FOURTH
SECTION
CASE OF NNYANZI v. THE UNITED KINGDOM
(Application
no. 21878/06)
JUDGMENT
STRASBOURG
8
April 2008
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial
revision.
In the case of Nnyanzi v. the United Kingdom,
The
European Court of Human Rights (Fourth Section), sitting as a Chamber
composed of:
Lech
Garlicki,
President,
Nicolas
Bratza,
Stanislav
Pavlovschi,
Ljiljana
Mijović,
David
Thór Björgvinsson,
Ján
Šikuta,
Päivi
Hirvelä,
judges,
and Lawrence Early, Section
Registrar,
Having
deliberated in private on 18 March 2008,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
- The
case originated in an application (no. 21878/06) against the United
Kingdom of Great Britain and Northern Ireland lodged with the Court
under Article 34 of the Convention for the Protection of Human Rights
and Fundamental Freedoms (“the Convention”) by a
Ugandan national, Ms Evarista Evelyn Nnyanzi (“the applicant”),
on 31 May 2006.
- The
applicant, who had been granted legal aid, was represented by Ms A.
Azam, a lawyer practising in London. The United Kingdom Government
(“the Government”) were represented by their Agent,
Mr J. Grainger of the Foreign and Commonwealth Office.
- The
applicant alleged that her expulsion to Uganda would violate her
rights under Articles 3, 5 and 8 of the Convention.
- On
10 July 2006 the President of the Chamber decided, in the interests
of the parties and the proper conduct of the proceedings before the
Court, to indicate to the Government of the United Kingdom, under
Rule 39 of the Rules of Court, that the applicant should not be
expelled to Uganda until 18 July 2006.
- On
11 July 2006 the Chamber decided that the application should be
communicated to the respondent Government for their observations and
granted priority under Rule 41. It also decided, under the provisions
of Article 29 § 3 of the Convention, to examine the merits of
the application at the same time as its admissibility and that the
Rule 39 indication should remain in force until further notice.
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
- The
applicant, who was born in 1965, is a Ugandan national. Her mother
and younger siblings live in Kenya. She is the daughter of
Evaristo Nnyanzi, who was a government minister in Uganda
between 1985 and 1986 and subsequently the Treasurer General of
the Democratic Party.
1. The events in Uganda
- The
applicant's father has been detained since 1998 on treason charges.
Her father was first arrested in 1986 when the present regime, the
National Resistance Movement (NRM), took power. He was ultimately
charged with treason and detained. In 1987 she was followed and
arrested by two men when she went to visit her father in prison and
detained for one day during which she was asked questions about her
father's political life. She escaped after claiming to be unwell and
being allowed to visit a local hospital. She subsequently hid at a
friend's house until her father was acquitted and released later in
1987.
- In
October 1996 the applicant's father disappeared. He was believed to
have fled to Kenya, having been warned that he was likely to be
re arrested. The family, including the applicant, also went to
live in Kenya for a while, but she returned to Uganda in January 1997
hoping that the situation had improved. Towards the end of 1997 she
was questioned about her father's whereabouts and her passport was
confiscated. She obtained another passport using her real name but a
false date of birth. In July 1998 she again travelled to Kenya and
then returned to Uganda.
- In
September 1998 the applicant obtained a ticket and tourist visa for
the United Kingdom, originally planning to travel as a tourist.
- On
21 September 1998 she was at home with family members when plain
clothes police officers or soldiers raided the house, looking for
evidence. They had brought the applicant's father with them in
handcuffs. The applicant stayed with a friend for a few days and then
travelled to the United Kingdom via Germany.
2. The applicant's arrival in the United Kingdom and the refusal
of her asylum claim
- On
27 September 1998 the applicant claimed asylum on arrival in the
United Kingdom on the basis of her father's political activities in
Uganda.
- On
21 November 1999 the Secretary of State refused her application for
asylum on the ground that she had not herself been involved in any
political parties or activities in Uganda and that she had not
claimed to have experienced any arrests, detention or significant
problems from the time of her father's release in 1987 until the
claimed raid on her home in September 1998. This was considered to be
evidence that she would not be of any adverse interest to the Ugandan
authorities. Furthermore, she had used the passport she had obtained
from the Ugandan authorities through the correct channels in the name
of Evelyn Allen Nakato to leave Uganda without apparent difficulties,
having previously used this passport to visit Kenya in 1998 for a
holiday after which she had returned to Uganda. Despite her claims
that her passport in the name of Evarista Nnyanzi had been
confiscated earlier by the authorities and that the date of birth on
the passport with which she had left Uganda was false, the names were
ones which she used and which her parents had given her and she had
submitted letters of residence to obtain the passport from the
authorities. It was considered that she would not have been able to
leave Uganda through normal immigration channels had she been of any
particular or adverse interest to the authorities.
- On
5 July 2000 a Special Adjudicator dismissed the applicant's appeal
against the Secretary of State's decision to refuse her asylum claim.
He found that there was no evidence that she had been deeply
associated with her father's political activities. She held no
personal political opinion, had not been politically active and had
given no evidence at the hearing to demonstrate that she was any
closer to her father than any other family members. Her arrest in
1987 had not occurred because of any imputed political opinion but
was rather to inquire about her father. Following her release the
authorities had shown no further interest in her. After returning
from Kenya in 1997 she continued to live at home and was thus easy to
locate. The applicant's assertion that she was believed by the
authorities in Uganda to be involved in rebel activities and to
assist her father politically was emphatically rejected.
- On
26 September 2000 the Immigration Appeal Tribunal (IAT), by a
majority of two to one, refused her appeal against the determination
of the Special Adjudicator. It found that the Special Adjudicator was
not correct in stating that there was no evidence of individuals
being at risk of persecution because of the political activities of
their relatives, as he should have considered and made a finding on a
letter from the Democratic Party before him which contained evidence
to the contrary. The Special Adjudicator had also erred in stating
that the applicant had claimed to have been followed but never
accosted or apprehended after she returned from Kenya in 1997 and it
would have been better if he had referred to the applicant's claim to
have gone into hiding when concluding that the authorities had shown
no further interest in her after her release. Though the applicant
was a credible witness and events in Uganda had given rise to a
genuine fear of persecution on her part, she had not been seriously
ill-treated when detained for a short time in 1986 and questioned
about her father's political activities. Her representative had
conceded at the hearing that she had not been subjected to past
persecution. There was no evidence that the authorities were looking
for the applicant in the period between her being questioned and her
father's release in 1987. However, it was noted that this may have
been because she was in hiding. After the applicant's father
disappeared in October 1997 there was a period before she went to
Kenya during which the authorities could have found her at her home
and arrested her if they had wanted to do so. They could have
arrested her at any time between her return to Uganda in January 1997
and September 1998, except for a brief period from July 1998
during which she returned to Kenya. During this period, the applicant
believed that she was being watched and followed. If this was the
case and the authorities had as serious an interest in her as she
claimed, it was difficult to understand why they had not arrested
her. Whilst in late 1997 she was accosted by two men who asked
her if she knew where her father was and confiscated her original
passport, they did not arrest her or subject her to the persecution
she claimed to fear. If she was correct and the authorities were
looking for her father they were as likely to obtain information from
her during that period as they would be during the period after he
was detained.
- The
IAT also dismissed the applicant's assertion that the authorities
believed her to be involved in rebel activities and to have assisted
her father politically. It considered that the authorities could have
arrested the applicant either during the periods outlined above or in
September 1998, when they brought her father to the house in
handcuffs when she was present. There was no claim that the applicant
or any other member of the family present at that time had been
arrested. The evidence showed that the only real interest the
authorities had in the applicant was in discovering her father's
whereabouts. They no longer needed this information since he was in
custody. Though the applicant sought to argue that the Ugandan
authorities might still wish to obtain information from her, which
would assist the conviction of her father or his associates, it was
likely that they were looking for incriminating evidence when they
searched the home in September 1998. However they did not arrest the
applicant. Having regard to the country information reports, the
tribunal also found that there was no evidence that family members of
political opponents were negatively associated or as a result
persecuted in any way.
- The
two-member majority of the IAT did not find that the applicant had
established a reasonable degree of likelihood that, as a family
member of an opposition politician, she would herself be at risk of
persecution. The minority member, however, considered that the
applicant, because of her father's political position, would be
perceived by the Ugandan Government as a political opponent.
Moreover, the Government might attempt, by use of force if necessary,
to obtain evidence from her to be used against her father at trial.
The majority of the IAT recommended on humanitarian grounds that the
Secretary of State reconsider the applicant's position, in the light
of her genuine subjective fear of returning to Uganda.
- On
16 October 2000 the IAT refused the applicant permission to appeal to
the Court of Appeal on the basis that the grounds of appeal did not
disclose any arguable point of law.
3. The applicant's human rights appeal
- By
a letter dated 13 February 2001 the applicant made further
representations to the Secretary of State claiming that her removal
from the United Kingdom would be a breach of the latter's obligations
under Articles 3, 5, 8, 9 and 10 of the Convention and the Human
Rights Act 1998.
- By
a letter dated 4 June 2001 the Secretary of State rejected these
representations, inter alia, on the basis that the Special
Adjudicator and IAT had addressed all the reasons in their
determinations and that the concerns raised under Article 8 in
relation to difficulties the applicant might suffer in Uganda did not
engage the United Kingdom's obligations.
- On
11 January 2005 an Adjudicator refused the applicant's human rights
appeal under section 65(1) of the Immigration and Asylum Act 1999
(“1999 Act”, see paragraph 27 below). He was of the
opinion that as the applicant's claim had been considered and
dismissed by both a Special Adjudicator and the IAT, albeit on a
majority decision, he needed to consider whether there were any
circumstances that had arisen since the date of the IAT's decision
that would provide exceptional circumstances sufficient to engage
Article 3. Though the current conditions in Uganda were certainly no
better than they were at the time the applicant had left the country,
there was nothing to suggest that they had seriously deteriorated or
that the position of her father had worsened. The Adjudicator noted
that the applicant's cousin had informed her that the remainder of
her family were well in Uganda and that her legal representative had
conceded that there was no emphatic ground to contend that Article 3
would be breached should the applicant be returned to Uganda. He
further observed that, with commendable honesty, the applicant's
legal representative had accepted that the Article 3 claim would be
hard to uphold and had rather sought to concentrate on the Article 8
claim. As regards the applicant's submissions under Article 8, the
Adjudicator found that the applicant had established a private and
not family life in the United Kingdom as the relationship she enjoyed
with a male friend did not constitute family life. Though she had
established a private life during her stay in the United Kingdom in
excess of six years, revolving around her employment in a church and
her accountancy studies, her removal to Uganda, however sympathetic
one might be to her circumstances, would not be disproportionate.
- In
mid-February 2005 the applicant was detained with a view to effecting
her removal from the United Kingdom and removal directions were set
for her return to Uganda on 19 February 2005.
- On
the evening of 18 February 2005 the applicant's solicitors obtained
an injunction from a High Court judge over the telephone restraining
the Secretary of State from removing the applicant from the United
Kingdom.
- On
19 February 2005 the applicant issued an application for permission
to apply for judicial review of her removal directions on the basis
that her removal would be in breach of her rights under the
Convention.
- By
an order dated 1 April 2005, the applicant's application for
permission to apply for judicial review was refused by a High Court
judge following consideration of the documents. The judge refused the
application holding that it was an abuse of process and merely an
attempt to frustrate her removal directions since there had been no
application for permission to appeal against the Adjudicator's
determination dated 11 January 2005.
- By
a letter dated 27 March 2006 the Secretary of State refused the
applicant discretionary leave to remain in the United Kingdom and
found that the applicant's further submissions did not amount to a
fresh claim. All the points raised in her submissions had already
been addressed when the applicant's earlier claim had been determined
and they were not significantly different from the material that had
previously been considered. The applicant's fears that she might be
detained, tortured or subjected to degrading treatment given the
manner of her escape were considered speculative as she had provided
no evidence to support this claim. The applicant had failed to
provide any evidence that the Ugandan authorities were of the opinion
that she could assist them with any inquiries regarding her father.
No new or compelling evidence had been provided. Article 8 had
already been considered during her appeal against the refusal of her
human rights application and all the issues she had raised in her
current representations had also been raised before and considered
thoroughly by the Adjudicator. Furthermore, the applicant had the
opportunity to apply for permission to appeal against the
Adjudicator's determination of 11 January 2005 but had failed to
do so.
- Following
the application of Rule 39 and communication of this case to the
Government for their observations, the applicant was released from
detention and granted temporary admission into the United Kingdom,
with a requirement to report on a fortnightly basis. The Government
confirmed in writing that, as a result of the Rule 39 indication, the
applicant would not be removed from the United Kingdom pending the
conclusion of the proceedings before the Court.
II. RELEVANT DOMESTIC LAW AND PRACTICE
A. Immigration legislation and rules
- Paragraph
23 of the Immigration and Asylum Act 1999 (“1999 Act” in
force at the relevant time) provided:
“(1) If
the Immigration Appeal Tribunal has made a final determination of an
appeal brought under Part IV, any party to the appeal may bring a
further appeal to the appropriate appeal court on a question of law
material to that determination.
(2) An
appeal under this section may be brought only with the leave of the
Immigration Appeal Tribunal or, if such leave is refused, of the
appropriate appeal court.
(3) “Appropriate
appeal court” means—
(a) if
the appeal is from the determination of an adjudicator made in
Scotland, the Court of Session; and
(b) in
any other case, the Court of Appeal.”
28. Section
65 under Part IV of the 1999 Act stipulates as follows:
“(1) A
person who alleges that an authority has, in taking any decision
under the Immigration Acts relating to that person's entitlement to
enter or remain in the United Kingdom, acted in breach of his human
rights may appeal to an adjudicator against that decision unless he
has grounds for bringing an appeal against the decision under the
[1997 c. 68.] Special Immigration Appeals Commission Act 1997.
(2) For
the purposes of this Part, an authority acts in breach of a person's
human rights if he acts, or fails to act, in relation to that other
person in a way which is made unlawful by section 6(1) of the [1998
c. 42.] Human Rights Act 1998.
(3) Subsections
(4) and (5) apply if, in proceedings before an adjudicator or the
Immigration Appeal Tribunal on an appeal, a question arises as to
whether an authority has, in taking any decision under the
Immigration Acts relating to the appellant's entitlement to enter or
remain in the United Kingdom, acted in breach of the appellant's
human rights.
(4) The
adjudicator, or the Tribunal, has jurisdiction to consider the
question.
(5) If
the adjudicator, or the Tribunal, decides that the authority
concerned acted in breach of the appellant's human rights, the appeal
may be allowed on that ground.”
29. Paragraph
22 (1) of Schedule 4 to the 1999 Act provided:
“(1)
Subject to any requirement of rules made under
paragraph 3 as to leave to appeal, any party to an appeal, other than
an appeal under section 71 (removal of asylum claimants to safe third
countries), to an adjudicator may, if dissatisfied with his
determination, appeal to the Immigration Appeal Tribunal.
(2) The
Tribunal may affirm the determination or make any other determination
which the adjudicator could have made.”
30. Section
82 of the Nationality, Immigration and Asylum Act 2002
(“2002 Act”) reads, as relevant:
“1) Where
an immigration decision is made in respect of a person he may appeal
to an adjudicator.
(2) In
this Part “immigration decision” means—
(a) refusal
of leave to enter the United Kingdom,
(b) refusal
of entry clearance,
(c) refusal
of a certificate of entitlement under section 10 of this Act,
(d) refusal
to vary a person's leave to enter or remain in the United Kingdom if
the result of the refusal is that the person has no leave to enter or
remain,
(e) variation
of a person's leave to enter or remain in the United Kingdom if when
the variation takes effect the person has no leave to enter or
remain,
(f) revocation
under section 76 of this Act of indefinite leave to enter or remain
in the United Kingdom,
(g) a
decision that a person is to be removed from the United Kingdom by
way of directions under section 10(1)(a), (b) or (c) of the
Immigration and Asylum Act 1999
(c. 33) (removal of person unlawfully in United Kingdom),
(h) a
decision that an illegal entrant is to be removed from the United
Kingdom by way of directions under paragraphs 8 to 10 of Schedule 2
to the Immigration Act 1971 (c. 77) (control of entry: removal),
(i) a
decision that a person is to be removed from the United Kingdom by
way of directions given by virtue of paragraph 10A of that Schedule
(family),
(j) a
decision to make a deportation order under section 5(1) of that Act,
and
(k) refusal
to revoke a deportation order under section 5(2) of that Act...”
31. Section
101 of the 2002 Act states that:
“A party to an appeal to an
adjudicator under section 82 or 83 may, with the permission of the
Immigration Appeal Tribunal, appeal to the Tribunal against the
adjudicator's determination on a point of law.”
32. Regulation
3 of the Nationality, Immigration and Asylum Act 2002
(Commencement No. 4) Order 2003 (“Commencement Order 2003”)
provided:
“(1) Subject to Schedule 2, the new appeal
provisions are not to have effect in relation to events which took
place before 1 April 2003 and notwithstanding their repeal by the
provisions of the 2002 Act commenced by this Order, the old appeals
provisions are to continue to have effect in relation to such
events.”
- Regulation
4(3) of the Commencement Order 2003 specified that an event had taken
place under the old Immigration Acts where inter alia (a) a notice
was served or (b) a decision was made or taken.
- The Nationality, Immigration and Asylum Act 2002
(Commencement No. 4) (Amendment) (No. 2) Order 2003 (“Commencement
Amendment Order 2003”) amended the Commencement Order 2003.
Article 4, which came into force on 9 June 2003, amended the
transitional provisions for appeals by applying sections 101(1) to
(3), 102 and 103 of the 2002 Act (which relate to further
appeals by a party to an appeal to an Adjudicator, and to statutory
review of decisions of the Immigration Appeal Tribunal upon
applications for permission to appeal against an Adjudicator's
determination) in relation to an appeal under Part IV of the 1999 Act
which was determined by an Adjudicator on or after 9 June 2003.
- Paragraph
353 of the Immigration Rules (HC 395, as amended by HC 1112) states
that:
“When a human rights or asylum claim has been
refused and any appeal relating to that claim is no longer pending,
the decision maker will consider any further submissions and, if
rejected, will then determine whether they amount to a fresh claim.
The submissions will amount to a fresh claim if they are
significantly different from the material that has previously been
considered. The submissions will only be significantly different if
the content:
(i) had not already been considered; and
(ii) taken together with the previously considered
material, created a realistic prospect of success, notwithstanding
its rejection.”
III. RELEVANT COUNTRY BACKGROUND INFORMATION ON UGANDA
- Paragraph
3.7.12 of the Home Office Operational Guidance Note on Uganda issued
on 15 January 2007 states:
“Despite the relaxation on the rules governing
political parties and the move towards multi-party politics,
opposition political parties continued to face restrictions on their
ability to assemble and organise and their supporters were subject to
harassment and sometimes ill-treatment by the authorities. Some
opposition supporters were detained by the security forces and some
face charges of treason. However, others who were similarly detained
were released without charge. In some cases particularly those of
prominent members of political parties or those accused of treason
who have been detained for long periods of time and who have suffered
ill treatment at the hands of the Ugandan authorities a grant of
asylum or Humanitarian Protection may be appropriate. However, in
other cases such as that of a low level activist detained for few
days and then released without charge the harassment suffered will
not reach the level of persecution or breach Article 3 of the ECHR
and therefore they will not qualify for grant of asylum or
Humanitarian Protection.”
- The
U.S. State Department (USSD) Report on Human Rights Practices in
Uganda released on 8 March 2006 states at paragraph 1(f) that:
“There were reports that the
government punished family members of suspected criminals and
political opposition members.”
However
the next USSD Report on Uganda released on 6 March 2007
explains at paragraph 1 (f) that:
“Unlike in the previous year, there were no
reports that the government punished family members of suspected
criminals and political opposition members.”
- The
Immigration and Refugee Board of Canada's report entitled “Uganda:
Treatment of family members of political opponents and suspected
members of rebel movements such as Allied Defence Forces (ADF) and
the Lords Resistance Army (LRA)” published on 4 October 2000
cites the following incident:
“A mother of an alleged ADF rebel chief, Jamil
Mukulu, whom security forces questioned several times regarding her
son's whereabouts, was reportedly harassed and tortured by members of
the Directorate of Military Intelligence (The Monitor 16 August
1999).”
THE LAW
- The
applicant complained that her expulsion to Uganda would violate her
rights protected by Articles 3, 5 and 8 of the Convention.
I. THE GOVERNMENT'S OBJECTION ON NON-EXHAUSTION
A. The parties' submissions
- The
Government submitted that the applicant had failed to exhaust all
available domestic remedies. Relying on Paragraph 23 of the 1999 Act,
they argued firstly that the applicant had failed to renew her
application for leave to appeal against the IAT's decision of 26
September 2000 before the Court of Appeal once such leave had been
refused by the IAT (see paragraph 26 above). Secondly, the
applicant had failed to apply for permission to appeal from the
Adjudicator to the IAT in her human rights appeal (see paragraph 28
above). As the decision under appeal in the present case had been
taken on 4 June 2001, when the Secretary of State had initially
refused her appeal on human rights grounds, the 1999 Act was still
applicable following the provisions of the Commencement Order 2003
(see paragraphs 31 and 32 above). Thirdly, the applicant had
failed to apply for permission to apply for judicial review of the
Secretary of State's decision of 27 March 2006. Finally, the
applicant could have made further representations to the Secretary of
State if there had been a relevant change of circumstances which she
had not previously raised before the domestic authorities. If any
such further submissions had been accepted as a fresh claim, she
would have a right of appeal under section 82 of the 2002 Act (see
paragraph 29 above). If her further submissions were rejected and not
accepted as amounting to a fresh claim she could bring judicial
review proceedings. The High Court could grant an injunction to
prevent her removal from taking place before her judicial review
application had been considered. However, this was very unlikely
given the lack of evidence of a relevant change of circumstances and
the comments made by the High Court judge in relation to her last
application for leave to apply for judicial review.
- The
applicant did not respond to the first two of the Government's
submissions. With regards to the Government's assertion that she
could have applied for permission for judicial review of the decision
of 27 March 2006, she claimed that her previous solicitors
had advised her that as her first application for judicial review had
been refused and that there had been no change of circumstances, a
successful second application for judicial review was unlikely. As
for the Government's final submission that she could have made
further representations to the Secretary of State, the applicant
contended that the Government themselves had recognised that there
was no material that had not been previously considered and that
therefore a fresh claim was not a realistic remedy. Furthermore, the
Government had not argued that she would have stood any realistic
prospects of success in any judicial review or fresh application.
B. The Court's assessment
- The Court recalls that the rule of exhaustion of
domestic remedies in Article 35 § 1 of the Convention requires
applicants first to use the remedies provided by the national legal
system, thus dispensing States from answering before the European
Court for their acts before they have had an opportunity to put
matters right through their own legal system. The burden of proof is
on the Government claiming non-exhaustion to satisfy the Court that
an effective remedy was available in theory and in practice at the
relevant time, namely, that the remedy was accessible, capable of
providing redress in respect of the applicant's complaints and
offered reasonable prospects of success (see T. v. the United
Kingdom [GC], no. 24724/94, 16 December 1999, § 55).
Further, where there is a choice of remedies open to an applicant,
Article 35 must be applied to reflect the practical realities of the
applicant's position in order to ensure the effective protection of
the rights and freedoms guaranteed by the Convention (Hilal v. the
United Kingdom (dec.), no. 45276/99, 8 February 2000).
- As
to the Government's submission that the applicant failed to exhaust
available domestic remedies by not renewing her application for leave
to appeal against the IAT's decision of 26 September 2000 to the
Court of Appeal, the Court notes that this option was available to
her under Paragraph 23 of the 1999 Act which provided only for
appeals on “a question of law”. According to the
reasons given by the IAT, permission to appeal to the Court of Appeal
was refused on the basis that the applicant's grounds of appeal did
“not disclose any arguable point of law”. Having regard
to the clear position taken by the IAT, the Court is not persuaded
that the Government have shown that a renewed application to the
Court of Appeal for leave to appeal would have offered any reasonable
prospects of success.
- As
regards the Government's second submission regarding non exhaustion
(see paragraph 39 above), even assuming that the applicant could have
applied to the IAT against the Adjudicator's refusal of her human
rights appeal of 11 January 2005 following the provisions of the
Commencement Order 2003, despite the entry into force of the
Commencement Amendment Order 2003 cited above (see paragraph 33
above), the Court does not regard this as a remedy which was
accessible, capable of providing redress and offering reasonable
prospects of success. In so finding, the Court observes that it was
not entirely clear which provisions were applicable to the
applicant's case due to the change to the applicable legislation
introduced by the 2002 Act and its concomitant Commencement Orders.
The Court further notes the Adjudicator's observation during the
January 2005 hearing that the applicant's representative herself had
conceded that the Article 3 point was difficult to uphold and
considers this to be strong evidence that any further appeal, if
available, would offer little if any prospects of success. In light
of the foregoing, the Court finds that the applicant's application to
the Secretary of State on human rights grounds and her subsequent
appeal against that decision to an Adjudicator under section 65 of
the 1999 Act, all following the failure of her initial asylum claim,
were sufficient to dispense her from the obligation to exhaust all
domestic remedies under Article 35 § 1 of the Convention.
- As
to the Government's third submission that the applicant could have
applied for permission to apply for judicial review of the Secretary
of State's decision of 27 March 2006, the Court notes the applicant's
explanation that she was advised by her solicitors not to pursue
leave to apply for judicial review for a second time, as there was no
new evidence to support her claims. In light of the applicant's
unsuccessful application for leave to apply for judicial review in
April 2005 and the lack of any new evidence, the Court similarly
finds that this remedy offered little if any prospects of success.
Finally, the Court does not consider the Government's final
submission that the applicant could have made further representations
to the Secretary of State tenable, as by the Government's own
admission there was no material which had not been considered
previously. It follows that this was not an adequate or effective
remedy for the purposes of Article 35 § 1 of the Convention.
- In
view of the foregoing, the Court dismisses the Government's
objections on non-exhaustion. It concludes that the application is
not manifestly ill-founded within the meaning of Article 35 § 3
of the Convention. Nor have any other grounds for declaring it
inadmissible been established. It must therefore be declared
admissible.
II. ALLEGED VIOLATION OF ARTICLE 3 OF THE CONVENTION
- The
applicant complained that her expulsion to Uganda would violate
Article 3 of the Convention as there was a real risk that she would
be ill-treated upon return.
Article
3 reads as follows:
“No one shall be subjected to torture or to
inhuman or degrading treatment or punishment.”
A. The parties' submissions
1. The applicant
- The
applicant submitted that she faced a real and immediate risk of
ill-treatment and arbitrary detention if returned to Uganda. She
would be targeted due to the political activities of her father who
had been detained without trial in Uganda since 1998 on treason
charges. The authorities might ill-treat her in order to extract
information concerning her father. She argued that the fact that her
original passport had been confiscated and that she had once been
detained and twice interrogated before her arrival in the United
Kingdom was evidence of her past persecution. She emphasised that the
domestic authorities had all found her to be credible and had
concluded that she had a genuine subjective, if not objectively
reasonable, fear of persecution. She relied on the 2006 US State
Department Report which referred to accounts that the Ugandan
government had punished family members of, inter alia,
political opponents (see paragraph 36 above) and the 2000 report
published by the Immigration and Refugee Board of Canada, which
recounted an incident when the mother of an alleged rebel chief was
harassed and tortured after being questioned several times concerning
her son's whereabouts (see paragraph 37 above), as objective country
evidence that family members of political opponents were at risk in
Uganda.
2. The Government
- The
Government submitted that the applicant had produced no evidence to
displace the findings of the IAT on her asylum claim and the
Adjudicator on her human rights appeal that her return to Uganda
would not constitute a breach of Article 3. In particular, they noted
that her legal representative had accepted that her Article 3 claim
“would be hard to uphold” before the Adjudicator on 11
January 2005. The IAT and both Adjudicators had concluded that the
applicant held no political opinion of her own, had not been
politically active and had not in any way been perceived as having
assisted her father politically. Available country information on
Uganda did not indicate that the applicant might suffer persecution
in her own right or by any form of association with her father. While
it was accepted that the Ugandan government might still target
political opponents, the applicant would not be perceived as a
political opponent herself and neither was there any reasonable
likelihood that she would be targeted merely because of her father.
B. The Court's assessment
(a) General principles
i. Responsibility of Contracting States in the
event of expulsion
- It
is the Court's settled case-law that as a matter of well-established
international law, and subject to their treaty obligations, including
those arising from the Convention, Contracting States have the right
to control the entry, residence and removal of aliens (see, among
many other authorities, Abdulaziz, Cabales and Balkandali v. the
United Kingdom, judgment of 28 May 1985, Series A no. 94, §
67, and Boujlifa v. France, judgment of 21 October 1997,
Reports of Judgments and Decisions 1997-VI, § 42).
In addition, neither the Convention nor its Protocols confer the
right to political asylum (see Vilvarajah and Others v. the United
Kingdom, judgment of 30 October 1991, Series A no. 215, §
102, and Ahmed v. Austria, judgment of 17 December 1996,
Reports 1996-VI, § 38, cited in Saadi v. Italy,
[GC], no. 37201/06, judgment of 28 February 2008, §§ 124).
- However,
expulsion by a Contracting State may give rise to an issue under
Article 3, and hence engage the responsibility of that State under
the Convention, where substantial grounds have been shown for
believing that the person concerned, if deported, faces a real risk
of being subjected to treatment contrary to Article 3. In such a case
Article 3 implies an obligation not to deport the person in question
to that country (see Soering v. the United Kingdom, judgment
of 7 July 1989, Series A no. 161, §§ 90 91;
Vilvarajah and Others, cited above, § 103; Ahmed,
cited above, § 39; H.L.R. v. France, judgment of
29 April 1997, Reports 1997 III, § 34; Jabari
v. Turkey, no. 40035/98, § 38,
ECHR 2000-VIII; Salah Sheekh v. the Netherlands,
no. 1948/04, § 135, 11 January 2007; and Saadi, cited
above, § 125).
ii. Material used to assess the risk of exposure
to treatment contrary to Article 3 of the Convention
-
In determining whether substantial grounds have been shown for
believing that there is a real risk of treatment incompatible with
Article 3, the Court will take as its basis all the material placed
before it or, if necessary, material obtained proprio motu
(see H.L.R. v. France, cited above,
§ 37, and Hilal v. the United Kingdom, no. 45276/99,
§ 60, ECHR 2001-II). In cases such as the present the
Court's examination of the existence of a real risk must necessarily
be a rigorous one (see Chahal v. the United Kingdom,
judgment of 15 November 1996, Reports 1996-V, § 96;
and Saadi, cited above, § 128).
-
It is in principle for the applicant to adduce evidence capable of
proving that there are substantial grounds for believing that, if the
measure complained of were to be implemented, he would be exposed to
a real risk of being subjected to treatment contrary to Article 3
(see N. v. Finland, no. 38885/02, § 167, 26 July
2005). Where such evidence is adduced, it is for the Government to
dispel any doubts about it.
- In
order to determine whether there is a risk of ill-treatment, the
Court must examine the foreseeable consequences of sending the
applicant to the receiving country, bearing in mind the general
situation there and his personal circumstances (see Vilvarajah and
Others, cited above, § 108 in fine; and
Saadi, cited above, §§ 128-129).
- To
that end, as regards the general situation in a particular country,
the Court has often attached importance to the information contained
in recent reports from independent international
human-rights-protection associations such as Amnesty International,
or governmental sources, including the US State Department (see, for
example, Chahal, cited above, §§ 99-100;
Müslim v. Turkey, no. 53566/99, § 67, 26 April
2005; Said v. the Netherlands, no. 2345/02, §
54, 5 July 2005; and Al-Moayad v. Germany (dec.),
no. 35865/03, §§ 65-66, 20 February 2007). At the same
time, it has held that the mere possibility of ill-treatment on
account of an unsettled situation in the receiving country does not
in itself give rise to a breach of Article 3 (see Vilvarajah and
Others, cited above, § 111, and Fatgan Katani and
Others v. Germany (dec.), no. 67679/01, 31 May 2001) and
that, where the sources available to it describe a general situation,
an applicant's specific allegations in a particular case require
corroboration by other evidence (see Mamatkulov and Askarov v.
Turkey [GC], nos. 46827/99 and 46951/99, §
67, ECHR 2005-I § 73; Müslim, cited above,
§ 68; and Saadi, cited above, § 131).
- With
regard to the material date, the existence of the risk must be
assessed primarily with reference to those facts which were known or
ought to have been known to the Contracting State at the time of
expulsion. However, if the applicant has not yet been extradited or
deported when the Court examines the case, the relevant time will be
that of the proceedings before the Court (see Chahal, cited
above, §§ 85-86, and Venkadajalasarma v. the
Netherlands, no. 58510/00, § 63,
17 February 2004). This situation typically arises when, as
in the present case, deportation or extradition is delayed as a
result of an indication by the Court of an interim measure under
Rule 39 of the Rules of Court (see Mamatkulov and Askarov,
cited above, § 69). Accordingly, while it is true that
historical facts are of interest in so far as they shed light on the
current situation and the way it is likely to develop, the present
circumstances are decisive (see, Saadi, cited above, § 133).
iii. The concepts of “inhuman or degrading
treatment”
- According
to the Court's settled case-law, ill-treatment must attain a minimum
level of severity if it is to fall within the scope of Article 3. The
assessment of this minimum level of severity is relative; it depends
on all the circumstances of the case, such as the duration of the
treatment, its physical and mental effects and, in some cases, the
sex, age and state of health of the victim (see, among other
authorities, Price v. the United Kingdom, no. 33394/96, § 24,
ECHR 2001-VII; Mouisel v. France, no. 67263/01, §
37, ECHR 2002-IX; and Jalloh v. Germany [GC],
no. 54810/00, § 67, 11 July 2006).
(b) Application of the above principles
to the present case
- The
Court notes that the most severe form of persecution that the
applicant experienced in Uganda before coming to the United Kingdom
was her arrest by two unidentified men when visiting her father in
prison in 1987 and her subsequent detention for one day during which
she was questioned about her father's political activities. At no
point has it been suggested that she was ill-treated during her
detention. In fact, the applicant's own account is that she was
allowed to visit the local hospital after claiming to be unwell.
Accordingly, the Court does not consider that the circumstances of
the applicant's detention for one day's duration reach the minimum
level of severity required to fall within the scope of Article 3 (see
Price v. the United Kingdom, cited above, § 24,).
As to the mental effects that such treatment had on the applicant,
the Court notes that she opted to return to Uganda in January 1997,
following her flight to Kenya in the wake of her father's
disappearance, as by her own admission she was hopeful that the
situation would improve. The Court regards the applicant's voluntary
return to Uganda and admitted optimism as to the future as evidence
of the limited negative mental effects of her detention.
- The
Court further observes that the applicant was then left undisturbed
until the end of 1997 when she was questioned about her father's
whereabouts and her passport was confiscated. Furthermore, she was
not in any way harassed in the time between her return to Uganda in
January 1997 and her alleged questioning at the end of 1997. It is
also noteworthy that she was subsequently able to obtain another
passport under another one of her known and actively used names, with
which she was able to travel to Kenya without any difficulty in July
1998 before again voluntarily returning to Uganda.
- The
Court views the applicant's account that she had initially planned to
visit the United Kingdom as a tourist before late September 1998,
when her father was brought to the family home handcuffed by the
authorities who were searching for evidence, as an indication that
she was not fearful of the situation in Uganda until that event. It
further notes the observations of the domestic authorities in this
regard, in particular that of the IAT in its majority decision of 26
September 2000, that neither the applicant nor any other family
members were arrested or in any way mistreated during the said raid
on the family home, and their conclusion that if the authorities had
intended to use the applicant to extract information to assist in her
father's conviction they would have done so during the raid of
September 1998 when they were specifically looking for incriminating
evidence. Despite the raid on her family home, the Court notes that
the applicant managed to leave Uganda on her own passport a few days
after the incident without any reported difficulties.
- Moreover,
the Court cannot ignore the fact that the applicant's father has now
been in detention and in the custody of the Ugandan authorities for
almost ten years. It considers further that if the authorities had
wanted information concerning the applicant's father they would have
been more likely to detain her before he was found and taken into
their exclusive custody. Nor has it been explained why the applicant
would be expected to know any more about her father's political
activities than he himself, particularly after the passage of almost
ten years during which she has been out of the country. Having regard
to all these considerations, the Court finds that no substantial
grounds have been shown for believing that the applicant is of any
continuing special interest to the Ugandan authorities or that she
will be persecuted upon her return.
- In
support of its above conclusion, the Court takes into consideration
the applicant's representative's concession before the Adjudicator on
11 January 2005 that the Article 3 complaint would be hard to
uphold and that there was “no emphatic ground” on which
to contend that Article 3 would be breached. It also notes that
despite the fact that the applicant's mother and siblings appear to
reside in Kenya, the rest of the family, including her niece, were
doing well in Uganda at the time of the Adjudicator's determination
of January 2005.
- As
is incumbent upon it, the Court has taken into account all relevant
country information submitted by the parties and that obtained
proprio motu. As to the 2006 US State Department (USSD)
report on Uganda which the applicant submitted and its references to
reports that the Ugandan Government has punished family members of
opposition members, the Court observes that the more recent USSD
report released in March 2007 explains that “unlike in the
previous year, there were no reports that the government punished
family members of suspected criminals and political opposition
members” (see paragraph 36 above). Similarly the Court takes
into consideration the Home Office's recent Operational Guidance Note
on Uganda of 15 January 2007 (see paragraph 35 above), which states
that in cases of low-level activists detained for a few days and then
released without charge the harassment suffered would not reach a
level of persecution in breach of Article 3 of the Convention. The
Court notes that by the applicant's own admission she was not
politically active in any way in Uganda, a fact which was highlighted
by the domestic courts and the respondent Government. Considering
that the country information shows that even low-level activists
would not be at risk of persecution in Uganda, the Court finds no
reason to believe that someone who has never been active at all would
be at risk merely by association with a relative. This conclusion is
further supported by the 2007 USSD report cited above.
- The
Court observes that the only suggestion of potential targeting of the
family members of political opponents is to be found in the
applicant's reference to the Immigration and Refugee Board of Canada
report dated October 2000, which refers to an event in 1999 when a
mother of an alleged rebel chief, whom security forces had questioned
several times regarding her son's whereabouts, was reportedly
harassed and tortured by members of the Directorate of Military
Intelligence. The Court notes that this event occurred a significant
time ago, approximately nine years, and that it is unsupported by any
other corroborating country evidence as to the existence of a general
risk to the families of political opponents. Furthermore, this
reported incident can be distinguished from the facts of the present
case in that it involved questioning as to a son's whereabouts on
numerous occasions on which the mother had presumably initially
failed to cooperate. In the instant case, however, the applicant's
father's location is known as he has been in detention and in the
custody of the authorities for almost ten years. Furthermore, the
applicant has not been detained or questioned during several periods
when it was clearly open to the authorities to do so.
- Therefore,
after examining the individual circumstances of the applicant in the
light of the current general situation in Uganda (see Vilvarajah
and Others, cited above, § 108), the Court finds that no
substantial grounds have been established for believing that she
would be exposed to a real risk of torture or inhuman or degrading
treatment within the meaning of Article 3 of the Convention if
expelled.
- Accordingly,
the expulsion of the applicant to Uganda would not be in violation of
Article 3 of the Convention.
III. ALLEGED VIOLATION OF ARTICLE 5 OF THE CONVENTION
- The
applicant complained that her expulsion to Uganda would also violate
Article 5 of the Convention as there was a real risk that she would
be detained arbitrarily upon return.
- In
light of its conclusions on the applicant's Article 3 complaint, the
Court finds that no separate issue arises under Article 5 of the
Convention.
IV. ALLEGED VIOLATION OF ARTICLE 8 OF THE CONVENTION
- The applicant further complained that her removal to
Uganda would constitute a disproportionate interference with her
right to respect for her private life in breach of Article 8 of the
Convention, which provides as relevant:
“1. Everyone has the right to respect
for his private ... life...
There
shall be no interference by a public authority with the exercise of
this right except such as is in accordance with the law and is
necessary in a democratic society in the interests of national
security, public safety or the economic well-being of the country,
for the prevention of disorder or crime, for the protection of
health or morals, or for the protection of the rights and freedoms
of others.”
A. The parties' submissions
- The
applicant submitted that she had established a private life in the
United Kingdom which involved close ties with her church and her
part qualification as an accountant. She had a male friend and
hoped that the relationship would develop. Furthermore, the State was
responsible for several instances of delay during the processing of
her asylum claim and subsequent human rights appeal, which rendered
her case exceptional. She had been living in the United Kingdom for
almost ten years. Moreover, her removal to Uganda would be traumatic
and would likely exacerbate her asthmatic condition.
- The
Government contested that argument. They submitted that the
applicant's circumstances were not capable of coming within the ambit
of private life under Article 8 of the Convention as the provision
did not provide a right to choose the country in which a person
sought to reside and work without regard to that country's
immigration laws. Even assuming that the applicant had established
private life in the United Kingdom and that it had been interfered
with, such interference was in accordance with the law, pursued a
legitimate aim, namely the maintenance and enforcement of immigration
control, inter alia, for the preservation of the economic
well being of the country, the protection of health and morals
and the protection of the rights and freedoms of others and was
proportionate in the circumstances.
B. The Court's assessment
1. Relevant principles
- The
Convention does not guarantee the right of an alien to enter or to
reside in a particular country. However, the removal of a person from
a country where close members of his family are living may amount to
an infringement of the right to respect for family life as guaranteed
in Article 8 § 1 of the Convention (see
Moustaquim v. Belgium, judgment of 18 February 1991, Series A
no. 193, p. 18, § 36). The Court has also recognised that,
regardless of the existence or otherwise of “family life”,
and depending on the circumstances of a particular case, such removal
may also give rise to an infringement of an applicant's right to
respect for his private life (see Üner v. the
Netherlands [GC], no. 46410/99, ECHR 2006-, § 59).
-
The Court also reiterates its finding in Bensaid v. the United
Kingdom (no. 44599/98, judgment of 6 February 2001 at § 46)
that “not every act or measure which adversely affects
moral or physical integrity will interfere with the right to respect
to private life guaranteed by Article 8.”
- However,
the Court's case-law does not exclude that treatment which does not
reach the severity of Article 3 treatment may nonetheless breach
Article 8 in its private-life aspect where there are sufficiently
adverse effects on physical and moral integrity (see Costello-Roberts
v. the United Kingdom, judgment of 25 March 1993, Series A no.
247-C, pp. 60-61, § 36).
- Any
interference with Article 8 rights will infringe the Convention if it
does not meet the requirements of paragraph 2 of Article 8. It is
therefore necessary to determine whether the interference was “in
accordance with the law”, motivated by one or more of the
legitimate aims set out in that paragraph, and “necessary in a
democratic society”.
2. Application of the above principles to the present case
- The
Court does not consider it necessary to determine whether the
applicant's accountancy studies, involvement with her church and
friendship of unspecified duration with a man during her stay of
almost ten years in the United Kingdom constitute private life within
the meaning of Article 8 § 1 of the Convention. Even assuming
this to be the case, it finds that her proposed removal to Uganda is
“in accordance with the law” and is motivated by a
legitimate aim, namely the maintenance and enforcement of immigration
control. As to the necessity of the interference, the Court finds
that any private life that the applicant has established during her
stay in the United Kingdom when balanced against the legitimate
public interest in effective immigration control would not render her
removal a disproportionate interference. In this regard, the Court
notes that, unlike the applicant in the case of Üner (cited
above), the present applicant is not a settled migrant and has never
been granted a right to remain in the respondent State. Her stay in
the United Kingdom, pending the determination of her several asylum
and human rights claims, has at all times been precarious and her
removal, on rejection of those claims, is not rendered
disproportionate by any alleged delay on the part of the authorities
in assessing them.
- Nor
does the Court find there to be sufficient evidence that the
applicant's removal with her asthma condition, which she asserts is
exacerbated by stress, would have such adverse effects on her
physical and moral integrity as to breach her rights under Article 8
of the Convention.
- Accordingly,
the applicant's removal to Uganda would not give rise to a violation
of Article 8 of the Convention.
FOR THESE REASONS, THE COURT UNANIMOUSLY
- Declares the application admissible;
- Holds that the applicant's removal to Uganda
would not give rise to a violation of Article 3 of the Convention;
- Holds that no separate issue arises under
Article 5 of the Convention;
- Holds that the applicant's removal to Uganda
would not give rise to a violation of Article 8 of the Convention.
Done in English, and notified in writing on 8 April 2008, pursuant to
Rule 77 §§ 2 and 3 of the Rules of Court.
Lawrence Early Lech Garlicki
Registrar President