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DENIS VASILYEV v. RUSSIA - 32704/04 [2009] ECHR 2078 (17 December 2009)
URL: http://www.bailii.org/eu/cases/ECHR/2009/2078.html
Cite as:
[2009] ECHR 2078
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FIRST
SECTION
CASE OF DENIS VASILYEV v. RUSSIA
(Application
no. 32704/04)
JUDGMENT
STRASBOURG
17
December 2009
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial
revision.
In the case of Denis Vasilyev v.
Russia,
The
European Court of Human Rights (First Section), sitting as a Chamber
composed of:
Christos Rozakis, President,
Nina
Vajić,
Anatoly Kovler,
Elisabeth
Steiner,
Dean Spielmann,
Giorgio
Malinverni,
George Nicolaou, judges,
and Søren
Nielsen, Section
Registrar,
Having
deliberated in private on 26 November 2009,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
The
case originated in an application (no. 32704/04) against the Russian
Federation lodged with the Court under Article 34 of the Convention
for the Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by a Russian national, Mr Denis Vladimirovich
Vasilyev (“the applicant”), on 23 July 2004.
The
applicant, who had been granted legal aid, was represented by Ms M.
Voskobitova, a lawyer practising in Moscow. The Russian Government
(“the Government”) were represented by Mr P. Laptev,
former Representative of the Russian Federation at the European Court
of Human Rights.
The
applicant alleged, in particular, that the assault on him had not
been properly investigated, that he had been the victim of
ill-treatment on the part of police officers and medical personnel
which had likewise not been investigated, and that he had not been
recognised as a civil party in the criminal proceedings.
On
4 April 2006 the President of the First Section decided to give
notice of the application to the Government. It was also decided to
examine the merits of the application at the same time as its
admissibility (Article 29 § 3 of the Convention).
The
Government objected to the joint examination of the admissibility and
merits of the application. Having examined the Government’s
objection, the Court dismissed it. The Court decided, after
consulting the parties, that no hearing in the case was required
(Rule 59 § 3 in fine).
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The
applicant was born in 1983 and lives in Moscow.
A. Assault on the applicant and medical treatment
1. Assault on the applicant and his friend
On
29 June 2001 the applicant and his school friend Mr N. were spending
the evening together. At about 11.30 p.m. they went to Mr N.’s
place as Mr N., who is a diabetic, needed an insulin injection. After
that they took a taxi to the applicant’s place.
While
walking through the courtyard they were assaulted, near house no.
16/18 on Shcherbakovskaya Street in the Eastern Administrative
District of Moscow. The attacker called out to them from behind and,
before they could turn round, they received strong blows to their
heads, fainted and collapsed on the ground. A considerable sum of
money, a gold bracelet and a cell phone were stolen from them.
Neighbours
called the Sokolinaya Gora police station. At 1.40 a.m. on 30 June
2001 the police officers Mr Zharov and Mr Volkov arrived at the
scene. They served in the 2nd police battalion of the Eastern
Administrative District of Moscow, whose main task was to provide
security to businesses and private property under commercial
contracts. In addition to that, they acted as neighbourhood patrol
officers.
According
to their statements, they saw two young men on the road whom they
believed to be drunk. One of them was sitting, the other lay still.
Some vomit could be seen. The policemen claimed that they reported
the situation to the officer at the Sokolinaya Gora police station
and told him that an ambulance or specialists from a sobering-up
centre should be called.
The
policemen then dragged the unconscious applicant and his friend away
from the road into the courtyard of house no. 16/18. According to the
Government, the policemen left the applicant and N. “on a grass
plot”; the applicant claimed that they had been put “in
the rubbish dump”. At that moment the private security
co-ordinator (дежурный
по отделу
вневедомственной
охраны)
informed the officers that an alarm had gone off and instructed them
to check it out. They reported it to the officer at the police
station and left the scene.
At
about 7 a.m. janitors Ms E. and Mr B. spotted two young men some
three or four metres away from the rubbish bins and attempted to wake
them up. However, both were unconscious, the dark-haired one (Mr N.)
mumbled incoherently. They called for an ambulance.
At
8 a.m. Doctor P. arrived in the first ambulance. On seeing two
victims, he called for another ambulance and began attending to Mr N.
who had an abrasion and haematoma on his left cheek. When Mr N.
regained consciousness, Doctor P. helped him climb into the van and
took him to Moscow City Hospital no. 1.
In
the meantime, a second ambulance arrived with Doctor Ch. He loaded
the still unconscious applicant into the van and took him to Moscow
City Hospital no. 33.
2. Treatment at Hospital no. 33
Upon
arrival at the hospital at 9.05 a.m. the applicant was diagnosed with
alcohol intoxication. Injuries and abrasions on his wrists and
forehead were noted. Two hours later he was examined by a
neurosurgeon.
Until
5 p.m. on 1 July 2001 the applicant remained, still unconscious and
also undressed, on a trolley in the hospital corridor.
At
6.30 p.m. emergency surgery – bilateral trepanation of the
skull – was performed on him.
On
8 July 2001 the applicant’s mother invited a private doctor to
examine her son. The doctor determined that the applicant was in a
life-threatening condition. An ambulance transferred the applicant in
a state of coma to the Burdenko Military Hospital in Moscow.
3. Treatment at Burdenko Hospital and partial recovery
From
9 July to 27 July 2001 the applicant was in a coma. On 25 July 2001
tracheotomy (creation of a surgical airway in the cervical trachea)
was performed and a cannula was inserted.
After
he woke up from the coma, he was transferred to the neurosurgery unit
where he stayed in a critical state until 10 August.
Until
the removal of the cannula in October 2001 and then in December 2002,
the applicant underwent several operative procedures for
osteomyelitis of the skull.
On
1 October 2001 a medical panel recognised the applicant as having
disability of the second category.
In
2002 the applicant developed post-traumatic convulsive disorder. On
13 June 2003 he had a seizure and fainted. He was taken to Burdenko
Hospital and operated upon for a pus abscess in the skull.
B. Investigations and judicial proceedings
1. Investigation into the assault (case no. 073041)
On
30 June and 1 July 2001 the Sokolinaya Gora police station received
from Hospitals nos. 1 and 33 reports on bodily injuries concerning
the applicant and Mr N. The head of the inquiries section of the
police station asked the operational officer Mr Yermakov to check the
reports. Subsequently the internal inquiry (see below) revealed that
Mr Yermakov had not taken any measures for the purpose of inspecting
the crime scene, identifying witnesses or interviewing the victims.
On
6 July 2001 Mr Yermakov forwarded the materials to the Investigations
Department where the case was assigned to the operational officer Mr
Abdryayev. Mr Abdryayev did not take any procedural decision
regarding the materials until 17 July 2001.
On
18 July 2001 the head of the Sokolinaya Gora police station launched
an internal inquiry which revealed that nothing had been done with
regard to the injury reports. Both Mr Yermakov and Mr Abdryayev were
disciplined. On the same day the crime scene was examined for the
first time. On 20 July 2001 a criminal investigation into the assault
on the applicant and Mr N. was opened.
On
20 September 2001 the investigator Mr Drozdov issued a decision to
discontinue the proceedings because the perpetrator of the assault
could not be identified. The only items of evidence referred to in
the decision were statements by the police officers Volkov and
Zharov, by the ambulance doctor and by Mr N.
On
16 October 2001 the investigator Mr Solomkin decided to re-open the
investigation.
By
letter of 29 October 2001, a deputy to the Presidential Envoy in the
Central Federal Region wrote to the applicant’s mother that her
complaint about the prolonged investigation had been examined by the
Internal Security Department of the Ministry of the Interior. It had
been established that the inquiry had not been properly conducted,
that no one had visited or examined the crime scene, and that no
other investigative steps had been taken. Operational police officers
Mr Yermakov and Mr Abramov had been reprimanded.
On
16 November 2001, 6 January, 19 April, 13 June and 15 August 2002,
decisions to suspend the proceedings were issued because the
perpetrator(s) could not be identified. Supervising prosecutors set
these decisions aside and instructed the investigator to take
additional investigative measures, such as interviewing caretakers in
the neighbouring buildings and the night watchman in the Korona café
and examining the list of calls made from the stolen cell phone.
On
12 September 2003 the case was transferred to the Main Investigations
Department of the Moscow City Police.
In
a letter of 27 February 2004 the Investigations Committee of the
Ministry of the Interior acknowledged that the investigation of cases
nos. 073041 and 1056 (see below) had been improper, noting as
follows:
“Thus, it has been established that at the initial
stage the investigation of case no. 73041 was carried out at a low
professional level and in breach of the rules of criminal procedure.
On many occasions proceedings were prematurely suspended on the
ground that the persons responsible could not be identified. Certain
officers of the Sokolinaya Gora police station of the Eastern
Administrative District in Moscow were disciplined for violations of
the rules of criminal procedure and inadequate management of the
investigation. Investigation of case no. 1056 [medical negligence]
was also held back because of significant failures.
Having regard to deficiencies in the investigation and
in compliance with the directions of the Moscow city prosecutor’s
office, additional investigative steps and operational measures are
now being carried out in the above cases with a view to examining the
events in a comprehensive and thorough fashion and establishing the
criminal liability of those responsible.”
On
2 April and 13 May 2004 public prosecutors reversed further police
decisions suspending the investigation and ordered that specific
investigative measures be taken.
On
4 June 2004 the case was referred to the Eastern Administrative
District prosecutor’s office and assigned to the investigator
Mr Volk, who was in charge of particularly important cases. On
20 July 2004, 30 January, 18 August and 5 October 2005, and 27
March 2006 Mr Volk suspended the investigation on the ground that the
perpetrator(s) of the assault could not be identified. Those
decisions were reversed by supervising prosecutors.
The
most recent decision by Mr Volk on suspending the investigation which
has been made available to the Court is dated 17 July 2006. It
took stock of the evidence that had been collected in the case.
The
decisions indicated that the statements had been taken from both
victims – the applicant and N. – who had not remembered
the attacker, their friends who had not seen the attack, and also the
police officers, janitors and doctors who had seen the victims after
the attack. The forensic experts had established that the applicant
had sustained “serious bodily injuries” and N. “light
bodily injuries”.
The
applicant’s mother told the investigator that shortly after the
crime she had visited the Sokolinaya Gora police station. One of the
police officers who had curly hair and the nickname “Pushkin”,
had described to her that the victims had been found near the Korona
café. The applicant’s mother had gone to the café
and talked to the employees who had told her that on the night of 29
to 30 July 2001 three police officers nicknamed “Sasha”,
“Sidor”, and “Kostya” had been heavily
drinking in the café and had been aggressive to the point of
seeking a fight with the bartender. However, they had not witnessed
any fights between the officers and her son or Mr N. The investigator
also took testimony from seven officers from the Sokolinaya Gora
police station who claimed they were unable to remember visiting the
café on that particular night and did not know anyone
nicknamed “Sidor” or “Pushkin”. Three of them
denied that they had ever been to the Korona café and the
other four acknowledged that they had gone there from time to time.
Mr
N.’s mother stated to the investigator that in the hospital her
half-conscious son had mumbled incoherently about “cops”
hitting him on the head. When she came to visit him two days later,
she stumbled upon two men in civilian clothing by her son’s
bed, one of them was shaking her son and asking him whether he had
remembered the “cops” who had beaten him. She loudly
protested and they all went out into the corridor where the men
produced their badges and introduced themselves as the police
officers from the Sokolinaya Gora police station, Mr Drozhzhin and
Mr Konovalenko. Between themselves, they called each other
“Pushkin” and “Dimon”. They told her that
they were investigating the assault on her son. The investigator
interviewed Mr Drozhzhin, who denied that he had ever visited Mr N.
in hospital. Mr Konovalenko was not available for questioning.
The
investigator found that it was impossible to identify the persons
responsible for the assault. On 30 November 2006 a supervising
prosecutor annulled that decision and instructed Mr Volk to elucidate
discrepancies in the testimony by organising confrontations and to
locate and examine former police officers from the Sokolinaya Gora
police station.
2. Investigation into the actions of the police
officers Zharov and Volkov (case no. 229337)
On
6 January 2002, following on the applicant’s mother’s
complaint about an improper performance of their duties by the police
officers Mr Zharov and Mr Volkov and by Doctor K., who had not
rendered assistance to the applicant that was appropriate for his
condition, certain material was severed from the main criminal case
for a separate inquiry.
On
13 March 2002 an investigator with the Izmaylovskiy District
prosecutor’s office, on the basis of statements by Mr N., the
applicant’s mother, Doctors P., Ch. and K., and the officers
Zharov and Volkov, decided that there was no indication of a criminal
act because Doctor K. had correctly diagnosed the applicant and had
taken all the required measures, and because the officers had “erred
in good faith as to Mr Vasilyev’s and Mr N.’s capacity to
take care of themselves”.
On 15 March 2002 a supervising prosecutor quashed that
decision. She found that the conclusion about the police officers’
good-faith error contradicted the facts of the case, as the applicant
had been unconscious when they had arrived. She decided on the
institution of criminal proceedings under Article 293 § 2 of the
Criminal Code (criminal negligence leading to the victim’s
death or grave injury). The investigation was assigned to the
Izmaylovskiy District prosecutor.
On
15 June and 26 July 2002 the investigation was discontinued for a
lack of indications of a criminal offence. These decisions were set
aside by higher-ranking prosecutors.
On
an unspecified date the officers Zharov and Volkov were formally
charged with abandonment of the applicant and N. in danger, an
offence under Article 125 of the Criminal Code.
On
5 September 2002 the applicant was granted the status of a victim in
the proceedings.
On
27 November 2002 the applicant asked the investigator to amend the
legal characterisation of the officers’ actions. He pointed out
that the officers had been on duty and had acted in breach of
requirements of the Police Act. For that reason they should have been
charged with criminal negligence leading to grave consequences, an
offence under Article 293 § 2 of the Criminal Code. On the same
date the applicant asked the investigator to recognise his status as
a civil party. His application bore a handwritten acknowledgement of
receipt by the investigator, dated 28 November 2002. It is not clear
what response the investigator gave to the applicant’s
requests.
On
29 November 2002 the bill of indictment was served on Mr Volkov
and Mr Zharov. The prosecution’s case under Article 125 of the
Criminal Code was that they had been the patrolling police officers
on duty when they had arrived at the scene and found two unconscious
men. Being aware that the men had been helpless and unable to care
for themselves, Volkov and Zharov had not fulfilled their legal duty,
under the Police Act, the Regulation on Police Patrols and the
internal instructions, to protect victims of offences or accidents,
intoxicated persons unable to move, and other vulnerable individuals.
Even though they had a realistic possibility of providing assistance,
they had failed to examine or identify the victims, call an
ambulance, administer first aid or take them to a hospital, locate
witnesses or secure the crime scene. Instead, they had moved the
victims to the side and had falsely reported to the officer at the
Sokolinaya Gora police station that all the required measures had
been taken.
On
24 January 2003 the Izmaylovskiy District Court of Moscow scheduled
the opening of the trial for 7 February 2003. The judge allegedly
told the applicant that his request to join the proceedings as a
civil party would be examined at a later stage.
Hearings
were held on 20 February, 25 March, 30 April, 23 June, 28 July
and 24 September 2003.
The trial court took testimony from a neighbourhood
resident, the janitors Ms E. and Mr B., ambulance doctors P. and Ch.,
who described the circumstances in which they had discovered the
applicant and Mr N. The senior operational officer Mr K., who had
been on duty at the Sokolinaya Gora police station on the night of 29
to 30 June 2001, stated that no telephone call concerning two young
men on the Shcherbakovskaya Street had been recorded in the log.
However, he had been replaced for one hour by the officer Mr
Vancharin. He also testified that the police officers serving in the
private-security department (отдел
вневедомственной
охраны) had to give priority
to the orders of the security co-ordinator rather than the orders of
the officer-on-duty at the police station.
The
officer Mr Vancharin confirmed that he had taken a call concerning
the young men but had not recorded it in the log because it had not
been placed through the emergency line. He had radioed to the patrol
officers from the private-security department and told them to verify
the information. They reported back that they had found two drunk men
and that the situation was under control. In response, he instructed
them to continue patrolling. The security co-ordinator testified to
the court that at 1.44 a.m. he had received an alarm signal and had
dispatched the officers Volkov and Zharov to check it out.
On
29 September 2003 the District Court acquitted both police officers,
having made the following assessment of the evidence:
“...[T]he court considers that it has not been
shown that the defendants Volkov and Zharov acted in the knowledge of
the fact that [the applicant and his friend] were in a state that was
dangerous for their life and health because they could not know it,
as they only spent a few minutes on the scene in the night time and
as no injuries were visible. They decided that [the applicant and his
friend] were in a state of alcohol or drug intoxication...
In support of their claim that Mr Volkov and Mr Zharov
made a false report [to the officer-on-duty] the prosecution referred
only to the testimony by the witness Mr Vancharin, who was a
police officer but who was not authorised to take any reports.
However, he was replacing the officer-on-duty, in breach of the
regulations of the Sokolinaya Gora police station...
Upon receipt of such information, an officer-on-duty has
an obligation to record it in the registration log, to check it and
to record the results of the check. The court considers that the
officer-on-duty, upon receiving information from Volkov and Zharov
that the situation was under control, was required to verify it and
obtain credible information about the situation. Mr Vancharin,
however, did not do that and did not relay that information or the
results of the check to the actual officer-on-duty... The court
therefore lends credence to the testimony by Mr Volkov and Mr
Zharov... because in these circumstances Mr Vancharin had no interest
in telling the truth.”
On
17 February 2004 the Moscow City Court upheld the judgment on appeal
in a summary fashion.
3. Investigation into medical negligence (case no.
1056)
On
14 August 2001 the chief medical officer of the emergency care unit
informed the applicant’s mother that an internal inquiry had
established that the ambulance doctor had diagnosed the applicant on
the basis of his friend’s statements. As a result, he had
underestimated the gravity of his condition. The doctor had been
severely disciplined.
On
8 November 2001 and 8 February and 2 August 2002 the public
prosecutors at various levels informed the applicant’s mother
that the doctors of Hospital no. 33 had committed no prosecutable
offence and refused to institute criminal proceedings.
By
letter of 4 January 2002, the deputy head of the Moscow Health
Protection Committee confirmed that a review of the medical care
administered to the applicant at Hospital no. 33 had not identified
any defects or shortcomings.
Further
to a complaint by the applicant’s mother, on 5 March 2003 the
first deputy to the Moscow City prosecutor cancelled the decision of
2 August 2002, by which the institution of criminal proceedings
had been refused, and instructed the Preobrazhenskiy District
prosecutor to open a criminal investigation into the offence under
Article 124 § 2 of the Criminal Code (failure to render medical
assistance to a patient resulting in grave damage to his health).
On
15 June 2003 a composite medical study was commissioned for the
purpose of determining whether the applicant’s health could
have been harmed by belated and inadequate medical treatment at
Hospital no. 33.
On
7 July 2003 a panel of six experts from the 111th Centre for Forensic
Medicine of the Ministry of Defence began their work.
On
4 September 2003 the investigator Mr Kirichevskiy suspended
proceedings because the person responsible could not be identified.
On
1 December 2003 the experts’ panel returned their findings
based on the applicant’s medical record (no. 23304) from
Hospital no. 33, materials of the criminal case and information from
attending physicians. The experts found, in particular, that an
incomplete and contradictory description of the applicant’s
injuries upon his arrival at Hospital no. 33 made it impossible to
determine the exact origin, time and cause of his injuries. It could
only be established that he had been hit on the head with a heavy
blunt object. Moreover, a subsequent examination at Burdenko Hospital
revealed two broken thoracic vertebrae which had gone unnoticed at
Hospital no. 33, where an X-ray examination had been indicated but
never carried out.
The
experts determined that, given the grave condition in which the
applicant had been admitted, he should have been examined immediately
by a neurosurgeon and other specialists for differential diagnosis of
craniocerebral injury and intoxication and for decisions on urgent
treatment. However, a neurosurgeon examined the applicant more than
two hours later upon his arrival and in the following thirty-two
hours no specialists saw him and no medical tests, not even the basic
blood and urine tests, were carried out. Even the applicant’s
temperature was not taken. The experts determined as follows:
“From the moment of arrival (at 9.05 a.m. on 30
June 2001) and until the beginning of preparation for surgery (at
5.30 p.m. on 1 July 2001) the [applicant] was not adequately and
objectively examined, the real clinical diagnosis was not made... and
appropriate medical treatment was not indicated... Prolonged passive
observation of the [applicant] not accompanied by clinical
examination led to drastic deterioration of his condition and, as a
consequence, to belated surgical intervention not based on clinical
and lab tests which resulted in markedly negative post-traumatic and
post-surgery complications for the [applicant]...
In the post-surgery period antibacterial treatment was
indicated but given inconsistently and without appropriate
supervision which, most likely, pre-determined subsequent development
of suppurative inflammation of post-operative wounds, arachnoid
membranes and medullary substances, osteomyelitis of the right
parietal bone, etc...”
The
experts also noted that there had been no objective basis for
diagnosing the applicant with alcohol intoxication. Neither the
ambulance doctor in his notes nor his colleagues in subsequent
entries in the medical record mentioned alcohol breath. A reference
to alcohol breath appeared for the first time in the partly illegible
and incomplete report of a medical examination of 30 June 2001.
However, that examination was carried out in breach of the applicable
regulations. No treatment for intoxication was indicated and the
intoxication diagnosis did not feature in any other documents. The
credibility of the intoxication diagnosis was further undermined by
the fact that the amount of alcohol allegedly found in the
applicant’s blood would have been lethal.
The
experts concluded as follows:
“The extent of damage resulting from the
[applicant’s] prolonged stay in a medical institution without
adequate medical assistance cannot be fully ascertained. It can only
be asserted that his condition gravely deteriorated during that
period and that irreversible brain changes progressed to the point
where emergency surgery was required by life-saving indications...
The present study identified a number of defects in the
medical care dispensed to [the applicant] at Hospital no. 33 of
Moscow – in particular, unjustified conservative treatment,
incomplete examination, belated and incomplete diagnosis, belated
surgical intervention, inadequate medical measures – which
failed to arrest development of the grave post-traumatic process and
contributed to an unfavourable outcome and the [applicant’s]
disability. However, it is not possible to measure the extent to
which these defects affected the outcome because appropriate
measurement methods do not exist.”
At
some point in 2003 it transpired that the applicant’s medical
record from Hospital no. 33 was lost. It had been removed by the
investigator Mr Solomkin from the hospital in 2001 and produced
to the experts for examination. It was then returned to the
investigators, who were no longer able to locate it.
On
12 January 2004 a deputy Moscow City prosecutor reversed the decision
suspending the proceedings and asked that those responsible for
delays and procedural violations be disciplined. On 17 February 2004
an internal inquiry established that the investigator Mr Kirichevskiy
had unlawfully decided to discontinue the proceedings before the
medical examination had been completed. The investigator received a
reprimand and his superior was demoted.
On
3 February 2004 the investigator Mr Shakhov from the Investigations
Department of the Eastern Administrative District Police took up the
case. He wrote to the applicant’s mother that those responsible
for the loss of the medical record had been disciplined.
On
20 April 2004 the investigator Mr Shakhov commissioned a new medical
study by the same experts and with the same questions. The previous
study was considered inadmissible because it had been completed at
the time when the proceedings had been suspended. On 17 May 2004 the
new study was completed. The experts returned the same findings. They
also noted that their task had been hampered by numerous corrections
of entries, in particular dates and times, in the medical records
from Hospital no. 33 and because of inexplicable contradictions in
those entries.
On
20 May 2004 the investigator Mr Shakhov issued a decision suspending
the proceedings on the ground that the authorised investigation
period had expired. On 19 June 2004 the decision was annulled by a
supervising prosecutor.
The
investigation was transferred to Mr Buvin who suspended the
proceedings on the same ground on 1 September and 19 November 2004. A
public prosecutor set aside his decisions on 13 October and 18
December 2004.
On
18 January 2005 the investigator noted that the initial forensic
examination had not determined the extent of correlation between the
deficiencies in the medical assistance provided to the applicant at
Hospital no. 33 and the damage to his health. He appointed a new
medical examination by the experts from the Health Protection
Department of the Moscow Government and suspended the proceedings in
the case.
On
30 May 2005 the experts returned their findings which were based, in
the absence of the original medical records, on the materials of the
case file and extensive quotations from the original records in the
text of the initial expert examination. The experts found that the
applicant had suffered from a vascular pathology which had resulted
in a subdural hematoma against the backdrop of a head trauma and
alcohol intoxication. In their view, at the moment of the applicant’s
admission to Hospital no. 33, no urgent surgery was required. The
hematoma was allowed to grow over a period of time under constant
supervision by medical specialists who awaited the most propitious
moment for brain surgery. The experts concluded that the findings of
the initial examination had been “objectively untenable”
and that the diagnosis and surgery had been carried out in a timely
and precise fashion. On the same day the public prosecutor ordered
the proceedings to be resumed.
Further
decisions concerning the discontinuance of the proceedings on various
procedural grounds were issued on 18 January 2005 (annulled on
30 May) and 31 May 2005 (annulled on 24 June).
On 15 August 2005 the investigator decided to
commission a further forensic examination with a view to eliminating
the discrepancies between the findings of the first and second
experts’ reports. It was entrusted to the Russian Centre for
Forensic Medicine at the Federal Agency for Health Protection and
Social Development. However, the Centre refused to conduct the
examination in the absence of the original medical records. The
director of the Centre’s First Department stated to the
investigator that an examination on the basis of the case-file
materials and previous findings by other experts would be
“methodologically incorrect and in breach of the existing
practice of expert examinations”.
On
6 September 2005 the investigator granted the applicant the status of
a victim in the proceedings and recognised his mother as his legal
representative.
On
28 April and 19 July 2006 the investigator Mr Volk decided to
discontinue the proceedings on the ground that no offence had been
committed. The decisions were set aside by supervising prosecutors.
The
most recent decision on discontinuance of criminal proceedings, which
the Court has in its possession, was made by the investigator Mr Volk
on 29 November 2006. He took stock of the existing evidence,
including the testimony by the doctors Mr K., Mr Ts. and Mr B. from
Hospital no. 33, the ambulance doctors, the applicant’s friend
Mr N., the applicant’s mother, and the applicant himself. The
findings of the first and second forensic studies were extensively
quoted, as were the reasons given by the federal centre for forensic
examination for refusing to conduct a “conciliatory”
study in the absence of the original documents. The investigator
reached the following conclusion:
“Despite the existence of substantial
discrepancies in the above-mentioned findings by two experts’
commissions as to the origins and development of [the applicant’s]
disease and the professional level of treatment that was administered
to him, neither commission could state that there was a link of
causality between the treatment administered to [the applicant] and
the consequences in the form of serious damage to the victim’s
health.
In these circumstances, the investigation finds that
there are no objectively verifiable factual indications that Doctors
K., Ts, and B. from Hospital no. 33 failed to render medical
assistance to [the applicant] without valid reasons, thus resulting
in serious damage to his health, that is, that they committed the
offence under Article 124 § 2 of the Criminal Code.”
On the same date a supervising prosecutor quashed that
decision and instructed Mr Volk to remedy the shortcomings in the
investigation and, in particular, to locate the original medical
documents.
II. RELEVANT DOMESTIC LAW
A. Criminal Code
Article
124 of the Criminal Code defines the offence of non-provision of
medical assistance to a patient as failure to provide medical
assistance, without valid reasons, by the person who had a legal
obligation to render such assistance. Paragraph 2 of the Article
concerns the situation in which such failure resulted in the
patient’s death or grave damage to his health.
Article
125 concerns the offence of abandonment in a life-threatening
situation, which is defined as the deliberate act of abandoning
without assistance a person who finds himself or herself in a
situation that endangers his or her life or limb and who is incapable
of taking measures for self-preservation because of his or her young
or old age, illness or helplessness, provided that the offender had
the possibility of rendering assistance to that person and also a
duty to take care of him or her.
Article
293 defines the offence of professional negligence as non-performance
or improper performance of professional duties entailing a
substantial violation of the rights and legitimate interests of
citizens.
B. The Police Act (Law no. 1026-I of 18 April 1991)
Section 10 provides that the police have, in
particular, the duty to render assistance to victims of criminal and
administrative offences and accidents, and to persons in a helpless
state or in a state that is dangerous for their life or limb.
C. Regulation on Police Patrols (Order of the Ministry
of the Interior no. 17 of 18 January 1993)
On arrival at the crime scene, a police patrol must
render assistance to the victims, call an ambulance if necessary,
identify possible witnesses and eye-witnesses to the crime, secure
the site, report to the officer-on-duty and proceed in accordance
with his instructions (paragraph 135).
While administering first aid or transferring the
victim to a medical institution, the police officer must examine the
victim’s clothing and exposed areas of the body with a view, in
particular, to identifying him or her. If the victim shows no visible
signs of life, the officer must firstly ascertain whether he is alive
or not, without altering his position or that of surrounding objects
(paragraph 141).
D. Regulation on Private Security Departments Attached
to the Police (Government Resolution no. 589 of 14 August 1992)
Private-security departments attached to the police
force are created for the protection of private property (paragraph
1). Private-security forces comprise police officers as well as
technical and support staff (paragraph 4). Officers of
private-security departments are recruited by the Ministry of
Internal Affairs (paragraph 9) and they have the same rights as those
conferred on the police officers under the Police Act, including the
right to carry weapons and the right to arrest offenders (paragraph
8).
E. Code of Criminal Procedure
Before
10 July 2003 the Code of Criminal Procedure provided that a civil
claim could be lodged after the institution of the criminal
proceedings but before the end of the pre-trial investigation
(Article 44 § 2). After the amendments introduced by Federal Law
no. 92-FZ of 4 July 2003, the time period for lodging a civil claim
was extended up to the beginning of final pleadings in the
first-instance court.
THE LAW
I. ALLEGED INEFFECTIVENESS OF THE INVESTIGATION INTO THE
ASSAULT ON THE APPLICANT
The
applicant complained under Article 2 of the Convention that the State
had failed to provide for a mechanism to ensure public safety and to
investigate the assault on his life and health.
In
his observations on the admissibility and merits of the application,
the applicant emphasised that his claim was not that he had been
assaulted by State agents or that the attack had been otherwise
attributable to the State. Rather, he maintained that the State had
not discharged its obligation to carry out an effective investigation
into the circumstances of the life-threatening assault, to identify
the perpetrators and to compensate him for the damage. In this
connection, he pointed out that the investigation had not been prompt
because the case had been opened more than twenty days after the
incident, that it had been closed and re-opened at least eight times,
that his mother’s version of the involvement of police officers
had been checked for the first time only in 2004, and that the
overall duration of the investigation had been excessively long.
The
Government submitted that police officers had been disciplined for
the failure to institute criminal proceedings in a timely fashion.
The initial decisions to discontinue the criminal proceedings had not
been justified and for that reason the case had been transferred to
the Investigations Department of the Eastern Administrative District
of Moscow. However, there had been further delays in the
investigation which had brought about the dismissal of the
investigator Mr Shakhov and disciplinary sanctions against the
investigator Mr Kirichevskiy and the deputy public prosecutor of the
Eastern Administrative District of Moscow. Subsequently the case had
been reassigned to the public prosecutor’s office of the
Eastern Administrative District of Moscow. On 7 June 2006 the
Moscow City prosecutor’s office had set aside the decision to
discontinue the proceedings and the investigation had been resumed.
A. Admissibility
The Government submitted that the complaint was
premature because the investigation had not yet been concluded by a
final decision. Accordingly, the applicant had not exhausted domestic
remedies.
The
Court considers that the Government’s objection should be
joined to the merits, since it is closely linked to the substance of
the applicant’s complaint about the State’s alleged
failure to conduct an effective investigation (see Mikheyev v.
Russia, no. 77617/01, § 88, 26 January 2006). The Court
further notes that this complaint is not manifestly ill-founded
within the meaning of Article 35 § 3 of the Convention.
Moreover, it is not inadmissible on any other grounds. It must
therefore be declared admissible.
B. Merits
1. The applicable Convention provision
On
the facts, the Court observes that the applicant was attacked by one
or more individuals with an apparent intention to rob him. He
received a hard blow to his head, lost consciousness and later
remained in a coma for a long period of time. Forensic experts
described the injuries he had sustained as “serious”
according to the domestic classification.
In
the present case, the applicant’s injuries did not prove fatal.
This outcome, however, does not exclude in principle an examination
of his complaint under Article 2, the text of which, read as a whole,
demonstrates that it covers not only intentional killing but also
situations where the use of force may result, as an unintended
outcome, in the deprivation of life. Furthermore, the Court has
already examined complaints under this provision where the alleged
victim did not die as a result of the impugned conduct (see
Makaratzis v. Greece [GC], no. 50385/99, § 49, ECHR
2004 XI; Isayeva and Others v. Russia, nos. 57947/00,
57948/00 and 57949/00, § 174, 24 February 2005; and İlhan
v. Turkey [GC], no. 22277/93, § 75, ECHR 2000-VII).
Nevertheless,
the Court’s case-law has established that it is only in
exceptional circumstances that physical ill-treatment which did not
result in death may disclose a violation of Article 2. The degree and
type of force used and the intention or aim behind the use of force
may, among other factors, be relevant in assessing whether in a
particular case the actions resulting in an injury short of death
were such as to bring the facts within the scope of the safeguard
afforded by Article 2. In many cases where a person was assaulted or
ill-treated, his or her complaints will rather fall to be examined
under Article 3 of the Convention (see, mutatis mutandis,
Makaratzis, § 51, and İlhan, § 76, both
cited above). In this connection, the Court reiterates that, to fall
within the scope of Article 3, the alleged ill-treatment must attain
a minimum level of severity. The assessment of this minimum is
relative: it depends on all the circumstances of the case, such as
the nature and context of the treatment, its duration, its physical
and mental effects and, in some instances, the sex, age and state of
health of the victim (see Saadi v. Italy [GC], no. 37201/06, §
134, ECHR 2008 ...).
The
applicant and his friend were attacked by an unknown person and a
large sum of money was stolen from them. A blow had been dealt to
each of them from behind. Judging by the direction of the attack, it
would appear that the assailant had sought to knock the victims out
before they could register his face. After the applicant had fainted,
he was not beaten or kicked any more. No lethal weapons were involved
in the incident and nothing suggested an intention by the robber to
take the applicant’s life. The Court finds, therefore, that the
situation fell outside the ambit of Article 2. Nevertheless, in view
of the severity of the injury sustained by the applicant and its
lasting effect on his health, the Court considers that this act of
violence amounted to ill-treatment of the kind prohibited by Article
3 (compare Beganović v. Croatia,
no. 46423/06, §
66, 25 June 2009, and Šečić v. Croatia,
no. 40116/02, § 51, ECHR 2007 VI).
Accordingly,
the Court will examine this complaint from the standpoint of Article
3 of the Convention, which provides as follows:
“No one shall be subjected to torture or to
inhuman or degrading treatment or punishment.”
2. Compliance with Article 3
The
Court observes that the applicant did not lay any blame on the
authorities of the respondent State for the attack of which he and
his friend were victims; nor was it suggested that the authorities
knew or ought to have known that the applicant had been at risk of
physical violence at the hands of third parties and failed to take
appropriate measures to safeguard him against that risk. The elements
collected by the domestic investigation, such as an unverified
statement by the applicant’s mother about local police
officers’ pugnacious partying in a nearby café, are not
capable of founding an “arguable claim” of any
involvement of State agents in the attack or the existence of an
established risk to the applicant’s well-being.
However, the absence of any direct State
responsibility for acts of violence that meet the condition of
severity such as to engage Article 3 of the Convention does not
absolve the State from all obligations under this provision. The
obligation on the High Contracting Parties under Article 1 of the
Convention to secure to everyone within their jurisdiction the rights
and freedoms defined in the Convention, taken together with Article
3, requires States to take measures designed to ensure that
individuals within their jurisdiction are not subjected to torture or
inhuman or degrading treatment or punishment, including ill-treatment
administered by private individuals (see Moldovan and Others
v. Romania (no. 2), nos. 41138/98 and 64320/01, § 98,
ECHR 2005 VII (extracts); M.C. v. Bulgaria, no.
39272/98, § 149, ECHR 2003 XII; and A. v. the
United Kingdom, 23 September 1998, § 22, Reports
1998 VI).
Admittedly, it goes without saying that the obligation
on the State under Article 1 of the Convention cannot be interpreted
as requiring the State to guarantee through its legal system that
inhuman or degrading treatment is never inflicted by one individual
on another or, if it has been, that criminal proceedings should
necessarily lead to a particular sanction. What Article 3 does
require is that the authorities conduct an effective official
investigation into the alleged ill-treatment even if such treatment
has been inflicted by private individuals (see Ay v. Turkey,
no. 30951/96, § 60, 22 March 2005, and M.C.,
cited above, § 151).
Even though the scope of the State’s positive
obligations might differ between cases where treatment contrary to
Article 3 has been inflicted through the involvement of State agents
and cases where violence is inflicted by private individuals (see
Beganović, cited above, § 69), the requirements
as to an official investigation are similar. For the investigation to
be regarded as “effective”, it should in principle be
capable of leading to the establishment of the facts of the case and
to the identification and punishment of those responsible. This is
not an obligation of result, but one of means. The authorities must
have taken the reasonable steps available to them to secure the
evidence concerning the incident, including, inter alia,
eyewitness testimony, forensic evidence, and so on. Any deficiency in
the investigation which undermines its ability to establish the cause
of injuries or the identity of the persons responsible will risk
falling foul of this standard, and a requirement of promptness and
reasonable expedition is implicit in this context (see, among many
authorities, Mikheyev v. Russia, no. 77617/01, § 107
et seq., 26 January 2006, and Assenov and Others v. Bulgaria,
judgment of 28 October 1998, Reports 1998-VIII, §§
102 et seq.). In cases under Articles 2 and 3 of the Convention
where the effectiveness of the official investigation has been at
issue, the Court has often assessed whether the authorities reacted
promptly to the complaints at the relevant time (see Labita v.
Italy [GC], no. 26772/95, §§ 133 et seq.,
ECHR 2000-IV). Consideration has been given to the opening of
investigations, delays in taking statements (see Timurtaş v.
Turkey, no. 23531/94, § 89, ECHR 2000-VI, and Tekin
v. Turkey, 9 June 1998, § 67, Reports 1998-IV)
and to the length of time taken for the initial investigation (see
Indelicato v. Italy, no. 31143/96, § 37, 18
October 2001).
Turning
to the facts of the instant case, the Court notes that local
residents immediately informed the police that two men had been
victims of a brutal assault. Whereas the conduct of the police
officers who had left the applicant without assistance will be
subject to the Court’s examination below, what is relevant for
an assessment of the authorities’ compliance with the duty to
conduct an effective investigation is that the police did not compile
any report on the crime or open an inquiry into the circumstances of
the assault in the days following its perpetration. Furthermore, the
Sokolinaya Gora police station received the reports on bodily
injuries concerning the applicant and his friend from two hospitals.
However, despite the fact that they contained serious indications of
a criminal offence, an official investigation only began on 20 July
2001, that is more than twenty days later.
The
initial delay in opening the investigation resulted in a loss of
precious time and made it impossible to secure the evidence
concerning the incident. No one visited or described the crime scene,
took statements from the applicant or Mr N., or attempted to identify
potential eye-witnesses. That failure brought about disciplinary
proceedings against two operational officers to whom the initial
inquiry had been assigned. Furthermore, letters of 29 October 2001
and 27 February 2004 acknowledged that even after the proceedings had
been instituted, a number of major investigative measures, such as
the description of the crime scene and interviewing of neighbourhood
residents, had not been taken. The domestic authorities acquiesced in
the fact that the investigation had been “prolonged” and
that it had been carried out “at a low professional level and
in breach of the rules of criminal procedure”.
The
responsibility for the investigation was transferred to a different
police or prosecution authority on at least three occasions. Within a
period of five years no fewer than twelve decisions to discontinue
criminal proceedings were issued, only to be subsequently set aside
by supervising prosecutors. The decisions ordering the reopening of
the proceedings consistently referred to the need for further and
more thorough investigation. However, this direction was not always
followed by the investigators in charge of the case, and many of the
decisions to discontinue the proceedings issued by the investigator
Mr Volk in 2004, 2005 and 2006 had been based on identical evidence
and reasoning. The scope of the investigation has not evolved over
time to include verification of new versions of events, such as the
one about involvement of drunk police officers which had been put
forward by the applicant’s mother as a result of her own
enquiries.
In
the light of the very serious shortcomings identified above, the
Court concludes that the investigation was not prompt, expeditious or
sufficiently thorough. The Court accordingly dismisses the
Government’s objection as to non-exhaustion of domestic
remedies (see Mikheyev, cited above, § 121) and holds
that there has been a violation of Article 3 of the Convention under
its procedural limb in that the investigation into the assault on the
applicant was ineffective.
II. ALLEGED VIOLATION OF ARTICLE 3 OF THE CONVENTION ON
ACCOUNT OF POLICE’S FAILURE TO RENDER ASSISTANCE TO THE
APPLICANT
The
applicant complained under Article 3 of the Convention that the
conduct of the police officers who had denied him assistance amounted
to inhuman and degrading treatment and that the investigation had not
led to punishment of those responsible.
The
applicant submitted that on the night of 30 July 2001 the police
officers Zharov and Volkov had not examined him with sufficient care
to establish that his life was not under threat. They had not used
their radios to call an ambulance. The decision to carry the victims
to another place had not merely been unprofessional but had resulted
in further damage to the applicant’s health and destruction of
evidence concerning the assault. The ensuing investigation and trial
had not met the requirement of independence because of close
proximity between the police and the local courts. As a result of the
acquittal, the police officers had not incurred any responsibility,
disciplinary or otherwise, for their actions.
The
Government, referring to the submissions by the Ministry of Internal
Affairs, stated that the applicant’s allegation of inhuman and
degrading treatment could not be “objectively verified”.
The investigation had been “comprehensive and effective”.
An internal inquiry had not established any breaches of the
applicable legislation on the part of the police officers and the
courts had acquitted them of the criminal charges.
A. Admissibility
The
Government submitted that the applicant had not exhausted domestic
remedies because he had not lodged a supervisory-review application
against the judgment by which the police officers had been acquitted.
The
Court reiterates that an application for supervisory review in the
Russian criminal-law system is not an effective remedy which must be
used for the purposes of compliance with the requirements of Article
35 § 1 of the Convention (see, as a recent authority, Krasulya
v. Russia, no. 12365/03, § 29, 22 February
2007). The Government’s objection must therefore be dismissed.
The
Court considers, in the light of the parties’ submissions, that
the complaint raises serious issues of fact and law under the
Convention, the determination of which requires an examination of the
merits. The Court concludes therefore that this complaint is not
manifestly ill-founded within the meaning of Article 35 § 3 of
the Convention. No other ground for declaring it inadmissible has
been established.
B. Merits
1. Compliance with Article 3 as regards the alleged
ill-treatment
The
Court notes that the facts are not in dispute between the parties. It
is established that the police officers Mr Zharov and Mr Volkov had
been instructed to verify information about two young men lying in
the street. Upon their arrival, they found the unconscious applicant
and his friend N., who was sitting in an upright position but was
unable to speak coherently. They reported back to the police station
that an ambulance was needed and then dragged both men a few metres
away from the road. The parties disagreed whether the officers had
put the men near the rubbish bins or elsewhere but this element has
more emotional than legal weight and its exact determination would be
of little probative value for the Court’s assessment.
The
officers were then directed by the private-security co-ordinator to
go elsewhere to check out an alarm call. As it happened, at the time
they reported to the police station the officer-on-duty had gone away
and was being replaced by the operational officer Mr Vancharin. The
latter did not record the call in the log, nor did he call an
ambulance or telephone the sobering-up centre. Consequently, the
applicant spent the whole night in the courtyard until an ambulance
picked him up in the morning.
The
Court’s task is to determine whether the facts, as
recapitulated above, disclose a failure on the part of the State
authorities to uphold the prohibition against torture, inhuman and
degrading treatment under Article 3 of the Convention.
Article 3 of the Convention enshrines one of the most
fundamental values of democratic society. It prohibits in absolute
terms torture or inhuman or degrading treatment, irrespective of the
circumstances and the victim’s behaviour (see, for example,
Labita v. Italy [GC], no. 26772/95, § 119, ECHR
2000-IV). As noted above, the assessment of the severity of the
treatment depends on many factors, including its nature and context,
its duration, its physical and mental effects and, in some instances,
the sex, age and state of health of the victim. The question whether
the purpose of the treatment was to make the victim suffer is a
further factor to be taken into account, but the absence of any such
purpose cannot conclusively rule out a violation of Article 3 (see
Denmark, Norway, Sweden and the Netherlands v. Greece (the
“Greek case”), applications nos. 3321/67, 3322/67,
3323/67 and 3344/67, Commission’s report of 5 November
1969, Yearbook XII, and Peers v. Greece, no. 28524/95,
§ 74, ECHR 2001-III). Even if there was no evidence of any
positive intention to humiliate or debase the applicant and no fault
on the part of individual officials involved in the alleged
ill-treatment, it should be emphasised that the Governments are
answerable under the Convention for the acts of any State agency,
since what is in issue in all cases before the Court is the
international responsibility of the State (see Novoselov v.
Russia, no. 66460/01, § 45, 2 June 2005, and Lukanov
v. Bulgaria, 20 March 1997, § 40, Reports 1997-II).
The
Court reiterates its constant approach that Article 3 imposes on the
State a duty to protect the physical well-being of persons who find
themselves in a vulnerable position by virtue of being within the
control of the authorities, such as, for instance, detainees or
conscripted servicemen (see Chember v. Russia, no.
7188/03, § 50, 3 July 2008; Sarban v. Moldova,
no. 3456/05, § 77, 4 October 2005; Jalloh v.
Germany [GC], no. 54810/00, § 69, ECHR 2006 IX, and
Mouisel v. France, no. 67263/01, § 40, ECHR
2002-IX). However, given the absolute nature of the protection of
Article 3, whose requirements permit of no derogation, this duty to
protect cannot be said to be confined to the specific context of the
military or penitentiary facilities. It also becomes relevant in
other situations in which the physical well-being of individuals is
dependent, to a decisive extent, on the actions by the authorities,
who are legally required to take measures within the scope of their
powers which might have been necessary to avoid the risk of damage to
life or limb (see, in the similar context of a positive obligation
under Article 2 of the Convention, Paul and Audrey Edwards v.
the United Kingdom, no. 46477/99, § 55, ECHR 2002 II).
In
the present case the authorities were undeniably aware that the
applicant was in a vulnerable and life-threatening position. As the
public prosecutor pointed out in her decision to institute criminal
proceedings, the officers Zharov and Volkov had found the applicant
unconscious on their arrival and, accordingly, could not have “erred
in good faith” as to the gravity of his condition and his
ability to take care of himself (see paragraph 42 above). The Court
considers that from the moment the police had verified the
information from the local residents about an unconscious young man
lying on the ground, the matter was within the control of the
authorities, who were under an obligation to take the requisite
measures to prevent further harm to the applicant’s life and
limb.
Under
Russian law, the police owes a special duty of care and protection to
citizens in general and to victims of attacks and persons in a
vulnerable or life-threatening state in particular. Their duty to
render assistance to such individuals is codified both in the Police
Act (see paragraph 82 above) and the Regulation on Police Patrols
(see paragraph 83 above). The Regulation contains a detailed
inventory of actions that must be carried out by the police officers
arriving at a crime scene. They are mandated to administer first-aid
to the victim, identify him or her, call an ambulance, and to secure
possible on-site evidence, without, however, altering the victim’s
position or that of the objects around him. The Court notes that
calling for an ambulance is explicitly listed as a duty of the
patrolling police officers rather than that of the officer-on-duty at
the police station or any other official.
In
the instant case, the officers Zharov and Volkov manifestly
disregarded the requirements of the above-mentioned legal
instruments. They did not examine the unconscious applicant with a
view to determining the gravity of his condition or the nature of
assistance that could be appropriate in the circumstances. They did
not call an ambulance or any medical professional, although they were
equipped with radios and could also use cellular phones or a public
payphone or ask local residents to use a telephone at a private
residence. A much more serious breach of rules which probably had
nefarious effects on the applicant’s recovery was the officers’
decision to drag him away by the armpits – conduct that was
contrary both to legal requirements and to the most basic rules of
first-aid, prohibiting handling of people with suspected head
injuries, which police officers are expected to be acquainted with.
Finally, the officers left the scene on the orders of the
private-security co-ordinator, in full knowledge of the applicant’s
helpless and life-threatening state.
As
regards their precipitated departure, the Court finds unusual the
Russian police arrangement, according to which neighbourhood
patrolling was entrusted to police officers whose primary duty was to
act as a commercial security agency in respect of private property
(see paragraph 85 above). The officers Zharov and Volkov left the
applicant unattended after they had been directed by the
private-security co-ordinator to check out an alarm that had gone off
elsewhere on someone’s property. As the senior police officer
Mr K. explained to the trial court, orders of the private-security
co-ordinator took precedence over the orders of the officer-on-duty
at the police station (see paragraph 50 above). In the Court’s
view, this arrangement resulted in a flagrant perversion of
priorities, as it had the effect of putting the interests of the
protection of private property before those of the protection of the
applicant’s life.
Furthermore,
the Court notes that manifest breaches of the applicable procedures
occurred at the Sokolinaya Gora police station and came to light at
the trial. It transpired that the officer-on-duty had stepped out,
leaving Mr Vancharin as his replacement. However, although
Mr Vancharin was also an officer, he had not been authorised to
stand in for the officer-on-duty. Mr Vancharin had not recorded the
call from the officers Zharov and Volkov in the log or verified their
report that the situation had been under control, he had not taken
any measures to contact a hospital or at least a sobering-up centre
and, finally, he had not said anything about this situation to the
officer-on-duty upon his return.
As
it happened, the two police officers who had actually seen the
unconscious applicant had left the scene without rendering any
assistance to him, while at the police station the officer-on-duty
had not received any information about the incident because he had
allowed himself to be replaced by an incompetent officer who had not
followed the established procedure for processing patrol reports.
This vicious circle of shifted responsibility and multiple failings
had resulted in the applicant’s lying unconscious on the ground
for another six or seven hours until he was discovered by the
janitors and an ambulance arrived. Such treatment on the part of the
Russian authorities can, in the Court’s assessment, only be
described as “inhuman”.
There
has therefore been a violation of Article 3 of the Convention on
account of the authorities’ failure to take the requisite
measures to prevent harm to the applicant’s life and limb which
amounted to inhuman treatment.
2. Alleged inadequacy of the investigation
The
Court considers that medical evidence of serious damage to the
applicant’s health, together with the applicant’s
undisputed allegation of being left overnight in the courtyard
without assistance despite the fact that the police had been put on
notice about the attack already at 1 a.m., amounted to an “arguable
claim” of ill-treatment. Accordingly, the authorities had an
obligation to carry out an effective investigation into the
circumstances surrounding that incident. For the purposes of its
further analysis, the Court refers to the requirements as to the
effectiveness of an investigation set out in paragraph 100 above.
The
Court observes, firstly, that the competent authorities were
particularly slow in opening a criminal investigation into the
alleged ill-treatment. The material concerning the conduct of the
officers Zharov and Volkov was severed from the case concerning the
attack on the applicant on 6 January 2002, that is more than six
months after the events, and only in response to a complaint filed by
the applicant’s mother. The Court reiterates in this connection
that, in cases of life-threatening situations, the authorities must
act of their own motion, once the matter has come to their attention,
and they cannot leave it to the initiative of the victim’s
relatives (see Paul and Audrey Edwards, cited above, §
69). The initial inquiry was discontinued on the basis of an
unreasonable finding that the police had “erred in good faith”
as to the applicant’s capacity to take care of himself even
though he had been unconscious. Only after that decision was reviewed
and annulled by a supervising prosecutor on 15 March 2002 did the
criminal investigation actually begin.
The
Court is satisfied that, once instituted, the proceedings were
conducted in a reasonably diligent manner and the case was submitted
for trial within one year. However, it appears that a downside of
that commendable promptness was the restricted and incomplete scope
of the investigation. Throughout the proceedings the police officers
Zharov and Volkov were the only suspects in the case. The public
prosecutors made no attempt to examine whether the officer-on-duty at
the police station who had asked an incompetent officer to replace
him, or his replacement Mr Vancharin, could have been
responsible for the failure to render assistance to the applicant in
a timely fashion.
It
cannot be found with certainty that the applicant’s right to
participate effectively in the investigation was secured. Admittedly,
on 5 September 2002 he was granted victim status in the
proceedings and acquired the rights attaching to that procedural
status, including the right to lodge applications. However, it
appears that the investigator did not reply to, or take any decision
on, his detailed and reasoned request for attribution of a different
legal characterisation to the conduct of the accused or his
application to join the proceedings as a civil party, both submitted
on 27 November 2002 and received by the investigator on the
following day.
It
further appears that the case collapsed in court because the
prosecution had failed to prepare a solid evidentiary basis for the
trial. Thus, one of the elements of the charges was that the officers
Zharov and Volkov had falsely reported to the Sokolinaya Gora police
station that all measures had been taken. However, the public
prosecutors had not arranged for a confrontation between them and Mr
Vancharin, on the one hand, and between Mr Vancharin and the
officer-on-duty, on the other, with a view to eliminating
discrepancies in their testimonies. The trial court ultimately
rejected Mr Vancharin’s testimony as unreliable on the ground
that he had acted in breach of the applicable regulations and
therefore had a vested interest in concealing the truth. That the
prosecution had overestimated the probative weight of Mr Vancharin’s
testimony is an obvious consequence of their above-mentioned omission
to investigate the conduct of the police officers of the Sokolinaya
Gora police station.
Finally,
in the Court’s view, the findings of the District Court were
irreconcilable with the facts, as established in the proceedings, in
so far as it determined that the police officers Zharov and Volkov
could not have known that the applicant was in a life-threatening
state because they had only “spent a few minutes on the scene
in the night time and [because] no injuries were visible”. That
finding sits ill with the undisputed fact that the applicant had been
unconscious and unable to move on his own, which was the reason why
the officers had resorted to dragging him away from the road. The
fact of his being unconscious, which the officers did not dispute,
was obviously incompatible with the conclusion that the gravity of
his condition and the risk it posed to his life and limb could have
gone unnoticed. The Moscow City Court, which heard the case on
appeal, did not address the deficiencies in the factual basis on
which the trial court’s acquittal had rested.
In
the light of the above-mentioned considerations, the Court finds that
the investigation into the alleged ill-treatment was initiated
belatedly, that its scope was insufficient and that the applicant’s
procedural rights were not secured, and that the proceedings lacked a
solid evidentiary and factual basis. Accordingly, the investigation
of the matter by the domestic authorities cannot be considered
“effective”. There has therefore been a violation of
Article 3 of the Convention under its procedural limb on account of
the authorities’ failure to conduct an effective investigation
into the applicant’s allegations of being abandoned by the
police without assistance.
III. ALLEGED VIOLATION OF ARTICLE 13 OF THE CONVENTION
The
applicant complained under Articles 6 § 1 and 13 of the
Convention that he had not been able to join the criminal proceedings
against the police officers Zharov and Volkov as a civil party, that
their acquittal had not been justified and that the proceedings had
been marred by procedural defects. The Court observes that the only
element in which these complaints are distinct from the issues that
have already been examined from the standpoint of the procedural limb
of Article 3 above is the question of the availability of a civil-law
remedy for the applicant’s claim for compensation for the
alleged ill-treatment. The Court considers that this complaint falls
to be examined under Article 13 of the Convention (see Chember v.
Russia, no. 7188/03, § 66, 3 July 2008, and Betayev and
Betayeva v. Russia, no. 37315/03, § 125, 29 May 2008), which
reads as follows:
“Everyone whose rights and freedoms as set forth
in [the] Convention are violated shall have an effective remedy
before a national authority notwithstanding that the violation has
been committed by persons acting in an official capacity.”
The
applicant submitted that he did not have an effective opportunity to
make a civil claim for compensation because the domestic courts had
not established anyone’s guilt. Since no one had been
convicted, under the Russian Civil Code, a civil claim would also
fail.
The
Government explained that the applicant had not lodged a request to
join the proceedings as a civil party at the stage of the pre-trial
investigation. He did make that request after the beginning of the
trial but the trial court correctly dismissed it by reference to the
then effective wording of Article 44 of the Code of Criminal
Procedure, which allowed such requests to be made until the end of
the pre-trial investigation. After Article 44 had been amended by the
Federal Law of 4 July 2003, with the effect of extending the
time-limit for lodging the request until the end of the trial, the
applicant did not resubmit his request. Thus the applicant did have
effective remedies at his disposal of which he did not make use.
A. Admissibility
The Court considers that this complaint is not
manifestly ill-founded within the meaning of Article 35 § 3 of
the Convention. It further notes that it is not inadmissible on any
other grounds. It must therefore be declared admissible.
B. Merits
The
Court reiterates that Article 13 of the Convention guarantees the
availability, at the national level, of a remedy to enforce the
substance of Convention rights and freedoms in whatever form they
might happen to be secured in the domestic legal order. The effect of
Article 13 is thus to require the provision of a domestic remedy to
deal with the substance of an “arguable complaint” under
the Convention and to grant appropriate relief, although Contracting
States are afforded some discretion as to the manner in which they
conform to their Convention obligations under this provision. The
scope of the obligation under Article 13 varies depending on the
nature of the applicant’s complaint under the Convention.
Nevertheless, the remedy required by Article 13 must be “effective”
in practice as well as in law (see Cobzaru v. Romania,
no. 48254/99, §§ 80-82, 26 July 2007;
Anguelova v. Bulgaria, no. 38361/97, §§
161-162, ECHR 2002 IV; and Süheyla Aydın v. Turkey,
no. 25660/94, § 208, 24 May 2005).
The
Court has already found that the State authorities were responsible
for the inhuman treatment of the applicant resulting from the police
officers’ failure to render him assistance at the time when he
had been in a life-threatening state. The applicant therefore had an
“arguable claim” for the purposes of Article 13 and
the authorities were under an obligation to carry out an effective
investigation into his allegations against the police officers. For
the reasons set out above, no effective criminal investigation can be
considered to have been carried out in accordance with Article 13,
the requirements of which are broader than the obligation to
investigate imposed by Article 3 (see Cobzaru, cited above,
§ 83, and, mutatis mutandis, Buldan v.
Turkey, no. 28298/95, § 105, 20 April 2004, and
Tanrıkulu v. Turkey, no. 23763/94, § 119, ECHR
1999-IV).
Furthermore, as regards the availability of a
civil-law remedy, the Court does not consider it necessary to
determine whether the applicant had an effective opportunity to join
the criminal proceedings as a civil party. What is important is that
those proceedings culminated in the acquittal of the police officers.
In this connection, the Court reiterates that it has already found on
a number of occasions that there is no case-law authority for Russian
civil courts to be able, in the absence of a finding of guilt in
criminal proceedings, to consider the merits of a civil claim
relating to alleged serious criminal actions. The Court has found
that while the Russian civil courts in theory have the capacity to
make an independent assessment of factual and legal issues, in
practice the weight attached to the findings of the preceding
criminal proceedings is so important that even the most convincing
evidence to the contrary furnished by a plaintiff would be discarded
and such a remedy would prove to be only theoretical and illusory
rather than practical and effective, as required by the Convention
(see Chember, cited above, § 71; Menesheva v. Russia,
no. 59261/00, § 77, ECHR 2006 III; Isayeva v.
Russia, no. 57950/00, § 155, 24 February 2005; and
Isayeva and Others v. Russia, nos. 57947/00, 57948/00 and
57949/00, § 147, 24 February 2005). In cases where criminal
proceedings against public officials were discontinued at the
pre-trial stage or ended in an acquittal, any other remedy available
to the applicant, including a claim for damages, had limited chances
of success and could not be regarded as capable of affording redress
to the applicant (see Tarariyeva v. Russia, no. 4353/03,
§ 101, ECHR 2006 ... (extracts); Dedovskiy and
Others v. Russia, no. 7178/03, § 101, 15 May
2008). In the instant case the Court does not see any reason to
depart from these findings.
The
Court therefore finds that the applicant has been denied an effective
remedy in respect of his complaint of ill-treatment as a result of
neglect by the police. Consequently, there has been a violation of
Article 13 of the Convention.
IV. ALLEGED VIOLATION OF ARTICLE 3 OF THE CONVENTION ON
ACCOUNT OF THE ALLEGED MEDICAL NEGLIGENCE
The
applicant also complained under Article 3 that the doctors at
Hospital no. 33 had failed to dispense the medical care appropriate
for his grave condition and that this matter had not been properly
investigated.
The
applicant submitted that his mother and other relatives had seen him
undressed on a trolley in the corridor of Hospital no. 33. He had
remained in that position from the early morning of 30 July 2001
until at least 6 p.m. on 1 July 2001. No one had attended to him and
he had not been properly diagnosed or X-rayed, the only diagnosis
having been recorded on the basis of his friend’s statements.
Moreover, he had been infected with hepatitis C through blood
transfusion during surgery at Hospital no. 33. The applicant
emphasised that medical negligence during the initial treatment in
Hospital no. 33 had resulted in his permanent disability. The State
had to be held responsible for the treatment because Hospital no. 33
was a municipal institution providing medical care to the general
public.
The
applicant further submitted that the investigation into the alleged
medical negligence had only begun twenty months after the events and
that it had so far lasted four and a half years. During that period
no fewer than seven decisions to discontinue the investigation were
made and later reversed. His medical record from Hospital no. 33 was
lost. In the end, no person guilty of medical negligence was
identified or convicted. The applicant concluded that the
investigation had not been prompt, diligent or sufficient in its
scope. Besides, his involvement in the investigation had been
restricted and he had received little information about its progress.
The
Government submitted that the applicant’s mother had repeatedly
filed complaints about the inadequacy of the medical care provided to
her son at Hospital no. 33. Her complaints had been examined by the
Health Department of the Moscow Government in 2001 and on 5 March
2003 criminal proceedings were instituted. A separate criminal case
concerning the loss of the applicant’s medical record was under
investigation by the public prosecutor’s office of the Eastern
Administrative District. Finally, the Government indicated that on 30
November 2006 the Moscow City prosecutor had disciplined the
investigator Mr Volk for unspecified breaches of criminal procedure
during the investigation in the medical negligence case.
A. Admissibility
The Government submitted that the applicant had not
exhausted domestic remedies because he had not appealed to the
Izmaylovskiy District Court of Moscow against the decision to
discontinue criminal proceedings or lodged a claim against the
doctors of Hospital no. 33.
The
Court observes that, according to the Government’s own factual
submissions, the most recent decision to discontinue the
investigation into the alleged medical negligence had been annulled
on the same day by the supervising prosecutor with a specific
instruction to remedy shortcomings in the investigation (see
paragraph 78 above). As that decision had been quashed, there was no
reason for the applicant to lodge an appeal against it with a court.
As
to the possibility of suing the medical personnel in civil
proceedings, the Court reiterates its above findings that Russian
civil courts appear to be unable, in the absence of a finding of
guilt in criminal proceedings, to consider the merits of a civil
claim relating to alleged serious criminal actions (see paragraph 136
above). In the instant case the criminal proceedings did not lead to
trial and conviction. Accordingly, the civil claim could not be
considered an effective domestic remedy which the applicant was
required to have used (see, in particular, Tarariyeva, cited
above, § 101). The Court dismisses the Government’s
objection as to non-exhaustion of domestic remedies.
The
Court further notes that this complaint is not manifestly ill-founded
within the meaning of Article 35 § 3 of the Convention.
Moreover, it is not inadmissible on any other grounds. It must
therefore be declared admissible.
B. Merits
1. Compliance with Article 3 as regards adequacy of
medical care
The
applicant was in Hospital no. 33 from 30 June to 8 July 2001. His
allegations of inadequate medical care mostly related to the initial
period which lasted from 9 a.m. on 30 June when he was admitted to
the hospital until 6.30 p.m. on 1 July when emergency brain surgery
was performed. He submitted, and his submission was not disputed by
the Government, that during that entire time he had remained
undressed on a trolley in the corridor, without medical attention.
The
Court observes that the issue of adequacy of medical care dispensed
to the applicant at Hospital no. 33 was examined by two panels of
experts. The first panel, composed of experts from the specialised
Centre for Forensic Medicine of the Ministry of Defence, found a
number of serious defects in the examination and treatment of the
applicant. The second panel, which was organised by the Health
Protection Department of the Moscow Government, dismissed the
findings of the first one as unreliable and determined that the
medical personnel of Hospital no. 33 had correctly abstained from any
intervention until such time as the brain surgery had become
possible. In view of the contradictory findings of two panels, the
investigation attempted to organise a “conciliatory”
study; however, this proved to be impossible in the absence of the
applicant’s original medical record from Hospital no. 33.
Confronted
with contradictory findings as to the adequacy of medical care, the
Court considers that the following elements would enable it to
determine which report it should lend credence to. Firstly, the
initial examination was carried out on the basis of the original
medical records, whereas the second panel had at its disposal some
extracts from those records which had been reproduced in the first
experts’ report. The Court notes the opinion of the director of
the Russian federal centre for forensic medicine, who stated that
conducting an examination solely by reference to previous findings
was incompatible with the professional methods and standards of
forensic medicine (see paragraph 74 above). Secondly, the Court
observes that the experts on the first panel worked for the Ministry
of Defence, a State body unrelated to both the medical institution in
question and the investigative authority. By contrast, the second
examination was entrusted to the Health Protection Department of the
Moscow Government, which was the authority responsible for
maintenance and supervision of all Moscow city hospitals, including
Hospital no. 33. This situation created an apparent conflict of
interests and was incompatible with the requirement that a forensic
doctor enjoy formal and de
facto independence (see Barabanshchikov
v. Russia, no. 36220/02, §
59, 8 January 2009). In the light of the above considerations,
the Court accepts the findings of the first experts’ report as
the basis for its analysis.
According
to the forensic experts, the applicant was admitted to Hospital no.
33 in a particularly serious condition which called for heightened
medical attention and immediate examination by a neurosurgeon,
toxicologist and other specialist doctors. Instead, the hospital
personnel failed to implement even the most basic procedures which
have to be followed in the case of a new patient. The applicant’s
condition and the nature and extent of his injuries were described in
a cursory and incomplete fashion. The diagnosis of alcohol
intoxication was not based on a blood or urine test or an examination
by a toxicologist, but solely on a mention of “alcohol breath”.
Moreover, despite the alleged high and potentially lethal alcohol
concentration in the applicant’s blood, no disintoxication
treatment was prescribed or administered. A neurosurgeon saw the
applicant only two hours after his admission, and until the beginning
of preparation for emergency surgery thirty-two hours later the
applicant was essentially left unattended. He was not “objectively
and adequately examined” by any specialist doctor, an X-ray was
indicated but never performed, and even his temperature was not
taken.
The
experts also determined that procrastination in administering
appropriate treatment to the applicant and a failure to examine him
properly and promptly upon his admission to Hospital no. 33 had
brought about a serious deterioration of his condition. Brain changes
had become irreversible and so severe as to require emergency
surgical intervention for life-saving reasons. The experts emphasised
that owing to the lack of supervision of the applicant’s
worsening condition, the intervention was belated. A subsequent
failure to administer post-surgery antibacterial treatment in a
consistent manner and absence of proper control led to multiple
inflammations of the post-operative wounds and osteomyelitis of the
skull bones.
The
Court notes the experts’ acquiescence in the existence of a
causal link between the defects they had identified in the medical
care dispensed to the applicant at Hospital no. 33 and the ensuing
disability. Although they agreed that it would be impossible to
determine, in the absence of appropriate measurement methods, whether
the applicant’s health problems were due to a decisive extent
to the defective treatment and supervision or to the original head
trauma, they concurred that the grave failings on the part of the
medical personnel of Hospital no. 33 had “contributed to an
unfavourable outcome”.
In
the light of the above experts’ findings, which were not
refuted by the Government, the Court considers that the medical care
administered to the applicant at Hospital no. 33 in Moscow was
inadequate. There has therefore been a violation of Article 3 on
account of the authorities’ failure to secure adequate medical
care to the applicant.
2. Alleged inadequacy of the investigation
The
Court notes that, confronted with allegations of gross medical
negligence by the applicant himself and by his mother, supported by
medical evidence of serious damage to the applicant’s health,
the authorities had an obligation to carry out an effective
investigation into the nature and scope of medical treatment that had
been administered to the applicant in Hospital no. 33. For the
purposes of further analysis, the Court refers to the requirements as
to the effectiveness of an investigation set out in paragraph
100 above.
The
parties concurred that, from the moment of the applicant’s
transfer from Hospital no. 33 to Burdenko Hospital on the initiative
of the applicant’s mother, she had repeatedly filed complaints
about inadequate medical care at Hospital no. 33. All of her
complaints were rejected by the health administration officials and
public prosecutors from various offices. The criminal case was only
opened on 5 March 2003, almost two years after the events. The Court
considers that the Russian authorities are responsible for the
belated institution of criminal proceedings and also for the failure
to act promptly and of their own motion, as they had left the matter
essentially to the initiative of the victim’s relatives (see
Paul and Audrey Edwards, cited above, § 69).
The
manner in which the investigation was conducted reveals the
investigative authorities’ determination to dispose of the
matter in a hasty and perfunctory fashion. The case was shuttled
between authorities and investigators who routinely attempted to
stall the proceedings on ostensibly procedural grounds. Over a period
of three years no fewer than ten decisions to discontinue the
proceedings were made, all of which were promptly set aside by
supervising prosecutors because the investigation that had been
carried out until then had been incomplete and insufficient in scope.
Several investigators were reprimanded or disciplined for failing to
conduct the investigation in accordance with the rules of criminal
procedure.
It
is not denied that the investigation was also responsible for the
loss of the crucial piece of evidence, namely the applicant’s
original medical record, from Hospital no. 33. Its disappearance
rendered impossible any further forensic examinations or the
determination of a causal link and correlation between the alleged
inadequacy of the medical assistance provided to the applicant in
Hospital no. 33 and the damage to his health.
Finally,
the applicant’s right to effective participation in the
proceedings was not secured. He was recognised as a victim only on
6 September 2005, two and a half years after the institution of
criminal proceedings. Prior to that date, he had not been able to
exercise the procedural rights attaching to that status, such as the
right to lodge applications or put questions to the experts (compare
Tarariyeva, cited above, § 93).
In
the light of the very serious shortcomings identified above, the
Court concludes that the investigation was not prompt, diligent or
sufficiently thorough. There has been a violation of Article 3 of the
Convention under its procedural limb in that the investigation into
the alleged medical negligence was not effective.
V. OTHER ALLEGED VIOLATIONS OF THE CONVENTION
Lastly,
the applicant complained under Article 5 § 1 of the Convention
that, as a result of the assault and the lack of medical assistance
by the police officers and doctors, his right to security of person
had been impaired. He further complained under Article 8 of the
Convention about the loss of his medical record.
The
Court observes that the applicant was never actually deprived of his
liberty and that there was no disclosure of his medical information.
Accordingly, these complaints are incompatible ratione materiae
with the provisions of the Convention within the meaning of Article
35 § 3 and must be rejected in accordance with Article
35 § 4.
VI. ALLEGATION OF HINDRANCE OF THE RIGHT OF INDIVIDUAL
PETITION GUARANTEED BY ARTICLE 34 OF THE CONVENTION
On
29 March 2007 the applicant submitted a statement in which he claimed
that the Government had put pressure on him in breach of Article 34
of the Convention. He claimed, in particular, that the Government had
defamed him by describing him as being in a state of intoxication at
the time of the assault, that he had been wrongly registered with the
psycho-neurological specialised clinic in Moscow, that the
authorities had attempted to obtain the original medical record from
his mother, that his mother had been disciplined at her place of
employment, and that, on reaching the age of twenty-three, his
entitlement to State benefits in connection with the death of his
father, a military officer, had ceased.
Having
examined the applicant’s submissions, the Court does not
consider that they are capable of corroborating the allegation of
hindrance of the exercise of the right of individual petition under
Article 34 of the Convention. According, the Court rejects this
allegation as unsubstantiated.
VII. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article 41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Damage
First,
the applicant claimed an award for pecuniary damage relating to
ongoing treatment of the ailments resulting from the assault of 29
June 2001 and the belated and inadequate medical assistance. He
indicated that he needed daily assistance by a nurse (estimated cost
of 13,500 euros (EUR) per year), continued intake of medicine (EUR
2,000 per year), physical therapy and regular check-ups (EUR 13,925
per year), rehabilitation courses in Germany or Austria (EUR 13,200
every two years), and medical equipment (EUR 2,000). He further
claimed a loss of opportunity and earnings valued at EUR 7,000 per
year. Multiplied by the life expectancy of thirty years, the total
claim for pecuniary damage amounted to EUR 1,292,750. The
applicant also claimed EUR 200,000 in respect of non-pecuniary
damage.
The
Government submitted that, as the investigation into the assault and
medical-assistance cases was still pending, the applicant retained
the right to claim compensation at national level and that his claims
for pecuniary damage were accordingly premature. They further pointed
out that the applicant received a disability pension and that he had
been given a free trip to a spa resort in 2003, a discounted
Russian-made car and a tent for the latter. In the Government’s
view, the claim in respect of the loss of earnings was groundless
because it concerned “future probabilities”. Finally, the
Government considered that the claim in respect of non-pecuniary
damage was excessive and was not in line with the Court’s
case-law.
The
Court reiterates that a precise calculation of the sums necessary to
make complete reparation (restitutio in integrum) in respect
of the pecuniary losses suffered by an applicant may be prevented by
the inherently uncertain character of the damage flowing from the
violation (see Young, James and Webster v. the United Kingdom
(former Article 50), 18 October 1982, Series A no. 55, §
11). An award may still be made notwithstanding the large number of
imponderables involved in the assessment of future losses, though the
greater the lapse of time involved the more uncertain the link
between the breach and the damage becomes (see Orhan v. Turkey,
no. 25656/94, §§ 426 et seq., 18 June 2002). The question
to be decided in such cases is the level of just satisfaction, in
respect of either past or future pecuniary loss, which it is
necessary to award to an applicant, and is to be determined by the
Court at its discretion, having regard to what is equitable (see
Sunday Times v. the United Kingdom (former Article 50), 6
November 1989, Series A no. 38, § 15, and Lustig-Prean
and Beckett v. the United Kingdom (Article 41), nos.
31417/96 and 32377/96, §§ 22-23, ECHR 2000).
The
Court observes that in some previous cases where the loss of future
earnings was at issue, the Court based its calculations on the
actuarial calculations of capital needed for maintaining a certain
level of income, as produced by the applicants’ representatives
(see Aktaş v. Turkey,
no. 24351/94, § 350,
ECHR 2003 V, and Orhan, cited above,
§ 433). The
same approach may be applied to the calculation of future
expenses. In the present case, however, the overall amount
claimed by the applicant was calculated simply by multiplying his
annual medical expenses by average life expectancy in Russia. The
amount claimed under the head of loss of future income was calculated
in the same way.
Therefore,
even assuming that all the calculations and data supplied by the
applicant are correct, the Court considers that the method of
calculation applied in the present case is not in line with the
Court’s approach to the calculation of future losses (see
Mikheyev, cited above, § 161). Furthermore, the
calculation of his lost income does not include the amount which he
collects by way of disability pension. Therefore, the Court cannot
accept the final figure claimed under this head by the applicant.
Nonetheless,
bearing in mind the uncertainties of the applicant’s situation,
and the fact that he has suffered, and will suffer, significant
material losses as a result of his disability and the need for
constant medical treatment, the Court considers it appropriate, in
the present case, to make an award in respect of pecuniary damage
based on its own assessment of the situation (see Mikheyev,
cited above, § 162). Given the seriousness of the applicant’s
condition and the need for specialised and continuous medical
treatment, the Court awards him EUR 75,000 in respect of
pecuniary damage, plus any tax that may be chargeable on this amount.
Furthermore,
the Court reiterates its findings that the Russian authorities were
responsible for the actions of the police, who had abandoned the
applicant without assistance following a serious assault, and for the
failure of the medical personnel to provide medical care appropriate
to his grave condition. Nor did the authorities discharge their duty
to investigate, in an efficient manner, the assault on the applicant
or the above-mentioned failings of the police and medical personnel.
These events must have caused the applicant not just physical pain
and suffering but also emotional feelings of distress, frustration,
injustice, and prolonged uncertainty which call for an award in
respect of non-pecuniary damage (see, as a recent authority, Varnava
and Others v. Turkey [GC], nos. 16064/90, 16065/90,
16066/90, 16068/90, 16069/90, 16070/90, 16071/90, 16072/90 and
16073/90, § 224, 18 September 2009, with further
references). Making an assessment on an equitable basis, the Court
awards the applicant EUR 78,000 in respect of non-pecuniary damage,
plus any tax that may be chargeable on this amount.
B. Costs and expenses
The
applicant did not make a claim for costs and expenses. Accordingly,
there is no call to make an award under this head.
C. Default interest
The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
Declares the complaints concerning the
inadequacy of the investigation into the assault on the applicant,
the lack of assistance to him on the part of the police and medical
personnel, the inadequacy of the investigation into those matters,
and the existence of a civil-law remedy, admissible and the remainder
of the application inadmissible;
Holds that there has been a violation of Article
3 of the Convention on account of the authorities’ failure to
conduct an effective investigation into the assault on the applicant;
Holds that there has been a violation of Article
3 of the Convention on account of the police’s failure to
render assistance to the applicant;
Holds that there has been a violation of Article
3 of the Convention on account of the authorities’ failure to
conduct an effective investigation into the actions of the police;
Holds that there has been a violation of Article
13 of the Convention;
Holds that there has been a violation of Article
3 of the Convention on account of the inadequacy of the medical care
dispensed to the applicant at Hospital no. 33;
Holds that there has been a violation of Article
3 of the Convention on account of the authorities’ failure to
conduct an effective investigation into the alleged medical
negligence;
8. Holds that the allegation of hindrance of the
exercise of the right of individual petition under Article 34 of the
Convention has not been made out;
Holds
(a) that
the respondent State is to pay the applicant, within three months
from the date on which the judgment becomes final in accordance with
Article 44 § 2 of the Convention, EUR 75,000
(seventy-five thousand euros) in respect of pecuniary damage and EUR
78,000 (seventy-eight thousand euros) in respect of non-pecuniary
damage, plus any tax that may be chargeable, to be converted into
Russian roubles at the rate applicable at the date of settlement;
(b) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amounts at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points;
Dismisses the remainder of the applicant’s
claim for just satisfaction.
Done in English, and notified in writing on 17 December 2009,
pursuant to Rule 77 §§ 2 and 3 of the Rules of Court.
Søren Nielsen Christos Rozakis
Registrar President