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GENERALOV v. RUSSIA - 24325/03 [2009] ECHR 1085 (9 July 2009)
URL: http://www.bailii.org/eu/cases/ECHR/2009/1085.html
Cite as:
[2009] ECHR 1085
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FIRST
SECTION
CASE OF
GENERALOV v. RUSSIA
(Application
no. 24325/03)
JUDGMENT
STRASBOURG
9 July
2009
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial
revision.
In the case of Generalov v. Russia,
The
European Court of Human Rights (First Section), sitting as a Chamber
composed of:
Christos
Rozakis,
President,
Nina
Vajić,
Anatoly
Kovler,
Elisabeth
Steiner,
Khanlar
Hajiyev,
Giorgio
Malinverni,
George
Nicolaou,
judges,
and
André Wampach, Deputy Section
Registrar,
Having
deliberated in private on 18 June 2009,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
The
case originated in an application (no. 24325/03) against the Russian
Federation lodged with the Court under Article 34 of the Convention
for the Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by a Russian national, Mr Yuriy Mikhaylovich
Generalov (“the applicant”), on 23 October 2002.
The
Russian Government (“the Government”) were represented by
Mr P. Laptev and Ms V. Milinchuk, former Representatives of
the Russian Federation at the European Court of Human Rights.
The
applicant alleged, in particular, violations of Articles 3 and 13 of
the Convention on account of the conditions in the correctional
facility, a violation of Article 3 of the Convention on account of
his alleged ill treatment, a violation of Article 3 of the
Convention on account of the alleged failure to diagnose and treat
his tuberculosis during his imprisonment and a violation of Article 6
of the Convention as regards the lack of access to a court.
By
a decision of 15 November 2007 the Court declared the application
partly admissible.
The
Government, but not the applicant, filed further written observations
(Rule 59 § 1).
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The
applicant was born in 1967 and lives in the village of Ferzikovo in
the Kaluga Region.
A. General conditions of detention
Between 24 August 2001 and 27 December 2002 the
applicant served a sentence for theft in detention facility ZhH-385/5
(hereinafter referred to as “ZhH-385/5” or “the
prison”) in the village of Lepley in the Republic of Mordovia.
During
his imprisonment the applicant was detained in the following units of
the prison:
(i) from
24 August 2001 to March 2002 in unit no. 6;
(ii) from
March to August 2002 in a high-security unit;
(iii) from
September to December 2002 in unit no. 2.
The
parties' descriptions of conditions in ZhH-385/5 differ on a number
of counts.
1. The applicant's account
The
applicant stated that unit no. 6 measured 336 sq. m, which included a
dormitory, a storage room, a dining room and a common room. The unit
housed approximately 200 inmates, and since there were not enough
sleeping places the applicant had to sleep in the common room on
several stools put together. The unit was equipped with only five
washbasins, sometimes with no water in them.
Unit
no. 2 measured 280 sq. m, which included a dormitory, a storage room,
a dining room and a common room. The unit housed approximately 200
inmates, and since there were not enough sleeping places the
applicant was again given a sleeping place in the common room,
consisting of several stools put together. The unit was equipped with
only five washbasins.
The
toilet facilities, consisting of five cubicles, were shared by four
units (nos. 2, 6, 7 and 9) which housed about 700 inmates in total.
There
were no water-heating facilities in the units that inmates could
access.
The
water in the shower was usually lukewarm; the inmates had to wait for
hours for their turn to take a shower. The inmates did not have
enough space for their personal belongings and had to dry their
washed clothes in their living premises as well, resulting in
constant stuffiness and an unpleasant smell. The living premises and
canteen were shared with inmates suffering from tuberculosis, and
this caused outbreaks of the disease. The authorities did not comply
with the prison regulations on food supply and the provision of
clothing and toiletries. The inmates had pearl barley mush three
times a day for months, but received no vegetables, fish or meat at
all and sometimes no tea for several weeks. The applicant was
provided with a mattress, two sheets and a sweater, but the prison
authorities failed to provide him with a blanket, towels, underwear,
other clothing, shoes or toothpaste.
During
his detention the applicant was placed in a disciplinary cell on
several occasions. In the disciplinary cell his head was shaved
weekly, and when being inspected by the warder he had to stand up
facing the wall holding his hands up with the palms turned outwards.
In
support of his allegations about conditions in the facility the
applicant submitted a number of written statements by other inmates
of ZhH-385/5, dated 2-4 November 2002, which had been produced for
the domestic proceedings (see subsection 3 below). In so far as
relevant these statements may be summarised as follows.
Mr
Kh. wrote that, starting in December 2001, he had been detained in
unit no. 10. The unit contained 170 inmates of whom some, including
Mr Kh. himself, were infected with tuberculosis and some were
not; inmates were allowed about 1.4 sq. m of personal space. Only six
washbasins were available for all the inmates of the unit; the
kitchen measured 2 sq. m; there was a common room, but it was also
turned into a dormitory because of overcrowding. Mr Kh. later
repudiated these submissions (see his statement of 2004 among the
documents submitted by the Government, subsection 2 below).
Mr
I. alleged overcrowding in unit no. 7, claiming that inmates were
allowed no more than about 0.5 sq. m of personal space.
Mr
N., who was detained in unit no. 10, wrote that the inmates of two
units (that is, about 320 people in total) had to share toilet
facilities comprising only eight cubicles and that the number of
washbasins was insufficient (about 40 inmates per washbasin). He also
alleged severe overcrowding, the presence of inmates infected with
tuberculosis in the communal units and poor catering.
Mr
B. submitted that unit no. 6, which housed about 200 inmates, had
only six washbasins. The inmates of units nos. 2, 6, 7 and 9 (about
600 people in total) had to share toilet facilities comprising
only seven cubicles, making it difficult to get access to them. He
also alleged overcrowding in unit no. 6, claiming that inmates were
allowed less than 1 sq. m of personal space, and complained
about the extremely poor supplies.
Mr
S., who was detained in unit no. 10, referred to extremely poor
catering, a failure to supply him with any clothes or shoes and a
scarcity of toiletries. He also alleged overcrowding, claiming that
inmates were allowed about 1.4 - 1.5 sq. m of personal space and that
inmates infected with tuberculosis were accommodated together with
the other prisoners. He contended that the unit of over 170 inmates
had only seven washbasins and that the toilet facilities shared by
two units (about 350 inmates) had only eight cubicles. The shower
facilities were also scarce, so that five or six inmates had to use
one shower-head at a time. Mr S. later repudiated these submissions
(see his statement of 2004 among the documents submitted by the
Government, subsection 2 below).
2. The Government's account
The
Government stated that on admittance to ZhH 385/5 on 24 August
2001 the applicant had been placed in unit no. 6. The dormitory of
the unit measured 336 sq. m. It was intended for 183 detainees but
was used by no more than 180 inmates. According to the certificate
issued by the prison governor in 2005, it was equipped with six taps,
and there were seven more taps in a heated washstand in the yard.
Another certificate issued by the prison governor in 2007 stated that
the unit was equipped with 14 taps.
Between
March and August 2002 the applicant was placed in a high security
unit measuring 98 sq. m, intended for 49 detainees. However, only 21
inmates were held there.
Between
September and December 2002 the applicant was held in unit no. 2. The
dormitory of the unit measured 280 sq. m. It was intended for 140
detainees but was used by 125 inmates; each detainee was thus allowed
2.24 sq. m. According to the certificate issued by the prison
governor in 2005, it was equipped with seven taps, and there were
seven more taps in a heated washstand in the yard. Another
certificate issued by the prison governor in 2007 stated that the
unit was equipped with six taps.
The
water was supplied from four artesian wells which produced 120 cubic
metres of water per hour. The average consumption of ZhH-385/5 was
63.35 cubic metres per hour. Cold water was always available in the
taps except on three occasions, on 25 June, 20 July and 21 October
2002, when it was cut off for several hours for maintenance; during
these times drinking water was provided from other sources.
Every
unit had facilities for boiling water. Inmates had free access to
such facilities. Once a week they took hot showers. The units had
toilets in outhouses with sumps. The inmates of units nos. 2, 6 and 7
shared access to 13 toilet cubicles.
Every
unit had a room for drying clothes and a dining room equipped with
food storage facilities, tables and stools.
The
applicant was at all times provided with an individual bed, bedding
and clothes in accordance with prison regulations. According to the
prison records, on 25 August 2001 the applicant received two sheets,
one pillow and one pillowcase, and on 29 August 2001 he received a
mattress, a winter coat and a set of clothes. He was also offered a
pair of boots but he signed a form refusing them. The meals provided
to the inmates included meat, fish, milk, cereals and vegetables. The
nutritional value met the required standards. The prison authorities
had received no complaints concerning the quality of the catering.
The
applicant never shared accommodation with inmates infected with
tuberculosis. Detainees who had undergone treatment for tuberculosis
were placed separately, in unit no. 10, and they were always catered
for separately.
Owing
to numerous breaches of prison discipline the applicant was placed in
a disciplinary cell a number of times. In particular, he was in the
disciplinary cell in December 2001, February 2002 and November 2002.
According to the prison regulations, when an official entered a
disciplinary cell the detainee had to stand up holding his hands
behind his back. Since the applicant had shown a tendency to
self-harm he was also required to turn his palms upwards so that the
inspector could see that he was not hiding any objects that could be
used for causing injuries. All inmates were required to keep their
hair cut short. Only those suffering from head lice were advised to
shave their hair. However, this was not the applicant's case and he
did not have to have his head shaved.
On
17 November 2004 the Government questioned Mr S., who repudiated his
2002 statement, saying that he had written it at the applicant's
request and that any allegations he had made in it about
unsatisfactory conditions of detention were untrue. On the same day
they questioned Mr Kh., who stated that he had not written the
statement submitted by the applicant dated 2002, claiming that the
handwriting and the signature on it were not his.
3. Domestic proceedings
Following his release on 27 December 2002, the
applicant sent a complaint to the Chief Penitentiary Directorate of
the Ministry of Justice of the Russian Federation on 17 February 2003
in which he set out, inter alia, the shortcomings in the
conditions in ZhH 385/5. He also addressed similar complaints to
the Prosecutor General and to the Speaker of the State Duma, both of
which were forwarded to the Penitentiary Directorate.
On
26 March 2003 and on 5 May 2003 the Penitentiary Directorate sent
replies to the applicant dismissing his complaints; however, it
acknowledged that there had been certain shortcomings with regard to
the conditions in ZhH 385/5. The latter reply stated, in
particular, that “the shortcomings in catering, the irregular
water supply in the units and the breaches of sanitary regulations
were due to [external reasons] related to the excessive number of
inmates and have now been overcome”.
On
15 September 2003 the applicant brought proceedings for damages
against the administration of ZhH-385/5, alleging poor conditions in
the facility, unlawfully imposed disciplinary measures and degrading
treatment in the disciplinary cell, including regular head shaving;
he also alleged that he had sustained damage to his health and
complained about the refusal to deliver one of his parcels in May
2002. The Zubovo-Polyanskiy District Court scheduled a hearing for 11
November 2003.
On
1 November 2003 the applicant asked for the hearing to be postponed
on account of a medical emergency. On 12 November 2003 the
Zubovo-Polyanskiy District Court stayed the proceedings pending the
applicant's recovery.
On
12 February 2004 the proceedings in the case were stayed again on
account of the applicant's failure to pay the court fees or submit
any documents justifying a fee waiver. The applicant was given until
10 March 2004 to pay the fees or request a fee waiver and provide the
supporting documents. The applicant did not pursue these proceedings.
B. Alleged failure to diagnose and treat the
applicant's tuberculosis
1. The applicant's account
The
applicant submitted that during his detention in ZhH-385/5 he had
been examined several times by medical specialists who failed to
diagnose his tuberculosis.
Immediately after his release, on 4 January 2003, the
applicant underwent a medical examination at the local clinic. Among
other ailments he was diagnosed with “infiltrative pulmonary
tuberculosis in the destructive phase”.
2. The Government's account
The
Government submitted that, on 16 August 2001, the applicant had
undergone an x-ray of his heart and lungs which showed no anomalies.
On
arrival in ZhH-385/5 the applicant underwent a medical examination.
His state of health was found to be satisfactory, and the checks for
tuberculosis, skin diseases, scabs and lice did not reveal any such
conditions.
On
11 September 2001 he underwent another x-ray of his heart and lungs
which also showed them to be normal.
On
6 February 2002 another x-ray was made, and the applicant was sent
for a further medical examination because of suspected tuberculosis.
Further x-rays on 26 February 2002 and clinical tests on 27 February
2002 revealed some pathology in the lungs, but the tuberculosis
specialist found that there was no tuberculosis. He recommended
monitoring the applicant's condition with an x-ray every 6 months.
From
26 February 2002 to 12 March 2002 the applicant was placed in a
medical institution for prisoners in order to undergo examination for
tuberculosis and other diseases.
On
11 March 2002 a further two-projection x-ray revealed changes in the
pattern of the lungs and pleural thickening. However, the phlegm test
did not confirm tuberculosis.
From
13 March 2002 to 3 April 2002 the applicant was in the medical ward
of ZhH-385/5 for treatment of a duodenal ulcer, hepatitis, gastritis
and furunculosis.
On
6 June 2002 the applicant was sent for a regular medical check up
which included an x-ray and gave results similar to those of February
2002, showing no clear indications of tuberculosis. On 14 June 2002
the tuberculosis specialist concluded that there was no evidence of
tuberculosis.
On
28 September 2002 the phlegm test for tuberculosis proved negative.
In
December 2002 the applicant's next regular check-up was due, but he
was released on parole before the scheduled date.
C. Alleged ill-treatment
1. The applicant's account
The
applicant stated that on 28 December 2001 he had been placed in a
disciplinary cell. Handcuffs were put on his hands behind his back
and locked to a water pipe about 40 cm above the floor. On the
following day he was beaten up by the officers on duty. His request
to have his injuries recorded by medical personnel was refused.
On
6 February 2002, when the applicant was detained in the disciplinary
unit, a search was conducted in ZhH-385/5. The applicant claimed that
a special forces' squadron (OMON) had been brought in for this
purpose. He was severely beaten during the search and allegedly
received injuries including bruises and abrasions on his left side.
However, immediately after the incident the applicant was refused
permission to see a doctor.
The
applicant also claims that a foreign body was found in his left side
and was extracted later.
The applicant submitted that on 10 February 2002 he
had lodged a complaint with the prosecutor's office about having been
beaten during the search of 6 February 2002. In February-March 2002
other inmates of ZhH 385/5 wrote statements to the prosecutor's
office in support of the applicant's complaint; these may be
summarised as follows.
Mr
L. wrote that on 10 February 2001 he had seen in the shower that the
applicant had bruises on his left side, loin and buttock. He also
alleged that the applicant had repeatedly asked the prison
authorities to have the traces of beating recorded.
Mr
A. wrote that during the search of the disciplinary unit on
6 February 2002 he had heard cries and sounds from which he
concluded that the applicant was being beaten. He also stated that on
10 February 2001 he had seen in the shower that the applicant had
bruises on his left side, loin and buttock. Mr A. later repudiated
these submissions (see his statement of 2004 among the documents
submitted by the Government, subsection (2) below).
Mr
K. wrote that on that day he had seen the applicant in the prison
medical ward and noticed traces of beating on his left side and
traces of handcuffs. He also alleged that the applicant had
repeatedly requested the medical personnel to record the traces of
beatings. Mr K. later repudiated these submissions (see his statement
of 2004 among the documents submitted by the Government, subsection
(b) below).
Mr G. wrote that on the same day he had been in the
disciplinary cell and had seen bruises on the applicant and traces of
handcuffs.
The
applicant submitted that on 11 November 2002, when he was again in
the disciplinary cell, he had felt sick and demanded to be seen by a
doctor. The warders ignored him at first, but then came into his cell
and beat him up. His request for medical assistance for his injuries
was refused and he was left in the cell, handcuffed.
On
30 November 2002, still in the disciplinary cell, the applicant
refused to go to work because he had not been provided with winter
shoes. The warders threatened him and then beat him up while the head
medical officer was present.
2. The Government's account
The
Government contended that the applicant had not been beaten or
otherwise ill-treated in ZhH-385/5. Although he was regularly
examined and treated in hospital for various diseases, none of his
ailments had been caused by any injuries other than self-inflicted
ones.
Owing
to numerous breaches of prison discipline the applicant was placed in
a disciplinary cell a number of times.
The
applicant was handcuffed on two occasions, first on 28 December
2001 and then on 11 November 2002, as described below.
On
28 December 2001 when he was brought before a prison official for a
breach of prison discipline, the applicant broke a window and with a
splinter of glass made several scratches on his left forearm. He was
therefore handcuffed for three hours from 3 p.m. to 6 p.m. After the
handcuffs had been removed, he was placed in a disciplinary cell. The
governor of ZhH-385/5 investigated the incident and concluded that
the injuries were self-inflicted and were not the result of any
criminal act. On 4 January 2002 the prosecutor's office endorsed
the decision not to conduct a criminal investigation into the
incident.
Between
26 February 2002 and 12 March 2002 the applicant was held in a
medical institution for prisoners, and was then transferred, until
3 April 2002, to the medical ward of ZhH-385/5 for further
treatment of a duodenal ulcer, hepatitis, gastritis and furunculosis.
There are no records of any injuries dating from this period.
On
18 May 2002 the applicant inflicted a slash wound on his left forearm
and was provided with medical aid.
On
6 June 2002 the applicant underwent a medical examination in the
medical institution for prisoners. He was diagnosed with a hernia and
was admitted to hospital. On 5 July 2002 the applicant underwent a
surgical operation for the hernia. At the same time a foreign body
was found in his left side and was removed.
On
11 November 2002, when the applicant was being held in a disciplinary
cell, he made a written statement threatening to injure himself as a
protest against the authorities' refusal to place him in a medical
institution for treatment of his “worsening disorders”.
To restrain him, the prison warder handcuffed him between 11.30 a.m.
and 6 p.m. On 13 November 2002 the governor of ZhH-385/5
investigated the incident and concluded that the handcuffing had been
lawful and justified in the circumstances.
On
30 November 2002 the applicant was in the disciplinary cell. No force
or special restraint measures were used against him on that day.
On
17 November 2004 the prison authorities questioned 13 inmates of
ZhH-385/5 who had been serving their sentences at the same time as
the applicant about the acts of ill-treatment alleged by the
applicant. Two of the inmates questioned, K. and A., were those on
whose earlier statements the applicant had relied. The statements
submitted by the Government may be summarised as follows.
Mr
S. wrote that he knew the applicant personally and that relations
between them had been friendly. The applicant often revolted against
the prison regulations and discipline. Mr S. had never heard that the
applicant had been beaten in the facility, or that other inmates had
been ill-treated in any way.
Mr
K. stated that he had not written the statement of 26 February 2002,
and that the handwriting and the signature on it were not his. He had
never seen any injuries on the applicant, although he had met him in
the medical ward when they were held in the same unit for one day.
Mr
Kh. stated that he had not written the statement dated 2002 submitted
by the applicant, claiming that the handwriting and the signature on
it were not his. He had not seen any injuries on the applicant.
Mr
A. wrote that he had had friendly relations with the applicant and
that the latter had often disobeyed the lawful orders of the prison
authorities and breached discipline. The applicant was placed in the
disciplinary cell, but even then continued to disobey. In February
2002 Mr A. was detained in a disciplinary cell next door to the
applicant, but he had not heard evidence of any violent acts against
him. In the shower, he had not seen any traces of beating on the
applicant. He repudiated his 2002 statement, pointing out that he had
written it at the applicant's request because of their friendly
relations.
Mr
Shch. wrote that in February 2002 he had been placed in the
disciplinary unit. During his detention there a search was conducted,
but no force was applied. He did not hear any cries or other violent
sounds during the search, although audibility in the unit was very
high. He met other detainees from the disciplinary unit during walks,
but nobody mentioned any beatings or other use of force against
inmates. He did not know the applicant personally.
According
to the Government, similar submissions had been written by Mr Ya.;
however, they did not attach a copy of his statement.
Mr
Sh. wrote that he knew the applicant but did not have a personal
relationship with him. In February 2002 he was detained in a
disciplinary cell next door to the applicant, but did not hear him
being beaten, though audibility in the disciplinary unit was very
high. In the shower, he had not seen any traces of beating on the
applicant. He did not hear the applicant complaining about having
been beaten.
According
to the Government, similar submissions were written by Mr Ab. and Mr
V.; however, they did not attach a copy of their statements.
The
Government also referred to statements made by Mr T. and Mr R.,
who submitted that they did not know the applicant and could not
provide any relevant information, and by Mr Kr., who submitted that
he knew the applicant but had had no contact with him. No copies of
these statements were made available to the Court.
3. Domestic proceedings
On
an unspecified date the applicant complained to the Dubravnyy
district prosecutor's office, alleging that on 28-29 December 2001 he
had been ill-treated. On 10 February 2002 he also lodged a complaint
alleging that he had been beaten during the search on 6 February
2002. The latter complaint was accompanied by four statements from
his fellow inmates, summarised above (see paragraphs 52-56 above).
On
31 May 2002 the applicant complained to the Zubovo Polyanskiy
District Court concerning his alleged ill-treatment and the
disciplinary sanctions imposed on him by the authorities of
ZhH-385/5. He claimed damages in the amount of 45,000 roubles. He
sent an additional complaint to the court on 22 June 2002. The
complaints were received by the court on 10 July 2002.
On
16 July 2002 the Zubovo-Polyanskiy District Court declined to accept
the applicant's complaints for consideration, having found that they
had been submitted neither through the prison postal service nor
through an authorised representative outside the prison, and were
therefore in breach of Article 91 of the Penitentiary Code. Its
decision was based on Article 129 of the Code of Civil Procedure. The
applicant received this decision on 6 August 2002, but did not
lodge an appeal against it. Instead he filed numerous petitions with
various judicial bodies requesting the quashing of the decision of 16
July 2002 in supervisory review proceedings. None of the petitions
was successful.
On
17 July 2002 the prosecutor's office decided not to conduct a
criminal investigation into the alleged ill-treatment of 28-29
December 2001 and 6 February 2002, having found the complaints
unsubstantiated. It was noted, in particular, that during his
detention in the disciplinary cell between 28 December 2001 and
12 January 2002 the applicant had not applied to the medical unit in
order to have any injuries recorded. As regards the alleged
ill-treatment of 6 February 2002, the prosecutor's office questioned
three other inmates (A., L. and V.) who had been detained in the same
disciplinary unit as the applicant, and two prison officers. They all
stated that “nobody from OMON [had] threatened to murder [the
applicant]” during the search. The prosecutor's office
therefore concluded that the applicant's allegations of ill-treatment
were not supported by any evidence and that no further investigation
was necessary.
On
an unspecified date the applicant challenged the decision of the
prosecutor's office of 17 July 2002, claiming that the failure to
investigate the events of 6 February 2002 had been unlawful. He
supported his complaint by written statements from inmates L., G., K.
and A. confirming that several days after the search of 6 February
2002 they had seen bruises on his body and abrasions left by
handcuffs on his wrists and that inmate A. had heard the applicant
being beaten and crying for help.
On
an unspecified date the applicant complained to the prosecutor's
office about the alleged ill-treatment of 30 November 2002. On 13
February 2003 the prosecutor's office declined to institute criminal
proceedings, having found the allegations of ill-treatment
unsubstantiated.
On
18 April 2003 the Zubovo-Polyanskiy District Court examined a
complaint by the applicant concerning the decision of the
prosecutor's office of 17 July 2002. At the hearing the public
prosecutor referred to the investigation conducted into the
allegations of ill-treatment which had turned out to be
unsubstantiated as there were no witnesses and no record of the
applicant's supposed requests for medical aid or his complaints in
this respect. Three officials who had been implicated were questioned
in court and denied the allegations. Statements by inmates L. and A.
were produced, asserting that they had never written any statements
concerning the alleged beating of the applicant and that they had
neither seen any bruises on him nor heard any cries from his cell on
the relevant date. Neither the applicant nor any other inmates were
present in the courtroom. The court dismissed the complaint and found
the decision by the prosecutor's office not to conduct a criminal
investigation to be lawful and reasonable. The applicant did not
appeal against this judgment.
On
an unspecified date the applicant challenged before the court the
alleged failure of the prosecutor's office to register his complaint
of ill treatment on 30 November 2002. On 20 February 2004 the
Zubovo Polyanskiy District Court examined the claim and found
that not only had the complaint been registered with the prosecutor's
office, but an official decision had been taken on 13 February 2003
not to conduct a criminal investigation into the allegations. The
applicant had been informed of it. Having noted that the applicant
had not challenged the merits of the latter decision, the court
rejected the claim. No appeal was lodged against this decision.
On
26 August 2004 the applicant brought new proceedings for damages
against the authorities of ZhH-385/5. He alleged ill-treatment in the
prison and in the disciplinary cell and complained of unlawfully
imposed disciplinary measures and damage to his health.
On
31 August 2004 the Zubovo-Polyanskiy District Court stayed the
proceedings until 27 October 2004 and ordered that the applicant
comply with the formal requirements for lodging a claim by attaching
the originals or copies of the documents he referred to in his
complaints and paying the full amount of the court fee, or providing
reasons justifying a fee waiver. The applicant did not pursue these
proceedings.
On
19 November 2004 the applicant lodged a new claim with the
Zubovo-Polyanskiy District Court, similar to that of 31 August 2004.
On 24 November 2004 the court stayed the proceedings because the
applicant had again failed to pay the court fee or file a waiver
application, and to attach copies of the relevant documents and the
required number of copies of his writ. The applicant was given until
13 December 2004 to rectify the shortcomings. The applicant did
not pursue these proceedings. Apparently he lodged a new claim of
similar content, failing once again to pay the court fee or request a
waiver and to provide the required copies. On 11 January 2005 the
Zubovo-Polyanskiy District Court stayed the proceedings and gave the
applicant until 10 February 2005 to comply with these requirements.
The applicant did not pursue these proceedings either. Likewise, he
did not appeal against the stay of any of the above-mentioned
proceedings.
II. RELEVANT DOMESTIC LAW
A. Conditions of detention
Article
99 § 1 of the Penitentiary Code of 8 January 1997 provides
for a minimum standard of two square metres of personal space for
male prisoners in correctional colonies.
B. Criminal-law remedies against ill-treatment
1. Applicable criminal offences
Abuse of office associated with the use of violence or
entailing serious consequences carries a punishment of up to ten
years' imprisonment (Article 286 § 3 of the Criminal Code).
2. Investigation of criminal offences
The RSFSR Code of Criminal Procedure (in force until 1
July 2002) established that a criminal investigation could be
initiated by an investigator following a complaint by an individual
or on the investigative authorities' own initiative when there were
reasons to believe that a crime had been committed (Articles 108 and
125). A prosecutor was responsible for general supervision of the
investigation (Articles 210 and 211). He or she could order a
specific investigative action, transfer the case from one
investigator to another or order an additional investigation. If
there were no grounds to initiate a criminal investigation, the
prosecutor or investigator issued a reasoned decision to that effect
which had to be served on the interested party. The decision was
amenable to appeal to a higher prosecutor or to a court of general
jurisdiction (Article 113).
On 29 April 1998 the Constitutional Court of the
Russian Federation held that anyone whose legitimate rights and
interests had been affected by a decision not to institute criminal
proceedings should have the right to appeal against that decision to
a court.
The Code of Criminal Procedure of the Russian
Federation (Law no. 174-FZ of 18 December 2001, in force from 1
July 2002), states that a criminal investigation may be initiated by
an investigator or prosecutor on a complaint by an individual
(Articles 140 and 146). Within three days of receipt of such a
complaint, the investigator or prosecutor must carry out a
preliminary inquiry and make one of the following decisions: (1) to
open criminal proceedings if there are reasons to believe that a
crime has been committed; (2) to decline to open criminal proceedings
if the inquiry reveals that there are no grounds to initiate a
criminal investigation; or (3) to refer the complaint to the
competent investigative authority. The complainant must be notified
of any decision taken. The decision not to open criminal proceedings
is amenable to appeal to a higher prosecutor or a court of general
jurisdiction (Articles 144, 145 and 148).
C. Access to court
The RSFSR Code of Civil Procedure (in force at the
material time) read as follows:
Article 129 Receiving civil claims
“A single judge shall decide whether to accept a
civil claim.
The judge shall reject the claim:
(1) if the claim is not eligible for
examination by a court;
(2) if the plaintiff has not pursued the
out-of-court settlement established by law for this category of
cases;
(3) if there exists a final judgment
resolving a dispute between the same parties on the same subject
matter and on the same grounds, or a judicial decision accepting the
plaintiff's repudiation of the claim or a friendly settlement;
(4) if another case between the same parties
on the same subject matter and on the same grounds is pending before
a court;
(5) if there has been a decision taken by a
[lay arbitration body] within its competence resolving a dispute
between the same parties on the same subject matter and on the same
grounds;
(6) if the parties have agreed to submit the
case to arbitration;
(7) if the court has no jurisdiction over
this claim;
(8) if the claim was submitted by a person
whose legal capacity has been limited [owing to disability];
(9) if the claim was submitted on behalf of
the interested person by a person without due authority to conduct
the case.
...”
Article
91 of the Penitentiary Code and paragraph 12 of the Internal
Regulations of Correctional Institutions (Order no. 224 of the
Ministry of Justice of 30 July 2001) provide that all incoming and
outgoing correspondence of detainees, other than correspondence with
courts, prosecutors, penitentiary officials, the Ombudsman and
counsel, is subject to censorship by the colony officials. Letters
are to be put in mailboxes or given to officials in an unsealed
envelope. Paragraph 13 requires detainees to submit all complaints
through the colony officials.
III. RELEVANT INTERNATIONAL DOCUMENTS
The
European Committee for the Prevention of Torture and Inhuman or
Degrading Treatment or Punishment (CPT) visited the Russian
Federation from 2 to 17 December 2001. The section of its Report to
the Russian Government (CPT/Inf (2003) 30) dealing with the
conditions of detention in remand establishments and the complaints
procedure read as follows:
45. It should be stressed at the outset that the CPT was
pleased to note the progress being made on an issue of great concern
for the Russian penitentiary system: overcrowding.
When the CPT first visited the Russian Federation in
November 1998, overcrowding was identified as the most important and
urgent challenge facing the prison system. At the beginning of the
2001 visit, the delegation was informed that the remand prison
population had decreased by 30,000 since 1 January 2000. An example
of that trend was SIZO No 1 in Vladivostok, which had registered a
30% decrease in the remand prison population over a period of three
years.
...
The CPT welcomes the measures taken in recent years by
the Russian authorities to address the problem of overcrowding,
including instructions issued by the Prosecutor General's Office,
aimed at a more selective use of the preventive measure of remand in
custody. Nevertheless, the information gathered by the Committee's
delegation shows that much remains to be done. In particular,
overcrowding is still rampant and regime activities are
underdeveloped. In this respect, the CPT reiterates the
recommendations made in its previous reports (cf. paragraphs 25 and
30 of the report on the 1998 visit, CPT (99) 26; paragraphs 48 and 50
of the report on the 1999 visit, CPT (2000) 7; paragraph 52 of the
report on the 2000 visit, CPT (2001) 2).
...
125. As during previous visits, many prisoners
expressed scepticism about the operation of the complaints procedure.
In particular, the view was expressed that it was not possible to
complain in a confidential manner to an outside authority. In fact,
all complaints, regardless of the addressee, were registered by staff
in a special book which also contained references to the nature of
the complaint. At Colony No 8, the supervising prosecutor indicated
that, during his inspections, he was usually accompanied by senior
staff members and prisoners would normally not request to meet him in
private 'because they know that all complaints usually pass through
the colony's administration'.
In the light of the above, the CPT reiterates its
recommendation that the Russian authorities review the application of
complaints procedures, with a view to ensuring that they are
operating effectively. If necessary, the existing arrangements should
be modified in order to guarantee that prisoners can make complaints
to outside bodies on a truly confidential basis.”
The
Standard Minimum Rules for the Treatment of Prisoners, adopted by the
First United Nations Congress on the Prevention of Crime and the
Treatment of Offenders, held at Geneva in 1955, and approved by the
Economic and Social Council by its resolution 663 C (XXIV) of 31 July
1957 and 2076 (LXII) of 13 May 1977, provide, in particular, as
follows:
“10. All accommodation provided for the use of
prisoners and in particular all sleeping accommodation shall meet all
requirements of health, due regard being paid to climatic conditions
and particularly to cubic content of air, minimum floor space,
lighting, heating and ventilation.
11. In all places where prisoners are required to live
or work,
(a) The windows shall be large enough to enable the
prisoners to read or work by natural light, and shall be so
constructed that they can allow the entrance of fresh air whether or
not there is artificial ventilation;
(b) Artificial light shall be provided sufficient for
the prisoners to read or work without injury to eyesight.
12. The sanitary installations shall be adequate to
enable every prisoner to comply with the needs of nature when
necessary and in a clean and decent manner.
13. Adequate bathing and shower installations shall be
provided so that every prisoner may be enabled and required to have a
bath or shower, at a temperature suitable to the climate, as
frequently as necessary for general hygiene according to season and
geographical region, but at least once a week in a temperate climate.
14. All pans of an institution regularly used by
prisoners shall be properly maintained and kept scrupulously clean at
all times.
...
15. Prisoners shall be required to keep their persons
clean, and to this end they shall be provided with water and with
such toilet articles as are necessary for health and cleanliness.
...
19. Every prisoner shall, in accordance with local or
national standards, be provided with a separate bed, and with
separate and sufficient bedding which shall be clean when issued,
kept in good order and changed often enough to ensure its
cleanliness.
20. (1) Every prisoner shall be provided by the
administration at the usual hours with food of nutritional value
adequate for health and strength, of wholesome quality and well
prepared and served.
(2) Drinking water shall be available to every prisoner
whenever he needs it.
21. (1) Every prisoner who is not employed in outdoor
work shall have at least one hour of suitable exercise in the open
air daily if the weather permits.
...
45. (2) The transport of prisoners in conveyances with
inadequate ventilation or light, or in any way which would subject
them to unnecessary physical hardship, shall be prohibited ...”
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 3 OF THE CONVENTION ON
ACCOUNT OF THE APPLICANT'S CONDITIONS OF DETENTION
The
applicant complained under Article 3 of the Convention of his
allegedly poor conditions of detention in correctional facility
ZhH-385/5. Article 3 of the Convention provides as follows:
“No one shall be subjected to torture or to
inhuman or degrading treatment or punishment.”
The
Government submitted their account of the general conditions of
detention in prison ZhH-385/5 (see paragraphs 22-31 above) and
claimed that they had been compatible with Article 3 of the
Convention. They asserted that the applicant had been provided with
an individual bed at all times and that the sanitary facilities had
been satisfactory. They provided detailed information about the space
and equipment in the living premises, the provision of food and
clothes and the availability of sanitary facilities. In respect of
conditions in the disciplinary cell they submitted that the prison
regulations required the applicant, for safety reasons, to stand up
holding his hands behind his back when a prison official entered the
cell. They denied that the applicant's head had ever been shaved.
The
Government enclosed statements by several inmates who confirmed that
cold water had always been available in the living premises and that
hot water could be obtained from heating facilities. In support of
their position they provided the statements by other inmates
summarised above. They also challenged the witness statements
originally submitted by the applicant on the ground that some of the
persons who had allegedly made them had subsequently repudiated their
statements. They considered that the applicant's complaints had been
thoroughly examined, as required by Article 13 of the Convention.
The applicant contested the Government's account of
the conditions in ZhH-385/5, in particular their submissions
concerning overcrowding, the information on the quality of catering,
the supply of clothes and bedding and the sanitary conditions, and
their submissions concerning the practice of shaving prisoners
detained in the disciplinary cell. The applicant's detailed account
of the conditions in the facility, accompanied by the statements of
other inmates, is set out in paragraphs 10 21 above. In so far
as the Government relied on witness statements which contradicted
those submitted by the applicant, the applicant pointed out that the
Government had only obtained statements from persons who were still
in detention and therefore within the power of the prison
authorities, who could exert pressure on them.
The Court reiterates that Article 3 of the Convention
enshrines one of the most fundamental values of a democratic society.
It prohibits in absolute terms torture or inhuman or degrading
treatment or punishment, irrespective of the circumstances and the
victim's behaviour (see, among other authorities, Labita v. Italy
[GC], no 26772/95, § 119, ECHR 2000-IV). However, in order to
fall within the scope of Article 3, ill-treatment must attain a
minimum level of severity (see Ireland v. the United Kingdom,
18 January 1978, § 162, Series A no. 25). The Court
observes that, according to its constant case-law, measures depriving
a person of his liberty may often involve an inevitable element of
suffering or humiliation. Nevertheless, it is incumbent on the State
to ensure that a person is detained in conditions which are
compatible with respect for his human dignity, that the manner and
method of the execution of the measure do not subject him to distress
or hardship of an intensity exceeding the unavoidable level of
suffering inherent in detention and that, given the practical demands
of imprisonment, his health and well-being are adequately secured
(see Valašinas v. Lithuania, no. 44558/98, §§
101-02, ECHR 2001-VIII).
The Court reiterates that it has frequently found a
violation of Article 3 of the Convention in cases against Russia on
account of a lack of personal space afforded to detainees while in
pre-trial detention (see Khudoyorov v. Russia, no. 6847/02, §§
104 et seq., ECHR 2005-X (extracts); Labzov v. Russia, no.
62208/00, §§ 44 et seq., 16 June 2005; Novoselov v.
Russia, no. 66460/01, §§ 41 et seq., 2 June 2005;
Mayzit v. Russia, no. 63378/00, §§ 39 et seq., 20
January 2005; and Kalashnikov v. Russia, no. 47095/99, §§
97 et seq., ECHR 2002-VI). It has also found it established that the
problems arising from the conditions of detention in Russian remand
prisons were of a structural nature (see Mamedova v. Russia,
no. 7064/05, § 57, 1 June 2006, and Moiseyev v. Russia
(dec.), no. 62936/00, 9 December 2004).
A distinction must be drawn between the
above-mentioned cases concerning conditions of detention in remand
prisons and the present application, as the Court has not yet found
that the conditions of detention in correctional facilities disclose
a structural problem from the standpoint of Article 3 of the
Convention. In particular, allegations of overcrowding in
correctional institutions have been examined with reference to the
fact that personal space in the units must be viewed in the context
of the wide freedom of movement enjoyed by detainees in correctional
colonies during the daytime, which ensures that they have
unobstructed access to natural light and air (see Nurmagomedov v.
Russia (dec.), no. 30138/02, 16 September 2004, and
Valašinas, cited above, §§ 103 and 107). For
example, the Court declared manifestly ill founded a complaint
concerning conditions of detention in a correctional facility where
the applicant had been allocated 3.5 sq. m of personal space and did
not allege that he had not had an individual bed (see Nurmagomedov,
cited above).
Another
complaint concerning conditions of detention which was dismissed by
the Court as manifestly ill-founded concerned a correctional facility
where the applicant had been allocated 2.17 sq. m of personal space
in the sleeping area and a further 1.16 sq. m in the communal areas
of the unit and was at all times provided with an individual bunk bed
(see Solovyev v. Russia (dec.), no. 76114/01, 27 September
2007).
On the other hand, the absence of an individual
sleeping place combined with a shortage of private space (2.04 sq. m
of personal space in the dormitory) has been found by the Court to
amount to inhuman and degrading treatment (see Polufakin and
Chernyshev v. Russia, no. 30997/02, §§ 149-159,
25 September 2008). In the latter case the Court found a violation of
Article 3 as regards the individual circumstances of the applicant,
having made no assumptions as to the existence of a structural
problem of overpopulation in Russian correctional facilities.
Turning
to the circumstances of the present case, the Court notes that the
parties have disputed certain aspects of the conditions of the
applicant's detention in ZhH-385/5, in particular the existence of
overcrowding in units nos. 6 and 2, where the applicant was detained.
The Government submitted that unit no. 6, measuring 336 sq. m housed
180 inmates (that is, 1.87 sq. m per person) and unit no. 2,
which measured 280 sq. m, housed 125 inmates (that is, 2.24 sq. m per
person), and that the applicant had an individual sleeping place at
all times. According to the applicant, both units housed roughly 200
inmates each and were overcrowded to such an extent that he had no
bed and had to sleep in the common room on several stools put
together.
As
regards the size of the units, the Court observes that the figures
submitted by the Government (336 sq. m and 280 sq. m) apparently
related to the surface area of the dormitories only. However, since
they did not indicate whether the inmates had access to any other
rooms in the units, or the total usable floor area of the latter, the
Court will accept the applicant's interpretation that these figures
included all the living areas in the units.
As
regards the number of inmates, the Court notes that their number as
alleged by the applicant substantially exceeded that reported by the
Government. His submissions concerning the allocation of personal
space were corroborated by several statements from his former fellow
inmates. Even excluding those (by Kh. and S.) which were later
repudiated, the Court considers that the statements by I., N. and B.,
which were not rebutted, give sufficient support to the applicant's
allegations of overcrowding. The statement produced by B. is
particularly relevant because it concerns the conditions in unit no.
6, one of the two units specifically complained of by the applicant.
The
Court further notes that the same witness statements contain reports
of poor sanitary conditions in the units, difficulty in gaining
access to water taps and toilet cubicles and reduced food supplies,
consistent with the applicant's description submitted to the Court. A
similar description is contained in the applicant's complaints filed
with various authorities at the material time, including those
addressed to the Penitentiary Directorate and the court.
The
Court, moreover, notes that the existence of overcrowding in the
prison has, in fact, been officially acknowledged. The Penitentiary
Directorate replied to the applicant on 5 May 2003, confirming that
in the relevant period the prison had indeed housed “an
excessive number of inmates” which was the cause of “the
shortcomings in catering, the irregular water supply in the units and
the breaches of sanitary regulations” (see paragraph 33 above).
It follows that there were at least some periods when the units
housed more inmates than they were intended for (183 in the case of
unit no. 6 and 140 in unit no. 2; see the Government's submissions in
paragraphs 22 and 24 above), thus failing to attain even the domestic
legal minimum of 2 sq. m of personal space for male prisoners in
correctional colonies. In these circumstances the Court is prepared
to accept the applicant's allegation that he was not provided with a
bed and had to adapt other furniture for sleeping in the common room.
Based
on the applicant's and his fellow inmates' submissions, read together
with the Penitentiary Directorate's letter of 5 May 2003, the Court
also considers it established that the prison's sanitary facilities
were inadequate for the number of inmates accommodated in the units
and that, in addition to the above, the situation was, at least
occasionally, aggravated by an irregular water supply and inadequate
catering.
The
Court concludes that the combination of overcrowding, insufficient
sanitary facilities, lack of a proper bed for sleeping and inadequate
food and water supplies amounted to inhuman and degrading treatment.
In view of this finding the Court does not need to examine other
allegations relating to the applicant's conditions of detention.
Accordingly,
there has been a violation of Article 3 of the Convention.
II. ALLEGED VIOLATION OF ARTICLE 13 OF THE CONVENTION
The
applicant complained under Article 13 of the Convention that he had
not had an effective remedy before a national authority in respect of
his poor conditions of detention in ZhH-385/5. Article 13 provides as
follows:
“Everyone whose rights and freedoms as set forth
in [the] Convention are violated shall have an effective remedy
before a national authority notwithstanding that the violation has
been committed by persons acting in an official capacity.”
The
Government submitted that the applicant's complaints had been
thoroughly examined as required by Article 13 of the Convention.
The
applicant maintained his complaint.
The
Court notes that the applicant lodged several complaints in relation
to the poor conditions in ZhH-385/5, in particular with the
penitentiary authority and then the court. On 15 September 2003 his
claim was received by the Zubovo-Polyanskiy District Court and a
hearing was scheduled. The requirement for the applicant to pay a
court fee or request a waiver did not prevent him from pursuing these
proceedings, and in any event the applicant did not allege otherwise.
In fact, he provided no explanation as to why he did not request a
fee waiver and did not pursue the proceedings. Accordingly, the Court
cannot find that the failure to examine the applicant's claim
concerning his conditions of detention was attributable to the
authorities.
The
Court therefore considers this part of the application to be
unsubstantiated. It concludes that there has been no violation of
Article 13 of the Convention.
III. ALLEGED VIOLATION OF ARTICLE 3 OF THE CONVENTION ON
ACCOUNT OF A LACK OF MEDICAL ASSISTANCE
The
applicant complained under Article 3 of the Convention that he had
contracted tuberculosis in ZhH-385/5 and had not been provided with
adequate medical assistance because of the failure to diagnose his
illness while he was in prison.
The
Government provided a detailed account of the applicant's medical
examinations for tuberculosis throughout his detention and
supplemented it with copies of the relevant records from his medical
file (see paragraphs 39-48 above). They asserted that the applicant
had been systematically monitored for tuberculosis and that all
necessary checks had been thoroughly carried out.
The applicant, on the other hand, maintained that the
authorities had been negligent in having failed to establish the
presence of tuberculosis in the early stages, resulting in the
development of the disease which, by the time of his release, had
reached the stage described as “infiltrative pulmonary
tuberculosis in the destructive phase”.
The
Court observes that according to the records produced by the
Government the applicant was under constant medical supervision and
that when tuberculosis was suspected further tests were carried out,
which did not confirm the condition. The list of tests submitted by
the Government included regular x-rays, phlegm tests, further
clinical tests and examinations by a tuberculosis specialist.
The
applicant did not deny that the medical supervision and tests had all
been carried out as stated by the Government.
The
Court considers that the Government provided sufficient evidence
enabling it to conclude that applicant had received comprehensive
medical assistance in relation to his suspected tuberculosis and that
the failure to diagnose his tuberculosis did not result from medical
negligence.
Accordingly,
there has been no violation of Article 3 of the Convention on account
of the alleged failure to provide the applicant with adequate medical
assistance during his imprisonment.
IV. ALLEGED VIOLATION OF ARTICLE 3 OF THE CONVENTION ON
ACCOUNT OF ILL-TREATMENT
The
applicant complained under Article 3 of the Convention that he had
been ill-treated on three occasions, namely on 28-29 December 2001,
6 February 2002 and 30 November 2002. He also complained that
the prosecutor's office had not conducted an effective investigation
into his complaints.
A. Alleged ill-treatment
The
Government contended that the applicant had never been subjected to
ill-treatment during his imprisonment in ZhH-385/5 and had never
requested medical assistance in connection with any injuries caused
to him by others. On 28 December 2001 the applicant had broken a
window and with a splinter of glass had scratched his left forearm.
The subsequent medical examination had recorded a scratch on his left
forearm and no traces of the alleged beating. As regards the
applicant's allegations of ill treatment on 6 February and 30
November 2002, the prosecutor had declined to institute criminal
proceedings, having found the allegations unsubstantiated. That
decision had been upheld by a court. Handcuffs had been lawfully
applied to the applicant twice and only for as long as was strictly
necessary in order to prevent him causing injuries to himself.
The
applicant reiterated his submissions concerning the alleged
ill treatment and contended that a medical examination had not
been performed in due time in order to record the injuries.
The
Court reiterates that allegations of ill-treatment must be supported
by appropriate evidence. In assessing evidence, the Court has
generally applied the standard of proof “beyond reasonable
doubt”. However, such proof may follow from the coexistence of
sufficiently strong, clear and concordant inferences or of similar
unrebutted presumptions of fact (see Salman v. Turkey [GC],
no. 21986/93, § 100, ECHR 2000-VII).
The
Court observes that the applicant in the present case alleged three
unrelated episodes of brutality on the part of the prison warders,
which allegedly took place in December 2001, February 2002 and
November 2002. Only in relation to one of them, which allegedly took
place during the search on 6 February 2002, did the applicant provide
the Court with sufficient details of the ill-treatment, the injuries
sustained by him and the names and statements of witnesses among his
fellow inmates. In relation to the other two episodes the information
in the Court's possession is limited to the applicant's own, very
vague, submissions which cannot be considered sufficient for the
purposes of establishing ill-treatment. As regards the applicant's
statement concerning the foreign body having been found and
surgically removed on 5 July 2002 (see paragraph 50 above), the Court
notes that the applicant did not allege its connection with the
episodes of ill-treatment. In the absence of any further information
on the nature of the object in question or circumstances in which the
applicant had had it inserted the Court cannot establish that the
presence of a foreign body was a consequence of ill-treatment.
Turning
to the episode of 6 February 2002, the Court notes that the
Government confirmed that on that day OMON servicemen had indeed
carried out a search in the cells of the disciplinary unit. The Court
has previously examined complaints concerning the deployment of
special purpose squadrons for conducting routine searches in
correctional facilities (see Dedovskiy and Others v. Russia,
no. 7178/03, §§ 74-79, 15 May 2008). In that case the
Court, having examined detailed submissions concerning the
circumstances of such operations made by the parties, was able to
establish a link between the manner in which force was used against
inmates and the injuries sustained by the applicant. In the present
case, however, the Court is not in possession of sufficient details
concerning the events at issue. In particular, the applicant did not
provide the Court with any such account, nor did the fellow inmates
who wrote the statements in support of his complaint. In particular,
it does not appear that L., A., K. or G. (inmates who originally
confirmed the applicant's allegations of ill treatment) were
subjected to, or were eyewitnesses of, the alleged ill treatment.
Furthermore, the file contains no conclusive evidence concerning the
origin of the bruises seen on the applicant by other inmates. Even if
the Court were to disregard the subsequent repudiation of their
submissions by A. and K., the four original 2002 statements contain
insufficient details to enable the Court to establish that the
injuries described by them occurred on 6 February 2002, or that the
applicant requested and was denied a medical examination.
The
Court therefore concludes that it cannot establish beyond reasonable
doubt that the applicant was ill-treated on 28 December 2001,
6 February 2002 or 30 November 2002.
Accordingly
there has been no violation of Article 3 under its substantive limb.
B. Alleged inadequacy of the investigation
The
Government contended that the authorities had conducted an inquiry to
verify the applicant's allegations of ill-treatment and they had
found no evidence thereof.
The Court reiterates that where an individual raises
an arguable claim that he has been seriously ill-treated in breach of
Article 3, that provision, read in conjunction with the State's
general duty under Article 1 of the Convention to “secure
to everyone within their jurisdiction the rights and freedoms defined
in ... [the] Convention”, requires by implication that there
should be an effective official investigation.
An obligation to investigate “is not an
obligation of result, but of means”: not every investigation
should necessarily be successful or come to a conclusion which
coincides with the claimant's account of events; however, it should
in principle be capable of leading to the establishment of the facts
of the case and, if the allegations prove to be true, to the
identification and punishment of those responsible (see Paul and
Audrey Edwards v. the United Kingdom, no. 46477/99, § 71,
ECHR 2002-II, and Mahmut Kaya v. Turkey, no. 22535/93, §
124, ECHR 2000-III). Otherwise, the general legal prohibition of
torture and inhuman and degrading treatment and punishment would,
despite its fundamental importance, be ineffective in practice and it
would be possible in some cases for agents of the State to abuse the
rights of those within their control with virtual impunity (see Jasar
v. the former Yugoslav Republic of Macedonia, no. 69908/01,
§ 55, 15 February 2007; Matko v. Slovenia, no. 43393/98,
§ 84, 2 November 2006; Assenov and Others v.
Bulgaria, 28 October 1998, § 102, Reports 1998-VIII;
and Labita, cited above, § 131).
The minimum standards as to effectiveness defined by
the Court's case-law also include requirements that the investigation
must be independent, impartial and subject to public scrutiny, and
that the competent authorities must act with exemplary diligence and
promptness (see Isayeva and Others v. Russia, nos. 57947/00,
57948/00 and 57949/00, §§ 208-13, 24 February 2005,
and Menesheva v. Russia, no. 59261/00, § 67,
ECHR 2006-III).
It
has not been contested by the Government that on 10 February 2002,
four days after the alleged ill-treatment, the applicant complained
to the prosecutor's office. The matter was hence duly brought before
the competent authorities at a time when they could reasonably be
expected to investigate the circumstances in question. The
applicant's allegations were, moreover, corroborated by his fellow
inmates whose statements accompanied his complaint (see paragraphs
52-56 above). The Court notes in this respect that none of the
inmates' statements was repudiated at the material time: L. and A.
repudiated their statements in April 2003, and K. in November 2004.
The applicant's claim, as submitted in February 2002, was therefore
shown to be “arguable” and the domestic authorities were
placed under an obligation to carry out “a thorough and
effective investigation capable of leading to the identification and
punishment of those responsible” (see, for similar reasoning,
Egmez v. Cyprus, no. 30873/96, § 66, ECHR 2000-XII,
and Ahmet Özkan and Others v. Turkey, no. 21689/93,
§§ 358 and 359, 6 April 2004).
It
appears from the file that the prosecutor's office took a decision
not to institute criminal proceedings on 17 July 2002, that is, five
months after the alleged episode of ill-treatment. Although the text
of that decision does not expressly indicate what measures were taken
to verify the applicant's allegations, it appears that several
members of prison staff were questioned about the events of December
2001 and February 2002. The only information concerning the
questioning of inmates A., L., and V. is a reference to their having
made written statements to the effect that on 6 February “nobody
from OMON [had] threatened to murder [the applicant]”. It is
not clear whether they were asked other questions concerning the two
episodes of ill-treatment, in particular relating to the injuries
that they claimed to have seen on the applicant. Furthermore, the
decision contains no information as to when the questioning took
place and who conducted it.
The
Court notes that the inquiry did not include a medical examination of
the applicant at a time when the presence of the traces of beatings
could still be verified, failing thus to secure crucial evidence in
the ill-treatment case. It also notes the lack of verifiable attempts
to question the applicant or the inmates who had submitted written
statements in support of his complaint about the events of November
2001 and February 2002. These omissions were not pointed out during,
or rectified by, the ensuing judicial review. The Zubovo-Polyanskiy
District Court on 18 April 2003 endorsed the decision of the
prosecutor's office without questioning the applicant or his fellow
inmates, despite the conflicting statements made by inmates L. and A.
on which the court relied.
Likewise, the decision of the prosecutor's office of
13 February 2003 not to institute criminal proceedings concerning the
episode of alleged brutality on 30 November 2002, which was taken
more than two months after the alleged ill-treatment, did not
elaborate on the measures taken in the course of the inquiry.
The Court accordingly has no basis on which to
conclude that the two inquiries were either prompt or thorough. It
therefore considers that in the instant case the authorities failed
on two occasions to carry out an effective investigation in
accordance with the requirements of Article 3 of the Convention.
There
has therefore been a violation of Article 3 of the Convention under
its procedural limb.
V. ALLEGED VIOLATION OF ARTICLE 6 OF THE CONVENTION
The
applicant complained about the refusal of the Zubovo Polyanskiy
District Court on 16 July 2002 to accept his claims for examination.
He alleged that he had been denied access to a court in violation of
Article 6 of the Convention which provides, in so far as relevant, as
follows:
“In the determination of his civil rights and
obligations ..., everyone is entitled to a fair ... hearing ... by
[a] ... tribunal ...”
The
Government referred to Article 91 of the Penitentiary Code and
claimed that if a prisoner's correspondence arrived through channels
other than the official ones, the receiving officials might not trust
the identity of the sender. Moreover, they considered that there had
been no need for the applicant to send his post through unofficial
channels as he was entitled to send it through the prison postal
service. In their observations they stated that limiting the
applicant's access to a court had been justified on the following
grounds:
“The Internal [Regulations] are [designed to]
regulate and specify issues of activity of correctional colonies,
prisons, temporary detention facilities with purposes of creation of
conditions and serving of punishment, provision of isolation,
protection of rights and legal interests of convicted and execution
of obligations by them.
The Internal [Regulations] are obligatory for people who
serv[e] their imprisonment terms and other people who visit such
institutions. And if everyone can violate these rules a question of
failure to reach purposes of punishment would arise. The courts would
have to check authorship of every complaint, and to send requests to
correctional facilities, that would prolong terms of examination. ...
the applicant's right under Article 6 § 1 of the Convention was
not violated because the applicant's complaint was refused on [a]
formal [basis].”
The
applicant maintained his complaint.
The
Court reiterates that Article 6 § 1 secures to everyone the
right to have any claim relating to his civil rights and obligations
brought before a court or tribunal. In this way it embodies the
“right to a court”, of which the right of access, that is
the right to institute proceedings before courts in civil matters,
constitutes one aspect (see Golder v. the United Kingdom,
21 February 1975, §§ 35-36, Series A no. 18). This
right is not, however, absolute. It may be subject to legitimate
restrictions, for example, statutory limitation periods, security for
costs orders and regulations concerning minors and persons of unsound
mind (see Stubbings and Others v. the United Kingdom, 22
October 1996, §§ 51-52, Reports 1996-IV, and Tolstoy
Miloslavsky v. the United Kingdom, 13 July 1995, §§
62-67, Series A no. 316-B). Where the individual's access is
limited either by operation of law or in fact, the Court will examine
whether the limitation imposed impaired the essence of the right and
in particular whether it pursued a legitimate aim and there was a
reasonable relationship of proportionality between the means employed
and the aim sought to be achieved (see Ashingdane v. the United
Kingdom, 28 May 1985, § 57, Series A no. 93).
Turning
to the circumstances of the present case, the Court observes that on
16 July 2002 the Zubovo-Polyanskiy District Court refused to accept
the applicant's complaints for consideration because the applicant
had sent them to the court without having submitted them to the
prison authorities, as required by the Penitentiary Code and the
Internal Regulations. However, it notes that this refusal was not
covered by any of the grounds provided for by Article 129 of the Code
of Civil Procedure to which the court referred as the basis for the
refusal. Accordingly, its rejection of the claims was not based on
the Code of Civil Procedure.
In
so far as the Government relied on the Penitentiary Code and the
Internal Regulations for correctional institutions, these provisions
may be relevant as a basis for imposing disciplinary penalties on
inmates of these institutions but can in no way serve as a basis for
a court's decision to accept or reject a civil claim. The Code of
Civil Procedure does not provide for the possibility of relying on
other legislation for limiting access to court. Accordingly there has
been no legal ground for rejecting the applicant's claims. In view of
this finding the Court does not need to examine whether the measure
in question pursued a legitimate aim and was proportionate.
It
follows that there has been a violation of Article 6 § 1 of the
Convention on account of the District Court's refusal to accept the
applicant's claim for examination.
VI. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article 41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
The
applicant did not submit a claim for just satisfaction. Accordingly,
the Court considers that there is no call to award him any sum under
that head.
FOR THESE REASONS, THE COURT UNANIMOUSLY
Holds that there has been a violation of Article
3 of the Convention on account of the applicant's conditions of
detention;
Holds that there has been no violation of
Article 13 of the Convention in respect of the alleged lack of an
effective remedy relating to the poor conditions of detention;
Holds that there has been no violation of
Article 3 of the Convention on account of the alleged lack of medical
assistance;
Holds that there has been no violation of
Article 3 of the Convention on account of the alleged ill-treatment
of the applicant;
Holds that there has been a violation of Article
3 of the Convention on account of the lack of an effective
investigation into the alleged ill-treatment;
Holds that there has been a violation of Article
6 of the Convention;
Holds that there is no call to award the
applicant just satisfaction.
Done in English, and notified in writing on 9 July 2009, pursuant to
Rule 77 §§ 2 and 3 of the Rules of Court.
André Wampach Christos
Rozakis
Deputy Registrar President