FIFTH SECTION
DECISION
AS TO THE ADMISSIBILITY OF
Application
no. 14849/08
by ERNEWEIN and Others
against Germany
The
European Court of Human Rights (Fifth Section), sitting on
12 May
2009 as a Chamber composed of:
Peer
Lorenzen, President,
Rait
Maruste,
Karel
Jungwiert,
Renate
Jaeger,
Isabelle
Berro-Lefèvre,
Mirjana
Lazarova Trajkovska,
Zdravka
Kalaydjieva, judges,
and
Claudia Westerdiek, Section
Registrar,
Having regard to the above application lodged on 19 March 2008,
Having deliberated, decides as follows:
THE FACTS
The applicants are sixty-four natural persons who are all French citizens (see list appended) and an association, the “Orphelins de pères malgré-nous d’Alsace-Moselle” (OPMNAN). They were represented before the Court by Mr A. Friederich, a lawyer practising in Strasbourg.
A. The circumstances of the case
The facts of the case, as submitted by the applicants, may be summarised as follows.
The applicants are
orphans whose fathers died while serving in the German armed forces
during the Second World War as “malgré nous”.
The
term “malgré nous” describes the
130,000 or so male adults from Alsace and Lorraine who were forcibly
conscripted into the German armed forces from 1942 onwards; some
40,000 of them died. To prevent these conscripts from
deserting, members of their extended family were occasionally taken
hostage. Some members of the families of “malgré
nous” who had deserted the German armed forces were subjected
to forced labour or sent to concentration camps as reprisals.
B. German compensation payments to French victims of Nazi persecution
The
Federal Republic of Germany as successor to the German Reich
and the French Republic agreed on substantial compensation payments.
On 15 July 1960 the Federal Republic of Germany paid 400 million
German marks to the French Republic to indemnify French nationals who
had been direct victims of Nazi persecution. On the basis of the
Franco-German treaty of 31 March 1981, the Federal Republic of
Germany made available
250 million marks to the “Fondation
Entente Franco-Allemande”,
a foundation established under
French law, which is responsible, inter alia, for distributing
compensation payments to those who were forcibly conscripted; the
Federal Republic of Germany and the French Republic agreed that with
these payments the “malgré nous” had been
compensated. Orphans of deceased “malgré nous”
were not eligible for compensation.
C. Parliamentary Petition
One
applicant lodged a petition with the German Bundestag.
On
20 September 2007 the Bundestag decided to discontinue the
examination of the petition on the grounds that the German and French
governments had agreed that the payments in 1960 and 1981 had been
the final gesture (abschließende Geste) towards the
former French soldiers who had been forcibly conscripted into the
German armed forces.
COMPLAINTS
1. The applicants complained under Articles 2, 3, 4, 5, 9, 10 and 14 of the Convention about the treatment of their late fathers and their families.
2. The applicants further complained under Article 1 of Protocol No. 1 that the orphans of deceased “malgré nous” had not been compensated.
3.
They lastly complained under Article 14 and Article 1 of
Protocol
No. 1 that they had been discriminated against in that they had not
been compensated and that they were not considered victims of the
forcible conscription of their late fathers.
THE LAW
1.
The applicants complained under Articles 2 (right to life),
3
(prohibition of torture), 4 (prohibition of slavery and forced
labour),
5 (right to liberty and security), 9 (freedom of
thought, conscience and religion), 10 (freedom of expression) and 14
(prohibition of discrimination) about the forcible conscription of
the “malgré nous”, their treatment in the German
armed forces, the taking hostage, internment and subjection to forced
labour of members of their extended families.
The
Court reiterates that, in accordance with the general rules of
international law, the provisions of the Convention do not bind a
Contracting Party in relation to any act or fact which took place or
any situation which ceased to exist before the date of the entry into
force of the Convention (see, mutatis mutandis, Blečić
v. Croatia [GC], no. 59532/00,
§ 70, ECHR
2006 ...). The acts complained of all took place before the
Convention entered into force. It follows that these complaints are
incompatible ratione temporis with the provisions of the
Convention within the meaning of Article 35 § 3 and
must be rejected in accordance with Article 35 § 4.
2. The applicants further complained under Article 1 of Protocol No. 1 that they had not been compensated as orphans of “malgré nous”.
Article 1 of Protocol No. 1 reads as follows:
“Every natural or legal person is entitled to the peaceful enjoyment of his possessions. No one shall be deprived of his possessions except in the public interest and subject to the conditions provided for by law and by the general principles of international law.
The preceding provisions shall not, however, in any way impair the right of a State to enforce such laws as it deems necessary to control the use of property in accordance with the general interest or to secure the payment of taxes or other contributions or penalties.”
The Association’s complaint
At
the outset, the Court must consider whether the association
“Orphelins de pères malgré-nous d’Alsace-Moselle”
(OPMNAN) can claim to be a victim of a lack of compensation for its
members. In this context, the Court reiterates that an applicant must
be directly affected in order to qualify as a victim of the act or
omission in issue (see Amuur v. France, 25 June 1996,
§
36, Reports of Judgments and Decisions 1996 III). The
Court further reiterates that that an
association may invoke a violation only of its own rights, but may
not complain about a violation of its members’ rights, since
Article 35 does not provide for individuals to institute
a kind of
actio popularis for the interpretation of the
Convention
(see Ada
Rossi and Others v. Italy (dec.), nos.
55185/08, 55483/08, 55516/08, 55519/08,
56010/08, 56278/08, 58420/08 and 58424/08,
ECHR 2008–...).
The Court observes that the association is complaining only of a violation of its members’ rights and does accordingly not qualify as a victim. It follows that the association’s complaint as a whole is incompatible ratione personae with the provisions of the Convention within the meaning of Article 35 § 3 and must be rejected in accordance with Article 35 § 4.
The individual applicants’ complaints
As
regards the remaining applicants, the Court reiterates that an
applicant can allege a violation of Article 1 of Protocol No. 1 only
in so far as the impugned decisions are related to his “possessions”
within the meaning of this provision. “Possessions” can
be either “existing possessions” or assets, including
claims, in respect of which the applicants can argue that he or she
has at least a “legitimate expectation” of obtaining
effective enjoyment of a property right (see von Maltzan
and Others v. Germany (dec.) [GC],
nos. 71916/01, 71917/01
and 10260/02, § 74(c), ECHR 2005-V, and Kopecký v.
Slovakia [GC], no. 44912/98, § 35(c), ECHR 2004-IX).
The
Court reiterates that a proprietary interest may only be regarded as
an asset and thus give rise to a “legitimate expectation”
protected by
Article 1 of Protocol No. 1 if it has a sufficient
basis in national law, for example where there is settled case-law of
the domestic courts confirming it (see Kopecký,
cited above, § 52).
The
applicants are not entitled to compensation under any compensation
scheme for French victims of Nazi persecution or under German law.
It remains to be examined whether they can claim that they had a
“legitimate expectation” of being compensated.
The Court notes that
that the Convention imposes no specific obligation on the Contracting
States to provide redress for wrongs or damage caused by a
predecessor to it (see Kopecký, cited above, §§
35 and 37-38;
Woś v. Poland (dec.), no.
22860/02, § 84, ECHR 2005 IV, in which the applicant was
able to establish, at least on arguable grounds, a claim in domestic
law, subsequently confirmed in Woś v. Poland, no.
22860/02,
§§ 73 et seq., 8 June 2006; von
Maltzan and Others, cited above, § 77;
Associazione Nazionale Reduci Dalla Prigionia dall’Internamento
e dalla Guerra di Liberazione and 275 Others v.
Germany (dec.), no. 45563/04 , 4 September 2007;
Epstein and Others v. Belgium (dec.), no. 9717/05, ECHR
2008 ... (extracts); and Preussische Treuhand GmbH & Co.
Kg a. A. v. Poland (dec.), no. 47550/06,
ECHR 2008-... (extracts)).
The
Court further notes that the belief that a compensation scheme
previously in force could be changed to an applicant’s
advantage cannot be regarded as a form of legitimate expectation for
the purposes of
Article 1 of Protocol No. 1, for there is a
difference between a mere hope of compensation, however
understandable that hope may be, and a legitimate expectation, which
must be of a nature more concrete than a mere hope and be based on a
legal provision or a legal act such as a judicial decision
(see,
mutatis mutandis, Gratzinger and Gratzingerova v. the Czech
Republic (dec.) [GC], no. 39794/98, § 73, ECHR
2002-VII, and
von Maltzan and Others, cited above, §
112).
The Court observes that the applicants’ claim for compensation was not based on legal provisions or a judicial decision. The Court therefore finds that the applicants had no “legitimate expectation” of being compensated.
It follows that this complaint is incompatible ratione materiae with the provisions of the Convention within the meaning of Article 35 § 3 and must be rejected in accordance with Article 35 § 4.
3. The applicants further complained under Article 14, read in conjunction with Article 1 of Protocol No. 1, that they had been discriminated against in that they had not been compensated or treated as victims of the forcible conscription, treatment and death of their late fathers.
Article 14 reads as follows:
“The enjoyment of the rights and freedoms set forth in [the] Convention shall be secured without discrimination on any ground such as sex, race, colour, language, religion, political or other opinion, national or social origin, association with a national minority, property, birth or other status.”
The
Court reiterates that Article 14 complements the other substantive
provisions of the Convention and the Protocols. It has no independent
existence since it has effect solely in relation to “the
enjoyment of the rights and freedoms” safeguarded by those
provisions. The application of Article 14 does not necessarily
presuppose a violation of one of the substantive rights guaranteed by
the Convention. It is necessary but it is also sufficient for the
facts of the case to fall “within the ambit” of one or
more of the Convention Articles (see Burden v. the United Kingdom
[GC],
no. 13378/05, § 58, 29 April 2008).
The Court has already found that the orphans of “malgré nous” cannot claim to have a legitimate expectation of being compensated and that the facts at issue do not fall within the ambit of Protocol No. 1.
This finding is not contradicted by the Court’s judgment in the case of Stec and Others in which the Court held that although Article 1 of Protocol No. 1 does not grant the right to receive a social security payment of any kind, if a State does decide to establish a benefits scheme, it must do so in a manner compatible with Article 14 (see Stec and Others v. the United Kingdom [GC], no. 65731/01, § 53, ECHR 2006 ...). The case is distinguishable from Stec and Others in that the United Kingdom government provided for a general pension scheme, whereas the German government did not provide for an all-encompassing compensation scheme under which the orphans of “malgré nous” were in principle entitled to compensation.
Furthermore, the “Fondation Entente Franco-Allemande” is a foundation established under French law. The Franco-German treaty of 31 March 1981 assigned the foundation with the distribution of compensation payments to “malgré nous”. The Court finds that Germany cannot be held directly accountable for the distribution of compensation by the foundation.
Lastly, any compensation to orphans of “malgré nous” would have been made outside the framework of German social security legislation, and therefore cannot be likened to social security payments (compare Associazione Nazionale Reduci Dalla Prigionia dall’Internamento e dalla Guerra di Liberazione and 275 Others, cited above).
It follows that this complaint is incompatible ratione materiae with the provisions of the Convention within the meaning of Article 35 § 3 and must be rejected in accordance with Article 35 § 4.
For these reasons, the Court by a majority
Declares the application inadmissible.
Claudia
Westerdiek Peer Lorenzen
Registrar President
Annex
List of the applicants
|
Bernard ERNEWEIN |
|
OPMNAM – Association des Orphelins de pères « malgré nous » d’Alsace-Moselle |
|
Gérard MICHEL |
|
Jean-Joseph STENGER |
|
Elisabeth GUCKERT épouse SCHMITT |
|
Roland SOMIER |
|
Guy Victor GRASSER |
|
Joseph ERBLAND |
|
René ADAM |
|
Walter OSTER |
|
Erica OSTER née REUTENAUER |
|
Marcel HELVIC |
|
Jean Alfred HUEBER |
|
Georges WERNER |
|
Roger KRAUTH |
|
Raymond CRONENBERGER |
|
Alice LESAGE |
|
Claude HERRY |
|
Fernand MARCHAND |
|
Monique LUDAESCHER née EISENGGER |
|
Roger RICHERT |
|
Armand GEHRINGER |
|
Marie-Odile ZORN épouse MARTINON |
|
Gérard GETTO |
|
Roland MEYER |
|
Roland SCHMITTHAEUSLER |
|
Claude HERET |
|
Jean-Marie BOBENRIETH |
|
Marc HASLER |
|
Micheline JUNG née ARNOLD |
|
Charles CRIQUI |
|
René PETIT |
|
Bernard HAMANN |
|
Gérard BAECHLER |
|
Marlène WAGNER, née RUNGELING |
|
Roland ZIMMERMANN |
|
Alfred ZIMMERMANN |
|
Gilbert ZIMMERMANN |
|
Christiane HILD |
|
M. ZIMMERT |
|
Irène HENRION née UNTENREINER |
|
Denise TERMINAUX née UNTENREINER |
|
Yvon René VALENTIN |
|
Marlène HEIT née HAUG |
|
Michel VELTEN |
|
Fernand FOEGLE |
|
Roland FOEGLE |
|
Joseph FOEGLE |
|
Marie-Louise LETZELTER née FOEGLE |
|
Marie-Louise LORENZO |
|
Marguerite ZUNKER-SCHOLLER |
|
Marie-Thérèse OLIGER née MIRGOT |
|
Alfred OBRINGER |
|
Edmond OBRINGER |
|
Bernard OSWALD |
|
Anne-Marie PFISTER-ZIMMERT |
|
Fernand GRUBER |
|
François ESSNER |
|
Marie-Paule WUERT |
|
Jean-Claude LISKA-TOSI |
|
Mme HILDEGARD-HAAG née VEIT |
|
Robert Gérard LACAU |
|
Robert ANTHONY |
|
Marie-Chantal GUCKERT |
|
Fernand-Joseph GRUBER |