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MENDEL v. SWEDEN - 28426/06 [2009] ECHR 568 (7 April 2009)
URL: http://www.bailii.org/eu/cases/ECHR/2009/568.html
Cite as:
[2009] ECHR 568
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THIRD
SECTION
CASE OF MENDEL v. SWEDEN
(Application
no. 28426/06)
JUDGMENT
STRASBOURG
7 April 2009
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial
revision
In the case of Mendel v. Sweden,
The
European Court of Human Rights (Third Section), sitting as a Chamber
composed of:
Josep Casadevall,
President,
Elisabet Fura-Sandström,
Boštjan
M. Zupančič,
Alvina Gyulumyan,
Ineta
Ziemele,
Luis López Guerra,
Ann Power,
judges,
and Santiago Quesada,
Section Registrar,
Having
deliberated in private on 17 March 2009,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
The
case originated in an application (no. 28426/06) against the Kingdom
of Sweden lodged with the Court under Article 34 of the Convention
for the Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by a Swedish national, Ms Sonja Mendel (“the
applicant”), on 28 June 2006.
The
applicant was represented by Mr J. Södergren, a lawyer
practising in Stockholm. The Swedish Government (“the
Government”) were represented by their Agent, Mrs C. Hellner,
of the Ministry for Foreign Affairs.
The
applicant alleged that her right to access to a
court according to Article 6 § 1 of the Convention had been
violated since she had not been able to appeal to a court
against a decision by an authority to withdraw permission for her to
participate in a labour market policy
programme. On the same ground, she argued that she had been
denied the right to an effective remedy under Article 13 of the
Convention.
On
12 December 2007 the President of the Third Section decided to give
notice of the application to the Government. It was also decided to
examine the merits of the application at the same time as its
admissibility (Article 29 § 3).
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The
applicant was born in 1944 and lives in Malmö.
Since
1992 the applicant has been registered with the Employment Service
(Arbetsförmedlingen)
in Malmö and, since 2001, she has been taking part in different
programmes provided by it. One of these programmes, called activity
guarantee (aktivitetsgaranti),
was a programme for persons who were, or who were at a risk of
becoming, unemployed for a long period as well as for groups of
persons who often had difficulties in finding a job. The purpose of
the programme was to give the participants greater opportunities to
find a job and it involved different activities such as short term
education and the possibility to try different kinds of work. Each
person who participated in the programme had a personal supervisor
from the Employment Service and together they were supposed to set up
a plan for the activities in which the participant was taking part.
The participant was obliged to attend meetings and to meet his or her
supervisor on a regular basis, and he or she also had an obligation
to apply for suitable jobs which were advertised through the
Employment Service.
On
4 July 2005 the Employment Service (apparently on delegation from the
County Labour Board (Länsarbetsnämnden))
decided to withdraw its approval for the applicant to take part in
the programme in which she was participating. The decision was taken
in accordance with Section 37(a) of the Ordinance on Labour Market
Policy Programmes (förordningen
om arbetsmarknadspolitiska program,
SFS 2000:634;
hereafter "the 2000 Ordinance").
According to the Employment Service, the applicant had not been
acting in a proper manner in relation to the demands laid upon her.
The decision was taken on the basis of a report drawn up by the
Employment Service. The report stated that the applicant had been
called to attend information meetings on several occasions but that
she had either announced that she was not able to attend or she had
simply not attended. It also stated that the applicant, at an
information meeting, had made statements that led to a job interview
being cancelled.
When
the applicant's permission to participate in the programme was
revoked, her subsistence support in the form of activity support (see
§ 18 below) was also revoked, leaving her without any income.
According to the applicant this forced her to pay for living expenses
out of her savings for nine months and to take 25% early retirement
in September 2005.
On
21 July 2005 the applicant appealed against the decision of the
Employment Service to the National Labour Market Board
(Arbetsmark-nadsstyrelsen
–hereafter “the Board”). She claimed that there
were several statements in the report which were not true. For
instance, she had been ill and hospitalised and therefore had not
been able to attend certain meetings and she had informed the
Employment Service about the situation. She also alleged that a note
in the report which stated that on one occasion she had not attended
a meeting was not true. Moreover, she claimed that, at the
aforementioned information meeting, she had told an official of the
Employment Service that she felt she was not suited for the job in
question. Thereafter, the official had told her that she could leave.
On
29 March 2006 the Board decided to reject the appeal. It found that
the applicant had, on several occasions in August and September 2004,
announced that she was not able to attend certain meetings; on one
occasion because she had planned to go on vacation. The Board took
into account the possibilities to adapt the kind of work the
applicant was offered, and the fact that she had not proved her
medical problems or shown that they were of a permanent nature, and
found that she had not done everything in her power to get a job.
Therefore, the Board concluded that there were grounds to withdraw
her entitlement to participate in the programme. Consequently, the
appeal was rejected.
In
the Board's decision, it was expressly stated that
there was no possibility in accordance with Section 39 of the 2000
Ordinance to appeal against the decision.
On
6 April 2006 the applicant wrote a letter to the Board, expressing
her dissatisfaction with its decision. In the letter she referred,
inter alia,
to the fact that the Board in its decision had noted that no appeal
lay against the decision and asked how she could obtain redress.
On
11 September 2006 the applicant submitted a complaint to the
Chancellor of Justice (Justitiekanslern)
where she complained, inter alia,
about the authorities' decisions and their handling of her case. She
requested damages, but did not claim that there had been a breach of
her rights under Article 6 of the Convention. This complaint seems
still to be pending before the Chancellor of Justice.
II. RELEVANT DOMESTIC LAW AND PRACTICE
A. Unemployment benefits
A
person who is unemployed may be entitled to subsistence support
through the unemployment insurance. The main regulations in this area
are given in the Unemployment Insurance Act (lagen
om arbetslöshets-försäkring,
SFS 1997:238;
hereafter "the 1997 Act") and
the Unemployment Funds Act (lagen om
arbetslöshetskassor, SFS
1997:239). Unemployment benefits are financed through membership
contributions made by the members of the unemployment insurance funds
and State funding. A person who is not a member of an unemployment
insurance fund can still receive some benefit, a so-called basic
insurance. Benefits are paid to a person who is unemployed and has
fulfilled a qualifying period of employment, that is he or she has
worked a certain number of months before becoming unemployed, and who
fulfils certain basic qualifying conditions, for example, he or she
must actively be looking for work. At the relevant time benefits were
provided for a limited number of days. After that, a new qualifying
period of employment had to be completed in order to qualify for a
new period of benefits.
According
to Section 45(a) of the 1997 Act, the
benefits will be reduced for a certain period if the beneficiary,
without acceptable reasons, rejects suitable work or if he or she,
without having expressly rejected the work, by his or her actions
causes employment not to be realised. The third time this happens the
beneficiary will be disqualified from receiving benefits. According
to Section 46, the same will happen if a beneficiary without
acceptable reasons rejects an assignment to a labour market policy
programme (arbetsmarknadspolitiskt
program). Decisions regarding the
right to the benefits regulated in the 1997 Act
can be appealed against to the administrative courts.
B. The activity guarantee scheme and activity support
The
activity guarantee scheme was one of several different labour market
policy programmes. The scheme ceased to be in force on 2 July 2007.
According to Sections 8 and 21 of the 2000 Ordinance,
a person could (the word “may” (får)
was used in the Ordinance) be assigned to the activity guarantee
scheme if he or she was at least 20 years old, was or was at risk of
becoming unemployed for a long time and was searching for work
through the public employment service. Section 6 of the 2000
Ordinance stated that an assignment to the programme had to be
motivated in terms of labour market policy and, thus, an assignment
could only be made if it appeared appropriate both for the individual
and from an overall labour market policy perspective. Moreover,
Section 7 stated that an assignment to the activity guarantee scheme
would apply for as long as it was justified in terms of labour market
policy.
A person who entered into the
activity guarantee scheme would no longer be entitled to unemployment
benefits. His or her subsistence would instead be paid according to
the provisions in the Ordinance on Activity Support (förordning
om aktivitetsstöd, SFS
1996:100). Section 23 of the 1997
Act stated that a person who entered into the
activity guarantee scheme would lose his or her remaining days of
unemployment benefits. In the preparatory works preceding the
amendment of Section 23 of the 1997 Act
the Government stated that it was not necessary to allow people who
left the activity guarantee scheme a possibility to use their
remaining days of unemployment benefits, “since
the system around the activity guarantee scheme means that no one
should have to leave the activity guarantee without having his or her
support secured” (Government
Bill 2002/03:44 p. 54).
The Ordinance on Activity
Support stated that a person who took part in, inter
alia, the activity guarantee scheme
was entitled to economic support. According to Section 5 of the
Ordinance, a person who was or would have been entitled to
unemployment benefits or who had received unemployment benefits for
the longest period for which benefits could be provided, would be
given activity support equivalent to the unemployment benefits he or
she would have received under the 1997 Act.
A person who was not entitled to benefits as described above would
still be given a specific amount per day in activity support. When a
person who had been taking part in a programme such as the activity
guarantee ceased to be part of it, he or she was no longer entitled
to the activity support.
Section 37(a) of the 2000 Ordinance stated that an
assignment to the activity guarantee scheme would be revoked if a
person assigned to it refused an offer of suitable work or another
measure under the guarantee scheme without an acceptable reason. An
assignment to the activity guarantee scheme would also be revoked if
the individual did not act in a proper manner or otherwise disrupted
the activities. Moreover, an assignment could be revoked if there
were other special reasons to do so.
According
to Section 37(b) of the 2000 Ordinance,
if an assignment to the activity guarantee scheme was revoked because
the individual had refused an offer of suitable work or another
measure under the guarantee scheme, without an acceptable reason, the
individual would (the word “shall” (skall)
was used in the Ordinance) be reassigned to the activity guarantee
scheme after a suspension of 45 days, if certain basic requirements
were met. In the Government Bill which preceded the introduction of
this provision, the Government noted that the consequences for those
who had their assignment to the activity guarantee scheme revoked
would be far-reaching unless they had fulfilled a new qualifying
period of employment. The Government also observed that the activity
guarantee scheme had the character of a last economic protection
among the labour market policy measures for those who were, or were
at a risk of becoming, unemployed for a long period. Thereafter the
Government stated: “The person
applying should therefore in principle have a right to participate in
the activity guarantee until he or she finds a solution for his or
her unemployment situation, on condition that he or she in an active
way contributes to such a solution. ... A person who has had his or
her assignment to the activity guarantee revoked on the ground that
he or she has refused an offer of suitable work or another measure
under the guarantee scheme, shall therefore be offered a new
assignment to the guarantee.”
(Government Bill 2002/03:44 p. 66)
Decisions
regarding the revocation of an assignment to a labour market policy
programme, including the activity guarantee scheme, were taken by the
County Labour Board. Appeals against the County Labour Board's
decision could be made to the National Labour Market Board. According
to Section 39 of the 2000 Ordinance, no appeal lay against the
National Labour Market Board's decisions.
In
connection with a reorganisation of the Labour Market Administration
into the Employment Service, the issue of whether decisions regarding
labour market policy programmes should be subject to appeal was
considered by the Government. It first stated that there was a right
to be assigned to the labour market policy measure called “new
start jobs” (nystartjobb)
and then stated, inter alia,
the following: “In the case of
other labour market policy measures and financial compensation,
assignment decisions to them depend to a great extent on the
situation in the labour market. There is no right to receive such a
measure and there is no right to retain it either. This means that
the decisions to be taken by the new agency in these matters,
including the revocation of a measure, do not need to be examined by
a court. Nor are the decisions suited to an examination by a court.”
(Government Bill 2006/07:89 p 79)
C. Appeals against an authority's decision
The
handling of matters in the Swedish public administration is regulated
by the Administrative Procedure Act (förvaltningslagen,
SFS 1986:223; hereafter "the 1986 Act"). Section 3 §
1, of the 1986 Act states that the provisions in the Act are
subsidiary if they differ from the provisions in any other act or
ordinance. According to Section 22, a decision may be appealed
against by any person whom the decision concerns, provided the
decision affects him or her adversely and an appeal against the
decision is permitted. Section 22(a) states that appeals are to be
made to the administrative courts. The preparatory works (Government
Bill 1997/98:101 pp 59 and 112) state that one of the purposes of
Section 22(a) is to assign a competent court when a prohibition to
appeal against a decision has to be set aside because it would be in
violation of the Convention.
On
1 July 2006 a new second paragraph was added to Section 3 of the 1986
Act which states that the provisions on appeal according to the Act
should always apply if it is necessary in order to provide for
everyone's right to a fair trial in the determination of their civil
rights or obligations as laid down in Article 6 § 1 of the
Convention. According to the preparatory works (Government Bill
2005/06:56 p 10), one of the reasons for amending the 1986 Act was to
make it clear that the 1986 Act's provisions on appeal applied
regardless of what was stated in other acts or provisions, if this
was necessary in order to satisfy the right to access to court in
accordance with the Convention.
Section
21 § 2 of the 1986 Act states that an authority has an
obligation to inform a party about how to appeal against all
decisions that affect the party adversely, if the decision can be
appealed against.
In
a decision of 22 November 1994 (NJA 1994 p. 657) the Swedish Supreme
Court (Högsta domstolen) found that a dispute over
agricultural subsidies concerned a civil right in the sense of
Article 6 of the Convention and found that a trial before a court
should be allowed. Therefore, the court set aside the prohibition to
appeal against the authority's decision. Similarly, the Supreme
Administrative Court (Regeringsrätten) has set aside
prohibitions to appeal against different authorities' decisions, when
the cases concerned civil rights and obligations (see, for example,
decision of 25 November 1997 in RÅ 1997 ref. 65 and decision of
30 November 2001 in RÅ 2001 ref. 56).
D. The State's liability to pay damages
It follows from Chapter 3, Section 2 of the Tort
Liability Act (Skadeståndslagen, SFS 1972:207) that the
State is liable to pay compensation for, inter alia, financial
loss caused by a wrongful act or omission in connection with the
exercise of public authority. From Chapter 3, Section 3 of the
Act it follows that, under certain circumstances, the State is liable
to pay compensation for financial loss caused by an erroneous
instruction or advice given by an authority.
In
a judgment of 9 June 2005 (NJA 2005 p. 462), the Supreme Court found
that an individual had a right to bring a civil action against the
State before the national courts on the ground that there had been a
violation of Article 6 § 1 of the Convention because a criminal
case against the individual had not been concluded within a
reasonable time. The Supreme Court has subsequently, in a judgment on
21 September 2007 (NJA 2007 p. 584), found that individuals have
a right to bring civil suits against the State for violations against
any Articles of the Convention when the State, according to the
Convention, has an obligation to pay damages for the violation and
such obligation cannot be based on national legislation.
Anyone who wishes to claim compensation from the State
for financial loss, which he or she considers to have been caused by
a wrongful decision taken by a court or an administrative State
authority, can proceed in two different ways: He or she may either
petition the Chancellor of Justice in accordance with Section 3 of
the Ordinance on the Administration of Claims for Damages against the
State (Förordningen om handläggning av
skadeståndsanspråk mot staten, SFS 1995:1301), or
bring a civil action against the State in the ordinary courts. No
appeal lies against a decision of the Chancellor of Justice. However,
if the claim is rejected, the claimant still has the possibility to
institute civil proceedings before the courts.
THE LAW
I. ALLEGED
VIOLATION OF ARTICLE 6 § 1 OF THE CONVENTION
The
applicant complained under Article 6 §
1 of the Convention that she was not
able to appeal against the decision by the Board, thereby being
denied access to court. This provision provides in so far as
relevant:
“In the determination of his civil rights and
obligations ... everyone is entitled to a fair ... hearing ... by an
independent and impartial tribunal established by law.”
A. Admissibility
1. Applicability of Article 6 §
1 of the Convention
(a)
Parties' submissions
The
Government submitted that the complaint under Article 6 should be
declared inadmissible as incompatible ratione materiae on the
ground that the Board's decision did not involve a dispute over a
“right” as understood by Article 6 of the Convention.
Initially,
the Government referred to Government Bill 2006/07:89, p. 79,
where it was stated that decisions concerning labour market policy
programmes other than “new start jobs” were largely
dependent on the labour market situation and that there was no right
to be assigned to or be allowed to remain in a programme. Thus, they
argued that the applicant could derive no right from the national
legislation to be assigned to or allowed to remain in any labour
market policy programme, including the activity guarantee scheme.
This was so, according to the Government, due to the fact that
the provisions governing the labour market policy programmes were
worded in such a way that they did not lay down tangible eligibility
criteria that could be examined without difficulty by the competent
authorities and, upon appeal, by the national courts.
The
Government further submitted that several features of the relevant
legal provisions, most notably the 2000 Ordinance, showed that there
were no arguable grounds to claim a right to be assigned to a labour
market policy programme. Referring to the wording of Section 8 of the
2000 Ordinance, which listed certain criteria for eligibility to be
assigned to a labour market policy programme, the Government pointed
out that the word “may” had been used consciously by the
Government in order to show that being assigned to a labour market
policy programme or being allowed to remain in such a programme was
not to be considered as a right. By using the word “may”,
the Government underlined that the sphere of labour market policy
programmes should be governed by current labour market policy
concerns which gave the authorities unfettered discretion to decide
whether and to which individuals such programmes should be assigned.
Furthermore,
the Government argued that another pertinent feature of the
provisions governing labour market policy programmes was the
requirement laid down in Sections 6 and 7 of the 2000 Ordinance,
which provided that an assignment to a programme had to be “motivated
in terms of labour market policy”. According to the Government,
that criterion was laid down so that the authorities could refrain
from assigning a person to a programme or cancel a person's
assignment to the programme with reference to overall labour market
policy. That policy criterion also demonstrated the unfettered
discretion available for the authorities when deciding whether to
assign a person to a programme. As a consequence, no attention
whatsoever should be paid to a person's need or suitability for
assignment to a programme if the individual's participation in the
programme was not appropriate from an overall labour market policy
perspective. It was, in other words, left entirely up to the
authorities implementing the Government's labour market policies to
decide whether a person should be assigned to or allowed to stay in a
programme.
The
Government submitted that, should the Court find that the applicant
could arguably derive a right to remain in the activity guarantee
scheme from the national legislation at issue, it recognised that
such a right must be considered to be a “civil right”
within the meaning of Article 6 § 1 of the Convention.
The
applicant submitted that a distinction had to be made when examining
the existence of a civil right in the domestic system between
applications for rights not yet received and revocations of already
existing rights. The primary issue in the instant case, according to
the applicant, was not whether there was discretion in assigning a
person to a labour market policy programme, but rather whether an
authority had an absolute discretion to revoke a person's existing
assignment to a programme.
The
applicant argued that the relevant provisions in the 2000 Ordinance,
on which the decision to exclude the applicant from the activity
guarantee scheme was based, were quite detailed and certainly
contained tangible criteria. Therefore, the applicant argued, the
authorities did not have unfettered powers to revoke her assignment
to the activity guarantee scheme.
The
applicant also claimed that, while assignments to the programmes may
be refused in the form of general measures, for instance for
budgetary reasons, thus affecting a number of unidentified applicants
seeking an assignment after a certain date or between certain dates,
she disputed that a revocation of an already decided and ongoing
assignment was permissible for budgetary reasons. The applicant
further submitted that there had to be a clear distinction between
general measures such as forming and shaping the programmes and
setting budgets and so on, and the individual measures, such as
revoking an assignment due to reasons connected with the individual's
alleged behaviour and suitability.
The
applicant further stressed that the statements made in Government
Bill 2006/07:89, p. 79 (see § 22 above), were made after the
revocation of the applicant's assignment to the programme.
Furthermore,
the applicant argued that the word “may” was used in many
Swedish regulations whereby individuals could apply for various
rights recognised under domestic law, if certain conditions were met.
The mere use of the word “may” did not, according to the
applicant, normally mean that authorities had an unfettered
discretion in granting or refusing to grant the right.
(b)
The Court's assessment
The
Court reiterates that, according to the principles laid down in its
case-law, it must ascertain whether there was a dispute
(“contestation”) over a “right” which
can be said, at least on arguable grounds, to be recognised
under domestic law. Article 6 § 1 of the Convention does
not in itself guarantee any particular content for (civil) "rights
and obligations" in the substantive law of the Contracting
States. The dispute must be genuine and serious; it may relate not
only to the existence of a right but also to its scope and the manner
of its exercise; and the outcome of the proceedings must be directly
decisive for the right in question. Finally, the right must be civil
in character (see, for example, Allan Jacobsson v. Sweden (no. 2),
19 February 1998, § 38, Reports of Judgments and
Decisions 1998 I).
The
Court first has to consider whether or not the right claimed by the
applicant exists in Sweden. In this respect, it observes that the
Convention does not grant a person a right to be assigned to or be
allowed to stay in a labour market policy programme. It follows that
the question of whether such a right can be said in any particular
case to exist must be answered solely with reference to domestic law.
In this connection, in deciding whether a right, civil or otherwise,
could arguably be said to be recognised under Swedish law, the Court
must have regard to the wording of the relevant legal provisions and
to the way those provisions are interpreted by the domestic courts
(see Masson and Van Zon v. the Netherlands, 28 September 1995,
§ 49, Series A no. 327 A).
The
Court reiterates that the existence of a margin of discretion on the
part of the domestic authorities does not necessarily preclude the
applicability of Article 6. If the subject of the court
proceedings in question was a discretionary decision which interfered
with the applicant's rights, the Court has held Article 6 to be
applicable (see Pudas v. Sweden, 27 October 1987, §
34, Series A no. 125 A and Mats Jacobsson v. Sweden,
28 June 1990, § 32, Series A no. 180 A).
However,
if the subject of the national proceedings was a discretionary
decision as to whether the applicant was to receive certain benefits
or was entitled to actions by the authorities, the Court has held
that unfettered discretion or even a wide margin of discretion on the
part of the domestic authorities indicated that no “right”
to those benefits or actions is recognised under domestic law. As a
consequence, Article 6 is not applicable to those proceedings (see
Masson and van Zon, cited above, § 51; and
Ankarcrona v. Sweden (dec.), no. 35178/97, ECHR 2000 VI).
The
Court has furthermore specified that a “right” within the
meaning of Article 6 § 1 must be related to certain tangible
criteria, which can be examined without difficulties by the competent
authorities, and upon appeal, by the national courts (see Ankarcrona,
cited above).
As
regards the authorities' decisions to assign
persons to the activity guarantee scheme, the Court notes that the
relevant provisions were drafted with the word “may” and
that they also stated that an assignment had to be motivated in terms
of labour market policy. Accordingly, it appears from the very
terms of the legislation in issue that a “right” to be
assigned to the activity guarantee scheme could not, on arguable
grounds, be said to be recognised under national law.
However,
the Court also has to consider whether a person who had already been
assigned to the activity guarantee scheme can be considered to have
gained, on at least arguable grounds, a right
not to have their assignment to the scheme arbitrarily revoked.
Although
the Court notes that Section 7 of the 2000 Ordinance stated that an
assignment to the activity guarantee scheme would apply for as long
as it was justified in terms of labour market policy, the Court also
observes that the applicant's assignment to the activity guarantee
scheme was not revoked on grounds of labour market policy. It was
revoked because the applicant had allegedly not acted in a proper
manner in relation to the demands laid upon her, in accordance with
Section 37(a) of the 2000 Ordinance.
Section
37(a) of the 2000 Ordinance stated that an assignment to the activity
guarantee scheme could be revoked if a person refused an offer of
suitable work or another measure under the guarantee scheme without
an acceptable reason, if he or she did not act in a proper manner or
otherwise disrupted the activities, or if there were other special
reasons to revoke the assignment.
This
section must, in the Court's view, be considered to have laid down
tangible criteria, the existence of which could be examined
without particular difficulties by the competent authorities and,
subject to appeal, the national courts. The Court also considers that
the relevant provision did not leave the domestic authorities
unfettered discretion or even a wide margin of discretion.
The
Court further notes that an unemployed person collecting unemployment
benefits could, according to Sections 45(a) and 46 of the 1997
Act, in practice, be forced to participate in
the activity guarantee scheme. When that person entered the activity
guarantee scheme, he or she would no longer be entitled to
unemployment benefits and would lose all remaining days of benefits.
Thus, after leaving the activity guarantee scheme, he or she would
not be able to go back to the said benefits until he or she had
fulfilled a new qualifying period of employment. A person
participating in the activity guarantee scheme would instead receive
his or her subsistence in the form of activity support, which would
be cancelled when his or her assignment to the activity guarantee
scheme was revoked.
A revocation of the assignment
to the activity guarantee scheme would therefore have serious
economic consequences for the individual involved. This was one of
the reasons given by the Government for introducing Section 37(b) of
the 2000 Ordinance. Section 37(b) stated that if an assignment to the
activity guarantee scheme was revoked because the individual had
refused an offer of suitable work or another measure under the
guarantee scheme, the individual would be reassigned to the activity
guarantee scheme after a suspension, if certain basic requirements
were met. In the Government Bill preceding the introduction of
Section 37(b), the Government expressed the opinion that a person in
the activity guarantee scheme would in principle have a right to
participate in the scheme until he or she found a solution to his or
her unemployment (see above § 20).
The Government also, in the
preparatory works preceding the amendment of Section 23 of the
1997 Act, stated that the system around the
activity guarantee scheme meant that no one should have to leave the
scheme without having his or her support secured (see above § 17).
In view of the above considerations, the Court
concludes that the applicant's claim not to
have her assignment to the activity guarantee scheme arbitrarily
revoked did
concern a “right” which could arguably be said to
be recognised under Swedish law.
In addition, the proceedings complained of were
capable of leading - and did in the present case lead - to
confirmation by the Board of the Employment Service's decision to
revoke the applicant's participation in the activity guarantee
scheme. They were therefore directly decisive for the right at issue.
Therefore, and since it has not been disputed that the
right must be considered a “civil” right within the
meaning of Article 6 § 1 of the Convention, the Court concludes
that Article 6 § 1 of the Convention was applicable to the
proceedings in this case.
2. Exhaustion of domestic
remedies
(a)
Failure to claim compensation from the State
The
Government further submitted that, should the Court come to the
conclusion that the complaints concerned a civil right according to
the Convention, the complaints should be declared inadmissible due to
failure to exhaust domestic remedies in accordance with Article 35 §
1 of the Convention.
The
Government submitted that the applicant had failed to exhaust the
domestic remedies available to her since she had not availed herself
of the possibility to claim compensation from the State for the
alleged violation of the Convention before the Chancellor of Justice
and/or the domestic courts. They relied on two judgments of the
Supreme Court, pronounced on 9 June 2005 and 21 September 2007 (see §
28 above). Thus, according to the Government, there was an effective
remedy available to the applicant which she was obliged to exhaust
before complaining to the Court.
Referring
to the Commission's case-law (Dello Preite v. Italy, no.
15488/89, Commission decision of 27 February 1995, Decisions and
Reports (DR) 80-B, p. 22) the Government further argued that
ignorance about law or jurisprudence was not a legitimate excuse for
an applicant's failure to exhaust domestic remedies.
The
applicant submitted that the Government's argument that she should
have brought a civil suit against the State for damages was
completely contrary to the traditional division in Sweden between
administrative and civil cases. She further submitted that there
would be no prospect of success at all by such a remedy.
The Court reiterates that the rule of exhaustion of
domestic remedies referred to in Article 35 § 1 of the
Convention obliges those seeking to bring their case against the
State before an international judicial or arbitral organ to use first
the remedies provided by the national legal system.
Consequently, States are dispensed from answering before an
international body for their acts before they have had an opportunity
to put matters right through their own legal system. The rule is
based on the assumption, reflected in Article 13 of the Convention -
with which it has a close affinity - that there is an effective
remedy available in respect of the alleged breach in the domestic
system whether or not the provisions of the Convention are
incorporated in national law. In this way, it is an important
aspect of the principle that the machinery of protection established
by the Convention is subsidiary to the national systems safeguarding
human rights (see, for example, Handyside v. the United Kingdom,
7 December 1976, § 48, Series A no. 24).
Furthermore the Court observes that, in the area of
the exhaustion of domestic remedies, there is a distribution of the
burden of proof. It is incumbent on the Government claiming
non-exhaustion to satisfy the Court that the remedy was an effective
one available in theory and in practice at the relevant time, that is
to say, that it was accessible, was one which was capable of
providing redress in respect of the applicant's complaints and
offered reasonable prospects of success. However, once this
burden of proof has been satisfied it falls to the applicant to
establish that the remedy advanced by the Government was in fact
exhausted or was for some reason inadequate and ineffective in the
particular circumstances of the case or that there existed special
circumstances absolving him or her from the requirement (see Akdivar
and Others v. Turkey, 16 September 1996, § 68, Reports of
Judgments and Decisions 1996 IV).
The
Court notes that the first of the two judgments referred to by the
Government concerned length of proceedings in a criminal case,
whereas the present case concerns the lack of access to court in
administrative proceedings. The second judgment referred to by the
Government was pronounced on 21 September 2007, that is almost one
year and three months after the applicant lodged the present
application with the Court. Thus, at the time of introduction of the
present application to the Court, there were no indications that a
claim for compensation from the State for the lack of access to court
could be an effective remedy in Sweden.
Therefore,
the applicant must be considered to have exhausted domestic remedies
in this respect.
(b)
Failure to appeal against the Board's decision
The
Government further submitted that appeal prohibitions could be set
aside, in accordance with the case-law of the Supreme Court and the
Supreme Administrative Court (see above § 26), if a decision
that was excluded from appeal concerned a person's civil rights or
obligations under Article 6 of the Convention. Therefore, if the
applicant's complaint was considered to be a civil right, she would
have had the right to have her case examined on the merits by a court
of law, notwithstanding the appeal prohibition in Section 39 of the
2000 Ordinance. Hence, the Government contended that the applicant
should have submitted an appeal to the domestic courts. By not having
done so, the applicant had failed to exhaust domestic remedies.
The
applicant disagreed. In particular, she argued that the Swedish legal
position concerning the possibility to appeal against administrative
decisions, where there existed a domestic legal provision explicitly
stating that the decision at issue was not subject to appeal, was not
sufficiently clear. She further claimed that she had a legitimate
expectation that the information given by the
Board was correct, especially since a Government ordinance
stated the same.
The
Court finds that the question of the effectiveness of this remedy and
thus the issue of exhaustion are closely linked to the substance of
the applicant's complaint under Article 6 § 1 of the Convention.
It should, therefore, be joined to the merits.
(c)
Conclusions
The
Court considers, in the light of the parties' submissions, that the
applicant's complaint about lack of access to a court is not
manifestly ill-founded within the meaning of Article 35 § 3
of the Convention and that it is not inadmissible on any other
grounds. It must therefore be declared admissible.
B. Merits
1. Parties' submissions
The
applicant complained that there had been a violation of her right of
access to a court. She claimed that if there was indeed a
possibility, as claimed by the Government, to appeal against the
Board's decision, then she had been misled by the Board which had
explicitly stated that its decision was not subject to appeal. In
connection with this the applicant stressed the Board's
obligation, according to Section 21, § 2 of the 1986 Act, to
inform her of how to appeal against the decision since it had
affected her adversely.
The
applicant also stressed that she was not represented by a legal
representative before the national authorities since the general
understanding was that legal representation was unnecessary in most
administrative procedures and her legal costs would not therefore
have been reimbursed, even if she had been successful in the
procedure before the authorities. Thus, she submitted that it was
normally not economically justifiable to engage a legal
representative in such an administrative procedure.
In
sum, the applicant argued that the Swedish legal position concerning
the possibility to appeal over administrative decisions, where there
existed a domestic legal provision explicitly stating that the
decision at issue was not subject to appeal, was not sufficiently
clear. That fact alone, or at least taken in conjunction with the
fact that she was explicitly informed that the decision was not
subject to an appeal, in a procedure without legal representation,
had the effect that the remedies argued by the Government were not
sufficiently accessible and effective within the meaning of
Article 35 § 1 of the Convention.
The
Government disagreed with these statements and submitted that the
possibility to set aside an appeal prohibition, if the decision
concerned a person's civil rights or obligations under Article 6 of
the Convention, was firmly established in the case-law of the Supreme
Court and the Supreme Administrative Court at the relevant time. The
Government further argued that the case-law cited by it, and its
later codification, was adopted specifically for cases where an
appeal prohibition might otherwise violate Article 6 § 1 of the
Convention and also in order to ensure compliance with the Convention
regardless of whether the Court's interpretation of the term “civil
rights and obligations” had evolved since the legislation at
issue was adopted.
2. The Court's assessment
The
Court reiterates that Article 6 § 1 of the Convention secures to
everyone the right to have any claim relating to his or her civil
rights and obligations brought before a court or tribunal. In this
way it embodies the “right to a court”, of which the
right of access, that is the right to institute proceedings before
courts in civil matters, constitutes one aspect (see Golder v. the
United Kingdom, 21 February 1975, §§ 35-36, Series A
no. 18).
Furthermore,
the Court points out that the right of access to a court is not
absolute and may be subject to legitimate restrictions. Where an
individual's access is limited either by operation of law or in fact,
the restriction will not be incompatible with Article 6 where the
limitation does not impair the very essence of the right and where it
pursues a legitimate aim, and there is a reasonable relationship of
proportionality between the means employed and the aim sought to be
achieved (see Ashingdane v. the United Kingdom, judgment of 28
May 1985, § 57, Series A no. 93).
As
concerns the present case, the Court considers that, at the relevant
time, a right to appeal against decisions by national authorities
that concerned a person's “civil rights and obligations”
according to Article 6 § 1 of the Convention,
irrespective of any prohibitions against appeals in law or ordinance,
could be found in the case law of the Supreme Court and the Supreme
Administrative Court (see above § 26).
However,
the Court will consider whether this right to appeal could, in the
instant case, be considered as an effective access to a court.
In
this regard, the Court observes that the Board, in accordance with
Section 21 § 2 of the 1986 Act, had an obligation to inform the
applicant whether the decision could be appealed against and, if so,
how to appeal. The Board left no appeal instructions. On the
contrary, it expressly stated that the decision, in accordance with
Section 39 of the 2000 Ordinance, was not subject to
appeal. Here, the Court notes that the 2000 Ordinance was
the relevant national legislation in force regulating the activity
guarantee scheme.
The
Court further observes that, at the relevant time, the
above-mentioned amendment to Section 3 of the 1986 Act (see above §
24) had not yet been introduced.
Furthermore,
the Court stresses that, on 6 April 2006, the applicant in a letter
to the Board expressed her dissatisfaction with the Board's decision
and asked how she could obtain redress. However, the Board apparently
did not reply to the letter or otherwise advise the applicant of her
possibility to appeal against the decision.
In
view of the above considerations, and taking into account that the
applicant was not represented by legal counsel, the Court concludes
that the applicant should have been allowed to rely on the
information given by the Board, and on
Section 39 of the 2000 Ordinance, that the Board's decision was not
subject to appeal.
Having
regard to all the circumstances of the case, the Court finds that the
Government's preliminary objection as to exhaustion of domestic
remedies (see above § 66), previously joined to the merits (see
above § 68) must be dismissed and that the applicant did not
have a practical, effective right of access to court. There has
accordingly been a breach of Article 6 § 1 of the Convention.
II. ALLEGED
VIOLATION OF ARTICLE 13 OF THE CONVENTION
The
applicant also invoked Article 13 of the Convention, on the ground
that she had no effective remedies in respect of her complaint under
Article 6 § 1. Article 13 reads as follows:
“Everyone whose rights and freedoms as set forth
in [the] Convention are violated shall have an effective remedy
before a national authority notwithstanding that the violation has
been committed by persons acting in an official capacity.”
The
Court notes that this complaint is linked to the complaint examined
above and must therefore likewise be declared admissible.
Having
regard to its decision concerning Article 6 § 1 (see paragraphs
73-81 above), the Court takes the view that it does not have to
examine the case under Article 13 as its requirements are less strict
than, and are here absorbed by, those of Article 6 § 1 (see,
among other authorities, Håkansson and Sturesson v. Sweden,
21 February 1990, § 69, Series A no. 171 A; and Dragičević
v. Croatia, no. 11814/02, § 32, 9 December 2004).
III. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article 41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Damage
The
applicant claimed 10,000 euros (EUR) in respect of non-pecuniary
damage and SEK 90,000 (approximately EUR 8,400) in respect of
pecuniary damage.
The
Government considered that any compensation for non-pecuniary damage
should not exceed EUR 2,000. They contested the claim for pecuniary
damage. The Government submitted that the applicant had not
substantiated her claim and had not shown any causal link between the
alleged violation of the Convention and any pecuniary damage.
88. The Court considers that an award of just satisfaction must
be based in the present case on the fact that the applicant did not
have the benefit of the right of access to a court for the purposes
of Article 6 § 1 of the Convention. It cannot speculate as to
what the outcome of a trial, in compliance with Article 6 § 1 of
the Convention, would have been. The Court therefore does not discern
any causal link between the violation found and the pecuniary damage
alleged. Consequently, it rejects this claim. On the other hand,
deciding on an equitable basis, it awards the applicant EUR 2,000
in respect of non-pecuniary damage.
B. Costs and expenses
The
applicant also claimed SEK 27,000 (approximately EUR 2,520),
exclusive of value-added tax (VAT), in legal fees for the proceedings
before Court. This amount corresponded to a total of 15 hours of work
for the applicant's counsel at an hourly rate of SEK 1,800.
The
Government did not question the number of hours indicated but
considered the hourly rate charged to be excessive. They noted that
SEK 1,081, exclusive of VAT, was the hourly rate currently
applied under the Swedish legal aid system. The Government could
accept a higher rate, but not exceeding SEK 1,200. Accordingly,
should the Court find a violation, they would be prepared to pay a
total of SEK 18,000 (approximately EUR 1,680), exclusive of VAT, in
respect of legal costs.
According to the Court's case-law, an applicant is
entitled to the reimbursement of costs and expenses only in so far as
it has been shown that these have been actually and necessarily
incurred and were reasonable as to quantum. In the present case,
regard being had to the information in its possession and the above
criteria, the Court considers it reasonable to award the sum of EUR
2,000 for the proceedings before the Court.
C. Default interest
The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
Decides to join to the merits the Government's
preliminary objection as to the exhaustion of domestic remedies in
respect of Article 6 § 1 of the Convention and dismisses it;
Declares the application admissible;
Holds that there has been a violation of Article
6 § 1 of the Convention;
Holds that there is no need to examine the
complaint under Article 13 of the Convention;
Holds
(a) that
the respondent State is to pay the applicant, within three months
from the date on which the judgment becomes final in accordance with
Article 44 § 2 of the Convention, the following
amounts which are to be converted into the national currency of the
respondent State at the rate applicable at the date of settlement:
(i)
EUR 2,000 (two thousand euros) in respect of non-pecuniary damage;
(ii)
EUR 2,000 (two thousand euros) in respect of costs;
(iii)
any tax that may be chargeable on the above amounts;
(b) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amounts at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points;
Dismisses the remainder of the applicant's claim
for just satisfaction.
Done in English, and notified in writing on 7 April 2009, pursuant to
Rule 77 §§ 2 and 3 of the Rules of Court.
Santiago Quesada Josep Casadevall
Registrar President