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NIKITINA v. RUSSIA - 47486/07 [2010] ECHR 1116 (15 July 2010)
URL: http://www.bailii.org/eu/cases/ECHR/2010/1116.html
Cite as:
[2010] ECHR 1116
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FIRST
SECTION
CASE OF NIKITINA v. RUSSIA
(Application
no. 47486/07)
JUDGMENT
STRASBOURG
15 July
2010
This
judgment will become final in the circumstances set out in
Article 44 § 2 of the Convention. It may be
subject to editorial revision.
In the case of Nikitina v. Russia,
The
European Court of Human Rights (First Section), sitting as a Chamber
composed of:
Christos Rozakis,
President,
Anatoly Kovler,
Elisabeth
Steiner,
Dean Spielmann,
Sverre Erik
Jebens,
Giorgio Malinverni,
George Nicolaou,
judges,
and Søren
Nielsen, Section
Registrar,
Having
deliberated in private on 24 June 2010,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
The
case originated in an application (no. 47486/07) against the Russian
Federation lodged with the Court under Article 34 of the Convention
for the Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by a Russian national, Ms Yevgeniya Ivanovna
Nikitina (“the applicant”), on 2 October 2007.
The
Russian Government (“the Government”) were represented by
Mr G. Matyushkin, representative of the Russian Federation before the
European Court of Human Rights.
On
16 March 2009 the President of the First Section decided to give
notice of the application to the Government. It was also decided to
examine the merits of the application at the same time as its
admissibility (Article 29 § 1).
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The
applicant was born in 1949 and lives in Kovarditsy, the Vladimir
Region.
In
1998 the applicant’s father died in a fire. The applicant
alleged that the death had been caused by the firemen’s
manifest failure to comply with the fire-fighting instructions. In
2001 K., an investigator of the Murom Division of the State Fire
Department, reported to a local prosecutor about the incident. In his
official explanatory note issued in reply to the prosecutor’s
inquiry K. stated that the applicant’s repeated unfounded
complaints demonstrated that she must have been suffering from some
mental disorder and that he strongly recommended subjecting her to a
psychiatric examination.
The
applicant sued K. and the State Fire Department of the Vladimir
Region for defamation.
On
22 July 2004 the Murom Town Court found in the applicant’s
favour. The court held, in particular, that K. had acted in his
official capacity of an investigator when making the defamatory
statements about the applicant. The court awarded her 3,030 Russian
roubles (RUB) in non pecuniary damages against the State Fire
Department of the Vladimir Region and ordered K. to retract
the false information about the applicant. On 21 September
2004 the Vladimir Regional Court upheld the judgment in substance,
and it entered into force. The judgment has not been executed to
date.
On
1 April 2005 pursuant to order no. 487 of 26 October 2004 issued by
the Ministry of the Emergency Response of Russia, the State Fire
Department of the Vladimir Region was liquidated by way of removal
from the State tax register. The functions of the State Fire
Department have since been executed by the previously existing
Vladimir Region Office of the Ministry of the Emergency Response of
Russia.
On
27 March 2006 two writs of execution issued by the Murom Town Court
on 22 July 2004 were received by the bailiff service of the Vladimir
Region, which initiated the enforcement proceedings on the same day.
In the course of the proceedings the bailiff service established that
the judgment could not be enforced due to the debtor’s
liquidation. On 21 June 2007 the Oktyabrskiy District Court of
Vladimir terminated the enforcement proceedings.
On
29 December 2006 the Murom Town Court refused to replace the
respondent authority by the Ministry of the Emergency Response of
Russia on the ground that the latter was not a legal successor to the
defunct State Fire Department. The judgment was upheld by the
Vladimir Regional Court on 19 April 2007.
The
applicant further sued the Ministry of Finance for damages resulting
from the firemen’s negligence. On 17 April 2007 the Vladimir
Regional Court in the final instance rejected her complaints as
unfounded.
II. RELEVANT DOMESTIC LAW
Under
section 9 of the Federal Law on Enforcement Proceedings of 21 July
1997, a bailiff must enforce a judgment in two months. Under
section 242.2.6 of the Budget Code of 31 July 1998, the Ministry
of Finance must enforce a judgment in three months.
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 6 § 1 OF THE
CONVENTION AND OF ARTICLE 1 OF PROTOCOL No. 1
The
applicant complained that the non-enforcement of the judgment
breached Article 6 of the Convention and Article 1 of Protocol No. 1.
As far as relevant, these Articles read as follows:
“In the determination of his civil rights and
obligations ... everyone is entitled to a fair ... hearing ... by [a]
... tribunal ...”
“Every natural or legal person is entitled to the
peaceful enjoyment of his possessions. No one shall be deprived of
his possessions except in the public interest and subject to the
conditions provided for by law and by the general principles of
international law.
The preceding provisions shall not, however, in any way
impair the right of a State to enforce such laws as it deems
necessary to control the use of property in accordance with the
general interest or to secure the payment of taxes or other
contributions or penalties.”
A. Admissibility
The
Court notes that the application is not manifestly ill-founded within
the meaning of Article 35 § 3 of the Convention. It further
notes that it is not inadmissible on any other grounds. It must
therefore be declared admissible.
B. Merits
The
Government argued that it was through the applicant’s own
negligence that the judgment has not been enforced. She delayed
submitting the writs of execution to the enforcement authorities for
over eighteen months after the judgment became final.
The
applicant maintained her complaint.
The
Court reiterates that a person who has obtained a judgment against
the State may not be expected to bring separate enforcement
proceedings (see Metaxas v. Greece, no. 8415/02, § 19, 27
May 2004). Where a judgment is against the State, the defendant State
authority must be duly notified thereof and is thus well placed
to take all necessary initiatives to comply with it or to transmit it
to another competent State authority responsible for compliance (see
Akashev v. Russia, no. 30616/05, § 21, 12 June
2008).
Furthermore,
the Government provided no justification for the State’s
continuing failure to comply with the judgment after the applicant
submitted the necessary documents to the authorities.
The
Court reiterates in this respect that liquidation proceedings against
a State organ cannot absolve the State of its responsibility to
enforce a final judgment. To conclude otherwise
would allow the State to use this avenue to avoid payment of the
debts of its organs, especially taking into account that changing
needs force the State to make frequent changes in its organisational
structure, including by forming new organs and liquidating old ones
(see Kuksa v. Russia, no. 35259/04, § 26, 15 June
2006).
The
Court accordingly concludes that the State’s failure to comply
with the judgment during more than five years has breached Article 6
of the Convention and Article 1 of Protocol No. 1 (see Burdov
v. Russia,
no. 59498/00, §§ 33–42, ECHR 2002–III).
II. ALLEGED VIOLATION OF ARTICLE 13 OF THE CONVENTION
The
applicant complained that she had no effective domestic remedy
against the non-enforcement of the judgments. Article 13 reads as
follows:
“Everyone whose rights and freedoms as set forth
in [the] Convention are violated shall have an effective remedy
before a national authority notwithstanding that the violation has
been committed by persons acting in an official capacity.”
22. The Government retorted that
the applicant had not availed herself of such domestic remedies as a
negligence complaint and a claim for non pecuniary damages.
The
Court considers that the remedies cited by the Government would be
ineffective. A negligence complaint would likely be rejected by a
national court on the ground that the actions of the enforcement
officials were lawful in the situation where the debtor had been
liquidated. In any event, this remedy could hardly bring any other
result than a mere restatement by a court of the State’s
obligation to pay the award (see Moroko v. Russia, no.
20937/07, § 25, 12 June 2008). A claim for non pecuniary
damages has not been shown to be sufficiently certain in practice so
as to offer the applicant reasonable prospects of success as required
by the Convention (see Burdov v. Russia (no.
2), no. 33509/04, §§ 109-116,
ECHR 2009 ...).
24. There has, accordingly, been
a violation of Article 13 of the Convention.
III. OTHER ALLEGED VIOLATIONS OF THE CONVENTION
The applicants also complained
under Articles 6 and 13 and Article 1 of Protocol No. 1 of
incorrect interpretation of the law and facts by the domestic courts
in the proceedings that ended on 17 and 19 April 2007.
Having regard to all the material in its possession,
and in so far as these complaints fall within its competence, the
Court finds that there is no appearance of a violation of the rights
and freedoms set out in these provisions in that respect. It follows
that this part of the application must be rejected as being
manifestly ill-founded, pursuant to Article 35 §§ 1,
3 and 4 of the Convention.
IV. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article 41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Damage
The
applicant claimed 100 euros (EUR) in respect of pecuniary damage
calculated as 3,030 Russian roubles (RUB) (EUR 72) awarded to her in
the non-enforced judgment, plus relevant inflation losses. She also
claimed EUR 3,000 in respect of non-pecuniary damage. The Government
objected to these claims stating that the applicant’s rights
had not been violated and that her calculations were arbitrary.
As
to pecuniary damage, the Court reiterates that the best redress of a
violation of Article 6 is to put the applicant as far as possible in
the position he would have been in if Article 6 had been respected
(see Piersack v. Belgium
(Article 50), judgment of 26 October 1984, Series A no. 85, § 12).
Applied to the case at hand, this principle would mean that the State
must pay to the applicant RUB 3,030 that she should have
received under the judgment of 22 July 2004.
As
to the claim for the inflation losses, even though the applicant did
not submit a detailed calculation of the amount, the Court considers
it reasonable to grant her claim in full.
Accordingly,
the Court awards EUR 100 under this head, plus any tax that may be
chargeable.
The
Court furthermore finds that the applicant has suffered non-pecuniary
damage as a result of the violation found which cannot be compensated
by the mere finding of a violation. The Court accepts that the
applicant suffered not only from a delay in the payment of the
monetary award, but also from the State’s continuing failure to
restore her good name by issuing a refutation. Moreover, according to
the national courts’ decisions she no longer has a right to
enforcement of the judgment in her favour due to the liquidation of
the respondent. Having regard to the circumstances of the case and
making its assessment on an equitable basis, the Court awards the
applicant the sum of EUR 3,000, plus any tax that may be chargeable
on the amount.
B. Costs and expenses
The
applicant also claimed reimbursement of the costs and expenses
incurred in the proceedings before the Court. In particular, she
claimed EUR 1,500 as remuneration for her representative in
accordance with the contract of 19 September 2007. The Government
contested this amount as unfounded.
According
to the Court’s case-law, an applicant is entitled to the
reimbursement of costs and expenses only in so far as it has been
shown that these have been actually and necessarily incurred and were
reasonable as to quantum.
The
Court notes that under the contract of 19 September 2007 the
applicant agreed to pay her representative a fee amounting to EUR
1,500 for his representation before the Court, provided the
representative duly performed his contractual obligations. The
contract thus clearly stipulated that the applicant was to pay her
representative EUR 1,500. The Court is satisfied that from the
standpoint of the Convention these costs are real. The fact that the
applicant was not required to pay the fee in advance does not affect
this conclusion (see Tusashvili v. Russia, no. 20496/04, §
37, 15 December 2005).
In
the present case, regard being had to the documents in its possession
and the above criteria, the Court considers it reasonable to award
the sum of EUR 900, plus any tax that may be chargeable.
C. Default interest
The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
Declares the complaint concerning
non enforcement of the judgment of 22 July 2004 admissible and
the remainder of the application inadmissible;
Holds that there has been a violation of
Articles 6 and 13 of the Convention and Article 1 of Protocol No. 1;
Holds
(a) that
the respondent State is to pay the applicant, within three months
from the date on which the judgment becomes final in accordance with
Article 44 § 2 of the Convention, the following
amounts, to be converted into Russian roubles at the rate applicable
at the date of settlement:
(i)
EUR 100 (one hundred euros), plus any tax that may be chargeable, in
respect of pecuniary damage;
(ii)
EUR 3,000 (three thousand euros), plus any tax that may be
chargeable, in respect of non-pecuniary damage;
(iii)
EUR 900 (nine hundred euros), plus any tax that may be chargeable to
the applicant, in respect of costs and expenses;
(b) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amounts at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points.
Done in English, and notified in writing on 15 July 2010, pursuant to
Rule 77 §§ 2 and 3 of the Rules of Court.
Søren Nielsen Christos Rozakis
Registrar President