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MIKAYIL MAMMADOV v. AZERBAIJAN - 4762/05 [2009] ECHR 2079 (17 December 2009)
URL: http://www.bailii.org/eu/cases/ECHR/2009/2079.html
Cite as:
(2014) 58 EHRR 18,
[2009] ECHR 2079,
58 EHRR 18
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FIRST
SECTION
CASE OF MIKAYIL MAMMADOV v.
AZERBAIJAN
(Application
no. 4762/05)
JUDGMENT
STRASBOURG
17 December 2009
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial
revision.
In the case of Mikayil Mammadov v.
Azerbaijan,
The
European Court of Human Rights (First Section), sitting as a Chamber
composed of:
Christos Rozakis, President,
Nina
Vajić,
Elisabeth Steiner,
Khanlar
Hajiyev,
Dean Spielmann,
Giorgio
Malinverni,
George Nicolaou, judges,
and Søren
Nielsen, Section
Registrar,
Having
deliberated in private on 26 November 2009,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
The
case originated in an application (no. 4762/05) against the Republic
of Azerbaijan lodged with the Court under Article 34 of the
Convention for the Protection of Human Rights and Fundamental
Freedoms (“the Convention”) by an Azerbaijani national,
Mr Mikayil Sattar oglu Mammadov (Mikayıl
Səttar oğlu Məmmədov
– “the applicant”), on 27 December
2004.
The
applicant, who had been granted legal aid, was represented by Mr A.G.
Mustafayev, a lawyer practising in Baku. The Azerbaijani Government
(“the Government”) were represented by their Agent,
Mr Ç. Asgarov.
The
applicant alleged, relying on Article 2 of the Convention in
particular, that the domestic authorities were responsible for the
death of his wife. He also alleged that the authorities had failed to
effectively investigate the circumstances of his wife’s death.
On
15 May 2006 the President of the First Section decided to give notice
of the application to the Government. It was also decided to examine
the merits of the application at the same time as its admissibility
(Article 29 § 3).
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The
applicant was born in 1961 in Gubadly and currently lives in
Sumgayit.
A. The background
The
applicant and his family are internally displaced persons from
Gubadly. In 1993, during the occupation of the region by Armenian
military forces, they fled their permanent place of residence and
came to Sumgayit.
After
their flight from Gubadly, the applicant’s family of six
(himself, his wife, three children and the applicant’s
mother-in-law) resided temporarily in various places in Sumgayit.
Immediately prior to the events outlined below they lived in a room
in a State-owned hostel.
From
17 June to 5 July 1999 the applicant’s wife, Chichek Mammadova,
underwent in-patient treatment in the Sumgayit City Emergency
Hospital with a diagnosis of “closed craniocerebral injury,
brain concussion; contusion of soft tissues of the crown of the head;
hysterical psychosis”.
In
late 2003 the applicant discovered that there were three vacant rooms
in an old administrative building that belonged to the Sumgayit City
Military Commissariat (the army recruitment office), which, however,
no longer occupied the building. Part of the building was occupied by
an association of war veterans, but the rooms that the applicant was
interested in were abandoned and in a state of neglect. The rooms
were located in auxiliary premises which had a separate entrance from
the rear side of the building. The applicant occupied these rooms and
conducted substantial repair work there for three months. According
to him, the other occupants of the building were aware of his
activities but did not object to them. Likewise, according to the
applicant, there were no objections by any public authorities to the
repair works carried out by him.
After
completing the repair works, at the end of 2003 the applicant left
his hostel room and moved into the new dwelling together with his
family.
B. Eviction of the applicant’s family and his
wife’s death
On
26 March 2004 two officials (E.G. and Y.A.) of the Sumgayit City
Executive Authority (“the SCEA”), an employee of the
local housing maintenance and utilities board (K.A.) and a number of
police officers arrived in the applicant’s new dwelling. They
had no court order for his eviction.
At
an unspecified time after the arrival of the above-mentioned
officials, the applicant’s wife, Chichek Mammadova, poured some
kerosene on herself and ignited it, apparently in protest at what she
perceived as the authorities’ intention to evict her family. It
appears that at least one of the police officers helped put out the
fire on her body, using a blanket he found inside the applicant’s
home. Chichek Mammadova’s brother, who arrived slightly later,
took her to hospital by taxi.
Following
this incident, the police loaded the possessions of the applicant’s
family onto a lorry and transported them back to the hostel where the
applicant’s family had previously resided.
The
applicant’s wife suffered multiple second- and third-degree
burns affecting 50% of the body surface. On 30 March 2004 she died in
hospital of complications resulting from her injuries. The results of
the autopsy released on 2 April 2004 confirmed that the death had
been caused by the extensive burns to her body surface.
1. The applicant’s version of the events
According
to the applicant, prior to 26 March 2004 he was summoned several
times to meet the SCEA officials, who orally demanded him to vacate
the rooms in the old Commissariat building and even asked him for a
bribe in order to allow him to stay there. He refused their demands.
On
26 March 2004 E.G., Y.A. and a large number of police officers
arrived in the applicant’s new dwelling and demanded that he
and his family immediately vacate the premises. The applicant
estimated the total number of police officers at around twenty-five
to thirty, noting that most of them were equipped with batons. When
the applicant and his family members refused, the police used force
on the applicant and his mother-in-law.
At
this time Chichek Mammadova experienced a state of shock and
psychological anxiety. She poured some kerosene on herself and
threatened to set fire to herself if the police officers did not
leave immediately. However, the SCEA officials and police officers
did not take her threats seriously. E.G. even offered her a box of
matches, mockingly encouraging her to keep her word and set fire to
herself.
At
that moment, the applicant was outside trying to help one of his
children, who had fainted a few moments earlier from fright.
Therefore, the applicant could not immediately rescue his wife.
According to the applicant, none of the police officers made an
attempt to rescue her, because they were all busy carrying the
applicant’s possessions and loading them onto a lorry.
Only
Chichek Mammadova’s sister, who was also in the vicinity, came
to her rescue and extinguished the fire. Only one police officer
offered some belated assistance. By this time, Chichek Mammadova had
already suffered serious burns. Her brother, who arrived shortly
after the incident, took her to hospital by taxi.
2. The Government’s version of the events
According
to the Government, at 11 a.m. on 26 March 2004 two SCEA officials,
accompanied by five police officers, visited the premises occupied by
the applicant’s family. The aim of the visit was merely to
explain to the applicant that his family was occupying these premises
illegally. The applicant immediately left, together with a child of
his, and went to a post office to send a complaint against the SCEA
officials and the police. After the applicant had left, his wife
supposed that her family would be evicted by force. She became
anxious and set fire to herself in protest. None of the State
officials present had provoked her to do so. A few minutes later her
close relatives took her to hospital.
Following
this, the officials decided, on the spot, to move the applicant’s
family’s belongings back to the hostel where they had
previously resided.
C. Inquiry by the Sumgayit City Prosecutor’s
Office
An
investigator of the Sumgayit City Prosecutor’s Office carried
out a preliminary inquiry into the circumstances of Chichek
Mammadova’s death.
It
appears that the investigator questioned a number of witnesses,
including the applicant, his mother-in-law, his sister-in-law, the
municipal employee K.A., the SCEA officials E.G. and Y.A., and seven
police officers (J.M., C.V., N.A., E.N., N.G., N.I. and S.S.) (see
summaries of the relevant witness testimonies in section F. below).
By
a decision of 14 May 2004 an investigator of the Sumgayit City
Prosecutor’s Office decided not to institute criminal
proceedings in connection with the death of the applicant’s
wife.
Based
on the witness testimonies, the investigator concluded that there was
no proof supporting the applicant’s allegations that E.G. and
Y.A. had entered the applicant’s dwelling, that E.G. had
offered matches to Chichek Mammadova, that E.G. had ever asked the
applicant for a bribe, or that any police officers had used force
against Chichek Mammadova. As there were no indications that any
third persons had been in any way responsible for the fact that the
applicant’s wife had attempted suicide, there were no grounds
to institute criminal proceedings.
Following
this decision, the applicant sent a number of letters to the Sumgayit
City Prosecutor’s Office asking for a new investigation into
the circumstances of his wife’s death with a view to
determining the responsibility of the SCEA officials and police
officers involved in the incident. The Sumgayit City Prosecutor’s
Office replied, with similarly worded letters, on 15 July, 20 July, 3
September and 28 September 2004. It was noted in these letters that
Chichek Mammadova’s death had been suicide and that the
preliminary inquiry could not establish any responsibility on the
part of the State officials in her death. It was also noted, however,
that:
“... during the investigation into the
circumstances of the death of Chichek [Mammadova], it was revealed
that officials of the City Executive Authority and certain officers
of the Sumgayit City Police Office had committed a number of errors
[in performing their official duties. The matter has been referred]
to the senior management of the City Executive Authority and the City
Police Office with a view to eliminating such errors and ensuring
that they are not repeated in the future, as well as taking relevant
measures against the persons who have committed these errors. ...
... moreover, a report was submitted to the Sumgayit
City Police Office in respect of the officers of the Sumgayit City
Police Office who exceeded their authority by participating, without
a relevant court order, in an operation to evict you from the
building where you had settled illegally; the officers responsible
for the misconduct have been punished under the disciplinary
procedure.”
In
March 2005 the applicant lodged a complaint with the Sumgayit City
Court against the decision of the Sumgayit City Prosecutor’s
Office of 14 May 2004. On 1 April 2005 the Sumgayit City Court
dismissed the applicant’s complaint and upheld the decision of
14 May 2004. It noted that the inquiry did not reveal any evidence
that a criminal offence had been committed and that, therefore, the
decision of 14 May 2004 was lawful.
D. Inquiry by the Binagadi District Prosecutor’s
Office
On
25 May 2005 the Prosecutor General quashed the Sumgayit City
Prosecutor’s Office’s decision of 14 May 2004 on the
refusal to institute criminal proceedings. On 14 June 2005 the case
was forwarded to the Binagadi District Prosecutor’s Office for
an additional inquiry into the circumstances of the case.
In
the period from 24 June to 12 August 2005, the investigator of the
Binagadi District Prosecutor’s Office questioned a number of
witnesses (mostly the same ones as those who had been questioned
before) and obtained written testimonies from them (see section F.
below).
On
20 July 2005 the investigator requested an expert opinion on Chichek
Mammadova’s mental condition prior to her death and how it
might have affected her actions leading to the suicide. In an expert
opinion of 10 August 2005 an expert psychiatrist, having studied
Chichek Mammadova’s medical records and comments by people who
had known her, concluded as follows:
“No symptoms of a psychogenic-depressive reaction
potentially causing her suicide can be observed in Chichek
Mammadova’s personality and mental traits. However, in the
period preceding Chichek Mammadova’s death, she had experienced
a state of emotional stress of a degree capable of influencing her
behaviour.”
On
17 August 2005 the investigator issued a decision refusing to
institute criminal proceedings. The decision stated, inter alia:
“[According to the expert opinion of 10 August
2005,] the act of self-immolation by Chichek Mammadova was carried
out in an attempt to prevent [her family’s eviction]. During
the incident, she found herself in the extreme circumstances of
facing eviction from the rooms that [her family] had occupied, and
reacted inadequately by self immolating in an ostentatious
manner, having decided that it would attract the attention of those
who were around her, evoke in them feelings of compassion towards
herself, and help her resolve the conflict situation she encountered.
In the period preceding her death, Chichek Mammadova had experienced
emotional stress of a degree that could have influenced her
subsequent actions.
... the additional inquiry revealed that no other person
had incited Chichek Mammadova to commit suicide by means of either
ill-treating her, debasing her dignity or intimidating her.
The claims of [the applicant] have not been confirmed
during the additional inquiry ... It was established that the [SCEA
and police] officials had carried out their official duties in a
lawful manner, had given lawful instructions and had not committed
any breaches of law when implementing those instructions, and that
there had been no corpus delicti in [their] actions.
Therefore ... the institution of criminal proceedings
should be refused.”
It
appears that, following this decision, the applicant sent a number of
letters to the Prosecutor General’s Office, complaining that
the investigation into the circumstances of his wife’s death
had been inadequate. In letters of 22 September and 10 October 2005
the Prosecutor General’s Office responded that the inquiry by
the Binagadi District Prosecutor’s Office did not reveal any
criminal elements in the actions of the State officials and that the
applicant could challenge the decision of the Binagadi District
Prosecutor’s Office of 17 August 2005 in the courts. The
applicant did not lodge a judicial complaint.
E. Institution of criminal proceedings and criminal
investigation
On
7 June 2006 the First Deputy to the Prosecutor General quashed the
decision of the Binagadi District Prosecutor’s Office of 17
August 2005 on the refusal to institute criminal proceedings. Having
regard to the contradictory testimonies of key witnesses and
indications of possible breaches of law by the SCEA and police
officials, the First Deputy to the Prosecutor General found that the
inquiry had been incomplete and instituted criminal proceedings under
Article 125 (incitement to suicide) of the Criminal Code. The
Binagadi District Prosecutor’s Office was instructed to carry
out the investigation.
On
10 June 2006 the applicant was given the procedural status of a
“legal successor to a victim of crime”. In June and July
2006 the applicant submitted to the investigator a number of
petitions requesting him, inter alia, to summon certain
additional witnesses and to remove certain SCEA and police officials
from their official posts during the investigation period. On 1
August 2006 the investigator rejected these petitions.
It
appears that the investigator again questioned mostly the same group
of witnesses who had been questioned before (see paragraphs 23 and 29
above and section F. below).
On
7 September 2006 the three-month investigation period was extended
for another two months.
On
1 October 2006 the investigation was suspended. On 14 November
2006 it was resumed. No documents are available in the case file in
respect of these procedural events.
On
15 November 2006 the investigator from the Binagadi District
Prosecutor’s Office again suspended the investigation, owing to
the inability “to determine the perpetrator of the criminal
offence” of incitement to suicide.
The
applicant lodged a judicial complaint against the investigator’s
decision of 15 November 2006 to suspend the investigation. On 19
March 2007 the Binagadi District Court quashed the impugned decision
and instructed the Binagadi District Prosecutor’s Office to
resume the investigation. The court noted, inter alia:
“It appears from the material in the case file
that the criminal investigation has not been full and comprehensive,
and there was no basis for suspending the criminal proceedings as no
face-to-face confrontations between witnesses have been held, and it
has not been determined whether there were lawful grounds for the
[SCEA and police] officials to enter the residential premises and
remove the victim’s belongings from there, whether the police
officers indeed went to the scene of the incident with the aim of
carrying out prophylactic measures, whether such prophylactic
measures were lawful, whether any physical force were used against
the residents of the premises, and whether the [State officials] at
the scene of the incident abused their official authority.”
On
9 April 2007 the investigation was resumed. However, on 25 April
2007 the investigator of the Binagadi District Prosecutor’s
Office decided to suspend the investigation again. In his decision he
noted that, after the resumption of the investigation on 9 April
2007, “a number of investigative steps ha[d] been carried out”;
however, it was still impossible to determine the perpetrator of the
offence of incitement to suicide. The nature of such investigative
acts was unspecified.
The
applicant lodged a judicial complaint against the investigator’s
decision of 25 April 2007 to suspend the investigation. On 7 June
2007 the Binagadi District Court dismissed the applicant’s
complaint and upheld the investigator’s decision. On 4 July
2007 the Court of Appeal upheld the Binagadi District Court’s
decision.
On
16 September 2008 the investigator of the Binagadi District
Prosecutor’s Office issued a decision terminating the criminal
proceedings on account of the absence of corpus delicti for
the purposes of Article 125 of the Criminal Code in the actions of
any of the persons involved in the incident resulting in the
applicant’s wife’s self-immolation. The decision
contained, inter alia, the following findings:
“From 5 March 2004 the [SCEA] became aware of the
fact that [the applicant and his family] had changed, of their own
free will [without authorisation], their place of residence and were
illegally residing in a State-owned non-residential building. Despite
several early warnings given by [SCEA and police] officials, [the
applicant and his family] continued to illegally reside in those
non-residential premises.
At around 11 a.m. on 26 March 2004, pursuant to an
instruction by the [SCEA’s] senior administration, [SCEA
officials E.G. and Y.A.], police officers [N.G., E.N., N.A., C.V.],
and the Deputy Head of the Sumgayit City Police Office J.M. went ...
to the above address to have a prophylactic conversation with [the
applicant and his family].
During the prophylactic conversation ... Chichek
Mammadova became anxious and, having presumed that [her family] would
be evicted from the premises, poured kerosene on herself and ignited
it; a state of tension ensued at the scene of the incident; Chichek
Mammadova was taken to hospital by her relatives; her husband [the
applicant] had left the scene prior to Chichek Mammadova’s
self-immolation to send a complaint by telegram; as a result, a
process of eviction was started in accordance with an instruction
given on the spot by [E.G. and Y.A.]; the police officers loaded [the
applicant’s] belongings onto a lorry and transported them to
[the hostel where the applicant’s family had previously lived]
and delivered them to [R.N.], the superintendent of the hostel.
It has been determined that the senior administration of
[the SCEA] sent [E.G. and Y.A.] with the purpose of carrying out
prophylactic measures in respect of the internally displaced persons
who were illegally occupying the State-owned non residential
premises in order to ensure that [the latter] vacated the premises
voluntarily, and that the senior management of [the SCEA] did not
instruct its officials to evict the internally displaced persons by
force. However, after [the applicant’s] wife Chichek Mammadova,
who was suffering from a mental illness, had set fire to herself,
[E.G. and Y.A.] instructed the police officers to move out the
[applicant’s] belongings, organised the transportation of those
belongings to the hostel..., delivered them to the superintendent
[R.N.] and signed a deed of delivery. ...
It has been determined that, pursuant to an oral
instruction from [the SCEA], the police officers were sent to the
above-mentioned address by the administration of the Sumgayit City
Police Office in order to participate in carrying out the
prophylactic measures and, after the act of self-immolation by
Chichek Mammadova, received an instruction directly from [E.G. and
Y.A.] to move [the applicant’s] belongings.
[Summaries of witness testimonies and forensic evidence
follow.]
Pursuant to Article 5 of the Law on Social Protection of
Internally Displaced Persons and Individuals Equated to Them of 21
May 1999, the relevant local executive authorities are responsible
for temporary housing of internally displaced persons. Internally
displaced persons may be allowed to settle temporarily on their own
only if the rights and lawful interests of other persons are not
infringed. Otherwise, the relevant executive authority must ensure
resettlement of the internally displaced persons to other
accommodation ...
Pursuant to clause 4 of the Regulations on Resettlement
of Internally Displaced Persons to Other Accommodation, adopted in
Cabinet of Ministers Resolution No. 200 of 24 December 1999, in
cases where the temporary settling of internally displaced persons
breaches the housing rights of other individuals, the local executive
authorities must provide the former with other suitable
accommodation.
According to a statement received from the Sumgayit City
Court, there has been no judicial order for the eviction of [the
applicant] from the premises where he had settled.
[A summary of the expert opinion on Chichek Mammadova’s
mental state follows.]
The investigation did not reveal evidence in support of
[the applicant’s] allegations that [the SCEA] officials
demanded a bribe from him, abused or exceeded their authority, or
unlawfully evicted [the applicant’s family], or that the police
officers ... abused or exceeded their authority, or used force
against [the applicant] and his family members or his mother-in-law.
The decisions and actions of [the SCEA and police] officials taken in
connection with the premises illegally occupied [by the applicant’s
family] were lawful and did not transgress the limits specified by
the legislation [in force]. The actions of [the SCEA and police]
officials did not contain any elements of offences under Articles
308, 309, 311 and 125 of the Criminal Code or any other criminal
offences.
Moreover, the investigation revealed no indications that
Chichek Mammadova was driven to commit suicide by way of
ill-treatment debasing her dignity or threatening her, and found no
person guilty of such acts. No elements of an offence under
Article 125 of the Criminal Code have been established in the
actions of any person [in connection with this incident].”
F. Witness testimonies
Below
are summaries of testimonies of the witnesses questioned at various
times by the investigation authorities in the course of the
above mentioned proceedings. The summaries have been derived
either from copies of the witness depositions submitted by the
Government in their observations or from the texts of the
investigation authorities’ decisions, or both. It appears that
a number of the witnesses were questioned more than once; in such
cases, the summary includes the content of all their testimonies.
1. The applicant, his mother-in-law and his
sister-in-law
The
applicant testified that, prior to 26 March 2004, he had been called
to the SCEA several times and had been demanded to vacate the
premises in the Sumgayit Commissariat. On one occasion, he had been
accompanied to the SCEA by a police officer, C.V. The applicant
claimed that, during these meetings with the SCEA officials, he had
been asked for a bribe.
At
11 a.m. on 26 March 2004 K.A. knocked on the applicant’s door
and did not tell him the real reason for her visit when he asked.
When he opened the door, K.A. entered the dwelling with E.G.,
followed by police officers N.I., S.S. and C.V. (whom the applicant
identified by their first names), and several other police officers
unknown to him. A “large number” of other unknown police
officers remained outside. N.I., S.S. and C.V. used force on the
applicant immediately after they had gone inside. The applicant’s
wife, who witnessed this, asked the police officers why they were
doing this and threatened to set fire to herself. In reply, E.G.
mockingly challenged her to do so. At that moment, the applicant was
able to escape from the police officers and go outside in search of a
phone to call his relatives for assistance. When he came back, he saw
a burnt blanket at the entrance of the dwelling and found out that
his wife had performed self immolation and had been taken to
hospital. He went to the hospital to see his wife. From the hospital
he went to a post office to send telegrams to various authorities
complaining about the incident. When he came back to his dwelling
from the post office, he saw that his possessions had been removed.
The
testimony of the applicant’s mother-in-law mostly corroborated
the applicant’s statements. Unlike him, she was inside the
dwelling during the entire incident. She estimated that there had
been around twenty to twenty-five officials and police officers
during the incident and noted that they all had entered the dwelling.
She also noted that, at one point, police officer N.I. had used force
on the applicant by twisting his arms. She further submitted that
E.G. had gone inside the dwelling and provoked Chichek Mammadova by
offering her a box of matches. Following this, Chichek went into
another room and emerged from it burning. One of the police officers
helped put out the fire by throwing a blanket and a carpet on Chichek
Mammadova.
The
applicant’s sister-in-law was in accord with her mother’s
testimony.
2. E.G., an SCEA official
E.G.
stated that the applicant and his family members had been notified
earlier about the illegality of their actions and had been asked to
vacate their dwelling in the Commissariat building. On 25 March 2004
S.R., a head of department at the SCEA, instructed him and another
colleague of his (F.K.) to participate, as “observers”
from the SCEA, in the “prophylactic measures” that would
be taken the next day in connection with the applicant’s
illegal occupation of part of the Commissariat building. On 26 March
2004 he went to that address together with Y.A., while F.K. joined
them much later. There were already an unspecified number of police
officers there. An unspecified number of unidentified relatives and
friends of the applicant were also there. The latter verbally
insulted him and Y.A. The Deputy Head of the Sumgayit City Police
Office (J.M.) was also there and spoke to the applicant about
vacating the premises.
E.G.
specified that K.A. had knocked on the applicant’s door and,
immediately after it had been opened, several policemen had gone
inside and spoken to the applicant. E.G. himself was standing,
together with Y.A., outside the building, about 40-50 metres away
from the entrance to the applicant’s dwelling. “A little
while later”, he heard screams from inside the applicant’s
dwelling and saw the police officers bring out Chichek Mammadova, who
was badly burnt and was then taken to hospital. The applicant was not
there at this time, as he had gone away somewhere. After Chichek
Mammadova had been driven away, the premises occupied by the
applicant and his possessions were left unattended by his family
members, so they were loaded onto a lorry and taken to a more “secure
place”, that is, the hostel where the applicant had lived
before.
E.G.
denied speaking to the applicant prior to the incident and asking for
any bribe from him. He also denied offering any matches to Chichek
Mammadova and repeatedly insisted that he had been standing outside
when she had immolated herself. He noted that the police officers had
not used any force against the applicant or his family members. He
also denied issuing any instructions to move the applicant’s
possessions out of the dwelling and stated that the police officers
had decided to do so by themselves.
3. Y.A., an SCEA official
Y.A.
testified that, on 26 March 2004, his colleagues E.G. and F.K. had
asked him to accompany them to the premises that the applicant had
illegally occupied. When they arrived, there were already an
unspecified number of police officers and an unspecified number of
the applicant’s relatives and friends. He and E.G. were
standing outside the building, a significant distance away from the
entrance to the premises occupied by the applicant. A little while
later, they heard a commotion inside the premises and saw several
police officers run inside. The latter brought out a badly burnt
woman and sent her to a hospital. One of the police officers, E.N.,
helped put out the fire and, as a result, suffered a burn injury to
his hand. (However, in another deposition Y.A. slightly changed his
recollection of the above events and specified that, after K.A. and
several police officers had knocked on the applicant’s door,
they had all gone inside. A little while later, Y.A. heard screams
from the inside and heard the police officers bring out Chichek
Mammadova.)
The
applicant, by this time, had gone away somewhere else and there was a
state of confusion and disarray at the scene of the incident.
Therefore, the applicant’s possessions were loaded onto a lorry
and taken to a more secure place (the hostel) for “temporary
storage”. Subsequently, the applicant reclaimed his possessions
and took them back to the same premises in the Commissariat building
that he had illegally occupied.
Y.A.
insisted that he and E.G. had been standing outside when Chichek
Mammadova had immolated herself and that E.G. had never offered any
matches to her. He submitted that the police officers had not used
any force against the applicant or his family members.
4. F.K., an SCEA official
F.K.
testified that S.R., a head of department at the SCEA, had instructed
him and E.G. to participate, as “observers” from the
SCEA, in the “prophylactic measures” that would be taken
the next day in connection with the applicant’s illegal
occupation of the premises in the Commissariat building. However, in
the early morning of 26 March 2004 he was away on another assignment
and arrived at the scene of the incident only after Chichek Mammadova
had immolated herself. He had assisted in the transportation and
delivery of the applicant’s possessions to the hostel’s
superintendent.
5. S.R., an SCEA official
S.R.
testified that, in early March 2004, he had received information that
a family of internally displaced persons had illegally settled in the
administrative building of the Sumgayit Commissariat. Thereafter, the
applicant came to the SCEA to meet him personally and asked him to
allow his family to stay in that building. However, S.R. refused,
stating that the applicant’s actions were illegal.
He
further noted that, on 26 March 2004, he had instructed E.G. and Y.A.
to go to the applicant’s premises and have a “prophylactic
conversation” with the latter. He also requested the Sumgayit
City Police Office to send some police officers there in order to
“avoid any incidents”. However, S.R. insisted that he had
not instructed either E.G. and Y.A. or the police officers to evict
the applicant’s family by force. The applicant’s
possessions were moved out of the premises only after the act of
self immolation by Chichek Mammadova pursuant to a decision
taken on the spot by the SCEA officials, in order to preserve the
possessions from possible theft in the atmosphere of confusion which
ensued at the scene of the incident.
6. J.M., Deputy Head of the Sumgayit City Police Office
J.M.
testified that he had received an oral instruction to carry out a
“prophylactic conversation” with the applicant’s
family and to protect public order at the site during such
“prophylactic” measures. For this purpose, he sent police
officers E.N. and N.G. to the Commissariat building. He himself also
went there at around noon on 26 March 2004 and talked to the
applicant and the SCEA officials who were already there. About 5-10
minutes after his arrival, he heard screams from inside the
applicant’s dwelling and saw E.N. and N.G. go inside. The
latter helped to put out the fire on Chichek Mammadova’s body
and to send her to hospital. Thereafter, he called more police
officers to the scene in order to restore order and preserve the
applicant’s possessions.
7. C.V., police officer
C.V.
testified that on 26 March 2004 he and his colleague N.A. had been
told that the authorities would carry out a “prophylactic
conversation” with the applicant and had been instructed to go
to the Commissariat building with the aim of protecting public order.
When they arrived at the site, there were four other police officers
(J.M., E.N., N.G. and S.S.), as well as E.G., Y.A. and K.A. Then K.A.
knocked on the door and the applicant came out. The applicant and
J.M. engaged in a conversation. The other police officers, including
himself, were standing nearby. E.G. and Y.A. were standing about 30
metres from the entrance to the dwelling. While J.M. and the
applicant were talking, C.V. heard screams from inside. He and two
other police officers (N.A. and E.N.) went inside and saw Chichek
Mammadova on fire, coming out of a back room. The police officers,
including himself, put out the fire on her body by throwing blankets
on her. At this time, the applicant went away somewhere, possibly to
a post office. About 15 minutes later, one of Chichek Mammadova’s
relatives arrived and took her to hospital. Out of the applicant’s
family, only the applicant’s elderly mother-in-law remained at
the scene and she was in a state of shock because of her daughter’s
suicide attempt. The applicant’s home possessions were
essentially left unattended at this moment, so they were loaded onto
a lorry and taken to a more secure place.
C.V.
denied applying any force or pressure on the applicant or his family
members. He did not assist in moving out the applicant’s
possessions.
8. N.A., police officer
N.A.
testified that on 26 March 2004 he had received an instruction from
his superiors to go to the Commissariat building with the aim of
protecting public order during the eviction of the applicant’s
family. He went there together with C.V., another police officer. At
an unspecified moment, he heard screams from inside the applicant’s
premises, and he and other police officers ran inside and saw Chichek
Mammadova on fire. They helped put out the fire and took her to
hospital. He returned to the scene around two hours later and saw
that the applicant’s possessions had been loaded onto a lorry.
He denied applying any force or pressure on the applicant or his
family members. According to him, E.G. was standing outside when
Chichek Mammadova immolated herself, never went inside the
applicant’s premises and never offered her matches.
9. E.N., police officer
E.N.
testified that on 26 March 2004 he had been told that the authorities
would carry out a “prophylactic conversation” with the
applicant and had been instructed to go to the Commissariat building
with the aim of protecting public order. The aim of the “prophylactic
conversation” was to persuade the applicant to vacate the
illegally occupied premises voluntarily. There were a total of five
police officers at the site (including himself, J.M., C.V., N.A. and
N.G.). E.G. and Y.A. were also there and were standing some distance
away from the premises, because the applicant’s relatives and
friends kept insulting them. During J.M.’s conversation with
the applicant, E.N. heard screams from inside the premises and
immediately ran there. He saw a woman on fire. He took a blanket and
extinguished the fire on her body. While doing this, he himself was
injured, suffering a burn to his hand.
E.N.
denied applying any force or pressure on the applicant or his family
members. He also did not assist in moving out the applicant’s
possessions, as he had to leave the scene to receive medical
treatment for his injury.
10. N.G., police officer
N.G.
testified that on 26 March 2004 he had been told that the authorities
would carry out a “prophylactic conversation” with the
applicant and had been instructed to go to the Commissariat building
with the aim of protecting public order. He went there together with
E.N., his colleague. While one of the police officers engaged in
conversation with the applicant, E.G., Y.A. and all the police
officers (including himself) were standing outside. At this moment,
he heard screams from inside the premises. He and E.N. went inside.
E.N. extinguished the fire on Chichek Mammadova’s body and,
while doing this, suffered an injury to his hand. He accompanied
E.N., who needed medical treatment, to hospital. Chichek Mammadova
was taken to hospital by her relatives. When he returned about an
hour later, he saw that the applicant’s possessions were being
loaded onto a lorry by the applicant’s own relatives and
friends. Police officers were occasionally assisting them.
N.G.
denied applying any force or pressure on the applicant or his family
members. He insisted that all the police officers had been standing
outside the applicant’s premises when Chichek Mammadova had set
fire to herself inside the premises. E.G. and Y.A. were also outside,
further away from the building. Police officers N.I. and S.S. were
not at the scene of the incident at the time of Chichek Mammadova’s
suicide attempt and arrived only after the incident.
11. N.I., police officer
N.I.
was a police officer whom the applicant and his mother-in-law
specifically identified by first name in their statements, alleging
that N.I. had used force against the applicant.
N.I.
testified that at around noon on 26 March 2004 he had received
information that a woman had immolated herself at the Commissariat
building and that a large crowd of people had gathered there. He went
to the Commissariat building and saw a lorry loaded with various
household items. He enquired of the officials who were there what had
happened. He then left the site.
N.I.
insisted that he had not participated in this operation, that he had
not been at the scene of the incident at the time when Chichek
Mammadova had attempted suicide, that he had not met the applicant
before, and that he was unaware of any reasons why the applicant had
specifically mentioned his name in his complaints.
12. S.S., police officer
S.S.
was a police officer whom the applicant identified by first name in
his testimony, alleging that S.S. had used force against him.
S.S.
testified that at around noon on 26 March 2004 he had received an
instruction by portable radio to go to the Commissariat building.
When he arrived there at around 12.30 p.m., he found out that a woman
had committed an act of self-immolation and had been taken to
hospital. Other police officers told him the entire story. After he
arrived, he only witnessed how the applicant’s possessions were
being loaded onto a lorry by the applicant’s own relatives and
friends. Police officers were occasionally assisting them. Out of the
applicant’s family, only his elderly mother-in-law was there.
The applicant and his child had gone.
S.S.
insisted that he had not been at the scene of the incident at the
time when Chichek Mammadova had attempted suicide and that neither he
nor any other police officer had used any force against the applicant
or his family members.
13. K.A., employee of Housing Maintenance and Utilities
Board No. 1
K.A.
stated that on 26 March 2004 her colleague at the Housing Maintenance
and Utilities Board, B.I., had requested her to go to the applicant’s
dwelling following an instruction received from the SCEA. When she
arrived there, she saw E.G., Y.A. and five or six police officers.
E.G. and Y.A. told her that they needed a female to knock on the
applicant’s door and asked her to do it. When the door was
opened, both the police officers and the SCEA officials quickly
entered inside. Before she knocked on the door, Y.A. had also
instructed her to procure a lorry. Therefore, she immediately left
the scene after knocking on the door. For this reason, she did not
witness the act of self-immolation by the applicant’s wife.
When she returned to the scene of the incident about 30 minutes
later, she heard that Chichek Mammadova had attempted suicide and had
been taken to hospital. K.A. was then asked to enter the applicant’s
dwelling and write an itemised list of the applicant’s
household items that were being loaded onto the lorry. She did not
want to do this, but did so under forceful orders from the SCEA
officials.
14. B.I., employee of Housing Maintenance and Utilities
Board No. 1
B.I.
stated that he had gone to the applicant’s dwelling together
with K.A., but had left before all the events had happened because of
other urgent business. During the short period when he was there, he
saw five or six police officers standing near the Commissariat
building and E.G. and Y.A. standing a little further away.
15. T.M., television journalist
T.M.
testified that at around 1 p.m. on 26 March 2004 she had heard about
the incident in the Commissariat building. She immediately went there
together with a camera operator. However, when they arrived,
everything was over and they could not get any video footage of the
relevant events. Thereafter, she went to the hospital where Chichek
Mammadova had been taken, but was not able to interview her.
16. R.N., hostel superintendent
R.N.
was the superintendent of the State-owned hostel where the
applicant’s family used to live before they moved to the new
dwelling at the Commissariat building. According to him, the
applicant’s family lived in his hostel from 1994 to January
2004. The applicant’s wife suffered from a “nervous
disease” and was “mentally unstable”. In January
2004 the applicant’s family left the hostel. On 26 March 2004
the SCEA officials and police officers brought the applicant’s
household possessions back to the hostel for “temporary
storage” (as they explained). He signed the list of items and
locked the applicant’s possessions in a separate room. On 6
April 2004 the applicant reclaimed his possessions.
17. N.Q., an acquaintance of the applicant
N.Q.
testified that, prior to the applicant’s eviction from his
dwelling, he had gone to the SCEA together with the applicant with
the purpose of obtaining permission for the applicant to stay in the
dwelling. He noted that, during that meeting, the SCEA officers had
explained to the applicant that he was occupying the dwelling
illegally. They had not demanded any bribes from the applicant in
return for permission to stay there.
18. S.B.
S.B.
was a member of an association of veterans which occupied part of the
premises in the Commissariat building. He described in general how
the applicant had carried out repair works in his dwelling. He noted
that there had been no objections from any State authorities during
the time when the applicant had carried out the work.
II. RELEVANT DOMESTIC LAW
A. Relevant legal provisions on housing of refugees and
internally displaced persons
Article
2 of the Law on Social Protection of Internally Displaced Persons and
Individuals Equated to Them of 21 May 1999 (“the IDP Social
Protection Act”) provides as follows:
“Persons displaced from the place of their
permanent residence in the territory of the Republic of Azerbaijan to
other places within the territory of the country as a result of
foreign military aggression, the occupation of certain territories or
continuous gunfire shall be considered internally displaced persons
subject to the provisions of this Law.”
Article
5 of the IDP Social Protection Act provides as follows:
“The relevant executive authority [the Cabinet of
Ministers, the State Committee on Refugees’ Affairs and local
executive authorities, within the scope of their respective
competence] shall deal with the housing of internally displaced
persons. Residential, administrative and auxiliary buildings, as well
as other buildings, shall be used for such housing purposes. Where
there is no possibility of housing internally displaced persons in
such buildings or where the population density in a specific
settlement does not allow such a possibility, they shall be settled
in camps specially set up for internally displaced persons. ...
Internally displaced persons may be allowed to
temporarily settle on their own only if the rights and lawful
interests of other persons are not infringed. Otherwise, the relevant
executive authority must ensure resettlement of the internally
displaced persons to other accommodation...”
Clause
4 of the Regulations on Resettlement of Internally Displaced Persons
to Other Accommodation, adopted by the Cabinet of Ministers in
Resolution No. 200 of 24 December 1999 (“the IDP Resettlement
Regulations”), provides:
“In cases where the temporary settling of
internally displaced persons breaches the housing rights of other
individuals, the former must be provided with other suitable
accommodation.”
B. Criminal Code of 2000
Article
125 (“Incitement to suicide”) of the Criminal Code
provides as follows:
“Incitement of a person who is dependent on the
inciter for material, service-related or other reasons to commit or
attempt suicide by means of cruel treatment of this person, or by
means of systematic denigration of his dignity, or by means of
threats
shall be punishable by restraint of liberty for a term
of up to three years or by imprisonment for a term of three to seven
years.”
Articles
308, 309 and 311 of the Criminal Code deal respectively with the
criminal offences of abuse of official authority, excess of official
authority and bribe-taking.
C. Code of Criminal Procedure of 2000
By
Article 87.6 of the Code of Criminal Procedure (“the CCrP”),
a person recognised as a “victim of crime” has, inter
alia, the following procedural rights: to submit material to the
criminal case file; to request the status of a private prosecutor at
any pre-trial stage; to object to actions of the criminal prosecution
authority; to lodge petitions; to have access to transcripts and
documents in the case file; to be informed about and to obtain copies
of the procedural decisions of the criminal prosecution authority
(including a decision to discontinue the criminal proceedings); and
to lodge appeals against procedural steps or decisions. In contrast,
a person participating in the proceedings as a witness is entitled to
have access only to those transcripts and documents which are related
to him or her (Article 95.6.8).
On
being informed about acts of a criminal character that are planned or
have been carried out or on discovering a criminal event by himself
or herself, a preliminary investigator, investigator or prosecutor
must take the necessary steps to preserve and obtain the relevant
evidence and must immediately begin an investigation (Article 38.1).
The initial grounds for instituting criminal proceedings may be
either statements about a planned or committed criminal offence
submitted by individuals, or information received from companies,
officials and the mass media, or direct discovery of a criminal
offence by a preliminary investigator, investigator or prosecutor
(Article 46.2).
Parties
to criminal proceedings (and other persons involved in such
proceedings in cases specified in the CCrP) are entitled to complain
about procedural steps or decisions by the criminal prosecution
authority. Procedural steps or decisions by the preliminary
investigator or the investigator may be appealed against to the
supervising prosecutor and the procedural steps or decisions of the
latter may be appealed against to the hierarchically superior
prosecutor (Articles 122.2.1 and 122.2.2). Certain types of
procedural steps or decisions (of the preliminary investigator,
investigator or supervising prosecutor) specified in Article 449.3 of
the CCrP may be appealed against directly to the supervising court
(Article 122.2.3).
A
decision not to institute criminal proceedings is taken by a
preliminary investigator, investigator or supervising prosecutor when
there are no lawful grounds for instituting criminal proceedings
(Article 212.1). Within 24 hours after its issuance, this decision is
sent to the supervising prosecutor as well as to the person who had
informed the law-enforcement authorities about the alleged criminal
offence (Article 212.2). A decision not to institute criminal
proceedings may be appealed against to the supervising prosecutor, or
a prosecutor hierarchically superior to the supervising prosecutor,
or to the supervising court (Article 212.3). If an appeal is lodged
with the supervising court, the latter may either (a) quash the
decision and draw the supervising prosecutor’s attention to any
breaches of the CCrP’s provisions concerning the procedure for
criminal inquiries and requirements for instituting criminal
proceedings, or (b) uphold the decision not to institute criminal
proceedings (Article 212.4.2).
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 2 OF THE CONVENTION
Relying
on Articles 2, 3, 6 and 13 of the Convention, the applicant
complained that State officials and police officers had been
responsible for his wife’s death, because they had unlawfully
entered his family’s dwelling, used excessive force and failed
to take immediate measures to rescue his wife when she had set
herself on fire. He further complained that the investigation
authorities had not properly investigated the circumstances of his
wife’s death. The Court considers that the present complaint
falls to be examined solely under Article 2 of the Convention, which
reads in its first sentence as follows:
“Everyone’s right to life shall be protected
by law. ...”
A. Admissibility
The
Government submitted that the applicant had not exhausted available
domestic remedies. They noted that he had not lodged an appeal
against the Sumgayit City Court’s decision of 1 April 2005
upholding the investigator’s decision not to institute criminal
proceedings. Moreover, the applicant had not lodged any judicial
complaints against the second decision refusing to institute criminal
proceedings, given on 17 August 2005 by the investigator of the
Binagadi District Prosecutor’s Office, following the second
criminal inquiry.
The
applicant submitted that he had taken all the necessary steps to
exhaust the domestic remedies. In particular, Article 212.3 of the
CCrP provided for two options for appeal from the investigator’s
decisions: either an appeal to the supervising prosecutor or an
appeal to the court. Following the second decision on the refusal to
institute criminal proceedings, the applicant had chosen to appeal to
the supervising prosecutor, by sending a letter of complaint to the
Prosecutor General. The latter had upheld the investigator’s
decision. The applicant argued that using the other alternative
(appeals to supervising courts) did not offer him any prospect of
success as the courts routinely upheld decisions of the prosecution
authorities. Moreover, the applicant argued that, in any event, since
the prosecution authorities had in fact subsequently instituted
criminal proceedings, he was absolved from the requirement to lodge
appeals against the previous decisions not to institute criminal
proceedings. Thereafter, in the context of the criminal
investigation, he had duly lodged appeals against each of the
investigators’ decisions to suspend the criminal investigation,
but his appeals had been unsuccessful.
The
Court notes that the Government’s objection is limited to the
alleged failure by the applicant to exhaust all possible appeals to
the supervising courts against the decisions of 14 May 2004 and 17
August 2005 not to institute criminal proceedings following the
inquiries by the Sumgayit City Prosecutor’s Office and the
Binagadi District Prosecutor’s Office respectively. The Court
notes that, had these appeals been lodged and been successful, they
would have resulted in the quashing of the relevant decision and a
renewed inquiry, possibly followed by a decision to institute
criminal proceedings. However, the Court observes that, in any event,
on 7 June 2006, pursuant to a decision by the Deputy Prosecutor
General, criminal proceedings were actually instituted in the present
case. Even assuming that the remedies suggested by the Government
were otherwise effective, the Court accepts the applicant’s
argument that the institution of criminal proceedings produced the
same outcome as the remedies suggested by the Government, making it
no longer necessary for the applicant to pursue them. Moreover, the
Court notes that, in the context of the criminal proceedings, the
applicant repeatedly challenged various procedural decisions by the
investigation authorities before the supervising courts, all of which
challenges produced repetitive results, as the investigation was
repeatedly suspended and his appeals were dismissed (except for one
occasion when the supervising court instructed the investigation
authorities to resume the investigation and ordered remedial
measures, after which the investigation was in any event suspended
again after a short period). Thus, in any event, the Court is not
persuaded that any additional appeals would have made any difference
in the present case.
For
the above reasons, the applicant was absolved from the requirement to
exhaust the remedies indicated by the Government. As the Government
have not suggested any other specific remedies available to the
applicant in theory or practice, there is no call for the Court to
look further into this matter.
Accordingly,
the Court dismisses the Government’s objection. It further
notes that this complaint is not otherwise manifestly ill-founded
within the meaning of Article 35 § 3 of the Convention and is
not inadmissible on any other grounds. It must therefore be declared
admissible.
B. Merits
1. The parties’ submissions
The
Government argued that all necessary steps had been taken by the
prosecution authorities to establish whether any person, other than
Chichek Mammadova herself, had been responsible for her death.
However, the inquiries and investigations carried out by the domestic
authorities had conclusively established that the applicant’s
wife had committed suicide without the involvement of any other
individuals. The Government maintained that the State was not
responsible for the death of the applicant’s wife and that the
official investigation into the circumstances of her death had been
complete and comprehensive.
The
applicant submitted that, although he and his family had settled in
the premises of an administrative building without prior permission,
their actions were not unlawful, as the domestic law allowed them to
find accommodation on their own initiative as long as they did not
infringe the housing rights of other persons. In any event, on
account of the high number of refugees and internally displaced
persons in the country, the authorities were usually tolerant in
cases when refugees and internally displaced persons settled of their
own accord in various administrative or other premises. It was the
obligation of the authorities, and in this case the SCEA, to provide
the applicant and his family with suitable accommodation, and they
had not done so. Therefore, the applicant and his family should have
not been evicted until they were provided with suitable accommodation
for a large family.
The
applicant further maintained that the operation conducted by the
State agents had been unlawful. The local executive authorities and
police had no competence under domestic law to evict anyone by force
without a court order. By doing so in the present case, the SCEA
officials and police officers involved in the operation had abused
their authority, which was a criminal offence. Moreover, the State
agents had known that the applicant’s family were internally
displaced persons and had housing problems. Therefore, they should
have anticipated that their actions might cause an emotional reaction
on the part of the applicant’s family members. When the
operation had commenced, the State agents had assumed full control of
the situation in the applicant’s dwelling. Chichek Mammadova’s
suicide threat might have seemed inadequate, but it was the “most
accessible and appropriate way of defence” in the
circumstances. There had been enough time between the moment when
Chichek Mammadova had poured kerosene on herself and the moment she
had ignited it for the State agents to take steps to save her life.
They could, for example, have defused the tension by leaving the
dwelling, or ripped off Chichek Mammadova’s clothes soaked in
kerosene, or stopped her from setting herself on fire. However, they
had done nothing to stop her from carrying out her threat, and one of
them had even mockingly encouraged her to do it by offering her a box
of matches.
The
investigations carried out into the circumstances of Chichek
Mammadova’s suicide had not been effective. No criminal inquiry
had been conducted until after she had died. No one had questioned
her while she was in hospital for three days and while she could
still talk or communicate by other means. Subsequently, during the
questioning, most of the implicated State agents had lied in their
testimonies, in particular in respect of the question whether they
had gone inside the dwelling. As a result, there were many
contradictions between witness testimonies, and there were serious
discrepancies even between the testimonies of the various State
agents themselves. However, the investigators had done nothing to
effectively address these contradictions, such as allowing the
witnesses to be cross examined. The applicant claimed that some
of the written testimonies of the State agents had been written in
the same handwriting and “belonged stylistically” to one
of the investigators.
The
applicant argued that, in general, the investigation had been
“superficial and biased”. On several occasions, the
investigating authorities had failed to inform him about their
procedural decisions and actions. Some of the decisions of
supervising courts had been sent to the applicant late and he had
therefore been unable to appeal against them. The applicant had
generally not been given an opportunity to review and challenge any
evidentiary material obtained by the investigating authorities. The
delivery dates of some of the investigating authorities’
procedural decisions had allegedly been “falsified”. The
applicant further claimed that the Government had failed to submit to
the Court part of the material from the investigation.
The
applicant also noted that the authorities had only carried out two
brief and superficial criminal inquiries before he had lodged the
present application with the Court. The criminal proceedings had been
instituted only after the authorities had become aware of the Court
proceedings.
2. The Court’s assessment
(a) General principles
(i) Principles relating to the prevention
of infringements of the right to life: the substantive aspect of
Article 2
Article 2, which safeguards the right to life and sets
out the circumstances when deprivation of life may be justified,
ranks as one of the most fundamental provisions in the Convention,
from which in peacetime no derogation is permitted under Article 15.
Together with Article 3, it also enshrines one of the basic values of
the democratic societies making up the Council of Europe. The
circumstances in which deprivation of life may be justified must
therefore be strictly construed. The object and purpose of the
Convention as an instrument for the protection of individual human
beings also requires that Article 2 be interpreted and applied so as
to make its safeguards practical and effective (see McCann and
Others v. the United Kingdom, 27 September 1995, §§ 146-147,
Series A no. 324).
The Court reiterates that the first sentence of
Article 2 enjoins the Contracting States not only to refrain from the
taking of life “intentionally” or by the “use of
force” disproportionate to the legitimate aims referred to
in sub-paragraphs (a) to (c) of the second paragraph of that
provision, but also to take appropriate steps to safeguard the lives
of those within its jurisdiction (see L.C.B. v. the United
Kingdom, 9 June 1998, § 36, Reports of
Judgments and Decisions 1998-III). This involves a primary duty
on the State to secure the right to life by putting in place
effective criminal-law provisions to deter the commission of offences
against the person, backed up by law-enforcement machinery for the
prevention, suppression and punishment of breaches of such
provisions. It also extends in appropriate circumstances to a
positive obligation on the authorities to take preventive operational
measures to protect an individual from another individual or, in
particular circumstances, from himself (see Osman v. the United
Kingdom, 28 October 1998, § 115, Reports 1998 VIII;
Keenan v. the United Kingdom, no. 27229/95, § 89, ECHR
2001-III; and Renolde v. France, no. 5608/05, § 81,
ECHR 2008 ...). However, such an obligation must be interpreted
in a way which does not impose an impossible or disproportionate
burden on the authorities, bearing in mind the difficulties involved
in policing modern societies, the unpredictability of human conduct
and the operational choices which must be made in terms of priorities
and resources. Accordingly, not every claimed risk to life can entail
for the authorities a Convention requirement to take operational
measures to prevent that risk from materialising (see Osman,
cited above, § 116).
A
failure to comply with the positive obligation will occur where it
has been established that the authorities knew or ought to have known
at the time of the existence of a real and immediate risk to the life
of an identified individual from the acts of a third party (or, in
particular circumstances, from self-harm) and that they failed to
take measures within the scope of their powers which, judged
reasonably, might have been expected to avoid that risk (ibid.; see
also Branko Tomašić and Others v. Croatia,
no. 46598/06, § 51, ECHR
2009 ...; see also, mutatis mutandis, Tanribilir
v. Turkey, no. 21422/93, § 70, 16 November 2000, in
respect of a positive obligation to protect from self-harm).
(ii) Principles relating to the response
required in the event of alleged infringements of the right to life:
the procedural aspect of Article 2
The
Court reiterates that where lives have been lost in circumstances
potentially engaging the responsibility of the State, Article 2
entails a duty for the State to ensure, by all means at its disposal,
an adequate response – judicial or otherwise – so that
the legislative and administrative framework set up to protect the
right to life is properly implemented and any breaches of that right
are repressed and punished (see Öneryıldız v.
Turkey [GC], no. 48939/99, § 91, ECHR 2004-XII, and
Sergey Shevchenko v. Ukraine, no. 32478/02, § 63, 4 April
2006). In that connection the Court has held that, if the
infringement of the right to life or to physical integrity is not
caused intentionally, the positive obligation to set up an “effective
judicial system” does not necessarily require criminal
proceedings to be brought in every case and may be satisfied if
civil, administrative or even disciplinary remedies were available to
the victims (see, for example, Vo v. France [GC], no.
53924/00, § 90, ECHR 2004-VII; Calvelli and Ciglio v. Italy
[GC], no. 32967/96, § 51, ECHR 2002-I; and Mastromatteo
v. Italy [GC], no. 37703/97, §§ 90, 94 and 95,
ECHR 2002 VIII). The minimum requirement for such a system
is that the persons responsible for the investigation must be
independent from those implicated in the events. This means
hierarchical or institutional independence and also practical
independence (see Paul and Audrey Edwards v. the
United Kingdom, no. 46477/99, § 70, ECHR 2002 II, and
Mastromatteo, cited above, § 91).
The
Court further reiterates that, in cases where individuals have been
killed as a result of the use of force, the obligation to protect the
right to life requires by implication some form of independent and
impartial official investigation that satisfies certain minimum
standards as to effectiveness (see, among many other authorities, Gül
v. Turkey, no. 22676/93, § 88, 14 December 2000;
Anguelova v. Bulgaria, no. 38361/97, § 136, ECHR
2002 IV; and Makaratzis v. Greece [GC], no. 50385/99,
§ 73, ECHR 2004 XI). In the Court’s opinion, the same
standards also apply to investigations in cases where a person dies
in suspicious circumstances in which the State’s positive
obligation under Article 2 is at stake (see, mutatis mutandis,
Trubnikov v. Russia, no. 49790/99, §§ 87-88, 5
July 2005; Paul and Audrey Edwards, cited above, § 74;
and Slimani v. France, no. 57671/00, § 30, ECHR 2004 IX).
Specifically,
the essential purpose of such an investigation is to secure the
effective implementation of the domestic laws which protect the right
to life and, in those cases involving State agents or bodies, to
ensure their accountability for deaths occurring under their
responsibility. The kind of investigation that will achieve those
purposes may vary according to the circumstances. However, whatever
mode is employed, the authorities must act of their own motion once
the matter has come to their attention. They cannot leave it to the
initiative of the next-of-kin either to lodge a formal complaint or
to take responsibility for the conduct of any investigative
procedures (see, among other authorities, Tahsin Acar v. Turkey
[GC], no. 26307/95, § 221, ECHR 2004 III).
The
investigation must also be effective in the sense that it is capable
of ascertaining the circumstances in which the incident took place
and leading to the identification and punishment of those
responsible. This is not an obligation of result, but of means. The
authorities must take whatever reasonable steps they can to secure
the evidence concerning the incident, including, inter alia,
eyewitness testimony, forensic evidence and, where appropriate, an
autopsy which provides a complete and accurate record of injury and
an objective analysis of clinical findings, including the cause of
death. Any deficiency in the investigation which undermines its
ability to establish the cause of death or the person responsible
will risk falling foul of this standard (see McKerr v. the United
Kingdom, no. 28883/95, § 113, ECHR 2001 III, and
Ognyanova and Choban v. Bulgaria, no. 46317/99, §
105, 23 February 2006).
A
requirement of promptness and reasonable expedition is implicit in
this context. It must be accepted that there may be obstacles or
difficulties which prevent progress in an investigation in a
particular situation. However, a prompt response by the authorities
in investigating suspicious deaths may generally be regarded as
essential in maintaining public confidence in their adherence to the
rule of law and in preventing any appearance of collusion in or
tolerance of unlawful acts (see, mutatis mutandis, McKerr,
cited above, § 114, with further references). For the same
reasons, there must be a sufficient element of public scrutiny of the
investigation or its results to secure accountability in practice as
well as in theory. The degree of public scrutiny required may well
vary from case to case. In all cases, however, the next-of-kin of the
victim must be involved in the procedure to the extent necessary to
safeguard his or her legitimate interests (ibid., § 115, with
further references).
(b) Application to the present case
(i) Whether the State agents were
responsible for Chichek Mammadova’s death
It
is undisputed that Chichek Mammadova’s death was caused by
suicide and was not caused by any lethal force used by any other
person. She inflicted fatal injuries to herself by pouring a
flammable liquid over herself and igniting it. According to all
relevant witness testimonies and expert opinions, she did so in
direct response to the police operation conducted in the dwelling
where she and her family resided. In this context, the parties are in
dispute as to the extent of the responsibility of the SCEA officials
and police officers (hereafter, where necessary, collectively
referred to as “the State agents”) for the incident
leading to Chichek Mammadova’s death. Therefore, the Court
considers that it is necessary to have regard to the nature of this
police operation and to determine the degree of control that the
authorities exercised over the events in question. Furthermore, it is
necessary to determine whether the circumstances of the case gave
rise to a positive obligation on the part of the State agents to
prevent the danger to Chichek Mammadova’s life.
It
is clear from the facts of the case that the applicant and his family
settled in the dwelling of their own accord, without any official
authorisation to settle inside an administrative building not
designated for residential purposes. The Court is aware that, as a
result of the Nagorno Karabakh conflict, Azerbaijan has had to
deal with the continuous problem of temporarily accommodating
hundreds of thousands of refugees and internally displaced persons
who have fled their permanent places of residence in Armenia and in
the conflict zone. It is not an uncommon occurrence for some of these
refugees and internally displaced persons to have attempted to find
housing of their own accord, by occupying parts of administrative
buildings or even private flats (compare Akimova v. Azerbaijan,
no. 19853/03, §§ 8-10, 27 September 2007).
It
is also clear that the occupation of the dwelling by the applicant’s
family was considered illegal by the SCEA, which had repeatedly
demanded them to vacate it. As to the operation conducted by the SCEA
and the police in the applicant’s dwelling on 26 March, the
parties disputed its nature and purpose.
The
only explanation provided by the authorities (the SCEA and police
officials, the investigation authorities, and the Government in their
submissions in the present case) was that a number of public servants
and police officers had been dispatched to the applicant’s
dwelling for “prophylactic measures” and that they had no
intention of evicting the applicant’s family by force.
Furthermore, according to the authorities, the decision to move the
applicant’s belongings out of the dwelling was taken on the
spot, only after Chichek Mammadova had immolated herself, in order to
guarantee the safety of these belongings in the absence of the
applicant and the rest of his family (all of whom had presumably left
to accompany Chichek Mammadova to hospital). However, the Court is
not convinced by this explanation. It notes that at least five police
officers and several other officials were involved in this operation.
Some witnesses testified (see, for example, the testimony of K.A. in
paragraph 71 above) that an order to bring a lorry had been given as
soon as the authorities had arrived at the applicant’s
dwelling, prior to Chichek Mammadova’s suicide attempt. No
meaningful explanation was provided as to why so many police officers
were needed and why a lorry was brought, if the authorities’
only intention on that day was to have a “prophylactic
conversation” with the applicant. Moreover, even assuming that
the dwelling and the belongings of the applicant’s family were
left unattended by them after Chichek Mammadova’s suicide
attempt, it has not been explained why the SCEA officials had to move
the belongings out of the dwelling and transport them to another
location, apparently at the State’s expense, and why they could
not secure their safety by other, more effortless means. In the light
of the above, the Court considers that the only reasonable
explanation for engaging so many police officers and bringing a lorry
to the scene was that, from the very beginning, the operation was
aimed at having the applicant’s family vacate the dwelling on
that same day, either by persuading them to do so voluntarily or by
evicting them by force. This conclusion is supported by the fact that
their personal belongings were indeed moved out of the dwelling on
that same day. In such circumstances, the Court cannot but conclude
that, regardless of various vague terms such as “prophylactic
measures” or “prophylactic conversation”, which
were subsequently used, the real aim of this operation was to evict
the applicant’s family from the dwelling.
Moreover,
it is questionable whether this operation was conducted on a lawful
basis. The Government have not provided any explanation as to the
legal basis for the actions of the SCEA officials and police officers
in the present case. According to the material in the case file, it
appears that the SCEA officials and police officers acted merely on
the basis of vaguely worded oral instructions coming from the SCEA
administration. There was no court order authorising the SCEA and the
police to evict the applicant’s family. The domestic
prosecuting authorities’ and courts’ decisions were not
uniform in their assessment of the operation, with some finding that
they acted within their competence (see paragraphs 31 and 42 above),
and others casting doubt on the lawfulness of the authorities’
actions (see paragraphs 26, 33 and 39 above).
Nevertheless,
the Court considers that, for the purposes of the present complaint
under Article 2, the question of whether there was a lawful basis for
this operation is not crucial. The Court considers that, by
conducting the operation to evict the applicant’s family
(whether lawfully or not), the authorities could not be considered to
have intentionally put the life of the applicant’s wife at risk
or otherwise caused her to commit suicide. The Court considers that,
reasonably speaking, self-immolation as a protest tactic does not
constitute predictable or reasonable conduct in the context of
eviction from an illegally occupied dwelling, even in a situation
involving such a particularly vulnerable sector of the population as
refugees and internally displaced persons. When deciding to send the
police to the applicant’s dwelling in order to evict his
family, the authorities could not have reasonably anticipated that
the applicant’s wife might react by committing suicide. There
is no evidence to suggest that, in advance of the operation, the
State agents involved had been aware, or should have been aware, of
Chichek Mammadova’s state of mental health and her alleged
propensity for erratic behaviour.
For
the above reasons, the Court finds that the authorities’
decision to evict the applicant’s family from the dwelling
(irrespective of whether or not it had a lawful basis) did not, in
itself, engage the State’s responsibility under Article 2 of
the Convention. Moreover, having regard to the evidence before it,
the Court considers that, despite the applicant’s allegations,
there is insufficient evidence to establish, to the requisite
standard of proof, that the State agents involved incited or
otherwise encouraged Chichek Mammadova to set fire to herself in the
course of the eviction process.
However, the State’s responsibility under
Article 2 is not limited only to the above considerations. The Court
considers that the principal issue in the present case stems from the
fact that, during the process of eviction, the events unfolded in an
unpredictable way and the State agents were suddenly confronted with
a situation where their demands to vacate the dwelling were met with
an act of self-immolation by the applicant’s wife. In this
context, it is necessary to determine whether this specific situation
triggered the State’s positive obligation under Article 2; that
is, whether at some point during the course of the operation the
State agents became aware or ought to have become aware that Chichek
Mammadova posed a real and immediate risk of suicide and, if so,
whether they did all that could reasonably have been expected of them
to prevent that risk.
The
Court notes that, as a general rule, in a police operation with the
aim of eviction, as in any other police operation, the police are
expected to place the flow of events under their control, to a
certain degree. Moreover, in the present case, Chichek Mammadova’s
actions, however unpredictable or unreasonable they might have
seemed, constituted a direct response to the State agents’
demands and actions.
The
Court considers that, in a situation where an individual threatens to
take his or her own life in plain view of State agents and, moreover,
where this threat is an emotional reaction directly induced by the
State agents’ actions or demands, the latter should treat this
threat with the utmost seriousness as constituting an imminent risk
to that individual’s life, regardless of how unexpected that
threat might have been. In the Court’s opinion, in such a
situation as in the present case, if the State agents become aware of
such a threat a sufficient time in advance, a positive obligation
arises under Article 2 requiring them to prevent this threat from
materialising, by any means which are reasonable and feasible in the
circumstances.
In
the context of the present case, the Court notes that, depending on
practical possibilities and the moment at which the State agents
became aware of the threat, some of the hypothetical steps to be
considered could have entailed, inter alia, calming down the
situation by verbally persuading Chichek Mammadova to refrain from
any actions threatening her life, or physically preventing her from
taking hold of and pouring kerosene on herself, or physically
preventing her from igniting it, or putting out the fire as soon as
she set fire to herself. Such steps could also have included
providing immediate first aid, calling an ambulance or assisting in
hospitalising the victim. The Court acknowledges that, given the
unpredictability of human conduct and the relatively short time span
between the verbal threat and the act of self-immolation, there may
indeed have been very limited time and facilities available to the
State agents to react meaningfully.
The
Court notes, however, that in the present case the exact factual
circumstances surrounding the incident itself are heavily disputed
and are far from being clear, making it difficult to determine
whether the State agents should have known of the victim’s
intention to commit suicide prior to her actually setting fire to
herself and, if so, what adequate measures could feasibly have been
taken by the State agents in those circumstances. Owing to the
contradictory nature of the witness testimonies, it is not clear
exactly when the State agents became aware of the threat to Chichek
Mammadova’s life. More specifically, it is impossible to
establish conclusively whether some or all of the State agents were
inside or outside the applicant’s dwelling during the period
from the moment when Chichek Mammadova started preparing for her
suicide attempt until the moment when she set herself on fire. It is
therefore not clear whether any of the State agents heard the verbal
threats made by her, whether they observed her preparations, or
whether they only became aware of the suicide attempt after it was
too late to prevent it. If there were any State agents inside, it is
not clear how far away they were standing from the victim. If all the
State agents were outside, it is not clear whether they could
actually have observed Chichek Mammadova’s relevant actions
from where they were situated. It is not clear how much time elapsed
from the moment the threat was made until the moment the victim set
fire to herself, and how much time elapsed while she was burning.
Moreover, there is no information as to the floor plan and the
interior and exterior features of the dwelling that could make it
possible to determine whether there were any physical barriers
obstructing quick and easy access to Chichek Mammadova by those who
were in the vicinity.
For
the same reasons, it is difficult to determine any specific steps
that the State agents could have been expected to take in order to
save her life in the specific circumstances of the present case. It
appears that at least one police officer, E.N., possibly with the aid
of other police officers, helped put out the fire on Chichek
Mammadova’s body after she had set fire to herself. By this
time, however, she had already suffered serious life threatening
injuries. It further appears – and the Court finds this
circumstance of particular concern – that none of the State
agents attempted to call an ambulance or provided any assistance in
transporting Chichek Mammadova to hospital. Nevertheless, having
assessed the available information concerning the exact circumstances
of the incident, the Court finds that it is so scarce and
insufficient that it is unable to determine whether the State agents
could have taken any additional measures to prevent Chichek Mammadova
from carrying out her threat of suicide or at least to minimise the
extent of the injuries she received.
The
Court also notes that the situation in the present case cannot be
equated to, for example, a situation involving a death in custody,
where the burden may be regarded as fully resting on the State to
provide a satisfactory and plausible explanation, in the absence of
which inferences unfavourable to the State can be drawn.
In
view of the above analysis, the Court considers that, owing to the
lack of relevant factual details, doubts remain that the
responsibility for Chichek Mammadova’s death might have lain at
least in part with the authorities. However, having assessed the
available material, the Court finds those doubts insufficient to
establish conclusively that the authorities acted in a manner
incompatible with their positive obligations to guarantee the right
to life.
It
follows that there has been no violation of Article 2 of the
Convention in this respect.
(ii) Whether the investigation was
adequate and effective
Seeing
that Chichek Mammadova’s life was lost in circumstances
potentially engaging the responsibility of the State agents, a
procedural obligation arose under Article 2 of the Convention to
carry out an effective and adequate investigation into the
circumstances of the incident causing her death (compare Sergey
Shevchenko, cited above, § 66, and Trubnikov,
cited above, § 89).
The
Court considers that the domestic investigation in the present case
was inadequate, as it failed to seek answers to all the issues
relevant for an assessment of the State agents’ role and
responsibility in the incident and therefore failed to establish the
necessary factual details to determine whether they were under an
obligation to safeguard Chichek Mammadova’s life.
In
particular, the investigation authorities appear to have limited
their investigation only to the question of whether the State agents
incited Chichek Mammadova to commit suicide, within the meaning of
Article 125 of the Criminal Code, in other words whether they did
something which directly caused her death. It appears that, once the
answer to this question was found, no further inquiry was deemed
necessary by the investigation authorities. However, in the present
case, it was also necessary to investigate whether the State agents
had at some point become aware of the suicide threat and whether, in
the particular circumstances, they took all adequate and possible
steps to protect Chichek Mammadova’s life. However, as can be
seen from the analysis below, this was not the case. Such an
incorrect approach to the investigation led to a failure to clarify a
number of crucial factual issues in the case.
It
appears from the material in the case file that, as a general rule,
the witnesses were simply asked to narrate the sequence of events as
they recalled them and to focus only on the issue of whether any of
the State agents had taken any steps provoking Chichek Mammadova to
commit suicide. Apart from this particular aspect of the case, the
investigation authorities did not appear to pay attention to
clarifying other relevant factual circumstances or to ask any
additional specific questions in an attempt to elicit more
information in that respect. This resulted in rather brief and vague
eyewitness evidence, lacking many specific details. The investigation
authorities’ factual findings as to the sequence of events were
very sketchy and brief, and failed to cover a number of very
important factual details.
Specifically,
the Court notes at the outset that the manner in which the operation
was conducted at the scene of the incident was a prima facie
problematic issue in this case, and it was indeed regarded as
such in some of the authorities’ initial reactions to the
applicant’s complaints (see, for example, paragraph 26 above).
This issue was relevant for assessing the adequacy of the State
agents’ actions under Article 2 and, therefore, should have
been of primary concern for the investigation authorities. In the
Court’s view, the investigation authorities should have sought
from their relevant police superiors a more detailed explanation as
to the planning of the operation, as to how the chain of command had
been organised on the scene, and as to what specific orders, if any,
had been given to individual police officers after the police had
arrived at the applicant’s dwelling. Information of such nature
might have helped to clarify the overall picture of the circumstances
surrounding the incident. However, none of the above steps were
taken.
Another
shortcoming of the investigation was the authorities’ omission
to attempt a reconstruction of the exact sequence and duration of the
events and to address the discrepancies in witness testimonies. In
the Court’s opinion, it is obvious that, in order to determine
the adequacy and appropriateness of the steps taken by the State
agents to protect Chichek Mammadova’s life, it was of paramount
importance in the present case to establish whether any of them had
been in her immediate vicinity. It was therefore incumbent on the
investigation authorities to determine, inter alia, which
specific State agents, if any, were in close proximity to Chichek
Mammadova, whether they were physically able to take steps to
interrupt her suicide attempt, and how much time elapsed from the
moment she made a verbal threat until she soaked herself in kerosene
and, further, until she set fire to herself.
There
are serious discrepancies in the available witness testimonies as to
precisely what happened, and in what order, after K.A. first knocked
on the applicant’s door. In particular, while the applicant and
his family members claimed that the State agents had entered the
premises and observed the suicide threats made by Chichek Mammadova,
the majority of the State agents involved denied ever entering the
dwelling and insisted that they had become aware of the suicide
threat only after she had set fire to herself. On the other hand,
some of the State agents, notably E.G., Y.A. and K.A., specifically
stated that several police officers had entered the applicant’s
dwelling (see paragraphs 49, 51 and 71 above), although it is not
clear from these statements whether the police officers were still in
Chichek Mammadova’s immediate vicinity at the time when she
attempted suicide. Nevertheless, these statements support the
plausibility of the applicant’s account of the events.
The
Court reiterates that the procedural obligation under Article 2 is
not an obligation to achieve a particular result and that there may
be situations when, owing to the lack of evidence or its
contradictory nature, it is objectively impossible to reconstruct the
exact circumstances and sequence of events. Such impossibility,
however, must be effectively established by a thorough and
comprehensive investigation. The Court notes that, in the present
case, despite discrepancies in witness testimonies, the investigating
authorities disregarded the importance of establishing the exact
circumstances of the incident and did not take any effective steps to
clarify the points on which various witnesses either disagreed or
failed to provide a complete account. This could have been
accomplished by, inter alia, posing specific questions to
witnesses with a view to clarifying specific details of the sequence
and timing of how events unfolded, conducting face-to-face
confrontations between those witnesses who gave conflicting
testimonies, and seeking to identify and question other eyewitnesses
to the incident such as the applicant’s relatives and other
onlookers whom most of the State agents mentioned in their respective
testimonies. The investigating authorities’ failure to take the
above steps contributed to the investigation’s inability to
produce a complete and detailed factual picture of the incident.
Moreover,
from the material available in the case file, it is unclear on what
exact date the initial criminal inquiry was commenced. It is clear,
however, that Chichek Mammadova was not questioned while she was in
hospital for three days before she died, despite the applicant’s
claim that she had been physically able to communicate during that
period. Obviously, obtaining the victim’s testimony, if
possible, was indispensable for the effectiveness of the
investigation. After the incident, the authorities were aware of the
fact that she had suffered life-threatening injuries making her
survival uncertain and were therefore obliged to act in a prompt and
diligent manner in order to try to obtain evidence which would no
longer be available after her death. No explanation was provided by
the Government or the domestic investigation authorities as to the
reasons for the failure to do so. In the Court’s view, this
failure undermined the effectiveness of the investigation (compare
Esat Bayram v. Turkey, no. 75535/01, §
49, 26 May 2009).
The
above leads the Court to the next issue – that of the
promptness of the investigation. As noted, the authorities failed to
take immediate action and to interview the victim while this was
possible. As to the overall length of the investigation, the Court
notes that there were two “preliminary” criminal
inquiries and one set of criminal proceedings in the present case,
which, for the purposes of the procedural aspect of Article 2, should
be examined as a whole. Thus, it should be noted that the overall
length of the domestic investigation was more than four years. The
investigation was adjourned and resumed a number of times without any
evident progress in its effectiveness and without any substantive
improvement in the adequacy of the investigative measures taken.
While on several occasions the supervising prosecutors or courts
criticised the deficiencies in the proceedings and ordered remedial
measures (see, for example, paragraphs 33 and 39 above), those
instructions were not complied with.
The
Court notes, furthermore, that the criminal proceedings were
instituted and the applicant was granted the status of a victim in
the proceedings only in June 2006, more than two years after his
wife’s death. He was thereby denied the possibility of
effectively intervening in the course of the investigative steps
taken prior to that date (compare Trubnikov, cited above, §
93, and, mutatis mutandis, Muradova
v. Azerbaijan, no. 22684/05, §
130, 2 April 2009). Accordingly, the Court cannot find that the
investigation fully complied with the requirement to secure public
accountability by safeguarding the legitimate interests of the
next-of-kin.
For
the above reasons, the Court concludes that there has been a
violation of the respondent State’s obligation under Article 2
of the Convention to conduct an adequate and effective investigation
with a view to establishing the extent of the State agents’
responsibility for Chichek Mammadova’s death.
II. OTHER ALLEGED VIOLATIONS OF THE CONVENTION
A. Alleged ill-treatment of the applicant
The
applicant complained under Article 3 of the Convention that he had
been beaten by the police officers during the events of 26 March 2004
and that, furthermore, having witnessed the events that had led to
his wife’s death, he had experienced serious anguish and
distress.
As
to the alleged beating by the police during the eviction, the Court
notes that the evidence available in respect of this part of the
complaint is not sufficient to enable it to examine the question of
whether the applicant was subjected to ill-treatment.
As
to the alleged suffering experienced by the applicant as a result of
his wife’s death, the Court reiterates that, on the basis of
the information available, it was impossible to establish in the
present case that the State agents were responsible, directly or
indirectly, for the death of the applicant’s wife (compare, for
example, Ülkü Ekinci v. Turkey, no. 27602/95, §
149, 16 July 2002). Although the inadequacy of the investigation into
his wife’s death may arguably have caused the applicant
feelings of anguish and mental suffering, the Court does not find in
the present case sufficient special features which would justify a
separate examination of an alleged violation in respect of the
applicant under Article 3 of the Convention (compare, mutatis
mutandis, Tahsin Acar, cited above, § 239; Uçar
v. Turkey, no. 52392/99, § 110, 11 April 2006; and Çakıcı
v. Turkey [GC], no. 23657/94, §§ 98-99, ECHR 1999 IV).
It
follows that this part of the application is manifestly ill-founded
and must be rejected in accordance with Article 35 §§ 3 and
4 of the Convention.
B. Alleged ill-treatment of the applicant’s
relatives
The
applicant complained under Article 3 of the Convention that his son,
mother-in-law and sister-in-law had also experienced serious anguish
and distress after having witnessed the incident leading to Chichek
Mammadova’s death.
The
Court notes that the applicant himself was not a victim of the
violations alleged in the present complaint. None of the applicant’s
relatives concerned by this complaint are parties to the present case
or have personally lodged any complaints with the Court. It follows
that this complaint is incompatible ratione personae with the
provisions of the Convention within the meaning of Article 35 § 3
and must be rejected in accordance with Article 35 § 4.
C. Alleged violation of the applicant’s right to
respect for his private life and home
The
applicant complained under Article 8 of the Convention that, by
evicting him and his family from their dwelling without a relevant
court order, the domestic authorities had infringed his right to
respect for his home and private life.
Even
assuming that the issues complained of fall within the ambit of
Article 8 and, in particular, that the dwelling in question could be
considered the applicant’s “home” within the
meaning of this Convention provision, the Court considers that this
complaint is inadmissible for the following reasons. It is true that,
in the context of the criminal investigation into the circumstances
of his wife’s death, the applicant made the same or similar
allegations concerning the alleged unlawfulness of the authorities’
actions. However, within the scope and context of that investigation,
those allegations could be relevant only for the purposes of
establishing the State agents’ responsibility for his wife’s
death. The investigation authorities had no competence to provide any
redress in respect of any other matters and did not constitute an
appropriate remedy for the alleged infringement of the applicant’s
right to respect for his home and private life. The Court notes that
the applicant has not raised the present complaint before any other
domestic authorities, and in particular the domestic civil courts,
which would appear to be a more appropriate avenue of redress and
where he could seek, inter alia, compensation for damage.
It
follows that this complaint must be rejected under Article 35
§§ 1 and 4 of the Convention for non-exhaustion
of domestic remedies.
III. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article 41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Damage
1. Pecuniary damage
The
applicant claimed the following amounts in respect of pecuniary
damage: (a) 20,025 euros (EUR) for various expenses in connection
with his wife’s funeral; (b) EUR 3,740 for loss of earnings
which he had incurred because, after his wife’s death, he had
had to work less in order to spend more time at home with his
children; (c) EUR 18,640 for expenses related to past and future
medical treatment and special education for his son, who had
allegedly become affected with psychiatric problems after his
mother’s death; and (d) EUR 28,000 for expenses related to
past and future medical treatment for his sister-in-law who had
allegedly developed a brain tumour as a result of the “psychological
shock” experienced after her sister’s death.
The
Government noted that the applicant had submitted no evidence of any
pecuniary damage alleged.
The
Court observes that, indeed, no evidence has been submitted in
support of the above claims. In any event, the Court does not discern
any causal link between the violation found and the pecuniary damage
alleged. It therefore dismisses all of the above claims.
2. Non-pecuniary damage
The
applicant claimed (a) EUR 80,000 in respect of non-pecuniary
damage suffered as a result of his wife’s death and the
inadequate investigation; (b) EUR 25,000 in respect of non-pecuniary
damage suffered by him as a result of the alleged beating by the
police; (c) EUR 18,000 in respect of non-pecuniary damage suffered by
his family members; and (d) in addition to all of the above, EUR
92,000 for all alleged violations of the Convention, in order to
“make the Government treat human rights with more respect in
the future”.
The
Government submitted that the amounts claimed were excessive and that
a finding of a violation would constitute, in itself, sufficient just
satisfaction in the present case.
As
for the amounts claimed in points (b) and (c) above, the Court notes
that they relate to the complaints it has declared inadmissible. As
for the amount claimed in point (d) above, the Court reiterates that
it has consistently rejected any claims for punitive damages. For
these reasons, the Court dismisses those claims.
As
for the part of the claims relating to the non-pecuniary damage
suffered as a result of the authorities’ failure to comply with
their obligations under Article 2 of the Convention, the Court
considers that the distress suffered by the applicant cannot be
compensated solely by the finding of a violation. Ruling on an
equitable basis, the Court awards the applicant EUR 20,000 in respect
of non-pecuniary damage.
B. Costs and expenses
The
applicant also claimed EUR 3,100 for various types of costs and
expenses incurred in the domestic proceedings and EUR 2,500 for those
incurred in the proceedings before the Court (including EUR 1,500 for
legal fees, EUR 800 for translation expenses and EUR 200 for
stationery and postal expenses).
The
Government noted that the applicant submitted evidence in support of
only a part of the claim for postal expenses, and did not submit any
evidence in support of the remainder of the claims.
According
to the Court’s case-law, an applicant is entitled to the
reimbursement of costs and expenses only in so far as it has been
shown that these have been actually and necessarily incurred and were
reasonable as to quantum. In the present case, the Court notes that
the applicant submitted supporting documents only in respect of a
part of the claim for postal expenses, in the form of postal receipts
for the total amount of approximately EUR 70. The remaining claims
were not supported by any documents. The Court further notes that, in
connection with the present case, the applicant has received EUR 850
in legal aid from the Council of Europe. Accordingly, regard being
had to the information in its possession and the above criteria, the
Court finds that there is no call to award the applicant any
additional amount for costs and expenses.
C. Default interest
The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT
Declares unanimously the complaint under Article
2 admissible and the remainder of the application inadmissible;
Holds by five votes to two that there has been
no violation of Article 2 of the Convention as regards the
authorities’ positive obligations to protect the right to life;
Holds unanimously that there has been a
violation of Article 2 of the Convention as regards the authorities’
failure to carry out an effective investigation with a view to
establishing the extent of the State’s responsibility for
Chichek Mammadova’s death;
Holds unanimously
(a) that
the respondent State is to pay the applicant, within three months
from the date on which the judgment becomes final in accordance with
Article 44 § 2 of the Convention, EUR 20,000
(twenty thousand euros), plus any tax that may be chargeable, in
respect of non-pecuniary damage, to be converted into New Azerbaijani
manats at the rate applicable at the date of settlement;
(b) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amount at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points;
Dismisses unanimously the remainder of the
applicant’s claim for just satisfaction.
Done in English, and notified in writing on 17 December 2009,
pursuant to Rule 77 §§ 2 and 3 of the Rules of Court.
Søren Nielsen Christos Rozakis
Registrar President
In accordance with Article 45 § 2 of the Convention and Rule 74
§ 2 of the Rules of Court, the dissenting opinion of Judges
Spielmann and Malinverni is annexed to this judgment.
C.L.R.
S.N.
DISSENTING OPINION OF JUDGES SPIELMANN
AND MALINVERNI
(Translation)
We
agree with the majority that there has in this case been a violation
of the respondent State’s obligation under Article 2 of the
Convention to conduct an adequate and effective investigation with a
view to establishing the extent of the State agents’
responsibility for Chichek Mammadova’s death.
However,
unlike the majority, we are of the opinion that in this case the
authorities were also responsible for a violation of Article 2 on
grounds of failure to comply with the positive obligation incumbent
on them to protect the applicant’s wife’s right to life.
In
this connection we would like to reiterate that the first sentence of
Article 2 enjoins the Contracting States to take appropriate
steps to safeguard the lives of those within their jurisdiction (see
L.C.B. v. the United Kingdom, 9 June 1998, § 36, Reports
of Judgments and Decisions 1998–III). This also extends in
appropriate circumstances to a positive obligation on the authorities
to take preventive operational measures to protect an individual from
another individual or, in particular circumstances, from himself (see
Osman v. the United Kingdom, 28 October 1998, § 115,
1998–VIII; Keenan v. the United Kingdom, no.
27229/95, § 89, ECHR 2001–III; and Renolde v. France,
no. 5608/05, § 81, 16 October 2008-).
A
failure to comply with this positive obligation will occur where it
has been established that the authorities knew or ought to have known
at the time of the existence of a real and immediate risk to the life
of an identified individual from self-harm and that they failed to
take measures within the scope of their powers which, judged
reasonably, might have been expected to avoid that risk (see Branko
Tomašić and Others v. Croatia, no. 46598/06, §
51, ECHR 2009-., and Tanribilir v. Turkey, no. 21422/93, §
70, 16 November 2000).
The
principal issue in the present case is whether at some point during
the course of the operation the State agents became aware or ought to
have become aware that Chichek Mammadova posed a real and immediate
risk of suicide and, if so, whether they did all that could
reasonably have been expected of them to prevent that risk.
We
would like to stress that, as a general rule, in any police operation
the police are expected to place the flow of events under their
control. In a situation where an individual threatens to take his or
her own life in plain view of State agents and where this threat is
an emotional reaction directly induced by the State agents’
actions or demands, the latter should treat this threat with the
utmost seriousness as constituting an imminent risk to that
individual’s life, regardless of how unexpected that threat
might have been.
In
our opinion, in a situation such as the present case, if the State
agents become aware of such a threat a sufficient time in advance a
positive obligation arises under Article 2 requiring them to prevent
the threat from materialising by any means which are reasonable and
feasible in the circumstances.
In
the context of the present case, as soon as the State agents became
aware of the threat, they could have tried to defuse the situation by
verbally persuading Chichek Mammadova to refrain from any action
threatening her life.
Subsequently,
as soon as the poor woman had poured kerosene over herself they
should have intervened and prevented her from igniting it. Instead,
the police officers did not take her threats seriously. One of them
even offered her a box of matches, mockingly encouraging her to keep
her word and set fire to herself (see paragraph 17). Incidentally,
this detail shows, moreover, that the police officers were near the
victim at the time. Only one police
officer took any steps to put out the fire by wrapping Chichek
Mammadova in a blanket.
In
addition, and this circumstance is of particular concern, none of the
State agents attempted to call an ambulance or provide any assistance
in transporting Chichek Mammadova to hospital.
These
shortcomings lead us to the conclusion that the police officers
failed to comply with the positive obligations incumbent on them
under Article 2, and that there has therefore been a violation of
that provision.