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DEDOVSKIY AND OTHERS v. RUSSIA - 7178/03 [2008] ECHR 389 (15 May 2008)
URL: http://www.bailii.org/eu/cases/ECHR/2008/389.html
Cite as:
[2008] ECHR 389
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FIRST
SECTION
CASE OF DEDOVSKIY AND OTHERS v. RUSSIA
(Application
no. 7178/03)
JUDGMENT
STRASBOURG
15
May 2008
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial
revision.
In the case of Dedovskiy and Others v. Russia,
The
European Court of Human Rights (First Section), sitting as a Chamber
composed of:
Christos Rozakis, President,
Nina
Vajić,
Anatoly Kovler,
Elisabeth
Steiner,
Khanlar Hajiyev,
Dean
Spielmann,
George Nicolaou, judges,
and André
Wampach, Deputy
Section Registrar,
Having
deliberated in private on 24 April 2008,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
The
case originated in an application (no. 7178/03) against the Russian
Federation lodged with the Court under Article 34 of the Convention
for the Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by seven Russian nationals named in paragraph 6
below (“the applicants”) on 27 January 2003.
The
applicants, who had been granted legal aid, were represented before
the Court by Mr Z. Zhulanov, a lawyer with the Perm
Regional Human Rights Centre. The Russian Government (“the
Government”) were represented by Mr P. Laptev,
Representative of the Russian Federation at the European Court of
Human Rights.
The
applicants complained of the ill-treatment inflicted on them and the
lack of effective remedies in the domestic legal system.
By
a decision of 12 October 2006, the Court declared the application
admissible.
The
Government, but not the applicants, filed observations on the merits
of the case (Rule 59 § 1).
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The applicants are:
Mr Mikhail Vladimirovich Dedovskiy born in 1969,
Mr Alexandr Mikhaylovich Matrosov born in 1968,
Mr Viktor Viktorovich Vidin born in 1978,
Mr Stanislav Lvovich Bukhman born in 1974,
Mr Igor Anatolyevich Kolpakov born in 1975,
Mr Dmitriy Vladimirovich Gorokhov born in 1980, and
Mr Aleksey Shamilyevich Pazleev born in 1974.
A. Background to the application
At
the material time all the applicants were serving a prison sentence
in correctional colony no. AM-244/9-11 in the village of Chepets of
the Cherdynskiy district of the Perm Region (also known as facility
no. IK-11, hereinafter “the colony”).
In
April 2001 a group of eight officers of a special-purpose unit,
Varyag, of the Directorate of Correctional Facilities AM-244
(now renumbered as VK-240, отдел
специального
назначения
«Варяг»
Управления
лесных
исправительных
учреждений
АМ-244/ВК-240), under the command of
Mr B., arrived at the colony for the purpose of “rendering
practical assistance in maintaining the detention regime”.
Upon
their arrival Mr B. and Mr P., the deputy colony director for
security and operational activities, devised a plan which included
the following measures: searches of the living premises, including
the premises of the strict-security department (отряд
со строгими
условиями
содержания),
the punishment ward (штрафной
изолятор)
and cell-like premises (помещения
камерного
типа);
body searches of detainees, including on their return from work; and
supervision of the detainees’ compliance with the regime
regulations. The officers of the unit wore balaclava masks and
carried rubber truncheons during the implementation of the plan.
The
applicants alleged that the unit officers had beaten detainees with
truncheons and kicked and punched them. Specific allegations
concerning each applicant are outlined in chronological order below.
B. Events of 17 April 2001
1. The first applicant, Mr Dedovskiy
On
coming back from work to the colony living premises Mr Dedovskiy
learnt from other detainees that the unit officers were performing a
search. The officers wore camouflage and balaclava masks. During the
search they hit Mr Dedovskiy on his back four or five times with a
truncheon without any apparent reason and verbally assaulted him. On
leaving the search premises he received more truncheon blows.
Later
in the day, when going to dinner, Mr Dedovskiy, among other
detainees, was told to squat down and waddle “duck-style”
to the canteen.
2. The second applicant, Mr Matrosov
On
coming back from work to the colony Mr Matrosov was told to submit to
a strip-search. Mr P., the deputy colony director, divided all the
detainees into groups of five and told them to run into the search
room. Inside the room Mr Matrosov was ordered to look at the floor
and comply with all instructions. Any delay in fulfilling an order
was met with punches to the stomach and head. Once the strip-search
was completed, Mr Matrosov was thrown half-naked out into the
courtyard.
3. The third applicant, Mr Vidin
On
coming back from work to the colony, the unit officers hit Mr Vidin
on his head, neck and spine with a truncheon during their search. As
a result, he could not work for an extended period of time owing to
pain in his head and spine. He attempted to seek medical assistance
but the medical department was closed.
Later
in the day, when going to dinner, Mr Vidin, among others, was told to
squat down and waddle to the canteen. On entering the canteen and
while eating the unit officers hit him in the small of his back.
4. The fourth applicant, Mr Bukhman
At
the roll-call Mr Bukhman was beaten for having answered a unit
officer’s question too softly.
5. The sixth applicant, Mr Gorokhov
Mr
Gorokhov was held in cell no. 1 of the strict-security department. At
about 11 p.m. the unit officers arrived at the department and told
the detainees to go out into the corridor and to remain spread-eagled
against the wall. While they were standing there, the officers
punched them; Mr Gorokhov received several blows to his liver
and spine.
C. Events of 18 April 2001
1. The first applicant, Mr Dedovskiy
The
unit officers hit Mr Dedovskiy, among other detainees, during the
wake-up and on their way to the canteen and back. He was also hit
while eating. The officers allegedly hit him with a truncheon,
holding it by the light end in order to increase the pain.
2. The second applicant, Mr Matrosov
At
their work-place detainees, including Mr Matrosov, were told to form
a line. The unit officers and Mr F., the security head, verbally
assaulted them.
3. The fourth applicant, Mr Bukhman
The
unit officers allegedly told Mr Bukhman, when going to dinner, to
carry another detainee on his back. Then they told all the detainees
to go to the canteen in couples holding hands. Mr Bukhman was beaten
for refusing to comply with these demands. After that a unit officer
jumped on his back and told him to carry him to the canteen. Mr
Bukhman’s refusal provoked a new round of beatings.
4. The fifth applicant, Mr Kolpakov
On
that day Mr Kolpakov, among other detainees, arrived at the colony to
serve his sentence. The unit officers verbally and physically
assaulted them on their way from the car to the punishment ward,
where the newly arrived detainees were held. Mr F. and Mr T. of
the colony administration were present. Later, Mr Kolpakov was
taken out of the cell and beaten in the corridor with truncheons. Mr
T. was again present.
5. The sixth applicant, Mr Gorokhov
The
unit officers, accompanied by Mr F., came to the strict-security
department where Mr Gorokhov was being held. The officers
shouted at detainees as they were running out of the cells and
punched them. Mr Gorokhov was hit and fell to the floor.
Thereafter Mr Gorokhov and his cellmates were told to stand up, strip
naked and lean spread-eagled against the wall. The officers punched
and kicked them and also hit them with truncheons. Mr Gorokhov
collapsed several times, but when he rose to his feet the beating
resumed. The officers did not make any demands or claims of the
detainees. As a consequence of that treatment, Mr Gorokhov had many
bruises and abrasions, a headache and sharp pain in his liver.
6. The seventh applicant, Mr Pazleev (“count 5”)
Mr
Pazleev was held in cell no. 1 of the strict-security department (the
same cell as the sixth applicant, Mr Gorokhov). At about 3.30 p.m. on
that day the unit officers opened the door of their cell and put a
bench in front of it. The detainees were rudely told to jump over the
bench into the corridor. Mr Pazleev stumbled over the bench and fell.
The officers started to punch and kick him and to hit him with
truncheons. In the corridor all the detainees were stripped naked and
placed spread-eagled against the wall. Then the officers beat them.
When Mr Pazleev fell, he was made to stand up again and the beating
continued. The beatings lasted for approximately twenty minutes.
Once
the unit officers had left, a doctor and a nurse entered the cell and
asked whether there were any “bedridden patients” (that
is, who could no longer walk by themselves). Mr Pazleev complained
about sharp pains, but received no assistance.
The report on the use of a rubber truncheon of 18
April 2001 indicated that “during a search... at 3.30 p.m. the
convict Pazleev refused to go out of the living premises into the
common corridor, stating that he would be present during the search,
although it was the convict Terekhov who had been assigned to be
present during the search. Pazleev was warned that in case of further
disobedience, a truncheon would be used on him, but he continued to
disobey”. The report was signed by two colony officials and Mr
B.
D. Events of 19 April 2001
1. The first applicant, Mr Dedovskiy (“count 7”)
On
coming back from work at about 7 p.m. Mr Dedovskiy, among other
detainees, was subjected to a strip-search. During the search the
officers punched him and hit him with truncheons.
The report on the use of a rubber truncheon of 19
April 2001 indicated that “on returning from the work facility
Angara, the convict Dedovskiy repeatedly disobeyed the lawful request
of the colony administration... because he flatly refused to spread
his arms and legs wide apart for a body search. He did not react to
the repeated requests. Thereafter, a rubber truncheon... was used on
him”. The report was signed by two colony officials and Mr B.
2. The second applicant, Mr Matrosov
Mr
Matrosov, among other detainees, was beaten during the strip-search
upon their return from work.
On
coming to the canteen, detainees, including Mr Matrosov, were ordered
to form two lines and run into the canteen one at a time. The unit
officers stood at the doors and hit detainees with truncheons. While
eating, the detainees were told not to raise their eyes and Mr
Matrosov, among others, received a truncheon blow to his neck. On
leaving the canteen he received more blows to his back.
3. The fourth applicant, Mr Bukhman
At
the roll-call Mr Bukhman was told to step out of the line and say
“ah”. He was beaten for saying it too softly. As a result
of the beatings, Mr Bukhman had broken ribs. He applied to the
medical department, where a doctor treated the area around the broken
ribs with iodine.
4. The fifth applicant, Mr Kolpakov
The
unit officers took Mr Kolpakov, among other detainees, out of the
cell and into the corridor, where he was spread-eagled against the
wall and beaten.
5. The seventh applicant, Mr Pazleev
Mr
Pazleev, among other detainees, was taken out of the cell into the
corridor, where the unit officers punched and kicked them and also
hit them with truncheons. Mr F. and Mr P., were also present, in an
inebriated state.
E. Events of 20 April 2001
1. The fifth applicant, Mr Kolpakov (“count 9”)
At
about 7.15 a.m. the unit officers, together with Mr F. and Mr T.,
arrived at the strict-security department where Mr Kolpakov had been
transferred from the punishment ward on the previous night. All the
detainees, including the fifth applicant, were told to run out of the
cells into the corridor. The unit officers punched and kicked Mr
Kolpakov and beat him with truncheons. He collapsed several times and
finally fainted after a particularly strong blow to his head.
Mr
Kolpakov alleges that he had brain concussion. In December 2001 he
was diagnosed with traumatic psychopathy in prison hospital UT-389/9
MOB, which he believes to be a consequence of the beating on 20 April
2001.
The report on the use of a rubber truncheon of 20
April 2001 indicated that “the rubber truncheon was used
because at the rouse at 7.15 a.m. the convict Kolpakov, along
with other convicts, did not fulfil the get-up command. He flatly
refused to proceed to the administrative premises to give a written
explanation, and refused to give his name or to explain the reasons
for his conduct”. The report was signed by two colony officials
and Mr B.
2. The sixth applicant, Mr Gorokhov (“count 9”)
The
unit officers, this time accompanied by Mr T., came to the
strict-security department, where Mr Gorokhov was being held. Mr
Gorokhov and his cellmates were taken out into the corridor where the
officers punched and kicked them and also hit them with truncheons.
Thereafter he was allegedly refused medical assistance in the medical
department of the colony.
The report on the use of a rubber truncheon of 20
April 2001 indicated that “the rubber truncheon was used
because at the rouse... the convict Gorokhov did not get up. When
ordered to get up and dress, he reacted reluctantly and failed to
dress in accordance with the established form of dress. When told to
change his clothes and assume the normal look, he did not react, but
behaved rudely and tactlessly towards the officers”. The report
was signed by two colony officials and Mr B.
3. The seventh applicant, Mr Pazleev
Mr
Pazleev, among other detainees, was taken out of the cell into the
corridor, where the unit officers punched and kicked them and also
hit them with truncheons. Mr F. and Mr P. were also present, in an
inebriated state.
F. Investigation into the applicants’ complaints
On
9 June 2001 the Perm Regional Human Rights Centre handed 160
complaints of ill-treatment written by the colony detainees to the
Perm Regional Ombudsman (Уполномоченный
по правам
человека
в Пермской
области,
hereinafter “the Ombudsman”). The Ombudsman provided the
Perm Regional prosecutor with copies of the complaints and requested
factual information from the colony administration. On the same day
the Usolsk town prosecutor in charge of supervision of compliance
with laws in penitentiary institutions opened a criminal
investigation into an offence under Article 286 § 3 of the
Criminal Code (excess of power involving the use of weapons or
special means).
On
20 June 2001 the Ombudsman decided to form a public commission for
the investigation of the causes and circumstances of the events in
colony AM 244/9-11. The commission included the Ombudsman, the
director of the Perm Regional Human Rights Centre and a
representative of the Perm Regional Government.
On
25 June 2001 the Ombudsman visited the colony and talked to the
detainees who had lodged the complaints. The majority of them
confirmed their statements.
On
6 July 2001 the director of facility no. AM-244 replied to the
Ombudsman’s request for information as follows:
“The measures... with the involvement of the
special-purpose unit officers... were carried out from 17 to 19 April
[2001] on the basis of Article 82 of the Code on Execution of
Punishments and they were not extraordinary... RP-73 [rubber
truncheons] were used on detainees who refused to comply... The mass
lodging of complaints about allegedly unlawful actions of the unit
officers has been arranged by a criminal leader...”
On
16 August 2001 the director and other employees of the Perm Regional
Human Rights Centre visited the colony. They were allowed to take
photos and talked to five detainees in private. The findings were
reported to the Ombudsman in the following manner:
“Conclusion: there is no reason not to trust the
allegations of the detainees. For three days detainees were severely
beaten while returning from work, in the canteen... in the punishment
ward, in the cell-like premises... detainees were made to squat and
waddle and then jump up again... they were stripped naked before the
search... It is conceivable that the special-purpose unit was called
upon to intimidate [detainees] in the wake of a conflict between the
colony administration and the criminal leader. However, no matter how
subversive the ringleader’s influence on other detainees might
have been, this cannot in any way justify the unit’s actions
... especially taking into account that a majority of detainees in
the colony are... unconnected to organised crime. It appears that the
detainees were, as usual, ‘collateral damage’ of an
extremely complicated and entangled relationship between the
management of the correctional institution and criminal leaders.”
On
29 August 2001 the Ombudsman paid another visit to the colony and
talked to twenty-four detainees. Of those, twenty-one detainees
confirmed their initial allegations and indicated that they had given
the same statements to investigators from the prosecutor’s
office. The Ombudsman found a number of violations of the colony
regime, such as belated provision of medical assistance in the
punishment ward and cell-like premises, lack of water and lack of
remedies against disciplinary sanctions imposed by the colony
administration.
In late August and early September 2001 Mr
Shcherbanenko, the head of the department for supervision of
compliance with laws in penitentiary institutions, which is a
department of the Prosecutor General’s Office, arrived in Perm
for a special inquiry. The Government refused to produce a copy of
his report requested by the Court (see paragraphs 103 and 105 below).
According to the applicants, he found that (i) the unit officers had
used rubber truncheons unlawfully; (ii) when performing their duties,
the unit officers should not have worn balaclava masks; (iii) the
quality of the pre-trial investigation had been unsatisfactory; and
(iv) a few detainees had been unlawfully placed in the punishment
ward. The Usolsk town prosecutor was disciplined and the materials of
the investigation were transferred to the Perm Regional prosecutor.
On
4 September 2001 Mr B., the head of the special-purpose unit, was
charged with an offence under Article 286 § 3 of the Criminal
Code. On 11 September 2001 he was additionally charged under
Article 293 § 1 of the Criminal Code (undue performance of
professional duties entailing a substantial impairment of citizens’
rights and interests).
On 21 September 2001 a prosecutor discontinued
criminal proceedings against Mr B.’s subordinates, officers of
the special-purpose unit, finding as follows:
“In the period from 17 to 20 April [2001] the
employees of the special-purpose unit AM-244 stayed at the colony,
executing the deputy head’s request to carry out the planned
preventive and regime measures on detainees of the colony IK-11. When
carrying out these measures, officers of the unit used rubber
truncheons on the detainees.
The investigation has taken all measures to determine
the part of each unit officer in the events; however, the victims and
witnesses were not able to identify the unit officers who had beaten
them because they had worn identical camouflage and balaclava masks.
Thus, the investigation has not obtained any objective information
which would permit charges to be brought against any unit officers.”
On 25 September 2001 the same prosecutor discontinued
the criminal proceedings in respect of the complaints lodged by the
second, third and fourth applicants and 143 other detainees, finding
that “the investigation had not obtained any objective
information confirming these detainees’ allegations of the use
of rubber truncheons by the special-purpose unit”.
On 4 October 2001 the same prosecutor discontinued
criminal proceedings against Mr B. on the charge of excess of power.
The prosecutor noted that Mr B. had not used a rubber truncheon
himself and had not given orders to use one. The remaining charge of
professional misconduct was referred for trial.
On
25 October 2001 the public commission was disbanded because the case
had gone to trial.
G. Judicial proceedings against Mr B.
From
4 to 8 February 2002 the Cherdynskiy District Court of the Perm
Region held public hearings in the criminal case against Mr B.,
accused of professional misconduct under Article 293 § 1 of the
Criminal Code. In total, forty detainees were granted victim status
in the criminal proceedings; of these, nineteen persons took part in
the hearings and written depositions by the others were read out
before the court. The court took witness statements from five other
detainees who had not been victims themselves.
The
trial concerned ten counts.
In counts 1 to 4 twelve detainees were beaten during searches on 17
and 18 April 2001. In count 5 twelve detainees, including the seventh
applicant, were hit with rubber truncheons. Two detainees were hit
with truncheons at the roll-call on 19 April 2001 (count 6). On
the same day Mr B.’s subordinates beat three detainees,
including the first applicant, who were returning from work (count 7)
and two other detainees during a search in the punishment ward (count
8). In count 9 the fifth and sixth applicants, as well as six other
detainees, were beaten with truncheons during the wake-up. Finally,
another detainee received a truncheon blow on 20 April 2001 (count
10).
Before
the court the applicants maintained their claims. The court decided,
however, that their allegations were contradicted by the reports on
the use of rubber truncheons (cited above) and witness statements by
representatives of the colony administration.
The
employees of the colony, including Mr F., Mr P. and Mr T., as well as
Mr B.’s subordinates, denied any unjustified use of rubber
truncheons on detainees. The colony doctor confirmed that a few
detainees had applied for medical assistance after they had been hit
with truncheons; however, no one had had broken ribs or been in a
serious condition. Nor had medical assistance been refused to anyone.
The five detainees heard by the court corroborated the statements by
the other victims.
On
22 February 2002 the trial court delivered judgment. It acquitted
Mr B. of the charges, finding as follows:
“Under Article 86 of the Code on Execution of
Punishments and the Penitentiary Institutions Act, employees of
penitentiary institutions may use special means, including rubber
truncheons, in cases of persistent disobedience to the lawful demands
of the colony staff... The court has established that... all
demands... were lawful. In all cases the use of [rubber truncheons]
was justified because they were used after... a warning of the
intention to use a [truncheon] and because they were used when the
victims refused to execute lawful demands of the staff, that is,
disobedience to the colony staff... Each use of the [truncheon] was
reported to B. if he was absent during its application... There are
therefore no grounds to consider that [B.] did not exercise
appropriate control over the lawfulness of the actions of his
subordinates and in that way unduly performed his duties.
Nor did the court establish violations of rights and
lawful interests of citizens who are the victims in the present
case... [T]he court considers that damage to their health was caused
on lawful grounds...
[T]he court also takes into account that criminal
proceedings against the unit officers were discontinued for lack of
evidence of a criminal offence... That decision has not been quashed.
It does not, in itself, confirm the lawfulness of the unit officers’
actions... but it prevents [the court] from establishing the facts of
unlawful actions.”
The
prosecution and sixteen victims appealed against the acquittal. The
prosecution submitted, in particular, that the trial court had based
its judgments on the statements by the defendant, his subordinates
and the colony administration and disregarded submissions by the
detainees. It pointed out factual discrepancies: thus, according to
the statements by B.’s subordinates, they had used truncheons
twelve times, but B. had signed sixty-three reports on the use of
special means. Moreover, it noted that the infliction of physical
pain and bodily injuries had clearly violated the victims’
right and lawful interests and that the trial court had failed to
identify lawful grounds for the use of physical force and special
means.
On
17 December 2002 the Perm Regional Court examined the points of
appeal and upheld the judgment of 22 February 2002. It noted that
Mr B. had played a “merely nominal” part in the
events and that he had not been able, or obliged, to control the
conduct of each unit officer in his absence. He had not given orders
to use truncheons and he had not used them himself. The appellate
court held that in these circumstances the acquittal on the charge of
undue performance of professional duties had been lawful and
justified. It further noted that the investigative bodies had
discontinued the proceedings against Mr B. on the charge of excess of
power and against his subordinates for the lack of evidence of a
criminal offence and it was not therefore required to rule on those
issues.
H. Medical records submitted by the Government
Further
to the Court’s request, the Government submitted handwritten
and typed copies of the applicants’ medical records.
The
medical records of the applicants Mr Dedovskiy, Mr Matrosov, Mr
Gorokhov, Mr Bukhman and Mr Pazleev do not contain any entries
relating to the time of the events described above. The entry of 25
June 2002 in Mr Pazleev’s medical record indicates that he was
beaten by unidentified persons and underwent in-patient treatment in
July 2001 for affected kidneys.
The
medical record of the applicant Mr Vidin indicates that on 3 October
2001 he was referred to the prison hospital for treatment for
inguinal hernia. In August 2002 he applied to the medical department
in connection with recrudescence of otitis media, first diagnosed in
2001.
According
to his medical record, on 5 December 2001 Mr Kolpakov asked to be
examined by a psychiatrist, complaining of headache. There are no
other entries for 2001. In 2002, 2003 and 2004 Mr Kolpakov received
treatment for craniocerebral injury of an unspecified origin.
According to the Government, that injury was the result of head
traumas in 1982, 1990 and 1993.
II. RELEVANT DOMESTIC LAW
A. Code on Execution of Punishments (no. 1-FZ of 8
January 1997)
Detainees
and the premises where they live may be searched (Article 82 §§
5 and 6).
Physical
force, special means or weapons may be used against detainees if they
offer resistance to the officers, persistently disobey lawful demands
of the officers, engage in riotous conduct, take part in mass
disorders, take hostages, attack individuals or commit other publicly
dangerous acts, escape from the penitentiary institution or attempt
to harm themselves or others (Article 86 § 1). The procedure for
application of these security measures is determined in the Russian
legislation (Article 86 § 2).
B. Penitentiary Institutions Act (no. 5473-I of 21 July
1993)
When
using physical force, special means or weapons, the penitentiary
officers must:
(1) state
their intention to use them and afford the detainee(s) sufficient
time to comply with their demands unless a delay would imperil life
or limb of the officers or detainees;
(2) ensure
the least possible harm to detainees and provide medical assistance;
(3) report
every incident involving the use of physical force, special means or
weapons to their immediate superiors (section 28).
Rubber truncheons may be used for
(1) putting
an end to assaults on officers, detainees or civilians;
(2) repressing
mass disorders or group violations of public order by detainees, as
well as for apprehension (задержание)
of offenders who persistently disobey or resist the officers (section
30).
C. Code of Criminal Procedure (in force after 1 July
2002)
If criminal proceedings are discontinued at the stage
of the investigation, a victim or a civil party may lodge a separate
civil claim unless the proceedings were discontinued on the ground
that (a) the alleged offence had not been committed (otsutstvie
sobytiya prestupleniya) or (b) the suspect had not been involved
in its commission (Article 213 § 4 and Articles 24 § 1 (1)
and 27 § 1 (1)).
If the defendant is acquitted by the trial court on
the ground that (a) the alleged offence was not committed or (b) the
defendant was not involved in its commission, the trial court will
dismiss the civil claim. If the defendant is acquitted on the ground
that one or more constituent elements of a criminal offence are
missing (Article 24 § 1 (2)), the trial court will disallow the
civil claim but it may be lodged again in separate civil proceedings
(Article 306 § 2).
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 3 OF THE CONVENTION
The
applicants complained, in respect of each incident described above,
that they had been subjected to treatment incompatible with Article 3
of the Convention and that the authorities had not carried out an
effective investigation into those events, which amounted to a breach
of Article 13 of the Convention. The Court will examine this
complaint from the standpoint of the State’s negative and
positive obligations flowing from Article 3, which reads as follows:
“No one shall be subjected to torture or to
inhuman or degrading treatment or punishment.”
The
applicants submitted that the allegations of ill-treatment rested on
a solid evidentiary basis which included their original complaints to
the authorities in May 2001, the reports on the use of rubber
truncheons and materials of the criminal investigation. It was
undeniable that the treatment complained about had been in breach of
Article 3 of the Convention. However, they had not had an effective
remedy for their grievances. All of them had complained to the
authorities, but the investigation had been neither comprehensive nor
adequate because it had not led to the identification and punishment
of those responsible. Many detainees had been pressured into
withdrawing their complaints or giving false testimony; the third and
fourth applicants had been unlawfully refused recognition of their
victim status in the domestic proceedings.
The
Government acknowledged that between 17 and 20 April 2001 a
special-purpose unit composed of seven officers and headed by Mr B.
had used rubber truncheons on detainees of colony no. IK-11. However,
the detainees had not been able to identify any officers because the
entire group had been dressed in identical camouflage uniform and had
worn balaclava helmets. On that ground the criminal proceedings
against the officers had been discontinued. Subsequently the District
Court had acquitted Mr B. of professional negligence because the
rubber truncheons had been used only against detainees who had not
complied with lawful orders.
1. Alleged ill-treatment of the applicants
(a) General principles
Article 3, as the Court has observed on many occasions,
enshrines one of the fundamental values of democratic society. Even
in the most difficult of circumstances, such as the fight against
terrorism or crime, the Convention prohibits in absolute terms
torture or inhuman or degrading treatment or punishment, irrespective
of the victim’s behaviour (see Balogh v. Hungary,
no. 47940/99, § 44, 20 July 2004, and Labita
v. Italy [GC], no. 26772/95, § 119, ECHR 2000-IV).
The
Court has consistently stressed that the suffering and humiliation
involved must in any event go beyond that inevitable element of
suffering or humiliation connected with a given form of legitimate
treatment or punishment. Measures depriving a person of his liberty
may often involve such an element. In accordance with Article 3 of
the Convention the State must ensure that a person is detained under
conditions which are compatible with respect for his human dignity
and that the manner and method of the execution of the measure do not
subject him to distress or hardship exceeding the unavoidable level
of suffering inherent in detention (see Kudła v. Poland
[GC], no. 30210/96, §§ 92-94, ECHR 2000-XI).
In the context of detainees, the Court has emphasised
that persons in custody are in a vulnerable position and that the
authorities are under a duty to protect their physical well-being
(see Tarariyeva v. Russia, no. 4353/03, § 73,
ECHR 2006 ... (extracts); Sarban v. Moldova, no. 3456/05,
§ 77, 4 October 2005; and Mouisel v. France,
no. 67263/01, § 40, ECHR 2002 IX). In respect of
a person deprived of his liberty, any recourse to physical force
which has not been made strictly necessary by his own conduct
diminishes human dignity and is in principle an infringement of the
right set forth in Article 3 of the Convention (see Sheydayev v.
Russia, no. 65859/01, § 59, 7 December 2006, and
Ribitsch v. Austria, judgment of 4 December 1995,
Series A no. 336, § 38).
(b) Application of the above principles in
the present case
i. Establishment of the facts
The
Court reiterates that allegations of ill-treatment must be supported
by appropriate evidence. In assessing evidence, the Court has
generally applied the standard of proof “beyond reasonable
doubt”. However, such proof may follow from the coexistence of
sufficiently strong, clear and concordant inferences or of similar
unrebutted presumptions of fact (see Salman v. Turkey [GC],
no. 21986/93, § 100, ECHR 2000-VII).
It
was not in dispute between the parties that from 17 to 20 April 2001
eight officers of the special-purpose unit Varyag under the
command of Mr B. had carried out certain operations in the
correctional colony where the applicants had been held. Those
operations had included, in particular, searches of all premises
within the colony and body searches of the detainees. All the
officers, except the commander Mr B., had worn balaclava helmets and
identical camouflage uniforms without insignia and carried rubber
truncheons (RP-73 in the official classification).
It
was likewise uncontested that the officers of the special-purpose
unit had used rubber truncheons against the detainees. In total, more
than sixty reports on the use of rubber truncheons had been compiled
by the officers. Of those, four reports concerned the use of
truncheons against the applicants Mr Dedovskiy, Mr Kolpakov, Mr
Gorokhov and Mr Pazleev (see paragraphs 25, 27, 35 and 37 above). It
has therefore been established “beyond reasonable doubt”
that these applicants were hit, at least once, with rubber truncheons
by the officers of the special-purpose unit.
Reports on the use of truncheons against the applicants Mr Matrosov,
Mr Vidin and Mr Bukhman are not available to the Court. The criminal
proceedings in respect of their complaints of ill-treatment were
discontinued on the ground that their allegations of having been
beaten with rubber truncheons had not been “objectively”
proven (see paragraph 48 above). However, the absence of reports
cannot play a decisive role for establishing the facts for the
purposes of the Convention proceedings. Were it otherwise, the
authorities would be able to avoid responsibility for ill-treatment
by not recording the use of physical force or special means.
The
Court observes that the applicants provided a graphic and detailed
description of the ill-treatment to which they were allegedly
subjected, indicated its place, time and duration, and identified the
colony officials who had been present. If the Government considered
these allegations untrue, it was open to them to refute them by way
of, for instance, witness testimony or other evidence. Nevertheless,
at no point in the proceedings before the Court did the Government
challenge the applicants’ factual submissions or deny that they
had been beaten with truncheons in the circumstances they had
described. The Government acknowledged, in general terms and without
referring to specific episodes, that the special-purpose unit had
used truncheons against the detainees of the colony where the
applicants had been held (see their observations above). A similar
general acknowledgement of the repeated use of rubber truncheons –
which again did not specify the affected detainees’ names –
can also be found in the documents provided by various State
officials, such as the letter from the colony director to the
Ombudsman, the Ombudsman’s own findings, or the prosecutor’s
decision of 21 September 2001.
Having
regard to the indiscriminate nature of the special-purpose unit’s
operations, which targeted the entire colony population rather than
specific detainees, and the Government’s acquiescence to the
applicants’ factual submissions, the Court finds it established
to the standard of proof required in the Convention proceedings that
the applicants were subjected to the treatment of which they
complained.
ii. Assessment of the severity of
ill-treatment
The
Court notes that the applicants were beaten by the officers of the
special-purpose squad, both with and without the use of a rubber
truncheon. The Government acknowledged the use of truncheons, but
insisted on the fact that they had been used lawfully, in response to
the applicants’ unruly conduct.
The
Court is mindful of the potential for violence that exists in
penitentiary institutions and of the fact that disobedience by
detainees may quickly degenerate into a riot which would require
intervention of the security forces (see Gömi and Others v.
Turkey, no. 35962/97, § 77, 21 December
2006). Nevertheless, as noted above, recourse to physical force which
has not been made strictly necessary by the detainee’s own
conduct diminishes human dignity and is in principle an infringement
of the right set forth in Article 3 of the Convention.
In
the present case the Court is not convinced that the use of rubber
truncheons was lawful or necessary. It observes, firstly, that the
Penitentiary Institutions Act contains an exhaustive list of
situations permitting rubber truncheons to be used. Officers may
resort to these means in three cases: (i) for curtailing assaults;
(ii) for repressing mass disorders or group violations of public
order; and (iii) for apprehending those who persistently disobey or
resist the officers (see paragraph 65 above). As regards the first
ground, there is no indication that any of the applicants attacked
officers or other detainees. It transpires that the transgressions
for which truncheon blows were administered had been individual,
rather than collective, in nature, which rendered the second ground
inapplicable. Finally, even though some applicants appear to have
disobeyed or resisted the officers’ orders, no attempt was made
to apprehend or arrest them. It follows that the use of rubber
truncheons against the applicants had no basis in law.
Further,
the Court does not discern any necessity which might have prompted
the use of rubber truncheons against the applicants. On the contrary,
the actions by the unit officers were grossly disproportionate to the
applicants’ imputed transgressions and manifestly inconsistent
with the goals they sought to achieve. Thus, it follows from the
reports on use of rubber truncheons that the applicant Mr Pazleev
refused to leave the cell which was to be searched and that the
applicant Mr Dedovskiy refused to spread his arms and legs wide apart
for a body search (see paragraphs 25 and 27 above). The Court accepts
that in these circumstances the officers may have needed to resort to
physical force in order to take Mr Pazleev out of the cell or to
search Mr Dedovskiy. However, it is obvious that hitting a detainee
with a truncheon was not conducive to the desired result, that is,
facilitating the search. In the Court’s eyes, in that situation
a truncheon blow was merely a form of reprisal or corporal
punishment. The punitive nature of such treatment was even more
salient in the situation where the applicant was beaten for not
changing his clothes or for not stating his name (see paragraphs 35
and 37 above).
As
to the seriousness of the acts of ill-treatment, the Court reiterates
that in order to determine whether a particular form of ill-treatment
should be qualified as torture, it must have regard to the
distinction, embodied in Article 3, between this notion and that of
inhuman or degrading treatment. It appears that it was the intention
that the Convention should, by means of this distinction, attach a
special stigma to deliberate inhuman treatment causing very serious
and cruel suffering. The Court has previously had before it cases in
which it has found that there has been treatment which could only be
described as torture (see Aksoy v. Turkey, judgment of
18 December 1996, Reports 1996-VI, p. 2279, § 64;
Aydın v. Turkey, judgment of 25 September 1997,
Reports 1997-VI, pp. 1891-92, §§ 83-84 and 86;
Selmouni v. France [GC], no. 25803/94, § 105,
ECHR 1999 V; Dikme v. Turkey, no. 20869/92, §§
94-96, ECHR 2000-VIII, and, in respect of Russia, Menesheva
v. Russia, no. 59261/00, §§ 60-62, ECHR
2006 ...; Mikheyev v. Russia, no. 77617/01, § 135,
26 January 2006).
As
noted above, the use of rubber truncheons against the applicants was
retaliatory in nature. It was not, and could not be, conducive to
facilitating execution of the tasks the officers were set to achieve.
The gratuitous violence, to which the officers deliberately resorted,
was intended to arouse in the applicants feelings of fear and
humiliation and to break their physical or moral resistance. The
purpose of that treatment was to debase the applicants and drive them
into submission. In addition, the truncheon blows must have caused
them intense mental and physical suffering, even though they did not
apparently result in any long-term damage to health. In these
circumstances, the Court finds that the applicants were subjected to
treatment which can be described as torture.
There
has therefore been a violation of Article 3 of the Convention, in
that the Russian authorities subjected the applicants to torture in
breach of that provision.
2. Alleged inadequacy of the investigation
The Court reiterates that where an individual raises
an arguable claim that he has been seriously ill-treated in breach of
Article 3, that provision, read in conjunction with the State’s
general duty under Article 1 of the Convention to “secure
to everyone within their jurisdiction the rights and freedoms defined
in ... [the] Convention”, requires by implication that there
should be an effective official investigation. An obligation to
investigate “is not an obligation of result, but of means”:
not every investigation should necessarily be successful or come to a
conclusion which coincides with the claimant’s account of
events; however, it should in principle be capable of leading to the
establishment of the facts of the case and, if the allegations prove
to be true, to the identification and punishment of those
responsible. Thus, the investigation into serious allegations of
ill-treatment must be thorough. That means that the authorities must
always make a serious attempt to find out what happened and should
not rely on hasty or ill-founded conclusions to close their
investigation or as the basis of their decisions. They must take all
reasonable steps available to them to secure the evidence concerning
the incident, including, inter alia, eyewitness testimony,
forensic evidence, and so on. Any deficiency in the investigation
which undermines its ability to establish the cause of injuries or
the identity of the persons responsible will risk falling foul of
this standard (see, among many authorities, Mikheyev, cited
above, § 107 et seq., and Assenov and Others v.
Bulgaria, judgment of 28 October 1998, Reports 1998 VIII,
§ 102 et seq.)
The
Court notes that the events of which the applicants complained had
unfolded under the control of the authorities and with their full
knowledge. The colony officials must have been aware of the magnitude
of the beatings, which comprised more than sixty duly reported cases
and probably many others that had gone unreported. Under these
circumstances, the applicants had an arguable claim that they had
been ill-treated and that the State officials were under an
obligation to carry out an effective investigation.
The
Court reiterates at the outset that, for an investigation into
alleged ill-treatment by State agents to be effective, it must be
prompt and expedient (see Mikheyev, cited above, § 109,
with further references). In the present case criminal proceedings
were instituted only one and a half months after the events at issue,
following the Ombudsman’s submission of the detainees’
complaints to the regional prosecutor. In the period immediately
following the events no attempts were made to conduct a medical
examination of the detainees for injuries. This led, among other
things, to the loss of possibilities for collecting medical evidence
of the alleged ill-treatment.
On
a more general level, the Court emphasises that whenever a number of
detainees have been injured as a consequence of the special-forces
operation in a remand prison, the State authorities are under a
positive obligation under Article 3 to conduct a medical examination
of inmates in a prompt and comprehensive manner (see Mironov v.
Russia, no. 22625/02, §§ 57-64, 8 November
2007). There is no evidence in the instant case that a medical
examination of the applicants was carried out at any time. The
medical records produced by the Government attest to this. The Court
notes with concern that the lack of any “objective”
evidence – such as medical reports could have been – was
subsequently invoked as a ground for discontinuing the proceedings in
respect of the complaints by three applicants and 143 other detainees
(see paragraph 48 above).
Further, the Court considers that, by allowing the special-unit
officers to cover their faces with balaclava masks and not requiring
them to wear any distinctive signs on their clothing, the domestic
authorities knowingly made futile any future attempts to have them
identified by the victims. The impossibility for the victims to tell
the identically clad rank-and-file unit officers apart was invoked as
the main ground for discontinuing the criminal proceedings against
those officers (see paragraph 47 above), whereas the proceedings
against their commander Mr B. – the only person whose face had
not been covered – were discontinued on the charge of abuse of
power because he had not beaten anyone himself (see paragraph 49
above). Given that the reports on the use of rubber truncheons did
not list the name of the officer who administered the blows, the
Court finds that the domestic authorities deliberately created a
situation of impunity in which any identification of the officers
suspected of inflicting ill-treatment was impossible and an
investigation inadequate.
The
Court also finds that the applicants’ right to participate
effectively in the investigation was not secured. It transpires from
both of the prosecutor’s decisions of 21 and 25 September 2001
that the investigator had not heard the applicants or other victims
in person and that he did not even consider mentioning their version
of the events in the decisions. In fact, the decision of 25 September
2001, by which the proceedings were discontinued in respect of the
complaints by three applicants and 143 other victims, contained
solely the list of last names and one sentence (“the
investigation has not obtained any objective information...”)
by way of justification for the decision not to investigate.
Furthermore, as the Court has already found in its admissibility
decision, there was no evidence, and none has been referred to by the
Government, that copies of the prosecutor’s decisions had been
duly served on the applicants who had lodged complaints of
ill-treatment. Thus, a copy of the decision of 25 September 2001
was enclosed for the first time with the Government’s
memorandum of 30 December 2004 and the applicants had not been
previously aware of its contents.
Finally,
the Court observes that the case against Mr B. went to trial but
ended with his acquittal on the charge of professional misconduct. It
reiterates in this connection that the acquittal by the domestic
courts of the police officer suspected of inflicting ill-treatment
cannot absolve the State of its responsibility under the Convention
(see Çolak and Filizer v. Turkey, nos. 32578/96
and 32579/96, § 33, 8 January 2004, and Selmouni,
cited above, § 87). The Court cannot but note the glaring
contradictions in the findings of the domestic courts on the issue of
Mr B.’s responsibility for the actions of his subordinates.
Whereas the District Court acquitted Mr B. because he had exercised
appropriate control over the lawfulness of their actions, the
Regional Court exonerated him on the ground that he had not been
able, or obliged, to control the conduct of officers in his absence.
It is immaterial whether these discrepancies were due to poor
preparation of the case by the prosecution or to the absence of
established case-law in the matter. What is important for the Court
is that they obviously thwarted any meaningful attempt to bring those
responsible for the ill-treatment to account.
Having
regard to the above failings of the Russian authorities, the Court
finds that the investigation carried out into the applicants’
allegations of ill-treatment was not thorough, adequate or efficient.
There has accordingly been a violation of Article 3 of the Convention
under its procedural limb.
II. ALLEGED VIOLATION OF ARTICLE 13 OF THE CONVENTION
The
applicants complained under Articles 6 and 13 of the Convention that
they had not had practical and effective access to civil courts to
claim compensation for the damage to their health. The Court
considers that this complaint falls to be examined under Article 13
of the Convention, which reads as follows:
“Everyone whose rights and freedoms as set forth
in [the] Convention are violated shall have an effective remedy
before a national authority notwithstanding that the violation has
been committed by persons acting in an official capacity.”
The
applicants maintained that, owing to the inadequacy of the
investigation carried out by the prosecutor and the courts’
finding on the lawfulness of use of rubber truncheons, they would not
have been able to claim any damages in civil proceedings. Their
access to a civil remedy had not been practical or effective.
The
Government submitted that the acquittal of Mr B. and the decision
discontinuing criminal proceedings against the other officers did not
bar the applicants’ access to a civil court for the purpose of
claiming damages. There had been no legal provisions or factual
circumstances preventing such claim from being examined independently
of the findings made in the context of criminal proceedings.
The
Court notes that in Russian criminal law the possibility of lodging a
civil claim for damages against the putative tortfeasor depends on
the grounds on which the criminal proceedings were discontinued. A
decision to discontinue proceedings on the ground that the alleged
offence has not been made out bars access to a civil court on the
basis of a claim for damages arising out of the same event (see
paragraph 66 above). If, however, the defendant was acquitted, or
criminal proceedings discontinued, on the ground that one or more
elements of a criminal offence were missing, a civil claim can still
be introduced in separate civil proceedings (see paragraph 67 above).
On
the facts, the Court observes that the prosecutor discontinued the
proceedings against the rank-and-file unit officers on the ground
that their involvement had not been proven. Subsequently, the courts
acquitted their commander Mr B. because his guilt had not been
established. Under Russian criminal law, these decisions did not
debar the applicants from lodging a separate civil claim against the
officers of the special-forces unit or their commander. It follows
that the applicants had at least a theoretical possibility of having
their claim for compensation examined. Before the Court they argued,
however, that the claim was bound to fail in the absence of any
meaningful findings in the criminal proceedings.
The
Court reiterates that the Convention is intended to guarantee rights
that are not theoretical or illusory, but practical and effective
(see, for example, Artico v. Italy, judgment of 13 May 1980,
Series A no. 37, p. 16, § 33). Article 13 of the Convention
guarantees the availability, at the national level, of a remedy to
enforce the substance of Convention rights and freedoms in whatever
form they might happen to be secured in the domestic legal order. The
remedy required by Article 13 must be “effective” in
practice as well as in law; in particular, its exercise must not be
unjustifiably hindered by the acts or omissions of the authorities of
the respondent State (see Cobzaru v. Romania,
no. 48254/99, §§ 80-82, 26 July 2007;
Anguelova v. Bulgaria, no. 38361/97, §§ 161-162,
ECHR 2002 IV; and Süheyla Aydın v. Turkey, no.
25660/94, § 208, 24 May 2005).
The
Court has already found that the State authorities were responsible
for the ill-treatment inflicted on the applicants and that the
criminal investigation into their complaints was neither adequate nor
effective. As the Court has noted in other Russian cases, there is no
case-law authority for Russian civil courts being able, in the
absence of any results from the criminal investigation, to consider
the merits of a civil claim relating to alleged serious criminal
actions (see Tarariyeva, cited above; Isayeva v. Russia,
no. 57950/00, § 155, 24 February 2005, and Isayeva
and Others v. Russia, nos. 57947/00, 57948/00 and 57949/00,
§ 147, 24 February 2005). While the civil courts in theory
have the capacity to make an independent assessment of fact, in
practice the weight attached to a preceding criminal inquiry is so
important that even the most convincing evidence to the contrary
furnished by a plaintiff would be discarded and such a remedy would
prove to be only theoretical and illusory (see Menesheva,
cited above, § 77, and Corsacov v. Moldova, no.
18944/02, § 82, 4 April 2006). In the present case the criminal
proceedings were discontinued without any finding of guilt.
Consequently, any other remedy available to the applicants, including
a claim for damages, had limited chances of success and could be
considered as theoretical and illusory rather than practical and
effective.
In
these circumstances, the Court concludes that the applicants did not
have an effective remedy under domestic law to claim compensation for
the ill-treatment inflicted. There has therefore been a violation of
Article 13 of the Convention.
III. THE GOVERNMENT’S COMPLIANCE WITH ARTICLES 34
AND 38 OF THE CONVENTION
The Court points out that on 8 October 2004, when
communicating the application, it asked the Government to produce a
copy of (a) the relevant materials of the investigation into the
events on 17-20 April 2001, including the reports on the use of
special means and the applicants’ medical records; and (b) the
report on the inquiry carried out by Mr Shcherbanenko from the
Prosecutor General’s Office. In response, the Government
produced the reports of the use of special means and copies of
handwritten medical records concerning the applicants. They refused,
however, to submit a copy of Mr Shcherbanenko’s report,
claiming that it contained “strictly internal information”.
At
the admissibility stage the Court requested the Government to submit
a typed copy of the applicants’ medical records and again asked
for a copy of Mr Shcherbanenko’s report. It also put questions
to the parties as regards the Government’s compliance with
their obligations under Article 34 and 38 of the Convention, which
read as follows:
Article 34
“The Court may receive applications from any
person, non-governmental organisation or group of individuals
claiming to be the victim of a violation by one of the High
Contracting Parties of the rights set forth in the Convention or the
Protocols thereto. The High Contracting Parties undertake not to
hinder in any way the effective exercise of this right.”
Article 38
“1. If the Court declares the application
admissible, it shall
(a) pursue the examination of the case, together with
the representatives of the parties, and if need be, undertake an
investigation, for the effective conduct of which the States
concerned shall furnish all necessary facilities.”
In their observations on the merits of the case, the
Government produced the typed medical records but not the report,
stating as follows:
“As maintained by the Prosecutor General’s
Office, the said report only contains internal information on Mr
Shcherbanenko’s opinion about the progress of the investigation
and the measures necessary for its completion. All the information
stated in the report has been examined in the framework of criminal
case no. 9 and during the trial which ended with the acquittal of Mr
B[.]
In any event, a report by an employee of a prosecutor’s
office addressed to his superior is not a procedural document or a
piece of evidence, for it contains personal impressions of the said
employee and cannot be relied upon for the establishment of any
factual circumstances of the case.”
The
Court reiterates that it is of the utmost importance for the
effective operation of the system of individual petition instituted
under Article 34 of the Convention that States should furnish all
necessary facilities to make possible a proper and effective
examination of applications (see Tanrıkulu v. Turkey
[GC], no. 23763/94, § 70, ECHR 1999 IV). This obligation
requires the Contracting States to furnish all necessary facilities
to the Court, whether it is conducting a fact-finding investigation
or performing its general duties as regards the examination of
applications. Failure on a Government’s part to submit such
information which is in their hands, without a satisfactory
explanation, may not only give rise to the drawing of inferences as
to the well-foundedness of the applicant’s allegations, but may
also reflect negatively on the level of compliance by a respondent
State with its obligations under Article 38 § 1 (a) of
the Convention (see Timurtaş v. Turkey, no. 3531/94, §
66, ECHR 2000-VI).
The
Court notes with satisfaction that the Government submitted a copy of
the reports of the use of special means and the applicants’
medical records. The applicants did not claim that the records were
inauthentic or incomplete. The Government failed to make available a
copy of Mr Shcherbanenko’s report to the Court, however,
despite repeated requests to that effect. They did not deny that the
report was in their possession. By way of justification for their
refusal, the Government contradictorily claimed that the information
from the report had been examined in the domestic criminal
proceedings or that it had no evidential value, representing merely
the personal view of its author. Neither argument appears convincing
to the Court. Since the case file contains no documents referring to
the report or citing from it, it is hardly conceivable that it was
indeed reviewed in the domestic proceedings. As to its evidential
value, the Court reiterates that in the proceedings before it, there
are no procedural barriers to the admissibility of evidence or
pre-determined formulae for its assessment and that the conclusions
it adopts are supported by the free evaluation of all evidence (see
Nachova and Others v. Bulgaria [GC], nos. 43577/98 and
43579/98, § 147, ECHR 2005 ...). For the purposes of
Article 38 § 1 of the Convention, the States Parties agreed to
furnish all necessary facilities. It is therefore sufficient
that the Court regarded the evidence contained in that report as
crucial to the establishment of the facts in the present case
(compare Akhmadova and Sadulayeva v. Russia, no. 40464/02,
§ 137, 10 May 2007). For these reasons the Court
considers the Government’s explanations insufficient to justify
the withholding of the document requested by the Court.
Having
regard to the importance of cooperation by the respondent Government
in Convention proceedings and the difficulties associated with the
establishment of the facts in cases such as the present one, the
Court finds that the Russian Government fell short of their
obligations under Article 38 § 1 (a) of the Convention on
account of their failure to submit a copy of the requested report.
As
to Article 34 of the Convention, its main objective is to ensure the
effective operation of the right of individual petition. There is no
indication in the present case that there has been any hindrance of
the applicants’ right to individual petition, either in the
form of interference with the communication between the applicants
and the Court or the applicants’ representation before the
Convention institutions, or in the form of undue pressure placed on
the applicants or their counsel. The Court is of the opinion that the
failure to submit the requested document raises no separate issues
under Article 34, especially as it follows from the case-law cited
above that the Court regards its provisions as a sort of lex
generalis in relation to the provisions of Article 38, which
specifically oblige States to cooperate with the Court (see Bazorkina
v. Russia, no. 69481/01, § 175, 27 July
2006).
IV. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article 41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Damage
The
applicants claimed the following amounts in respect of compensation
for non-pecuniary damage. Mr Dedovskiy, Mr Matrosov, and Mr Vidin
claimed 30,000 euros (EUR), Mr Bukhman, Mr Gorokhov, and Mr Pazleyev
EUR 60,000, and Mr Kolpakov EUR 100,000.
The
Government submitted that the claims were unsubstantiated and
excessive since the applicants had not suffered any physical damage
other than that resulting from the use of rubber truncheons which had
been made necessary by their own unlawful conduct.
The
Court considers that the applicants must have suffered pain and
distress on account of the ill-treatment inflicted on them. Their
suffering cannot be sufficiently compensated by a finding of a
violation. In addition, they did not benefit from an adequate and
effective investigation of their complaints and their claim for
damages was bound to fail. Nevertheless, the particular amounts
claimed appear excessive. Making its assessment on an equitable
basis, the Court awards each applicant 10,000 euros (EUR) in respect
of non-pecuniary damage, plus any tax that may be chargeable on that
amount.
B. Costs and expenses
The
applicants did not claim any amount for the costs and expenses
incurred before the domestic courts and before the Court.
Consequently, the Court does not make any award under this head.
C. Default interest
The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
Holds that there has been a violation of Article
3 of the Convention under its substantive and procedural limbs;
Holds that there has been a violation of Article
13 of the Convention;
Holds that there has been a failure to comply
with Article 38 § 1 (a) of the Convention in that the Government
have refused to submit the document requested by the Court;
Holds that no separate issue arises as regards
the Government’s compliance with Article 34 of the Convention;
Holds
(a) that
the respondent State is to pay each applicant, within three months
from the date on which the judgment becomes final in accordance with
Article 44 § 2 of the Convention, EUR 10,000 (ten
thousand euros) in respect of non-pecuniary damage, to be converted
into Russian roubles at the rate applicable at the date of
settlement, plus any tax that may be chargeable on the above amounts;
(b) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amounts at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points;
Dismisses the remainder of the applicants’
claim for just satisfaction.
Done in English, and notified in writing on 15 May 2008, pursuant to
Rule 77 §§ 2 and 3 of the Rules of Court.
André Wampach Christos Rozakis
Deputy Registrar President