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STOJANOVIC v. SERBIA - 34425/04 [2009] ECHR 781 (19 May 2009)
URL: http://www.bailii.org/eu/cases/ECHR/2009/781.html
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[2009] ECHR 781
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SECOND
SECTION
CASE OF STOJANOVIĆ v. SERBIA
(Application
no. 34425/04)
JUDGMENT
STRASBOURG
19 May
2009
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial
revision.
In the case of Stojanović v. Serbia,
The
European Court of Human Rights (Second Section), sitting as a Chamber
composed of:
Françoise
Tulkens,
President,
Ireneu
Cabral Barreto,
Vladimiro
Zagrebelsky,
Danutė
Jočienė,
András
Sajó,
Nona
Tsotsoria,
judges,
Milenko
Kreća, ad
hoc judge,
and
Mrs S. Dollé, Section Registrar,
Having
deliberated in private on 7 April 2009,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
The
case originated in an application (no. 34425/04) against the State
Union of Serbia and Montenegro, lodged with the Court under Article
34 of the Convention for the Protection of Human Rights and
Fundamental Freedoms (“the Convention”) by, at that time,
a citizen of the State Union of Serbia and Montenegro, Mr Ljubiša
Stojanović (“the applicant”), on 10 August
2004.
As
of 3 June 2006, following the Montenegrin declaration of
independence, Serbia remained the sole respondent in the proceedings
before the Court.
The
applicant was represented by the Belgrade Centre for Human Rights, a
human rights organisation based in Serbia. The Government of the
State Union of Serbia and Montenegro and, subsequently, the
Government of Serbia (“the Government”) were represented
by their Agent, Mr S. Carić.
The
applicant, a convicted prisoner, complained in particular about the
refusal of the respondent State to provide him with dentures free of
charge, as well as the opening of his correspondence by the prison
authorities.
On
6 September 2005 the Court decided to communicate these complaints to
the Government and declared the remainder of the application
inadmissible. Under Article 29 § 3 of the Convention, it was
also decided that the merits of the communicated complaints would be
examined together with their admissibility.
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The
applicant was born in 1956.
The
facts of the case, as submitted by the parties, may be summarised as
follows.
A. The applicant's dentures
Following
his conviction by a court of law, between 20 June 1999 and 28 August
2002, the applicant served his first term in the Niš
Penitentiary (Kazneno-poravni zavod u Nišu;
hereinafter “the prison”).
During
this time the prison dentist diagnosed that he had been suffering
from paradontosis (i.e. “shaky teeth and their spontaneous
falling out”). On two separate occasions extractions were
carried out and on a third occasion the applicant complained about
facial paresis, which was determined to be unrelated to his dental
problems.
After
his release, on 17 March 2003 the applicant was apparently placed in
detention on remand, as part of a separate criminal case.
Following
yet another conviction, on 5 January 2004 the applicant started
serving his second prison term in the Niš
Penitentiary.
On
the same date his medical file was opened. Several medical problems,
involving his knees and facial paresis were apparently identified,
but no dental examination appears to have been carried out.
On
13 February 2004 the applicant was first examined by the prison
dentist, who confirmed his complete toothlessness (terminalna
krezubost).
On
5 March 2004 the dentist proposed that the applicant be provided with
dentures.
On
4 May 2004 the applicant sent a letter to the Ministry of Health
(Ministarstvo zdravlja), requesting dentures.
On
25 June 2004 the said Ministry's inspectorate (Sektor za
zdravstveni nadzor) informed the applicant that convicted persons
had to exercise their rights through the Ministry of Justice
(Ministarstvo pravde) rather than the Ministry of Health.
By
letter of 21 July 2004 the Health Inspection (Zdravstvena
inspekcija Ministarstva zdravlja - odsek Niš)
observed that, in accordance with Article 4 of the Decision on the
Participation of Insured Persons in the Costs of Health Care (Odluka
o učešću osiguranih lica u troškovima
zdravstvene zaštite; see paragraphs 46 and 47 below),
blood donors, such as the applicant, were not exempted from the
obligation to cover 60% of the cost of obtaining dentures (pokretne
stomatološke nadoknade
od akrilata.)
On
21 October 2004 the applicant was admitted to the prison hospital,
where his loss of appetite was noted, while on 2 December 2004 he
complained of anxiety.
On
23 December 2004 the applicant fainted during a head count and
sustained an injury above his left eye.
On
an unspecified date in 2004 the applicant was informed by the prison
authorities that he had to pay 10,000 dinars (at that time
approximately 110 euros) towards meeting the total cost of his
dentures. The applicant instead proposed that he be allowed to pay
this amount in instalments corresponding to his monthly prison
salary.
On
1 February 2005 the applicant again fainted and sustained an injury
to his left cheekbone, requiring maxillofacial surgery, which was
performed on 4 February 2005.
The
applicant alleges that throughout this time he had continued having
problems with his eating. In particular, he could eat no solid foods,
including meat or even fruit. The prison authorities, however,
attempted to alleviate the applicant's plight by providing him with
additional soft bread at each meal.
On
7 June 2006 the applicant repeated his request concerning the payment
of his dentures through monthly instalments.
On
30 January 2007 the prison governor informed the applicant that the
prison would cover the full costs of his dentures. In so doing, he
noted that the reason for this was humanitarian and that the relevant
domestic legislation imposed no such obligation on the authorities.
Lastly, the governor emphasised that the price of the dentures in
prison was, in any event, 50% less than the normal price since the
prisoner's income was itself below the average monthly salary in
Serbia.
On
25 June 2007 the applicant was provided with the dentures in
question.
B. The applicant's correspondence
As
noted above, by letter of 21 July 2004 the Health Inspection informed
the applicant about his health insurance coverage. This letter bore
the prison stamp dated 22 July 2004 and registration number 713/9033.
The
applicant's letter of 10 August 2004, sent to the Court, also bore
the prison stamp dated 10 August 2004, as well as registration number
24/9684.
In
its own letter of 21 December 2004, inter alia, the Court's
Registry therefore informed the applicant in Serbian of the said
stamp, assuming that he may not have been aware of it.
In
his subsequent letter of 11 January 2005, the applicant stated that
all his mail addressed to the Court, as well as to other bodies, had
to go through the prison administration, where it was opened, and
alleged that this was standard practice based on the provisions of
the applicable prison regulations. This letter also bore the prison
stamp dated 11 January 2005 and registration number 24/267.
In
June 2006 the applicant provided the Court with a statement signed by
78 prisoners confirming, inter alia, that their correspondence
had been routinely opened by the prison authorities.
C. Other relevant facts
As
of 2002 the applicant had a limited liability company registered in
his name. It would appear, however, that this company never became
operational.
By
October 2005 the applicant seems to have inherited 25% of a
one-bedroom flat from his mother.
On
12 February 2006 and 16 May 2006, respectively, the applicant
apparently sent two separate letters to the prison governor, seeking
an audience.
On
26 October 2006 the Ministry of Justice forwarded a complaint of the
applicant to the prison governor for consideration.
On
24 November 2006 the Social Care Centre (Centar za socijalni rad)
in Jagodina confirmed, inter alia, that the applicant had been
receiving unemployment benefits between 1 December 1994 and 31 May
1999.
Whilst
in prison the applicant appears to have received a salary in the
total amount of 19,000 dinars, through monthly instalments. As of
July 2006, however, 3,537 dinars remained on his personal prison
account as part a “compulsory savings scheme”.
II. RELEVANT DOMESTIC LAW
A. Charter on Human and Minority Rights and Civic
Freedoms of the State Union of Serbia and Montenegro (Povelja o
ljudskim i manjinskim pravima i građanskim
slobodama drZavne zajednice Srbija i Crna Gora; published in the
Official Gazette of Serbia and Montenegro - OG SCG - no. 6/03)
The
relevant provisions of this Charter provided as follows:
Article 24 §§ 1 and 3
“Everyone has the right to respect for his private
and family life, his home and his correspondence.
...
The confidentiality of letters and other means of
communication shall be inviolable. Exceptions shall be permitted for
a limited period of time and only on the basis of a court decision,
if necessary for the purposes of conducting criminal proceedings or
the defence of the country, in a manner prescribed by law.”
B. Constitution of the Republic of Serbia 1990 (Ustav
Republike Srbije; published in the Official Gazette of the Socialist
Republic of Serbia - OG SRS - no. 1/90)
The
relevant provisions of this Constitution provided as follows:
Article 19
“The confidentiality of letters and other means of
communication shall be inviolable.
Laws may provide that, on the basis of a court decision,
... [this principle] ... may be departed from, if it is indispensable
for the conduct of criminal proceedings or the defence of the
Republic of Serbia.”
Article
30
“Everyone is entitled to the protection of his
health.
Children, pregnant women and the elderly shall have the
right to health care financed from public funds, if this right is not
secured on some other ground, while other persons shall enjoy such
care under the conditions provided by law.”
Article 40
“Under the obligatory insurance scheme, in
accordance with the law, employed persons ...[enjoy] ... the right to
health care and other rights in the event of sickness, ... pregnancy,
childbirth, impairment or loss of the ability to work, unemployment
and old age ... , as well as rights to other forms of social security
...
Social security rights for those citizens who are not
covered by the obligatory social insurance scheme shall be regulated
by law.”
C. Enforcement of Criminal Sanctions Act 1997 (Zakon o
izvršenju krivičnih sankcija;
published in OG RS nos. 16/97 and 34/01)
The
relevant provisions of this Act read as follows:
Article 6 § 1
“Individual decisions concerning the rights and
obligations of persons subjected to criminal sanctions may not be
challenged through the judicial review procedure.”
Article 21
“The health care unit [of the penitentiary] shall
provide preventive assistance, treat convicted persons and persons
detained on remand, and supervise the hygiene and quality of the food
and water.”
Article 23
“Details concerning the life and work of convicted
persons shall be further regulated in the Prison Rules.
Prison Rules shall be adopted by the Minister of
Justice”
Article 56
“Everyone shall respect the dignity of a convicted
person.
No one may endanger the physical and mental health of a
convicted person.”
Article 61
“Convicted persons shall have the right to
nutrition capable of sustaining their good health and strength ...”
Article 65 §§ 1 and 3
“Convicted persons shall have the right to send
written communications to competent State bodies.
...
Convicted persons shall receive and send written
communications through the prison authorities.”
Article 66
“Convicted
persons shall have an unrestricted right to correspond.”
Article 90 §§ 1 and 2
“Convicted persons shall enjoy free health care.
Convicted persons who cannot receive adequate medical
treatment in the penitentiary shall be transferred to the prison
hospital, a psychiatric ward or another medical institution.”
Article 103
“Convicted persons shall have the right to
complain to the governor [of the penitentiary] concerning a violation
of their rights or other irregularities which they have suffered.
The governor is obliged to examine such complaints
carefully and take a decision.
Convicted persons who do not receive a response to their
complaints or are not satisfied with the decision adopted shall have
the right to submit a written application to the head of the
Directorate [for the Enforcement of Institutional Sanctions].
Convicted persons shall have the right to complain to
the official authorised to supervise the operation of the
penitentiary, without the prison staff or the officials appointed to
serve in the institution being present.
The substance of the complaint as well as the
application shall be confidential.”
In
addition, according to Articles 346-352, the Directorate for the
Enforcement of Institutional Sanctions (“the Directorate”),
as a constituent part of the Ministry of Justice, had the competence
to monitor the implementation of the relevant legislation concerning
the enforcement of criminal sanctions. The Directorate proceeded ex
officio. It could interview convicted persons without the prison
staff being present and ultimately adopt binding recommendations
addressed to respective governors which the governors themselves
could subsequently appeal to the Minister of Justice. In addition,
Article 353 provided, inter alia, that the quality of health
care in prisons had to be monitored by the Ministry of Health.
D. Enforcement of Criminal Sanctions Act 2005 (Zakon o
izvršenju krivičnih sankcija;
published in OG RS no. 85/05)
This
Act entered into force on 1 January 2006, thereby repealing the
Enforcement of Criminal Sanctions Act 1997.
E. Prison Rules 2001 (Pravilnik o kućnom redu u zavodima
zatvorenog i strogo zatvorenog tipa; published in OG RS no. 5/01)
The
relevant provisions of these Rules read as follows:
Article 23 §§ 1 and 2
“Convicted persons shall have an unrestricted
right to correspond, in accordance with the law.
Their mail shall be received and dispatched through the
prison authorities.”
F. Prison Rules 2006 (Pravilnik o kućnom redu u
kazneno popravnim zavodima i okruZnim zatvorima; published in OG RS
no. 27/06)
These
Rules entered into force on 8 April 2006, thereby repealing the
Prison Rules 2001.
G. Code
of Criminal Procedure (Zakonik o krivičnom postupku; published
in the Official Gazette of the Federal Republic of Yugoslavia - OG
FRY - nos. 70/01 and 68/02, as well as OG RS no. 58/04, 85/05 and
115/05)
Articles
148-153 set out the principles for the treatment of persons detained
on remand (pritvorenici) and do not apply to those serving
their prison sentences.
H. Health Care Insurance Act (Zakon o zdravstvenom
osiguranju; published in OG RS nos. 18/92, 26/93, 53/93, 67/93,
48/94, 25/96, 46/98, 54/99, 29/01,
18/02, 80/02, 84/04 and 45/05.)
Article
28 § 1 of this Act provided as follows: “With respect to
certain kinds of health care, it may be provided that insured persons
have to contribute towards the costs ... [incurred,] ... while taking
into account that this contribution must not deter them from making
use of their health coverage.”
I. Decision on the Participation of Insured Persons in
the Costs of Health Care 2001 (Odluka o učešću
osiguranih lica u troškovima zdravstvene zaštite;
published in the OG RS no. 31/01)
The
relevant provisions of this Decision read as follows:
Article 1
“This decision sets out the modalities and the
level of contributions by insured persons to the costs of health care
..., any exemptions from paying such contributions, as well as the
location and manner of payment.”
Article 3
“A contribution is to be made for ... the
production or procurement of prosthetics ... [as follows:] ...
16. [for] dental prosthetics ...
16.2. removable dental prosthetics ... 60% ... [of the
price set by the health insurance board]”
Article 4 § 2
“Blood donors are exempt from paying contributions
within a period of 12 months following each blood donation, except
the contribution referred to in [Article 3] paragraphs 15, 16, 17, 19
and 20 ...”
J. Decision on the Participation of Insured Persons in
the Costs of Health Care 2004 (Odluka o učešću
osiguranih lica u troškovima zdravstvene zaštite;
published in the OG RS no. 83/04, 118/04, 71/05
and 18/06.)
This
Decision repealed the above decision in 2004 but the relevant
participation remained the same.
K. Criminal Code 1977 (Krivični
zakon Republike Srbije; published in OG RS nos. 26/77, 28/77, 43/77,
20/79, 24/84, 39/86, 51/87, 6/89, 42/89, 21/90, 16/90, 49/92, 23/93,
67/93, 47/94, 17/95, 44/98, 10/02,
11/02, 80/02, 39/03
and 67/03.)
The
relevant provisions of this Code read as follows:
Article 72
“1. Whoever, without authorisation, opens a letter
or a telegram or any other closed communication or item of mail of
another person, or in some other way violates their privacy, or
without authorisation, keeps, conceals, destroys or delivers to
another a person's letter, telegram, closed communication or item of
mail shall be punished by imprisonment not exceeding one year.
...
3. If the offence referred to in paragraph 1 ... of this
Article is committed by an official in the performance of his public
duties, that person shall be punished by imprisonment from six months
to five years.”
L. Obligations Act (Zakon o
obligacionim odnosima; published in the Official Gazette of
the Socialist Federal Republic of Yugoslavia - OG SFRY - nos. 29/78,
39/85, 45/89, 57/89 and OG FRY no. 31/93)
Under
Articles 199 and 200, inter alia, anyone who has suffered fear
or physical pain or, indeed, mental anguish as a consequence of a
breach of his or her “personal rights” (prava
ličnosti) or has
been subjected to adverse circumstances seriously affecting health
(umanjenje Zivotne
aktivnosti) may, depending on their duration and intensity, sue
for financial compensation before the civil courts and, in addition,
request other forms of redress which may be capable of affording
adequate non-pecuniary satisfaction.
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 8 OF THE CONVENTION AS
REGARDS THE APPLICANT'S CORRESPONDENCE
The
applicant complained about the interference with his correspondence
with the Court, as well as with various domestic bodies, by the
prison authorities.
The
Court considers that this complaint falls to be examined under
Article 8 of the Convention, rather than Article 34, there being no
evidence that the correspondence between the Court and the applicant
was unduly delayed, tampered with, or otherwise “hindered”
(see Manoussos v. the Czech Republic and Germany (dec.), no.
46468/99, 9 July 2002).
Article
8, as relevant, provides as follows:
“1. Everyone has the right to respect for his
... correspondence.
2. There shall be no interference by a public
authority with the exercise of this right except such as is in
accordance with the law and is necessary in a democratic society ...
for the prevention of disorder or crime ...”
A. Admissibility
1. Compatibility ratione temporis
The
Government argued that the applicant's complaint was incompatible
ratione temporis with the provisions of the Convention since
the impugned actions undertaken by the prison authorities were based
on legislation which had itself been adopted prior to the Serbian
ratification of the Convention on 3 March 2004.
The
applicant contested this argument.
The
Court notes that the alleged interference with the applicant's
correspondence took place after 3 March 2004 (see paragraphs 26-29
above). Irrespective of the fact that this occurred on the basis of
legislation adopted before that date, the applicant's complaint
therefore clearly falls within the Court's competence ratione
temporis (see, among other authorities, Yağcı and
Sargın v. Turkey, 8 June 1995, § 40, Series A no.
319 A).
In
view of the above, the Government's objection must be dismissed.
2. Exhaustion of domestic remedies
(a) Arguments of the parties
The
Government stated that the applicant had not exhausted all effective
domestic remedies, within the meaning of Article 35 § 1 of the
Convention. In particular, he had failed to:
-
file a criminal complaint based on Article 72 of the Criminal Code
1977 (see paragraph 48 above);
-
bring a civil claim in accordance with Articles 199 and 200 of the
Obligations Act (see paragraph 49 above) or, indeed, the Convention
itself (in support of the said civil claim, the Government provided
the Court with several judgments whereby the domestic courts had
awarded compensation to plaintiffs, in various contexts and had, in
so doing, relied on the Convention);
-
make use of the remedies provided for in the Enforcement of Criminal
Sanctions Act 1997 (see paragraphs 39 and 40 above, Articles 103 and
347 in particular); or
-
lodge a specific complaint with the Court of Serbia and Montenegro in
respect of the violations alleged.
The
applicant explained that none of the above remedies could have been
effective in the particular circumstances of his case.
(b) Relevant principles
The
Court observes that the rule of exhaustion of
domestic remedies contained in Article 35 § 1 of the
Convention requires that normal recourse should be had by an
applicant to remedies which are available and sufficient to afford
redress in respect of the breaches alleged (see, among other
authorities, Akdivar and Others v. Turkey, judgment of
16 September 1996, Reports of Judgments and Decisions
1996-IV, p. 1210, § 65). The existence of the remedies
in question must be sufficiently certain not only in theory but in
practice, failing which they will lack the requisite accessibility
and effectiveness (ibid.).
It
recalls that in the area of the exhaustion of
domestic remedies there is a distribution of the burden of
proof. It is incumbent on the Government claiming non-exhaustion to
satisfy the Court that the remedy was an effective one available in
theory and practice at the relevant time, that is to say, that it was
accessible, was one which was capable of providing redress in respect
of the applicant's complaints and offered reasonable prospects of
success. However, once this burden has been satisfied it falls to the
applicant to establish that the remedy advanced by the Government was
in fact exhausted or was for some reason inadequate and ineffective
in the particular circumstances of the case or that there existed
special circumstances absolving him or her from the requirement
(ibid., p. 1211, § 68).
The
Court has recognised that Article 35 § 1 (formerly Article 26)
must be applied with some degree of flexibility and without excessive
formalism (see, for example, Cardot v. France, judgment of
19 March 1991, Series A no. 200, p. 18, § 34). It has
further held that the rule of exhaustion is neither absolute nor
capable of being applied automatically; in reviewing whether it has
been observed it is essential to have regard to the particular
circumstances of each individual case (see, for example, Van
Oosterwijk v. Belgium, judgment of 6 November 1980, Series A
no. 40, p. 18, § 35). This means, amongst other things,
that it must take realistic account not only of the existence of
formal remedies in the legal system of the Contracting Party
concerned but also of the general context in which they operate as
well as the personal circumstances of the applicants (see the Akdivar
judgment cited above, p. 1211, § 69).
(c) The Court's assessment in the present
case
Although
recourse to administrative bodies cannot be ruled out as an effective
remedy in respect of complaints concerning the implementation of
prison regulations (see, among other authorities, the Boyle and
Rice v. the United Kingdom judgment of 27 April 1988, Series A
no. 131, p. 26, § 65), the Court considers that the Government
have failed to produce relevant case-law which would demonstrate that
any of the administrative remedies on which they relied could have
provided the applicant with adequate redress for the violation
alleged. In addition, the Government themselves acknowledged that the
alleged interference stemmed from an administrative practice (see
paragraph 69 below), which would, in the Court's view, strongly
suggest that the remedies in question were indeed an unlikely avenue
of redress.
Secondly,
Serbian law does not provide for a possibility to bring a criminal
case against the State itself. A criminal complaint could not
therefore have afforded the applicant with adequate redress (see on
this point exactly Cenbauer v. Croatia (dec.), no. 73786/01, 5
February 2004).
Thirdly,
even assuming that the applicant could have obtained compensation by
means of a separate civil suit, the Government have failed to show
that a civil claim could have had any impact on the handling of his
correspondence. In other words, whilst civil proceedings might have
had an effect upon the consequences of the violation alleged, there
is no evidence that they could have addressed the root cause thereof
(ibid., see also Rodić and Others v. Bosnia and Herzegovina,
no. 22893/05, §§ 59 and 60, 27 May 2008).
Lastly, the Court recalls that it has already held
that a complaint filed with the Court of Serbia and Montenegro was
unavailable until 15 July 2005 and, further, that it had remained
ineffective until the very break up of the State Union
of Serbia
and Montenegro (see Matijašević
v. Serbia, no. 23037/04, §§
34-37, ECHR 2006 ...).
The Court sees no reason to depart from this finding in the present
case.
In
view of the above, the Government's objection must be dismissed.
3. Conclusion
The
Court considers that the applicant's complaint is not manifestly
ill-founded within the meaning of Article 35 § 3 of the
Convention and finds no other ground to declare it inadmissible. The
complaint must therefore be declared admissible.
B. Merits
1. Arguments of the parties
The
Government maintained that there had been no violation of Article 8
of the Convention. In particular, the system operated as
follows: (i) prisoners would submit their correspondence in two
copies; (ii) the second copy would then be stamped and dated, in
response to their own requests, and returned to them; and (iii) the
first copy would be placed in an envelope and forwarded to the
designated address. Prisoner's correspondence was thus neither opened
nor read by the prison authorities.
The
Government argued that this system was based on Article 65 § 3
of the Enforcement of Criminal Sanctions Act 1997 (see paragraph 39
above), which although perhaps not sufficiently precise could not
have been interpreted to mean that all the correspondence of
prisoners automatically had to be supervised. A possible breach of
the Convention was not therefore a result of the legislator's intent,
but rather a consequence of an administrative practice which had been
established before the Convention had entered into force in respect
of Serbia. The Government further contended that the applicant,
in particular, had submitted open letters to the prison authorities
and had not asked to be provided with an envelope.
Finally,
the Government pointed out that the interference with the applicant's
correspondence was undertaken in order to preserve public safety and
prevent crime and acknowledged that, at the relevant time, judicial
review of this interference was not possible (see paragraph
39 above). However, new prison legislation, in accordance with
Council of Europe standards, had subsequently been enacted (see
paragraph 41 above).
The
applicant argued, in the first place, that he had not requested to be
provided with a stamped copy of his outgoing mail, while he certainly
could not have made such a request in respect of his incoming
correspondence, which was also censored. Secondly, the mere existence
of an obligation to submit opened letters to the prison authorities
in all situations was a clear interference with the prisoners' right
to respect for their correspondence since there was no guarantee that
these letters would not be subjected to some sort of censorship
and/or monitoring. Thirdly, the applicable domestic legislation was
overly vague, which is why the said interference could not have been
“in accordance with the law”, as required by the second
paragraph of Article 8. Fourthly, the Government provided no
substantiation as to why their interference with the applicant's
correspondence was indeed necessary in a democratic society. Finally,
the applicant noted that the recently adopted legislation referred to
by the Government had not significantly improved the situation, as it
had also failed to indicate with reasonable clarity the scope of the
discretion conferred on the public authorities.
2. The Court's assessment
There
being no evidence that the applicant had ever consented to the
practice whereby prisoners were obliged to submit their open letters
to the prison authorities (see paragraph 68 above) and in view of the
fact that his incoming correspondence was also opened and stamped by
them (see paragraph 26 above), the Court considers that there was
clearly an “interference by a public authority” with the
exercise of the applicant's right to respect for his correspondence
guaranteed by Article 8 paragraph 1 of the Convention. Such an
interference shall contravene Article 8 unless it is “in
accordance with the law”, pursues one or more of the legitimate
aims referred to in paragraph 2 thereof and furthermore is “necessary
in a democratic society” (see the following judgments: Niedbała
v. Poland, no. 27915/95, § 78, 4 July 2000; Silver and
Others v. the United Kingdom, 25 March 1983, Series A no.
61, p. 32, § 84; Campbell v. the United Kingdom, 25 March
1992, Series A no. 233, p. 16, § 34; Calogero Diana v. Italy,
15 November 1996, Reports 1996-V, p. 1775, § 28; Petra
v. Romania, 23 September 1998, Reports 1998-VII, p. 2853,
§ 36). The expression “in accordance with the law”,
however, does not only require compliance with domestic law, but also
relates to the quality of that law (see Niedbała v. Poland,
cited above, § 79). Domestic law must indicate with reasonable
clarity the scope and manner of exercise of the relevant discretion
conferred on the public authorities so as to ensure to individuals
the minimum degree of protection to which they are entitled in a
democratic society (see the Domenichini v. Italy judgment of
15 November 1996, Reports 1996-V, p. 1800, §
33).
As
regards the present case, the Court observes that Article 19 of the
Serbian Constitution 1990 and Article 24 §§ 1 and 3 of the
Charter on Human and Minority Rights and Civic Freedoms, which were
in force at the relevant time, both provided that no one's
correspondence could be interfered with in the absence of a specific
court decision to this effect (see paragraphs 37 and 38 above). Since
no such decision was ever issued in respect of the applicant and the
applicable prison rules and regulations were themselves vague in this
regard (see paragraph 39 above, Articles 65 and 66 in
particular, as well as paragraph 42 above), it follows that the
interference complained of was not “in accordance with the law”
at the material time.
Having
regard to the foregoing conclusion, the Court does not consider it
necessary to ascertain whether the other requirements of paragraph 2
of Article 8 were complied with.
Consequently,
the Court concludes that there has been a violation of Article 8 of
the Convention.
II. ALLEGED VIOLATIONS OF ARTICLES 3 AND 8 OF THE
CONVENTION AS WELL AS OF ARTICLE 1 OF PROTOCOL NO. 12 IN RESPECT OF
THE APPLICANT'S DENTURES
The
applicant complained about the refusal of the Serbian authorities to
provide him with dentures free of charge, which, in turn, had
allegedly caused him various health problems. The Court communicated
this complaint to the Government under Articles 3 and 8 of the
Convention.
Furthermore,
the applicant subsequently complained under Article 1 of Protocol No.
12, explaining that in accordance with Serbian law he had to pay 60%
of the price of his dentures, which meant that no distinction was
being made between him as an obviously impecunious prisoner, on the
one hand, and the population at large, on the other, despite the fact
that his situation was profoundly different.
The
Government rejected those allegations, submitting that the applicant
had failed to exhaust various domestic remedies, that his complaint
under Article 1 of Protocol No. 12 was brought out of time and/or was
incompatible ratione personae. In any event, he had lost his
victim status by virtue of the provision of dentures for him at the
respondent State's expense.
The
Court does not consider it necessary to examine any of the
Government's objections to these complaints since they can now be
considered to have been “resolved” within the meaning of
Article 37 § 1 (b) of the Convention (see Sisojeva and Others
v. Latvia [GC], no. 60654/00, § 96, ECHR 2007 ...).
In
this respect, the Court reiterates that, under Article 37 § 1
(b), it may “... at any stage of the proceedings decide to
strike an application out of its list of cases where the
circumstances lead to the conclusion that ... the matter has been
resolved ...” In order to ascertain whether that provision
applies to the present case, the Court must answer two questions:
first, whether the circumstances complained of directly by the
applicant still obtain; and, secondly, whether the effects of a
possible violation of the Convention and/or of Protocol No. 12 have
been redressed (ibid.). With this in mind and despite some factual
uncertainties, the Court notes that the applicant has been provided
with dentures free of charge on 25 June 2007. Moreover, there is
no indication that he has suffered any related health
problems thereafter. Nor is there any medical evidence that
he had been starved or otherwise unable to receive sufficient
sustenance before the said date. The matter giving rise to
the applicant's complaint can therefore now be considered to have
been “resolved” within the meaning of Article 37 § 1
(b). In addition, there are no particular reasons relating to respect
for human rights as defined in the Convention which would require the
Court to continue its examination of this complaint under Article 37
§ 1 in fine.
Accordingly,
this part of the application should be struck out of the case.
III. APPLICATION OF ARTICLE 41 OF THE CONVENTION
The relevant provisions of this Article read as
follows:
Article 41
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Damage
The
applicant claimed 1,000 euros (EUR) for the non-pecuniary damage
suffered as a result of the violation of the right to respect for his
correspondence and requested guarantees of non-repetition thereof.
The
Government contested that claim.
In
the circumstances of the case, the Court considers that the finding
of a violation of Article 8 of the Convention alone constitutes
adequate just satisfaction in respect of the compensation claimed
under that head (see, mutatis mutandis, Campbell and Fell
v. the United Kingdom, 28 June 1984, § 141, Series A no. 80;
Calogero Diana v. Italy, 15 November 1996, § 44, Reports
of Judgments and Decisions 1996 V; Sałapa v. Poland,
no. 35489/97, §§ 100-102 and 107, 19 December 2002; and
Savenkovas v. Lithuania, no. 871/02, 18 November 2008).
B. Costs and expenses
The
applicant also claimed EUR 1,700 for the costs and expenses incurred
before the Court. In particular, he sought EUR 1,550 for the
preparation of the case and his representative's extensive written
pleadings, plus another EUR 150 for secretarial expenses, including
postage.
The
Government considered the applicant's claim to be unsubstantiated.
According
to the Court's case-law, an applicant is entitled to the
reimbursement of costs and expenses only in so far as it has been
shown that these have been actually and necessarily incurred and were
also reasonable as to their quantum (see, for example, Iatridis v.
Greece (just satisfaction) [GC], no. 31107/96, § 54,
ECHR 2000-XI).
In
the present case, regard being had to the above criteria, as well as
the EUR 850 already granted to the applicant under the Council of
Europe's legal aid scheme, the Court rejects this claim for costs.
C. Default interest
The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT
Declares
by a majority the complaint under Article 8 of the Convention
concerning the interference with the applicant's correspondence
admissible;
Holds
unanimously that there has been a violation of Article 8 of the
Convention in this respect;
Holds
by 6 votes to 1 that the complaint concerning the applicant's
dentures has been resolved and therefore decides to strike it
out of the case;
Holds
unanimously that the finding of a violation of Article 8 in itself
constitutes sufficient just satisfaction for any non-pecuniary damage
sustained by the applicant;
Dismisses
unanimously the remainder of the applicant's claim for just
satisfaction.
Done
in English, and notified in writing on 19 May 2009, pursuant to Rule
77 §§ 2 and 3 of the Rules of Court.
S. Dollé F. TULKENS
Registrar President
In
accordance with Article 45 § 2 of the Convention and Rule 74 §
2 of the Rules of Court, the following separate opinions are annexed
to this judgment:
(a) partly
concurring opinion of Judge Mr Kreća,
(b) partly
dissenting opinion of Judge MR Zagrebelsky.
F.T.
S.D
PARTLY CONCURRING OPINION OF JUDGE KREĆA
I
agree with the finding that the Respondent's
law does not provide grounds for considering that a criminal
complaint could
afford the applicant adequate redress.
I
could also go along with the finding – although it is one of a
more delicate nature – that civil proceedings as such do not
necessarily address the root cause of the matter, as
well as that regarding a specific
complaint with the Court of Serbia and Montenegro.
My reservations essentially have to do with the treatment of the
administrative remedy concerning the implementation of prison
regulations. They are basically derived from the intrinsic
requirements of the principle of judicial consistency.
Judicial
consistency understood as consistency with its own past case-law “is
the essence of judicial reasoning” (Case concerning Legality of
Use of Force (Serbia and Montenegro v.
Belgium), judgment of 15 December 2004,
ICJ Reports 2004, Joint Declaration of Vice-President Ranjeva and
Judges Guillaume, Higgins, Koojimans, Al-Khasawneh, Buergenthal and
Elaraby, paragraph 3).
This is particularly true of this Court, having in mind that in its
judicial activity the principle of judicial consistency possesses not
only the ideal meaning of stability and predictability of the
jurisprudence of the Court, but also a practical meaning in that,
considering the large number of cases submitted to the Court, it
enables proper administration of justice.
In
the Novak v. Croatia
Case (application no. 8883/04, judgment of 14 June 2007), the
applicant alleged that the prison authorities had opened his
correspondence with the Court, thus violating his right established
under Article 8 of the Convention.
The
Government objected that “the applicant had failed to exhaust
domestic remedies because he had not addressed this complaint to the
domestic authorities, such as the VaraZdin Prison Administration or
the judge responsible for the execution of sentences”
(paragraph 49 of the judgment).
In its judgment the Court found that:
“...
the applicant did not address a complaint concerning the opening of
his correspondence with it to any
domestic authorities, although under
section 15(2) of the Enforcement of Prison Sentences Act he was able
to lodge such a complaint with either
the VaraZdin Prison governor, a judge responsible for the execution
of sentences or
the Head Office of the Prison Administration” (paragraph 51 of
the judgment; emphasis added).
From this specific finding follows the conclusion that:
“...
in respect of this complaint the applicant has not exhausted domestic
remedies and that therefore this complaint must be rejected in
accordance with Article 35, §§ 1 and 4 of the Convention”
(paragraph 52 of the judgment).
4. It goes without saying that the Court has the power to depart from
its previous decision, but the Court should exercise this power with
good reason. Precedential authority of a previous decision is
non-existent where cases, resting on different principles, are
distinguishable.
As
regards these cases – Horvat v.
Croatia and Stojanović
v. Serbia – it appears that there
exists almost complete identity of the relevant elements of both the
factual and the legal framework.
In
both cases, the applicants allege that their right to confidentiality
guaranteed under Article 8 of the Convention was violated by the acts
of the prison authorities. The internal laws of both Governments
provide for, inter alia,
administrative remedies for the protection of the relevant right in
the form of a complaint “to the governor of the penitentiary”
(section 103 of the Enforcement of Criminal Sanctions Act) or “the
right to submit a written application to the Head of the Directorate
for the Enforcement of Institutional Sanctions” according to
the law of Serbia, and a complaint to the prison governor or the Head
Office of the Prison Administration (section 15(2) of the Enforcement
of Prison Sentences Act) according to the law of Croatia. Neither of
the applicants Novak and Stojanović addressed a complaint to any
of the above-mentioned authorities concerning the opening of their
correspondence.
It is true, however, that there are two differences in the
circumstances surrounding these two cases.
Firstly,
Croatia's law also provides, in the Enforcement of Prison Sentences
Act, for a complaint to a judge responsible for the execution of
sentences, in addition to a complaint to the prison governor and the
Head Office of the Prison Administration; and
Secondly,
“the Government have failed to produce relevant case-law which
would demonstrate that any of the administrative remedies on which
they relied could have provided the applicant with adequate redress
for the violation alleged” (paragraph 62 of the judgment),
followed by the observation that “the Government [of Serbia]
themselves acknowledged that the alleged interference stemmed from an
administrative practice” (ibid.).
It
appears that neither of the said differences makes these two cases
distinguishable, being objectively inadequate to justify departure
from the precedent established by the Novak
v. Croatia case.
6.1. The
fact that under Croatia's law, in addition to the governor of the
prison and the Head Office of the Prison Administration the applicant
could also have addressed the judge responsible for the execution of
sentences is irrelevant here. In its Judgment in the Horvat
v. Croatia case, the Court indicated as
alternatives the possible addressees with whom the applicant could
have lodged a complaint. This means, clearly and unambiguously, that
a complaint lodged with any of the addressees indicated in paragraph
51 of the judgment is an effective remedy for the purposes of Article
35 of the Convention. Or, if we apply the precedential authority of
the Court's judgment in the Horvat v.
Croatia Case to this particular case,
that the administrative remedies as provided for by the Enforcement
of Criminal Sanctions Act are effective remedies for the purposes of
Article 35 of the Convention.
6.2. It
is worth mentioning that in the Horvat
v. Croatia case the Court did not
demand the production of relevant case-law demonstrating that any of
the administrative remedies on which the Government relied could have
provided the applicant with adequate redress for the violation
alleged.
Such
an approach seems a proper one in the light of the well-established
principle in the jurisprudence of the Court that “the rule of
exhaustion of domestic remedies must be applied with some degree of
flexibility and without excessive formalism” (Azinas
v. Cyprus, application no. 56679/00,
§ 38; Ilhan v. Turkey,
application no. 22277/93, §59). Failure to produce relevant
case-law, in particular when Contracting Parties are concerned which,
like Croatia and Serbia, belong to the continental system of law,
could hardly, in itself, constitute a basis for disqualifying a
particular remedy as an effective one. From the standpoint of the
question whether a particular remedy is an effective one, sometimes
recourse to testing on an empirical basis, as indicated by the dictum
of the Chamber of the International Court of Justice in the ELSI
case, may be the most appropriate answer:
“for
an international claim to be admissible, it is sufficient if the
essence of the claim has been brought before the competent tribunals
and pursued as far as permitted by local
law and procedures, and without success”.
(ICJ Reports 1989, p. 15 at p. 42, paragraph 50; emphasis added).
Indeed, it seems exaggerated to disqualify a particular remedy as
effective exclusively on the basis of formalistically established
standards relating to the distribution of the burden of proof while
neglecting its substantive capability of affording redress in respect
of the breaches alleged.
6.3. An additional argument of the majority that “the
Government themselves acknowledged that the alleged interference
stemmed from an administrative practice” does not seem to be of
decisive importance in this particular context either.
The
acknowledgment was expressed, in the first place, in an abstract
form, as a defence, rather than as a substantiated and formal
acknowledgment.
Moreover, even assuming that opening correspondence was an
administrative practice, that circumstance is not in itself reason
for disqualifying the complaint to higher administrative structures
as an effective one. The practice of lower administrative structures
opening correspondence is one thing, whereas the practice, whether
established or reasonably possible, of higher structures vested with
the power to censor mail based on specific rules is quite another.
Having
found that the applicant's complaint concerning the dentures, based,
inter alia,
on Protocol No. 12, had been resolved within the meaning of Article
37, § 1 (b) of the Convention, the Court was no longer
in a position to address the normative potential of Protocol No. 12.
That
potential is unfathomable; it encompasses the almost revolutionary
perspective of the convergence of civil and political rights, on the
one hand, and economic, social and cultural rights, on the other.
Ultimately, it could be conducive to the establishment of the right
to dignified life (divina vitae)
as the embodiment of the eternal goal relating to the purpose and
nature of human existence.
It
is certain, in this connection, that the Court's future jurisprudence
must provide guidelines as to how the normative potential of Protocol
No. 12 should be perceived.
PARTLY DISSENTING OPINION OF JUDGE ZAGREBELSKY
I
voted against striking out the complaint concerning the applicant's
dentures for the following reasons, which relate solely to the impact
of this judgment for the Court's case-law on Article 37 of the
Convention. The merits of the applicant's complaint (which was not
declared inadmissible by the Chamber as manifestly ill-founded) are
in no way the subject-matter of my dissent, any more than of the
judgment itself.
In my
view the matter giving rise to the applicant's complaint under
Article 3 of the Convention cannot be considered resolved.
According
to the Court's case-law, “[i]n order to conclude that the
matter has been resolved within the meaning of Article 37 § 1
(b) and that there is therefore no longer any objective justification
for the applicant to pursue his application, the Court considers that
it must examine, firstly, whether the circumstances complained of
directly by the applicant still obtain and, secondly, whether the
effects of a possible violation of the Convention on account of those
circumstances have also been redressed. This approach reflects the
structure of the Convention's supervisory machinery, which provides
both for a reasoned decision of judgment as to whether the facts in
issue are compatible with the requirements of the Convention (Article
45), and, if they are not, for the award of just satisfaction
(Article 41)” (see Pisano v. Italy [GC] (striking out),
no. 36732/97, § 42, 24 October 2002).
The
Court, in a number of its judgments concerning the expulsion of
aliens has accepted that to put an end to the risk of their being
removed from the country by way of the delivery of (one of the
various kinds of) residence permits can constitute an adequate and
sufficient form of redress and thus a reason for finding that both of
the above-mentioned conditions are met in cases concerning Article 8
(see, among other authorities, Sisojeva and Others v. Latvia [GC],
no. 60654/00, § 97, ECHR 2007 ..., and Ibrahim
Mohamed v. the Netherlands (striking out), no.
1872/04, §§ 19-24, 10 March 2009). The same case-law
has been adopted by the Court under Article 3 of the Convention in
cases concerning expulsions or extraditions whose execution was no
longer possible (see Bilasi-Ashri v. Austria (dec.), no.
3314/02, ECHR 2002 X; Abraham Lunguli v. Sweden (dec.),
no. 33692/02, 1 July 2003; Laleh Mir Isfahani v. the Netherlands
(dec.), no. 31252/03, 31 January 2008; Bari v. Sweden (dec.),
no. 56726/00, 5 March 2002; Hesam Safawi Bayat v. the Netherlands
(dec.), no. 7233/02, 8 July 2003; R.N. v. the United Kingdom
(dec.), no. 28242/02, 2 September 2003; Q v. Finland (dec.),
no. 42640/04, 22 May 2007; Azzedine Chelghoum v. France
(dec.), no. 54654/00, 10 October 2000; and Tony Chidobe v. Italy
(dec.), no. 30978/04, 9 September 2004). Apparently, the Court found
that the matter had been resolved in a case where leave to remain in
the country had finally been granted to the applicant (see Mostafa
Kordoghliazar v. Romania (dec.), no. 8776/05, 20 May 2008). In El
Majjaoui and Stichting Touba Moskee v. the Netherlands ((striking
out) [GC], no. 25525/03, §§ 30-34, 20 December 2007), the
Court reached similar findings in a very specific case, brought under
Article 9 of the Convention, concerning the denial and then the
delivery of a residence and work permit to a foreign imam.
The
Court, to my knowledge, has never found the matter to have been
resolved in a case under Article 3 of the Convention such as the
present one. The applicant suffered from the refusal of the
authorities to provide him with the dentures he needed from at least
February 2004 (see paragraph 13) to 26 June 2007 (see the note of 27
June 2007 from the applicant's representative, the Belgrade Centre
for Human Rights). The Government's action was taken after a long
period of three years and four months (nearly three years after the
application had been lodged). No redress has been granted in respect
of the violation complained of (still less have the Government taken
action to fulfil their procedural obligations under Article 3 of the
Convention).
I am
unable to see how it can be said that the issue of the case has been
resolved by the sole fact that a possible violation of Article 3 has
finally ended and I am deeply worried by a judgment that sets such a
precedent in the Court's Article 3 case-law. Moreover one can easily
conceive possible developments and applications of this new
precedent, capable of spreading across a broader range of Convention
violations such as serious violations of Article 3, or of Article 5
and so forth.
I
respectfully suggest that this judgment should not establish a
precedent in the Court's case-law.