headed by doctor I.D. and the remaining doctors all worked at the University.
76. The report reiterated the findings of the
previous such reports. It compared the injuries sustained by Mr Bekirski on 30 August
1996 and those present on his body in subsequent examinations and found them to
be essentially the same, the only difference being their natural physiological
change over time. Furthermore, it found it reasonable and probable that they
had been sustained only during the events on that day. Finally, it confirmed
the duty officer’s loss of sight in one eye.
77. When, on 1 June 2000 the applicants had acquainted
themselves with the results of the investigation, they once again requested
that the body of Mr Bekirski be exhumed and that a new medical report be
commissioned from medical specialists in Sofia.
78. In a decision of 6 June 2000 the applicants’
requests were dismissed by the investigator. He found that no exhumation of the
body was warranted and that the medical report had been:
“... prepared by specialists, who have no interest in the
outcome of the proceedings and there are no grounds to recuse any one of them.”
79. On 14 June 2000 the applicants appealed against
the findings of the investigator to the Supreme Cassation Public Prosecutor’s
Office. Apparently no response was received, so, on 16 July 2000, they lodged a
second appeal to the Chief Public Prosecutor’s Office. No response was received
from it either.
7. The third discontinuation of the preliminary
investigation
80. In the meantime and in spite of the
above-mentioned appeals, by a decision of 14 June 2000 the investigator
proposed that the preliminary investigation be discontinued. He addressed the
applicant’s arguments and concluded that:
“... the [duty] officers ..., in complying with their
obligations to guard the detention cells and to prevent the escape of
detainees, acted lawfully [and] in self-defence by counteracting the unlawful
behaviour of [Mr Bekirski], [which], moreover, was aimed at threatening the
life and health of their colleague. In the specific circumstances, they were
obliged to use physical force and [police] equipment and the level of response
corresponds to the level and intensity of the attack carried out by Mr Bekirski
against [the duty officer]. The actions of the [duty] officers do not
constitute an offence.”
81. On 21 June 2000 the Plovdiv military
prosecutor’s office discontinued the preliminary investigation on the
above-mentioned grounds, which was confirmed by the appellate military
prosecutor’s office on 26 June 2000.
82. In a supplementary decision of 12 July 2000 the
appellate military prosecutor’s office amended the grounds for discontinuing
the preliminary investigation as follows:
“the negative result – the death of [Mr Bekirski] – is not
[punishable], owing to the fact that he was attempting to perpetrate the
offence of [escape from detention] and perpetrated the offence of [grievous and
moderate bodily harm on two duty officers]. The injuries to Mr Bekirski were
inflicted while he was being subdued and in order to prevent him from
perpetrating another offence. There was no other way to subdue him and the
level of response did not exceed the necessary and lawful [level of force].”
83. The case file was then forwarded to the Military
Court of Appeal. On 24 July 2000, in camera, the court confirmed that the
preliminary investigation was being discontinued on the grounds indicated in
the decision of the appellate military prosecutor’s office of 12 July 2000. It
also found that:
“Information has also been collected in the case that,
following the incident and the subsequent restraining of Mr Bekirski on 30 August
1996 and until his [transfer] to hospital on 6 September 1996, [certain]
unidentified persons may have inflicted a number of additional injuries [on
him] – the other detainees heard groans and moaning from the cell where he was
being held. In spite of [having] questioned the personnel at the detention
facility and the persons detained there at the time, no unequivocal facts have
been ascertained that any such events occurred...”
84. In addition it concluded that:
“The necessary level [of force] required to [subdue] Mr Bekirski
was not exceeded, because they could not [do it any other way] in view of the
specific circumstances (screaming wildly, aggressive, detained for serious intentional
offences, having perpetrated offences against two of the duty officers,
attempting to escape, small space, badly lit stairs).
In view of the events described [above], the actions undertaken
by senior sergeants G.P., B.Z. and N.S. on 30 August 1996 to subdue Mr Bekirski
are not [punishable], because, even though they formally [perpetrated an
offence] it was done in the course of [restraining] a person who had
perpetrated an offence, it had not been possible to [subdue] him in any other
way and the inflicted injuries correspond to the offences he had perpetrated
and the circumstances surrounding his [restraining].”
85. The applicants were informed that the
preliminary investigation had been discontinued and, by letter of the appellate
military prosecutor’s office dated 27 September 2000, were given the decision
of the Military Court of Appeal.
E. The medical report on Mr Bekirski commissioned by
the applicants
86. On an unspecified date the applicants commissioned
a medical report. It was prepared on 30 May 2001 by a doctor from the Sofia
Academy of Medicine, who re-examined the findings of the first medical report,
the autopsy and the other medical reports in the case.
87. That report found that the differences in the
injuries identified on the body of Mr Bekirski at the time of his death and
their apparently quite recent infliction confirmed that they must have been
sustained after 30 August 1996. In addition, it reasoned that the
identified differences could not be attributed to the natural physiological
change over time of the injuries sustained on 30 August 1996. The report found
it more likely that the said differences came from new injuries sustained in
the same areas over a longer period and inflicted by various objects.
88. In addition, the report considered that Mr Bekirski’s
injuries had warranted immediate medical treatment or, at least, that more
medical tests should have been carried out in order to ascertain his state of
health.
II. RELEVANT DOMESTIC LAW AND PRACTICE
A. Criminal law and procedure
89. Article 12 of the Criminal Code of 1968, as in
force on 30 August 1996, provided as follows:
“(1) An action shall not be considered dangerous to
society, even if injury is caused to an attacker, where it is committed in
self-defence – in defence against an imminent unlawful attack ... by the use of
reasonable force .
(2) The limits of self-defence shall be considered
to have been exceeded where the self-defence has obviously not corresponded to
the nature and danger of the attack.
(3) The perpetrator of an action which is considered
to have exceeded the limits of self-defence shall not be punished if the action
is committed in an atmosphere of fear or confusion.”
90. Article 12a of the Criminal Code of 1968
provided after 8 August 1997 as follows:
“(1) An action shall not be considered dangerous to
society, even if injury is caused to a person who has committed a crime, where
this occurs in the course of detaining such person for his or her delivery to
the authorities and in order to eliminate the opportunity for such person to
commit another crime, provided that there is no other way to detain such person
and provided that necessary and lawful measures have not been exceeded.
(2) The necessary measures for detaining a person
who has committed a crime shall be considered to have been exceeded where there
is an obvious disparity between the nature and the degree of public danger
caused by the crime, and the circumstances of the affected detention, as well
as in a case in which unnecessary and obviously excessive harm is inflicted on
the person. In such an instance, criminal responsibility shall be sought only
under circumstances in which harm was deliberately inflicted.”
91. Separately, under Article 122 § 1 of the
Criminal Code of 1968, it is an offence to cause the death of another through
negligence. Article 123 § 1 of the Criminal Code of 1968 makes it an offence to
cause the death of another through the negligent performance of an occupation
or a regulated high‑risk activity. Article 387 § 1 of the Criminal Code
of 1968 makes it an offence for military or police officers to, inter alia,
fail to perform their duties, if this leads to harmful consequences. The
offence is aggravated if, inter alia, the harmful consequences are
serious (Article 387 § 2). The conduct proscribed by Article 387 § 1 is
criminal even if the harmful consequences are caused merely through negligence
(Article 387 § 4). These offences are all publicly prosecutable.
92. Article 192 §§ 1 and 2 of the Code of Criminal
Procedure of 1974, as in force at the relevant time, provided that
investigations concerning publicly prosecutable offences could only be opened
by a prosecutor or an investigator. Prosecutors could discontinue
investigations when, inter alia, there was no evidence of an offence, or
the alleged act did not constitute an offence (Articles 21 § 1 (1) and 237 § 1
(1) and (2)). Prior to 2001, this decision was subject to appeal to a higher
prosecutor, or to automatic review by that prosecutor (Articles 181 and 237 §§
3 to 9, as in force at the relevant time). In April 2001 the Code of Criminal
Procedure of 1974 was amended to provide for judicial review at the request of
those concerned (Article 237 § 3, as amended in April 2001).
93. At the relevant time offences allegedly
committed by police officers or by officers, sergeants and privates of other
ministries and agencies were tried by military courts (Article 388 § 1 (2) of
the Code of Criminal Procedure of 1974, as in force at the relevant time).
Where a case would fall within the jurisdiction of the military courts, the
investigation was handled by military investigators and prosecutors.
B. The 1988 State Responsibility for Damage Act
94. Section 1(1) of the 1988 Act, originally
entitled the State Responsibility for Damage Caused to Citizens Act, renamed on
12 July 2006 the State and Municipalities Responsibility for Damage Act
(“the SMRDA”), provides that the State is liable for damage suffered by
private individuals as a result of unlawful decisions or actions taken, or omissions
made by civil servants in the course of or in connection with the performance
of their duties. Section 1(2) provides that compensation for damage resulting
from unlawful decisions may be claimed after those decisions have been quashed
in prior proceedings. The Supreme Administrative Court has held that it is
competent to review the lawfulness of a person’s detention by the police and
award compensation by reference to the above-mentioned provisions (реш. № 11858 от 28
ноември 2006 г. по
адм. д. № 9165/2006 г.,
ВАС, V отд., реш. № 5230 от 9 май 2008 г.
по адм. д. № 11884/2007 г.,
ВАС, ІІІ отд.).
95. Section 2(1)(1) provides that the State is
liable for damage caused to individuals by the investigating or prosecuting
authorities or the courts through unlawful detention, provided that such
detention has been set aside for lack of lawful grounds. Over the years the
application of this provision has generated a considerable amount of case-law.
96. Section 2(2) stipulates that, under certain
conditions, the State is liable for damage sustained by individuals on account
of their being charged with a criminal offence.
97. Section 6(1) provides that the right to
compensation in respect of pecuniary damage is inheritable, but that the right
to compensation in respect of non-pecuniary damage survives the death of the
individual concerned only if he or she has brought a claim.
C. The general law of tort
98. The general rules of the law of tort are set out
in sections 45 to 54 of the 1951 Obligations and Contracts Act. Section 52
provides that the amount of compensation in respect of non-pecuniary damage is
to be determined by the court in equity. In application of this provision, the
former Supreme Court held that the parents of an individual who has died cannot
seek compensation in respect of the non-pecuniary damage suffered by him prior
to his death, because of the lack of a sufficient causal link. They can, however,
claim compensation in respect of their own distress and anguish flowing from
the death (реш. № 3287 от 27
декември 1971 г.
по гр. д. № 1964/1971
г., ВС, I г. о.).
THE LAW
I. ALLEGED VIOLATIONS OF ARTICLES 2 AND 3 OF THE
CONVENTION
99. The applicants complained of several violations
of Articles 2 and 3 of the Convention. In particular, they contended that (a)
excessive force had been used by the police to subdue Mr Bekirski on 30 August
1996, namely, a severe beating by an unknown number of officers resulting in
forty-three injuries to his body; (b) over the following few days their
relative had been systematically beaten by police officers while in detention,
which amounted to torture; (c) during those nine days the authorities had
failed to provide Mr Bekirski with adequate medical care to treat the
injuries resulting from the above-mentioned violations, which had led to his
health and physical condition severely deteriorating; and (d) as a result of
the above-mentioned violations, their relative had died on 8 September 1996.
100. In addition, the applicants complained that the
authorities had failed to conduct a prompt, effective and impartial
investigation and to bring charges against the perpetrators for the
ill-treatment and subsequent death of Mr Bekirski. In particular, they
complained that (1) the same doctor had taken part in preparing all the medical
reports in the domestic proceedings; (2) no attempts had been made to
identify the specific officers who had subdued the applicant on 30 August 1996;
and, (3) the testimonies of the other detainees regarding the systematic
beating of their relative had been purposefully ignored by the authorities.
They also referred to their inability to participate effectively in the
preliminary investigation into the death of their relative and to challenge the
court decisions for terminating it, which they considered to have deprived them
of their rights as victims of the alleged violations to seek to uncover the
truth and to obtain effective protection of their rights.
101. The applicants also contended that the facts of
the case were indicative of a prevailing culture of abuse on persons held in
detention and an illustration of the attempts by the domestic authorities to
cover up such abuse rather than to identify and punish the officials
responsible. In support of that assertion the applicants presented a letter
dated 6 May 1998 from the Chief Public Prosecutor and the Head of the National
Investigation Service to a Member of the National Assembly which detailed
numerous cases in which injurious force had been unlawfully used by police
officers against detained or arrested persons.
Article 2 provides as follows:
“1. Everyone’s right to life shall be protected by
law. No one shall be deprived of his life intentionally save in the execution
of a sentence of a court following his conviction of a crime for which this
penalty is provided by law.
2. Deprivation of life shall not be regarded as
inflicted in contravention of this article when it results from the use of
force which is no more than absolutely necessary:
(a) in defence of any person from unlawful
violence;
(b) in order to effect a lawful arrest or to
prevent the escape of a person lawfully detained;
(c) in action lawfully taken for the purpose of
quelling a riot or insurrection.”
Article 3 provides as follows:
“No one shall be subjected to torture or to inhuman or
degrading treatment or punishment.”
A. Admissibility
102. The Government claimed that the applicants had
failed to initiate an action for damage under the SMRDA.
103. The applicants considered the Government’s
assertion to be completely unsubstantiated and argued that an action for damage
under the SMRDA could not be considered an effective remedy to be exhausted in
respect of violations of Articles 2 and 3 of the Convention.
104. The Court reiterates that the rule of
exhaustion of domestic remedies obliges applicants to use first the remedies
that are normally available and sufficient in the domestic legal system to
enable them to obtain redress for the breaches alleged. The existence of the
remedies must be sufficiently certain, in practice as well as in theory,
failing which they will lack the requisite accessibility and effectiveness (see
Yaşa v. Turkey, 2 September 1998, § 71, Reports of
Judgments and Decisions 1998‑VI).
105. However, the investigations which the
Contracting States are obliged by Article 2 of the Convention to conduct in
cases of fatal assault must be able to lead to the identification and
punishment of those responsible. As the Court has previously held, that
obligation cannot be satisfied merely by awarding damages. Otherwise, if an
action based on the State’s strict liability were to be considered a legal
action that had to be exhausted in respect of such a complaint, the State’s
obligation to seek those guilty of fatal assault might thereby disappear (Yaşa,
§ 74; Khashiyev and Akayeva v. Russia, nos. 57942/00 and
57945/00, § 121, 24 February 2005; and Mojsiejew v. Poland, no. 11818/02, § 41, 24 March 2009). Thus, the State’s obligation to conduct an
effective investigation would not be cancelled as a result of the applicants’
use of a civil law action for damages under the SMRDA, as inferred by the
Government.
106. Consequently, the applicants were not required
to bring the civil proceedings in question and the Government’s objection of
non-exhaustion is unfounded. The Court further finds that the complaints under
Articles 2 and 3 of the Convention are not manifestly ill-founded within the
meaning of Article 35 § 3 of the Convention. They are not inadmissible on any
other grounds. They must therefore be declared admissible.
B. The Court’s assessment of the evidence and
establishment of the facts
1. Arguments of the parties
107. The applicants complained of several violations
of Articles 2 and 3 of the Convention (see paragraphs 99-101 above). They also
noted that the Government had failed to present a copy of the investigation
file into Mr Bekirski’s death. The applicants argued that, had the file
been presented to the Court, the latter would have had the opportunity to fully
acquaint itself with all the facts of the case, including the complete
statements of the numerous witnesses attesting to the ill-treatment inflicted
on Mr Bekirski after 30 August 1996 and the photographs graphically
illustrating the injuries he had sustained as a result. In addition, it would
also have been easy to clearly establish that the authorities had failed to
carry out a prompt, effective and impartial investigation. Thus, the applicants
argued that, by withholding a copy of the investigation file, the Government
had obstructed and violated their right of petition guaranteed under Article 34
of the Convention. They reiterated the Court’s position in similar such
situations and referred to paragraph 77 of the judgment in the case of Velikova
v. Bulgaria (no. 41488/98, ECHR 2000‑VI) which states as
follows:
“... the Court recalls that it is of utmost importance for the
effective operation of the Convention system of individual petition that States
furnish all necessary facilities to enable a proper and effective examination
of applications, as required by Article 38 of the Convention ...”.
108. The Government disputed the applicants’
allegations concerning the alleged violations (see paragraphs 125-27, 138-39,
154 and 165-66 below).
2. General principles
109. The Court reiterates that, in assessing
evidence, it adopts the standard of proof “beyond reasonable doubt” (see Orhan
v. Turkey, no. 25656/94, § 264, ECHR 2002). Such proof may follow from
the coexistence of sufficiently strong, clear and concordant inferences or of
similar unrebutted presumptions of fact. In this context, the conduct of the
parties when evidence is being obtained has to be taken into account (see Ireland
v. the United Kingdom, 18 January 1978, § 161, Series A no. 25).
110. The Court is sensitive to the subsidiary nature
of its role and must be cautious in taking on the role of a first-instance
tribunal of fact, where this is not rendered unavoidable by the circumstances
of a particular case (see, for example, McKerr v. the United Kingdom
(dec.), no. 28883/95, 4 April 2000). Where domestic proceedings have taken
place, it is not the Court’s task to substitute its own assessment of the facts
for that of the domestic courts and, as a general rule, it is for those courts
to assess the evidence before them (see Klaas v. Germany, 22 September
1993, § 29, Series A no. 269). Though the Court is not bound by the
findings of the domestic courts, in normal circumstances it requires cogent
elements to lead it to depart from the findings of fact reached by those courts
(see Klaas, cited above, § 30).
3. The Court’s considerations
111. The Court observes that at the time of communicating
the present application to the Government on 2 September 2005 it explicitly
requested from them to provide a copy of the complete investigation file into Mr Bekirski’s
death. The Government failed to provide a copy and did not give any reasons.
112. A second request to provide a copy of the
complete investigation file was made to the Government on 16 June 2006 to which
they also failed to respond and provide the requested documents. Once again
they did not give any explanations for their failure to provide it.
113. In respect of the applicants’ complaint under
Article 34 of the Convention regarding the above outlined failure of the
Government to provide the requested file, the Court considers that it must simultaneously
be examined under Article 38 § 1 (a) of the Convention.
Article 34 of the Convention provides:
“The Court may receive applications from any person,
non-governmental organisation or group of individuals claiming to be the victim
of a violation by one of the High Contracting Parties of the rights set forth
in the Convention or the Protocols thereto. The High Contracting Parties
undertake not to hinder in any way the effective exercise of this right.”
Article 38 § 1 (a) of the Convention provides:
“If the Court declares
the application admissible, it shall
(a) pursue
the examination of the case, together with the representatives of the parties,
and if need be, undertake an investigation, for the effective conduct of which
the States concerned shall furnish all necessary facilities;”
114. The Court reiterates that it is of utmost
importance for the effective operation of the system of individual petition
instituted by Article 34 that States should furnish all necessary facilities to
make possible a proper and effective examination of applications (see Orhan,
cited above, § 266; Tanrıkulu v. Turkey [GC], no. 23763/94, § 70,
ECHR 1999-IV; and Velikova, cited above, § 77). It is inherent in
proceedings relating to cases of this nature, where an individual applicant
accuses State agents of violating his rights under the Convention, that in
certain instances solely the respondent Government have access to information
capable of corroborating or refuting these allegations. A failure on a
Government’s part to submit such information which is in their hands without a
satisfactory explanation may not only give rise to the drawing of inferences as
to the well‑foundedness of the applicants’ allegations, but may also
reflect negatively on the level of compliance by a respondent State with its
obligations under Article 38 § 1 (a) of the Convention (see
Timurtaş v. Turkey, no. 23531/94, §§ 66 and 70, ECHR
2000-VI). The same applies to delays by the State in submitting information
which prejudices the establishment of facts in a case (see Orhan, cited
above, § 266).
115. In the light of the above-mentioned principles
and having regard to the Government’s obligations under Article 38 § 1 (a) of
the Convention, the Court has examined the Government’s conduct in the present
case in regard to their failure to provide a copy of the complete investigation
file into Mr Bekirski’s death, in spite of having been explicitly requested to
do so on two separate occasions (see paragraphs 111-12 above). The Court notes
moreover that the Government did not provide any explanation for their
inability to furnish the said file, which may be considered vital evidence
necessary for the examination of the application in so far as it contains
information capable of corroborating or refuting the violations alleged by the
applicants. The Court therefore considers that it can draw inferences as to the
well-foundedness of the applicants’ allegations and the Government’s conduct in
the instant case (see Velikova, cited above, § 77, and Orhan,
cited above, § 274).
116. Bearing in mind the difficulties arising from
the establishment of the facts in the present case and in cases similar to it,
and in view of the importance of a respondent State’s cooperation in Convention
proceedings, the Court finds that the Government have failed to furnish all
necessary facilities to the Court to aid it in its task of establishing the
facts within the meaning of Article 38 § 1 (a) of the Convention.
117. Accordingly, the Government have failed to
discharge their obligations under Article 38 § 1 (a) of the Convention.
118. The Court does not consider that, in this
respect, a separate issue arises under Article 34 of the Convention (see Tahsin
Acar v. Turkey [GC], no. 26307/95, §§ 248-56, ECHR 2004‑III).
C. Whether Mr Bekirski died as a result of
ill-treatment and inadequate medical care while in police custody
1. General principles
119. Article 2 of the Convention, which safeguards
the right to life, ranks as one of the most fundamental provisions in the
Convention. Together with Article 3, it enshrines one of the basic values of
the democratic societies which make up the Council of Europe. The object and
purpose of the Convention as an instrument for the protection of individual
human beings also requires that Article 2 be interpreted and applied so as to
make its safeguards practical and effective. In the light of the importance of
the protection afforded by Article 2, the Court must subject complaints
about the deprivation of life to the most careful scrutiny, taking into
consideration all relevant circumstances.
120. Article 3, meanwhile, prohibits in absolute
terms torture or inhuman or degrading treatment or punishment, irrespective of
the circumstances and the victim’s behaviour (see Labita v. Italy [GC],
no. 26772/95, § 119, ECHR 2000-IV).
121. In respect of persons deprived of their
liberty, recourse to physical force which has not been made strictly necessary
by their own conduct diminishes human dignity and is in principle an
infringement of the right set forth in Article 3 (see Selmouni v. France [GC],
no. 25803/94, § 99, ECHR 1999‑V). Moreover, the Court has emphasised
that such persons are in a vulnerable position and that the authorities are
under a duty to protect them. In this context, it is incumbent on the State to
account for any injuries suffered in custody, an obligation which is
particularly stringent where an individual dies (see, for example, Salman
v. Turkey [GC], no. 21986/93, § 99, ECHR 2000-VII).
122. In respect of the obligation to provide
sufficient and adequate medical care in places of detention, the relevant
principles have been summarised in the Court’s recent judgment in the case of Stoyan Mitev v. Bulgaria
(no. 60922/00, §§ 63-65, 7 January
2010).
123. Finally,
the Court reiterates, in line with its settled case law, that it remains free
to make its own assessment in the light of all the material before it (see Batı
and Others v. Turkey, nos. 33097/96 and 57834/00, § 113, ECHR 2004‑IV
(extracts), and, mutatis mutandis, Selmouni,
cited above, § 86).
2. Scope of the issues for consideration
124. The Court notes that the applicants’ complaints
under Articles 2 and 3 of the Convention concern the following issues:
- first, whether excessive force had been used
to subdue Mr Bekirski on 30 August 1996;
- second, whether, over the following few
days, between 30 August and 6 September 1996, Mr Bekirski had been beaten
while in detention;
- third, whether, between 30 August and 6 September
1996, Mr Bekirski had been provided with medical care which was prompt and
which adequately addressed both his initial injuries and his deteriorating
state of health; and
- fourth, whether his death had been
unavoidable because it had resulted solely from untreatable complications
caused by the injuries he had sustained on 30 August 1996, or because
additional factors had played a decisive role, namely, additional injuries
sustained between 30 August and 6 September 1996 and the lack of prompt
and adequate medical care.
In view of the issues to be considered, the Court finds that it
must assess each one of them individually in the context of Article 3 of the
Convention and, given the alleged causal link and contributory nature to Mr Bekirski’s
death, also assess them jointly in the context of Article 2 of the Convention.
(a) The events of 30 August 1996
(i) The parties’ submissions
125. The Government claimed that the force use on 30
August 1996 by the duty officers had been only enough to stop Mr Bekirski from
escaping and to subdue his aggressive behaviour. Once they had succeeded and
had handcuffed him, the duty officers had immediately stopped applying such
force. Thus, they had acted in complete accordance with Article 12a of the
Criminal Code of 1968 which permitted the use of force in such situations.
126. The Government further noted that the injuries
sustained by Mr Bekirski on 30 August 1996 had been documented in detail
in the first medical report and in the subsequent medical reports. They
considered that in their entirety the said injuries had not amounted to light
or moderate bodily harm under the Criminal Code of 1968 and that they had
corresponded to the offences committed by Mr Bekirski – attempting to escape
from detention (Article 297 § 1 of the Criminal Code of 1968) and inflicting
light and grievous bodily harm on two duty officers (Articles 128 and 130 § 1
of the Criminal Code of 1968).
127. The Government also claimed that the duty officers
had been aware that Mr Bekirski had been detained for serious offences, that he
had represented a serious danger to society and that he might easily have
reoffended considering the injuries he had inflicted on the two duty officers.
The Government therefore considered that the above-mentioned three offences,
committed by Mr Bekirski in the detention facility, gave the duty officers the
right to restrain him in order to prevent him from reoffending. In addition,
they were also acting to stop Mr Bekirski from attacking any of the other duty
officers. Thus, there had been no other way to restrain him other than in the
way undertaken by the duty officers.
128. The applicants, meanwhile, argued that it had
not been unequivocally proven by the Government that Mr Bekirski had attempted
to escape on 30 August 1996 or that he had represented a real danger to any of
the duty officers. They argued that the information in that respect had been
based only on the statements of the duty officers involved, while some of the
other witnesses had simply referred to a fight having broken out or that Mr Bekirski
had attacked the officers when he had been taken out of his cell for
questioning. In addition, they considered that it was not clear whether their
relative had acted aggressively or in self-defence in retaliation to possible
ill-treatment inflicted on him.
129. Separately, because the subsequent
investigation had failed to assess what force had been used by Mr Bekirski and
the officers involved, the applicants considered that it was impossible to
determine whether the latter had used the appropriate amount of force required
in such a situation. Thus, they argued that the justification to use force
against Mr Bekirski – and its appropriateness – was questionable. Lastly, they
considered that the domestic authorities had apparently come to the same
conclusion because, in its decision of 24 July 2000, the Military Court of
Appeal had changed the grounds for terminating the preliminary investigation by
justifying the force used by the officers not in the context of them having
acted in self‑defence but in order for them to effect the detention of Mr
Bekirski.
130. The applicants also noted that the domestic
authorities referred in their documents to five, six or eight officers having
participated in subduing Mr Bekirski on 30 August 1996 which resulted in
the latter having sustained twenty-nine serious injuries. Accordingly, they
considered such force to have been wholly unnecessary and disproportionate
because all witness statements indicated that the actions of the officers to
subdue Mr Bekirski began only after he had been separated from officer
G.G. Accordingly, there was no imminent danger to anyone at the time and it was
wholly unlikely that their relative might actually escape from the detention
facility. Thus, the force necessary to restrict and detain him could reasonably
have been far less.
131. In view of the above, the applicants consider
that the violence and force used against Mr Bekirski on 30 August 1996 amounted
to inhuman and degrading treatment in violation of Article 3 of the Convention.
In so far as Mr Bekirski’s death had also been brought about as a result of the
injuries sustained on that day, the applicants invited the Court to also find a
violation of Article 2 of the Convention in that the force used could not be
justified under the second paragraph.
(ii) The Court’s assessment
132. The Court notes at the outset that the main
sources of information in respect of the events of 30 August 1996 come from the
witness statements of the duty officers involved, which are selectively quoted
in the various medical reports. It further notes that the Government failed to
provide the Court with all the information in its possession concerning the
events of that day and in particular a copy of the complete investigation file
into the incident, from which it can draw inferences as to the well-foundedness
of the applicants’ allegations (see paragraph 115 above).
133. Accordingly, the Court notes that there are no
indications or claims that Mr Bekirski had any medical problems or had any
injuries prior to his detention and the events of 30 August 1996. As to the
events leading up to the violent confrontation of that day and the actual
intentions of Mr Bekirski, the Court finds them to be unclear as the facts
are disputed by the parties and it has not had access to the complete
investigation file. What is apparently clear is that on 30 August 1996 there
was a violent confrontation between Mr Bekirski and several duty officers
during which the former severely injured one or two of them, possibly by
stabbing them with a makeshift weapon. A fight then ensued at the end of which Mr Bekirski
was subdued and handcuffed, but suffered at least twenty-nine injuries to his
head, chest, stomach, arms and legs (see paragraphs 20 and 21 above). During
the fight, two other duty officers sustained injuries - one to his right armpit
and right thigh and the other to his right palm (see paragraphs 24-27 above).
134. In so far as there are assertions that Mr Bekirski
was attempting to escape, it may be considered that the duty officers had
justification to use force against him in order to stop him. However, such
force must have been “no more than absolutely necessary”, that is to say it
must have been strictly proportionate in the circumstances.
135. In assessing whether it was proportionate, the
Court notes the apparent violent conduct of Mr Bekirski during the incident -
stabbing two duty officers in the eyes, threatening to stab one of them in the
throat and - once without a weapon - kicking, punching and using martial arts
against the duty officers. This resulted in up to four duty officers sustaining
injuries to their eyes and limbs, one of which left a duty officer partially
blind. Given the conduct of Mr Bekirski, the Court finds it reasonable that the
duty officers might have feared for both their safety and for that of the
persons in their charge. In addition, if indeed Mr Bekirski had been attempting
to escape from the detention facility, it might have been reasonable to suppose
that he represented a danger to society and that the duty officers were
obligated to thwart his attempt. As to the numerous injuries sustained by Mr Bekirski
during the incident, the Court notes that the confrontation lasted up to ten
minutes, involved several duty officers attempting to overpower and subdue Mr Bekirski
and included the latter being pinned to the wall, falling down the stairs and
to the ground before handcuffs were finally placed on him. The Court notes in
this respect that the duty officers used only physical force and non-lethal
means to subdue Mr Bekirski and did not resort to fire arms.
136. Based on the above-mentioned considerations,
the Court finds that in these circumstances the force used by the duty officers
to subdue Mr Bekirski on 30 August 1996 does not seem to have been
disproportionate.
137. Accordingly, there has not been a violation of
Article 3 of the Convention in that respect.
(b) The alleged ill-treatment between 30 August and 6
September 1996
(i) The parties’ submissions
138. The Government noted that the domestic
authorities had collected evidence that certain unidentified individuals had
visited him and had possibly inflicted additional injuries on him. After
collecting additional witness statements from various detainees and duty
officers, it had not however been unequivocally proven that anything like that
had actually occurred. Moreover, the Government claimed that the autopsy did
not establish the existence of any injuries sustained after 30 August 1996.
139. The Government also referred to the report of
the visit to the detention facility on 4 September 1996 by a prosecutor from
the Plovdiv regional public prosecutor’s office (see paragraph 30 above). They
argued that in so far as Mr Bekirski had failed to personally raise any sort of
complaint before that prosecutor in respect of his physical condition or any
alleged mistreatment after 30 August 1996, it cannot validly be claimed that
any such mistreatment had existed.
140. The applicants argued that both the Government
in its submissions and the domestic authorities in their decisions to terminate
the investigation into the death of their relative had noted that:
“information had also been collected in the case that, after
the incident and the apprehension of Mr Bekirski on 30 August 1996 and until
his [transfer] to the hospital on 6 September 1996, [certain] unidentified
persons possibly inflicted numerous additional injuries [on him]”.
They, however, considered that that had been another attempt to
cover up the actions of the persons involved, because, irrespective of who had
actually inflicted any such “numerous additional injuries” on Mr Bekirski,
he had continuously been under the authority of the State which was responsible
for preserving his life and state of health. Moreover, the visitors’ logbook at
the detention facility had allegedly never been checked in order to ascertain
the identity of the “unidentified persons” who had allegedly been present in
the facility at the time of the subsequent beatings reported by the numerous
witnesses. Also, the identity of the duty officers who had allowed such
“unidentified persons” to enter the cell of Mr Bekirski in order to
inflict the “numerous additional injuries” had allegedly never been verified.
141. Separately, the applicants noted that the
autopsy report indicated that Mr Bekirski had had several ribs fractured and a
shoulder blade injured, neither of which had been identified as injuries in the
first medical report. In addition, numerous witnesses attested to hearing the
beatings and ill-treatment of Mr Bekirski in the days following 30 August 1996.
Thus, the applicants disagreed with the Government position that, in spite of
the available evidence and statements, it had not been proven that any such
ill-treatment or beatings had ever occurred. Moreover, the applicants
considered that some of the injuries described in the autopsy report, such as
those to his feet, could not have been sustained on 30 August 1996, but are
more consistent with subsequent acts of torture.
142. In view of the allegedly unassailable evidence,
the applicants disagreed with the domestic authorities’ decisions to terminate
the preliminary investigation which gave weight only to statements and facts
which corroborated the position of the officers involved and had the effect of
affording them impunity by protecting them from prosecution. Moreover, they
questioned the reliance on the medical evidence in the proceedings all of which
had been prepared by doctor I.D., or under his direct supervision, which
allegedly curtailed any possibility that the reports may openly criticise or
disagree with one another.
143. Based on the findings above, the applicants
considered it unquestionably proven that, between 30 August and 6 September
1996, there had been a violation of Article 3 of the Convention on account of
the ill-treatment and torture that Mr Bekirski had been subjected to at the
hands of unidentified individuals either from the Plovdiv Regional
Investigation Service or with their assistance or acquiescence.
(ii) The Court’s assessment
144. The Court notes once again that it is
restricted in assessing all the facts in the case as a result of the Government’s
failure to provide all the information in its possession and in particular a
copy of the complete investigation file, from which it can draw inferences as
to the well-foundedness of the applicants’ allegations (see paragraph 115
above).
145. In respect of the alleged ill-treatment of Mr Bekirski
between 30 August and 6 September 1996, the Court observes that numerous
witnesses attested to such and described the screams and cries being heard in
the detention facility during that period (see paragraph 61 above). Moreover, a
number of the witnesses were apparently detained in cells adjoining to or
facing the cell where Mr Bekirski had been held alone, so they would have had
the opportunity to easily and directly hear what was happening.
146. Separately, on 23 September 1997 a prosecutor
from the military prosecutor’s office found evidence that Mr Bekirski had been
subjected to systematic beatings on more than one occasion after the events of
30 August 1996 and remitted the case for further investigation (see
paragraph 55 above).
147. The Military Court of Appeal in its decision of
24 July 2000 also noted that “information [had] also been collected ... that
after the incident ... on 30 August 1996 and until his [transfer] to the
hospital on 6 September 1996 [certain] unidentified persons possibly inflicted
numerous additional injuries [on him]” (see paragraph 83 above). The said court
went on to find that no unequivocal evidence had been ascertained that any such
events occurred. The Court, however, is unconvinced that that finding is
supported by the evidence in the case and notes that no apparent attempt was
ever made to check the visitors’ log so as to identify which individuals may
have visited Mr Bekirski during the period in question. Neither, apparently,
were any of the duty officers guarding the facility during that time questioned
in order to establish whether and how any such visits may have occurred.
148. Most notable, however, is the medical evidence
and the fact that the autopsy report contains details of injuries to Mr Bekirski
which were not present at the time of the first medical report, such as several
ribs that were fractured, and injuries to his shoulder blade and feet (see
paragraphs 37-39 above). The medical report commissioned by the applicants also
found that the differences in the injuries identified on the body of Mr Bekirski
meant that they must have been sustained after 30 August 1996 and concluded
that the said differences came from new injuries sustained in the same areas
over a longer period and inflicted by various objects (see paragraph 86-88
above). The Court notes in this context that this medical report is the first
in the case that was not prepared by doctor I.D. or under his direct
supervision.
149. In conclusion, the Court notes that, during the
period in question, Mr Bekirski was detained by the domestic authorities,
therefore he was constantly under their control and authority. As such, he was
in a particularly vulnerable state, both as a result of the restriction to his
liberty and, in particular, his state of health after the events of 30 August
1996 as detailed in the first medical report (see paragraph 20 above). Thus,
the domestic authorities had an obligation under the Convention not only to
safeguard his life but also to take all precautions necessary in order to avoid
the infliction of any ill-treatment or punishment on that individual.
Considering the medical evidence in the case, the corroborating witness
statements and especially the Government’s lack of assistance in providing all the
information at its disposal, the Court finds that the domestic authorities do
not appear to have done that in the present case. Accordingly, the Court finds
it sufficiently proven that between 30 August and 6 September 1996 Mr Bekirski
was subjected to ill-treatment or punishment at the hands of unidentified
individuals for which the State bears responsibility.
150. It remains to be determined whether the “pain
or suffering” inflicted on Mr Bekirski can be defined as “severe”, which is,
like the “minimum severity” required for the application of Article 3, in the
nature of things, relative; it depends on all the circumstances of the case,
such as the duration of the treatment, its physical or mental effects and, in
some cases, the sex, age and state of health of the victim.
151. The Court has previously examined cases in
which it concluded that there had been treatment which could only be described
as torture (see Aksoy v. Turkey, 18 December
1996, § 64, Reports 1996-VI; Aydın v. Turkey, 25 September
1997, §§ 83-84 and 86, Reports 1997‑VI; Selmouni, cited
above, § 105; and Batı and Others, cited above, § 124).
152. In the instant case, the Court finds that, in
spite of Mr Bekirski’s particularly vulnerable state, after 30 August 1996
he was kept in an almost permanent state of physical pain and anxiety owing to
the uncertainty about his health and to the level of violence to which he had
been repeatedly and systematically subjected over a period of seven days, for
which the State bears responsibility. In these circumstances, the Court finds
that, taken as a whole, the treatment to which Mr Bekirski was subjected
between 30 August and 6 September 1996 was particularly serious and cruel
and capable of causing “severe” pain and suffering. It therefore amounted to
torture within the meaning of Article 3 of the Convention.
153. Accordingly, there has been a violation of
Article 3 of the Convention in that respect.
(c) The adequacy of the medical care provided to Mr Bekirski
(i) The parties’ submissions
154. In respect of the medical care provided to Mr Bekirski
after 30 August 1996, the Government noted that he had been examined on
the date of the incident. Subsequently, a paramedic had also examined him on
2 and 5 September 1996 and had prescribed painkillers. When, on 6 September
1996, he had complained of pains in his stomach, he had been transferred to a
hospital where, in spite of the medical treatment provided, he had passed away.
155. The applicants considered that the medical
assistance and treatment provided to Mr Bekirski between 30 August and 6 September
1996 had not been adequate to address and treat the injuries he had sustained.
Moreover, given that it had been more than apparent that his numerous injuries
required access to adequate medical treatment during that period, they
considered that it had been purposefully denied to him by the authorities.
156. In particular, the more than twenty-nine
injuries, some to his face, sustained by Mr Bekirski on 30 August 1996 and
described in the first medical report, clearly required the authorities to
provide immediate and adequate medical care. In spite of his grave condition, Mr
Bekirski was only provided with medical treatment twice during that period by a
paramedic, who was an employee of the detention facility and who was evidently
unable to identify the underlying medical complications and, moreover, only
prescribed painkillers. In view of this, the applicants argued that the
assessment of doctor I.D. in the medical reports – that Mr Bekirski had
received adequate medical care during the period after 30 August 1996 – lacked
medical foundation and logic. In particular, the conclusions that Mr Bekirski’s
death had been caused by injuries sustained only on 30 August 1996 and, at
the same time, that the medical treatment for those injuries had been prompt
and adequate completely contradicted and excluded each other in view of the
resulting death of their relative. Moreover, the Government had failed to
indicate why during that period Mr Bekirski had not been examined by a
specialist civilian doctor.
157. The argument put forward by the Government that
Mr Bekirski had not complained or asked for medical care during that period
does not rescind the authorities’ obligation to monitor the need to provide
such care and to provide it in cases where it is evident that a detainee’s
health requires it. In respect of the visit of a prosecutor on 4 September 1996
to the detention facility, the applicants considered that he too should have
acted on his responsibility to monitor the conditions in the detention facility
and argued that he should have given the necessary instructions that Mr Bekirski
be provided with better and more adequate medical care and supervision.
158. In view of the above, the applicants considered
it proven that, in violation of Article 3 of the Convention, Mr Bekirski had
purposefully been denied adequate medical treatment between 30 August and 6 September
1996. That had led to his untimely death on 8 September 1996, which amounted to
a violation of his right to life under Article 2 of the Convention.
(ii) The Court’s assessment
159. The Court notes that Mr Bekirski was not
provided with any treatment immediately after the incident on 30 August 1996
when he sustained more than twenty-nine injuries to his head, chest, stomach, arms
and legs (see paragraphs 20 above). He was examined by doctor I.D. and a report
was prepared, but he was not treated for any of the injuries sustained. Neither
was he taken to a specialised medical facility in order to ascertain whether he
had any internal injuries or fractures that could not be immediately
identifiable. Moreover, the first medical report noted that Mr Bekirski
“does not remember anything” and “does not remember what had happened to him”,
which may have been an indication of a head trauma but which was not followed
up by further tests or examinations.
160. Throughout the following days, Mr Bekirski was
provided with medical care on only two further occasions, on 2 and 5 September
1996, when a paramedic examined and prescribed him painkillers. Finally, he was
transferred to a hospital but only on 6 September 1996, where, in spite of the
medical treatment provided, he passed away on 8 September 1996.
161. Considering the requirement that, in places of
detention, authorities provide medical care that is sufficient and adequate to
address the medical needs of detainees, and in view of the clearly evident
need, in the Court’s opinion, to treat the injuries and apparent deteriorating
medical condition of Mr Bekirski between 30 August and 6 September 1996
with more than painkillers and, possibly, in a specialised medical facility,
the Court finds it sufficiently proven that the authorities failed in that
respect.
162. Accordingly, there has been a violation of
Article 3 of the Convention in that respect.
(d) The Court’s assessment under Article 2 of the
Convention
163. In view of the above-mentioned findings, (a) that
between 30 August and 6 September 1996 Mr Bekirski had been tortured, for
which the State bears responsibility, and (b) that he had not been provided
prompt and adequate medical care while in detention, coupled with the
Government’s lack of assistance in providing all the information at its
disposal from which inferences are drawn as to the well-foundedness of the
applicants’ allegations, the Court finds it sufficiently proven that the
aforementioned decisively contributed to Mr Bekirski’s death on 8 September
1996.
164. Accordingly, there has also been a violation of
Article 2 of the Convention in that respect.
D. The alleged ineffectiveness of the investigation
into the death of Mr Bekirski
1. The parties’ submissions
165. The Government considered that the authorities
had conducted a thorough and effective investigation into Mr Bekirski’s death.
They claimed that the authorities had collected and evaluated a multitude of
witness statements and had commissioned medical reports which refuted the
accusations of the applicants while unanimously supporting the authorities’
conclusion that the injuries which had led to Mr Bekirski’s death had all been
sustained at the time of his escape attempt on 30 August 1996.
166. The Government once again referred to the
report of the prosecutor who on 4 September 1996 had visited the detention
facility and argued that, in so far as Mr Bekirski had failed to complain to
him about his physical condition or any alleged mistreatment after 30 August
1996, that it cannot validly be claimed that there had been any such
mistreatment.
167. The applicants emphasised the Government’s
failure to present the Court with a copy of the investigation file, which they
considered to be a direct attempt to hamper the latter’s efforts to establish
the facts of the case and the truth surrounding the events leading up to Mr Bekirski’s
death. They further considered that that had created a presumption in their
favour because the Government, by not presenting the said file, had failed to
effectively refute the facts and evidence attesting to the violations claimed.
In any event, the fact that the said investigation file had not been presented
should have been sufficient to prove that there had been a procedural violation
of Article 2 and 3 of the Convention because it attests to the fact that the
authorities had failed to demonstrate to the Court that they had conducted an
effective investigation into the allegations of ill-treatment and abuse which
had led to Mr Bekirski’s untimely death.
168. The applicants further noted that for many
years they had unsuccessfully tried to force the authorities to conduct an
effective investigation into the circumstances surrounding the death of their
relative, which should have been conducted by individuals who were independent
of those implicated in the events. Moreover, the first applicant had been a
direct witness to his son’s screams and wailing in the detention centre and had
partly known the facts leading to his death. Unfortunately, the applicants’
attempts had only led to the authorities finally admitting that certain
“unidentified persons” had possibly inflicted “numerous additional injuries” on
Mr Bekirski after 30 August 1996. However, no real attempt had ever been made
to indentify those “unidentified persons” or the officers on duty during the
relevant period, even though they ultimately bore full responsibility for the
well-being of the detainees under their watch, including Mr Bekirski.
169. Separately, the applicants noted that they had
been denied the opportunity to participate in the criminal proceedings into Mr Bekirski’s
death and to effectively challenge the decisions for terminating them. They
considered that that had been an infraction of their right to defend their
right to obtain an effective and exhaustive investigation into the death of
their relative.
170. In conclusion, the applicants stated that, by not
conducting an effective investigation, capable of identifying and punishing
those responsible for Mr Bekirski’s death, the authorities had failed to adhere
to the rule of law and to prevent the appearance of collusion in or tolerance
of unlawful acts (see McKerr v. the United Kingdom, no. 28883/95, § 114,
ECHR 2001‑III). Thus, the applicants considered that there was no
doubt that there had been a violation of the procedural limb of Articles 2 and
3 of the Convention and also of Article 13 in conjunction with the said
Articles.
2. General principles
171. The relevant principles have been summarised in
the Court’s judgment in the case of Anguelova v. Bulgaria (no. 38361/97,
§§ 136-40, ECHR 2002‑IV).
3. The Court’s assessment
172. The Court notes at the outset that the
investigation commenced promptly and while it was open the authorities appear
to have worked on it, in so far as a number of investigative actions were
undertaken such as an autopsy, the commissioning of several medical reports and
the questioning of numerous witnesses. However, apart from the actions
indicated, the Court is unable to establish what other investigative measures
and evidence was collected and analysed because the Government did not provide
it with a copy of the complete investigation file into Mr Bekirski’s death and
did not give any explanation as to why it could not, from which inferences are
drawn as to the well-foundedness of the applicants’ allegations (see paragraphs
111-12 and 115 above). Such lack of assistance by the respondent State in
providing evidence which is vital for the proper assessment of the current
complaint suffices for the Court to conclude that the authorities have failed
to show that they complied with their obligation under Article 2 of the
Convention to conduct an effective and impartial investigation into Mr Bekirski’s
death.
173. In addition, even on the basis of the
incomplete information it has at its disposal, the Court takes note of a number
of imperfections in the investigation. In particular, the investigation was
assigned to the Plovdiv Regional Investigation Service which was the authority
in charge of the facility in which Mr Bekirski had been detained and where the
events of 30 August 1996 had taken place. Accordingly, the impartiality of
the investigating officers might reasonably be called into question. Secondly,
the Court notes that the investigating authorities did not give any particular weight
to the numerous witness statements by detainees and essentially dismissed them
as unreliable and unsubstantiated even though there was corroborating medical
evidence.
174. In view of the above-mentioned considerations
and especially the lack of assistance by the respondent State in providing a
copy of the complete investigation file into Mr Bekirski’s death, the Court
finds it sufficiently proven that the investigation lacked the requisite
objectivity and thoroughness, a fact which decisively undermined its ability to
comprehensively establish the cause or causes of Mr Bekirski’s death and the
identity of the persons responsible.
175. The applicants also alleged, in addition, that
the failings of the investigation in their case were the problematic result of
a general lack of independence, impartiality and public accountability on the
part of the authorities which handle investigations of police ill-treatment. In
these particular circumstances, having already found that the investigation
into Mr Bekirski’s death was not sufficiently objective and thorough, the
Court does not need to rule on the additional aspects of their complaint.
176. In view of the above, the Court finds that
there has been a violation of the respondent State’s obligation under Article 2
of the Convention to conduct an effective and impartial investigation into Mr Bekirski’s
death.
177. The Court does not deem it necessary to make a
separate finding under Article 3 of the Convention in respect of the
deficiencies in the investigation (see Mahmut Kaya v. Turkey, no.
22535/93, § 120, ECHR 2000-III).
II. ALLEGED VIOLATION OF ARTICLE 13 OF THE
CONVENTION
178. Relying on Articles 6 and 13 of the Convention,
the applicants complained that Bulgarian law provided them with no effective
remedy against the inaction of the prosecuting authorities or the authorities’
failure to identify and prosecute the perpetrators. The applicants also
complained that that had barred them from exercising their right to seek
damages through a civil action for the death in police detention of their
relative, because that action could only have been taken upon the outcome and
findings of criminal proceedings.
The Court finds that the applicants’ complaint that they were
denied access to a court for their grievance and to seek damages, which would
normally be examined under Article 6 of the Convention, is, in the present
case, inextricably linked with their more general complaint concerning the
manner in which the investigating authorities treated the death of their
relative. It therefore considers that it is more appropriate to examine the
complaint in relation to the more general obligation under Article 13 of the Convention
to provide an effective remedy in respect of violations of the Convention,
including Articles 2 and 3 thereof.
Article 13 of the Convention
provides:
“Everyone whose rights and freedoms as set forth in [the]
Convention are violated shall have an effective remedy before a national
authority notwithstanding that the violation has been committed by persons
acting in an official capacity.”
179. The Government simply claimed that the
applicants had failed to initiate an action for damage under the SMRDA, the
question of which has already been dealt with in the context of the
admissibility of the present application (see paragraph 102-06 above).
180. The Court finds that this complaint is linked
to the ones examined above and must therefore likewise be declared admissible.
However, having regard to the reasons for which it found a breach of the State’s
procedural obligations under Article 2 (see paragraphs 172-76 above), the Court
considers that it is not necessary to examine whether there has also been a
violation of Article 13 in conjunction with either of Articles 2 or 3 (see,
among other authorities, Nachova and Others v. Bulgaria [GC], nos. 43577/98
and 43579/98, § 123, ECHR 2005 VII and Makaratzis, cited
above, § 86).
III. APPLICATION OF
ARTICLE 41 OF THE CONVENTION
181. Article 41 of the Convention provides:
“If the Court finds that there has been a violation of the
Convention or the Protocols thereto, and if the internal law of the High
Contracting Party concerned allows only partial reparation to be made, the
Court shall, if necessary, afford just satisfaction to the injured party.”
A. Damage
182. The applicants jointly claimed 160,000 euros
(EUR) in respect of Mr Bekirski’s death and the ensuing violations of the
Convention. The amount included EUR 10,000 in pecuniary damage for the first
and second applicants and EUR 150,000 for non-pecuniary damage.
183. In respect of pecuniary damage, the first and
second applicants each claimed EUR 5,000 for lost income resulting from their
son’s death. They did not provide documentary proof but argued that, had Mr Bekirski
been alive, even if he had been convicted and sentenced to a term of
imprisonment, he might have been released by now, would have been supporting
them financially and would have continued to do so. They further noted that the
Court had not required any documentary proof in similar cases (see Nachova
and Others, cited above, §§ 170-72) and invited it to award the claimed
amounts in full.
184. The applicants also claimed EUR 150,000 for
non-pecuniary damage – EUR 60,000 each for the first and second applicants and EUR 30,000
for the third applicant – in respect of non-pecuniary damage stemming from the
pain and suffering caused, the death of their relative and the lack of an
effective investigation into his death.
185. The Government did not comment.
186. In respect of pecuniary damage, the Court
observes that the Government have not disputed the first and second applicants’
statement that they had suffered pecuniary loss in that Mr Bekirski would have
supported them financially if he were still alive. The Court sees no reason to
reach a different conclusion.
187. As to the amount, the Court notes its position
in the case of Nachova and Others (ibid.). Having regard to the
submissions of the parties, all relevant factors (including the age of the
victim and the applicants) and the awards made in similar cases, the Court
finds it appropriate to award EUR 5,000 jointly to the first and second
applicants in respect of lost income resulting from Mr Bekirski’s death.
188. The Court considers that, undoubtedly, the
applicants also suffered non-pecuniary damage on account of the serious
violations found. Taking into account the particular circumstances, as well as
how closely the applicants were related to Mr Bekirski, and ruling on an
equitable basis, the Court awards EUR 75,000 jointly to the applicants (see Nachova and Others,
cited above, §§ 171-72 and Angelova and Iliev v.Bulgaria,
no. 55523/00, § 130, ECHR 2007‑IX).
B. Costs and expenses
189. The applicants also claimed EUR 11,600 for
costs and expenses incurred before the Court. The amount claimed consisted of
(a) lawyer’s fees of EUR 10,000 for an unspecified number of hours of legal
work at an hourly rate of EUR 80 per hour for examining the preliminary
investigation file, consulting with independent experts and preparing the
application form and observations; (b) 1,409.78 Bulgarian levs (BGN: EUR 720)
for translating 114 pages of forensic medical reports; (c) BGN 770.73 (EUR 394)
for translating the applicants’ observations; (d) an unspecified amount for the
medical report commissioned by the parties; and (e) postal and office expenses.
In support of their claim, the applicants provided a legal-fees agreement
between the first applicant and their lawyer and receipts for payment of the
expenses under items (b) and (c) above. The applicants asked that any award
under this head be made directly payable to their lawyer.
190. The Government did not comment.
191. According to the Court’s case-law, an applicant
is entitled to the reimbursement of costs and expenses only in so far as it has
been shown that these have been actually and necessarily incurred and are
reasonable as to quantum. In the present case, regard being had to the
documents in its possession and the above criteria, the Court rejects the
claims for costs and expenses under items (d) and (e) in paragraph 175 above
for lack of proof of expenditure but finds it reasonable to award the sum of EUR
11,100 covering the remainder of the claimed costs and expenses. This sum is to
be paid into the bank account of the applicants’ legal representative,
Ms I. Vandova.
C. Default interest
192. The Court considers it appropriate that the
default interest should be based on the marginal lending rate of the European
Central Bank, to which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
1. Declares the application admissible;
2. Holds that there has been a failure to
comply with Article 38 of the Convention and that no separate issue arises
under Article 34 of the Convention;
3. Holds that there has been no substantive
violation of Article 3 of the Convention on account of the force used to subdue
Mr Bekirski on 30 August 1996;
4. Holds that there has been a substantive
violation of Article 3 of the Convention on account of the torture to which Mr Bekirski
was subjected between 30 August and 6 September 1996;
5. Holds that there has been a substantive
violation of Article 3 of the Convention on account of inadequate medical care
provided to Mr Bekirski between 30 August and 6 September 1996;
6. Holds that there has also been a
substantive violation of Article 2 of the Convention as a result of the
aforesaid violations decisively having contributed to Mr Bekirski’s death on 8 September
1996;
7. Holds that there has been a procedural
violation of Article 2 of the Convention on account of the ineffective
investigation carried out into Mr Bekirski’s death;
8. Holds that there is no need to examine
separately the complaint under Article 13 of the Convention;
9. Holds
(a) that the respondent State is to pay the
applicants, within three months of the date on which the judgment becomes final
in accordance with Article 44 § 2 of the Convention, the following amounts, to
be converted into Bulgarian levs at the rate applicable on the date of
settlement:
(i) EUR 5,000 (five thousand euros) jointly to the
first and second applicants, plus any tax that may be chargeable, in respect of
pecuniary damage;
(ii) EUR 75,000 (seventy-five thousand euros)
jointly to the applicants, plus any tax that may be chargeable, in respect of
non‑pecuniary damage;
(ii) EUR 11,100 (eleven thousand, one hundred
euros), plus any tax that may be chargeable to the applicants, in respect of
costs and expenses, to be paid into the bank account of the applicants’ legal
representative, Ms I. Vandova;
(b) that from the expiry of the above‑mentioned
three months until settlement simple interest shall be payable on the above
amounts at a rate equal to the marginal lending rate of the European Central
Bank during the default period plus three percentage points;
10. Dismisses
the remainder of the applicants’ claim for just satisfaction.
Done in English, and notified in writing on 2 September
2010, pursuant to Rule 77 §§ 2 and 3 of the Rules of Court.
Stephen Phillips Peer
Lorenzen
Deputy Registrar President