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GULMEZ v. TURKEY - 16330/02 [2008] ECHR 402 (20 May 2008)
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[2008] ECHR 402
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SECOND
SECTION
CASE OF GÜLMEZ v. TURKEY
(Application
no. 16330/02)
JUDGMENT
STRASBOURG
20
May 2008
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial revision.
In the case of Gülmez v. Turkey,
The
European Court of Human Rights (Second Section), sitting as a Chamber
composed of:
Françoise
Tulkens,
President,
Antonella
Mularoni,
Ireneu
Cabral Barreto,
Rıza
Türmen,
Danutė
Jočienė,
Dragoljub
Popović,
Nona
Tsotsoria,
judges,
and Françoise Elens-Passos,
Deputy Section Registrar,
Having
deliberated in private on 29 April 2008,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
The
case originated in an application (no. 16330/02) against the Republic
of Turkey lodged with the Court under Article 34 of the Convention
for the Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by a Turkish national, Mr Ali Gülmez (“the
applicant”), on 23 July 2001.
The
applicant was represented by Mr Ünal Kuş and Mrs Gül
Altay, lawyers practising in İstanbul. The Turkish Government
(“the Government”) were represented by their Agent.
On
14 April 2006 the Court decided to give notice of the application to
the Government. Under the provisions of Article 29 § 3 of the
Convention, it decided to examine the merits of the application at
the same time as its admissibility.
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The
applicant was born in 1965 and is serving his prison sentence in the
Ankara Sincan F-type prison.
In
March 2000, the applicant, who was accused of murder, armed robbery
and membership of an illegal organisation, namely the TKP-ML
(Türkiye Komünist Partisi / Marksist Leninist,
Turkish Communist Party / Marxist Leninist), was placed in detention
on remand in the Nevşehir prison.
On
19 December 2000 the applicant was transferred to the Ankara Sincan
F-type prison.
On
2 January 2001 the Disciplinary Board of the F-type prison
(“the Board”) found the applicant guilty of having
damaged prison property and, pursuant to Article 157 of the
Regulations on the administration of penitentiary institutions and
the execution of sentences (“the Regulations”),
prohibited him from receiving visitors for a period of three months.
According to the Board's decision, on 24 December 2000 the applicant
had broken the ventilation in his ward and written the name of an
illegal organisation on his wall. The decision of the Board was
reviewed and upheld by the Ankara State Security Court, in accordance
with Article 116/5 of the Code of Criminal Procedure. The court
delivered its decision on the basis of the case file. It also
referred to the applicant's statement in which he had admitted
committing these acts in protest against the general situation in
F type prisons. The penalty was enforced between 25 January 2001
and 25 April 2001.
On
13 March 2001 the Board once again imposed a disciplinary sanction on
the applicant and prohibited him from receiving visits for two
months. According to the Board's decision, on 15 February 2001,
following a meeting with his lawyer, the applicant had refused to be
searched by prison officers and had shouted slogans. In his defence
submissions, the applicant admitted that he had resisted the prison
officers when he was ordered to take off his shoes. On 28 March 2001
the Board's decision was reviewed and upheld by the Ankara State
Security Court. The applicant filed an objection with the public
prosecutor against this decision under Article 162 of the
Regulations. On 2 May 2001 the public prosecutor rejected the
applicant's request. The penalty was enforced between 27 April
and 27 June 2001.
On 17 May 2001 the Board found the applicant guilty of
having damaged prison property, possessing a sharp cutting instrument
made from a prison bed, and having an excessive amount of money in
his possession. It accordingly prohibited him from receiving visitors
for a period of three months. In the meantime, Law no. 4675 entered
into force, which stipulated that decisions delivered by Disciplinary
Boards were to be reviewed by the Enforcement Judge. Accordingly, on
21 June 2001, the decision of 17 May 2001 was reviewed. The
judge upheld the Board's decision, on the basis of the case file and
taking into account the applicant's statement. This decision was
served on the applicant on 3 July 2001 and the penalty was enforced
between 31 July and 30 October 2001.
On
21 May 2001 the applicant received a reprimand for having
chanted slogans in the prison. The Board held that the applicant
should be warned that he would receive heavier penalties if he
continued committing similar offences.
On
18 and 22 May 2001 respectively, the prison guards prepared two
incident reports according to which the applicant had damaged public
property by breaking the loudspeaker in his cell and had incited
other inmates to disturb order by chanting slogans. In his statement
dated 25 May 2001, the applicant admitted that he had chanted
slogans but denied that he had damaged the loudspeaker in his cell.
On 29 May 2001 the Board found the applicant guilty and prohibited
him from receiving visitors and from sending and receiving letters
for a period of a month. On 21 June 2001 the decision was reviewed
and upheld by the Enforcement Judge. That decision was served on the
applicant on 29 June 2001 and he filed an objection against it. On 4
July 2001 the Enforcement Court dismissed the applicant's objection
and the penalty was enforced between 29 June and 29 July 2001.
On
6 June 2001 the applicant was caught by prison guards as he was
climbing onto the window bars of his cell. In his statement dated
14 June 2001, the applicant maintained that he had climbed up to
reach a newspaper which was allegedly on the roof. On 18 June 2001
the applicant was once again prohibited from receiving visitors for
three months by the Board for having climbed onto the window bars. On
2 July 2001 the penalty was reviewed and upheld by the Enforcement
Judge. That decision was served on the applicant on 1 November 2001.
II. RELEVANT LAW AND PRACTICE
A. Domestic legislation
Regulations on the administration of penitentiary institutions and
the execution of sentences (no.
6/8517), dated 1
August 1967
These
Regulations provide as follows:
Article 157
“Those whose acts constitute a breach of convicts'
obligations arising from laws, regulations and orders, or are
prohibited, shall be liable to one of the following disciplinary
penalties according to the nature and severity of the circumstances:
1– Reprimand;
2– Deprivation of the right to receive
visitors;
3– Deprivation of the right to send and
receive letters;
4– Solitary confinement. ...
A prisoner may be simultaneously sentenced to the
penalties of a deprivation of the right to receive visitors and the
right to send and receive letters. ...”
Article 159
“The penalty of a deprivation of the right to
receive visitors deprives convicts of the right to receive visitors
during the visiting hours set out in the internal regulations.
This penalty cannot be imposed on a prisoner for more
than three months.”
Article 163
“Before a disciplinary sanction is imposed, a
prisoner who is charged with a disciplinary offence shall be heard
with regard to the acts of which he is accused.”
Article 165
“Disciplinary penalties imposed by the
Disciplinary Board shall be executed promptly. If the director of the
institution or at least two members of the disciplinary board, or the
convict, consider that the decision concerning a disciplinary penalty
is erroneous or insufficient, he or they can file an objection within
twenty-four hours with the public prosecutor's office.
Decisions taken by the public prosecutor shall be
final.”
Article 176 § 6
“Decisions concerning disciplinary penalties and
measures [in respect of remand prisoners] shall be enforced following
the approval of the judge.”
The Law on Enforcement Judges, no. 4675
(dated 16 May 2001)
Section
4 of Law no. 4675, which lays down the competence of Enforcement
Judges, provides that objections filed against disciplinary sanctions
shall be dealt with by such a judge. Article 5 provides that the
prisoner concerned, his/her close relative or legal representative,
can file an objection against a disciplinary sanction. Furthermore,
Article 6 stipulates that the Enforcement Judge shall decide on the
basis of the case file, without holding a hearing. This judge may
conduct an examination ex officio or request further
information from the parties if the interests of justice so require.
An appeal lies against the decisions of Enforcement Judges to the
nearest Assize Court.
The Law on the Enforcement of Sentences and Preventive Measures
(dated 1 January 2005)
This
legislation lays down new provisions on prison discipline, including
a list of punishable acts, the penalties relating to them and the
procedure to be followed. In one of its reports (CPT/inf (2008) 13),
the European Committee for the Prevention of Torture and Inhuman or
Degrading Treatment or Punishment examined the legislation and found
that these new provisions did not call for any particular comment.
However, it raised two questions concerning disciplinary procedures,
namely lawyers' participation in disciplinary proceedings, and its
corollary, lawyers' access to their clients' disciplinary file.
Furthermore, the CPT queried whether the current provisions of the
legislation rule out the involvement of a lawyer during disciplinary
proceedings. In this context, it referred to Rule 59 of the European
Prison Rules (see the next paragraph).
B. Relevant international legal instruments
European Prison Rules
The recommendation of the Committee of Ministers to
Member States of the Council of Europe on the European Prison Rules
(Rec (2006)2, adopted on 11 January 2006 at the 952nd
meeting of the Ministers' Deputies), insofar as relevant, reads as
follows:
“Discipline and punishment
56.1 Disciplinary procedures shall be mechanisms of last
resort. ...
57.2 National law shall determine:
a. the acts or omissions by prisoners that
constitute disciplinary offences;
b. the procedures to be followed at disciplinary
hearings;
c. the types and duration of punishment that may
be imposed;
d. the authority competent to impose such
punishment; and
e. access to and the authority of the appellate
process.
58. Any allegation of infringement of the disciplinary
rules by a prisoner shall be reported promptly to the competent
authority, which shall investigate it without undue delay.
59. Prisoners charged with disciplinary offences shall:
a. be informed promptly, in a language which
they understand and in detail, of the nature of the accusations
against them;
b. have adequate time and facilities for the
preparation of their defence;
c. be allowed to defend themselves in person or
through legal assistance when the interests of justice so require;
d. be allowed to request the attendance of
witnesses and to examine them or to have them examined on their
behalf; and
e. have the free assistance of an interpreter if
they cannot understand or speak the language used at the hearing.
60.1 Any punishment imposed after conviction of a
disciplinary offence shall be in accordance with national law.
60.2 The severity of any punishment shall be
proportionate to the offence. ...
60.4 Punishment shall not include a total prohibition on
family contact. ...
61. A prisoner who is found guilty of a disciplinary
offence shall be able to appeal to a competent and independent higher
authority.”
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 3 OF THE CONVENTION
The
applicant complained that the conditions of his detention at the
Sincan F-type Prison amounted to a breach of Article 3 of the
Convention. In this respect, he maintained that he had been kept in
isolation in a cell. This provision reads as follows:
“No one shall be subjected to torture or to
inhuman or degrading treatment or punishment.”
The
Government stressed that the general situation in the prison
complained of by the applicant was compatible with the requirements
of Article 3 of the Convention. In this respect, they maintained
that the ward in which the applicant was kept could not be considered
to have been a cell. They stated that the living unit was designed to
accommodate three persons and it had two floors; the lower floor
contained a toilet, shower, and small kitchen and the second floor
was used as a sleeping area and had beds and drawers. In addition,
each living unit had a small yard for ventilation purposes. The
Government further pointed out that the Court had already examined
F-type prison conditions in the past and found no breach of Article 3
in this respect.
The Court reiterates that, according to its case-law,
ill-treatment must attain a minimum level of severity if it is to
fall within the scope of Article 3 of the Convention. The
assessment of this minimum level of severity is relative; it depends
on all the circumstances of the case, such as the duration of the
treatment, its physical and mental effects and, in some cases, the
sex, age and state of health of the victim. Furthermore, in
considering whether treatment is “degrading” within the
meaning of Article 3, the Court will have regard to whether its
object was to humiliate and debase the person concerned and whether,
as far as the consequences are concerned, it adversely affected his
or her personality in a manner incompatible with Article 3. Even the
absence of such a purpose cannot conclusively rule out a finding of a
violation of Article 3 (see Peers v. Greece, no.
28524/95, §§ 67 68, 74, ECHR 2001 III).
The
Court has consistently stressed that the suffering and humiliation
involved must in any event go beyond that inevitable element of
suffering or humiliation connected with a given form of legitimate
treatment or punishment. Measures depriving a person of his liberty
may often involve such an element. Under this provision the State
must ensure that a person is detained in conditions which are
compatible with respect for his human dignity, that the manner and
method of the execution of the measure do not subject him to distress
or hardship of an intensity exceeding the unavoidable level of
suffering inherent in detention and that, given the practical demands
of imprisonment, his health and well-being are adequately secured
(see Kudła v. Poland [GC], no. 30210/96, §§ 92 94,
ECHR 2000 XI).
The
Court recalls that it has in the past examined similar complaints and
declared them inadmissible (see Gündoğan v. Turkey
(dec.), no. 29/02, 13 December 2005; Yılmaz Karakaş
v. Turkey (dec.), no. 68909/01, 9 November 2004). It
finds no particular circumstances in the instant case or any elements
which disclose treatment of the prohibited severity, which would
require it to depart from this jurisprudence.
In
view of the above, the Court concludes that the applicant has not
laid the basis of an arguable claim and that this part of the
application should therefore be declared inadmissible as being
manifestly ill-founded pursuant to Article 35 §§ 3 and 4 of
the Convention.
II. ALLEGED VIOLATION OF ARTICLE 6 OF THE CONVENTION
The
applicant maintained under Article 6 of the Convention that the
disciplinary sanctions imposed on him had been arbitrary, as he had
been deprived of his right to defend himself in person before the
domestic authorities. Article 6, in so far as relevant, reads as
follows:
“1. In the determination of his civil rights
and obligations or of any criminal charge against him, everyone is
entitled to a fair and public hearing within a reasonable time by an
independent and impartial tribunal established by law. ...”
A. Applicability of Article 6
The
Government argued that this complaint should be rejected as being
incompatible ratione materiae since Article 6 of the
Convention was not applicable to disciplinary proceedings.
The
applicant made no submissions on the question of the applicability of
Article 6.
The
Court notes that the proceedings in the present case did not involve
the determination of a criminal charge against the applicant. Having
regard to its established case-law on this point, it therefore agrees
with the Government that the criminal head of Article 6 is
inapplicable in the instant case (see Ezeh and Connors v. the
United Kingdom [GC], nos. 39665/98 and 40086/98, §
82, ECHR 2003 X; Štitić v. Croatia,
no. 29660/03, §§ 51 63, 8 November 2007).
Nevertheless,
the Court must consider whether the civil head of Article 6 is
applicable, as by the end of the domestic proceedings the applicant
had been deprived of his visiting rights for nearly a year. In doing
so, it should examine whether there was a dispute (contestation)
over an arguable right under domestic law, and whether or not the
said right was a “civil” one.
As
to the first condition, the Court reiterates that, in accordance with
its established case-law, Article 6 § 1 of the Convention is
applicable only if there is a genuine and serious “dispute”
(see Sporrong and Lönnroth v. Sweden, judgment of 23
September 1982, Series A no. 52, p. 30, § 81) over “civil
rights and obligations”. The dispute may relate not only to the
existence of a right but also to its scope and the manner of its
exercise (see, inter alia, Zander v. Sweden, judgment
of 25 November 1993, Series A no. 279 B, p. 38, §
22). The outcome of the proceedings must be directly decisive for the
right in question, mere tenuous connections or remote consequences
not being sufficient to bring Article 6 § 1 into play (see,
inter alia, Masson and Van Zon v. the Netherlands,
judgment of 28 September 1995, Series A no. 327 A, p. 17, §
44; Fayed v. the United Kingdom, judgment of 21 September
1994, Series A no. 294 B, pp. 45 46, § 56).
Furthermore, “Article 6 § 1 extends to 'contestations'
(disputes) over (civil) 'rights' which can be said, at least on
arguable grounds, to be recognised under domestic law, irrespective
of whether they are also protected under the Convention” (see,
inter alia, Editions Périscope v. France,
judgment of 26 March 1992, Series A no. 234-B, p. 64, § 35;
Zander, cited above).
It
is observed that the domestic law provided judicial remedies against
disciplinary sanctions imposed on prisoners. As a result, the
applicant had a right to challenge the disciplinary sanctions before
the domestic courts (see, mutatis mutandis, Vilho Eskelinen
and Others v. Finland [GC], no. 63235/00, §§
62 63, ECHR 2007 ...).
With
regard to the second condition, the Court notes that the restriction
of the applicant's visiting rights clearly fell within the sphere of
his personal rights and was therefore civil in nature (see Ganci
v. Italy, no. 41576/98, § 25, ECHR 2003 XI).
In
view of the above, the Court finds that Article 6 is applicable in
the instant case.
B. Compliance with Article 6
The
applicant maintained that he did not have a fair hearing during the
disciplinary proceedings in question, as the domestic courts had
delivered their decisions on the basis of the case file without
holding a hearing.
The
Government did not comment on the merits of this complaint.
The
Court reiterates that the holding of court hearings in public
constitutes a fundamental principle enshrined in Article 6 § 1.
This public character protects litigants against the administration
of justice in secret with no public scrutiny; it is also one of the
means whereby confidence in the courts can be maintained. By
rendering the administration of justice transparent, publicity
contributes to the achievement of the aim of Article 6 § 1,
namely a fair trial, the guarantee of which is one of the fundamental
principles of any democratic society, within the meaning of the
Convention (see, among other authorities, Szücs v. Austria,
judgment of 24 November 1997, Reports of Judgments and
Decisions 1997 VII, p. 2481, § 42; Diennet
v. France, judgment of 26 September 1995, Series A no.
325-A, pp. 14 15, § 33).
The
Court further recalls that, under Article 6 § 1, holding a
public hearing is not an absolute right. A hearing may not be
necessary in the particular circumstances of a case, for example when
it raises no questions of fact or law which cannot be adequately
resolved on the basis of the case file and the parties' written
observations (see Döry v. Sweden, no. 28394/95,
§ 37, 12 November 2002). It is also recalled that the right
of access to court, by its very nature, calls for regulation by the
State, which may vary in time and in place according to the needs and
resources of the community and individuals (see Golder v. the
United Kingdom, judgment of 21 February 1975, Series A no.
18, § 38). The State has a margin of appreciation in making such
regulations but the limitations applied must not restrict or reduce
the access left to the individual in such a way as to impair the
essence of this right (see Ashingdane v. the United Kingdom,
judgment of 28 May 1985, Series A no. 93, § 57)
At
this point, the Court refers to Article 59 (c) of the European Prison
Rules which stipulates that prisoners charged with disciplinary
offences shall be allowed to defend themselves in person or through
legal assistance when the interests of justice so require (paragraph
16 above).
Turning
to the facts of the present case, the Court observes in the first
place that, at the material time, Article 163 of the Regulations
(paragraph 13 above) stated that no disciplinary sanction could
be imposed on a prisoner before his or her submissions in defence
were taken. However, according to Article 6 of Law no. 4675,
prisoners' appeals against disciplinary sanctions imposed on them
were examined on the basis of the case file by the Enforcement Judge
and subsequently by the nearest Assize Court. As a result, no public
hearing was held during the proceedings relating to the present
applicant. Both the Enforcement Judge and the Assize Court, who
examined the applicant's cases, took their decisions on the basis of
the documents in the case file. The applicant's defence submissions
had only been taken into account just before the Disciplinary Board
imposed the various sanctions. The applicant was also not given the
opportunity to defend himself through a lawyer before the domestic
courts who determined his disciplinary appeals.
In
view of the foregoing, the Court concludes that the applicant could
not effectively follow the proceedings against him.
Accordingly,
there has been a violation of Article 6 § 1 of the Convention.
III. ALLEGED VIOLATION OF ARTICLE 8 OF THE CONVENTION
The
applicant complained that the disciplinary penalties which restricted
his visiting rights for approximately a year constituted a breach of
Article 8 of the Convention, which reads insofar as relevant as
follows:
“1. Everyone has the right to respect
for his private and family life, ... and his correspondence.
2. There shall be no interference by a public
authority with the exercise of this right except such as is in
accordance with the law and is necessary in a democratic society ...
for the prevention of disorder ...”
A. Admissibility
The
Government submitted that the complaint concerning the first
disciplinary penalty of 2 January 2001 should be rejected for having
been introduced outside the six months time-limit laid down in
Article 35 § 1 of the Convention. In that connection, they
maintained that, as no objection had been filed against the decision,
the disciplinary penalty had become final on 8 January 2001, but that
the application had not been lodged with the Court before 23 July
2001.
The
Government further argued that the application should be rejected for
non-exhaustion of domestic remedies. In that connection they pointed
out that, pursuant to Article 165 of the Regulations, the applicant
could have filed an objection with the public prosecutor against the
Disciplinary Board's decisions and against the decisions of the
Enforcement Judge.
However,
as regards the six months time-limit, the Court observes that, in the
present case, the applicant received five consecutive disciplinary
penalties. As a result, his right to receive visitors was restricted
for almost a year. The Court therefore considers that these penalties
should be considered together, in their aggregate. Accordingly, as
the last disciplinary sanction against the applicant was imposed on
18 June 2001, the application should be considered to been submitted
within the six-month time-limit in accordance with Article 35 §
1 of the Convention. Consequently, this aspect of the Government's
objection cannot be upheld.
As
regards the Government's second objection concerning the exhaustion
of domestic remedies, the Court considers it to be closely linked to
the merits of the complaint. It therefore joins it to its examination
of the merits of the Article 8 complaint.
B. Merits
The
Government stated that the prison authorities, in the exercise of
their discretionary powers, deemed it necessary to restrict the
applicant's visiting rights in order to maintain order. They
submitted that the restriction, which was based on Article 157 of the
Regulations, did not constitute a breach of Article 8 § 2 of the
Convention. Lastly, they stated that the applicant had the
possibility of challenging the disciplinary penalties before the
domestic authorities.
The
Court reiterates that prisoners in general continue to enjoy all the
fundamental rights and freedoms guaranteed under the Convention save
for the right to liberty, where lawfully imposed detention expressly
falls within the scope of Article 5 of the Convention (see Hirst
v. the United Kingdom (no. 2) [GC], no. 74025/01, § 69, ECHR
2005 ...). For example, they continue to enjoy the right to
respect for family life (see Messina v. Italy (no. 2),
no. 25498/94, § 61, ECHR 2000 X; Ploski v. Poland,
no. 26761/95, judgment of 12 November 2002; X. v. the United
Kingdom, no. 9054/80, Commission decision of 8 October 1982,
Decisions and Reports (DR) 30, p. 113) and the right to respect for
correspondence (see Silver and Others v. the United Kingdom,
judgment of 25 March 1983, Series A no. 61). Any restrictions on
these rights have to be justified, although such justification may
well be found in the considerations of security, in particular the
prevention of crime and disorder, which inevitably flow from the
circumstances of imprisonment.
The
Court also recalls that any interference with an individual's right
to respect for private and family life will constitute a breach of
Article 8 unless it was “in accordance with the law”,
pursued a legitimate aim or aims under paragraph 2, and was
“necessary in a democratic society”, in the sense that it
was proportionate to the aims sought to be achieved (see, among other
authorities, Elsholz v. Germany [GC], no. 25735/94, § 45,
ECHR 2000 VIII).
In
the present case the Government do not contest the facts as submitted
by the applicant. The Court therefore considers that the restriction
on the applicant's visiting rights for nearly a year constitutes, in
itself, an interference with his right to respect for his family life
under Article 8 of the Convention.
To
assess whether the interference complained of was “in
accordance with the law”, the Court must inevitably assess the
relevant domestic legislation in force at the time in relation to the
requirements of the fundamental principle of the rule of law. The
expression “in accordance with the law” refers to the
quality of the legislation in question. Domestic law must afford a
measure of protection against arbitrary interference by public
authorities with Convention rights, in respect of which the rule of
law would not allow unfettered powers to be conferred on the
Executive. Consequently, the law must indicate with sufficient
clarity the scope of any executive discretion and the manner of its
exercise (see Hasan and Chaush v. Bulgaria [GC], no.
30985/96, § 84, ECHR 2000 XI). The law must be sufficiently
clear in its terms to give individuals an adequate indication as to
the circumstances in which and the conditions on which public
authorities are entitled to resort to the impugned measures.
In
the present case, the restriction imposed on the applicant's visiting
rights was based on Article 157 of the Regulations (paragraph 13
above). The Court notes that these Regulations were published and
accessible to the applicant. However, they did not indicate in
precise terms the punishable acts and related penalties. This, in the
Court's opinion, left the authorities a wide degree of discretion in
determining the disciplinary sanctions which could be imposed. In the
instant case, six disciplinary sanctions were imposed on the
applicant for damaging prison property, chanting slogans and refusing
to be searched. As a result, the applicant was deprived of visits for
approximately a year. At this point the Court also reiterates that,
under Article 60.4 of the European Prison Rules, no disciplinary
punishment should include a total prohibition on family contacts
(paragraph 16 above).
The
Court further takes note of the legislation which entered into force
on 1 January 2005 (Law no. 5275 on the Enforcement of Sentences and
Preventive Measures, paragraph 15 above). The new provisions on
prison discipline give a list of punishable acts, the penalties
relating to them and the procedure to be followed. This legislation
did not call for any comment when examined by the European Committee
for the Prevention of Torture and Inhuman or Degrading Treatment or
Punishment.
Having
regard to the above considerations, the Court is not convinced that
the Regulations, as they were in force in 2001, were sufficiently
clear and detailed to afford appropriate protection against any
wrongful interference by the authorities with the applicant's right
to family life.
In the particular circumstances of the case, the Court
cannot but conclude that the interference with the applicant's family
life was based on legal provisions which did not meet the
Convention's “quality of law” requirements.
In
the light of this conclusion, the Court is not required to determine
whether the interference pursued a legitimate aim or aims under
paragraph 2 of Article 8 and was “necessary in a
democratic society”. It further follows that the Government's
preliminary objection (paragraph 44 above) concerning non-exhaustion
of domestic remedies must be dismissed.
The
Court therefore concludes that there has been a violation of
Article 8 in the present case.
IV. OTHER ALLEGED VIOLATIONS OF THE CONVENTION
The
applicant further invoked Article 7 (the prohibition on retroactive
criminal legislation) and Article 18 of the Convention (the
prohibition on the application of the Convention's legitimate
restrictions for ulterior purposes).
The
Government contested these allegations.
The
Court finds nothing whatsoever in the case file which might disclose
a violation of these provisions. It follows that this part of the
application is manifestly ill-founded and must be rejected, pursuant
to Article 35 §§ 3 and 4 of the Convention.
V. APPLICATION OF ARTICLES 41 AND 46 OF THE CONVENTION
A. Article 46 of the Convention
Under
this provision:
“1. The High Contracting Parties
undertake to abide by the final judgment of the Court in any case to
which they are parties.
The final judgment of the Court shall be transmitted to
the Committee of Ministers, which shall supervise its execution.”
60. The
Court's conclusions as regards the complaint about the lack of a
public hearing suggest that the violation of the applicant's rights
under Article 6 of the Convention originated in a problem
arising out of the state of the Turkish legislation, namely Law no.
4675 on Enforcement Judges, which has affected a number of prisoners
who have challenged the disciplinary sanctions imposed on them.
Several other applications concerning the same issue are pending
before the Court. Without prejudging the merits of those cases, the
above facts indicate that the problem at issue is of a systemic
nature.
61. At
this point, the Court takes note of the legislation
which entered into force on 1 January 2005 (Law no. 5275 on the
Enforcement of Sentences and Preventive Measures). The new provisions
on prison discipline give a list of punishable acts, the penalties
relating to them and the procedure to be followed. It appears that
they are sufficiently clear and detailed to afford appropriate
protection against any wrongful interference by the authorities.
Nevertheless, the procedure to be followed in disciplinary
proceedings remains unchanged, and the prisoners charged with
disciplinary offences are still not allowed to defend themselves in
person or through legal assistance.
62. It has been the
Court's practice in similar applications to identify such systemic
problems and their source so as to assist the Contracting States in
finding the appropriate solution and the Committee of Ministers in
supervising the execution of judgments (for further details see, for
example, Scordino v. Italy (no. 1) [GC],
no. 36813/97, §§ 229 237,
ECHR 2006 ...; Sejdovic
v. Italy [GC], no.
56581/00, §§ 119 127, ECHR 2006 ...; Lukenda
v. Slovenia,
no. 23032/02, §§ 89 98, ECHR 2006 ... or Scordino
v. Italy (no. 3) (just satisfaction), no. 43662/98, §§
11 16, ECHR 2007 ...).
Having
regard to the systemic situation which it has identified, the Court
is of the opinion that general measures at national level appear
desirable in the execution of the present judgment in order to ensure
the effective protection of the right to a fair hearing in accordance
with the guarantees set forth in Article 6 of the Convention. In this
respect, the respondent state should bring its legislation in line
with the principles set out in Articles 57 § 2 (b) and 59 (c) of
the European Prison Rules (see also, mutatis
mutandis, Dickson v. the United Kingdom [GC],
no. 44362/04, ECHR 2007 ..., where the Court underlined the
evolution in European penal policy by referring to the European
Prison Rules).
B. Article 41 of the Convention
Article 41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
1. Damage
The
applicant claimed 10,000 euros (EUR) in respect of non-pecuniary
damage.
The
Government contested the claim.
Ruling
on an equitable basis, the Court awards the applicant EUR 1,000
in respect of non-pecuniary damage.
2. Costs and expenses
The
applicant also claimed EUR 4,000 for the costs and expenses incurred
in the proceedings before the Court. In support of his claim, the
applicant submitted a legal fee agreement.
The
Government contested the claim.
According
to the Court's case-law, an applicant is entitled to the
reimbursement of costs and expenses only in so far as it has been
shown that these have been actually and necessarily incurred and were
reasonable as to quantum. In the present case, regard being had to
the information in its possession and the above criteria, the Court
finds it reasonable to award the sum of EUR 1,500 under this head.
3. Default interest
The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
Declares the complaints under Articles 6 §
1 and 8 of the Convention admissible and the remainder of the
application inadmissible;
Holds that there has been a violation of Article
6 § 1 of the Convention;
Holds that there has been a violation of Article
8 of the Convention;
Holds
(a) that
the respondent State is to pay the applicant, within three months
from the date on which the judgment becomes final in accordance with
Article 44 § 2 of the Convention, the following amounts to
be converted into New Turkish liras at the rate applicable at the
date of settlement:
(i) EUR
1,000 (one thousand euros) in respect of non-pecuniary damage, plus
any tax that may be chargeable;
(ii) EUR
1,500 (one thousand five hundred euros) in respect of costs and
expenses, plus any tax that may be chargeable to the applicant;
(b) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amounts at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points;
Dismisses the remainder of the applicant's claim
for just satisfaction.
Done in English, and notified in writing on 20 May 2008, pursuant to
Rule 77 §§ 2 and 3 of the Rules of Court.
Françoise Elens-Passos Françoise Tulkens
Deputy
Registrar President
In accordance with Article 45 § 2 of the Convention and Rule 74
§ 2 of the Rules of Court, the concurring opinion of Judge
Mularoni, joined by Judge Tsotsoria, is annexed to this
judgment.
F.T.
F.E.P.
CONCURRING OPINION OF JUDGE MULARONI,
JOINED BY JUDGE
TSOTSORIA
I
agree with the conclusions of the majority that there has been a
violation of Articles 6 § 1 and 8 of the Convention in this
case.
However,
my reasoning is partly different.
Article 6
As to
the applicability of this Article, I have to say that the Court's
case-law concerning disciplinary sanctions imposed on prisoners does
not seem to me to be always consistent.
The
Court has found a violation of Article 6 in cases against some
countries, whereas it continues in committees to declare similar
complaints raised against other countries inadmissible.
While
I am very much looking forward to getting more detailed criteria from
the Grand Chamber as to the applicability of Article 6 to this kind
of complaint, I can agree that Article 6 applies in this case under
its civil head, as by the end of the domestic proceedings the
applicant had been deprived of his visiting rights for nearly a year.
Applying the Ganci v. Italy principles (no. 41576/98, §§
24-25, ECHR 2003 XI) to the specific circumstances of the case,
the issue of the applicability of Article 6 is easily determined.
Having
said that, I do not understand why reference was made to the Vilho
Eskelinen and others v. Finland Grand Chamber judgment in
paragraph 29 of the judgment. That case concerns access to court
for civil servants and has absolutely nothing to do with the issue of
disciplinary sanctions imposed on prisoners. I am very much afraid
that said reference serves the purpose of introducing the principle
that, from now on, a presumption exists that Article 6 applies to any
disciplinary sanction imposed on prisoners when domestic law provides
judicial remedies.
I am
of the opinion that the chambers of the Court should not engage in
judicial hyper-activism, moving rapidly, in the absence of clear
Grand Chamber guidelines, from a case-law under which Article 6 of
the Convention was not applicable at all to disciplinary proceedings
to a case-law according to which Article 6 should always apply,
regardless of the nature and gravity of the disciplinary sanction
imposed, whenever judicial protection is afforded at domestic level.
Even leaving aside that such an approach might discourage the High
Parties to the Convention from affording judicial protection with
respect to minor disciplinary sanctions, I would point out that
Article 6 of the Convention limits its scope to hearings for the
determination of “civil rights and obligations”, as well
as “criminal charges”. If a major extension of the scope
of Article 6 has to be made with reference to disciplinary sanctions
imposed on prisoners, with a view to
considering any kind of sanction, even minor ones, as having an
impact on a civil right, I think that this should be for the Grand
Chamber to decide.
May I
add that imposing on domestic courts to hold public hearings in all
procedures concerning disciplinary sanctions, regardless of their
gravity, would to my mind represent a disproportionate burden and
risk undermining the courts' ability to deal with cases within a
reasonable time. The Grand Chamber having recently found that there
was no such obligation in a case involving “criminal”
issues (see Jussila v. Finland [GC], no. 73053/01, ECHR
2006 ...), I do not believe that it is appropriate for a chamber
of the Court to impose such an obligation in cases involving
disciplinary sanctions where the “civil limb” of Article
6 is at stake.
For
this reason, I come to the conclusion that there has been a violation
of Article 6 in this case for one reason only: that the applicant was
not given the opportunity to defend himself through a lawyer before
the domestic courts which determined his disciplinary appeals. The
severity of the total sanction imposed on him cannot justify any
derogation from the principle of legal representation before domestic
courts.
Article 8
As to
the violation of this Article, the majority confines its examination
to the issue of “legality”. It concludes that the
interference with the applicant's family life was based on legal
provisions which did not meet the Convention's “quality of law”
requirements, and that there is no need to determine whether the
interference pursued a legitimate aim or aims under paragraph 2
of Article 8 and was necessary in a democratic society (§§ 53 54
of the judgment).
However,
since the Court takes note of the legislation which entered into
force on 1 January 2005 and points out that the new legislation
should in principle meet the Convention's quality of law requirements
(§ 51 of the judgment), I should like to emphasise an additional
element.
Even
assuming that in new similar cases the interference might be lawful
and pursue a legitimate aim, I would consider such interference
unnecessary in a democratic society. Total prohibition of family
contacts for a year is a clearly disproportionate disciplinary
sanction, touching the core of Article 8.
Application of Article 46 of the Convention
I
have a serious problem with this portion of the judgment (§§
59 63) for the following reasons.
1) Paragraph
60 of the judgment summarises the reason for finding a violation of
Article 6 as being “the lack of a public hearing”. I
consider that the wording of paragraph 60 is not consistent with
paragraphs 37 and 38 and the conclusion that Article 6 was breached
because “the applicant could not effectively follow the
proceedings against him”.
May I
add, assuming that the majority holds the view that lack of a public
hearing is the main reason for finding a violation of Article 6, that
I would deeply disagree with such a conclusion, for the reasons
developed above.
2) I
have serious doubts that paragraph 63 of the judgment will serve the
declared purpose of assisting the respondent State in finding the
appropriate solution and the Committee of Ministers in supervising
the execution of the judgment, for the following two reasons.
On
the one hand, I have difficulties in understanding the reference to
Article 57 § 2 (b) of the European Prison Rules, which
provides that “national law shall determine the procedures to
be followed at disciplinary proceedings”. Such procedures are
already determined at domestic level, as stated in paragraph 15 of
the judgment. What clearly emerges from that paragraph is that the
European Committee for the Prevention of Torture and Inhuman or
Degrading Treatment or Punishment examined the legislation and only
raised two questions, namely lawyers' participation in disciplinary
proceedings and lawyers' access to their clients' disciplinary files.
Limiting the reference to Article 59 (c) of the European Prison Rules
would probably have better served the purpose of helping the
respondent State and the Committee of Ministers.
Secondly,
the reason for the reference to the Dickson v. the United Kingdom
Grand Chamber judgment in the section relating to Article 46
remains a mystery to me, as in that case the Court refrained from
suggesting the adoption of any provision of the European Prison Rules
under Articles 46 or 41 of the Convention.