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GOROU v. GREECE (No. 2) - 12686/03 [2009] ECHR 488 (20 March 2009)
URL: http://www.bailii.org/eu/cases/ECHR/2009/488.html
Cite as:
[2009] ECHR 488
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GRAND
CHAMBER
CASE OF
GOROU v. GREECE (No. 2)
(Application
no. 12686/03)
JUDGMENT
STRASBOURG
20
March 2009
This judgment is final
but may be subject to editorial revision.
In the case of Gorou v. Greece (no. 2),
The
European Court of Human Rights, sitting as a Grand Chamber composed
of:
Nicolas Bratza, President,
Christos
Rozakis,
Josep Casadevall,
Volodymyr Butkevych,
Vladimiro
Zagrebelsky,
Alvina Gyulumyan,
Khanlar Hajiyev,
Ljiljana
Mijović,
Renate Jaeger,
David Thór
Björgvinsson,
Ineta Ziemele,
Mark Villiger,
Isabelle
Berro-Lefèvre,
Giorgio Malinverni,
András
Sajó,
Zdravka
Kalaydjieva,
Işıl
Karakaş,
judges,
and Vincent
Berger, Jurisconsult,
Having
deliberated in private on 11 June 2008 and on 4 February 2009,
Delivers
the following judgment, which was adopted on the last-mentioned date:
PROCEDURE
The
case originated in an application (no. 12686/03) against the Hellenic
Republic lodged with the Court under Article 34 of the Convention for
the Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by a Greek national, Mrs Anthi Gorou (“the
applicant”), on 23 January 2003.
The
applicant was represented by Mr I. Mylonas, a lawyer practising in
Athens. The Greek Government (“the Government”) were
represented by their Agent's delegates, Mr K. Georgiadis, Adviser at
the State Legal Council, and Mr I. Bakopoulos, Legal Assistant at the
State Legal Council.
The
applicant's complaint concerned, in particular, under Article 6 §
1 of the Convention, the fairness and length of proceedings that she
had initiated by filing a criminal complaint.
The
application was allocated to the Court's First Section (Rule 52
§ 1 of the Rules of Court). By a decision of 14 February
2006 a Chamber of that Section, consisting of Judges Loukis
Loucaides, Christos Rozakis, Françoise Tulkens, Peer Lorenzen,
Nina Vajić, Dean
Spielmann and Sverre Erik Jebens, and of Søren Nielsen,
Section Registrar, declared the application partly admissible.
On
14 June 2007 a Chamber of that same Section, consisting of Judges
Loukis Loucaides, Christos Rozakis, Nina Vajić,
Anatoly Kovler, Elisabeth Steiner, Dean Spielmann and Sverre Erik
Jebens, and of Søren Nielsen, Section Registrar, found
unanimously that there had been a violation of Article 6 § 1 of
the Convention on account of the excessive length of the proceedings,
and, by four votes to three, that there had not been a violation of
that provision in respect of the fairness of those proceedings.
On
1 September 2007 the applicant requested, in accordance with Article
43 of the Convention and Rule 73, that the case be referred to the
Grand Chamber. On 12 November 2007 a panel of the Grand Chamber
accepted that request.
The
composition of the Grand Chamber was determined according to the
provisions of Article 27 §§ 2 and 3 of the Convention
and Rule 24.
The
applicant and the Government each filed observations on the
admissibility and merits of the case.
A
hearing took place in public in the Human Rights Building,
Strasbourg, on 11 June 2008 (Rule 59 § 3).
There appeared before the Court:
(a)
for the Government
Mr
K. Georgiadis, Adviser
at the
State Legal Council, Agent's delegate,
Mr
I. Bakopoulos, Legal
Assistant
at the
State Legal Council, counsel.
(b)
for the applicant
Mr I.
Mylonas, Lawyer, counsel.
The
Court heard addresses by Mr Mylonas and Mr Georgiadis.
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The applicant is a civil servant in the Ministry of
National Education. At the relevant time she was on secondment to the
Bureau for the primary education of Greek children abroad, in the
city of Stuttgart. On 2 June 1998 she filed a criminal complaint for
perjury and defamation against S.M., with an application to join the
proceedings as a civil party, but without claiming compensation.
S.M., a civil servant in the same Ministry, was the applicant's
immediate superior. She alleged in particular that, in connection
with an administrative investigation opened against her, S.M. had
stated that she did not observe working hours and did not get on well
with her colleagues.
On
26 September 2001, when the case was heard before the Athens
Criminal Court, the applicant reiterated her civil-party application,
claiming 1,000 drachmas (about 3 euros) and adduced her arguments. On
the same day, the Athens Criminal Court acquitted S.M. of the charges
against him, finding that the applicant's allegations were
unsubstantiated. In particular, after examining all the evidence, the
court considered that the offending remarks had been truthful and
that it had not been the defendant's intention to defame or insult
the applicant (judgment no. 74941/2001).
On
5 August 2002 this judgment was finalised and entered in the register
of the Criminal Court.
On
24 September 2002 the applicant requested the public prosecutor at
the Court of Cassation to lodge an appeal on points of law against
the Athens Criminal Court's judgment no. 74941/2001, under
Article 506 § 2 of the Code of Criminal Procedure. She alleged,
in particular, that the judgment did not contain sufficient
reasoning.
On
27 September 2002 the public prosecutor at the Court of Cassation
returned the applicant's letter with the following handwritten
comment on the actual request: “There are no legal or
well-founded grounds of appeal to the Court of Cassation”.
II. RELEVANT DOMESTIC LAW
The
Code of Criminal Procedure contains the following relevant
provisions:
Article 138
“(1) The present Code specifies the
instances in which a judge gives a decision or makes an order.
Orders shall also be made by the public prosecutor where
he has a statutory obligation to take measures during a judicial
investigation in a case or when hearings have been adjourned by the
court ...”
Article 139
“Judgments, orders of the chamber of judges, and
orders of the investigating judge or of the public prosecutor shall
give specific and precise reasons ...
...
Even where it is not required by a specific provision,
all judgments and orders shall include reasoning, whether they are
final or interlocutory and whether or not they depend on the
discretion of the judge hearing the case.”
Article 463
“Remedies may be used solely by persons who are
expressly afforded such right by law ...”
Article 505
“(1) ... an appeal on points of law may be lodged
(a) by the defendant; (b) by a third party whose civil liability has
been engaged in the conviction judgment and who has acknowledged such
liability; (c) by a civil party named in the conviction judgment, but
only in respect of that part of the judgment in which he or she is
awarded damages or is recognised as being entitled to compensation,
or in which his or her claims have been dismissed as being devoid of
legal basis; (d) by the public prosecutor.
The Principal Public Prosecutor at the Court of
Cassation shall be entitled to appeal on points of law against any
decision within the time-limit provided for in Article 479 § 2
...”
Article 506
“The quashing of an acquittal on points of law may
be sought: (a) by the defendant, if he or she has been acquitted for
expressing remorse; (b) by the principal public prosecutor ... if the
acquittal has been the consequence of a misinterpretation of a
substantive criminal-law provision within the meaning of Article 510
of the Code of Criminal Procedure; (c) by the person who laid the
charge or the complainant, if he or she has been ordered to pay
damages and costs.”
Article 513
“(1) ... The Public Prosecutor at the Court of
Cassation shall summon the appellant in cassation and other parties
to the proceedings, by a summons served on them in accordance with
Articles 155 to 161 and within the time-limit provided for in
Article 166, before the Court of Cassation or its plenary
assembly ...
(2) Where the appeal on points of law has been lodged by
a public prosecutor, he shall not be summoned but shall be
represented by the public prosecutor at the Court of Cassation.
...”
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 6 § 1 OF THE
CONVENTION WITH RESPECT TO THE FAIRNESS OF THE PROCEEDINGS
The
applicant complained that the decision in which the public prosecutor
at the Court of Cassation had dismissed her request for an appeal on
points of law had lacked reasoning. She relied on Article 6 § 1
of the Convention, the relevant parts of which read:
“In the determination of his civil rights and
obligations ..., everyone is entitled to a fair ... hearing within a
reasonable time by [a] ... tribunal ...”
A. The Chamber judgment
In
its judgment of 14 June 2007 the Chamber found that the public
prosecutor at the Court of Cassation had upheld the Criminal Court's
decision after a full examination of the case, espousing the
reasoning of that court. It held that, having regard to the
circumstances of the case and in particular the straightforward
nature of the dispute and the clear findings of the Criminal Court,
there had been no violation of Article 6 § 1 of the Convention.
B. The parties' submissions
1. Applicability ratione
materiae of Article 6 § 1
The
Government submitted, as they had done before the Chamber, that
Article 6 § 1 was not applicable in the present case for two
reasons.
First,
they argued that the applicant's behaviour throughout the criminal
proceedings showed that her purpose in joining the proceedings as a
civil party was primarily to obtain the defendant's conviction. The
Government noted in this connection that, before the Athens Criminal
Court, the applicant had merely claimed the symbolic amount of 1,000
drachmas (about three euros), without prejudice to the satisfaction
of all her civil rights before the civil courts. The Government added
that, in acquitting the defendant, the Athens Criminal Court had
refused to decide on the applicant's civil claims. Accordingly, the
sole purpose of her request to the public prosecutor at the Court of
Cassation was to support the criminal charge and to have the Criminal
Court's acquittal reversed, not to assert any civil right before a
criminal court. For the Government, those facts left no doubt that
the applicant had decided to join the proceedings as a civil party
primarily in order to obtain the defendant's conviction and not for
the protection or reparation of her civil rights. Referring to the
case of Perez v. France ([GC], no. 47287/99,
§§ 70-71, ECHR 2004 I), they observed that the
Convention did not guarantee the right to “private revenge”.
Secondly,
the Government argued that Article 6 § 1 was not applicable in
the present case as the civil party's request to the public
prosecutor at the Court of Cassation could not, in their opinion, be
characterised as a remedy. In particular, they asserted that Article
506 of the Code of Criminal Procedure did not grant a civil party the
right to appeal on points of law. On this point the Government also
referred to Article 463 of the Code of Criminal Procedure: “Remedies
may be used solely by persons who are expressly afforded such right
by law”. For the Government, the public prosecutor was by no
means obliged to justify his decision not to accept the request,
since there was no right to appeal on points of law under domestic
law and, moreover, no such right could be relied upon against
statutory provisions on the basis of any particular judicial
practice. The lodging of an appeal on points of law fell exclusively
within the public prosecutor's discretion.
The
applicant submitted, first, that in joining the proceedings as a
civil party she had claimed a certain sum. However symbolic that sum
might have been, Article 6 § 1 was applicable in the present
case because her application to join the proceedings as a civil party
also had an economic aspect, in accordance with the principle set out
in Perez (cited above). In addition, the applicant
observed that, according to a longstanding and established domestic
practice, the civil party was entitled to request the public
prosecutor to appeal on points of law and could always expect a
reply. Judicial practice thus confirmed the possibility for the civil
party to appeal on points of law indirectly, that is to say through
the intermediary of the public prosecutor at the Court of Cassation.
The applicant added that the argument that her request to the public
prosecutor did not concern a “civil right” was contrived,
since that act was part of a whole set of proceedings in which she
had participated, among other reasons, to obtain compensation. She
pointed out that, under Article 513 of the Code of Criminal
Procedure, if the public prosecutor granted the civil party's request
to lodge an appeal on points of law, the civil party was also
summoned to appear before the Court of Cassation and to take part in
the proceedings thus reopened. Lastly, she observed that the case-law
of the Court itself, as developed in other Greek cases, recognised as
a “remedy” the request to the public prosecutor at the
Court of Cassation and, accordingly, the applicability of Article 6 §
1 of the Convention in such cases.
2. Merits
The
applicant submitted that, when the domestic legal order provided a
litigant with a remedy, the State had an obligation to ensure that he
or she enjoyed the fundamental guarantees of Article 6. She
alleged that, according to the Court's case-law concerning Greek
cases of the same kind, the public prosecutor was obliged to give
reasons for his decisions, such obligation implying that the injured
party could expect his or her principal claims to be dealt with
attentively. In the present case the applicant asserted that she had
filed a request containing detailed arguments with the public
prosecutor at the Court of Cassation, but that he had completely
disregarded those arguments and rejected the request without giving
any reasons whatsoever. Pointing out that the Convention enshrined
rights that were not theoretical or illusory but practical and
effective, she alleged that the total absence of reasoning in the
decision of the public prosecutor at the Court of Cassation had made
it impossible to verify that the decision was not improper or
arbitrary.
The
Government observed, first, that Article 139 of the Code of Criminal
Procedure required reasoning only in orders made by public
prosecutors. The rejection by the public prosecutor at the Court of
Cassation of the applicant's request for an appeal on points of law
was not, however, an order. Article 138 of that Code provided that
public prosecutors made orders in the cases provided for by law at
the pre-trial stage or during the court's recess. Accordingly, the
Government contended that the refusal by the public prosecutor at the
Court of Cassation to lodge an appeal on points of law in response to
a request from the civil party did not need to contain reasoning,
since it was not a judicial decision but an official note in which he
expressed his preference not to use the remedy in question, this
being left to his discretion. The Government added that, in any
event, the public prosecutor's refusal in this case had been
sufficiently reasoned. It being a simple libel and perjury case, it
had been sufficient, in their opinion, for the public prosecutor to
confirm the Criminal Court's decision merely by writing an
observation on the applicant's letter.
C. The Court's assessment
1. The Government's preliminary objections
It
should be pointed out, first, that the Grand Chamber may examine
issues relating to the admissibility of the application in so far as
they concern complaints that were declared admissible by the Chamber
(see Üner v. the Netherlands [GC], no. 46410/99, §
41, ECHR 2006 X, and K. and T. v. Finland [GC], no.
25702/94, § 141, ECHR 2001 VII).
In
the present case, the Grand Chamber notes that the Court, in its
decision on admissibility of 14 February 2006, declared admissible
the complaints under Article 6 § 1 of the Convention concerning
the length of the proceedings and the reasoning of the reply from the
public prosecutor at the Court of Cassation. Moreover, the Government
raised the same objections before the Chamber. In these circumstances
the Grand Chamber finds it necessary to deal with those objections.
(a) Civil nature of the proceedings
The
Court reiterates that the Convention does not confer any right, as
such, to have third parties prosecuted or sentenced for a criminal
offence. To fall within the scope of the Convention such right must
be indissociable from the victim's exercise of a right to bring civil
proceedings in domestic law, even if only to secure symbolic
reparation or to protect a civil right such as the right to a “good
reputation” (see Perez, cited above, § 70).
The
import of this case-law is that Article 6 § 1 of the Convention
applies to proceedings involving civil-party complaints from the
moment the complainant is joined as a civil party, unless he or she
has waived the right to reparation in an unequivocal manner (see
Perez, cited above, § 66).
In
the present case the applicant applied for civil-party status,
claiming a sum equivalent to about three euros, in criminal
proceedings concerning charges of perjury and defamation.
Accordingly, Article 6 § 1 is applicable, above all because the
impugned proceedings involved the right to a “good reputation”
(see Perez, cited above, §§ 70-71, and Schwarkmann
v. France, no. 52621/99, § 41, 8 February 2005). Moreover,
the proceedings had an economic aspect, on account of the sum –
however symbolic – of about three euros which the applicant
claimed in joining them as a civil party.
Having
regard to the foregoing, this preliminary objection of the Government
must be dismissed.
(b) Characterisation of the request to the
public prosecutor
The
Court observes that the Government contested the applicability of
Article 6 § 1, arguing that the applicant's request to the
public prosecutor at the Court of Cassation could not be
characterised as a “remedy”. The Court notes, however,
that to be applicable Article 6 § 1 does not necessarily require
the existence of a remedy that is formally recognised by law. That
provision, under its “civil” head, is applicable when
there is a dispute (“contestation”) over a “right”
which can be said, at least on arguable grounds, to be recognised
under domestic law (see Vilho Eskelinen and Others v. Finland
[GC], no. 63235/00, § 40, ECHR 2007 ....). Such a dispute
implies the existence of a disagreement (see Le Compte,
Van Leuven and De Meyere v. Belgium, 23 June 1981, § 45,
Series A no. 43) which must be genuine and serious; it may relate not
only to the existence of a right but also to its scope and the manner
of its exercise. Moreover, the outcome of the proceedings must be
directly decisive for the “civil right in question” (see,
among other authorities, Frydlender v. France [GC],
no. 30979/96, § 27, ECHR 2000 VII, and Sporrong and
Lönnroth v. Sweden, 23 September 1982, § 81,
Series A no. 52).
In
the present case, the Court has already acknowledged the civil nature
of the proceedings in issue. It will accordingly examine the question
whether the “dispute” element was still present when the
applicant submitted her request to the public prosecutor at the Court
of Cassation.
In
this connection, the Court reiterates that the spirit of the
Convention requires that this word should not be construed too
technically and that it should be given a substantive rather than a
formal meaning (see Le Compte, Van Leuven and De
Meyere, cited above, § 45). Moreover, in assessing whether
there is a dispute over a civil right, one must look beyond the
appearances and the language used and concentrate on the realities of
the situation (see, mutatis mutandis, Van Droogenbroeck
v. Belgium, 24 June 1982, § 38, Series A no. 50)
according to the circumstances of each case (see, mutatis
mutandis, Roche v. the United Kingdom [GC], no. 32555/96,
§ 121, ECHR 2005 X).
On
this point, the Court notes the particularity of the present case:
the applicant's view is that the possibility of appealing on points
of law through the intermediary of the public prosecutor at the Court
of Cassation derives not from legislation but from an established
judicial practice. This practice consists in recognition of the
possibility for a civil party to request the public prosecutor at the
Court of Cassation to appeal on points of law. Moreover, the public
prosecutor is accustomed to replying, albeit in a summary manner, to
such requests. The Government have not disputed the existence of such
a practice.
The
Court considers that, on account of that particularity and of a
certain ambiguity as to the legal nature of the applicant's request,
it is more appropriate to examine the real impact of her request by
placing it in the context of the impugned proceedings as a whole. The
Court will thus look at how the applicant's request fitted into the
proceedings that began with her civil-party application with a view
to obtaining compensation. In other words, it will seek to ascertain
whether the initiative in question was an integral part of the
civil-party application procedure and whether it was thus directly
related to the initial “dispute”. For that purpose the
Court must examine the role of the judicial practice in question,
having regard in particular to domestic law.
In
this connection, the Court reiterates that it has always attached a
certain importance to judicial practice in the context of Article 6 §
1. Thus, in its case-law on equality of arms, it has often taken
judicial practice into account in examining the compatibility of
domestic law with Article 6 § 1. It did so in particular in its
Reinhardt and Slimane-Kaïd v. France judgment (31 March
1998, § 106, Reports of Judgments and Decisions 1998 II),
where it took the view that the practice of sending notes to the
court in deliberations could remedy the parties' inability to respond
to the advocate-general's submissions, provided the latter informed
the parties' lawyers of the tenor of his submissions before the day
of the hearing.
The
Court took the same position in the cases of Meftah and Others v.
France ([GC], nos. 32911/96, 35237/97 and 34595/97, ECHR
2002 VII) and Voisine v. France (no. 27362/95, 8 February
2000). In addition, in the case of Wynen v. Belgium (no.
32576/96, ECHR 2002 VIII), it further referred to the practice
before the Belgian Court of Cassation whereby the parties and their
counsel could request the registry of that court to inform them in
writing of the date of the hearing or to provide them with that
information by telephone. The Court found that it was not
unreasonable to require appellants to the Court of Cassation to avail
themselves of these additional notification arrangements.
Having
regard to the foregoing, the Court considers that it would be more
faithful to the reality of the domestic legal order to take into
consideration the practice in question and to accept that the
applicant's request to the public prosecutor was a logical part of
her challenge to the judgment in which her claim for compensation as
a civil party had been rejected. In other words, her request to the
public prosecutor at the Court of Cassation was made in the same
context and pursued the same aim as her previous application to be
joined to the proceedings as a civil party. In addition, the Court
observes that if the public prosecutor at the Court of Cassation had
lodged an appeal on points of law, the applicant's request would have
been inextricably linked to the subsequent proceedings. It can be
seen from Article 513 § 1 of the Code of Criminal Procedure that
if the public prosecutor had acceded to her request by lodging his
own appeal on points of law, the applicant would have been summoned
to appear before the Court of Cassation as a “party to the
proceedings”.
In
the Court's view, it would be artificial, in these circumstances, to
deny that the applicant's request to the public prosecutor arose from
a real “dispute”, since the request formed an integral
part of the whole of the proceedings that the applicant had joined as
a civil party with a view to obtaining compensation.
Consequently,
the applicant's request to the public prosecutor at the Court of
Cassation related to a “dispute over a civil right” for
the purposes of Article 6 § 1.
The
Government's preliminary objection should therefore be dismissed.
2. The merits
The
Court reiterates that Article 6 § 1 of the Convention obliges
courts to give reasons for their decisions, but cannot be understood
as requiring a detailed answer to every argument. The extent to which
this duty applies may vary according to the nature of the decision.
It is moreover necessary to take into account, inter alia, the
diversity of the submissions that a litigant may bring before the
courts and the differences existing in the Contracting States with
regard to statutory provisions, customary rules, legal opinion and
the presentation and drafting of judgments. That is why the question
whether a court has failed to fulfil the obligation to state reasons,
deriving from Article 6 § 1, can only be determined in the light
of the circumstances of the case (see, among many other authorities,
Ruiz Torija v. Spain, 9 December 1994, § 29, Series
A no. 303 A, and Van de Hurk v. the Netherlands, 19 April
1994, § 61, Series A no. 288).
In
the present case the Court notes that, when an acquittal has been
decided, under domestic law the civil party is not, in principle,
entitled to appeal directly on points of law or to seek redress from
the public prosecutor at the Court of Cassation. The Court has
nevertheless acknowledged that the existence of an established
judicial practice cannot be disregarded in this case and that, in
view of the specific features of the applicant's request to the
public prosecutor at the Court of Cassation, Article 6 § 1 of
the Convention is applicable. That same practice should be taken into
account in assessing the extent of the reasoning to be given by the
public prosecutor in his reply.
The
Court has already observed that the public prosecutor is accustomed
to responding, albeit in a summary manner, to requests from the civil
party to appeal on points of law. In practice, the civil party draws
the public prosecutor's attention to certain specific circumstances
of the case, while the prosecutor remains free to take his decision
after weighing up the arguments submitted.
Moreover,
it should be noted that, under Article 506 of the Code of Criminal
Procedure, a “positive” decision by a public prosecutor
is not addressed to the civil party but gives rise to the
prosecutor's own appeal on points of law. Similarly, a “negative”
decision means that the public prosecutor declines to lodge an appeal
on points of law himself. The Court further notes that, contrary to
the applicant's assertions, no particular obligation to give reasons
arises from the relevant domestic law, because the response of the
public prosecutor at the Court of Cassation to the applicant's
request was not issued in the form of an “order” within
the meaning of Articles 138 and 139 of the Code of Criminal Procedure
(see paragraph 15 above).
Lastly,
the Court observes that, as regards the preliminary procedure for the
examination and admission of appeals on points of law by an organ
operating within the Court of Cassation, it has previously
acknowledged that an appellate court is not required to give more
detailed reasoning when it simply applies a specific legal provision
to dismiss an appeal on points of law as having no prospects of
success, without further explanation (see Salé v. France,
no. 39765/04, § 17, 21 March 2006, and Burg and Others
v. France (dec.), no. 34763/02, ECHR 2003-II). The Court
considers that the same principle may apply in the case of a public
prosecutor at the Court of Cassation who is requested by the civil
party to lodge an appeal on points of law in his own name.
To
sum up, the handwritten note placed on the applicant's request simply
gives information about the discretionary decision taken by the
public prosecutor. Seen from that perspective, and having regard to
the existing judicial practice, the public prosecutor does not have a
duty to justify his response but only to give a response to the civil
party. To demand more detailed reasoning would place on the public
prosecutor at the Court of Cassation an additional burden that is not
imposed by the nature of the civil party's request for him to appeal
on points of law against an acquittal. The Court therefore considers
that, by indicating that “[t]here [were] no legal or
well-founded grounds of appeal to the Court of Cassation”, the
public prosecutor gave sufficient reasons for his decision to reject
the request.
Having
regard to the foregoing, there has been no violation of Article 6 § 1
of the Convention.
II. THE ALLEGED VIOLATION OF ARTICLE 6 § 1 OF THE
CONVENTION IN RESPECT OF THE LENGTH OF THE PROCEEDINGS
The
applicant alleged that the length of the impugned proceedings had
entailed a breach of the “reasonable time” requirement.
She relied on Article 6 § 1 of the Convention, which reads as
follows:
“In the determination of his civil rights and
obligations ... everyone is entitled to a... hearing within a
reasonable time by [a] ... tribunal ...”
The
Chamber found in the present case that the length of the proceedings
had been excessive and that there had been a violation of Article 6 §
1.
The
Court notes that the applicant's request for referral to the Grand
Chamber concerned only that part of the Chamber judgment that related
to the complaint concerning the fairness of the impugned proceedings.
However, given that the case referred to the Grand Chamber
necessarily embraces all aspects of the application previously
examined by the Chamber in its judgment (see Sisojeva and Others
v. Latvia [GC], no. 60654/00, § 61, ECHR
2007 ...), it is also appropriate to examine the complaint about
the length of the proceedings.
For
the reasons set out by the Chamber, the Court considers that there
has been a violation of Article 6 § 1 of the Convention in
respect of the length of the proceedings as a whole.
III. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article 41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Chamber judgment
In
its judgment, the Chamber considered that the applicant had clearly
sustained non-pecuniary damage because the length of the impugned
proceedings had exceeded a “reasonable time”, and that it
was therefore appropriate to award her compensation. Ruling on an
equitable basis, it awarded 4,000 euros (EUR) to the applicant under
this head, plus any tax that might be chargeable. It also awarded the
applicant EUR 2,300 for costs and expenses, plus any tax that might
be chargeable.
B. The parties' submissions
In
respect of the non-pecuniary damage the applicant alleged she had
sustained on account of the length and unfairness of the proceedings,
she claimed EUR 7,500 and EUR 10,000 respectively. She also
claimed EUR 7,000 for the costs and expenses incurred in the
proceedings before the Court. She produced two invoices for a total
amount of EUR 2,300 corresponding to the fees she had already paid
for her representation before the Court.
The
Government did not comment on this matter.
C. The Court's assessment
1. Non-pecuniary damage
The
Grand Chamber points out that its finding of a violation of the
Convention resulted exclusively from a breach of the applicant's
right to a hearing within a “reasonable time”. In those
circumstances, it does not see any causal link between the violation
found and any non-pecuniary damage the applicant may have suffered as
a result of the alleged unfairness of the proceedings in question.
The claims under that head should therefore be dismissed. It
considers, however, that the applicant clearly sustained
non-pecuniary damage in respect of her right to a hearing within a
reasonable time. Ruling on an equitable basis, it awards her, like
the Chamber, EUR 4,000 for non-pecuniary damage, plus any tax
that may be chargeable on that sum.
2. Costs and expenses
The
Court reiterates that costs and expenses will not be awarded under
Article 41 unless it is established that they were actually and
necessarily incurred and are also reasonable as to quantum (see
Iatridis v. Greece (just satisfaction) [GC], no.
31107/96, § 54, ECHR 2000 XI). Ruling on an equitable
basis, and in consideration of the fact that the applicant did not
submit any specific claim for the costs and expenses she had incurred
in the proceedings before it, the Grand Chamber, like the Chamber,
awards her EUR 2,300 in respect of costs and expenses, plus any tax
that may be chargeable to the applicant on that sum.
3. Default interest
The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT
Dismisses unanimously the Government's
preliminary objection that Article 6 § 1 is inapplicable because
the proceedings in issue were not of a civil nature;
Dismisses by eleven votes to six the
Government's preliminary objection that Article 6 § 1 is
inapplicable on account of the characterisation of the applicant's
request to the public prosecutor at the Court of Cassation;
Holds by thirteen votes to four that there has
been no violation of Article 6 § 1 of the Convention in
respect of the fairness of the proceedings;
Holds unanimously that there has been a
violation of Article 6 § 1 of the Convention in respect of the
length of the proceedings;
Holds unanimously
(a) that
the respondent State is to pay the applicant, within three months:
(i) EUR
4,000 (four thousand euros), plus any tax that may be chargeable, in
respect of the non-pecuniary damage caused by the length of the
proceedings;
(ii) EUR
2,300 (two thousand three hundred euros), plus any tax that may be
chargeable to the applicant, in respect of costs and expenses;
(b) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amounts at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points;
Dismisses unanimously the remainder of the
applicant's claim for just satisfaction.
Done in English and in French, and delivered at a public hearing in
the Human Rights Building, Strasbourg, on 20 March 2009.
Vincent Berger Nicolas Bratza
Jurisconsult President
In accordance with Article 45 § 2 of the Convention and Rule 74
§ 2 of the Rules of Court, the following opinions are annexed to
this judgment:
(a) separate opinion of Judges Zagrebelsky, Hajiyev,
Jaeger, Björgvinsson, Villiger and Berro-Lefèvre;
(b) partly dissenting opinion of Judge Casadevall;
(c) partly dissenting opinion of Judge Malinverni joined
by Judge Sajó;
(d) partly dissenting opinion of Judge Kalaydjieva.
N.B.
V.B.
SEPARATE OPINION OF JUDGES ZAGREBELSKY, HAJIYEV, JAEGER,
BJÖRGVINSSON, VILLIGER AND BERRO-LEFÈVRE
(Translation)
We
voted with the majority in favour of finding that there had not been
a violation of Article 6 as regards the complaint about a lack of
reasoning in the reply of the public prosecutor at the Court of
Cassation to the applicant's request for an appeal on points of law.
We are of the view, however, that there was no “dispute”
over a civil right, as required for the purposes of Article 6 §
1, and that this Article should not therefore have been found
applicable in the circumstances. We wish to clarify our views on that
particular question.
It is
clear from the relevant legislation that the quashing of a judgment
can be sought by a civil party only in a limited number of
situations, which evidently do not include that of the present case.
In particular, under Article 505 § 1 of the Code of
Criminal Procedure, a civil party is entitled to appeal on points of
law against a conviction only in respect of that part of the judgment
in which he or she is awarded damages or is recognised as being
entitled to compensation, or in which his or her claims have been
dismissed as being without legal basis. Under Article 506 of that
Code, the quashing of an acquittal may be sought by the complainant
only if he or she has been ordered to pay costs.
To be
sure, the relevant legislation is supplemented by judicial practice:
the public prosecutor takes into account requests from civil parties
and is accustomed to replying in a summary manner to their letters
asking him to appeal on points of law.
We
are nevertheless of the view that the majority should not have found
Article 6 applicable simply on the basis of this practice, however
established it may be, that runs counter to the provisions of
legislation. If indeed such a practice, whereby the public prosecutor
at the Court of Cassation responds to the civil party's request in
the event of an acquittal, were to be regarded as creating a remedy
available to the civil party, that would be incompatible with the
clear and precise applicable law recognising the civil party's right
to appeal on points of law only in the situation provided for in
Article 506 of the Code of Criminal Procedure, which is not
relevant to the present case.
Consequently,
the applicant's request to the public prosecutor cannot be regarded
as a “remedy” but rather as a means of inviting or urging
him to lodge his own appeal on points of law.
It is
not appropriate for an international court to infer, from the limited
practice of answering letters, the much broader effects of a legal
action, especially where the law enumerates an exclusive list of
situations in which such legal action is available.
For
the foregoing reasons we consider that the complaint concerning the
lack of reasoning in the public prosecutor's reply to the applicant
was incompatible ratione materiae with the provisions of the
Convention.
PARTLY DISSENTING OPINION OF JUDGE CASADEVALL
(Translation)
I
voted with the majority in finding a violation of Article 6 § 1
on account of the length of the proceedings. However, I do not share
their view as regards the fairness of the proceedings in connection
with the public prosecutor's unreasoned rejection of the applicant's
request that he appeal on points of law (by means of a mere
handwritten note stating “There are no legal or well-founded
grounds of appeal to the Court of Cassation”). The reasons for
my disagreement are as follows.
The
Court has observed on a number of occasions that “[w]hen the
domestic legal order provides an individual with a remedy, such as a
criminal complaint with an application to join the proceedings as a
civil party, the State has a duty to ensure that the person using it
enjoys the fundamental guarantees of Article 6” (see
Anagnostopoulos v. Greece, no. 54589/00, §
32, 3 April 2003). In the present case, the right to appeal on points
of law derived not from legislation but from an established and
undisputed judicial practice (see paragraph 30 of the judgment).
Furthermore, the applicant's request to the public prosecutor at the
Court of Cassation “was made in the same context and pursued
the same aim as her previous application to be joined to the
proceedings as a civil party” (see paragraph 34 of the
judgment).
Accordingly,
since the Court found that the applicant's request concerned the
“determination of ... civil rights” and that the said
Article was therefore applicable, I find it difficult to accept, on
the basis of the same considerations and the same logic, that the
public prosecutor's reasoning – in rejecting that request –
was in fact sufficient.
Starting
from the principle that Article 6 § 1 of the Convention obliges
courts to give reasons for their decisions (see, among other
authorities, Van de Hurk v. the Netherlands, 19 April 1994, §
61, Series A no. 288), the Court has previously developed unambiguous
case-law about the practice whereby Greek public prosecutors reject
requests from individuals for appeals on points of law by means of
terse, and therefore completely unreasoned, handwritten notes.
Without claiming to be exhaustive, I would cite three recent cases –
Alija v. Greece, no. 73717/01, 7 April 2005, Gorou v.
Greece (no. 4), no. 9747/04, 11 January 2007 and
Markoulaki v. Greece (no. 1), no. 44858/04, 26 July
2007 – which raise exactly the same question as in the present
case and where the Court found that there had been a violation of
Article 6 § 1 in respect of the fairness of the proceedings.
The
judgment in the case referred to the Grand Chamber, which concerned
the same applicant, Mrs Gorou, as the second of the three judgments
cited above, but this time finding that there had been no
violation, is dated 14 June 2007 and was thus delivered between the
last two of those judgments, after Gorou (no. 4) and
before Markoulaki (no. 1). Incomprehensibly, the Chamber
thus changed tack in June (perhaps accidentally?), only to revert to
its previous course in July.
In
addressing the question whether the public prosecutor at the Court of
Cassation had to give reasons in replying to requests for an appeal
on points of law, the Court's three above-mentioned judgments
answered in the affirmative and found that there had been a
violation of Article 6 § 1, explaining that this obligation
derived from Article 139 of the Greek Code of Criminal Procedure and
that “the reply to the applicant's request was not left to the
public prosecutor's discretion” (see Alija, cited above,
§ 22, and Gorou (no. 4), cited above, § 22) or
that “the
public prosecutors in question were supposed to have given reasons in
their replies to the applicant's requests, even though
the use of the remedies in question fell within their
discretion” (see Markoulaki (no. 1), cited above, §
23).
Now
the Grand Chamber has answered this question in the negative
and has not found a violation, in accordance – it states –
with Articles 138 and 139 of the Code of Criminal Procedure (the same
Articles of the same Code), after observing that “the response
of the public prosecutor at the Court of Cassation to the applicant's
request was not issued in the form of an 'order'” (see
paragraph 40 of the judgment).
The
Grand Chamber decided to endorse the Chamber's departure from
case-law. In the absence of explanation, I fail to understand what
reason, serious question or legal interest there is to justify this
step backwards by the Court. It is clear that the Court, in its
previous judgments, could have adopted a different approach to the
issue – perhaps a less demanding or less formalistic one –
but once it has decided to extend individuals' rights in a particular
aspect of the right to a fair hearing, it should not – unless
there has been a manifest mistake – reverse its decision.
Acquired rights in the cause of human rights are at least as precious
as acquired rights in other branches of the law and therefore the
principle of non-regression must prevail.
In
this connection I am reminded of the “standstill”
technique. Also known as the “ratchet mechanism”,
preventing a cogwheel from turning back once it has moved forward,
the principle has been developed, particularly in legal opinion, in
connection mainly with acquired social rights. It is the principle
whereby the legislature is supposed not to pass laws that would have
the effect of lowering a level of social protection already achieved.
PARTLY DISSENTING OPINION OF JUDGE MALINVERNI
JOINED
BY JUDGE SAJÓ
(Translation)
I
voted with the majority in favour of finding Article 6 applicable in
the present case. However, I am not able to follow the majority in
their finding that there was no violation of that Article.
Indeed,
I have never understood why the Chamber, departing from the Court's
previous case-law (see Anagnostopoulos v. Greece, no.
54589/00, 3 April 2003;
Alija v. Greece, no. 73717/01, 7 April 2005; Gorou v.
Greece (no. 4), no. 9747/04, 11 January 2007; and Markoulaki
v. Greece (no. 1), no. 44858/04, 26 July 2007),
held in its judgment of 14 June 2007 that there had not been a
violation of Article 6.
That
departure from case-law was all the more difficult to justify as the
Court's earlier judgments had not been challenged by the respondent
Government, at least not formally, for example by means of a request
for referral to the Grand Chamber. It is also surprising in the sense
that, as a rule, the Court departs from case-law in order to afford
better protection to individuals. Here the opposite is true. Not only
is the Court now of the opinion that there is no violation of Article
6 in this type of case, but a minority of judges (see the joint
dissenting opinion) have even gone so far as to deny the
applicability of the provision. The present judgment thus constitutes
a step backwards in the protection of fundamental rights that I find
both difficult to understand and regrettable.
In
my opinion, the public prosecutor's refusal was insufficiently
reasoned. The applicant had in fact requested him to appeal on points
of law against the judgment of the Athens Criminal Court on the
ground that it had not given sufficient reasons for its findings. The
question that the applicant sought to submit to the adjudication of
the Court of Cassation was thus an eminently legal one: namely,
whether that judgment contained sufficient reasoning.
In
Greece, appeals to the Court of Cassation are subject to the
discretion of the public prosecutor at that court, by whom they are
filtered. In the present case, the dismissal of the applicant's
request was notified in a terse handwritten comment on her actual
letter: “There are no legal or well-founded grounds of appeal
to the Court of Cassation”. These few words fall below the
requisite standard of reasoning under Article 6 in a number of
respects.
First,
although it is true that, under Greek law, appeals to the Court of
Cassation are subject to the public prosecutor's discretion, it
should nevertheless be pointed out that any authority which has such
power is not thereby absolved from the duty of giving reasons for its
decisions, as otherwise it could quite easily slide into
arbitrariness.
In
this perspective the public prosecutor's handwritten note is doubly
deficient. In commenting that there were “no legal grounds of
appeal to the Court of Cassation” the public prosecutor should
at least have indicated the legal provisions to which he was
referring. This is the least that could have been expected. And in
stating that there were “no well-founded grounds of appeal to
the Court of Cassation” he should have given, even if only in
summary form, the reasons why the applicant's request was not
well-founded.
Furthermore,
according to the Court's established case-law on Article 6,
judgments of courts and tribunals should adequately state the reasons
on which they are based (see Van de Hurk v. the Netherlands,
19 April 1994, § 61, Series A no. 288, and García
Ruiz v. Spain [GC], no. 30544/96, § 26, ECHR 1999 I).
Admittedly, the extent of the reasoning may vary according to the
nature of the decision and must be determined in the light of the
circumstances of the case (see Ruiz Torija v. Spain,
9 December 1994, § 29, Series A no. 303 A; Hiro
Balani v. Spain, 9 December 1994, § 27, Series A no.
303-B; and Higgins and Others v. France, 19 February
1998, § 42, Reports of Judgments and Decisions 1998 I).
It
is true that, when giving reasons for decisions, a public prosecutor
is probably not bound by the same obligations as a judge.
Nevertheless, in the present case the applicant was unable to
ascertain the reasons for which she met with a refusal, even though
her letter of request extended to six pages. This situation, in my
opinion, is totally unsatisfactory.
I
would observe lastly that, in terms of the form, the writing of a few
words on the applicant's actual request showed a lack of respect
towards her. A decision of such importance for the applicant should
not only have been more detailed but, as to the form, should have
been set out in a separate, typed document. The form of the public
prosecutor's decision sits uneasily, in my opinion, with the
seriousness that should be a hallmark of all judicial acts, and could
even be regarded as capable of undermining the confidence that the
public must have in the proper administration of justice.
PARTLY DISSENTING OPINION
OF JUDGE
KALAYDJIEVA
The
Court's conclusion that Article 6 is applicable implies an
expectation that the proceedings in question should be of a
judicial nature and should afford the guarantees required by this
provision at least to a certain minimum level. I voted with the
majority in finding that Article 6 is applicable to the determination
of the applicant's civil rights within criminal proceedings, but I
was among the minority in finding that the absence of sufficient
reasoning constituted a violation of that provision.
I
share the concerns of Judge Casadevall about the effect of the
majority's conclusion that there was no violation of Article 6 on the
development of the Court's findings in similar cases. I also concur
with the view of Judge Malinverni that the absence of requisite
content and form from a decision which puts an end to judicial
proceedings may be seen as arbitrary and may shake public confidence
in justice.
In
the present case the respondent Government argued that the
applicant's request to a prosecutor may not be seen, in principle, as
a remedy in respect of her complaints. I agree with this view.
Indeed, the fact that the determination of the applicant's civil
right to compensation is left to the discretion of a body which is
not bound by procedural rules or requirements and which, furthermore,
has no appellate jurisdiction, but acts as an intermediary between
the applicant and the court, does not appear to be consonant with the
institutional and procedural guarantees that are inherent in the
judicial determination of a civil right. Having voted that Article 6
was applicable in these circumstances, I fail to see how proceedings
of a non-remedial nature could meet the higher standards required by
Article 6 as a matter of principle. I regard the length of these
proceedings and the absence of minimum reasoning for their outcome as
logical aspects of their non-judicial nature.