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WIECZOREK v. POLAND - 18176/05 [2009] ECHR 2025 (8 December 2009)
URL: http://www.bailii.org/eu/cases/ECHR/2009/2025.html
Cite as:
56 EHRR 36,
[2009] ECHR 2025,
(2013) 56 EHRR 36
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FOURTH
SECTION
CASE OF WIECZOREK v. POLAND
(Application
no. 18176/05)
JUDGMENT
STRASBOURG
8 December
2009
This
judgment will become final in the circumstances set out in
Article 44 § 2 of the Convention. It may be
subject to editorial revision.
In the case of Wieczorek v. Poland,
The
European Court of Human Rights (Fourth Section), sitting as a Chamber
composed of:
Nicolas Bratza, President,
Lech
Garlicki,
Ljiljana Mijović,
David Thór
Björgvinsson,
Ján Šikuta,
Päivi
Hirvelä,
Mihai Poalelungi, judges,
and
Lawrence Early,
Section Registrar,
Having
deliberated in private on 17 November 2009,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
The
case originated in an application (no. 18176/05) against the
Republic of Poland lodged with the Court under Article 34 of the
Convention for the Protection of Human Rights and Fundamental
Freedoms (“the Convention”) by a Polish national, Ms
Krzysztofa Wieczorek (“the applicant”), on 16 April 2005.
The
applicant was represented by Mr Z. Cichoń, a lawyer practising
in Cracow. The Polish Government (“the Government”) were
represented by their Agent, Mr J. Wołąsiewicz of the
Ministry of Foreign Affairs.
The
applicant alleged, in particular, that she had been deprived of the
right to a fair hearing because her request for legal aid for lodging
a cassation appeal had been refused by the appellate court. She
further complained that her right to the peaceful enjoyment of her
possessions had been breached as she had been divested of her
disability pension which she had been receiving for fifteen years.
On
14 November 2006 the Court (Fourth Section) decided to give notice of
the application to the Government. It also decided to examine the
merits of the application at the same time as its admissibility
(Article 29 § 3).
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The
applicant was born in 1952 and lives in Cracow.
In
a letter of 18 September 2000 to the Social Insurance Authority
(Zaklad Ubezpieczeń Spolecznych) in Cracow, the
applicant's husband submitted that in his view the applicant, who had
been receiving a disability pension since 1985, was in fact healthy
and should no longer be receiving a pension. He suggested that she be
re-examined by competent doctors. Apparently divorce proceedings
involving the parties were pending at that time.
On
10 October 2000 the Social Insurance Authority, referring to the
applicant's medical records, instituted proceedings in order to
reassess the applicant's condition with a view to establishing
whether she complied with the conditions governing entitlement to a
disability pension.
In
reply to a query from the applicant about the legal basis on which
these proceedings were instituted, on 28 November 2000 the Social
Insurance Authority informed her that the proceedings had been
instituted under the provisions governing the internal supervision of
physicians working for the Authority.
Eventually,
on 4 December 2000 the Social Insurance Authority gave a decision by
which the applicant's right to receive a disability pension was
extinguished as she was no longer unfit to work.
On
12 January 2001 the applicant appealed, submitting that the Social
Insurance Authority had failed to assess properly the medical
evidence concerning her condition. She also submitted that her
condition had been reassessed in 1994, 1995 and 1997. On each of
these occasions decisions had been given confirming that she was
permanently unfit to work.
In
her pleadings submitted on 18 May and 3 December 2001 the applicant
submitted that there was no legal basis for conducting medical
examinations in order to reassess her condition. She referred to the
1983 Ordinance, which prohibited reassessment of the medical
condition of persons who had been receiving a disability pension for
longer than ten years (see paragraph 25 below). The Ordinance
provided that no medical examination could be conducted in respect of
such persons with a view to a reassessment of their condition. She
further invoked the case-law of the Supreme Court which, in the
applicant's submission, supported the conclusion that no medical
reassessment of a condition which had served as the basis for
granting a disability pension could be ordered once ten years had
elapsed from the date on which the decision awarding the entitlement
to a pension became final (II URN 8/94, see paragraph 28 below).
The
Cracow Regional Court, by a judgment of 24 September 2002,
partly amended the decision of the Social Insurance Authority by
granting the applicant the disability pension for a fixed period,
namely from 1 January 2001 until 1 January 2003.
The
applicant appealed, claiming that in view of her condition she was
entitled to a permanent disability pension. She complained about the
assessment of the medical evidence by the first-instance court. In
her additional pleadings submitted to the Court of Appeal on 6
September 2004, she reiterated her arguments about the lack of legal
basis for the reassessment of her condition and concluded that the
first-instance judgment was therefore in breach of substantive law.
On
8 September 2004 the Cracow Court of Appeal dismissed the appeal. The
court examined the complaint concerning the allegedly incorrect
assessment of the evidence and concluded that the first-instance
court had been thorough in the assessment it had carried out. It also
noted that during the appellate proceedings and in view of doubts the
appellate court had harboured as to the applicant's condition, it had
ordered that, in addition to the evidence available in the
applicant's medical records, a medical opinion should be obtained
from the local centre for occupational medicine and further
examinations should be carried out by specialists in cardiology,
nephrology, endocrinology and gynaecology. The applicant had refused
to undergo these examinations.
The
court further observed that the first-instance judgment had
maintained the applicant's pension for the period from 1 January
2001 until 1 January 2003. When that period expired, the
applicant had failed to submit to the Social Insurance Authority a
request to have her entitlement to the pension prolonged.
In
response to the applicant's argument based on the 1983 Ordinance and
the prohibition it imposed on the medical re-examination of persons
in receipt of a disability pension for longer than ten years, the
court observed:
“It should be borne in mind that the proceedings
concerning the applicant's case had been instituted [by the Social
Insurance Authority] under the legal provisions governing the
internal supervision by the principal physician of doctors working
for that Authority and assessing the medical condition of persons
seeking a disability pension (see Article 11 of the 1997 Ordinance of
the Minister of Labour and Social Policy). Accordingly, it was of no
legal relevance to the applicant's case that she had been declared
permanently unfit to work in 1985. Neither was the length of time for
which she had been receiving her pension of any significance for the
present case.”
On
13 October 2004 the Cracow Court of Appeal refused to grant the
applicant legal aid to lodge a cassation appeal. The written grounds
for the refusal read as follows:
“Under Article 117 § 1 of the Code of Civil
Procedure a party to proceedings who has been exempted, fully or in
part, from the obligation to pay court fees can request that a
legal-aid lawyer be assigned to represent him or her in the case. The
court shall allow such a request if it decides that the participation
of a lawyer in the case is necessary. A legal-aid lawyer shall be so
assigned where the party is unable to argue the case competently or
the case is complex as to the facts or law.
The crucial issue in the present case was the assessment
of the [applicant's] condition and, consequently, it cannot be
regarded as so complex as to warrant legal assistance. The court
therefore considers that legal assistance would be unnecessary and,
accordingly, dismisses the applicant's request.
The mere fact that a party cannot afford to pay legal
fees does not justify the granting of legal assistance; this also
applies to cases where legal representation is mandatory for the
preparation of the cassation appeal.”
II. RELEVANT DOMESTIC LAW AND PRACTICE
1. Legal aid
At
the material time Article 113 § 1 of the Code of Civil Procedure
provided that parties to proceedings could ask the court competent to
deal with the case to grant them an exemption from court fees
provided that they submitted a declaration to the effect that the
fees required would entail a substantial reduction in their standard
of living and that of their family.
Parties
to proceedings concerning social insurance allowances and pensions
were exempted, under Article 463 § 1 of the Code of Civil
Procedure, from the obligation to pay court fees.
Under
Article 117 of the Code, persons exempted from court fees could
request that legal aid be granted to them. This provision, in so far
as relevant, provided:
“1. A party [to the proceedings]
exempted partly or entirely from court fees may request that an
advocate or a legal adviser be appointed for him or her. ... The
court shall grant that request if it considers that the participation
of an advocate or a legal adviser in the case is necessary. ...
2. The provisions of the preceding paragraph are also
applicable to parties who benefit from a statutory exemption from
court fees, provided that they demonstrate, by way of the declaration
referred to in Article 113 § 1, that the fees of the advocate or
legal adviser would entail a reduction in their standard of living
and that of their family. The court shall refuse to assign a lawyer
to the case if it considers that the party's action or appeal is
manifestly ill-founded.”
2. Cassation appeals
At
the material time a party to civil proceedings could lodge a
cassation appeal with the Supreme Court against a final judicial
decision of a second instance court terminating the
proceedings. Under Article 393 4 § 1
of the Code of Civil Procedure a cassation appeal had to be lodged
with the court that had given the relevant decision within one month
from the date on which the decision with its written grounds was
served on the party concerned. Cassation appeals which were not
lodged by an advocate or a legal adviser were to be dismissed.
Article
393 1 of the
Code listed the grounds on which a cassation appeal could be lodged.
It read as follows:
“The cassation appeal may be based on the
following grounds:
(1) a breach of substantive law on account of
its erroneous interpretation or wrongful application;
(2) a breach of procedural provisions if the
defect in question could significantly affect the outcome of the
case.”
3. Appeals against interlocutory decisions
Article 394
of the Code of Civil Procedure guarantees the parties to proceedings
the right to appeal against a decision of the first-instance court
terminating the proceedings. An interlocutory appeal (zażalenie)
of this kind is also available against certain interlocutory
decisions specified in this provision. An appeal lies against a
refusal of exemption from court fees and likewise against a refusal
of legal aid, where such decisions have been given by a
first-instance court.
No
appeal lies where such decisions are given by an appellate court.
4. Relevant provisions of social insurance law
Section
29(1)(a) of the 1983 Ordinance of the Minister of Labour and Social
Policy of 5 August 1983 (Journal of Laws No. 47, item 214),
as amended in 1990, provided that no medical examination could be
organised with a view to reassessing the medical condition of persons
who had been declared unfit to work and who had been in receipt of a
disability pension for longer than ten years.
This
Ordinance was repealed with effect from 1 September 1997.
Since
1 January 1999 the system of social insurance has been regulated
by the Social Insurance System Act of 13 October 1998 (Ustawa o
systemie ubezpieczeń społecznych) and a number of other
acts applying to specific occupational groups or types of benefits.
Social insurance benefits are essentially paid from a single fund
financed by various compulsory contributions from employees and
employers and managed by the Social Insurance Authority. Entitlement
to a disability pension is based on the claimant's inability to
continue paid employment on grounds of ill health, confirmed by
a medical certificate by doctors working for the Authority.
5. Case-law of the domestic courts
In
a number of judgments the Courts of Appeal and the Supreme Court
examined whether entitlement to a disability pension which had been
paid to the insured person for longer than ten years could be
redetermined following a fresh medical examination and reassessment
of the person's condition.
In
its judgment of 7 April 1994 the Supreme Court (II URN 8/94)
quashed a judgment of the Cracow Court of Appeal in which the latter
had accepted that a fresh medical examination could be ordered in
respect of the appellant, who had been in receipt of a disability
pension for nineteen years. The Supreme Court found that, despite the
fact that it was contained in the Ordinance, the prohibition should
be regarded as being of a statutory nature. In a judgment of
21 September 1995 (II URN 28/95) the Supreme Court reached the
same conclusion and quashed a judgment of the appellate court. It
observed that the decision that the appellant should undergo a
medical examination to reassess his condition lacked any legal basis
and that, accordingly, the result was of no legal relevance to the
appellant's entitlement to a disability pension. In both judgments
the Supreme Court referred to its judgment of 23 November 1987 (II
URN 259/87). In a judgment of 17 July 1996 (II URN 13/96) the
Supreme Court allowed an extraordinary appeal brought by the
Ombudsman in the case of an appellant who had been in receipt of a
disability pension for nineteen years. It reiterated the conclusions
previously reached by the Supreme Court and held that the medical
reassessment of a person's condition after that time had no legal
basis as it was contrary to section 27 of the Ordinance 1983. It
would have been possible only if, prior to issuing such an order, the
Social Insurance Authority had obtained evidence showing that the
person's condition no longer made him or her unfit to work. In the
absence of such evidence, medical reassessment breached the principle
of vested rights. On 26 May 1999 (II URN 13/96) the Supreme Court
reiterated its previous conclusions as to the prohibition of medical
reassessment after longer than ten years. In its judgment of
27 January 2000 the Gdańsk Court of Appeal shared the view
of the Supreme Court and held that in such cases the disability
should be presumed to be permanent.
In
its judgment of 22 January 2002 ( II UKN 747/00) the Supreme Court
held:
“The Social Insurance Authority cannot challenge
the assessment that a person entitled to a disability pension is
unfit to work if that person has been recognised as disabled for a
period of over ten years. The change of legal situation in 1997 [when
the 1983 Ordinance was repealed] is irrelevant in this respect.”
In
a judgment of 5 September 2000 (II UKN 696/99) the Supreme Court held
that the legal changes made to the social insurance system in 1998
did not affect existing disability entitlements in so far as the
applicable provisions guaranteed the permanence of entitlements which
had been paid for a period exceeding ten years.
In
its judgments of 5 and 11 May 2005 (III UK 9/05 and II UK 29/05
respectively) the Supreme Court noted that the Ordinance had been
repealed with effect from 1 September 1997. It further referred to
the views expressed by the Supreme Court in the judgments referred to
above and disagreed with them. It was of the opinion that section 29
of the 1983 Ordinance did not create a presumption of permanent
entitlement to a disability pension which had been paid for longer
than ten years. It observed that the temporal scope of the
application of that Ordinance and the principle stated in section 29
thereof were unclear; in particular, it was not clear whether after
the entry into force of the 1998 Act the prohibition on medical
re-assessment remained valid. The court took the view that this was
not the case and that the right to social insurance entitlements,
including disability pensions, could not be seen as being irrevocable
under all circumstances.
On
26 January 2005 (III UZP 2/05) the Supreme Court examined a request
brought by the Ombudsman for a resolution by seven judges as to
whether the Social Insurance Authority could challenge the
entitlement to a disability pension of persons who prior to 1
September 1997, the date on which the 1983 Ordinance was repealed,
had been receiving the pension for longer than ten years. The
Ombudsman pointed to discrepancies in the case-law of the various
appellate courts and in the Supreme Court's case-law. In its
resolution the Court retraced the history of the relevant case-law
and acknowledged that diverging views had been expressed by different
benches of that court. It ultimately expressed the view that the
prohibition on medical reassessment contained in the 1983 Ordinance
was merely of a procedural nature and as such could not be applied
after the Ordinance had been repealed. In consequence, nothing
prevented the Social Insurance Authority from ordering a fresh
medical examination with a view to reassessing whether the person
concerned continued to be unfit for work.
THE LAW
I. THE CONTINUED EXAMINATION OF THE APPLICATION
On
3 October 2008 the Government submitted a unilateral declaration
similar to that in the case of Tahsin Acar v. Turkey
(preliminary objection) [GC], no. 26307/95, ECHR
2003-VI) and acknowledged that there had been a breach of the
applicant's rights under Article 6 § 1 of the
Convention as a result of the refusal of legal aid. They further
submitted that the complaint under Article 1 of Protocol No. 1
to the Convention did not raise an issue under the Convention. In
respect of non-pecuniary damage, the Government proposed a payment to
the applicant of EUR 2,000. They invited the Court to strike out
the application in accordance with Article 37 of the Convention.
The
applicant considered that the amount proposed did not constitute
sufficient just satisfaction for the damage she had sustained. She
further requested the Court to continue its examination of the
application.
The
Court takes note of the complex nature of the complaint made in the
present case regarding the alleged interference with the applicant's
right to the peaceful enjoyment of her possessions. It is further of
the view that this part of the case raises an important issue of
general interest in connection with the legal review of entitlement
to disability pensions. Accordingly, the Court does not find it
appropriate to strike the application out of its list of cases. It
considers that there are special circumstances regarding respect for
human rights as defined in the Convention and its Protocols which
require the further examination of the application on its merits
(Articles 37 § 1 in fine and 38 § 1(b) of the
Convention).
II. ALLEGED VIOLATION OF ARTICLE 6 § 1 OF THE
CONVENTION CONCERNING THE REFUSAL OF LEGAL AID
The
applicant complained that the refusal to grant her legal assistance
in connection with the cassation proceedings had infringed her right
to a fair hearing guaranteed by Article 6 § 1 of the
Convention which, in so far as relevant, reads:
“In the determination of his civil rights and
obligations ..., everyone is entitled to a fair ... hearing ... by
[a] ... tribunal...”
A. Admissibility
The
Court notes that this complaint is not manifestly ill-founded within
the meaning of Article 35 § 3 of the Convention. It further
notes that it is not inadmissible on any other grounds. It must
therefore be declared admissible.
B. Merits
The Court points out at the outset that there is no
obligation under the Convention to make legal aid available for
disputes (contestations) in civil proceedings, as there is a
clear distinction between the wording of Article 6 § 3 (c),
which guarantees the right to free legal assistance under certain
conditions in criminal proceedings, and of Article 6 § 1,
which makes no reference to legal assistance (see Del Sol
v. France, no. 46800/99, § 20, ECHR 2002-II,
and Essaadi v. France, no. 49384/99, § 30,
26 February 2002). It may therefore be acceptable to impose
conditions on the grant of legal aid based, inter alia, on the
financial situation of the litigant or his or her prospects of
success in the proceedings (see Steel and Morris v. the
United Kingdom, no. 68416/01, § 62, ECHR 2005-II).
A
requirement that an appellant be represented by a qualified lawyer
before the court of cassation, as in the present case, cannot in
itself be seen as contrary to Article 6. This requirement is clearly
compatible with the characteristics of the Supreme Court as the
highest court examining appeals on points of law and it is a common
feature of the legal systems in several member States of the Council
of Europe (see Gillow v. the United Kingdom, 24 November
1986, § 69, Series A no. 109; Vacher v. France,
17 December 1996, §§ 24 and 28, Reports of Judgments and
Decisions 1996 VI; Tabor v. Poland,
no. 12825/02, § 42, 27 June 2006; Staroszczyk
v. Poland, no. 59519/00, § 129, 22 March
2007; and Siałkowska v. Poland, no. 8932/05,
§ 106, 22 March 2007). It is for the Contracting
States to decide how they should comply with the fair hearing
obligations arising under the Convention. The Court must satisfy
itself that the method chosen by the domestic authorities in a
particular case is compatible with the Convention. In discharging its
obligation to provide parties to proceedings with legal aid, where so
provided by domestic law, the State must, moreover, display diligence
so as to secure to those persons the genuine and effective enjoyment
of the rights guaranteed under Article 6 (see Del Sol, cited
above, § 21; Staroszczyk v.Poland, cited above,
§ 30; Siałkowska v. Poland, cited above,
§ 107; and, mutatis mutandis, R.D. v. Poland,
nos. 29692/96 and 34612/97, § 44, 18 December
2001).
The
key principle governing the application of Article 6 is fairness. It
is important to ensure the appearance of the fair administration of
justice and a party in civil proceedings must be able to participate
effectively, inter alia, by being able to put forward matters
in support of his or her claims (see Laskowska v. Poland,
no. 77765/01, § 54, 13 March 2007).
Against
this background, the Court will examine whether the applicant's right
of access to a court was observed in connection with the refusal to
provide her with legal assistance in cassation proceedings before the
Supreme Court.
The
Court first notes that in the instant case the provisions of the Code
of Civil Procedure made it possible for the applicant to apply for
legal aid. The relevant decision was dependent on the court's
assessment as to whether in the circumstances of the case legal
representation was necessary (see paragraph 20 above). When examining
whether the decisions on legal aid, seen as a whole, were in
compliance with the fair hearing standards of the Convention, it is
not the Court's task to take the place of the Polish courts, but to
review whether those courts, when exercising their power of
appreciation in respect of the assessment of evidence, acted in
accordance with Article 6 § 1 (see, mutatis mutandis,
Kreuz v. Poland, no. 28249/95, § 64, ECHR
2001-VI).
The
Court notes that in her application for legal aid the applicant duly
substantiated her assertion that in her financial situation she could
not afford professional legal assistance, by submitting a number of
various official documents as required by law. In its refusal the
court did not challenge the authenticity of the documents and did not
contest the applicant's financial situation in any way.
The
Court further observes that in its refusal the Court of Appeal
briefly referred to the nature of the issues involved in the case. It
stated that the crucial issues in the case concerned the assessment
of the applicant's condition and whether it justified maintaining her
entitlement to the disability pension. It was of the view that the
case did not warrant professional legal assistance for the purposes
of further appeal.
However,
the Court observes that the applicant, as far back as her appeal
against the first-instance decision given by the Social Insurance
Authority, submitted two strands of argument. It is true that the
first strand, as correctly noted by the Court of Appeal, was
essentially concerned with the assessment of the medical evidence and
the determination of her condition, on which her entitlement to the
disability pension hinged. Nonetheless, the Court stresses that she
also repeatedly submitted legal arguments based on the 1983
Ordinance. She stated, time after time, that under this Ordinance the
reassessment of her condition lacked any legal basis.
The
applicant also referred to the case-law of the Supreme Court which,
in her view, supported the conclusion that no such reassessment was
legally possible in her case. Her legal arguments were subsequently
examined by the Court of Appeal. In its judgment of 8 September 2004
that court limited its reasoning to holding that the 1983 Ordinance
was “of no relevance” to the applicant's case.
The
Court observes that it was open to the applicant to lodge a cassation
appeal against that judgment, based on an alleged breach of
substantive law on account of its erroneous interpretation or
wrongful application (see paragraph 22 above). The applicant
therefore had the possibility of challenging, by way of a cassation
appeal, the manner in which the appellate court interpreted the
provisions of the Ordinance in her case and their significance for
the maintenance of her disability benefits.
In
that connection the Court notes that the issues related to the
application of the 1983 Ordinance gave rise to a considerable body of
case-law by the domestic courts. The Supreme Court, in a number of
decisions given following cassation appeals against judgments of
various appellate courts, examined whether the provisions of that
Ordinance prohibited the Social Insurance Authority from divesting
individuals of disability pensions they had been receiving for longer
than ten years. Furthermore, the domestic courts, some of them
assuming that such a prohibition existed, were not in agreement as to
its nature, namely whether it was substantive or merely procedural.
Importantly, it was unclear whether the entry into force of the Act
of 13 October 1998 affected the applicability of the Ordinance to the
situation of persons who had acquired rights to a disability pension
prior to the Act's entry into force on 1 January 1999. It was only in
2005, after the applicant's case had already been decided, that the
Supreme Court ultimately adopted a resolution designed to clarify the
case-law and resolve the discrepancies which had arisen in the
interpretation of whether the right to a disability pension was
revocable or not.
The
Court observes that the Court of Appeal in its refusal failed to make
any reference to the legal arguments advanced by the applicant based
on the 1983 Ordinance.
The
Court is of the view that if legal representation was mandatory, the
Court of Appeal's conclusion that legal assistance would be
unnecessary, in particular in the absence of any analysis of whether
in the circumstances of the case the cassation appeal offered
reasonable prospects of success, does not seem to be justified.
The
Court is therefore of the view that the court failed in its duty to
give proper examination to the applicant's request for legal
assistance (see Tabor v. Poland, no. 12825/02, § 46, 27
June 2006, mutatis mutandis).
Accordingly,
having regard to the circumstances of the case seen as a whole, the
Court is of the view that there has been a breach of Article 6
§ 1 of the Convention.
III. ALLEGED VIOLATION OF ARTICLE 1 OF PROTOCOL NO. 1 TO THE
CONVENTION
The
applicant further complained that she had been deprived of a
disability pension after fifteen years of receiving such a pension.
She relied on Article 1 of Protocol No. 1, which reads as follows:
“Every natural or legal person is entitled to the
peaceful enjoyment of his possessions. No one shall be deprived of
his possessions except in the public interest and subject to the
conditions provided for by law and by the general principles of
international law.
The preceding provisions shall not, however, in any way
impair the right of a State to enforce such laws as it deems
necessary to control the use of property in accordance with the
general interest or to secure the payment of taxes or other
contributions or penalties.”
A. Admissibility
The
Court notes that this complaint is not manifestly ill founded
within the meaning of Article 35 § 3 of the Convention. It
further notes that it is not inadmissible on any other grounds. It
must therefore be declared admissible.
B. Merits
1. The parties' arguments
The
applicant argued that the judicial decisions concerned had been in
breach of a 1983 Ordinance and of the case-law of the Supreme Court.
That court had consistently held that after ten years of receiving a
disability pension the person concerned could not have his or her
entitlement to such a pension reviewed and taken away. It was clear
that the 1983 Ordinance prohibited the physicians working for the
Social Insurance Authority from examining persons so entitled with a
view to reassessing their medical condition and, ultimately,
divesting them of their disability pension.
The
applicant further submitted that the fact that in 1998 a reform of
the social insurance system had been carried out had not removed this
prohibition. This was highlighted by a number of judgments to that
effect given by various courts, including the Supreme Court. As a
result of the decisions given in her case, the applicant had been
deprived, after nineteen years, of her only income, despite the fact
that the applicable provisions had created a legitimate expectation
that her entitlement to the pension would not be challenged by the
Social Insurance Authority. In view of the circumstances of the case,
the decisions given by the Authority and by the courts had been
unjustified, breached the principle of legal certainty and imposed an
excessive burden on the applicant.
The
Government did not submit any observations in this regard.
2. The Court's assessment
(a) General principles
The Court first reiterates that Article 1 of Protocol No. 1
contains three distinct rules. They have been described as follows
(in James and Others v. the United Kingdom, 21 February
1986, § 37, Series A no. 98; see also Belvedere
Alberghiera S.r.l. v. Italy, no. 31524/96, § 51,
ECHR 2000 VI):
“The first rule, set out in the first sentence of
the first paragraph, is of a general nature and enunciates the
principle of the peaceful enjoyment of property; the second rule,
contained in the second sentence of the first paragraph, covers
deprivation of possessions and subjects it to certain conditions; the
third rule, stated in the second paragraph, recognises that the
Contracting States are entitled, amongst other things, to control the
use of property in accordance with the general interest ... The three
rules are not, however, 'distinct' in the sense of being unconnected.
The second and third rules are concerned with particular instances of
interference with the right to peaceful enjoyment of property and
should therefore be construed in the light of the general principle
enunciated in the first rule.”
Article 1 of Protocol No. 1 to the
Convention does not guarantee, as such, any right to a pension of a
particular amount (see, for example, Kjartan Ásmundsson
v. Iceland, no. 60669/00, § 39, ECHR 2004-IX,
and Janković v. Croatia (dec.), no. 43440/98,
ECHR 2000-X). However, where an individual has an assertable right
under domestic law to a contributory social insurance pension, such a
benefit should be regarded as a proprietary interest falling within
the ambit of Article 1 of Protocol No. 1 for persons satisfying
its requirements (see Stec and Others v. the United Kingdom
(dec.) [GC], nos. 65731/01 and 65900/01, ECHR 2005 X).
Where the amount of a benefit is reduced or discontinued, this may
constitute interference with possessions which requires to be
justified (see Kjartan Ásmundsson, cited above, § 40
, and Rasmussen v. Poland,
no. 38886/05, § 71, 28 April
2009). An important consideration in the assessment of such
interference under this provision is whether the applicant's right to
derive benefits from the social insurance scheme in question has been
infringed in a manner resulting in the impairment of the essence of
his pension rights (see
Domalewski v. Poland (dec.), no. 34610/97, ECHR 1999-V).
The Court reiterates that an essential condition for interference to
be deemed compatible with Article 1 of Protocol No. 1 is that it
should be lawful. The rule of law, one of the fundamental principles
of a democratic society, is inherent in all the Articles of the
Convention (see Iatridis v. Greece [GC], no. 31107/96,
§ 58, ECHR 1999-II).
Any interference by a public authority with the
peaceful enjoyment of possessions can only be justified if it serves
a legitimate public (or general) interest. Because of their direct
knowledge of their society and its needs, the national authorities
are in principle better placed than the international judge to decide
what is “in the public interest”. Under the system of
protection established by the Convention, it is thus for the national
authorities to make the initial assessment as to the existence of a
problem of public concern warranting measures interfering with the
peaceful enjoyment of possessions
(see Terazzi S.r.l. v. Italy, no. 27265/95,
§ 85, 17 October 2002, and Elia S.r.l. v. Italy,
no. 37710/97, § 77, ECHR 2001-IX). The notion of
“public interest” is necessarily extensive. In
particular, the decision to enact laws concerning social insurance
benefits will commonly involve consideration of economic and social
issues. The Court finds it natural that the margin of appreciation
available to the legislature in implementing social and economic
policies should be a wide one and will respect the legislature's
judgment as to what is “in the public interest” unless
that judgment is manifestly without reasonable foundation (see,
mutatis mutandis, The former King of Greece and
Others v. Greece [GC], no. 25701/94, § 87,
ECHR 2000-XII).
Article 1
of Protocol No. 1 also requires that any interference be
reasonably proportionate to the aim sought to be realised (see Jahn
and Others v. Germany [GC], nos. 46720/99, 72203/01 and
72552/01, §§ 81 94, ECHR 2005 VI). The
requisite fair balance will not be struck where the person concerned
bears an individual and excessive burden (see Sporrong and
Lönnroth v. Sweden, 23 September 1982, §§ 69-74,
Series A no. 52).
(b) Application of the above principles in the
present case
61. The Court notes
that the applicant was divested of her entitlement to the disability
pension which she had been receiving since 1985. It is of the view
that this amounted to interference with her possessions within the
meaning of Article 1 of Protocol No. 1 to the Convention (see
Styk v. Poland
(dec.), no. 28356/95,
16 April 1998; Szumilas
v. Poland
(dec.), no 35187/97, 1 July 1998; Bieńkowski
v. Poland
(dec.), no. 33889/97, 9 September 1998; and, mutatis
mutandis, Domalewski,
cited above).
The Court must next determine whether the interference
was lawful. The measure complained of was based on section 27(1) (a)
of the 1983 Ordinance. The Court notes that the interpretation of
this provision gave rise to serious difficulties and discrepancies
between judgments given by various appellate courts and by different
benches of the Supreme Court. These difficulties were acknowledged by
the Supreme Court which ultimately, in 2005, issued a resolution
designed to eliminate these divergences. In this respect, however,
the Court reiterates that divergences in case-law are an inherent
consequence of any judicial system which is based on a network of
trial and appeal courts with authority over the area of their
territorial jurisdiction, and that the role of a supreme court is
precisely to resolve conflicts between decisions of the courts below
(see Zielinski and Pradal and Gonzalez and Others v. France
[GC], nos. 24846/94 and 34165/96 to 34173/96, § 59,
ECHR 1999-VII). It further affirms that its task is not to take the
place of the domestic courts. It is in the first place for them to
interpret domestic law (see, among other authorities, Tejedor
García v. Spain, 16 December 1997, § 31,
Reports 1997-VIII). Accordingly, it considers that the
interference was prescribed by law.
The
Court must next determine whether the interference pursued a
legitimate aim, that is, whether it was “in the public
interest”. The Court considers that it was intended to protect
the financial stability of the social insurance system and ensure
that it was not threatened by subsidising, without any temporal
limitations, the pensions of recipients who with the passage of time
had ceased to meet the relevant statutory requirements. The Court is
satisfied that the interference pursued a legitimate aim in the
general interest of the community
Lastly,
the Court is called upon to determine whether the interference
imposed an excessive individual burden on the applicant. In
considering whether this is the case, the Court must have regard to
the particular context in which the issue arises in the present case,
namely that of a social security scheme. Such schemes are an
expression of a society's solidarity with its vulnerable members (see
Goudswaard-Van der Lans v. the Netherlands (dec.),
no. 75255/01, ECHR 2005 XI).
The
Court's approach to Article 1 of Protocol No. 1 should reflect
the reality of the way in which welfare provision is currently
organised within the member States of the Council of Europe. It is
clear that within those States, and within most individual States,
there exists a wide range of social security benefits designed to
confer entitlements which arise as of right. Benefits are funded in a
large variety of ways: some are paid for by contributions to a
specific fund; some depend on a claimant's contribution record; many
are paid for out of general taxation on the basis of a statutorily
defined status. In the modern, democratic State, many individuals
are, for all or part of their lives, completely dependent for
survival on social security and welfare benefits. Many domestic legal
systems recognise that such individuals require a degree of certainty
and security, and provide for benefits to be paid – subject to
the fulfilment of the conditions of eligibility – as of right
(see Stec and Others, cited above).
Article
1 of Protocol No. 1 places no restriction on the Contracting Parties'
freedom to choose the type or amount of benefits to provide under
social security schemes (see Stec and Others, cited above).
The Court observes that the basic level of social insurance benefits
in Poland, including disability pensions, is paid from a single fund
financed by various compulsory contributions from employees and
employers and managed by the Social Insurance Authority. It is based
on the principle of solidarity and operates on a pay-as-you-go basis.
Individual entitlement to a disability pension has been based, both
before 1998 and since, on the statutory provisions specifying the
particular conditions which must be met by claimants. The decisions
of the Social Insurance Authority must comply with the applicable
statutes.
Entitlement
to a disability pension is based essentially on the claimant's
inability to continue paid employment on grounds of ill-health. It is
in the nature of things that various conditions which initially make
it impossible for persons afflicted with them to work can evolve over
time, leading to either deterioration or improvement of the person's
health. The Court cannot accept the suggestion made by the applicant
that her pension entitlements, based as they were on contributions to
the general fund from which all social insurance benefits are paid,
should remain unaltered once they had been granted, regardless of any
changes in her condition. There is no authority in its case-law for
so categorical a statement; in actual fact, the Court has accepted
the possibility of reductions in social security entitlements in
certain circumstances (see, as a recent authority, Kjartan
Ásmundsson, cited above, § 45, with further
case-law references; see also Hoogendijk v. the Netherlands,
(dec.), no. 58641/00, 6 January 2005). In particular, the
Court has noted the significance which the passage of time can have
for the legal existence and character of social insurance benefits
(see, mutatis mutandis, Goudswaard-Van der Lans, cited above).
This applies both to amendments to legislation which may be adopted
in response to societal changes and evolving views on the categories
of persons who need social assistance, and also to the evolution of
individual situations. The Court considers that it is permissible for
States to take measures to reassess the medical condition of persons
receiving disability pensions with a view to establishing whether
they continue to be unfit to work, provided that such reassessment is
in conformity with the law and attended by sufficient procedural
guarantees.
Indeed,
had entitlements to disability pensions been maintained in situations
where their recipients ceased over time to comply with the applicable
legal requirements, it would result in their unjust enrichment.
Moreover, it would have been unfair on persons contributing to the
Social Insurance system, in particular those denied benefits as they
did not meet the relevant requirements. In more general terms, it
would also sanction an improper allocation of public funds; an
allocation in disregard of the objectives that disability pensions
were purported to meet.
The
Court notes that the applicant had been receiving her disability
pension since 1985, on the basis of a decision by the Social
Insurance Authority. The applicable legislation, both before the
reform of the social insurance system in 1998 and afterwards, made
the granting of a disability pension dependent, inter alia, on
the condition of being unfit to work on health grounds and this fact
being officially recognised by a competent medical panel.
In
1985 the applicant was found to satisfy that requirement.
Subsequently, her condition was reassessed in 1994, 1995 and 1997. On
each of these occasions the fact that she continued to be unfit to
work was confirmed and her entitlement to the pension was maintained.
The Court notes that it has not been argued or shown that on any of
these occasions the applicant challenged the lawfulness of the
reassessment of her condition, despite the fact that the 1983
Ordinance remained in force until 1 September 1997. It was only
in the proceedings instituted in 2000 that she raised doubts as to
the existence of a legal basis for such reassessment.
It is
further noted that during the proceedings conducted before the
appellate court that court ordered that the evidence on the basis of
which the first-instance court had given its judgment of 24 September
2002 be supplemented by medical examinations by various specialists
(see paragraph 14 above). However, the applicant refused to comply
with that order.
The
Court observes that the decisions of the Social Insurance Authority
were subject to judicial review before two instances of the special
social insurance courts, assisted by full procedural guarantees. The
applicant had recourse to that procedure. There is no indication that
during the proceedings she was unable to present her arguments to the
courts.
It
is also of relevance for the assessment of the case that the
applicant was not completely divested of her entitlement to the
disability pension. Indeed, the Regional Court granted the applicant
the pension for a fixed period of two years (see paragraph 12 above).
Moreover, it has not been shown or argued that the amount of that
temporary pension was lower than that which the applicant had been
receiving before. It cannot therefore be said that the applicant was
totally divested of her only means of subsistence (compare and
contrast Kjartan Ásmundsson, cited above, § 44,
and the case-law cited therein).
The
Court further notes that the applicant was not obliged to pay back
any amounts which she had been receiving prior to the date when she
was found to no longer meet the applicable legal requirements (see
Chroust v. the Czech Republic (dec.), no. 4295/03,
20 November 2006). Moreover, the domestic law did not create any
assumption that persons found to no longer satisfy the requirements
for disability pensions had been acting fraudulently or in a manner
open to criticism. Nor was such a suggestion made in the proceedings
in relation to the applicant.
Having
regard to the circumstances of the case seen as a whole, the Court
concludes that a fair balance was struck between the demands of the
general interest of the public and the requirements of the protection
of the individual's fundamental rights and that the burden on the
applicant was neither disproportionate nor excessive.
It
follows that there has been no violation of Article 1 of
Protocol No. 1 to the Convention.
IV. OTHER ALLEGED VIOLATIONS OF THE CONVENTION
The applicant complained under Article 6 § 1 of the
Convention about the outcome and unfairness of the proceedings. She
submitted that the proceedings had lasted too long and that the court
had not shown the necessary expedition in taking the evidence and had
refused to hear evidence from witnesses. She maintained that the
court had wrongly assessed the evidence, reached untenable
conclusions as to the facts and, as a result, had given erroneous
decisions.
In
so far as the applicant complained about the establishment of the
facts by the domestic courts, the Court reiterates that, in
accordance with Article 19 of the Convention, its duty is to
ensure the observance of the engagements undertaken by the
Contracting Parties to the Convention. In particular, it is not its
function to deal with errors of fact or law allegedly committed by a
national court unless and in so far as they may have infringed rights
and freedoms protected by the Convention. Moreover, while Article 6
of the Convention guarantees the right to a fair hearing, it does not
lay down any rules on the admissibility of evidence or the way it
should be assessed, which are therefore primarily matters for
regulation by national law and the national courts (see García
Ruiz v. Spain [GC], no. 30544/96, § 28, ECHR
1999-I, with further references). In the present case, apart
from her complaint examined above, the applicant did not allege any
particular failure on the part of the relevant courts to respect her
right to a fair hearing. Assessing the circumstances of the case as a
whole, the Court finds no indication that the impugned proceedings
were conducted unfairly.
77. As regards the
applicant's complaint about the unreasonable length of the impugned
proceedings, the Court notes that the applicant did not lodge a
complaint with the relevant domestic court under the 2004 Act, thus
failing to avail herself of the available domestic remedy. The Court
has already examined that remedy for the purposes of Article 35 § 1
of the Convention and found it effective in respect of complaints
about the excessive length of judicial proceedings in Poland.
In particular, the Court considered that the remedy was capable both
of preventing the alleged violation of the right to a hearing within
a reasonable
time
or its continuation, and of providing adequate redress for any
violation that had already occurred (see Charzyński
v. Poland
(dec.), no. 15212/03, §§ 36-42).
It
follows that this part of the application must be declared
inadmissible in accordance with Article 35 §§ 1 and 4
of the Convention.
V. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article 41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Damage
The
applicant claimed PLN 51,000 in respect of the non-pecuniary
damage she had suffered in connection with the case and PLN 32,965
for the pecuniary damage resulting from the loss of her disability
pension. The applicant, who was granted legal aid for the purposes of
the proceedings before the Court, further claimed EUR 3,500 for
the costs incurred in connection with the domestic proceedings and
the proceedings before the Court.
The
Government contested the applicant's submissions.
The
Court does not discern any causal link between the violation found
and the pecuniary damage alleged; it therefore rejects this claim. On
the other hand, it awards the applicant EUR 2,000 in respect of
non pecuniary damage.
B. Costs and expenses
According
to the Court's case-law, an applicant is entitled to the
reimbursement of costs and expenses only in so far as it has been
shown that these have been actually and necessarily incurred and were
reasonable as to quantum. In the present case, regard being had to
the information in its possession and the above criteria, the Court
rejects the claim for costs and expenses.
C. Default interest
The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
Declares the applicant's complaint concerning
the examination of her request for legal assistance and the taking
away of her disability pension admissible;
Declares the remainder of the application
inadmissible;
Holds that there has been a violation of Article
6 § 1 of the Convention in that the Court of Appeal failed to
give proper examination to the applicant's request for legal
assistance;
Holds that there has been no violation of
Article 1 of Protocol No. 1 to the Convention;
Holds
(a) that
the respondent State is to pay the applicant, within three months
from the date on which the judgment becomes final in accordance with
Article 44 § 2 of the Convention, EUR 2,000 (two
thousand euros), plus any tax that may be chargeable, in respect of
non-pecuniary damage, to be converted into Polish zlotys at the rate
applicable at the date of settlement;
(b) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amount at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points;
Dismisses the remainder of the applicant's claim
for just satisfaction.
Done in English, and notified in writing on 8 December 2009, pursuant
to Rule 77 §§ 2 and 3 of the Rules of Court.
Lawrence Early Nicolas Bratza
Registrar President