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GLUSEN v. GERMANY - 1679/03 [2008] ECHR 27 (10 January 2008)
URL: http://www.bailii.org/eu/cases/ECHR/2008/27.html
Cite as:
[2008] ECHR 27
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FIFTH
SECTION
CASE OF GLÜSEN v. GERMANY
(Application
no. 1679/03)
JUDGMENT
STRASBOURG
10
January 2008
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial
revision.
In the case of Glüsen v. Germany,
The
European Court of Human Rights (Fifth Section), sitting as a Chamber
composed of:
Peer Lorenzen,
President,
Karel Jungwiert,
Volodymyr H.
Butkevych,
Margarita
Tsatsa-Nikolovska,
Javier Borrego Borrego,
Renate
Jaeger,
Mark Villiger, judges,
and Claudia Westerdiek,
Section Registrar,
Having
deliberated in private on 4 December 2007,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
The
case originated in an application
(no. 1679/03) against the
Federal Republic of Germany lodged with the Court
under Article 34 of the Convention for the Protection
of Human Rights and Fundamental Freedoms (“the Convention”)
by a German national, Mr Ralf Glüsen (“the applicant”),
on 6 January 2003.
The
applicant was represented by Mr J. Walczak, a lawyer practising in
Hamburg. The German Government (“the Government”) were
represented by their Agent, Mrs A. Wittling-Vogel,
Ministerialdirigentin, of the Federal Ministry of Justice.
On
15 September 2005 the
Court declared the application partly inadmissible and decided to
communicate the complaints concerning the length of the proceedings
to the Government. Applying Article 29 § 3 of the Convention, it
decided to rule on the admissibility and merits of the application at
the same time.
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The
applicant was born in 1962 and lives in Hamelin.
In 1986 the applicant started to study food chemistry at the
Braunschweig University. He obtained a certificate in mathematics in
a
re-examination in the second term. In his intermediate
examination, accomplished in his 7th term of studies, he
failed examinations in chemistry. A re-sit was scheduled for 12
October 1989.
On
11 October 1989 the applicant was attacked and robbed by two masked
and armed men. He subsequently underwent psychological treatment for
post-traumatic disorders.
A. Compensation proceedings
On
19 December 1989 the applicant applied for compensation under the
Victims Compensation Act (Opferentschädigungsgesetz, see
“Relevant domestic law” below). On 8 August 1990
the Braunschweig Pension Office (Versorgungsamt) found that
the applicant was suffering from “psychological reactive
disturbances” (psychoreaktive Störungen) and that
his earning capacity was reduced by 20% (Minderung der
Erwerbsfähigkeit). It established that he did not qualify
for a pension because the Victims Compensation Act only provided for
a pension in cases where the earning capacity was reduced by at least
25%.
In
September 1990, following his failure to pass a re-examination at the
Braunschweig University, the applicant broke off his studies.
He
subsequently started and finished in July 1994 the study of food
technology at the Lippe/Lemgo University of Applied Sciences.
On
11 April 1992 the applicant requested the withdrawal of the decision
of 8 August 1990 and the recognition that his earning capacity was
reduced by more than 20%. A medical report was issued by Dr S. on
1 July 1992.
On
21 November 1992 the applicant asked for the proceedings to be
suspended until he started to work again. On 6 May 1993 the
applicant’s representative requested a review of the decision
of 8 August 1990.
On
4 February 1994 the Pension Office Medical Service submitted a
medical opinion.
On
15 July 1994 the Hildesheim Pension Office rejected the applicant’s
request.
On
25 July 1994 the applicant lodged an administrative appeal against
the decision. On 9 May 1995 the applicant was informed that, in the
light of a fresh report, the Pension Office intended to set aside the
decision of 8 August 1990. On 26 June 1995 the applicant’s
representative asked for the percentage as regards the reduction of
earning capacity to be increased.
On
18 September 1995 the Hildesheim Pension Office quashed the order of
8 August 1990.
On
26 February 1996 the Lower Saxony Regional Pension Office
(Landesversorgungsamt) rejected the applicant’s
administrative appeal.
On
6 March 1996 the applicant filed an action with the Hanover Social
Court against the order of the Regional Pension Office and the order
of the Hildesheim Pension Office dated 18 September 1995.
Upon
request by the Hanover Social Court two further medical statements
were rendered by Dr H. and a Dr K. on 7 June 1996 and 22 August
1996 respectively. On 26 September 1996 the Social Court appointed
another expert, Dr M., to provide a new medical report.
On
18 January 1997 he submitted his report.
Between
April and December 1997 three further neurological statements were
delivered by Dr B. on behalf of the defendant Land.
In
his written submissions of 4 April 1997 the applicant suggested that
a new medical report should be prepared. On 18 December 1997
the
court asked the applicant to submit possible further written
statements by the end of January 1998 at the latest. It furthermore
referred to Section 109 of the Social Courts Act (see “Relevant
domestic law and practice” below).
On 26 January 1998
the applicant asked for a medical report to be prepared pursuant to
Section 109 of the Social Courts Act and moreover requested an
extension of the time-limit for the naming of an expert. On
9 February 1998 he asked the court to designate Dr M. as expert.
On 23 February 1998 the court appointed the expert. His medical
report dated 28 May 1998 was received by the court on 10
June 1998. The expert found that the applicant was suffering not only
from psychological reactive disturbances but also from a panic
syndrome with agoraphobia and depressions.
Following
further written pleadings by the applicant submitted to the court on
18 June and 12 August 1998 respectively and a further neurological
statement rendered on September 1998 by Dr B. upon the defendant’s
request, the Regional Pension Office acknowledged (Teilanerkenntnis)
on 22 November 1998 that the applicant’s earning capacity had
been reduced by 40% between October 1989 and March 1990 and by 30%
between April 1990 and March 1991. This acknowledgement did not,
however, fully satisfy the applicant’s claims and he did not
withdraw his action as to the remainder.
Between
January 1999 and October 1999 the parties submitted further written
pleadings. Another neurological statement by Dr B. was submitted on
11 March 1999.
On
28 October 1999 the Hanover Social Court rejected the remainder of
the applicant’s action. It found that on the basis of the
extensive medical documentation a finding of a higher percentage as
regards the reduction of earning capacity was not justified.
On
20 December 1999 the applicant lodged an appeal with the Lower Saxony
Social Court of Appeal.
With
regard to the partial acknowledgment of 22 November 1998
the
competent authority issued on 7 January 2000 an implementing order to
retrospectively pay the applicant a sum amounting to some
5,500
euros (EUR).
Following several written pleadings both issued by the applicant and
the defendant in 2000, Dr H. issued another medical statement at the
court’s request on 23 January 2001, received by the court on 27
March 2001.
Dr B. submitted another neurological statement on
27 April 2001.
On
25 January 2002 the applicant’s lawyer requested the court to
expedite the proceedings.
On
17 June 2002 the Social Court of Appeal appointed Dr M.W. to draw up
a psychiatric expert report. The following day, on 18 June 2002, the
applicant again requested to expedite the proceedings.
On
11 July 2002 the Federal Constitutional refused to admit the
applicant’s complaint about the refusal of the Social Court of
Appeal to decide upon his appeal. The decision was served to the
applicant’s lawyer on 18 July 2002.
On
20 September 2002 Dr M.W. submitted the expert report.
On 13 May
2003, upon the court’s request, she supplemented it.
On
4 December 2002 and 21 August 2003 respectively Dr B. issued
further neurological statements.
On
24 October 2003 the Social Court of Appeal appointed Dr P.-W. to draw
up a further report opinion, which the court received on 27 May 2004.
The expert found that the applicant was suffering not only from
psychological reactive disturbances but also from a panic syndrome
with agoraphobia and depressions and from chronic lumbago.
A
hearing scheduled for 29 June 2004 was subsequently postponed; the
reason for this is disputed between the parties.
On
27 August 2004 the defendant Land acknowledged the impairments
to the applicant’s health as found by Dr P.-W. and assessed
that his earning capacity was reduced overall by 40 % and by an
additional 10 % as from 1 October 1989. The applicant
accepted the acknowledgment on 6 October 2004 but upheld
his claim as to the remainder.
Between
November 2004 and May 2005 the applicant’s counsel and the
defendant submitted several sets of pleadings to the court.
On
13 December 2004 the applicant applied under Section 109 of the
Social Courts Act for a further medical report to be prepared by
a Dr W. Further written statements by the parties followed between
January and
May 2005.
With
regard to the partial acknowledgment of 27 August 2004 the competent
authority issued on 8 July 2005 an implementing order to
retrospectively pay the applicant pension and related benefits plus
interest amounting to some 46,000 EUR and a monthly pension of 218
EUR as from August 2005.
On
28 July 2005 the Social Court of Appeal appointed Dr W. as expert.
His report of 30 December 2005 was received by the court on
24 January 2006.
On
25 January 2006 the Social Court of Appeal asked the applicant
whether he wished to pursue his claim. By letter of 8 March 2006 the
court was informed by the applicant’s counsel that he no longer
acted for the applicant.
In
his written submissions of 16 March and 4 April 2006 respectively,
consisting of approx. fifty pages, the applicant challenged
Dr
W.’s report. Dr W.’s comments were received by the court
on 12 October 2006. On 26 October 2006 the Social Court of
Appeal asked the expert to supplement his submissions as regards the
question whether the current impairment to the applicant’s
health could be considered as a consequence of the attack in 1989 or
as a result of the length of proceedings. In his reply of 11 December
2006, the expert stated that, in his opinion, the current problems
could not be traced back to the length of proceedings, which was of
only minor importance in the light of the applicant’s
developing illness. He furthermore underlined that he considered the
health problems to be wholly the consequence of the attack in 1989.
On
19 December 2006 the court held a hearing at which Dr P.-W. made a
supplementary statement. On the same day the Lower Saxony
Court
of Appeal rejected the applicant’s appeal.
B. Proceedings related to the degree of the applicant’s
disability
On 1 November 1995 the applicant requested the
Hildesheim Pension Office to establish the degree of his disability
(Grad der Behinderung) under the Disabled Persons Act
(governed from 1 October 2001 by the Social Code IX)
and to issue him a
disabled persons’ pass
(Behindertenausweis). On 15 March 1995 the Hildesheim Pension
Office rejected his request, assessing the degree of disability at
less than 20%.
On
24 March 1996 the applicant lodged an administrative appeal.
According
to the Government the proceedings were apparently subsequently
suspended to await the outcome of the proceedings under the Victims
Compensation Act. The applicant agreed, and added that he had been
informed by the Pension Office that the proceedings had been
suspended for that reason. In a letter addressed to the Social Court
of Appeal as regards the compensation proceedings, the applicant’s
counsel informed the court on 26 June 2000 inter alia that the
applicant was interested in a speedy decision on his appeal in the
degree of disability proceedings.
On 27 October 2002 the applicant complained to the
Federal Constitutional Court about the Pension Office’s
inactivity.
On 4 February 2003 the Registry of the
Federal Constitutional Court informed him that his complaint would be
recorded in the general register pursuant to Section 60 of the Rules
of Procedure of the Federal Constitutional Court (Geschäftsordnung
des Bundesverfassungsgerichts).
On
3 November 2003 the Lower Saxony Regional Pension Office rejected the
applicant’s administrative appeal.
On
27 November 2003 the applicant filed an action with the Hanover
Social Court.
The
applicant was granted access to the files in January 2004.
On
3 August 2004 the Social Court informed the parties of its
intention to decide without a hearing and invited comments.
On 6
September 2004 the applicant filed his statement of claim and claim
for relief.
On 26 October 2004 the files of the proceedings under the Victims
Compensation Act were transmitted to the court.
On 3 November
2004 the Social Court informed the applicant that his claim lacked
reasonable prospects of success.
On
2 February 2005 the Social Court again requested the applicant to
comment on its intention to decide without a hearing.
The
applicant replied on 24 March 2005.
On
22 September 2005 the applicant informed the court that it was
unclear whether the action was to be continued. On 8 November 2005
the applicant requested the court to pursue the proceedings.
Following
a hearing on 10 February 2006 the Hanover Social Court rejected the
applicant’s claim. It held that the degree of the applicant’s
disability had already been ascertained in the compensation
proceedings.
As for alleged further damage to his health, the
court assessed any additional disability at 10%, which was not
sufficient to increase the total degree of disability.
On
19 April 2006 the applicant lodged an appeal with the
Lower
Saxony Social Court of Appeal.
On
the applicant’s request, the Lower Saxony Social Court of
Appeal suspended the proceedings on 28 July 2006.
II. RELEVANT DOMESTIC LAW AND PRACTICE
A. Victims Compensation Act
The relevant part of Section 1 § 1 of the Victims
Compensation Act reads as follows:
“(1) A person who, in the territory in which this
Act is applicable ... has sustained personal injury attributable to a
wilful and unlawful attack upon himself or another person or the
lawful prevention thereof shall, on application, be granted benefits
in accordance with the Federal Act on the Social Benefits for Victims
of War in respect of resulting health impairments and financial loss.
“
B. Social Courts Act
Section 88 of the Social Courts Act provides:
“(1) Where no decision has been made regarding an
application for the performance of an administrative act within a
reasonable time and without sufficient grounds, a court action shall
be admissible six months after an application for the performance of
the administrative act has been submitted. (...)
(2) The same applies where no decision on an
administrative appeal was made, providing that a three-month
time-limit shall apply as a reasonable time limit.”
Section 109 of the Social Courts Act reads as follows:
“(1) On application by the insured person, the
disabled person, the person entitled to benefits or his surviving
dependants, a physician to be determined shall be heard as an expert.
The hearing in respect of this expert opinion may be made dependant
on whether the applicant advances the costs and, unless the court
decides otherwise,
the applicant in the end bears the costs.
(2) The court may reject an application where its
admission would delay the settlement of the legal dispute and the
court is convinced that the application was submitted in attempt to
delay proceedings or the application was not submitted earlier due to
gross negligence.”
In
view of the requirements of § 2 of this provision, national
courts in practice rarely reject such a request.
C. Social Code IX
Section
69 § 2 of the Social Code IX provides:
“(2) No assessment of the degree of disability
shall be made where it has already been established that the
applicant is disabled and the degree of the reduction of the earning
capacity based on the disability has already been established in a
pension payment order, a corresponding decision by an administrative
authority or by a court, or preliminary documentary proof has been
issued by a competent public authority unless the disabled person can
substantiate an interest in a re-assessment in accordance with para.
(1). An assessment in accordance with sentence 1 shall thereby also
serve to determine the degree of disability.”
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 6 § 1 OF THE
CONVENTION
The applicant complained that the length of the two
sets of proceedings had been incompatible with the “reasonable
time” requirement of Article 6 § 1 of the Convention,
which reads as follows:
“In the determination of his civil rights and
obligations ..., everyone is entitled to a ... hearing within a
reasonable time by [a] ... tribunal...”
The
Government contested that argument.
A. Compensation proceedings
1. Admissibility
(a) Applicability of Article 6 to the impugned
proceedings
The
Government argued that Article 6 § 1 of the Convention was not
applicable to the proceedings because the matter belonged to the core
area of public law. In their submissions, compensation pursuant to
the Victims Compensation Act, paid exclusively from tax funds and
thus based on a one-sided payment by the state, was not dependant on
the payment of contributions but was an expression of the state’s
public law welfare for persons residing on its sovereign territory.
The Government further referred to their arguments which they
submitted in the case of Fodor v. Germany which concerned a
claim pursuant to the Federal Act on the Social Benefits for Victims
of War (hereinafter referred to as the Federal Benefits Act).
Moreover they maintained that a claim under the Victims Compensation
Act was designed as a social right to compensation and provided
independently of the existence and assertability of any possible
claims against the offender under civil law.
The applicant regarded Article 6 as applying in the instant case.
Referring to Section 81 a of the Federal Benefits Act, whereby a
claim against third persons attained by the person entitled to
benefits accrues to the State insofar as the latter is obliged to
provide for compensation according to the relevant provisions of the
Act, he underlined the alleged civil character of the claim at issue.
He concluded that claims under the Victims Compensation Act fell
within the scope of Article 6.
With
regard to the applicability of Article 6 § 1, the Court recalls
that in application no. 11098/84, the former Commission found that
the Dutch criminal injuries compensation scheme provided for ex
gratia compensation, rather than a right to compensation (no.
11098/84,
Dec. 1 July 1985, 43 DR 198). By contrast, in the
case of Rolf Gustafsson, the Court found that the Swedish
compensation scheme did create rights which fell within Article 6 §
1 (Rolf Gustafsson v. Sweden, judgment of 1 July 1997,
Reports of Judgments and Decisions 1997 IV, § 40).
In
the instant case, the relevant legislation provides for compensation
benefits in accordance with the Federal Benefits Act when the victim
of a “wilful and unlawful attack” has sustained personal
injury attributable to the attack. It does not purport to, and does
not, grant the administration any discretion as to whether to grant a
pension or not in case the prerequisites are met. The Fodor
case, referred to by the Government, dealt with the case of a
pension whose grant was entirely at the discretion of the competent
authority (see Fodor v. Germany (dec.), no. 25553/02, 11
December 2006).
The
Court finds, as it did in the case of Rolf Gustafsson, that
the legislative regime created a right to compensation when the
statutory requirements were met, such that Article 6 § 1 is
applicable.
(b) Exhaustion of domestic remedies
Furthermore,
the Government contended that the applicant had not exhausted
domestic remedies as regards his complaint about the length of
proceedings. First, they argued that in the preliminary
administrative proceedings the applicant could have brought a
complaint for failure to act under Section 88 of the Social Court
Act, which would have been an effective challenge to the length of
these proceedings. The applicant’s later constitutional
complaint had thus been inadmissible as he had failed to exhaust
domestic remedies available beforehand. Secondly, the Government
asserted that the applicant, in his constitutional complaint, had
only challenged the refusal of the Social Court of Appeal to decide
upon his appeal. As a consequence, the foregoing preliminary
administrative proceedings and the proceedings before the Social
Court had not been the subject matter of his constitutional
complaint.
The
applicant pointed out that the Federal Constitutional Court had not
declared the constitutional complaint inadmissible, but had rejected
the complaint without giving further reasons. He moreover argued that
a complaint for failure to act was admissible in situations following
a period of inactivity of six months and was not proportionate in
cases of short-time delays.
With regard to the effectiveness of a constitutional
complaint,
the Court recalls its recent findings in the Sürmeli
case (Sürmeli v. Germany [GC], no.75529/01, ECHR
2006-...) as well in the Herbst case
(Herbst v. Germany
(dec.), no. 20027/02, 11 January 2007) whereby the Court has held
that a constitutional complaint to the Federal Constitutional Court
is neither capable of affording redress for the excessive length of
pending civil proceedings (see Sürmeli, cited above, §
108) nor is it an effective remedy for breaches of the “reasonable
time” requirement which have already occurred, e.g. in cases
where the proceedings in question have already ended at domestic
level (see Herbst, cited above, § 66).
As a
consequence, the Court rejects the Government’s objection in
this respect.
As
to the Government’s plea of non-exhaustion on the ground that
the applicant failed to lodge a complaint for failure to act in the
preliminary administrative proceedings, the Court recalls that the
Commission has already held that a complaint for failure to act in
administrative proceedings can constitute a remedy to be exhausted as
regards lengthy administrative proceedings (see Bethke v.
Allemagne, no. 20068/92, Commission decision of 11 January 1995,
unreported, in which the remedy lay under Section 75 of the Code of
Administrative Court Procedure, which provides inter alia that
an application to set aside an order (Anfechtungsklage) can be
lodged directly with the Administrative Court if the administrative
authorities fail without sufficient justification to decide upon the
administrative appeal).
In
the case of Egger v. Austria ((dec.), no. 74159/01, 9 October
2003) the Court found that that a request for transfer of
jurisdiction under Section 73 of the Austrian General
Administrative Procedure Act (Devolutionsantrag) constitutes,
in principle, an effective remedy which has to be used in respect of
complaints about the length of administrative proceedings. Though
German law does not provide explicit time-limits
for the
completion of administrative proceedings, it nevertheless contains
similar mechanisms by providing for the possibility to lodge an
application with the competent social court if no decision has either
been made regarding an application for performance of an
administrative act or the competent authority failed to decide upon
an administrative appeal within a reasonable time and without
sufficient grounds (see Section 88 of the Social Courts Act, set out
at paragraph 53 above). If deemed admissible, the court orders the
authority to issue a decision. The Court thus considers that a
complaint for failure to act under Section 88 of the Social Courts
Act constitutes in principle an effective remedy as regards a
complaint about the length of proceedings. The applicant failed to
make such a complaint as regards the delay caused by the Regional
Pension Office, which did not decide on his administrative appeal of
25 July 1994 until 26 February 1996. Accordingly, as regards the
preliminary administrative proceedings,
the applicant has failed
to exhaust the domestic remedies available to him for the period from
25 July 1994 until 26 February 1996.
It
follows that to the extent that the complaint about the length of the
proceedings relates to the preliminary administrative proceedings,
that is, during the period from 25 July 1994 to 26 February 1996, it
must be rejected under Article 35 §§ 1 and 4 of the
Convention for non-exhaustion of domestic remedies.
Consequently,
the Court can only examine the remaining period of court proceedings
(see below § 78).
The
Court notes that this part of the complaint is not manifestly
ill-founded within the meaning of Article 35 § 3 of the
Convention.
It further observes that it is not inadmissible on
any other grounds.
It must therefore be declared admissible.
2. Merits
(a) The parties’ submissions
(i). The applicant
The
applicant maintained that the overall duration of the proceedings was
in breach of the “reasonable time” requirement laid down
in
Article 6 § 1 of the Convention. In his view,
the period to be taken into consideration began on 11 April 1992 when
he requested the withdrawal of the decision of 8 August 1990. He
submitted that the length of proceedings had negatively affected his
state of health.
(ii). The Government
The
Government contested the applicant’s view as regards the period
to be taken into consideration. According to them, the relevant
period started to run on 25 July 1994 when the applicant lodged his
administrative objection.
The
Government conceded that the length of the proceedings at issue was
considerable but argued that this was due to the particular
complexity of the case and also to the applicant’s conduct.
The
complexity of the case stemmed, in their submission, from the need to
carry out a number of expert medical assessments which concerned the
complex subject matter of the applicant’s psychiatric
assessment.
As
to the proceedings before the Social Court the Government submitted
that the applicant’s request for a further medical report under
Section 109 of the Social Court Act as well as his request for an
extension of the time-limit for the naming of an expert had
contributed considerably to the length of proceedings.
Moreover,
the Government maintained that the length of the appeal proceedings
before the Social Court of Appeal was attributable to the fact that
although the defendant had acknowledged that the applicant’s
health had suffered as a result of the attack, the applicant
maintained his action and submitted claimed that his health had been
further impaired.
The applicant had subsequently again requested
another medical report to be prepared with reference to Section 109
of the Social Courts Act.
As
to what was at stake for the applicant the Government observed that
by the implementing order of 8 July 2004 the applicant had already
received the sum of 46,000 EUR and thus did not suffer any
detrimental economic effects on account of the length of proceedings.
(b) The Court’s assessment
(i). Period to be taken into consideration
The
Court agrees with the Government that, in principle, the relevant
period to be taken into consideration begins with the date when the
applicant files his objection, a necessary first step before
proceedings can be brought in the social courts (see Janssen v.
Germany, no. 23959/94, § 40, 20 December 2001; and
König v. Germany, judgment of 28 June 1978 Series A
no.27, § 98). However, as set out above (see § 68) the
relevant period which falls to be considered started in the instant
case with the initiation of court proceedings on 6 March 1996.
It
ended on 19 December 2006 with the judgment of the
Lower Saxony
Court of Appeal and thus lasted ten years and nine months for two
levels of jurisdiction.
(ii). Reasonableness of the length of proceedings
The
Court reiterates that the reasonableness of the length of proceedings
must be assessed in the light of the circumstances of the case and
with reference to the following criteria: the complexity of the case,
the conduct of the applicant and the relevant authorities and
what was at stake for the applicant in the dispute (see, among many
other authorities, Frydlender v. France [GC], no. 30979/96, §
43, ECHR 2000-VII).
The
Court, like the parties, considers that the case involved points of
fact and law of some complexity. The taking of expert opinions was
thus necessary. Given the subject matter of these opinions - the
psychiatric and neurological assessment of the applicant’s
health - the social courts were faced with complex medical questions
which were moreover subjected to certain changes due to the lapse of
time between the triggering incident of the attack in 1989 and the
moment of the assessment of the
applicant’s remaining
health impairments. However, as the length of the proceedings cannot
only be explained in terms of the complexity of the issues involved,
the Court will also examine the case in the light of the conduct of
the applicant and the national authorities.
The
Court notes that the applicant’s request for an additional
expert opinion both in the first-instance as well in the
second-instance proceedings contributed to the length of proceedings.
However, in principle, the fact that the applicant merely availed
himself of the possibility to lodge such a request under Section 109
of the Social Court Act does not itself lead to the overall
assumption that the time elapsing from this behaviour will only be
imputable to the applicant. In this connection the Court in
particular observes that following the applicant’s request for
a further expert report on 13 December 2004, the Social Court of
Appeal appointed the requested expert only seven months later on
28 July 2005.
As
for the conduct of the national authorities, even in proceedings in
which it is for the parties to take the initiative with regard to the
progress of the proceedings, the national courts are not dispensed
from ensuring compliance with the requirements of Article 6 of the
Convention as regards reasonable time (see the Scopelliti v. Italy
judgment of 23 November 1993, Series A no. 258, p. 10, §
25, and the Duclos v. France judgment of 17 December 1996,
Reports of Judgments and Decisions 1996 VI, p. 2180,
§ 55). The Court accepts that a certain amount of time was
necessary for the production of the expert reports. Nevertheless, the
number of expert reports prepared - altogether five expert reports in
the court proceedings, including two reports on the applicant’s
request - accounted to a considerable amount for the length of the
proceedings at issue. The Court in particular observes that the
national courts did not reject the applicant’s request for
further medical reports according to Section 109 § 2 of the
Social Court Act, which is in any event rarely applied in the
practice of national courts
(see “Relevant domestic law and
practice” above). In that respect it has to be noted that a
legal provision which provides for the possibility to request a
further expert opinion even though the legal and factual requirements
for a judicial decision are already met may often contribute - as in
the instant case - to the length of proceedings.
As to what was at stake for the applicant in the
dispute the Court observes that the proceedings concerned a claim for
benefits under the Victims Compensation Act, namely the question
whether the applicant was entitled to pension benefits resulting from
a reduction of his earning capacity. It is true that the applicant
received some 5,500 EUR following a first partial acknowledgment
before the Hanover Social Court two years after he had initiated
court proceedings. He also received some 46,000 EUR following a
second partial acknowledgment before the Lower Saxony Court of Appeal
even though it was made only after the court proceedings had been
pending for over eight years. The Court notes in that respect that
the second acknowledgment was mainly based on the diseases the
applicant developed at a later stage, such as a panic syndrome with
agoraphobia, depressions and chronic lumbago (see §§ 30-32
above).
Nevertheless, assessing the circumstances of the
case as a whole, the Court considers that in the instant case the
length of the proceedings at issue cannot be regarded as
reasonable. There has accordingly been a breach of Article 6 §
1 of the Convention.
B. Proceedings related to the degree of the applicant’s
disability
1. The submissions of the parties
(a) The Government
The Government contended that Article 6 § 1 of the Convention
was not applicable to the proceedings related to the degree of
disability, submitting that these proceedings presented more features
of public law than of private law. Furthermore the Government took
the view that the applicant had not exhausted domestic remedies as
required by Article 35 § 1 of the Convention as he had
failed to lodge a complaint for failure to act under Section 88 of
the Social Court Act in the preliminary proceedings before lodging a
constitutional complaint. Moreover, he had not requested the
Constitutional Court to transfer his subsequent constitutional
complaint from the general register to the register of proceedings
and to decide upon the complaint.
The
Government furthermore submitted that the facts of the case in any
event disclosed no breach of Article 6 § 1 of the Convention.
They maintained that the period to be taken into consideration
began to run on 24 March 1996 when the applicant filed his objection.
In general the Government stressed the complexity of the case.
Referring to Section 69 § 2 of the Social Code IX (see “Relevant
domestic law and practice” above) they underlined that the
Pension Office had suspended the proceedings in order to await the
outcome of proceedings as regards the applicant’s reduction of
his ability to work. They further alleged that any delay in the
proceedings was mainly imputable to the applicant’s own
conduct.
(b) The applicant
The
applicant contested the Government’s conclusions.
He
asserted that a complaint for failure to act would have been
pointless due to the link between the two sets of proceedings and
given the notice of the Pension Office - the existence of which is
disputed between the parties - in view of the suspension of
proceedings for this reason.
The applicant submitted moreover that the overall
duration of the present proceedings was in breach of the “reasonable
time” requirement laid down in Article 6 § 1 of
the Convention. He argued that the relevant period to be taken into
consideration began on 1 November 1995 when he lodged his request to
establish the degree of his disability.
2. The Court’s assessment
As to the applicability of Article 6, the Court notes
the Government’s contention that the proceedings related only
to the question of the degree of the applicant’s disability,
and therefore had more public than private law features. However, the
Court is not required to determine the applicability of Article 6 to
these proceedings as, even if the provision is applicable, the
complaint is inadmissible for the following reasons.
The
period to be taken into consideration begins, in principle
(see § 78
above), with the date on which the applicant filed his administrative
objection, which in the instant case was on 24 March 1996.
It
ended on 28 July 2006, when the proceedings were suspended at
the applicant’s request. The preliminary administrative
proceedings had lasted until 3 November 2003, that is, over
seven years.
As
regards those preliminary administrative proceedings and the
Government’s objection concerning the exhaustion of domestic
remedies the Court reiterates that a complaint for failure to act is
in principle an effective remedy as regards the length before
administrative authorities
(see § 67 above). The applicant
did not make use of this remedy as regards the delay caused by the
Regional Pension Office, which did not decide on his administrative
appeal of 24 March 1996 until 3 November 2003. Accordingly, as
regards the administrative proceedings, the applicant has failed to
exhaust the domestic remedies available to him.
As
regards the court proceedings themselves, the Court notes that they
lasted a little more than two years at first instance, and the appeal
proceedings were suspended, on the applicant’s request, three
months after his appeal was lodged. The Court finds that the length
of the court proceedings was compatible with the “length”
requirements of Article 6.
As a consequence the length of the instant proceedings which falls to
be considered cannot be regarded as excessive. The Court therefore
notes that the complaint as regards the length of the proceedings
related to the degree of the applicant’s disability is
manifestly ill-founded within the meaning of Article 35 § 3 of
the Convention.
II. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article 41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Damage
Referring
to the profession of a food technician (Lebensmitteltechniker)
which he allegedly could not practise since the attack, the
applicant claimed at the time a total of approx. 850,000 EUR in
respect of pecuniary damage (consisting of monthly payments of
approx. 2,500 EUR plus 4 % interest as from 1 October 1989) which
corresponded according to him to the amount of benefits he was
entitled to and which was withheld by the authorities resulting from
their failure to decide within a reasonable time. He further claimed
continuing monthly payments. Moreover he claimed contributions to
professional organisations and other expenses incurred for production
of income (8,080.94 EUR), costs for fitness training (4,908.46 EUR)
and costs incurring from his studies (5,421.55 EUR). The applicant
moreover claimed 20,000 EUR for
non-pecuniary damage.
The
Government contested these claims.
With
regard to the applicant’s claim for pecuniary damage, the Court
reiterates that there must be a clear causal connection between the
pecuniary damage claimed by the applicant and the violation of the
Convention found (see Barberà, Messegué and Jabardo
v. Spain (Article 50), judgment of 13 June 1994, Series A
no. 285-C, pp. 57-58, §§ 16-20;
and
Çakıcı v. Turkey [GC],
no. 23657/94, § 127, ECHR 1999-IV).
The Court
observes that in the instant case the pecuniary damage alleged was
not caused by the length of proceedings. In particular, the Court
cannot speculate as to what the outcome of the proceedings at issue
might have been if the violation of Article 6 § 1 of
the Convention had not occurred (see Schmautzer v. Austria,
judgment of 23 October 1995, Series A no. 328, p. 16,
§ 44; Wettstein v. Switzerland, no. 33958/96,
§ 53, ECHR 2000-XII). Accordingly, it considers that
no award can be made to the applicant under this head.
As
to the applicant’s claim for non-pecuniary damages, the Court,
having regard to all the elements before it and ruling on an
equitable basis, awards the applicant 12,000 EUR under that head.
B. Costs and expenses
The
applicant sought 254.31 EUR in respect of certain national
proceedings before the Braunschweig Administrative Court and the
Braunschweig Administrative Court of Appeal. He moreover sought
169.04 EUR corresponding to his lawyer’s fees in the
preliminary administrative proceedings. In respect of the proceedings
before the Court he claimed a lump sum of 163.46 EUR for sundry
expenses (photocopying, postage, stationary and costs for a medical
letter).
The
Government objected in particular to the reimbursement of costs
related to the proceedings before the Braunschweig
Administrative
Courts, which did not relate to the present proceedings or the
complaint at issue.
According
to the Court’s case-law, an applicant is entitled to
reimbursement of his costs and expenses only in so far as it has been
shown that these have been actually and necessarily incurred and were
reasonable as to quantum.
With
regard to the costs of the proceedings before the Braunschweig
Administrative Courts the Court agrees with the Government that these
do not relate to the violation the Court has found.
Moreover the
Court notes that the lawyer’s fees in the preliminary
administrative proceedings relate to the time before the beginning of
the period in respect of which the Court has found a violation.
They
cannot therefore form part of the claim under Article 41.
The
Court thus rejects the claim for costs and expenses in the domestic
proceedings.
As
regards costs and expenses before the Court, the Court awards the
applicant the sum of 163.46 EUR in respect of sundry expenses, as
requested by the applicant.
C. Default interest
The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
Declares the complaint concerning the length of
the compensation court proceedings admissible;
Holds that there has been a violation of Article
6 § 1 of the Convention as regards those proceedings;
Declares the remainder of the application
inadmissible;
Holds
(a) that the respondent State is to pay the applicant,
within three months from the date on which the judgment becomes final
in accordance with Article 44 § 2 of the
Convention, the following amounts:
(i) EUR 12,000 (twelve thousand euros) in respect of non-pecuniary
damage;
(ii)
EUR 163.46 (one hundred and sixty-three euros and
forty-six
cents) in respect of costs and expenses;
(iii)
plus any tax that may be chargeable on the above amounts;
(b) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amounts at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points;
Dismisses the remainder of the applicant’s
claim for just satisfaction.
Done in English, and notified in writing on 10 January 2008, pursuant
to Rule 77 §§ 2 and 3 of the Rules of Court.
Claudia Westerdiek Peer
Lorenzen
Registrar President