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TAYSUMOV AND OTHERS v. RUSSIA - 21810/03 [2009] ECHR 777 (14 May 2009)
URL: http://www.bailii.org/eu/cases/ECHR/2009/777.html
Cite as:
[2009] ECHR 777
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FIRST
SECTION
CASE OF
TAYSUMOV AND OTHERS v. RUSSIA
(Application
no. 21810/03)
JUDGMENT
STRASBOURG
14 May 2009
This judgment will
become final in the circumstances set out in Article 44 § 2
of the Convention. It may be subject to editorial revision.
In the case of Taysumov and Others v. Russia,
The
European Court of Human Rights (First Section), sitting as a Chamber
composed of:
Christos
Rozakis,
President,
Anatoly
Kovler,
Elisabeth
Steiner,
Dean
Spielmann,
Sverre
Erik Jebens,
Giorgio
Malinverni,
George
Nicolaou,
judges,
and
André Wampach, Deputy
Section Registrar,
Having
deliberated in private on 14 April 2009,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
The
case originated in an application (no. 21810/03) against the Russian
Federation lodged with the Court under Article 34 of the Convention
for the Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by three Russian nationals, Mr Supyan Yusupovich
Taysumov, Ms Roza Shomsuyevna Idrisova and Ms Kheda Kazbekovna
Taysumova (“the applicants”), on 16 June 2003.
The
applicants, who had been granted legal aid, were represented by
lawyers of the Stichting Russian Justice Initiative (“SRJI”),
an NGO based in the Netherlands with a representative office in
Russia. The Russian Government (“the
Government”) were represented by Mr P. Laptev
and Ms V. Milinchuk, former Representatives of the Russian
Federation at the European Court of Human
Rights, and subsequently by their Acting Representative, Mr
A. Savenkov.
The
applicants alleged that their close relatives had died in an
artillery attack by Russian military forces at their family house,
that there had been no effective investigation into the deaths, that
the applicants themselves had been left with severe mental suffering
and that they had no effective domestic remedies at their disposal.
On
29 August 2004 the Court decided to apply Rule 41 of the Rules of
Court.
By
a decision of 27 March 2008, the Court declared the application
admissible.
The
applicants and the Government each filed further written observations
(Rule 59 § 1). The Chamber having decided, after consulting the
parties, that no hearing on the merits was required (Rule 59 § 3
in fine), the parties replied in writing to each other’s
observations.
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The first applicant was born in 1942, the second
applicant was born in 1944 and the third applicant was born in 2002.
They live in the village of Chechen-Aul, the Groznenskiy District, in
the Chechen Republic.
The
first and second applicants are spouses and the parents of Mr Kazbek
Taysumov, born in 1972. Kazbek Taysumov was married to Ms Zulpat
Eskirkhanova, born in 1978; the couple had two daughters –
Ms Ayshat Eskirkhanova, born in 1999, and the third applicant.
They all lived in a private house at Molodezhnaya Street,
Chechen-Aul.
A. Attack of 7 September 2002 and death of the
applicants’ relatives
1. The applicants’ account
At
about 10.10 p.m. on 7 September 2002 Kazbek Taysumov, Zulpat
Eskirkhanova and their elder daughter Ayshat were having dinner in
the courtyard of the Taysumovs’ house. Their neighbour, Mr D.,
who had come to visit Kazbek Taysumov, was also in the courtyard and
was about to leave. The first applicant was with the then
six-month-old third applicant inside the house. The second applicant
was not at home.
At
about 10.20 p.m. artillery fire commenced from three directions –
from the federal military base of Khankala, from the village of
Starye Atagi, in which a detachment of the Shali regiment was
stationed, and from zone no. 56.
The
first applicant heard a shell fall and burst near the house. The
electricity was cut off. The first applicant took hold of the third
applicant, rushed outside and hid in a ditch in the courtyard.
Immediately thereafter he saw another shell hit the house and one of
the walls collapsed. Part of the house, including the room which the
first and third applicants had left a moment before, was ruined.
In
total 15 to 18 shells were fired; three of them hit the applicants’
house. The attack lasted some 20 minutes. When the gunfire ceased,
the first applicant started moving slowly across the wreckage-strewn
courtyard and stumbled on his daughter-in-law’s dead body. She
had been hit in the head. The first applicant saw his son nearby. The
latter was seriously wounded and died half an hour later. The first
applicant did not manage to find his elder granddaughter and shouted
to his neighbours for help.
When
the neighbours arrived, they and the first applicant started
searching for other victims. They carefully examined the courtyard
using torches. Ayshat Eskirkhanova was found under the ruins not far
away from her parents. The three-year-old girl was lethally wounded
with several pieces of shrapnel in the abdomen. She died on her way
to hospital. Mr D. was found seriously wounded and admitted to
hospital. Eventually he survived, but lost his eyesight.
As
a result of the attack of 7 September 2002 the applicants’
house and a KavZ 685 minibus belonging to the first applicant were
severely damaged. The applicants submitted a valuation report which
had been drawn up by the head of the administration of Chechen-Aul
and reflected the poor state of the applicants’ property. The
applicants further presented a hand-drawn plan of their house
indicating the three directions from which the village had been
shelled, and photographs of the destroyed house, the minibus and
several shell craters around their house. The first applicant
examined the shell craters and found several shell fuses. He wrote
down the serial numbers of the fuse housings and delivered them to
the prosecutor’s office. One of the numbers was RGM-216-82.
On
8 September 2002 investigators from the prosecutor’s office of
the Groznenskiy District (“the district prosecutor’s
office”) arrived at Molodezhnaya Street and inspected the scene
of the incident and the dead bodies. However, no forensic medical
examination of the bodies was performed. Instead the investigators
suggested that they should take the bodies with them. The applicants
refused and buried Kazbek Taysumov, Zulpat Eskirkhanova and Ayshat
Eskirkhanova that same day.
On
26 September 2002 medical death certificates were drawn up in respect
of Kazbek Taysumov, Zulpat Eskirkhanova and Ayshat Eskirkhanova. The
documents stated that they had been killed on 7 September 2002
in the village of Chechen-Aul.
On
11 December 2002 the civil registry office of the Groznenskiy
District certified the death of the applicants’ relatives. The
date and place of death were recorded as 7 September 2002,
Chechen-Aul.
2. The Government’s account
The
Government submitted that the Prosecutor General’s Office had
established that at about 9.30 p.m. on 7 September 2002 explosive
devices had been detonated in the immediate vicinity of the first
applicant’s house at Molodezhnaya Street, in the village of
Chechen-Aul. The explosion had led to the deaths of Kazbek Taysumov,
Zulpat Eskirkhanova, and Ayshat Eskirkhanova. Mr D. had sustained
serious bodily injuries while Ms and Mr Yu. had received minor
injuries. The explosion had also caused the partial destruction of
the first applicant’s house.
B. Investigation into the attack
1. Information submitted by the applicants
After
the killing of their relatives the applicants repeatedly complained
both in person and in writing to prosecutor’s offices at
different levels. They were supported in their efforts by the SRJI.
In their letters to the authorities the applicants referred to the
facts of their relatives’ deaths and asked for assistance and
details of an investigation. These enquiries mostly remained
unanswered, or only met with formal responses to the effect that the
applicants’ requests were being forwarded to various
prosecutor’s offices.
At
some point the first applicant was informed that he had been granted
victim status in case no. 56136.
On
16 December 2002 the first applicant requested the prosecutor’s
office of the Chechen Republic and the military prosecutor of
military unit no. 20102 (“the unit prosecutor’s office”)
to inform him of developments in the case.
On
15 January 2003 the prosecutor’s office of the Chechen Republic
forwarded the first applicant’s request to the unit
prosecutor’s office “for inclusion in the file of
criminal case no. 34/33/0621-02 instituted under Article 109 § 2
of the Russian Criminal Code”.
On
22 January 2003 the first applicant asked the district prosecutor’s
office about the results of the investigation.
By
letter of 13 March 2003 the prosecutor’s office of the Chechen
Republic forwarded the first applicant’s query, described as
“erroneously transmitted to them”, to the unit
prosecutor’s office. The letter also stated that criminal case
no. 34/33/0621-02 received by the prosecutor’s office of
the Chechen Republic on 9 December 2002 had been returned to the
unit prosecutor’s office for “an additional
investigation” on 11 December 2002.
On
25 March 2003 the Chief Military Prosecutor’s Office forwarded
the first applicant’s letter concerning the death of his family
and destruction of his property to the South Federal Circuit
Department of the Prosecutor General’s Office.
On
31 March 2003 the unit prosecutor’s office notified the first
applicant that on 8 September 2002 the district prosecutor’s
office had initiated criminal proceedings in connection with the
deaths of his family members on 7 September 2002. They further noted
that on 14 February 2003 the case file had been received by the unit
prosecutor’s office and given the number 34/33/0621-02,
and that currently various investigative measures were being taken in
order to establish who was responsible.
On
4 April 2003 the first applicant requested an update on progress in
the investigation from the unit prosecutor’s office. He also
requested to be granted victim status, stating that since the date on
which the criminal proceedings had been brought he had received no
news regarding the course of the investigation.
By
letter of 6 May 2003 the unit prosecutor’s office informed the
first applicant that on 8 September 2002 the district prosecutor’s
office had instituted criminal proceedings under Article 105 § 2
of the Russian Criminal Code (aggravated murder) in connection with
“a series of explosions” in Chechen-Aul on 7 September
2002, and that on 28 September 2002 the case file had been
transferred to the unit prosecutor’s office and given the
number 34/33/0621-02 D. The reason for the transfer was the
assumption that “the series of explosions” had been
caused by the shelling of the village of Chechen-Aul by the federal
troops. The letter then referred to the results of expert examination
no. 615-C conducted on 12 September 2002 and stated that the above
hypothesis had proved to be unfounded. The experts had found
fragments of detonating devices for artillery shells of 122-mm
calibre in the shell craters, but it had been established that those
shells had been transformed into home-made explosive devices and dug
into the ground by members of illegal armed groups rather then
launched from artillery ordnance. Moreover, the federal troops
stationed in Khankala had not conducted any artillery shelling on
7 September 2002 and, in any event, they had no shells of 122-mm
calibre. The letter concluded that “the series of explosions”
in Chechen-Aul was due to “terrorist activities of members of
illegal armed groups, who had buried and then blown up the explosive
devices”, but not to artillery shelling by the federal military
forces. In the absence of any evidence of the involvement of military
personnel in the crime, the case file had been transmitted to the
prosecutor’s office of the Chechen Republic on 27 May 2003. The
letter also informed the first applicant about the decision of 9
September 2002 by which he had been granted victim status, and
enclosed a copy of that decision.
According
to the first applicant, he first became aware of the expert
examination of 12 September 2002 upon receipt of the above letter but
had no access to the results of that examination.
On
4 June 2003 the prosecutor’s office of the Chechen Republic
forwarded the first applicant’s complaint to the unit
prosecutor’s office.
On
9 July 2003 the SRJI, acting on the first applicant’s behalf,
requested an update on progress in the investigation into the killing
of the Taysumov family from the unit prosecutor’s office. They
also requested that the first applicant be admitted to the
proceedings as a victim.
On
14 August 2003 the unit prosecutor’s office replied that by
decision of the district prosecutor’s office of 9 September
2002 the first applicant had been granted victim status and then
questioned.
On
24 October 2003 the SRJI applied on the first applicant’s
behalf to the district prosecutor’s office arguing that the
expert examination of 12 September 2002 had been improperly
conducted and its results were rather controversial. In that
connection, the SRJI requested the investigating authorities to carry
out a new expert examination in the presence of the first applicant,
his representative and an independent expert.
According
to the first applicant, at some point a group of investigators
visited his house and examined the destroyed minibus, but did not
explain their actions.
On
20 November 2003 the district prosecutor’s office informed the
first applicant and the SRJI that the investigation into the deaths
of the applicants’ relatives had been instituted on 8 September
2002 and that case file no. 56136 had been referred to the unit
prosecutor’s office on 15 October 2002.
On
3 October 2005 the SRJI requested the unit prosecutor’s office
and the prosecutor’s office of the Chechen Republic to carry
out a new expert examination in the presence of the first applicant,
his representative and an independent expert.
On
17 October 2005 the prosecutor’s office of the Chechen Republic
forwarded the SRJI’s letter of 3 October 2005 to the UGA
prosecutor’s office, which in turn forwarded it to the unit
prosecutor’s office.
On
19 January 2007 the SRJI requested the unit prosecutor’s office
to carry out a new expert examination and to reply to their previous
letter.
On
15 March 2007 the unit prosecutor’s office informed the SRJI
that the case file was provisionally with the UGA prosecutor’s
office.
2. Information submitted by the Government
On 8 September 2002 the district prosecutor’s
office opened a criminal investigation into the deaths of Kazbek
Taysumov, Zulpat Eskirkhanova and Ayshat Eskirkhanova under Article
109 § 2 of the Russian Criminal Code (manslaughter by improper
performance of one’s professional duties). The case file was
assigned the number 56136. In so far as relevant, the decision read
as follows:
“At 9.25 p.m. on 7 September 2002 17 or 18 shots
were fired from the village of Khankala [aiming] at the outskirts of
the village of Chechen-Aul in the Groznenskiy District of the Chechen
Republic. As a result of the direct hit [of a shell] on the
unnumbered house at Molodezhnaya Street that belonged to the Taysumov
family three persons died: K. Taysumov, his wife Z. Eskirkhanova and
their daughter Ayshat.”
On
8 September 2002 the applicants requested the district prosecutor’s
office not to carry out an autopsy on the dead bodies of their
relatives for religious reasons.
On
9 September 2002 the district prosecutor’s office granted the
first applicant victim status in case no. 56136 and questioned him.
On the same date the district prosecutor’s
office granted victim status to two of Kazbek Taysumov’s
neighbours, Ms B. and Mr Yu., and questioned them. Ms B. stated that
at 9.30 p.m. on 7 September 2002 an artillery bombardment had begun
and that during the attack she had had the impression that shells had
been falling from every direction. Mr Yu. stated that at 9.30 p.m. on
7 September 2002 he had heard the noise of artillery shots and a few
seconds later the sound of explosions. He further noted that two
shells had fallen into his kitchen garden and that a hole had been
punched in the roof of his house.
On 10 September 2002 the district prosecutor’s
office decided to transfer the case file to the unit prosecutor’s
office pursuant to the subject-matter jurisdiction rules. In so far
as relevant, the decision read as follows:
“The case materials collected in the course of the
preliminary investigation fully proved that the crime had been
committed by servicemen of the federal military forces. The witnesses
... submitted that the shellfire had come from the village of
Khankala and the location of the guard-post at the crossroads of the
route Baku-Rostov-Grozny-Shatoy and from the direction of the village
of Starye Atagy of the Groznenskiy District. Units of the federal
troops that were stationed there had artillery pieces and mortars.
All witnesses questioned submitted that flashes at the time of the
shelling had been seen exactly where the military units had been
located.
Identical fragments of shell fuse housings marked “RMG-2
16-82” found at the scene of the incident confirm in full the
fact that Chechen-Aul was shelled by the military. Only military
units are equipped with shells bearing such marks.
Shell craters at the scene of the incident indicated
that the shells had been fired exactly from the places where the
above-mentioned military units of the Russian Federation had been
located. Units of the Ministry of the Interior located in the
vicinity of Chechen-Aul had no artillery pieces or mortars.”
On
receipt by the unit prosecutor’s office, the case file was
assigned the number 14/33/0621-02. At some point the number was
changed to 34/33/0621-02.
On an unspecified date in 2002 a commission composed
of senior officers of the United Group Alignment and officers of the
Ministry of the Interior carried out an inquiry into the explosions
in Chechen-Aul. The commission established that no aeroplanes,
artillery ordnance or engineering weapons had been used there. It
further concluded that the explosions had presumably been caused by
spontaneous detonation of several landmines, which had been placed by
illegal armed groups in the Chechen-Aul area in order to damage the
federal troops. The explosive devices had been home-made and probably
radio-controlled.
On 26 November 2002 the unit prosecutor’s office
decided that the explosions of 7 September 2002 had been caused by
spontaneous detonation of landmines laid by members of illegal armed
groups and suspended the investigation in case no. 34/33/0621-02 for
failure to identify those responsible.
At
some point the case file was transferred to the prosecutor’s
office of the Chechen Republic.
On 11 December 2002 the case was transferred to the
prosecutor’s office of the United Group Alignment (“the
UGA prosecutor’s office”).
On 15 May 2003 the unit prosecutor’s office
resumed the investigation in case no. 34/33/0621-02 in order to
establish precisely the nature and origin of the explosive devices.
On 16 May 2003 the unit prosecutor’s office
suspended the investigation.
In
June 2003 the UGA prosecutor’s office studied the case file and
recommended measures to be taken to solve the crime.
On 1 July 2003 the UGA prosecutor’s office
returned the case file to the unit prosecutor’s office for the
reason that the investigation had been suspended prematurely.
On 14 August 2003 the unit prosecutor’s office
suspended the investigation as the relevant time-limits had expired,
and indicated that the Groznenskiy department of the interior (“the
ROVD”) should take investigative measures to find the
perpetrators. The decision described the circumstances of the case as
follows:
“Between 9 and 11 p.m. on 7 September 2002
seventeen or eighteen shots were fired by an unidentified artillery
system [located] in the direction of Khankala on Molodezhnaya Street
in the village of Chechen-Aul in the Groznenskiy District of the
Chechen Republic. Shrapnel hit the house belonging to the Taysumov
family; as a result K. Taysumov, Z. Eskirkhanova and A. Taysumova
were killed.”
On 6 October 2003 the unit prosecutor’s office
quashed the decision of 14 August 2003 and resumed the investigation.
On the following day it was again suspended.
On
14 October 2003 the unit prosecutor’s office granted victim
status in case no. 34/33/0621-02 to the Taysumovs’ neighbours,
Mr and Ms Yu., and questioned their two minor children.
On
17 November 2003 the unit prosecutor’s office granted Mr D.
victim status and questioned him.
On 6 December 2003 the unit prosecutor’s office
suspended the investigation in case no. 34/33/0621-03 because the
time allowed for a preliminary investigation had lapsed, and ordered
the ROVD and the Groznenskiy district department of the Federal
Security Service to take investigative measures to find the
perpetrators. The description of the circumstances of the crime
reproduced verbatim the one given in the decision of 14 August 2003.
On 27 April 2005 the UGA prosecutor’s office
quashed the decision of 6 December 2003 because not all
requisite investigative measures had been taken and forwarded the
case file to the unit prosecutor’s office. They also mentioned
that on 11 December 2002 the case file had been transferred to the
UGA prosecutor’s office because of “the lopsided
assessment by the investigator of the collected evidence aimed at
elimination of [a hypothesis of] federal military involvement in the
artillery shelling”. They also listed the measures that had not
been taken, in particular the fact that the investigators had not
studied documentation of artillery units of the United Group
Alignment, had not questioned officers of the artillery of those
units, had not established which units could have sent the shells in
question and had not determined whether any RGM-2 had been received
by the military units of the United Group Alignment.
On
21 June 2005 the unit prosecutor’s office resumed the
proceedings.
On
21 July 2005 the unit prosecutor’s office suspended the
investigation in case no. 34/33/0621-02D for failure to identify
those responsible.
On 28 December 2005 the UGA prosecutor’s office
quashed the decision of 21 July 2005 because not all requisite
investigative measures had been taken and forwarded the case file to
the unit prosecutor’s office. They referred to the same
deficiencies in the investigation that had been mentioned in their
decision of 27 April 2005.
On
15 February 2006 the unit prosecutor’s office received the case
file.
From
February 2006 onwards the investigators took a number of
investigative measures. In particular, they questioned two witnesses,
Mr D. and the first applicant, seized a videotape with a record
showing the scene of the incident after the events in question,
ordered an expert examination of that videotape and requested
information on military orders and other documents from the military
hierarchy. They further ordered and obtained an additional
examination by an explosives expert and allowed the victims of the
crime to study the decision ordering the examination. The
investigators also collected documents confirming the amount of
pecuniary damage sustained by the victims.
The
investigation in case no. 34/33/0621-02 was ongoing and investigative
measures were being taken to establish all the circumstances of the
incident.
II. RELEVANT DOMESTIC LAW
For
a summary of relevant domestic law see Akhmadova and Sadulayeva v.
Russia, no. 40464/02, §§ 67-69, 10 May 2007.
THE LAW
I. THE GOVERNMENT’S PRELIMINARY OBJECTION
A. Arguments of the parties
The
Government contended that the application should be declared
inadmissible for non-exhaustion of domestic remedies, since the
investigation into the killings of the applicants’ relatives
had not yet been completed. They also argued that it had been open to
the applicants to challenge in court any actions or omissions by the
investigating or other law-enforcement authorities during the
investigation.
The
applicants disputed that objection. In their view, the fact that the
investigation had been pending for more than six years with no
tangible results proved that it was an ineffective remedy in this
case. They further argued that in the Chechen Republic a court appeal
against a decision of an investigator would be futile and the remedy
referred to was illusory and ineffective.
B. The Court’s assessment
In
the present case, the Court took no decision about the exhaustion of
criminal-law domestic remedies at the admissibility stage, having
found that this question was too closely linked to the merits. It
will now proceed to examine the arguments of the parties in the light
of the provisions of the Convention and its relevant practice (for a
relevant summary, see Estamirov and Others v. Russia, no.
60272/00, §§ 73-74, 12 October 2006).
The
Court reiterates that Article 35 § 1 of the Convention provides
for a distribution of the burden of proof. It is incumbent on the
Government claiming non-exhaustion to satisfy the Court that the
remedy was an effective one available in theory and in practice at
the relevant time, that is to say, that it was accessible, capable of
providing redress in respect of the applicant’s complaints and
offered reasonable prospects of success (see Selmouni v. France
[GC], no. 25803/94, § 76, ECHR 1999-V, and Mifsud v. France
(dec.), no. 57220/00, § 15, ECHR 2002-VIII).
The
Court further observes that an investigation into the killings of the
applicants’ relatives had been pending since 8 September 2002.
The applicants and the Government dispute the effectiveness of this
investigation.
The
Court considers that this limb of the Government’s preliminary
objection raises issues concerning the effectiveness of the criminal
investigation which are closely linked to the merits of the
applicants’ complaints. It thus considers that this matter
falls to be examined below under the substantive provision of the
Convention.
II. ALLEGED VIOLATION OF ARTICLE 2 OF THE CONVENTION
The
applicants complained under Article 2 of the Convention of a
violation of the right to life in respect of their relatives and of
the authorities’ failure to conduct a proper investigation.
Article 2 of the Convention reads as follows:
“1. Everyone’s right to life
shall be protected by law. No one shall be deprived of his life
intentionally save in the execution of a sentence of a court
following his conviction of a crime for which this penalty is
provided by law.
2. Deprivation of life shall not be regarded
as inflicted in contravention of this article when it results from
the use of force which is no more than absolutely necessary:
(a) in defence of any person from unlawful
violence;
(b) in order to effect a lawful arrest or to
prevent the escape of a person lawfully detained;
(c) in action lawfully taken for the purpose
of quelling a riot or insurrection.”
A. Alleged violation of the right to life
1. Arguments by the parties
The
applicants argued that it was beyond reasonable doubt that their
relatives had been killed by members of the federal forces. The
applicants stressed that only the military had had artillery shells
and that the craters proved that the shots had been fired from the
military base in Khankala.
The
Government submitted that federal military involvement in the killing
of the applicants’ relatives was not proven. They argued that
the death of the applicants’ relatives had been caused by the
detonation of an explosive device in the immediate vicinity of the
applicants’ house. It was not established that there was a
causal link between the applicants’ relatives’ deaths and
the actions of the military. The applicants’ neighbours had
thought that Molodezhnaya Street had been shelled by the artillery.
The investigators had described the events in question as a
bombardment in procedural documents merely on the basis of the
applicants’ depositions. The hypothesis of shelling had been
disproven in the course of the investigation.
The Government submitted that it followed from the
undated report of the scene-of-incident inspection that experts had
examined the oblong-shaped craters and established that they had been
left by a horizontally-laid shell dug into the upper layers of soil
in a manner typically associated with terrorists. According to those
experts, the shells could have been detonated remotely by any radio
signal, probably by accident. The explosion had taken place in the
vicinity of a road leading to an illegal petrol factory and had
caused demolition and casualties.
An explosive expert’s examination carried out on
an unspecified date had concluded that the fragments found at the
scene of the incident had been parts of a 122-mm calibre artillery
shell used with howitzers of types M-30, D-30, 2C1 “Carnation”
and M-66, as well as with cannons of types A-19 and D-49. Detonators
marked RGM-2 were used with artillery systems nos. 1-30, 2C1, 2Ch3,
2c19 and D-44. The federal military units located in the vicinity of
Chechen-Aul had not carried out any operations in the area on
7 September 2002 and they did not have 122-mm shells or the
other ammunition mentioned in the expert examination report.
At
the scene investigators had found fragments of electromagnetic relay
and wires that had been used by illegal armed groups for production
of home-made explosive devices. The Government further submitted that
the investigators were working on the hypothesis of spontaneous or
deliberate detonation of a home-made explosive device placed by
members of illegal armed groups or of an erroneous use of weapons by
the federal troops.
In
the Government’s view any conclusions as to the identification
of those responsible for the explosions would be premature because
the investigation was still pending.
2. The Court’s assessment
(a) General principles
The
Court reiterates that Article 2, which safeguards the right to life
and sets out the circumstances where deprivation of life may be
justified, ranks as one of the most fundamental provisions in the
Convention, to which in peacetime no derogation is permitted under
Article 15. The situations where deprivation of life may be justified
are exhaustive and must be narrowly interpreted. The use of force
which may result in the deprivation of life must be no more than
“absolutely necessary” for the achievement of one of the
purposes set out in Article 2 § 2 (a), (b) and (c). This term
indicates that a stricter and more compelling test of necessity must
be employed than that normally applicable when determining whether
State action is “necessary in a democratic society” under
paragraphs 2 of Articles 8 to 11 of the Convention. Consequently, the
force used must be strictly proportionate to the achievement of the
permitted aims. In the light of the importance of the protection
afforded by Article 2, the Court must subject deprivations of life to
the most careful scrutiny, particularly where deliberate lethal force
is used, taking into consideration not only the actions of State
agents who actually administer the force but also all the surrounding
circumstances including such matters as the planning and control of
the actions under examination (see McCann and Others v. the United
Kingdom, 27 September 1995, §§ 146-50, Series A no.
324, and Andronicou and Constantinou v. Cyprus, 9
October 1997, § 171, Reports of Judgments and Decisions
1997 V).
(b) Establishment of the facts
The
Court observes that it has developed a number of general principles
relating to the establishment of the facts in dispute, in particular
when faced with allegations of disappearance under Article 2 of the
Convention (for a summary of these, see Bazorkina v. Russia,
no. 69481/01, §§ 103-09, 27 July 2006). The Court also
notes that the conduct of the parties when evidence is being obtained
has to be taken into account (see Ireland v. the United Kingdom,
18 January 1978, § 161, Series A no. 25).
The
applicants maintained that it was beyond reasonable doubt that Kazbek
Taysumov, Zulpat Eskirkhanova and Ayshat Eskirkhanova had died as a
result of the shelling carried out by the Russian military on 7
September 2002. They argued that only the federal troops could have
organised the massive bombardment of a village and that the domestic
investigators had established the military implication in the
artillery attack.
The
Government insisted that the applicants’ relatives’
deaths had been caused by an explosion of self-made bombs installed
by insurgents and thus were not imputable to the State.
The
Court notes at the outset that in order to be able to assess the
merits of the applicants’ complaints and in view of the nature
of the allegations, the Court requested the Government to submit a
copy of the complete criminal investigation file in the present case.
The Government submitted 65 pages of copies of documents, mostly
decisions to suspend and resume the investigation and records of
several interviews with the victims and witnesses. No outline of the
investigation or list of documents included in the case file was
attached. It follows from the handwritten numbering of the documents
submitted that the case file contained at least 150 pages. They
explained their unwillingness to produce the entire investigation
file, referring to Article 161 of the Code of Criminal Procedure. The
Court observes that in previous cases it has already found this
explanation insufficient to justify the withholding of key
information requested by the Court (see Imakayeva v. Russia,
no. 7615/02, § 123, ECHR 2006 ... ).
In
view of the foregoing and bearing in mind the principles cited above,
the Court finds that it can draw inferences from the Government’s
conduct in this respect.
The
Court considers that the applicants have presented a coherent and
convincing picture of the events in question. Their account of the
events was supported by the domestic investigation from its very
beginning (see paragraph 40 above). As early as on 10 September 2002,
that is, two days after the commencement of the proceedings, the
domestic investigation considered it established that the federal
military forces were responsible for the deaths of the applicants’
relatives (see paragraph 44 above).
The
Court takes note of the Government’s hypothesis that the deaths
of the applicants’ relatives had been caused by the explosion
of self-made explosive devices made by insurgents. However, it
observes that the applicants’ neighbours who had been admitted
to the proceedings as victims had allegedly witnessed an artillery
attack and had seen shells falling (see paragraph 43 above).
Furthermore, it is rather dubiously assumed that explosive devices
dug into the upper layers of soil could have fallen from above to
punch a hole in the roof of Mr Yu.’s house.
Moreover,
the Court observes that, according to the Government, the hypothesis
of artillery shelling of the applicants’ house had been
disproven in the course of the investigation. Indeed, it follows from
the undated report by the commission composed of the military
hierarchy that the deaths of the three members of the Taysumov family
had been caused by a terrorist attack (see paragraph 46 above). That
version was reproduced in the decision of 26 November 2002 by
the unit prosecutor’s office (see paragraph 47 above).
Nevertheless,
the Court points out that on 11 December 2002 the investigation was
found to be deficient as it had sought to whitewash the military
units that had allegedly fired the artillery shells (see paragraph 62
above). It is clear from the documents submitted by the Government
that the assumption of military involvement in the artillery shelling
of the applicants’ house was again used by the investigators as
a working hypothesis in 2003 (see paragraphs 54 and 58 above). It
appears that this version has not been dismissed as implausible by
the investigators to date. The Court considers therefore that
implication of federal troops in the crime has not been disproven
throughout the proceedings. In such circumstances it is not persuaded
by the Government’s assertion that the investigators merely
cited in the official documents the applicants’ allegations
that the village of Chechen-Aul had been fired at by the artillery on
7 September 2002.
The
Court further points out that in their submissions the Government
relied heavily on the undated scene-of-incident inspection report by
the military commission (see paragraph 76 above). The Court assumes
that this is the same report of which a copy has been submitted by
the Government (see paragraph 46 above). However, it remains unknown
what authority established the military commission and on what date
its report was drawn up. The Court is thus disinclined to consider
this document as irrefutable evidence to support the allegation that
the Taysumovs’ house had been destroyed by self-made explosive
devices rather than by artillery shelling. Moreover, it is not
convinced by the assertion that the military units had not possessed
ammunition of the type found at the scene of the incident, as it has
not been provided with a copy of the report on the explosives
examination referred to by the Government (see paragraph 77 above).
The
Court reiterates that where the applicant makes out a prima facie
case and the Court is prevented from reaching factual conclusions
owing to the withholding of documents by the Government, it is for
the latter to argue conclusively why the documents in question cannot
serve to corroborate the allegations made by the applicant, or to
provide a satisfactory and convincing explanation of how the events
in question occurred. The burden of proof is thus shifted to the
Government, and if they fail in their arguments, issues will arise
under Article 2 and/or Article 3 (see Toğcu v. Turkey,
no. 27601/95, § 95, 31 May 2005, and Akkum and
Others v. Turkey, no. 21894/93, § 211, ECHR
2005 II).
Taking
into account the above elements, the Court is satisfied that the
applicants have made a prima facie case that on 7 September 2002 the
Taysumovs’ house was shelled by the Russian artillery and that
Kazbek Taysumov, Zulpat Eskirkhanova and Ayshat Eskirkhanova were
killed in the course of shelling by federal troops. The Government’s
statement that the investigation did not find any evidence to support
the involvement of State agents in the killings is insufficient to
discharge them from the above-mentioned burden of proof. Drawing
inferences from the Government’s failure to submit the
documents which were in their exclusive possession or to provide
another plausible explanation for the events in question, the Court
considers that Kazbek Taysumov, Zulpat Eskirkhanova and Ayshat
Eskirkhanova died as a result of artillery shelling by the Russian
military on 7 September 2002.
(c) The State’s compliance with
Article 2
The
Court reiterates that, in the light of the importance of the
protection afforded by Article 2, it must subject deprivation of life
to the most careful scrutiny, taking into consideration not only the
actions of State agents but also all the surrounding circumstances
(see McCann and Others, cited above, § 147).
The
Court has already found it established that Kazbek Taysumov, Zulpat
Eskirkhanova and Ayshat Eskirkhanova were killed by State servicemen.
Considering that the authorities did not rely on any grounds to
justify the use of lethal force by their agents, or otherwise account
for the killings, it follows that liability for the deaths is
attributable to the respondent Government.
Accordingly,
the Court finds that there has been a violation of Article 2 of the
Convention in respect of Kazbek Taysumov, Zulpat Eskirkhanova and
Ayshat Eskirkhanova.
B. Alleged ineffectiveness of the investigation
1. Arguments of the parties
The
applicants claimed that the authorities had failed in their
obligation to carry out an effective investigation into the
circumstances of their relatives’ deaths. They argued that the
investigation had fallen short of the requirements of domestic law
and Convention standards. In particular, it had been pending for more
than six years and during that period it had been repeatedly
suspended. The authorities had not kept the applicants abreast of
developments in the investigation or informed them as to what
investigative measures had been taken and had repeatedly denied them
access to the criminal investigation file.
The
Government claimed that the investigation carried out in the present
case had met the Convention requirement of effectiveness. It had been
expeditiously instituted on the day following the incident. The
applicants had impeded the investigation by refusing to agree to an
autopsy on their relatives’ bodies. The proceedings had been
repeatedly suspended and then resumed, which did not prove its
ineffectiveness. The Government argued that the investigators’
refusal to allow the applicants’ access to the case file did
not run counter to the procedural requirements of Article 2. Further,
numerous investigative measures had been and were being taken and,
accordingly, the investigation was compatible with the guarantees of
Article 2 of the Convention.
2. The Court’s assessment
The
Court reiterates that the obligation to protect the right to life
under Article 2 of the Convention, read in conjunction with the
State’s general duty under Article 1 of the Convention to
“secure to everyone within [its] jurisdiction the rights and
freedoms defined in [the] Convention”, requires by implication
that there should be some form of effective official investigation
when individuals have been killed as a result of the use of force, in
particular by agents of the State. The investigation must be
effective in the sense that it is capable of leading to the
identification and punishment of those responsible (see Oğur
v. Turkey [GC], no. 21594/93, § 88, ECHR 1999 III). In
particular, there is an implicit requirement of promptness and
reasonable expedition (see Yaşa v. Turkey,
2 September 1998, §§ 102-04, Reports
1998 VI, and Mahmut Kaya v. Turkey, no. 22535/93,
ECHR 2000-III, §§ 106-07). It must be accepted that
there may be obstacles or difficulties which prevent progress in an
investigation in a particular situation. However, a prompt response
by the authorities in investigating the use of lethal force may
generally be regarded as essential in maintaining public confidence
in their maintenance of the rule of law and in preventing any
appearance of collusion in or tolerance of unlawful acts. For the
same reasons, there must be a sufficient element of public scrutiny
of the investigation or its results to secure accountability in
practice as well as in theory. The degree of public scrutiny required
may well vary from case to case. In all cases, however, the next of
kin of the victim must be involved in the procedure to the extent
necessary to safeguard his or her legitimate interests (see
Shanaghan v. the United Kingdom, no. 37715/97,
§§ 91-92, 4 May 2001).
In
the instant case, the Court observes that an investigation into the
killing of the applicants’ relatives was instituted on 8
September 2002 and remains ongoing to date. It must assess whether
that investigation met the requirements of Article 2 of the
Convention.
The
Court notes at the outset that the majority of the documents from the
investigation were not disclosed by the Government. It therefore has
to assess the effectiveness of the investigation on the basis of the
few documents submitted by the parties and the sparse information on
its progress presented by the Government.
The
Court observes that the investigation was commenced on the day after
the attack. It also appears from the decision of 10 September 2002
that during the first two days of the investigation the district
prosecutor’s office questioned witnesses and took some
investigative steps that allowed them to reach a conclusion
concerning military involvement in the killings (see paragraph 44
above). However, after the case file had been transferred to a
military prosecutor’s office, the investigation appears to have
become protracted and plagued with inexplicable shortcomings and
delays.
102. In
particular, despite the abundant evidence of the federal military
personnel’s involvement in the attack of 7 September 2002 and
the killing of the applicants’ three relatives, it is clear
that by 28 December 2005 no meaningful efforts had been made to
establish the identity of the State agents who had given the order to
fire artillery shells at the populous village, or of those who had
carried out the order (see paragraph 62 above). The Court notes in
this connection that it is highly unlikely that the identity of those
responsible for the artillery guns within the military units located
in the vicinity of Chechen-Aul and involved in the attack was unknown
to the authorities or that it was impossible to establish it
immediately thereafter.
The
Court points out that the investigation has remained pending since
8 September 2002, during which period it has been suspended and
resumed at least six times. Its ineffectiveness and incompleteness
were repeatedly acknowledged by senior prosecutors (see paragraphs 53,
59 and 62 above). However, such criticism proved to be futile as no
corrective steps were taken between 27 April and 28 December 2005.
The
Court observes that the investigation was on two occasions passed on
from civilian prosecutor’s offices to military prosecutor’s
offices, leading to delays for which no justification has been
offered by the Government. For instance, it took the military
prosecutors’ offices five months to resume the investigation
following the transfer of the case (see paragraphs 49 and 50 above).
However, even after this considerable period of indolence the
investigation was suspended on the following day (see paragraph 51
above). Moreover, on another occasion the case was again re-opened
for one day only (see paragraph 55 above).
The
Court further points out that no proceedings whatsoever were pending
between 6 December 2003 and 27 April 2005 (see paragraphs 58 and 59
above), that is, for one year and almost five months. Such handling
of the investigation could not but have had a negative impact on the
prospects of identifying the perpetrators and solving the crime.
The
Government produced no detailed information on eventual progress in
the investigation made after February 2006. The Court therefore
assumes that no meaningful results have been achieved in more than
three years, which serves as yet further proof of the overall
ineffectiveness of the criminal proceedings in question.
The
Court also notes that even though the first applicant was granted
victim status, he was not informed of any significant developments in
the investigation apart from several decisions on its suspension and
resumption. Accordingly, the Court finds that the investigators
failed to ensure that the investigation received the required level
of public scrutiny, or to safeguard the interests of the next of kin
in the proceedings (see Oÿur
v. Turkey [GC], no. 21594/93,
§ 92, ECHR 1999 III).
Having
regard to the limb of the Government’s preliminary objection
that was joined to the merits of the complaint, inasmuch as it
concerns the fact that the domestic investigation is still pending,
the Court notes that the investigation, having been repeatedly
suspended and resumed, and plagued by inexplicable delays, has been
ongoing for over six years without producing any tangible results.
Accordingly, the Court finds that the remedy relied on by the
Government was ineffective in the circumstances and dismisses their
preliminary objection in this part.
The
Government also mentioned the possibility for the applicants to apply
for judicial review of the decisions of the investigating authorities
in the context of exhausting domestic remedies. The Court observes
that the applicants, having no access to the case file and not being
properly informed of the progress of the investigation, could not
have effectively challenged actions or omissions of investigating
authorities before a court. Furthermore, the investigation was
resumed by the prosecuting authorities themselves a number of times
owing to the need to take additional investigative measures. However,
they still failed to investigate the applicants’ allegations
properly. Moreover, owing to the time that had elapsed since the
events complained of, certain investigative steps that ought to have
been carried out much earlier could no longer usefully be conducted.
Therefore, it is highly doubtful that the remedy in question would
have had any prospects of success. Therefore, the Court finds that
the remedy relied upon by the Government was ineffective in the
circumstances and rejects their preliminary objection in this part
also.
In the light of the foregoing, the Court further
concludes that the authorities failed to carry out a thorough and
effective investigation into the circumstances surrounding the deaths
of Kazbek Taysumov, Zulpat Eskirkhanova and Ayshat Eskirkhanova.
The
Court accordingly holds that there has been a violation of Article 2
of the Convention under its procedural head.
III. ALLEGED VIOLATION OF ARTICLE 3 OF THE CONVENTION
The
applicants complained that the anguish and distress suffered by them
as a result of the shelling of their house, their relatives’
deaths and the authorities’ reaction amounted to treatment in
breach of Article 3 of the Convention, which reads as follows:
“No one shall be subjected to torture or to
inhuman or degrading treatment or punishment.”
The
applicants maintained their complaint.
The
Government submitted that perception of the events was a subjective
factor dependent upon the individual emotional characteristics of
each person. The domestic investigation had found no evidence that
the applicants had ever been subjected to any ill-treatment. The
applicants had been granted victim status and thus enjoyed all the
rights provided for by domestic law.
The
Court reiterates that whilst a family member of a “disappeared
person” may in certain circumstances claim to be a victim of
treatment contrary to Article 3 (see Kurt v. Turkey, 25
May 1998, §§ 130-34, Reports 1998 III),
the same principle would not usually apply to situations where a
person dies at the hands of the authorities (see, for example, Tanlı
v. Turkey, no. 26129/95, § 159, ECHR 2001-III
(extracts)). In the latter situations the Court would limit its
findings to Article 2 of the Convention. Similarly, in the present
case, while having no doubt as to the profound suffering caused to
the applicants by the deaths of their relatives, the Court finds no
basis for finding a violation of Article 3 in this context, as the
Court’s case-law on the issue refers to the specific phenomenon
of disappearances.
Accordingly,
there has been no violation of Article 3 of the Convention in respect
of the applicants.
IV. ALLEGED VIOLATION OF ARTICLE 13 OF THE CONVENTION
The
applicants complained under Article 13 of the Convention that they
had had no effective remedies in respect of the alleged violations of
the Convention. Article 13 of the Convention reads as follows:
“Everyone whose rights and freedoms as set forth
in [the] Convention are violated shall have an effective remedy
before a national authority notwithstanding that the violation has
been committed by persons acting in an official capacity.”
The
applicants argued that the operation of the legal system in the
Chechen Republic had been disrupted and that there had been an
administrative practice of ineffective investigation into alleged
abuses of power on the part of the Russian military, thus, in their
view, rendering all potential remedies ineffective.
The
Government contended that the applicants had had effective domestic
remedies as required by Article 13 of the Convention. For instance,
they could have complained about the investigators’ actions
both to higher prosecutors and to the courts. Their access to such
remedies had not been restricted. The first applicant had been
granted victim status and thus had had all relevant procedural
rights. Moreover, he could have lodged civil claims for non-pecuniary
damage. The Government referred to several cases concerning the
events in the Chechen Republic in which awards for non-pecuniary
damage had been made by Russian courts.
The
Court reiterates that Article 13 of the Convention guarantees the
availability at the national level of a remedy to enforce the
substance of the Convention rights and freedoms in whatever form they
might happen to be secured in the domestic legal order. The effect of
Article 13 is thus to require the provision of a domestic remedy to
deal with the substance of an “arguable complaint” under
the Convention and to grant appropriate relief, although Contracting
States are afforded some discretion as to the manner in which they
comply with their Convention obligations under this provision. The
scope of the obligation under Article 13 varies depending on the
nature of the applicant’s complaint under the Convention.
Nevertheless, the remedy required by Article 13 must be
“effective” in practice as well as in law, in particular
in the sense that its exercise must not be unjustifiably hindered by
acts or omissions by the authorities of the respondent State (see
Aksoy v. Turkey, 18 December 1996, § 95, Reports
1996-VI).
Given
the fundamental importance of the right to protection of life,
Article 13 requires, in addition to the payment of compensation where
appropriate, a thorough and effective investigation capable of
leading to the identification and punishment of those responsible for
the deprivation of life, including effective access for the
complainant to the investigation procedure leading to the
identification and punishment of those responsible (see Khatsiyeva
and Others v. Russia, no. 5108/02, § 162, 17 January 2008).
The Court further reiterates that the requirements of Article 13
are broader than a Contracting State’s obligation under Article
2 to conduct an effective investigation (see Orhan v. Turkey,
no. 25656/94, § 384, 18 June 2002).
In
view of the Court’s findings above with regard to Article 2,
the applicants’ complaint was clearly “arguable”
for the purposes of Article 13 (see Boyle and Rice v. the
United Kingdom, 27 April 1988, § 52, Series A no. 131). The
applicants should accordingly have been able to avail themselves of
effective and practical remedies capable of leading to the
identification and punishment of those responsible and to an award of
compensation for the purposes of Article 13.
It
follows that in circumstances where, as in the present case, the
criminal investigation into the deaths was ineffective (see paragraph
110 above) and the effectiveness of any other remedy that may have
existed, including civil remedies, was consequently undermined, the
State has failed in its obligation under Article 13 of the
Convention (see, among other authorities, Khatsiyeva and Others,
cited above, § 164).
Consequently,
there has been a violation of Article 13 of the Convention in
conjunction with Article 2 of the Convention.
As
regards the applicants’ reference to Article 13 in connection
with Article 3 of the Convention, the Court refers to its above
finding that there has been no violation of the Convention on account
of the applicants’ mental suffering. In the absence of an
“arguable claim” of a violation of a substantive
Convention provision, the Court finds that there has been no
violation of Article 13 in this respect.
V. OBSERVANCE OF Article 38 § 1 (a) of
the convention
The
applicants argued that the Government’s failure to submit the
documents requested by the Court at the communication stage disclosed
a failure to comply with their obligations under Article 38 § 1
(a) of the Convention, which provides, in so far as relevant:
“1. If the Court declares the
application admissible, it shall
(a) pursue the examination of the case,
together with the representatives of the parties, and if need be,
undertake an investigation, for the effective conduct of which the
States concerned shall furnish all necessary facilities;
...”
The
applicants invited the Court to conclude that the Government’s
refusal to submit a copy of the entire investigation file in response
to the Court’s requests was incompatible with their obligations
under Article 38 of the Convention.
The
Government reiterated that the submission of the case file would be
contrary to Article 161 of the Code of Criminal Procedure.
The
Court reiterates that proceedings in certain types of applications do
not in all cases lend themselves to a rigorous application of the
principle whereby a person who alleges something must prove that
allegation and that it is of the utmost importance for the effective
operation of the system of individual petition instituted under
Article 34 of the Convention that States should furnish all necessary
facilities to make possible a proper and effective examination of
applications.
This
obligation requires the Contracting States to furnish all necessary
facilities to the Court, whether it is conducting a fact-finding
investigation or performing its general duties as regards the
examination of applications. It is inherent in the proceedings
relating to cases of this nature, where individual applicants accuse
State agents of violating their rights under the Convention, that in
certain instances it is only the respondent State that has access to
information capable of corroborating or refuting these allegations. A
failure on a Government’s part to submit such information which
is in their possession without a satisfactory explanation may not
only give rise to the drawing of inferences as to the
well-foundedness of the applicant’s allegations, but may also
reflect negatively on the level of compliance by a respondent State
with its obligations under Article 38 § 1 (a)
of the Convention. In a case where the application raises issues as
to the effectiveness of the investigation, the documents of the
criminal investigation are fundamental to the establishment of the
facts and their absence may prejudice the Court’s proper
examination of the complaint both at the admissibility and at the
merits stage (see Tanrıkulu v. Turkey [GC], no.
23763/94, § 71, ECHR 1999-IV).
The
Court notes that despite its repeated requests for a copy of the
entire investigation file opened into the killings of the applicants’
relatives, the Government refused to produce such a copy, having
provided only copies of decisions to suspend and resume the
investigation and to grant victim status, several interview
transcripts and the undated military commission report. Moreover,
they failed to provide a copy of the expert report referred to in
their written submissions. The Government explained their
unwillingness to disclose material from the investigation, relying on
Article 161 of the Code of Criminal Procedure. The Court observes
that in previous cases it has already found this reference
insufficient to justify refusal (see, among other authorities,
Imakayeva, cited above, § 123).
Considering
the importance of a respondent Government’s cooperation in
Convention proceedings, and mindful of the difficulties associated
with the establishment of facts in cases of such a nature, the Court
finds that the Government fell short of their obligations under
Article 38 § 1 of the Convention because of their
failure to submit copies of the documents requested in respect of the
killings of the applicants’ relatives.
VI. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article 41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Pecuniary damage
The
first and third applicants claimed a sum for pecuniary
damage on account of Kazbek Taysumov’s lost wages. They
submitted that, even though their son and father had been unemployed
at the time of his death, it was reasonable to assume that he would
have earned at least the official minimum wage. In total the first
applicant claimed 119,801.21 Russian roubles (RUB –
approximately 2,700 euros (EUR)) and the third applicant claimed RUB
241,326.59 (approximately EUR 5,400).
The
Government argued that no compensation for pecuniary damage should be
awarded to the first and third applicants since it was not
established that the State was responsible for their relatives’
deaths and found the claims unsubstantiated.
The
Court reiterates that there must be a clear causal connection between
the damage claimed by the applicants and the violation of the
Convention. Furthermore, under Rule 60 of the Rules of Court any
claim for just satisfaction must be itemised and submitted in writing
together with the relevant supporting documents or vouchers, “failing
which the Chamber may reject the claim in whole or in part”.
The
Court finds that there is a direct causal link between the violation
of Article 2 in respect of Kazbek Taysumov
and the loss by the first and third applicants of the financial
support which he could have provided. Having regard to the
applicants’ submissions and to the fact that Kazbek
Taysumov had been unemployed by the time of his death, the
Court finds it appropriate to award the first and third applicants
EUR 1,500 each in respect of pecuniary damage, plus any tax that
may be chargeable on that amount.
B. Non-pecuniary damage
The
first and third applicants claimed non-pecuniary damage for the
suffering they had endured as a result of the loss of their family
members and the indifference shown by the authorities towards them.
The first applicant claimed EUR 75,000 and the third applicant
claimed EUR 150,000.
The
Government found the amounts claimed exaggerated.
The
Court has found violations of Articles 2 and 13 of the Convention on
account of the killing of the applicants’ close relatives and
the lack of an effective investigation into it. The Court accepts
that the first and third applicants have suffered non-pecuniary
damage which cannot be compensated for solely by the finding of
violations. It finds it appropriate to award the first and third
applicants EUR 52,500 each, plus any tax that may be chargeable
thereon.
C. Costs and expenses
The
applicants were represented by the SRJI. They submitted an itemised
schedule of costs and expenses that included research at a rate of
EUR 50 per hour and the drafting of legal documents submitted to the
Court and the domestic authorities at a rate of EUR 50 per hour for
SRJI lawyers and EUR 150 per hour for SRJI senior staff, as well as
administrative expenses, translation and courier mail fees. The
aggregate claim in respect of costs and expenses related to the
applicants’ legal representation amounted to EUR 9,046.24
less the amount received by way of legal aid from the Council of
Europe.
The Government disputed the
reasonableness and justification of the amounts claimed under this
head. They also submitted that the applicants’ claims for just
satisfaction had been signed by five lawyers, whereas two of them had
not been mentioned in the powers of attorney issued by the
applicants. They also doubted that it had been necessary to send the
correspondence to the Registry via courier mail.
The
Court points out that the applicants had given authority to act to
the SRJI and its three lawyers. The applicants’ claims for just
satisfaction were signed by five persons in total. The names of three
of them appeared in the powers of attorney, while two other lawyers
worked with the SRJI. In such circumstances the Court sees no reason
to doubt that the five lawyers mentioned in the applicants’
claims for costs and expenses took part in the preparation of the
applicants’ observations on the merits of the case. Moreover,
there are no grounds to conclude that the applicants were not
entitled to send their submissions to the Court via courier mail.
The
Court has to establish first whether the costs and expenses indicated
by the applicants were actually incurred and, second, whether they
were necessary and reasonable (see Iatridis v. Greece
(just satisfaction) [GC], no. 31107/96, § 54,
ECHR 2000-XI).
Having
regard to the details of the information available, the Court is
satisfied that these rates are reasonable and reflect the expenses
actually incurred by the applicants’ representatives.
Further,
it has to be established whether the costs and expenses incurred for
legal representation were necessary. The Court notes that this case
was rather complex and required a certain amount of research and
preparation. It notes, however, that the case involved little
documentary evidence, in view of the Government’s refusal to
submit the entire case file. The Court thus doubts that research was
necessary to the extent claimed by the applicants’
representatives.
Having
regard to the details of the claims submitted by the applicants and
making its assessment on an equitable basis, the Court awards them
the amount of EUR 7,500, less EUR 850 received by way of
legal aid from the Council of Europe, plus any tax that may be
chargeable to the applicants. The relevant sum is to be paid into
their representatives’ bank account in the Netherlands, as
identified by the applicants.
D. Default interest
The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
Dismisses the Government’s preliminary
objection;
Holds that there has been a violation of
Article 2 of the Convention in respect of Kazbek Taysumov,
Zulpat Eskirkhanova and Ayshat Eskirkhanova;
Holds that there has been a violation of
Article 2 of the Convention in respect of the failure to conduct
an effective investigation into the circumstances in which Kazbek
Taysumov, Zulpat Eskirkhanova and Ayshat Eskirkhanova were killed;
Holds that there has been no violation of
Article 3 of the Convention in respect of the applicants on
account of mental suffering;
5. Holds
that there has been a violation of Article 13 of the Convention
in conjunction with Article 2 of
the Convention;
6. Holds
that there has been no violation of Article 13 of the Convention in
conjunction with
Article 3 of the Convention;
Holds that there has been a failure to comply
with Article 38 § 1 (a) of the Convention in that the
Government have refused to submit documents requested by the Court;
Holds
(a) that
the respondent State is to pay, within three months from the date on
which the judgment becomes final in accordance with Article 44 § 2
of the Convention, the following amounts:
(i) EUR 1,500
(one thousand five hundred euros) to the first and third applicants
each in respect of pecuniary damage, plus any tax that may be
chargeable, to be converted into Russian roubles at the rate
applicable at the date of settlement;
(ii) EUR
52,500 (fifty-two thousand five hundred euros) to the first and third
applicants each in respect of non-pecuniary damage, plus any tax that
may be chargeable, to be converted into Russian roubles at the rate
applicable at the date of settlement;
(iii) EUR 6,650
(six thousand six hundred and fifty euros), plus any tax that may be
chargeable to the applicants, in respect of costs and expenses, to be
paid into the representatives’ bank account in the Netherlands;
(b) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amounts at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points;
Dismisses the remainder of the applicants’
claim for just satisfaction.
Done in English, and notified in writing on 14 May 2009, pursuant to
Rule 77 §§ 2 and 3 of the Rules of Court.
André Wampach Christos Rozakis
Deputy Registrar President