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POLUFAKIN AND CHERNYSHEV v. RUSSIA - 30997/02 [2008] ECHR 899 (25 September 2008)
URL: http://www.bailii.org/eu/cases/ECHR/2008/899.html
Cite as:
[2008] ECHR 899
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FIRST
SECTION
CASE OF POLUFAKIN AND CHERNYSHEV v. RUSSIA
(Application
no. 30997/02)
JUDGMENT
STRASBOURG
25
September 2008
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial
revision.
In the case of Polufakin and Chernyshev v. Russia,
The
European Court of Human Rights (First Section), sitting
as a Chamber composed of:
Christos
Rozakis,
President,
Nina
Vajić,
Anatoly
Kovler,
Elisabeth
Steiner,
Khanlar
Hajiyev,
Dean
Spielmann,
Sverre
Erik Jebens,
judges,
and Søren
Nielsen, Section Registrar,
Having
deliberated in private on 4 September 2008,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
The
case originated in an application (no. 30997/02) against the Russian
Federation lodged with the Court under Article 34 of the Convention
for the Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by the Russian nationals, Mr Sergey Anatolyevich
Polufakin and Mr Ivan Vladimirovich Chernyshev (“the
applicants”), on 24 June 2002.
The applicants, who had been granted legal aid, were
represented by Ms O. Belyachkova, a lawyer practising in Kazan. The
Russian Government (“the Government”) were initially
represented by Mr P. Laptev, the Representative of the
Russian Federation at the European Court of Human Rights, and
subsequently by their Representative, Mrs V. Milinchuk.
On
20 January 2006 the Court decided to give notice of the application
to the Government. Under the provisions of Article 29 § 3 of the
Convention, it decided to examine the merits of the application at
the same time as its admissibility.
The
Government objected to the joint examination of the admissibility and
merits of the application. Having considered the Government’s
objection, the Court dismissed it.
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The
applicants were born in 1966 and 1977 respectively and live in
Naberezhnye Chelny, Tatarstan. They are currently serving their
respective sentences in correctional facility UE-148/5 in Sviyazhsk,
Tatarstan.
1. Pre-trial proceedings
On
6 December 2000 Mr D.E., Mr Yu.D. and Mr R.I. were transporting a
travel bag with a large sum of money belonging to their employer, Ms
S.S., in a car owned by Mr V.G. At about midnight the car was stopped
by four armed persons disguised as policemen. Two of them had
portable radios. They robbed Mr D.E., Mr Yu.D. and Mr R.I. and beat
them up before stealing the travel bag and some other items from the
car and leaving.
(a) The applicants’ account
In
the evening of 7 December 2000 the applicants were in Mr R.’s
flat together with Mr Sh. At around 10 p.m. the police entered and
searched the flat. They found a travel bag with money and two
portable radios.
At
11 p.m. on 7 December 2000 the applicants, Mr Sh. and Mr R. were
arrested on suspicion of robbery. The arrest was ordered by a
prosecutor. The report on the applicants’ arrest was drawn up
at 4 p.m. on 8 December 2000.
Following
his arrest, the first applicant was searched in the absence of a
lawyer. The police found a wallet in his pocket with a list of towns
and traffic police posts located near the road where the crime had
been committed.
On
8 December 2000 the second applicant was questioned by investigators
in the absence of a lawyer.
On
9 December 2000 the investigator ordered the first applicant’s
placement in custody as a measure of restraint. On an unspecified
date the same measure was applied to the second applicant. Later, the
respective terms of the applicants’ pre-trial detention were
extended several times by the prosecutor.
When asked where he had got the money found in Mr R.’s
flat, the first applicant explained that he had borrowed it from an
acquaintance of his, Mr L. The second applicant said that he had
borrowed the money from three persons: his sister, Mr M.A. and Mr
I.P.
The investigator questioned Mr L. The printed version
of Mr L.’s statement read “I did not give [the first
applicant] any money”.
The
second applicant’s sister confirmed her brother’s account
of events when questioned by the investigator. Mr M.A. and Mr I.P.
were not questioned.
The
first applicant told the investigator that at about 1 a.m. on
7 December 2000 he had bought some food in a night shop “M.”
and requested that sales assistants from the shop be questioned. On 5
May 2001 the request was refused.
The
first applicant further requested the investigators to question
Mr Yu.I., an employee of a petrol station who had allegedly seen
him on the night of the crime.
On
unspecified dates Mr D.E., Mr Yu.D., Mr R.I., Mr V.G. and Ms S.S.
were granted victim status and were questioned by the investigator.
The
applicants did not participate in any identification parade before
the victims and did not confront them.
The
first applicant told the investigators that the list of towns seized
from him during the search had been put into his pocket by a police
officer, Mr T. The investigator ordered a graphology examination of
the document. The expert report stated that one set of handwriting
was identical to that of the first applicant. The first applicant
insisted that the expert report had not attributed the handwriting to
him.
Two
other witnesses, Mr G. and Mr Tr., apparently police officers, were
questioned by the investigator.
While
in pre-trial detention, the first applicant received a handwritten
note allegedly containing threats. He believed that the note had been
written by one of his co-accused, Mr Sh.
Upon
completion of the investigation the applicants were allowed to study
the case file.
On
5 July 2001 the prosecutor drew up a bill of indictment charging
Mr R., Mr Sh. and the applicants with aggravated robbery with
violence, destruction of property, illegal possession of arms,
possession of drugs and theft of official documents. The case file
was transmitted to the court.
(b) Information submitted by the
Government
Following
their arrest, the first and second applicants were questioned as
suspects on 8 and 9 December 2000 respectively. Neither of them
confessed to any crimes.
On
14 December 2000 criminal charges were brought against the second
applicant; on the same date he had been questioned as an accused in
the presence of counsel, Mr V.T. The second applicant made no
statements referring to his right to remain silent.
On
14 or 15 December 2000 the first applicant was officially charged and
questioned as an accused in the presence of officially assigned
counsel, Mr O.P. The first applicant informed the investigators that
he wanted to retain Mr M.; the latter was notified of the first
applicant’s request.
On
21 December 2000 the investigators questioned Mr Yu.I. He said that
he could not remember which cars had been refuelled at the station on
the night of 6 to 7 December 2000.
At
some point the second applicant informed the investigators that he
wanted to retain Mr A. as counsel. Mr A was then notified of the
request.
On
23 March 2001 the applicants were visited by their relatives and
asked them to retain Mr M. and Mr. A. as counsel.
At
some point the first applicant informed the investigators that, since
Mr M. had not visited him, he wanted to retain Mr A. He rejected
assistance offered by other lawyers. On 24 March 2001 the first
applicant’s mother, Mr M. and Mr A. were notified of his
intention. On an unspecified date the head of the Advocates Office
informed the investigators that the first applicant had signed no
contracts for legal representation with either Mr M. or Mr A. On 3
April 2001 the investigator dismissed the first applicant’s
request to retain Mr M. and Mr A. on the ground that he had not
registered their appointment with the Advocates Office.
On
2 April 2001 both applicants were charged with another offence in the
presence of Mr O.P., Mr V.T. and Mr A. They refused to make any
statements and stated that they did not need the lawyers’
assistance. The applicants studied the case file separately from Mr
P. and Mr V.T.
On
5 May 2001 the investigator refused a request for additional
questioning of Mr Yu.I.
2. Court proceedings
(a) First-instance proceedings
On
17 July 2001 the trial against the applicants and their two
co-accused commenced in the Leninskiy District Court of the Republic
of Chuvashiya (“the trial court”).
According
to the first applicant, on 17 July 2001 he challenged Mr O.P. as
counsel because he had seen the lawyer’s last name appear as
the name of a police officer in a search report drawn up in respect
of one of the first applicant’s co-accused. On 24 July 2001 Mr
O.P. was not present at the hearing.
According
to the Government, on an unspecified date the second applicant stated
that he did not wish to have Mr V.T. as counsel and asked to retain
Mr A. Between 18 October and 8 December 2001 he was represented by Mr
V.T. The trial court asked the first applicant whether he wished to
appoint another lawyer, Mr I., as his counsel; the first applicant
submitted that he did not need any assistance from lawyers. On
19 September and 21 October 2001 the first applicant again
submitted that he needed no lawyers; he did not allege that his
decision to defend himself had been motivated by any financial
difficulties.
i. Victims’ and witnesses’
statements
On
17 July 2001 the first applicant requested the trial court to summon
Mr Yu.I. and the sales assistants from the night shop “M.”
who could confirm his alibi. The trial court agreed to summon Mr
Yu.I. but refused to summon the sales assistants because their
personal particulars were unknown.
On
17 July 2001 the trial court summoned the five victims to attend the
hearing scheduled on 24 July 2001.
By
letter of 18 September 2001 the victims informed the trial court that
they refused to attend the hearing. Mr D.E., Mr Yu.D., Mr V.G. and
Ms S.S. explained that they did so in the interests of their own
security and that of their families. Mr R.I. said that he could not
be absent from work as there was no one to replace him. All the
victims also confirmed their pre-trial depositions and requested them
to be read out at the trial in their absence.
On
24 September 2001 the trial court summoned the five victims of the
crime to attend the hearing scheduled on 8 October 2001.
On
5 October 2001 Mr D.E., Mr Yu.D., Mr R.I., Mr V.G. and Ms S.S.
sent the trial court a letter identical to that of 18 September 2001.
On
26 October 2001 the trial court asked the parties if they had any
objections to the reading out of the victims’ pre-trial
statements. The defence objected, while the prosecution proposed to
grant the victims’ request. The trial court found that the
victims had not appeared at the hearing for a valid reason; that
measures to ensure their attendance had been repeatedly taken; and
that the victims had notified the trial court of their absence in
advance. The victims’ pre-trial statements were read out.
On 11 October 2001 the first applicant requested the
trial court to summon Mr L. in order to clarify one point in his
statement. The record of Mr L.’s pre-trial statement had been
visibly corrected in pencil to the effect that the printed words “I
did not give him any money” were replaced by “I have
already given him the money”, which reversed the sense of the
statement. The trial court granted the request. Mr L. failed to
attend the hearing. According to the applicants, the trial court
noted that the latter had been busy at work and asked each co-accused
and their lawyers whether there were any objections to the reading
out of Mr L.’s pre-trial statement. The first applicant
objected. The court did not read out the statement but noted that the
applicants themselves had made the correction while studying the case
file.
On
an unspecified date the court granted a request by the first
applicant to summon Mr Yu.I. The latter’s mother informed the
trial court by telephone that her son had left home and that his
whereabouts were unknown.
Mr R.’s lawyer requested the trial court to
summon Mr K., a prosecution witness who had been in Mr R.’s
flat on the night of the events and who had stated that he had seen
two unknown persons. The trial court noted that it was impossible to
establish Mr K.’s whereabouts.
On 26 October 2001 the trial court ruled on whether
the statements of the absent witnesses should be read out. According
to the Government, the defence raised no objections to the reading
out of the pre-trial statements of Mr Yu.I., Mr K. and Mr L.
According to the applicants, the defence objected to the reading out
of the statements of Mr K. and Mr L. The record of the trial
contained a note “No objections”. The printed wording of
Mr L.’s statement and the statements by Mr Yu.I and Mr K.
were read out.
The
trial court questioned the investigator who had dealt with the
applicants’ case. He said that he had heard Mr L. saying that
he had not given any money to the first applicant.
The
first applicant requested to summon Mr T., the police officer who had
allegedly put the seized list of towns in his pocket. The court
refused the request on the ground that Mr T. was on a business trip.
Later, Mr T. appeared before the court and stated that an
unidentified police officer had found the list of towns in the first
applicant’s pocket.
Mr
R. testified against the second applicant in court in respect of the
charge of illegal possession of arms.
The
second applicant requested to summon Mr I.P., who had allegedly lent
him part of the money that the police had found in Mr R.’s
flat. According to the second applicant, the court refused to do so
because Mr I.P. had left Chuvashiya; the second applicant submitted
that the investigators and the court had been aware of Mr I.P.’s
whereabouts. The Government submitted that the court had summoned Mr
I.P. but he had failed to appear at the hearing.
The
trial court granted a request by the second applicant to summon
another defence witness, Mr M.A. The latter did not attend the
hearing.
On an unspecified date the court dismissed the first
applicant’s request to summon the sales assistants who could
allegedly confirm his alibi on the ground that they could not
remember the first applicant because almost a year had elapsed
between December 2000 and October 2001.
The second applicant requested to summon officers of
the traffic police squad who had been on duty at the police post near
the crime scene on 6 December 2000. He submitted that the squad
should have registered all cars passing by the police post and the
fact that his car had not been seen by the police could have
confirmed his alibi. On an unspecified date the court dismissed the
request on the ground that the policemen could not remember all the
cars they had seen that night.
The
court read out the pre-trial statement by the second applicant’s
sister confirming that she had given her brother the money.
The
statements of two prosecution witnesses, Mr G. and Mr Tr., were not
read out at the hearing; the trial court did not take them into
consideration.
ii. The applicants’ statements
On
18 October 2001 the first applicant requested the trial court to
declare the record of his pre-trial questioning inadmissible evidence
on the ground that he had been questioned in the absence of a lawyer.
He alleged that he had made a self-incriminating statement under
police pressure. According to the first applicant, the trial court
delivered no ruling in this respect and read out the pre-trial
statement.
The
second applicant testified at the trial. As his testimony differed
from his pre-trial statement, the court decided to read out the
latter.
iii. The applicants’ interlocutory
applications and requests
The
first applicant challenged the stipendiary judge and the lay judges.
He submitted that the bill of indictment had been based on
inadmissible evidence. On 11 October 2001 the trial court
dismissed the challenge as unsubstantiated.
Requests
by the first applicant to order an additional graphology examination
of the list of towns seized from him and a graphology examination of
the threatening note presumably written by Mr Sh. were dismissed.
Both
applicants challenged the court’s secretary, claiming that she
had erred when drafting the record of the trial. The challenge was
dismissed on 29 October 2001 as unsubstantiated.
The
trial court dismissed a request by the applicants to organise a
reconstruction of the events.
Certain
items of physical evidence collected by the investigation were not
presented at the trial. The trial court read out the expert’s
report of his examination of the said items drawn up at the pre-trial
stage. The first applicant requested to summon the expert who had
drawn up the report. The request was dismissed.
iv. The applicants’ conviction
On
8 November 2001 the trial court found the first applicant guilty of
robbery with violence and the second applicant of robbery with
violence and illegal possession of firearms and sentenced each of
them to nine years’ imprisonment. The applicants were acquitted
of the other charges.
The
trial court found that the applicants’ guilt was confirmed by
the statements of all the victims, the prosecution witnesses –
that is, the investigator, Mr T., Mr K. and Mr L. – and in
particular by the statement of Mr L. that he had not given any money
to the first applicant, and other items of evidence, including the
list of towns seized from the first applicant and two portable radios
belonging to the applicants. The trial court further found that no
credit could be given to the statement of the second applicant’s
sister because she had only been trying to help her brother.
When enumerating the pieces of evidence in the
judgment, the trial court summarised the second applicant’s
pre-trial statement as follows: “[the second applicant] had
100,000 roubles’ worth of money. They had no portable radio
transmitters. Mr Polufakin and [the second applicant] each kept the
money in their plastic bags.” It did not expressly rely on that
statement to prove the second applicant’s guilt.
On 17 November 2001 the second applicant sent his
comments on the record of the trial to the trial court. He noted, in
particular, that it was recorded on page 71 that there had been no
objections to reading out the witnesses’ pre-trial statements
despite the fact that he had objected and had requested that the
witnesses’ reasons for their absence be stated.
On
21 November 2001 the trial court agreed to amend the record of trial
in accordance with some of the second applicant’s comments.
Numerous comments, including the one concerning page 71, were
rejected.
(b) The second-instance proceedings
The
applicants appealed to the Supreme Court of the Republic of
Chuvashiya (“the appeal court”) against the
first-instance judgment on the grounds, inter alia, that the
victims and the prosecution witnesses had not been questioned at the
trial and that certain points of the victims’ and witnesses’
pre-trial statements had not been clarified. They further alleged
that the trial court had relied on inadmissible evidence and that the
expert examination report of the physical evidence had been expressed
with a certain degree of probability. The first applicant complained
about the trial court’s refusal to conduct an additional
graphology examination of the list of towns but did not expressly
raise an issue of inadmissibility as evidence with regard to this
item.
The
second applicant’s lawyer, Mr A.T., was absent at the appeal
hearing. According to the second applicant, his request to adjourn
the hearing due to the lawyer’s absence was dismissed by the
court. According to the Government, Mr A.T. was duly informed of the
date of the appeal hearing but failed to attend it. The second
applicant did not request to postpone the hearing due to his lawyer’s
absence. The appeal court studied Mr A.T.’s points of appeal.
The first applicant defended himself before the appeal court.
On
8 January 2002 the appeal court upheld the judgment of 8 November
2001. It stated, inter alia, that the applicants’ guilt
had been proven by the victims’ pre-trial statements and other
evidence, and that the guilt of the first applicant had also been
proven by the list of towns found in his wallet. The appeal court
further noted that the trial court had taken measures to secure the
victims’ and witnesses’ presence and that their
statements had been read out in accordance with domestic law.
(c) The applicants’ further requests
The
trial court dismissed requests by the applicants for access to the
case file on 15 and 21 November 2001.
Requests
by the applicants for supervisory review were dismissed by the
Supreme Court of the Republic of Chuvashiya on 3 and 14 March 2003
and by the Supreme Court of Russia on 14 November 2003 and 15 March
2004.
The
applicants also complained to the Ombudsman of the Russian
Federation, but to no avail.
3. Conditions of detention
(a) The applicants’ account
Between 8 and 18 December 2000 the applicants were
kept in the temporary detention centre of Cheboksary. The conditions
of detention there were poor. In particular, the first applicant’s
cell, located in the basement, was not equipped with a lavatory pan;
there was no running water; and the temperature was below 10º
Celsius.
Between
18 December 2000 and 24 January 2002 the applicants were kept in the
remand prison of Cheboksary. The first applicant’s cell was
overcrowded and scantily equipped. On his arrival at the remand
prison the first applicant underwent blood tests that revealed no
infection with hepatitis C.
Between
24 January and 16 February and 19 May and 4 June 2002, the first
applicant was kept in remand prison IZ-16/2, Kazan. The second
applicant was kept there between 24 January and 22 February 2002.
Their cells were overcrowded.
Between
17 and 23 February and 17 and 18 May 2002, the first applicant was
kept in remand prison IZ-66/1, Ekaterinburg. At some point he shared
a cell with some eighty inmates.
Between
26 February and 4 March 2002 the first applicant was kept in remand
prison IZ-24/1, Krasnoyarsk. His cell was overcrowded. On 28 February
2002 the first applicant complained in writing to the head of the
Federal Penitentiary Service (Федеральная
служба
исполнения
наказаний,
ФСИН
– hereinafter “the FSIN”) of the Krasnoyarsk
Region of the poor conditions of his detention; of the fact of his
transfer to Siberia; and of unlawful acts by the convoying officers
that had escorted him. He also requested that he be placed in an
infirmary and provided with an inhalator. He received no reply to his
complaint.
Between
5 and 7 March and 14 and 26 April 2002, the first applicant was kept
in the transit area of detention facility U-235/15, the Krasnoyarsk
Region. On 5 March 2002 he complained to the head of the FSIN of the
Krasnoyarsk Region of the poor conditions of detention. He received
no formal reply, but was interviewed by the head of the transit area.
Between
7 March and 14 April 2002 the first applicant was kept in Central
Hospital No. 2, the Krasnoyarsk Region, in satisfactory conditions.
While in hospital, he underwent blood tests that revealed no
infection with hepatitis C.
Between
27 April and 16 May 2002 the first applicant was kept in remand
prison IZ-55/1, Omsk. He shared a cell with eighteen inmates. The
windows in the cell were covered with iron sheets.
(b) The Government’s account
Between
24 January and 16 February and 19 May and 4 June 2002, the first
applicant was kept in remand prison IZ-16/2, Kazan. The cells were
properly equipped. Inmates had an opportunity to use sanitary
installations when necessary and could wash in a bath-house once a
week.
The
first applicant was detained in remand prison IZ-66/1, Ekaterinburg,
between 18 and 23 February 2002. His cell measured 35 sq. m
and held nine inmates together with the first applicant. He was also
kept in that facility from 17 to 18 May 2002 in a cell which measured
17 sq. m and held thirteen inmates.
Between
26 February and 4 March 2002 the first applicant was detained in
remand prison IZ-24/1, Krasnoyarsk. His cell measured 45 sq. m and
was equipped with twenty-six beds. At the material time it held
twenty-two inmates. The first applicant made no complaints concerning
the conditions of his detention to employees of the prosecutor’s
office of the Krasnoyarsk Region who regularly visited IZ-24/1.
Between
5 and 7 March and 14 and 26 April 2002, the first applicant was kept
in the transit area of correctional facility U-235/15, the
Krasnoyarsk Region. He was kept in a cell measuring 50 sq. m. No more
than fourteen other inmates were kept there at the same time as the
first applicant.
Between
7 March and 14 April 2002 the first applicant was kept in Central
Hospital No. 2 of the Main Department of the FSIN of the
Krasnoyarsk Region. He underwent a medical check-up. As a result, he
was diagnosed with post-traumatic arthritis of the left knee and
considered unfit to serve the sentence in the penitentiaries of the
Krasnoyarsk Region.
Between
27 April and 16 May 2002 the first applicant was detained in remand
prison IZ-55/1, Omsk. He shared a cell, which was designed for four
persons, with three inmates.
4. Conditions of transportation of the first applicant
(a) The first applicant’s account
On
an unspecified date it was decided that the first applicant should be
transferred from Kazan to the Krasnoyarsk Region to serve his
sentence.
At
the Kazan railway station the first applicant and twelve to fifteen
other detainees were placed in a special carriage for detainees in a
compartment designed for eight persons. As there was not enough
space, the convoying officers used force when placing the detainees
in the compartments.
The
conditions of transportation were extremely poor: the first applicant
and other detainees were underfed during the journey; before leaving
remand prison IZ-66/1, Ekaterinburg, the first applicant had received
three loaves of bread from the authorities and was not given any
other food for the next three days of transportation by rail.
At
various railway stations detainees were escorted by different groups
of convoying officers. When loading detainees onto trains at railway
stations, members of each convoying group used similar practices. In
particular, once at a railway station detainees were forced to squat
with their heads down. Then the convoying officers ordered them to
rise, with their heads still down, and to run forward in the
direction of their carriages. Detainees carried their heavy bags in
their outstretched arms. Each detainee had to link arms with another.
The convoying officers beat those who did not obey.
(b) The Government’s account
On
16 February 2002 the first applicant was convoyed to Kazan railway
station and put on a train to Ekaterinburg. He shared a compartment
with five other detainees. On 17 February 2002 the train arrived at
Ekaterinburg railway station. The first applicant did not complain to
servicemen of the FSIN of the Sverdlovsk Region of the conditions of
his transportation.
On
23 February 2002 the administration of remand prison IZ-66/1 provided
the first applicant with a seventy-two hour ration. Then the first
applicant was put on a train to Krasnoyarsk. He was placed in a big
compartment together with eleven other detainees; the convoying
officers did not use force against him. The journey lasted fifty-five
hours and fifty-one minutes. On 26 February 2002 the first applicant
arrived in Krasnoyarsk. He made no complaints concerning the
conditions of his transportation.
On
4 March 2002 the administration of remand prison IZ-24/1 provided the
first applicant with a twenty-four hour ration and sent him to
Krasnoyarsk railway station. The first applicant was put on a train
and placed in a big compartment that he shared with nine other
detainees. The convoying officers respected the detainees and did not
use force against them. On 5 March 2002 the train arrived at Reshoty
railway station, the Krasnoyarsk Region. The first applicant did not
complain of the conditions of transportation or of ill-treatment to
the convoying officers.
On
26 April 2002 at Reshoty railway station the first applicant was put
on a train to Omsk. He shared a big compartment with ten other
detainees. The carriage was properly equipped.
On
16 May 2002 in Omsk the first applicant was placed on a train to
Ekaterinburg. He shared a compartment with ten other detainees. No
force was used against him. He did not complain of the convoying
officers’s actions.
On
18 May 2002 in Ekaterinburg the first applicant was put on a train
and placed in a compartment together with five other detainees. On
19 May 2002 the first applicant arrived in Kazan. He did not
complain of the convoying officers’ actions.
5. Conditions of detention in correctional facility
UE-148/5
On
4 June 2002 the first applicant was transferred to correctional
facility UE-148/5 in Sviyazhsk, the Tatarstan Republic.
(a) The first applicant’s account
The correctional facility was overcrowded as 2,300
inmates were detained in premises built for 1,000 persons. In summer
there was no hot water. Once a week inmates, who were divided into
groups of 250, were allowed to wash in a bath-house equipped with
only six working showers. Each group was limited to two hours in the
bath-house.
The
UE-148/5 infirmary lacked the medicines that the first applicant
needed because of his asthma; the catering was very poor; and the
food lacked vitamins.
The
prison authorities occasionally lost the detainees’ documents
and did not allow the inmates to make copies of their respective case
files, thus precluding them from complaining to the competent
authorities.
On
6 December 2002 the acting head of UE-148/5 punished the first
applicant by placing him in a disciplinary cell. The first applicant
complained to the court of unlawful actions by an official. His
complaint was dismissed by a final decision of 18 December 2003.
In
March 2006 the first applicant learned that on 10 June 2002 he had
been diagnosed with hepatitis C.
In his observations of 10 November 2006 the first
applicant submitted that 1,700 detainees had been in UE-148/5 at that
time.
(b) The Government’s account
Detainees
kept in UE-148/5, the strict-regime correctional facility, lived in
residence halls. They could stay inside the halls during certain
hours and spent the rest of their time in other premises, such as
production units.
On
9 June 2002 the first applicant was allocated an individual sleeping
place in the residential hall of brigade no. 7. His cell measured
90 sq.m and accommodated forty-four inmates, which allowed 2.04
sq.m of space per person.
On
7 April 2003 the first applicant was transferred to the residential
hall of brigade no. 16 and allocated an individual sleeping place.
His cell measured 35 sq.m and accommodated seventeen inmates, which
allowed 2.06 sq.m of space per person.
On
5 September 2003 the first applicant was returned to the residence
hall of brigade no. 7 and allocated an individual sleeping place. He
shared a cell measuring 90 sq.m with forty-one inmates. Each inmate
was allocated 2.14 sq.m of space.
On
15 April 2004 the first applicant was transferred to the residential
hall of brigade no. 8 and allocated an individual sleeping place. His
cell measured 90 sq.m and accommodated forty inmates. Each inmate was
allocated 2.25 sq.m of space.
The
sanitary facilities of the three residence halls were properly
equipped as required by domestic law. In particular, the residence
hall of brigade no. 8 comprised three dormitories, with 130 beds in
total. It was equipped with a washroom measuring 25 sq.m, in which
there were five showers, a mirror, a shelf, a urinal and a foot bath.
There
was a properly equipped bath house in UE-148/5 where detainees could
wash once a week in accordance with a schedule.
There
were five wash basins with cold and hot water taps in every residence
hall. While inside the residence halls, detainees could use the
wash-basins and lavatory pans when necessary. The production units
were equipped with sanitary facilities and wash basins.
The
nutrition that detainees received in UE-148/5 corresponded to the
norms established by law. UE-148/5 had been fully supplied with food
while the first applicant was detained there. The UE-148/5
administration duly controlled the quality of the food.
While
in UE-148/5 the first applicant was under constant medical
supervision. He underwent regular medical check-ups and received the
requisite treatment when necessary.
The
first applicant was not detained with those suffering from
tuberculosis and hepatitis. Detainees who had earlier suffered from
tuberculosis and carriers of the hepatitis virus were under
preventive monitoring, but were not contagious.
On
10 June 2002 the first applicant underwent blood tests that revealed
that he had been a carrier of the hepatitis C virus. The first
applicant showed no clinical signs of hepatitis.
4. Alleged lack of adequate medical assistance as
regards the second applicant
(a) The second applicant’s account
The
second applicant suffered from chronic hepatitis B and C. According
to the medical certificate issued by the Town Outpatient Polyclinic
of Naberezhnye Chelny on 24 April 2003, the second applicant needed a
specific diet, vitamins and hepatoprotective medicines. He was also
recommended constant medical supervision.
On
13 October 2003 the second applicant received two NO-SPA tablets in
the UE-148/2 infirmary.
On
15 January 2006 the second applicant was transferred to the prison
hospital of the FSIN of Tatarstan. While being transported by rail he
lost consciousness. The convoying officers had no medicines to help
him to recover his senses. On the same date he was admitted to the
prison hospital.
Between
15 January and 14 February 2006 the second applicant was kept in ward
no. 2 of the prison hospital. The ward had only one small window
measuring 20 x 20 cm and lacked fresh air and natural light. During
that period the second applicant was treated with a glucose solution
and Carsil, a hepatoptotective medicine.
While in the hospital, the second applicant
complained in writing to a district prosecutor’s office of a
lack of medicines and qualified medical assistance in the prison
hospital.
On
15 February 2006 the second applicant was transferred to ward no. 4,
which had bigger windows. He learned that his inmates were
HIV-positive.
The
second applicant was treated with medicines which his brother had
bought on the doctors’ recommendation, including
hepatoprotective medications Heptral and Essenciale. He was losing
weight despite keeping to the prescribed diet.
By letter of 24 August 2006 the doctor of the prison
hospital informed the second applicant’s lawyer that some
medicines administered to the second applicant had been purchased by
his relatives. She also said that it could not be established whether
the second applicant needed anti-viral therapy as he had been
discharged from the prison hospital and noted, further, that such
therapy was to be administered only after a complex examination that
could not be carried out in penitentiary institutions.
(b) The Government’s account
In
1995 the second applicant was registered at the Outpatient Polyclinic
no. 4 of Naberezhnye Chelny, Tatarstan, as suffering from
chronic viral hepatitis B and C with a high degree of replication
activity.
While
in detention, the second applicant regularly underwent medical
check-ups and chest X-rays that revealed no clinical evidence of
tuberculosis. There was no clinical evidence confirming that he
suffered from cirrhosis.
On
21 February 2001 the second applicant received treatment for a
respiratory viral infection. In August and November 2001 he was
treated for neurodermatitis. He had no traumas or bodily injuries.
On
19 December 2005 the second applicant was placed in the UE-148/5
infirmary and diagnosed with advanced chronic viral hepatitis C. He
was treated, in particular, with Heptral and Essenciale. On 13
January 2006 he was discharged from the UE-148/5 infirmary.
On 15 January 2006 the second applicant was admitted
to the prison hospital of the FSIN of Tatarstan and diagnosed with
active chronic viral hepatitis C with cholestatic syndrome and
impaired cytolic response, and with moderate liver dysfunction.
He received adequate treatment, but did not keep to the prescribed
diet.
On
21 March 2006 the second applicant’s state of health was
described as stable.
On
29 March 2006 the second applicant was discharged from the hospital
and transferred to UE-148/5.
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 3 OF THE CONVENTION on
account of the first applicant’s conditions of detention and
transportation
The
first applicant complained under Article 3 of the Convention of the
material conditions of his pre-trial detention; his transportation
and detention in various remand prisons during transportation; and of
the conditions of his detention in UE-148/5. In particular, he
submitted that the facilities in which he had been detained had been
overcrowded. He also alleged that during the transportation he had
been ill-treated by the convoying officers. The first applicant
further vaguely complained that in UE-148/5 inmates had run the risk
of infection with tuberculosis and hepatitis, that the infirmary had
not had certain medicines and that the catering had been poor.
Article 3 reads as follows:
“No one shall be subjected to torture or to
inhuman or degrading treatment or punishment.”
A. The parties’ submissions
The
Government contested the first applicant’s allegations. They
noted that the first applicant had not brought his grievances to the
attention of the prosecutors or courts. Therefore, in the
Government’s view, his complaints under Article 3 of the
Convention should be dismissed for non-exhaustion of domestic
remedies pursuant to Article 35 § 1 of the Convention.
Further,
they insisted that the conditions of his pre-trial detention and
transportation had been compatible with Article 3 of the Convention.
As to the conditions of the detention in UE-148/5, the Government
submitted that in a correctional facility inmates were kept not in
cells, but in residence halls. They could stay in their dormitories
in the residence hall at night and spent the day in other premises of
the correctional facility. The statutory occupancy rate of 2 sq. m of
space per person had been complied with in UE-148/5. Due to the lack
of clinical evidence of hepatitis, there was no causal link between
the first applicant’s detention in the Russian penitentiaries
and his illness. Furthermore, the applicant himself admitted that he
had suffered from hepatitis C in 1998. The Government submitted that,
according to the Rules on Internal Order in the Penitentiary, the
copying of case materials was a service payable by a detainee. The
first applicant had made no complaints to the UE-148/5 administration
or other supervising bodies about a lack of access to his case file.
In support of their submissions the Government
produced photographs of the dormitories of UE-148/5. The date on
which the photographs had been taken was not communicated.
The Government submitted that on 22 March 2006 the
first applicant had confirmed in writing that the situation in the
penitentiary system had improved in comparison with that of 2001–2002
and that “at present conditions of detention are compatible
with the law, I have no claims as regards the facts mentioned in the
complaint”. On 22 March 2006 the first applicant had stated in
writing that he had no complaints about the UE-148/5 infirmary.
In
sum, the Government asserted that there had been no breach of Article
3 of the Convention in respect of the first applicant.
The
first applicant reiterated his complaints. He submitted that no
effective remedies existed in relation to his complaint concerning
the conditions of transportation. He emphasised that UE-148/5 had
been overcrowded and that the number of showers in the bath-house had
been insufficient given the number of detainees.
In support of his submission, the first applicant
produced two written statements by his fellow inmates, Mr O.K. and Mr
I.S. According to Mr O.K., who had been detained in UE-148/5 since
February 2000, in 2002–2003 fifty-three inmates had been kept
in a cell measuring 35 sq.m, and three inmates had contracted
tuberculosis. According to Mr I.S., who had been detained in UE-148/5
since 1999, in June 2002 the applicants had been placed in section
no. 1 of the residence hall of brigade no. 7. At that time more than
five hundred detainees had been in that residence hall. Due to lack
of beds, inmates had slept in shifts, but some of them had had to
sleep on the floor or on stools. For a month the first applicant had
slept on the floor; then he had slept in a bed in shifts with the
second applicant.
B. The Court’s assessment
1. Admissibility
(a) Exhaustion of domestic remedies
The Court reiterates that it is incumbent on the
Government claiming non-exhaustion to satisfy the Court that the
remedy was an effective one available in theory and in practice at
the relevant time, that is to say, that it was accessible, capable of
providing redress in respect of the applicant’s complaints and
offered reasonable prospects of success (see Selmouni v. France
[GC], no. 25803/94, § 76, ECHR 1999-V, and Mifsud v. France
(dec.), no. 57220/00, § 15, ECHR 2002-VIII). The Court
further reiterates that the domestic remedies must be “effective”
in the sense either of preventing the alleged violation or its
continuation, or of providing adequate redress for any violation that
had already occurred (see Kudła v. Poland [GC], no.
30210/96, § 158, ECHR-XI).
The
Court notes at the outset that the first applicant did not complain
to any domestic authorities that he had been ill-treated in any
manner by the convoying officers. Accordingly, the Government’s
objection in this respect must be supported. It follows that the part
of the first applicant’s complaint concerning the alleged
ill-treatment by the convoying officers must be rejected for
non-exhaustion of domestic remedies pursuant to Article 35 § 1
of the Convention.
The
Court further points out that it has already established that no
effective domestic remedy existed in the Russian legal system in
relation to complaints concerning the general conditions of detention
in remand prisons, in particular with regard to the structural
problem of overcrowding (see Benediktov v. Russia, no. 106/02,
§ 29, 10 May 2007).
The Court also notes the Government’s
submission that the first applicant had not complained to prosecutors
of poor conditions of his transportation by rail. However, it finds
that the Government have not shown that a complaint to a prosecutor
could offer preventive or compensatory redress for conditions of
transportation that are contrary to Article 3 of the Convention.
Neither have they proved that a complaint to a court could have
promptly improved the first applicant’s situation.
Lastly, the Government submitted that the first
applicant had not lodged any complaints concerning the conditions of
his detention in correctional facility UE-148/5 before the
prosecutors or courts. However, they did not specify what type of
claim or complaint would have been an effective remedy in their view
and did not provide any further information as to how this could have
prevented the alleged violation or its continuation or provided the
first applicant with adequate redress. In the absence of such
evidence and having regard to the above-mentioned principles, the
Court finds that the Government have not substantiated their claim
that the remedies that the first applicant had allegedly failed to
exhaust in relation to his complaints concerning the conditions of
transportation by rail and the conditions of his detention in the
correctional facility were effective (see, among other authorities,
Kranz v. Poland, no. 6214/02, § 23, 17 February
2004, and Skawinska v. Poland (dec.), no. 42096/98,
4 March 2003).
Accordingly,
the Court accepts the Government’s objection concerning
non-exhaustion of domestic remedies in respect of the first
applicant’s complaint of alleged ill-treatment by the convoying
officers and dismisses their objections in respect of the complaints
concerning conditions of the first applicant’s detention in the
remand prisons and correctional facility UE-148/5, as well as the
conditions of his transportation.
(b) Compliance of the six-month rule
The
Court reiterates that Article 35 § 1 of the Convention requires
that the Court may only deal with a matter where it has been
introduced within six months from the date of the final decision.
Where it is clear from the outset however that no effective remedy is
available to the applicant, the period runs from the date of the acts
or measures complained of, or from the date of knowledge of that act
or its effect on, or prejudice to, the applicant (see Dennis and
Others v. the United Kingdom (dec.), no. 76573/01, 2 July
2002).
The
Court observes that the first applicant raised his complaint
concerning the conditions of detention for the first time in his
letter to the Court of 5 February 2003. As regards the complaints
about the temporary detention centre and remand prison of Cheboksary,
the first applicant’s detention in these facilities ended on 18
December 2000 and 24 January 2002
respectively, which is more than
six months prior to the date of introduction of the complaint (see,
for example, Nurmagomedov v. Russia (dec.), no. 30138/02, 16
September 2004).
As
to the complaints concerning the conditions of transportation and
detention in the remand prisons during the period of transportation,
the Court notes that the first applicant’s transportation by
rail ended on 4 June 2002. It follows that these complaints
were introduced out of time and must be rejected pursuant to Article
35 §§ 1 and 4 of the Convention.
The
Court considers that it has competence to examine the first
applicant’s complaint concerning the conditions of his
detention in correctional facility UE-148/5 as from 4 June 2002. It
finds that this complaint is not manifestly ill-founded within the
meaning of Article 35 § 3 of the Convention. It further notes
that it is not inadmissible on any other grounds. It must therefore
be declared admissible.
2. Merits
The Court reiterates that Article 3 of the Convention
enshrines one of the most fundamental values of democratic society.
It prohibits in absolute terms torture or inhuman or degrading
treatment or punishment, irrespective of the circumstances and the
victim’s behaviour (see, among other authorities, Labita v.
Italy [GC], no 26772/95, § 119, ECHR 2000-IV). However, in
order to fall under Article 3, ill-treatment must attain a
minimum level of severity (see Ireland v. the United Kingdom,
judgment of 18 January 1978, Series A no. 25, § 162).
The Court observes that, according to its constant case-law, measures
depriving a person of his liberty may often involve an inevitable
element of suffering or humiliation. Nevertheless, it is incumbent on
the State to ensure that a person is detained in conditions which are
compatible with respect for his human dignity, that the manner and
method of the execution of the measure do not subject him to distress
or hardship of an intensity exceeding the unavoidable level of
suffering inherent in detention and that, given the practical demands
of imprisonment, his health and well-being are adequately secured
(see Valašinas v. Lithuania, no. 44558/98, §§
101-02, ECHR 2001-VIII).
Turning to the circumstances of the present case, the
Court notes that the parties have disputed certain aspects of the
conditions of the first applicant’s detention in UE-148/5. The
main characteristic of the detention conditions, upon which the
parties disagreed, was the number of inmates kept in the cells. It
follows from the information submitted by the first applicant that
his dormitory was overcrowded to the extent that he had no individual
sleeping place during, at the very least, the first two months of his
detention in the correctional facility. The Government disputed that
assertion. They submitted that between 9 June 2002 and 7 April 2003
the first applicant shared a cell with forty-four inmates and was
allocated 2.04 sq.m. of personal space.
In
this connection the Court observes that Convention proceedings, as
with the present application, do not in all cases lend themselves to
a rigorous application of the principle affirmanti incumbit
probatio (he who alleges something must prove that allegation)
because in certain instances the respondent Government alone have
access to information capable of corroborating or disproving such
allegations. Failure on a Government’s part to submit such
information without a satisfactory explanation may give rise to the
drawing of inferences as to the well-foundedness of the applicant’s
allegations (see Ahmet Özkan and Others v. Turkey,
no. 21689/93, § 426, 6 April 2004).
It
was open to the Government to provide the Court with copies of
registration logs showing names of inmates detained with the first
applicant, which they failed to do. The Government did not assert
that the photographs of the dormitories submitted to the Court (see
paragraph 134 above) had been taken at the relevant time in 2002. In
such circumstances the Court does not consider that the photographs
can be regarded as refuting the first applicant’s allegations.
The first applicant, in his turn, provided two written statements by
his inmates as corroborating evidence to his submissions. Given that
the Government did not offer any convincing explanation for their
failure to provide relevant information, the Court will examine the
issue concerning the number of inmates in the cells on the basis of
the first applicant’s submissions.
The
first applicant argued that the correctional facility designed for
1,000 detainees had accommodated in fact in different time-periods as
many as 1,700 or 2,300 inmates (see paragraphs 98 and 103 above).
Such a degree of overpopulation had adversely affected the detainees’
quality of life; for instance, the bath-house’s capacity had
not been adapted to the higher number of inmates.
The Court reiterates that it has frequently found a
violation of Article 3 of the Convention in a number of cases against
Russia on account of a lack of personal space afforded to detainees
while in the pre-trial detention (see Khudoyorov v. Russia,
no. 6847/02, § 104 et seq., ECHR 2005-X (extracts); Labzov
v. Russia, no. 62208/00, § 44 et seq., 16 June 2005;
Novoselov v. Russia, no. 66460/01, § 41 et
seq., 2 June 2005; Mayzit v. Russia, no. 63378/00,
§ 39 et seq., 20 January 2005; and Kalashnikov
v. Russia, no. 47095/99, §§ 97 et seq., ECHR
2002-VI). It has also established that the problems arising from the
conditions of the detention in Russian remand prisons were of a
structural nature (see Mamedova v. Russia, no. 7064/05,
§ 57, 1 June 2006; and Moiseyev v. Russia
(dec.), no. 62936/00, 9 December 2004).
A
distinction must be drawn between the above mentioned cases
concerning conditions of detention in remand prisons and the present
application as the Court has not yet found that conditions of
detention in correctional facilities could disclose a structural
problem from the standpoint of Article 3 of the Convention (see, a
contrario, Benediktov v. Russia, no. 106/02, § 29,
10 May 2007). For example, it has declared manifestly
ill-founded a complaint concerning conditions of detention in a
correctional facility because the applicant enjoyed the wide freedom
of movement in the facility’s premises. However, in that case
the applicant was allocated 3.5 sq. m. of personal space and did not
allege that he had no individual bed (see Nurmagomedov v. Russia
(dec.), no. 30138/02, 16 September 2004). Another complaint of
conditions of detention in a correctional facility was dismissed as
manifestly ill-founded because the applicant was at all times
provided with an individual bunk bed (see Solovyev v. Russia
(dec.), no. 76114/01, 27 September 2007).
Leaving
aside whether a structural problem of overpopulation exists in
Russian correctional facilities, the Court considers nevertheless
that the first applicant’s individual situation during the
first months of his detention in UE-148/5 was deplorable.
The
Court takes note of the first applicant’s letter of 22 March
2006 submitted by the Government (see paragraph 135 above). It
readily accepts that the conditions of detention in UE-148/5 had been
improved by 2006. Nonetheless, such an improvement in itself does not
suffice to justify the poor conditions of the first applicant’s
detention in 2002.
Having
regard to the aforesaid, the Court finds that the prolonged lack of
the minimum comfort, which a normal night-time sleep in satisfactory
conditions gives, combined with the deficiency of private space was
sufficient to cause the first applicant’s distress or hardship
of an intensity exceeding the unavoidable level of suffering inherent
in detention. Accordingly, the conditions of his detention amounted
to inhuman and degrading treatment.
It
follows that there has been a violation of Article 3 of the
Convention on account of the lack of an individual sleeping place
allocated to the first applicant in correctional facility UE-148/5 in
2002. In view of this finding the Court sees no need to decide
separately on the issue of the alleged breach of the Convention on
account of other alleged deficiencies of conditions of detention in
that facility in respect of the first applicant.
II. ALLEGED VIOLATION OF ARTICLE 3 OF THE CONVENTION ON
ACCOUNT OF INADEQUATE MEDICAL ASSISTANCE AVAILABLE TO the
second applicant IN UE-148/5
The
second applicant complained in substance under Article 3 of the
Convention about a lack of adequate medical treatment in UE-148/5 for
his hepatitis.
A. The parties’ submissions
The
Government submitted that the second applicant’s allegations
were unsubstantiated. UE-148/5 had been fully supplied with the
necessary medicines. While there, the second applicant had been under
constant medical supervision. In sum, the Government claimed that the
second applicant had received adequate medical assistance and thus
his complaint was manifestly ill-founded. They further pleaded
non-exhaustion on the ground that the second applicant had not
complained of a lack of medical assistance to a prosecutor’s
office or a court.
The
second applicant reiterated his complaint.
B. The Court’s assessment
Admissibility
(a) Exhaustion of domestic remedies
The
Court refers once again to the principles established in its case-law
regarding the exhaustion of domestic remedies (see paragraph 139
above).
The
Court observes that the Government merely noted that the second
applicant had not lodged any complaints concerning the medical
assistance available to him while in detention before domestic courts
or prosecutors. They neither specified what type of claim or
complaint would have been an effective remedy in their view, nor
provided any further information as to how they could have prevented
the alleged violation or its continuation or provided the second
applicant with the adequate redress. In such circumstances, and
having regard to the above-mentioned principles, the Court finds
that, although the Government raised the plea of non-exhaustion, they
did not substantiate their claim that the remedies the second
applicant had allegedly failed to exhaust were effective (see, among
other authorities, Kranz v. Poland, no. 6214/02, §
23, 17 February 2004, and Skawinska v. Poland (dec.),
no. 42096/98, 4 March 2003).
For
the above reasons, the Court finds that this part of the complaint
cannot be rejected for non-exhaustion of domestic remedies.
(b) Well-foundedness of the complaint
Referring
to the aforesaid general principles related to the prohibition of
ill-treatment (see paragraph 149 above), the Court further reiterates
that, although Article 3 cannot be interpreted as laying down a
general obligation to release a detainee on health grounds safe for
exceptional cases (see Papon v. France (no. 1) (dec.),
no. 64666/01, ECHR 2001-VI, and Priebke v. Italy (dec.),
no. 48799/99, 5 April 2001), the lack of appropriate medical
treatment in prison may in itself raise an issue under Article 3,
even if the applicant’s state of health does not require his
immediate release. The State must ensure that given the practical
demands of imprisonment, the health and well-being of a detainee are
adequately secured by, among other things, providing him with the
requisite medical assistance (see Kudła v. Poland
[GC], no. 30210/96, §§ 93-94, ECHR 2000-XI; see also
Hurtado v. Switzerland, judgment of 28 January 1994,
Series A no. 280-A, opinion of the Commission, pp. 15-16, §
79).
Turning
to the second applicant’s complaint concerning a lack of
necessary medicines in the UE-148/5 infirmary and in the prison
hospital, the Court reiterates that unavailability of necessary
medicines may raise an issue under Article 3 if it has negative
effects on the applicant’s state of health or causes suffering
of a certain intensity (see Mirilashvili v. Russia
(dec.) no. 6293/04, 10 July 2007).
The
Court points out that the second applicant received a certain range
of treatment. In particular, he was administered hepatoprotective
medicines which his brother had procured for him. Accordingly, the
second applicant cannot claim to have been affected by the shortage
of medicines in the hospital.
The
Court further notes that, while the second applicant disputed the
adequacy of his treatment as a whole, he did not provide a medical
opinion confirming his point of view. The Court considers that it
does not follow from the letter of the prison hospital doctor that
the second applicant’s state of health necessitated any
specific treatment (see paragraph 123 above). The mere fact that a
complex examination could not be carried out in the penitentiary
institutions cannot be regarded as proof of an overall deficiency in
the medical assistance available to the second applicant as it has
not been shown that such an examination was indispensable in his
particular situation. In the circumstances of the present case the
Court considers that the second applicant’s state of health was
not adversely affected by lack of certain medicines in the prison
infirmary to the extent to cause him suffering.
Having
examined all the materials in its possession, the Court finds no
basis on which to conclude that the medical assistance provided to
the second applicant for his hepatitis while he was serving his
sentence was inadequate.
It
follows that this part of the application must be rejected as being
manifestly ill-founded, pursuant to Article 35 §§ 3 and 4
of the Convention.
III. ALLEGED VIOLATION OF ARTICLE 3 OF THE CONVENTION ON
ACCOUNT OF CONDITIONS OF the
second applicant’S DETENTION IN THE PRISON HOSPITAL
A. The parties’ submissions
In
his observations of 10 November 2006 the second applicant vaguely
complained for the first time that the convoying officers had not
provided him with adequate medical assistance when he had lost
consciousness on 15 January 2006, that the material conditions of his
detention in ward no. 2 of the prison hospital had been poor and that
he had shared ward no. 4 of that hospital with HIV-positive inmates.
He relied on Article 3 of the Convention.
The
Government did not comment on the second applicant’s
allegations.
B. The Court’s assessment
Admissibility
As to the second applicant’s complaints
concerning the conditions of his detention in the prison hospital,
the Court observes that he was kept in ward no. 2 of that hospital
between 15 January and 14 February 2006. On 15 February 2006 the
second applicant was transferred to ward no. 4. According to the
Government, the second applicant was discharged from the prison
hospital on 29 March 2006. The Court considers that the conditions of
detention in the same ward are to be regarded as a continuing
situation and reiterates that in such a case the six-month period
runs from the cessation of the situation (see Novinskiy v. Russia,
cited above, and B. and D. v. the United Kingdom,
no. 9303/81, Commission decision of 13 October 1986,
Decisions and Reports (DR) 49, p. 44). It notes that the second
applicant’s detention in wards nos. 2 and 4 ended on 14
February and 29 March 2006 respectively. Therefore, the six-month
time-period in relation to the complaints concerning the conditions
of detention in those wards started running on the above dates. The
Court points out that the second applicant complained of his
detention in the prison hospital for the first time in his
observations of 10 November 2006, having failed to comply with the
six-month rule.
Turning
to the complaint of ineffective medical assistance administered to
the second applicant by the convoying officers on 15 January
2006, the Court observes that such an incident, due to its
instantaneous character, could not give rise to a continuing
situation of a violation of the Convention (see, mutatis mutandis,
Bernadotte v. Sweden (dec.), no. 69688/01, 3 June 2004).
The Court notes that it does not transpire from the materials at its
disposal that the second applicant complained about that particular
incident to the domestic authorities. Assuming that there were no
effective remedies available, the Court considers that the six-month
period started running on 15 January 2006, while the complaint was
raised only on 10 November 2006, that is, more than six months later.
The
Court finds therefore that this part of the second applicant’s
complaint is time-barred and must be dismissed pursuant to Article 35
§ 1 of the Convention.
IV. ALLEGED VIOLATION OF ARTICLE 6 OF THE CONVENTION
The
applicants complained under Article 6 § 1 that their right to a
fair trial had been infringed because self-incriminating statements
made in their lawyer’s absence had been used against them at
the trial. They further complained, under Article 6 § 3 (d),
that they could not cross-examine the prosecution or defence
witnesses at the trial.
Article 6 of the Convention, in so far as relevant, reads as follows:
“1. In the determination of ... any
criminal charge against him, everyone is entitled to a fair ...
hearing ... by an independent and impartial tribunal established by
law. ...
3. Everyone charged with a criminal offence
has the following minimum rights:
...
(d) to examine or have examined witnesses
against him and to obtain the attendance and examination of witnesses
on his behalf under the same conditions as witnesses against him;
...”
A. The parties’ submissions
1. The Government
The
Government contested the applicants’ allegations and submitted
that on 8 and 9 December 2000 the applicants had been questioned as
suspects and had denied their guilt. They had made no
self-incriminating statements.
They
further submitted that hearings in the applicants’ criminal
case had been repeatedly postponed due to the absence of the five
victims. The trial court had taken all requisite measures to ensure
the victims’ attendance. The victims, who had resided in
Naberezhnye Chelny, Tatarstan, had refused to appear in the courtroom
in Cheboksary, the Republic of Chuvashiya, as they had feared for
their safety. Despite the defence’s objections, the trial court
had excused the victims’ absence and read out their pre-trial
statements.
The
trial court had summoned Mr K., who had failed to appear at the
hearing. His pre-trial statement had been read out at Mr Sh.’s
request. Mr L. and Mr Yu.I. had been summoned to the hearing but
failed to attend it. Their pre-trial statements had been read out as
the defence had made no objections.
The
applicants’ request to summon employees of the shop and the
police officers had been dismissed because the trial court had had no
information about those persons or their whereabouts. Moreover, the
court had noted that in October 2001 those persons could hardly have
remembered the events of 6 December 2000. Mr P. and Mr M.A. had been
summoned to the hearing at the second applicant’s request, but
failed to attend it. The applicants had complained about the absence
of the above-mentioned witnesses in court in their respective
appeals. The appeal court had found that the applicants’ guilt
had been proven by other evidence and emphasised that the trial court
had taken all requisite measures to ensure the victims’ and
witnesses’ presence at the hearings.
In
sum, the Government submitted that the applicants’ requests to
summon defence witnesses had been granted on the same conditions as
the requests to summon the prosecution witnesses and thus the
requirements of Article 6 §§ 1 and 3 (d) of the Convention
were met.
2. The applicants
The
applicants contested the Government’s arguments. In particular,
they submitted that the second applicant’s testimony had been
read out at the trial. They further insisted that the defence had
objected to the reading out of the statements of Mr K. and Mr L. The
applicants provided affidavits by Mr P. and Mr M.A. confirming that
the two witnesses had never received summonses to attend the trial
hearing.
B. The Court’s assessment
1. Admissibility
The
Court notes that these complaints are not manifestly ill-founded
within the meaning of Article 35 § 3 of the Convention. It
further notes that it is not inadmissible on any other grounds. It
must therefore be declared admissible.
2. Merits
(a) Alleged self-incrimination
The
Court observes that nothing in the materials at its disposal
indicates that the first applicant had made any self-incriminating
statement that was later used against him. It is not persuaded that
the second applicant’s pre-trial statement referred to in the
judgment of 8 November 2001 (see paragraph 64 above) contributed in
any manner to the establishment of his guilt.
It
follows that there has been no violation of Article 6 of the
Convention in this respect.
(b) Witnesses
As
the guarantees of paragraph 3 (d) of Article 6 are specific aspects
of the right to a fair trial set forth in paragraph 1 of this
Article, the Court will consider the complaint concerning the failure
to examine prosecution and defence witnesses at the trial hearing
under the two provisions taken together (see Asch v. Austria,
judgment of 26 April 1991, Series A no. 203, p. 10, § 25).
i. Prosecution witnesses
α. General principles
The Court reiterates at the outset that the
admissibility of evidence is primarily a matter for regulation by
national law and that as a general rule it is for the national courts
to assess the evidence before them. The Court’s task under the
Convention is not to give a ruling on whether statements of witnesses
were properly admitted as evidence, but rather to ascertain whether
the proceedings as a whole, including the way in which evidence was
taken, were fair (see Doorson v. the Netherlands, judgment of
26 March 1996, Reports of Judgments and Decisions
1996 II, § 67, and Van Mechelen and Others v. the
Netherlands, judgment of 23 April 1997, Reports of Judgments
and Decisions 1997 III, § 50).
All
the evidence must normally be produced at a public hearing, in the
presence of the accused, with a view to adversarial argument. There
are exceptions to this principle, but they must not infringe the
rights of the defence. As a general rule, the accused must be given
an adequate and proper opportunity to challenge and question a
witness against him, either when he makes his statement or at a later
stage (see Van Mechelen and Others v. the Netherlands, cited
above, § 51, and Lüdi v. Switzerland, judgment of 15
June 1992, Series A no. 238, § 49).
In
appropriate cases the principles of fair trial require that the
interests of the defence are balanced against those of witnesses or
victims called upon to testify, in particular where life, liberty or
security of person are at stake, or interests coming generally within
the ambit of Article 8 of the Convention (see Doorson v. the
Netherlands, cited above, § 70).
However,
only such measures restricting the rights of the defence which are
strictly necessary are permissible under Article 6. Moreover, in
order to ensure that the accused receives a fair trial, any
difficulties caused to the defence by a limitation on its rights must
be sufficiently counterbalanced by the procedures followed by the
judicial authorities (ibid., § 72, and P.S. v. Germany,
no. 33900/96, § 23, 20 December 2001).
Where
a conviction is based solely or to a decisive degree on depositions
that have been made by a person whom the accused has had no
opportunity to examine or have examined, whether during the
investigation or at the trial, the rights of the defence are
restricted to an extent that is incompatible with the guarantees
provided by Article 6 (see Van Mechelen and Others v. the
Netherlands, cited above, § 55, and Windisch v.
Austria, judgment of 27 September 1990, Series A no. 186,
§ 31).
ß. Victims
The
Court notes that the applicants’ conviction for robbery with
violence was based, inter alia, on statements given by Mr
D.E., Mr Yu.D., Mr R.I., Mr V.G. and Ms S.S. during the preliminary
investigation. It considers that, although
the five victims of the crime did not testify in court in person,
they are to be regarded for the purposes of Article 6 § 3 (d) of
the Convention as witnesses – a term to be given an autonomous
interpretation – since their pre-trial statements were taken
into account by the trial court (see Delta v.
France, judgment of 19 December 1990, Series A no. 191 A,
§ 33).
The
Court notes that organising criminal proceedings in such a way as to
protect the interests of victims is a relevant consideration to be
taken into account for the purposes of Article 6 of the Convention.
However, the reasons given by the victims to justify their absence at
the trial were rather vague and speculative and do not, therefore,
appear relevant. In particular, Mr D.E., Mr Yu.D., Mr V.G. and Ms
S.S. twice refused to attend the trial hearing because they feared
for their safety. They failed to provide any explanation as to the
nature of or grounds for those fears. Furthermore, Mr R.I.
excused himself from the trial simply on grounds of his inability to
be absent from work.
The Court cannot establish from the materials at its
disposal how the trial court assessed the reasonableness of the
personal fear of the victims vis-à-vis the applicants
or counterbalanced Mr R.I.’s need to be at work against the
applicants’ defence rights. Accordingly, it is bound to
conclude that the trial court took the reasons advanced by the
victims for granted without considering whether they were genuine or
not.
Having regard to the fact that the applicants had no
opportunity to cross-examine the five victims of the crime at the
pre-trial stage, the Court is not satisfied that the interest of the
victims in ensuring their safety or securing their employment could
justify limiting the rights of the applicants to a considerable
extent (see, mutatis mutandis, Krasniki v. the Czech
Republic, no. 51277/99, § 83, 28 February 2006).
In
these circumstances, the applicants cannot be said to have received a
fair trial.
There
has thus been a violation of Article 6 § 3 (d) in conjunction
with Article 6 § 1 of the Convention in respect of both
applicants on account of the victims’ absence at the trial.
γ. Mr L. and Mr K.
The
Court notes that Mr L. was a prosecution witness from whom the first
applicant had allegedly borrowed the money found by the police (see
paragraphs 12, 13 and 42 above) and that Mr K. was a prosecution
witness who had seen two men in the flat in which the applicants had
been arrested (see paragraph 44 above). It further notes that it was
disputed between the parties whether the defence had objected to Mr
L.’s pre-trial statements being read out at the hearing of 26
October 2001. If the first applicant had indeed failed to raise an
objection, such a failure could be considered as a waiver of the
right (see Vozhigov v. Russia, no. 5953/02, § 57, 26
April 2007). The Court reiterates that a waiver of the exercise of a
right guaranteed by the Convention, in so far as such a waiver is
permitted in domestic law, must be established in an unequivocal
manner and be attended by minimum safeguards commensurate with its
importance (see Colozza v. Italy, judgment of 12 February
1985, Series A no. 89, pp. 14-15, § 28; Sejdovic v.
Italy [GC], no. 56581/00, § 86, ECHR 2006 ...;
and Hermi v. Italy [GC], no. 18114/02, § 73,
ECHR 2006 ...).
The
Court notes that the first applicant requested that Mr L. be summoned
to the hearing (see paragraph 42 above). The Government did not
dispute the applicants’ submissions that they had objected to
the statements of the two witnesses being read out at the hearings
held before 26 October 2001. The second applicant challenged the
accuracy of the trial record that contained a note “No
objections” at page 71, arguing that the court secretary had
erred in failing to insert the objections to the witnesses’
statements being read out (see paragraph 65 above). In such
circumstances the Court finds that there was no unequivocal waiver of
the first applicant’s right to question Mr L.
Furthermore,
the Court is not persuaded that the applicants did not object to
Mr K.’s pre-trial statement being read out (see paragraph
45 above). It refers in this connection to the Government’s
submission that Mr Sh., the applicants’ co-accused, had
requested the trial court to read out Mr K.’s statement.
However, the Court is not convinced that in such circumstances the
applicants’ right to cross-examine the witness was waived. In
the Court’s view, where several persons are brought to trial,
the defence rights of each of them must be equally respected as
interests of the co-accused may be in conflict and a testimony in
favour of one of them could have adverse implications for another.
Accordingly, the Court does not find that there was a clear and
unequivocal waiver of the applicants’ right to cross-examine
Mr K.
The
Court notes that the domestic authorities made no particular effort
to bring Mr L. and Mr K. before the trial court. The Government have
put forward no convincing argument explaining the absence of Mr L.
The Court considers that Mr L.’s testimony at the hearing would
have been crucial for the establishment of the facts of the case as
it could have supported or refuted the first applicant’s
account of events given that the witness’s pre-trial statement
had been corrected and its initial sense was not unambiguous (see
paragraph 42 above). Neither does it appear that the trial court was
particularly diligent in securing Mr K.’s attendance of the
hearing despite the fact that he could have clarified in the
courtroom whether the two men who he had seen in Mr R.’s flat
had been the applicants or other persons (see paragraph 44 above).
The
Court therefore finds that there has been a breach of the applicants’
rights under Article 6 § 3 (d) in conjunction with Article 6 §
1 of the Convention on account of the trial court’s failure to
secure Mr L. and Mr K.’s presence at the hearing.
ii. Defence witnesses
α. General principles
The
Court once again reiterates the general principles on admissibility
of evidence (see paragraph 189 above). Further, it emphasises that
Article 6 § 3 (d) of the Convention does not
grant the accused an unlimited right to secure the appearance of
witnesses in court. It is normally for the national courts to decide
whether it is necessary or advisable to hear a particular witness
(see Laukkanen and Manninen v. Finland, no. 50230/99,
§ 35, 3 February 2004). Article 6 § 3 (d) does not
require the attendance and examination of every witness on the
accused’s behalf: its essential aim, as indicated by the words
“under the same conditions”, is a full “equality of
arms” in the matter (see Bricmont v. Belgium, judgment
of 7 July 1989, Series A no. 158, § 89 and Vidal
v. Belgium, judgment of 22 April 1992, Series A
no. 235 B, § 33). The Court reiterates that the
principle of equality of arms implies that the applicant must be
“afforded a reasonable opportunity to present his case under
conditions that do not place him at a disadvantage vis-à-vis
his opponent” (see Bulut v. Austria, judgment of 22
February 1996, Reports of Judgments and Decisions 1996-II,
§ 47). The concept of “equality of arms” does
not, however, exhaust the content of paragraph 3 (d) of Article 6,
nor that of paragraph 1, of which this phrase represents one
application among many others. The task of the Court is to ascertain
whether the proceedings at issue, considered as a whole, were fair as
required by paragraph 1 (see, among other authorities, Delta v.
France, judgment of 19 December 1990, Series A no. 191, p. 15,
§ 35, and Vidal v. Belgium, judgment of 22
April 1992, Series A no. 235-B, § 33).
ß. Mr I.P. and Mr M.A.
The
Court recalls that Mr I.P. and Mr M.A. were witnesses on the second
applicant’s behalf from whom he had allegedly borrowed the
money (see paragraph 12 above). It notes that it was disputed between
the parties whether the trial court had summoned Mr I.P. and Mr M.A.
or not. The Government submitted that the trial court had granted the
second applicant’s request to summon Mr I.P. and Mr M.A.
However, they failed to produce copies of summonses addressed to
those individuals. Mr I.P. and Mr M.A. stated in their affidavits
made in the presence of a notary that they had not received any
summonses. The Court notes that the Government had an opportunity to
comment on the affidavits but made no use of it. Accordingly, the
Court finds that the second applicant substantiated his allegations
by material evidence while the Government did not.
The
Court observes that, should the trial court have considered it
unnecessary to summon Mr I.P. and Mr M.A., it could have dismissed
the second applicant’s requests to summon the two witnesses on
his behalf. However, the trial court formally granted such requests
and thus agreed that the statements of Mr I.P. and Mr M.A. could have
been relevant. The Court therefore considers that the trial court was
under an obligation to take effective measures to ensure the
witnesses’ presence at the hearing by way of, at the very
least, issuing summonses. Having failed to do so, the trial court did
not comply with its duty to ensure the presence of witnesses on the
second applicant’s behalf on the same conditions as that of the
prosecution witnesses and thus breached the “equality of arms”
principle.
It
follows that there has been a breach of Article 6 § 3 (d) in
conjunction with Article 6 § 1 of the Convention on account of
the failure to summon Mr I.P. and Mr M.A.
γ. Police officers and shop assistants
The
Court observes that in the present case the identities of the police
officers and the shop assistants who had allegedly seen the
applicants on the night of the crime were not established. The Court
further notes that the trial court found that those witnesses’
testimonies had not been crucial for the establishment of the
applicants’ respective alibis (see paragraphs 51 and 52 above).
In such circumstances, and considering inevitable difficulties in
identifying those persons and establishing their whereabouts that the
trial court would have faced if agreed to summon them, the Court
finds that the refusal to search for the unidentified witnesses and
to summon them did not restrict the applicants’ defence rights
to an impermissible extent.
It
follows that there has been no violation of Article 6 § 3 (d) in
conjunction with Article 6 § 1 of the Convention in this
respect.
IV. OTHER ALLEGED VIOLATIONS OF THE CONVENTION
The
applicants raised a number of other complaints alleging a breach of
their Convention rights. In particular, they complained under Article
6 § 1 of the Convention that the proceedings against them had
been excessively long; that the stipendiary judge, the lay judges and
the court’s secretary had been partial; and that the trial
court had relied on inadmissible evidence and erred in its assessment
of the evidence. They further complained of the refusal to initiate
supervisory-review proceedings in their case. Under Article 6 §
2 of the Convention, they complained that the trial court had accused
them of forgery when commenting on the origin of the correction in Mr
L.’s statement. The first applicant complained that Mr T. had
not attended the hearing immediately upon the defence’s request
and that Mr. G. and Mr Tr. had not appeared before the trial court at
all. The first applicant also complained that his legal-aid lawyer
was incompetent. The second applicant complained that the trial court
had relied upon his co-accused’s testimony given in court. In
his letter of 10 July 2003 the second applicant complained under
Article 6 of the Convention that his lawyer had not been present at
the appeal hearing. In their letter of 23 February 2004 the
applicants complained under Article 5 § 1 of the Convention
about the length of their pre-trial detention and about the fact that
their arrest and the extension of their detention had been ordered by
the prosecutor.
Having
regard to all the material in its possession, and as far as it is
within its competence, the Court finds that the applicants’
submissions disclose no appearance of violations of the rights and
freedoms set out in the Convention or its Protocols. It follows that
this part of the application must be rejected as being manifestly
ill-founded, pursuant to Article 35 §§ 3 and 4 of the
Convention.
V. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article 41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Pecuniary damage
The
first applicant claimed 140,000 Russian roubles (RUB) and the second
applicant claimed RUB 100,000 in respect of pecuniary damage that
they had sustained as a result of the search and the seizure of their
money. Further, the first applicant claimed RUB 252,000 and the
second applicant claimed RUB 216,000 as loss of earnings that they
would have received if they had not been detained. The first
applicant claimed RUB 10,000 in compensation for medicines seized by
the prison authorities. The second applicant claimed RUB 19,776 in
compensation for expenses incurred in buying medicines.
The
Government contested these claims. They stated that the
reasonableness of the national authorities’ actions on charging
a person with a criminal offence was not subject to review within the
framework of the proceedings before the Court. Furthermore, the
Government noted that the applicants’ claims had not been
confirmed by any official documents.
The
Court first notes that the applicants raised no complaints concerning
the allegedly unlawful seizure of the money found in Mr R.’s
flat. Accordingly, it does not discern any causal link between the
violation of Article 6 of the Convention found and the pecuniary
damage alleged; it therefore rejects this claim. Further, the Court
cannot speculate as to what the outcome of the criminal proceedings
against the applicants might have been if the violation of the
Convention had not occurred (see, among other authorities, Popov
v. Russia, no. 26853/04, § 260, 13 July 2006;
Schmautzer v. Austria, judgment of 23 October 1995, Series A
no. 328-A, § 44; and Findlay v. the United Kingdom,
judgment of 25 February 1997, Reports of Judgments and Decisions
1997-I, § 85). Therefore, the Court finds it inappropriate
to award the applicants compensation for pecuniary damage for loss of
earnings. Lastly, the Court finds no causal link between the
violation of Article 6 of the Convention and the amounts spent on
medicines; it therefore rejects this claim.
B. Non-pecuniary damage
Each
applicant claimed 10,000 euros (EUR) in respect of non-pecuniary
damage sustained as a result of the violations of their Convention
rights.
The
Government contested the applicants’ claim and considered it
unsubstantiated and excessive. In the Government’s view, the
finding of a violation would constitute sufficient just satisfaction
in the present case.
Inasmuch
as the applicants’ claim relates to the finding of violations
of Article 6 § 3 (d) in conjunction with Article 6 § 1, the
Court reiterates that when an applicant has been convicted despite a
potential infringement of his rights as guaranteed by Article 6 of
the Convention, he should, as far as possible, be put in the position
in which he would have been had the requirements of that provision
not been disregarded, and that the most appropriate form of redress
would, in principle, be trial de novo or the reopening of the
proceedings, if requested (see Öcalan v. Turkey [GC],
no. 46221/99, § 210 in fine, ECHR 2005-IV; and Popov
v. Russia, no. 26853/04, § 263, 13 July
2006). The Court notes, in this connection, that Article
413 of the Code of Criminal Procedure provides that criminal
proceedings may be reopened if the Court finds a violation of the
Convention.
The
Court finds in the present case that it is reasonable to assume that
the applicants suffered distress and frustration caused by the
unfairness of the criminal proceedings against them. Moreover, it has
found a violation of Article 3 in respect of the first applicant who
was subjected to inhuman and degrading treatment. Deciding on an
equitable basis, the Court awards the first applicant EUR 8,000 and
the second applicant EUR 5,000 for non-pecuniary damage, plus any tax
that may be chargeable to these amounts.
C. Costs and expenses
As
the applicant did not claim costs and expenses, the Court makes no
award under this head.
D. Default interest
The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
Declares the first applicant’s complaint
concerning the conditions of his detention in UE-148/5, as well as
the complaints concerning the applicants’ self-incriminating
statements and the lack of possibility to cross-examine the
prosecution and defence witnesses at the trial admissible, and the
remainder of the application inadmissible;
Holds that there has been a violation of Article
3 of the Convention in respect of the first applicant’s
conditions of detention in UE-148/5;
Holds that there has been no violation of
Article 6 § 1 of the Convention in respect of the alleged
self-incrimination in respect of both applicants;
Holds that there has been a violation of Article
6 § 3 (d) in conjunction with Article 6 § 1 of the
Convention in that the domestic courts failed to ensure the presence
at the hearing of the five victims of the crime;
Holds that there has been a violation of Article
6 § 3 (d) in conjunction with Article 6 § 1 of the
Convention in that the domestic courts failed to ensure the presence
at the hearing of Mr L. and Mr K., the prosecution witnesses;
Holds that there has been a violation of Article
6 § 3 (d) in conjunction with Article 6 § 1 of the
Convention in that the domestic courts failed to summon Mr I.P. and
Mr M.A., witnesses for the second applicant;
Holds that there has been no violation of
Article 6 § 3 (d) in conjunction with Article 6 § 1 of the
Convention in that the domestic courts failed to summon the police
officers and shop assistants, witnesses for the second applicant;
Holds
(a) that
the respondent State is to pay, within three months from the date on
which the judgment becomes final in accordance with Article 44 § 2
of the Convention, the first applicant EUR 8,000 (eight thousand
euros) and the second applicant EUR 5,000 (five thousand euros), in
respect of non-pecuniary damage, to be converted into Russian roubles
at the rate applicable at the date of settlement, plus any tax that
may be chargeable to these amounts;
(b) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amounts at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points;
Dismisses the remainder of the applicants’
claim for just satisfaction.
Done in English, and notified in writing on 25 September 2008,
pursuant to Rule 77 §§ 2 and 3 of the Rules of Court.
Søren Nielsen Christos Rozakis
Registrar President
In
accordance with Article 45 § 2 of the Convention and Rule 74 §
2 of the Rules of Court, the following opinion is annexed to this
judgment:
(a)
concurring opinion of Judge Spielmann.
C.L.R.
S.N.
CONCURRING OPINION OF JUDGE SPIELMANN
I
agree in all respects with the Court’s conclusions as to the
violation of Article 6 § 3 (d) taken together with Article 6 §
1 of the Convention.
I
would, however, have liked the reasoning set out in paragraph 219 of
the judgment, on account of its importance, to have been included in
the operative provisions as well.
I
believe, for the reasons set out in my concurring opinion, joined by
my colleague Judge Malinverni, appended to the Vladimir Romanov
v. Russia judgment (24 July 2008, no. 41461/02), that
where, as in the present case, the respondent State has equipped
itself with a review procedure, it is the Court’s duty not only
to note the existence of such a procedure, as it does in
paragraph 219 of the judgment, but also to urge the authorities
to make use of it, provided, of course, that the applicant so wishes.
However,
this is not legally possible unless such an exhortation appears in
the operative provisions of the judgment.