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MEZHIDOV v. RUSSIA - 67326/01 [2008] ECHR 897 (25 September 2008)
URL: http://www.bailii.org/eu/cases/ECHR/2008/897.html
Cite as:
[2008] ECHR 897
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FIRST
SECTION
CASE OF
MEZHIDOV v. RUSSIA
(Application
no. 67326/01)
JUDGMENT
STRASBOURG
25
September 2008
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial
revision.
In the case of Mezhidov v. Russia,
The
European Court of Human Rights (First Section), sitting as a Chamber
composed of:
Christos
Rozakis,
President,
Nina
Vajić,
Anatoly
Kovler,
Elisabeth
Steiner,
Khanlar
Hajiyev,
Dean
Spielmann,
Sverre
Erik Jebens,
judges,
and
Søren Nielsen, Section
Registrar,
Having
deliberated in private on 4 September 2008,
Delivers
the following judgment, which was adopted on the last mentioned
date:
PROCEDURE
The
case originated in an application (no. 67326/01) against the Russian
Federation lodged with the Court under Article 34 of the Convention
for the Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by a Russian national, Mr Ruslan Olegovich
Mezhidov (“the applicant”), on 15 November 2000.
The
applicant was represented by lawyers from the Human Rights Centre
Memorial (Moscow) and the European Human Rights Advocacy Centre
(London). The Russian Government (“the Government”) were
represented first by Mr P. Laptev and then by Mrs V. Milinchuk, both
former Representatives of the Russian Federation at the European
Court of Human Rights.
The
applicant alleged, in particular, a violation of Article 2 of the
Convention on account of the killing of his relatives in an attack by
federal troops and the failure of the domestic authorities to carry
out an effective investigation into their deaths. He also complained
about the absence of effective remedies in respect of those
violations.
On
13 October 2004 the President of the First Section decided to grant
priority to the application under Rule 41 of the Rules of Court.
By
a decision of 21 September 2006, the Court declared the application
partly admissible.
The
applicant and the Government each filed further written observations
(Rule 59 § 1).
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The applicant was born in 1967 and lives in the village
of Nadterechnoye, Chechnya.
The
facts of the case as submitted by the parties are summarised in
section A below (paragraphs 9-40). A description of the documents
submitted by the Government is contained in section B below
(paragraphs 41-42).
A. The facts
At
the material time the applicant and his family lived in the village
of Znamenskoye, in the Nadterechny District of Chechnya. They had an
apartment in a block of flats at 19 Shosseynaya Street. The
applicant’s family consisted of his father, Oleg Semenovich
Mezhidov, born in 1938, his mother, Movlmat Lemayevna Mezhidova, born
in 1940, his brother, Bislan Olegovich Mezhidov, born in 1969, and
his two sisters, Aminat Olegovna Mezhidova, born in 1973, and
Svetlana Olegovna Mezhidova, born in 1985.
1. Killing of the applicant’s relatives
In
early October 1999 the Russian Government launched a
counter terrorist operation in the Chechen Republic.
On
5 October 1999, between 7 and 9 p.m., the village of Znamenskoye came
under fire. It appears that the applicant was absent from home at the
time. His parents, brother and sisters tried to escape but were
killed by a shell which burst in the courtyard of the building at
19 Shosseynaya Street.
According
to the applicant, the village was shelled by artillery positioned on
the Terskiy mountain range, where Russian troops were stationed. In
his submission, a total of five to six shells had been fired during
the attack. He submitted a sketch map of the scene of the incident
indicating the shell craters. According to him, the position of the
craters clearly indicated that the shells could only have been fired
from the Terskiy mountain range. The applicant also submitted
statements by two witnesses who had testified that the village had
been shelled from the Terskiy mountain range and that they had seen
the Russian forces stationed there.
According
to the Government, the applicant’s family members died in an
attack on the village of Znamenskoye carried out with unidentified
firearms by unidentified men. They also suggested with reference to
the information provided by the Prosecutor General’s Office of
Russia and the Chechen Department of the Federal Security Service
that “the Mezhidovs [had been] killed by members of illegal
armed formations”.
On
24 November 1999 the Civil Registration Office of the Nadterechny
District certified the deaths of the applicant’s relatives. The
certificates stated that each of them had died of “multiple
shrapnel wounds”. The date and the place of death were recorded
as 5 October 1999, Znamenskoye.
2. Official investigation
According
to the applicant, the courts and administrative institutions in the
Chechen Republic ceased functioning when the hostilities began.
On
3 February 2000, when the local law-enforcement bodies became
operational, the applicant asked the Nadterechny prosecutor’s
office (прокуратура
Надтеречного
района)
to investigate the deaths of his family members. The applicant
submitted a copy of his application, which bears no stamp to show
that it had been received by the authorities. In the applicant’s
submission, no investigative measures were taken in connection with
his application. Some time later he was informed by law-enforcement
officials that on 5 October 1999 Znamenskoye had allegedly been
shelled by Chechen fighters with 120 mm-calibre mortars.
On
22 June 2000 the applicant applied to the
Special Envoy of the Russian President in Chechnya for Rights and
Freedoms (Специальный
представитель
Президента
Российской
Федерации
по
соблюдению
прав
и
свобод
человека
в
Чеченской
Республике),
complaining about the killing of his relatives and the lack of an
effective investigation. The Envoy assured the applicant that he
would take up his case and advised him to lodge another application
with the Nadterechny prosecutor’s office.
On 30 June 2000
the applicant again applied to the Nadterechny prosecutor’s
office in writing. He restated the circumstances of his family
members’ deaths and requested that an investigation be carried
out. The applicant submitted a copy of his application, which bears
no stamp to show that it had been received by the authorities.
According to the Government, the applicant did not inform the
law-enforcement authorities of the incident of 5 October 1999 until 3
July 2000.
According
to the applicant, at some point he himself searched for and found
fragments of shells at the scene of the incident in Znamenskoye and
delivered them to the Nadterechny prosecutor’s office. It
appears that an official of the Nadterechny prosecutor’s office
sent the fragments for an expert examination.
On
9 August 2000 an expert examined thirty fragments collected at the
scene of the incident in Znamenskoye and reported that they were
pieces of large-calibre (122 mm and 152 mm) artillery shells. The
applicant submitted a copy of this report. The Government made no
comments as regards the results of the examination.
On
17 November 2000 criminal proceedings in connection with the death of
the applicants’ relatives were instituted under Article 105 §
2 of the Russian Criminal Code (murder of two or more persons
committed by a generally dangerous method). The case file was
assigned the number 28026.
On
17 January 2001 the investigation was suspended, on the ground that
it was not possible to establish who was responsible. This decision
was set aside on 22 March 2001 and the proceedings were resumed.
According
to the Government, the applicant was granted the status of victim of
a crime on 12 April 2001. They did not submit a copy of that
decision.
On
22 April 2001 the investigation was again adjourned.
In
a letter of 28 May 2001 the Nadterechny prosecutor’s office
notified the applicant that the criminal proceedings in case no.
28026 had been suspended, as it was impossible to identify those
responsible. The letter further stated that the search for culprits
was being continued.
It
does not appear that any investigative activity took place between
April 2001 and January 2005.
On
13 October 2004 the present application was communicated to the
Russian Government.
On
19 January 2005 the criminal proceedings in case no. 28026 were
re-opened, and then suspended on 19 February 2005 in the absence of
those responsible.
On
10 November 2005 the Nadterechny prosecutor’s office resumed
the investigation, stating that the decision of 19 February 2005 by
which the investigation had been adjourned had been premature, as a
number of necessary investigative actions had not been taken. The
applicant was informed in writing of the resumption of the
investigation on the same date.
On
10 December 2005 the investigation was suspended on the ground that
it was not possible to establish the identity of the alleged
perpetrators. The applicant was informed of this decision on the same
date.
On
11 September 2006 the Nadterechny prosecutor’s office resumed
the proceedings in case no. 28026, referring to the investigating
authorities’ failure to take a number of necessary
investigative actions. The applicant was informed of this decision in
a letter of 11 September 2006.
In
the period between 27 September and 3 October a number of decisions
were taken granting the status of victim in case no. 28026 to several
persons injured during the incident of 5 October 1999. When
describing the circumstances of the incident, the decisions stated
that “on 5 October 1999 approximately between 7 and 9 p.m.
blocks of flats situated in Shosseynaya Street in the village of
Znamenskoye [had come under fire] supposedly from federal artillery”.
On
11 October 2006 the investigation was suspended, and the applicant
was informed of that decision in writing on the same date.
On
17 November 2006 the investigation was again re-opened.
Referring
to the information provided by the Prosecutor General’s Office,
the Government submitted that a criminal investigation into the
deaths of the applicant’s relatives as a result of an attack
“with unidentified weapon by unidentified persons” had
been opened on 17 November 2000 and then repeatedly suspended and
resumed. In their memorandum of 27 December 2006 they submitted
that it was pending and was being supervised by the Prosecutor
General’s Office. According to the Government, although a
considerable number of investigative measures had been taken, the
investigating authorities were unable to identify the culprits.
They
further submitted that on 12 April 2001 the applicant had been
granted the status of victim of a crime and questioned on the same
date and subsequently on 2 January 2005 and 9 October 2006. The
investigating authorities also questioned eighteen witnesses,
including the applicant’s neighbours. According to the
Government, some of the applicant’s neighbours testified that
rebel fighters in possession of automatic firearms and grenade
launchers had lived in the same block of flats as the Mezhidov family
and that, before leaving on 5 October 1999, they had threatened the
residents on account of their cooperation with the federal
authorities. Shortly after the rebels’ departure there had been
an explosion in the courtyard of the block of flats. The Government
did not specify on what date witness statements had been obtained.
According to the Government, it was impossible to find other
witnesses in the case, but the search for them was currently under
way.
In
the Government’s submission, at some point an expert
examination of the fragments of shells found by the applicant at the
scene of the incident was conducted. According to the results of that
examination, it was impossible to establish the exact origin of the
fragments in question. The Government did not specify the date of
that examination or produce a copy of a document indicating its
results. They also referred to witness statements of a certain
“specialist” who “[had not] confirmed [the
applicant’s] allegations that the fragments found by him had
come from artillery shells”.
According
to the Government, on 5 February 2005 the investigating authorities
ordered another expert examination so as to identify the fragments
found during the inspection of the crime scene which had allegedly
been carried out in the applicant’s presence and compare them
with those delivered by him earlier. The Government did not specify
the date on which the inspection had been carried out or submit a
copy of the document indicating its results. On 26 April 2005, the
date on which the Government submitted their second memorandum prior
to the decision on the admissibility of the present application, the
expert examination allegedly ordered on 5 February 2005 was still
under way. The Government did not provide any information regarding
the outcome of that examination in their memorandum of 27 December
2006 submitted after the decision on admissibility had been taken.
The
Government also stated that the applicant had refused to allow the
investigating authorities to exhume the bodies of his relatives so
that forensic experts could examine them, although that was crucial
for establishing the circumstances of their deaths.
They
further submitted that the investigating authorities had sent a
number of queries to various State bodies on 17 November and
17 December 2000, 22 and 28 March and 27 April 2001, 19 and 20
January and 2 February 2005 and taken other investigative measures,
but did not specify what those measures had been. Also, on 20 January
2005 an investigative group was set up in connection with the case.
An investigator from a military prosecutor’s office had been
included in that group so as to verify whether federal military
personnel had been involved in the alleged offence. On 14 November
2005 the investigating authorities requested the military
prosecutor’s office of military unit 20102 (военная
прокуратура
– войсковая
часть
20102) to establish which units of the Russian Ministry of
Defence and of the Russian Ministry of the Interior had been
stationed in the vicinity of the Terskiy mountain range on 5 October
1999. The reply which they received stated that it was impossible to
provide the requested information. On 15 November 2005 the
investigating authorities sent the same request to the command of the
United Group Alignment (объединенная
группа
войск).
The latter replied that they had no such information.
B. Documents submitted by the Government
In
October 2004, when the application was communicated to them, the
Government were invited to produce a copy of the investigation file
in criminal case no. 28026 opened in connection with the
incident of 5 October 1999 in the village of Znamenskoye.
Relying on information obtained from the Prosecutor General’s
Office, the Government replied that the investigation was in progress
and that the disclosure of the documents would be in violation of
Article 161 of the Code of Criminal Procedure since the file
contained information of a military nature and personal data
concerning the witnesses. At the same time, the Government suggested
that a Court delegation could have access to the file at the place
where the preliminary investigation was being conducted, with the
exception of “the documents [disclosing military information
and personal data concerning the witnesses], and without the right to
make copies of the case file and to transmit it to others”. In
March 2005 the Court reiterated its request and suggested that Rule
33 § 3 of the Rules of Court be applied. In reply, the
Government again refused to produce the investigation file for the
aforementioned reasons.
On
21 September 2006 the application was declared partly admissible. At
that stage the Court once again invited the Government to submit the
investigation file and to provide information concerning the progress
of the investigation. In December 2006 the Government informed the
Court of the latest dates on which the investigation had been
suspended and reopened and produced several documents pertaining to
the period after November 2005. Overall, the Government produced 44
documents running to a total of 52 pages from the case file, which,
as could be ascertained from the page numbering, comprised at least
314 pages. The documents included:
(a) several
procedural decisions taken after November 2005 suspending and
reopening the investigation in case no. 28026;
(b) a
number of investigators’ decisions taking up case no. 28026;
(c) a
number of decisions on transfer of case no. 28026 from one
investigator to another;
(d) decisions
granting the status of victims in case no. 28026 to several persons
who were injured during the incident of 5 October 1999 in
Znamenskoye, but not to the applicant;
(e) letters
for the period between November 2005 and October 2006 informing the
applicant and the other victims of the suspension and reopening of
the criminal proceedings in case no. 28026.
The
Government did not submit any other documents.
II. RELEVANT DOMESTIC LAW
Until
1 July 2002 criminal-law matters were governed by the 1960 Code of
Criminal Procedure of the RSFSR. On 1 July 2002 the old Code was
replaced by the Code of Criminal Procedure of the Russian Federation.
Article
125 of the new Code provides that the decision of an investigator or
prosecutor to dispense with criminal proceedings or to terminate
criminal proceedings, and other decisions and acts or omissions which
are liable to infringe the constitutional rights and freedoms of the
parties to criminal proceedings or to impede citizens’ access
to justice may be appealed against to a district court, which is
empowered to check the lawfulness and grounds of the impugned
decisions.
Article
161 of the new Code enshrines the rule that data from the preliminary
investigation may not be disclosed. Paragraph 3 of the same Article
provides that information from the investigation file may be divulged
with the permission of a prosecutor or investigator and only in so
far as it does not infringe the rights and lawful interests of the
participants in the criminal proceedings and does not prejudice the
investigation. It is prohibited to divulge information about the
private life of the participants in the criminal proceedings without
their permission.
THE LAW
I. THE GOVERNMENT’S PRELIMINARY OBJECTION
A. Submissions by the parties
The
Government argued that the applicant’s complaints should be
declared inadmissible for non-exhaustion of domestic remedies. They
stated that the investigation into the killing of the applicant’s
relatives had not yet been completed. The Government further
contended that the applicant had never lodged any court complaints
under Article 125 of the Russian Code of Criminal Procedure against
the actions or omissions of the investigating authorities or filed
any motions, made any requests or challenged the investigators’
decisions during the criminal proceedings in connection with the
deaths of his relatives. The Government further argued that the
applicant could also have filed a claim for compensation for the
deaths of his relatives in civil proceedings, but had never availed
himself of that remedy.
The
applicant disputed the Government’s arguments. He claimed that
the fact that the investigation into the killing of his family
members was still pending called into question its effectiveness
rather than indicating that his complaints were premature. The
applicant also contended that the Government had not demonstrated
that the remedies to which they had referred were effective and, in
particular, were capable of leading to the identification and
punishment of those responsible, as required by the Court’s
settled case-law in relation to complaints under Article 2 of the
Convention.
B. The Court’s assessment
The
Court notes that, in its decision of 21 September 2006, it considered
that the question of exhaustion of domestic remedies was closely
linked to the substance of the present application and that it should
be joined to the merits. It will now proceed to assess the parties’
arguments in the light of the Convention provisions and its relevant
practice.
The Court reiterates that the rule of exhaustion of
domestic remedies under Article 35 § 1 of the Convention obliges
applicants to use first the remedies which are available and
sufficient in the domestic legal system to enable them to obtain
redress for the breaches alleged. The existence of the remedies must
be sufficiently certain both in theory and in practice, failing which
they will lack the requisite accessibility and effectiveness.
Article 35 § 1 also requires that complaints
intended to be brought subsequently before the Court should have been
made to the appropriate domestic body, at least in substance and in
compliance with the formal requirements and time-limits laid down in
domestic law and, further, that any procedural means that might
prevent a breach of the Convention should have been used. However,
there is no obligation to have recourse to remedies which are
inadequate or ineffective (see Aksoy v. Turkey, judgment of 18
December 1996, Reports of Judgments and Decisions 1996 VI,
pp. 2275-76, §§ 51-52; Akdivar and Others v.
Turkey, judgment of 16 September 1996, Reports 1996 IV,
p. 1210, § 65-67; and, most recently, Cennet Ayhan
and Mehmet Salih Ayhan v. Turkey, no. 41964/98, § 64,
27 June 2006).
In
the present case, in so far as the Government argued that the
applicant had failed to seek compensation for his relatives’
deaths in civil proceedings, the Court points out that, as it has
already found in a number of similar cases, a civil action by itself
cannot be regarded as an effective remedy in the context of claims
brought under Article 2 of the Convention. A civil court is unable to
pursue any independent investigation and is not capable, without the
benefit of the conclusions of a criminal investigation, of making any
meaningful findings as to the identity of the perpetrators of fatal
assaults, still less of attributing responsibility. Furthermore, a
Contracting State’s obligation under Articles 2 and 13 of
the Convention to conduct an investigation capable of leading to the
identification and punishment of those responsible in cases of fatal
assaults might be rendered illusory if, in respect of complaints
under those Articles, an applicant were to be required to pursue an
action leading only to an award of damages (see Yaşa
v. Turkey, judgment of 2 September 1998, Reports
1998 VI, p. 2431, § 74, and Khashiyev and
Akayeva v. Russia, nos. 57942/00 and 57945/00,
§§ 119-121, 24 February 2005). In the light of the
above, the Court finds that the applicant was not obliged to pursue a
civil remedy and that this limb of the Government’s preliminary
objection should therefore be dismissed.
In
so far as the Government argued that the applicant had not lodged any
court complaints against the actions and omissions of the
investigating authorities, or filed any motions, or made any requests
during the investigation, the Court emphasises that the application
of the rule of exhaustion of domestic remedies must make due
allowance for the fact that it is being applied in the context of
machinery for the protection of human rights that the Contracting
States have agreed to set up. Accordingly, it has recognised that
Article 35 § 1 must be applied with some degree of flexibility
and without excessive formalism. It has further recognised that the
rule of exhaustion is neither absolute nor capable of being applied
automatically; for the purposes of reviewing whether it has been
observed, it is essential to have regard to the circumstances of the
individual case. This means, in particular, that the Court must take
realistic account not only of the existence of formal remedies in the
legal system of the Contracting State concerned but also of the
general context in which they operate, as well as the personal
circumstances of the applicant. It must then examine whether, in all
the circumstances of the case, the applicant did everything that
could reasonably be expected of him or her to exhaust domestic
remedies (see Akdivar and Others, cited above, p. 1211, §
69; Aksoy, cited above, p. 2276, §§ 53-54; and
Tanrıkulu v. Turkey
[GC], no. 23763/94, § 82,
ECHR 1999 IV).
The
Court considers that this limb of the Government’s preliminary
objection raises issues which are closely linked to the question of
the effectiveness of the investigation, and it would therefore be
appropriate to address the matter in the examination of the substance
of the applicant’s complaints under Article 2 of the
Convention.
II. ALLEGED VIOLATION OF ARTICLE 2 OF THE CONVENTION
The
applicant complained of the killing of his relatives and of the
domestic authorities’ failure to carry out an effective
investigation into their deaths. He relied on Article 2 of the
Convention, which provides as follows:
“1. Everyone’s right to life
shall be protected by law. No one shall be deprived of his life
intentionally save in the execution of a sentence of a court
following his conviction of a crime for which this penalty is
provided by law.
2. Deprivation of life shall not be regarded
as inflicted in contravention of this article when it results from
the use of force which is no more than absolutely necessary:
(a) in defence of any person from unlawful
violence;
(b) in order to effect a lawful arrest or to
prevent the escape of a person lawfully detained;
(c) in action lawfully taken for the purpose
of quelling a riot or insurrection.”
A. Alleged failure to protect the right to life
1. Submissions by the parties
The
applicant stated, firstly, that on 5 October 1999 the village of
Znamenskoye had been attacked from the Terskiy mountain range, where
Russian troops were stationed. He submitted statements by two
witnesses who had indicated that the village had been shelled from
the Terskiy mountain range and that they had seen the Russian forces
stationed there. Secondly, the applicant referred to the expert
report of 9 August 2000, which had confirmed that the fragments
submitted for examination had been pieces of large-calibre (122 mm or
152 mm) artillery shells. The applicant stated that such shells could
only be fired from heavy artillery pieces, which presumably were in
the exclusive possession of the Russian armed forces. He therefore
argued that, in such circumstances, there was no doubt that the death
of his five family members was attributable to the State. The
applicant also pointed to the Government’s refusal to disclose
the file on the criminal case instituted in connection with the
killing of his relatives. He further submitted that the Government
had not advanced any arguments to show that the use of lethal force
had been justified under Article 2 § 2 of the Convention.
The
Government admitted that the applicant’s family members had
died, but claimed that the investigation had found no evidence of the
involvement of representatives of the federal forces in the alleged
offence. They did not comment on witness statements submitted by the
applicant or the expert report of 9 August 2000, but argued that
another expert examination of the fragments found by the applicant at
the scene of the incident had stated that it was impossible to
establish their exact origin. The Government did not furnish the
Court with a copy of the results of the expert examination to which
they referred. They relied on the information provided by the
Prosecutor General’s Office and the Chechen Department of the
Federal Security Service to the effect that the killing of the
applicant’s relatives had most likely been committed by members
of illegal armed formations, who had been armed with machine-guns and
mortars and had threatened the residents of Znamenskoye on account of
their cooperation with the federal authorities. The Government
therefore argued that there were no grounds to claim that the right
to life of the applicant’s relatives had been infringed by the
State.
2. The Court’s assessment
The
Court reiterates that Article 2, which safeguards the right to life
and sets out the circumstances where deprivation of life may be
justified, ranks as one of the most fundamental provisions in the
Convention, to which in peacetime no derogation is permitted under
Article 15. The situations where deprivation of life may be justified
are exhaustive and must be narrowly interpreted. The use of force
which may result in the deprivation of life must be no more than
“absolutely necessary” for the achievement of one of the
purposes set out in Article 2 § 2 (a), (b) and (c). This term
indicates that a stricter and more compelling test of necessity must
be employed than that normally applicable when determining whether
State action is “necessary in a democratic society” under
paragraphs 2 of Articles 8 to 11 of the Convention. Consequently, the
force used must be strictly proportionate to the achievement of the
permitted aims. In the light of the importance of the protection
afforded by Article 2, the Court must subject deprivations of life to
the most careful scrutiny, particularly where deliberate lethal force
is used, taking into consideration not only the actions of State
agents who actually administer the force but also all the surrounding
circumstances including such matters as the planning and control of
the actions under examination (see McCann and Others v. the United
Kingdom, judgment of 27 September 1995, Series A no. 324,
§§ 146 50; Andronicou and Constantinou v.
Cyprus, judgment of 9 October 1997, Reports of Judgments
and Decisions 1997 VI, pp. 2097 98, § 171; and
Oğur v. Turkey [GC], no. 21594/93, § 78,
ECHR 1999 III).
In
the present case, the Government acknowledged the fact that the
applicant’s five family members had died as a result of the
shelling of the village of Znamenskoye on 5 October 1999, but denied
the State’s involvement in the attack and its responsibility
for the deaths of the applicant’s relatives. It must therefore
first be determined whether it was the federal armed forces that
attacked Znamenskoye on 5 October 1999.
The
Court notes in this connection that the applicant had insisted that
on the above date Znamenskoye had come under artillery fire from the
federal troops stationed in the vicinity of the Terskiy mountain
range. In support of his allegations he submitted a sketch map of the
scene of the incident indicating the shell craters, arguing that it
was clear from the postition of the craters that the shells could
only have been fired from the Terskiy mountain range. The applicant
also adduced two witness statements to the effect that the village
had been shelled from the Terskiy mountain range and that the Russian
troops had been stationed there at the material time. Moreover, the
applicant submitted an expert report of 9 August 2000 which clearly
stated that the splinters found at the scene of the incident in
Znamenskoye had been pieces of large-calibre artillery shells (see
paragraph 20 above).
The
Government, for their part, apart from blankly denying the State’s
responsibility for the events under examination, made no meaningful
attempts to contest any of the applicant’s arguments, or
comment on the evidence adduced by him. In particular, they do not
appear to have denied that Russian troops had, indeed, been stationed
in the Terskiy mountain range at the material time, but merely
suggested with reference to the replies from Russian military
authorities that it had been impossible to establish which particular
military units had been there on 5 October 1999 (see paragraph 40
above). They also referred to the results of an expert examination
(see paragraph 37 above) which had allegedly established that it had
been impossible to determine the exact origin of the fragments, and
to a witness statement by an unnamed “specialist” who
“had not confirmed the allegations that the splinters had been
pieces of artillery shells” (see paragraph 37 above). However,
unlike the applicant, the Government did not submit a copy of the
report of the expert examination on which they relied, or a
transcript of the interview with the witness whose evidence they
relied on. They suggested that it was illegal fighters who had
attacked the village of Znamenskoye on 5 October 1999, but did not
corroborate this version of events with any documentary evidence, and
even failed to give more detailed explanations in this respect.
In
such circumstances, the Court rejects the Government’s
arguments as unreliable and unsupported by the facts. It further
cannot but accept the applicant’s argument that the
large-calibre shells mentioned in the expert report of 9 August 2000
could only be fired from heavy artillery pieces, and that such guns
were presumably in the exclusive possession of the Russian armed
forces. In this connection, it notes also the domestic investigative
authorities’ assumption that on 5 October 1999 Znamenskoye came
under artillery fire from federal troops (see paragraph 32 above).
The Court therefore finds it established that the applicant’s
family members died as a result of the shelling of the village of
Znamenskoye by federal artillery.
The
Court must next ascertain whether the use of lethal force by the
federal forces which resulted in the deaths of the applicant’s
five relatives could be said to have been absolutely necessary and
therefore strictly proportionate to the achievement of one of the
aims set out in paragraph 2 of Article 2. It notes in this respect
the lack of any explanations on the part of the Government as to
whether the use of lethal force was justified under paragraph 2 of
Article 2 of the Convention.
Accordingly,
there has been a violation of Article 2 of the Convention in this
regard.
B. Alleged ineffectiveness of the investigation
1. Submissions by the parties
The
applicant contended that the authorities had failed to discharge
their obligation to carry out an effective investigation into the
circumstances of the deaths of his next of kin, as required by
Article 2. He disputed the Government’s assertion that he had
not applied to the law-enforcement bodies until 3 July 2000. The
applicant referred to the documents submitted by him to the Court,
and in particular to his letter of 3 February 2000 addressed to the
Nadterechny prosecutor’s office, shortly after it had resumed
functioning, and his letter of 22 June 2000 to the Special Envoy of
the Russian President in Chechnya for Rights and Freedoms. The
applicant further contested the Government’s argument that he
had not given his consent to the exhumation of the bodies. He claimed
that the authorities had never sought his permission to have the
corpses exhumed, and that in any event under domestic law such a
refusal was not binding on investigators, who could have obtained a
court order for the exhumation but had never attempted to do so. The
applicant thus argued that he had in no way obstructed the
investigation.
The
applicant submitted that despite all his efforts, the criminal
investigation had not been commenced until 17 November 2000, more
than a year after the killing of his relatives. Since then it had
been going on without producing any tangible result. The applicant
stated that the steps taken during the investigation had clearly been
deficient. He pointed out that even though the death certificates
issued in respect of his relatives on 24 November 1999 indicated
the cause of death of each of them as “multiple shrapnel
wounds”, no autopsy had been performed, an assertion which was
not disputed by the Government. The inspection of the scene of the
incident had been superficial; the investigators had not taken
photographs or collected fragments of shells. Moreover, despite the
conclusion of the expert examination of 9 August 2000 that the
fragments found by the applicant were those of large-calibre
artillery shells, there was no evidence that the authorities had
adequately investigated the possible involvement of military
personnel into the killing of the applicant’s family members.
It does not appear that there were any servicemen among the eighteen
witnesses questioned by the investigators. Relying on the above
considerations, the applicant argued that the authorities had failed
in their obligation to carry out an effective investigation into the
circumstances of his relatives’ deaths.
The
Government claimed that the investigation into the deaths of the
applicant’s relatives met the Convention requirement of
effectiveness, as all measures envisaged in national law were being
taken to identify the alleged perpetrators. In particular, the
investigating authorities had declared the applicant to be a victim
in criminal case no. 28026 and had questioned him on several
occasions. Apart from the applicant, eighteen witnesses had been
questioned and numerous queries had been sent to various State
bodies. Also, on 20 January 2005 an investigative group had been set
up in connection with the case and an investigator from a military
prosecutor’s office had been included in that group so as to
verify whether federal military personnel had been involved in the
alleged offence. Furthermore, an expert examination of the fragments
of shells found by the applicant at the scene of the incident had
been carried out but had been unable to determine the exact origin of
the fragments. The Government did not submit a copy of the report of
that expert examination. According to them, another expert
examination had been ordered on 5 February 2005. They did not apprise
the Court of the results of that examination.
The
Government also alleged that the applicant had not applied to the
law-enforcement bodies until 3 July 2000, even though he had had the
opportunity to do so, and that he had not given his consent to the
exhumation of his relatives’ remains to enable forensic experts
to examine them and extract fragments of shells for further study.
The Government submitted that this latter fact had obstructed the
investigation, as it was impossible to establish the circumstances of
the killing of the applicant’s family members without such an
examination.
2. The Court’s assessment
The
Court reiterates that the obligation to protect the right to life
under Article 2 of the Convention, read in conjunction with the
State’s general duty under Article 1 of the Convention to
“secure to everyone within [its] jurisdiction the rights and
freedoms defined in [the] Convention”, requires by implication
that there should be some form of effective official investigation
when individuals have been killed as a result of the use of force, in
particular by agents of the State. The investigation must be
effective in the sense that it is capable of leading to the
identification and punishment of those responsible (see Oğur,
cited above, § 88). In particular, there must be an
implicit requirement of promptness and reasonable expedition (see
Yaşa, cited above, § 102-04, and Mahmut
Kaya v. Turkey, no. 22535/93, ECHR 2000-III,
§§ 106-07). It must be accepted that there may be
obstacles or difficulties which prevent progress in an investigation
in a particular situation. However, a prompt response by the
authorities in investigating the use of lethal force may generally be
regarded as essential in maintaining public confidence in maintenance
of the rule of law and in preventing any appearance of collusion in
or tolerance of unlawful acts. For the same reasons, there must be a
sufficient element of public scrutiny of the investigation or its
results to secure accountability in practice as well as in theory.
The degree of public scrutiny required may well vary from case to
case. In all cases, however, the next of kin of the victim must be
involved in the procedure to the extent necessary to safeguard his or
her legitimate interests (see Shanaghan v. the United
Kingdom, no. 37715/97, §§ 91-92, 4 May 2001).
In
the instant case, the Court observes that some degree of
investigation was carried out into the incident of 5 October 1999 and
the deaths of the applicant’s relatives. It must assess whether
that investigation met the requirements of Article 2 of the
Convention. The Court notes in this connection that its knowledge of
the criminal proceedings at issue is limited to the materials
selected by the respondent Government from the investigation file
(see paragraphs 41-42 above). Drawing inferences from the respondent
Government’s behaviour when evidence is being obtained (see
Ireland v. the United Kingdom judgment of 18 January 1978,
Series A no. 25, pp.64-65, § 161), the Court will assess
the merits of this complaint on the basis of the available
information in the light of these inferences.
The
Court notes at the outset that it is in dispute between the parties
when the authorities were made aware of the deaths of the applicant’s
family members. In particular, the applicant alleged that he had
applied to the Nadterechny prosecutor’s office on 3 February
2000, whereas the Government argued that it had not been until 3 July
2000 that the applicant informed the authorities of the deaths of his
relatives. The Court does not find it necessary to establish the date
on which the applicant brought the matter to the attention of the
authorities, as even assuming that it was only on 3 July 2000, the
official investigation was not commenced until 17 November 2000,
which is more than four months later. The Court sees no reasonable
explanation for such a long delay where prompt action was vital.
The
Court further notes that once the investigation was opened it was
plagued with inexplicable shortcomings in taking the most essential
steps. In particular, it does not appear that any forensic
examination or autopsy of the bodies was ever carried out with the
result that the investigating authorities were deprived of
information about the state of the bodies or the type of injuries
sustained, which could have enabled them to establish the cause of
the deaths of the applicants’ relatives. Even assuming that, as
alleged by the Government, the applicant had obstructed the
investigating authorities in this respect by refusing to give his
consent to the exhumation of his relatives’ remains, the Court
does not consider that the applicant’s alleged refusal could
have absolved the authorities from their obligations to obtain
detailed information about the cause of deaths of five persons in
suspicious circumstances. Indeed, it does not appear and it was not
convincingly demonstrated by the Government that the investigating
authorities had ever attempted to obtain a court order for
exhumation, as suggested by the applicant, or tried otherwise to
pursue the matter (see, mutatis mutandis, Tangiyeva v.
Russia, no. 57935/00, § 92, 29 November 2007).
Moreover,
it does not appear, and the Government did not submit any relevant
information in this regard, that the scene of the incident was ever
inspected, or that any expert examinations were ever carried out in
the context of the criminal proceedings opened on 17 November 2000.
The Court is sceptical about the Government’s statement to the
effect that a certain expert examination of the splinters found at
the scene of the incident had been carried out, and that another one
had been ordered on 5 February 2005, as the Government did not
produce any reports on the results of those examinations or any other
relevant documents on this subject. Furthermore, despite the
conclusions of the report of 9 August 2000 to the effect that the
fragments found by the applicant on the scene of the incident were
those of large-calibre artillery shells, it does not appear that any
meaningful efforts were made to investigate the possible involvement
of federal military personnel in the attack of 5 October 1999.
The
Court further notes that it is not quite clear whether the applicant
was ever recognised as a victim in the criminal proceedings in
question. The Government alleged that the status of victim had been
granted to the applicant on 12 April 2001, but did not submit any
relevant decision or other document to substantiate this. Even
assuming that this allegation is true, the Court notes the
Government’s failure to explain a delay in taking one of the
most essential steps in the investigation, which would have afforded
minimum procedural guarantees to the applicant, given that the
criminal proceedings were instituted on 17 November 2000. It also
appears that before the applicant was allegedly declared a victim,
information concerning progress in the investigation was not provided
to him.
Finally,
the Court observes that the investigation remained pending from
November 2000 to April 2001, when it was suspended for almost four
years and not resumed until January 2005. Between December 2005 and
September 2006 the investigation also remained suspended. The
Government did not advance any plausible explanation for such
considerable periods of inactivity. After it was resumed the
investigation was pending at least until November 2006. Between
November 2000 and November 2007 it was adjourned and reopened in view
of the investigative authorities’ failure to take all necessary
measures at least six times.
The
Court thus notes in respect of the Government’s argument
concerning the applicant’s alleged failure to appeal in a court
against the acts or omissions of the investigators under Article 125
of the Russian Code of Criminal Procedure that in a situation where
the effectiveness of the investigation was undermined from a very
early stage by the authorities’ failure to take necessary and
urgent investigative measures, where the investigation was repeatedly
stayed and reopened, and where he was only informed of the conduct of
the investigation occasionally, it is highly doubtful that the remedy
invoked by the Government would have had any prospects of success.
Moreover, the Government have not demonstrated that this remedy would
have been capable of providing redress in the applicant’s
situation – in other words, that it would have rectified the
shortcomings in the investigation and would have led to the
identification and punishment of those responsible for the deaths of
his family members. The Court thus considers that in the
circumstances of the case it has not been established with sufficient
certainty that the remedy advanced by the Government would have been
effective within the meaning of the Convention. The Court finds that
the applicant was not obliged to pursue that remedy, and that this
limb of the Government’s preliminary objection should therefore
be dismissed.
In
the light of the foregoing, and with regard to the inferences drawn
from the respondent Government’s submission of evidence, the
Court further concludes that the authorities failed to carry out a
thorough and effective investigation into the circumstances
surrounding the deaths of the applicant’s five relatives. It
accordingly holds that there has been a violation of Article 2 of the
Convention on that account.
III. ALLEGED VIOLATION OF ARTICLE 13 OF THE CONVENTION
The
applicant complained that he had been deprived of effective remedies
in respect of the violations alleged under Article 2, contrary to
Article 13 of the Convention, which provides as follows:
“Everyone whose rights and freedoms as set forth
in [the] Convention are violated shall have an effective remedy
before a national authority notwithstanding that the violation has
been committed by persons acting in an official capacity.”
The
applicant maintained his complaint under Article 13 of the
Convention.
The
Government argued that the applicant had had effective remedies at
his disposal as required by Article 13 of the Convention and that the
authorities had not prevented him from using them. The applicant had
been declared a victim in the criminal case opened in connection with
the killing of his family members and had received reasoned replies
to all his queries. Besides, he had had an opportunity to challenge
the actions or omissions of the investigating authorities in court.
The
Court reiterates that Article 13 of the Convention guarantees the
availability at the national level of a remedy to enforce the
substance of the Convention rights and freedoms in whatever form they
might happen to be secured in the domestic legal order. The effect of
Article 13 is thus to require the provision of a domestic remedy to
deal with the substance of an “arguable complaint” under
the Convention and to grant appropriate relief, although Contracting
States are afforded some discretion as to the manner in which they
comply with their Convention obligations under this provision. The
scope of the obligation under Article 13 varies depending on the
nature of the applicant’s complaint under the Convention.
Nevertheless, the remedy required by Article 13 must be
“effective” in practice as well as in law, in particular
in the sense that its exercise must not be unjustifiably hindered by
acts or omissions by the authorities of the respondent State (see
Aksoy, cited above, § 95).
Given
the fundamental importance of the right to protection of life,
Article 13 requires, in addition to the payment of compensation where
appropriate, a thorough and effective investigation capable of
leading to the identification and punishment of those responsible for
the deprivation of life, including effective access for the
complainant to the investigation procedure leading to the
identification and punishment of those responsible (see Anguelova
v. Bulgaria, no. 38361/97, §§ 161-162, ECHR
2002-IV; Assenov and Others v. Bulgaria, judgment of 28
October 1998, Reports 1998 VIII, § 117; and
Süheyla Aydın v. Turkey, no. 25660/94, § 208,
24 May 2005). The Court further reiterates that the requirements
of Article 13 are broader than a Contracting State’s
obligation under Article 2 to conduct an effective investigation (see
Orhan v. Turkey, no. 25656/94, § 384, 18 June
2002).
In
view of the Court’s findings above with regard to Article 2,
the applicant’s complaint was clearly “arguable”
for the purposes of Article 13 (see Boyle and Rice v. the
United Kingdom, judgment of 27 April 1988, Series A no. 131,
§ 52). The applicant should accordingly have been able to
avail himself of effective and practical remedies capable of leading
to the identification and punishment of those responsible and to an
award of compensation for the purposes of Article 13.
It
follows that in circumstances where, as in the present case, the
criminal investigation into the death was ineffective (see paragraph
75 above) and the effectiveness of any other remedy that may have
existed, including the civil remedies, was consequently undermined,
the State has failed in its obligation under Article 13 of the
Convention (see, among other authorities, Musayeva and
Others v. Russia, no. 74239/01, § 118, 26 July
2007, or Kukayev v. Russia, no. 29361/02, § 117,
15 November 2007).
Consequently,
there has been a violation of Article 13 of the Convention in
connection with Article 2 of the Convention.
IV. COMPLIANCE WITH ARTICLE 34 AND ARTICLE 38 § 1 (a)
OF THE CONVENTION
The
applicant argued that the Government’s failure to submit the
documents requested by the Court at the communication stage and after
the decision on admissibility disclosed a failure to comply with
their obligations under Articles 34 and 38 § 1 (a)
of the Convention. The relevant parts of those Articles provide:
Article 34
“The Court may receive applications from any
person, non-governmental organisation or group of individuals
claiming to be the victim of a violation by one of the High
Contracting Parties of the rights set forth in the Convention or the
Protocols thereto. The High Contracting Parties undertake not to
hinder in any way the effective exercise of this right.”
Article 38
“1. If the Court declares the
application admissible, it shall
(a) pursue the examination of the case,
together with the representatives of the parties, and if need be,
undertake an investigation, for the effective conduct of which the
States concerned shall furnish all necessary facilities;
...”
The
applicant invited the Court to conclude that the Government’s
refusal to submit a copy of the entire investigation file in response
to the Court’s requests was incompatible with their obligations
under Articles 34 and 38 § 1 (a) of the Convention.
The
Government contended that there was no breach of the applicant’s
rights under Article 34 of the Convention since his application had
been accepted for examination by the Court. They further argued that
they had complied with their obligations under Article 38 § 1
(a), as they had furnished the Court with copies of the main
procedural documents and provided information on investigative
measures taken in the case. The Government reiterated that the
submission of the entire case file would be contrary to Article 161
of the Russian Code of Criminal Procedure.
The
Court reiterates that it is of the utmost importance for the
effective operation of the system of individual petition instituted
under Article 34 of the Convention that States should furnish all
necessary facilities to make possible a proper and effective
examination of applications (see Tanrıkulu, cited above,
§ 70). This obligation requires the Contracting States to
furnish all necessary facilities to the Court, whether it is
conducting a fact-finding investigation or performing its general
duties as regards the examination of applications. Failure on a
Government’s part to submit such information which is in their
hands, without a satisfactory explanation, may not only give rise to
the drawing of inferences as to the well-foundedness of the
applicant’s allegations, but may also reflect negatively on the
level of compliance by a respondent State with its obligations under
Article 38 § 1 (a) of the Convention (see
Timurtaş v. Turkey, no. 3531/94, § 66,
ECHR 2000-VI). In a case where the application raises issues
concerning the effectiveness of the investigation, the documents of
the criminal investigation are fundamental to the establishment of
facts and their absence may prejudice the Court’s proper
examination of the complaint both at the admissibility stage and at
the merits stage (see Tanrıkulu, cited above,
§ 70).
The
Court observes that it has on several occasions requested the
Government to submit a copy of the file on the investigation opened
into the deaths of the applicant’s relatives. The evidence
contained in that file was regarded by the Court as crucial to the
establishment of the facts in the present case. In reply, the
Government produced only copies of procedural decisions instituting,
suspending and reopening criminal proceedings, copies of decisions
transferring the case from one investigator to another, copies of
investigators’ decisions taking up the criminal case and some
letters informing the applicant of the suspension and reopening of
the criminal proceedings in the case. Relying on Article 161 of the
Russian Code of Criminal Procedure, they refused to submit any other
documents, such as transcripts of witness interviews, reports on
investigative actions, in particular, reports of expert examinations
of the fragments of shells to which they referred, or even the
decision granting the applicant the status of a victim.
The
Court notes in this connection that the Government did not request
the application of Rule 33 § 2 of the Rules of Court,
which permits a restriction on the principle of the public character
of the documents deposited with the Court for legitimate purposes,
such as the protection of national security and the private life of
the parties, and the interests of justice. The Court further notes
that the provisions of Article 161 of the Code of Criminal Procedure,
to which the Government referred, do not preclude disclosure of the
documents from a pending investigation file, but rather set out a
procedure for and limits to such disclosure. The Government failed to
specify the nature of the documents and the grounds on which they
could not be disclosed (see, for similar conclusions, Mikheyev v.
Russia, no. 77617/01, § 104, 26 January 2006). The
Court also notes that in a number of comparable cases that have been
reviewed by or are pending before the Court, similar requests have
been made to the Russian Government and the documents from the
investigation files have been submitted without reference to Article
161 (see, for example, Khashiyev and Akayeva v. Russia cited
above, § 46, and Magomadov and Magomadov v. Russia
(dec.), no. 58752/00, 24 November 2005). For these reasons,
the Court considers the Government’s explanations concerning
the disclosure of the case file insufficient to justify withholding
the key information requested by the Court.
Having
regard to the importance of cooperation by the respondent Government
in Convention proceedings and the difficulties associated with the
establishment of the facts in cases such as the present one, the
Court finds that the Russian Government fell short of their
obligations under Article 38 § 1 (a) of the Convention
on account of their failure to submit copies of the documents
requested in respect of the killing of the applicant’s five
relatives.
In
view of the above finding, the Court considers that no separate issue
arises under Article 34.
V. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article 41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Damage
The
applicant claimed EUR 100,000 in respect of non-pecuniary damage for
the grief, anguish and distress which he had suffered as a result of
the loss of his close relatives, namely his parents, his brother and
two sisters.
The
Government considered the applicant’s claims to be excessive
and submitted that should the Court find a violation of the
applicant’s rights, a token amount would suffice.
The
Court observes that it has found a violation of Articles 2 and 13 of
the Convention on account of the deaths of the applicant’s five
close relatives and the absence of effective remedies to secure
domestic redress for the aforementioned violations. The Court has
also found a violation of Article 38 § 1 (a) of the
Convention on account of the Government’s failure to submit the
materials requested by the Court. The applicant must have suffered
anguish and distress as a result of all these circumstances, which
cannot be compensated by the mere finding of a violation. Having
regard to these considerations and the amount claimed by the
applicant, the Court considers it appropriate to grant the
applicant’s claims in full and awards him EUR 100,000 for
non-pecuniary damage, plus any tax that may be chargeable on this
amount.
B. The applicant’s request for an investigation
The
applicant also requested, referring to Article 41 of the Convention,
that “an independent investigation which would comply with the
Convention standards” be conducted into his relatives’
deaths. He relied in this connection on the cases of Assanidze v.
Georgia ([GC], no. 71503/01, §§ 202-203, ECHR
2004 II) and Tahsin Acar v. Turkey ((preliminary
objection) [GC], no. 26307/95, § 84, ECHR
2003 VI).
The
Government argued that the investigation into the killing of the
applicant’s family members was still in progress and that there
was therefore no need for the Court to indicate any special measures
in this regard.
The
Court reiterates that, in the context of the execution of judgments
in accordance with Article 46 of the Convention, a judgment in which
it finds a breach imposes on the respondent State a legal obligation
under that provision to put an end to the breach and to make
reparation for its consequences in such a way as to restore as far as
possible the situation existing before the breach (restitutio
in integrum). However,
its judgments are essentially declaratory in nature and, in general,
it is primarily for the State concerned to choose the means to be
used in its domestic legal order in order to discharge its legal
obligation under Article 46 of the Convention, provided that such
means are compatible with the conclusions set out in the Court’s
judgment (see, among other authorities, Scozzari
and Giunta v. Italy [GC], nos. 39221/98
and 41963/98, § 249, ECHR 2000 VIII;
Brumărescu v. Romania
(just satisfaction) [GC], no. 28342/95, § 20, ECHR 2001-I;
Akdivar and Others v. Turkey (Article
50), judgment of 1 April 1998, Reports
1998-II, pp. 723-24, § 47; and Marckx v.
Belgium, judgment of 13 June 1979,
Series A no. 31, p. 25, § 58). This discretion as to the manner
of execution of a judgment reflects the freedom of choice attached to
the primary obligation of the Contracting States under the Convention
to secure the rights and freedoms guaranteed (Article 1) (see,
mutatis mutandis,
Papamichalopoulos and Others v. Greece (Article
50), judgment of 31 October 1995, Series A no. 330-B, pp. 58-59,
§ 34).
In
the Court’s opinion, the present case is distinguishable from
the ones referred to by the applicant. In particular, in the
Assanidze judgment the Court held that the respondent State
was to secure the applicant’s release so as to put an end to
the violations of Article 5 § 1 and Article 6 § 1, whereas
in the Tahsin Acar judgment the effective investigation
was mentioned in the context of the Court’s examination of the
respondent Government’s request for the application to be
struck out on the basis of their unilateral declaration. The Court
further notes its above finding that in the present case the
effectiveness of the investigation had already been undermined in the
early stages by the domestic authorities’ failure to take
essential investigative measures (see paragraphs 70, 71 and 74
above). It is therefore very doubtful that the situation existing
before the breach could be restored. In such circumstances, having
regard to the established principles cited above and the Government’s
argument that the investigation is currently under way, the Court
finds it most appropriate to leave it to the respondent Government to
choose the means to be used in the domestic legal order in order to
discharge their legal obligation under Article 46 of the Convention
(see Kukayev, cited
above, § 134).
C. Costs and expenses
The
applicant claimed EUR 1,150 and GBP 785.40 (approximately EUR
1,000) for the fees and costs he had incurred before the Court. These
amounts included EUR 750 for the lawyers of the Memorial Human Rights
Centre, EUR 400 for the work done by the field staff of the Memorial
Human Rights Centre office in the Northern Caucasus, GBP 587.50 for
the lawyers of the European Human Rights Advocacy Centre and GBP
197.90 for translation of the documents. The applicant requested that
the amount sought be transferred directly into his representatives’
account.
The
Government did not dispute the details of the calculations submitted
by the applicant, but contested the applicant’s claims in their
entirety as excessive. The Government further insisted that the
applicant’s claims were not supported by any relevant
documents. They also objected to the request that the award for legal
representation be transferred directly into the representatives’
account.
The
Court reiterates that costs and expenses will not be awarded under
Article 41 unless it is established that they were actually and
necessarily incurred, and were also reasonable as to quantum (see
Iatridis v. Greece (just satisfaction) [GC],
no. 31107/96, § 54, ECHR 2000 XI).
The
Court observes that in December 2004 the applicant gave authority to
the lawyers of the Memorial Human Rights Centre and the European
Human Rights Advocacy Centre to represent his interests in the
proceedings before the European Court of Human Rights and that these
lawyers acted as the applicant’s representative throughout the
proceedings. The applicant also produced an invoice from the European
Human Rights Advocacy Centre for the amount of GBP 587.50 and that
from the translator for the total amount of GBP 197.90. The Court is
therefore satisfied that the applicant’s claims in this part
were substantiated.
The
Court further notes that this case was not particularly complex, but
nevertheless required a certain amount of research work. Having
regard to the amount of research and preparation claimed by the
applicant’s representatives, the Court does not find these
claims excessive.
In
these circumstances, the Court awards the applicant the overall
amount of EUR 2,150, together with any tax that may be
chargeable to the applicant. The amount awarded in respect of costs
and expenses shall be payable to the representatives directly, given
that it is the Court’s standard practice to rule that awards in
relation to costs and expenses are to be paid directly into the
applicant’s representatives’ accounts (see, for example,
Nachova and Others v. Bulgaria [GC], nos. 43577/98 and
43579/98, § 175, ECHR 2005 VII, or Tangiyeva,
cited above, § 119).
D. Default interest
The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
Dismisses the Government’s preliminary
objection;
Holds that there has been a violation of
Article 2 of the Convention as regards the deaths of the
applicant’s five relatives;
Holds that there has been a violation of
Article 2 of the Convention on account of the authorities’
failure to carry out an adequate and effective investigation into the
circumstances surrounding the deaths of the applicant’s five
relatives;
Holds that there has been a violation of
Article 13 in respect of the alleged violations of Article 2;
Holds that there has been a failure to comply
with Article 38 § 1 (a) of the Convention in that the Government
refused to submit the documents requested by the Court;
Holds that no separate issue arises under
Article 34 of the Convention;
Holds
(a) that
the respondent State is to pay the applicant, within three months
from the date on which the judgment becomes final in accordance with
Article 44 § 2 of the Convention, the following
amounts:
(i) EUR
100,000 (one hundred thousand euros), to be converted into Russian
roubles at the rate applicable at the date of settlement, in respect
of non-pecuniary damage;
(ii) EUR
2,150 (two thousand one hundred and fifty euros) in respect of costs
and expenses, to be converted into United Kingdom pounds sterling at
the rate applicable at the date of settlement and paid to the
applicant’s representatives’ bank account in the United
Kingdom;
(iii) any
tax, including value-added tax, that may be chargeable to the
applicant on the above amounts;
(b) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amounts at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points.
Done in English, and notified in writing on 25 September 2008,
pursuant to Rule 77 §§ 2 and 3 of the Rules of Court.
Søren Nielsen Christos Rozakis
Registrar President