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FRANKOWICZ v. POLAND - 53025/99 [2008] ECHR 1712 (16 December 2008)
URL: http://www.bailii.org/eu/cases/ECHR/2008/1712.html
Cite as:
[2008] ECHR 1712
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FOURTH
SECTION
CASE OF FRANKOWICZ v. POLAND
(Application
no. 53025/99)
JUDGMENT
STRASBOURG
16
December 2008
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial
revision.
In the case of Frankowicz v. Poland,
The
European Court of Human Rights (Fourth Section), sitting as a Chamber
composed of:
Nicolas Bratza, President,
Lech
Garlicki,
Ljiljana Mijović,
David Thór
Björgvinsson,
Ján Šikuta,
Päivi
Hirvelä,
Mihai Poalelungi, judges,
and
Lawrence Early, Section Registrar,
Having
deliberated in private on 25 November 2008,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
The
case originated in an application (no. 53025/99) against the Republic
of Poland lodged with the Court under Article 34 of the Convention
for the Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by a Polish national, Mr Ryszard Frankowicz (“the
applicant”), on 22 January 1999.
The
Polish Government were represented by their Agent, Mr J. Wołąsiewicz
of the Ministry of Foreign Affairs.
The
applicant alleged that the disciplinary proceedings against him had
been unfair in violation of Article 6 of the Convention and that
there had been an interference with his right to freedom of
expression in breach of Article 10 of the Convention.
On
6 April 2005 the President of the Fourth Section of the Court decided
to communicate the application to the Government. Under the
provisions of Article 29 § 3 of the Convention, it was
decided to examine the merits of the application at the same time as
its admissibility.
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The
applicant was born in 1952 and lives in Tarnów, Poland.
The
applicant is a gynaecologist. In August 1995 he set up a company
which prepared medical reports at his clients' request.
On
12 March 1996 the applicant wrote a report entitled “Civil
opinion” (opinia cywilna) on the treatment that Mr J.M.
had undergone in the Regional Hepatology Clinic in Tarnów. The
opinion described, in a detailed manner, the history of Mr J.M.'s
medical treatment since the beginning of the 1980s. The report was
based on Mr J.M.'s medical file obtained from the clinics of
hepatology and dermatology where he had received treatment. The
applicant also relied on the results of a recent medical examination,
a biopsy, carried out at the applicant's initiative by the Cracow
University Medical Academy. In his report the applicant established
that the patient had been receiving treatment since 1983 at the
Tarnów Clinic. However, in spite of the fact that his health
had deteriorated and that he had been developing symptoms of liver
damage, no specialised examination, that is, a biopsy, had been
carried out. A recent liver biopsy, undertaken upon the applicant's
recommendation at the Cracow University Medical Academy, had shown
that the patient was suffering from aggressive and chronic hepatitis
and cirrhosis (przewlekłe agresywne zapalenie
wątroby z marskością wątroby). The applicant
considered that the damage to Mr J.M.'s health, due to both his liver
condition and dermatological problems, amounted to 90% thus making
him eligible to receive the highest group of invalidity allowance.
With regard to the treatment received at the Tarnów Hepatology
Clinic the applicant's report stated:
“...Despite [the patient's] chronic suffering, of
which he had complained constantly during his regular visits, and
which was confirmed by examinations indicating a chronic liver
condition, the employees of the Clinic had failed to take the actions
[necessary] for the health care of [the patient] and his diagnosis.
So, despite indications, adequate diligence while diagnosing,
informing and providing health care to [the patient] was not
displayed.”
The
opinion also dealt with the treatment of Mr J.M.'s dermatological
problems at the Tarnów Dermatology Clinic and concluded that
it had been proper and diligent.
On
2 December 1996 the Tarnów Regional Attorney for Professional
Liability (Okręgowy Rzecznik Odpowiedzialności
Zawodowej) instituted disciplinary proceedings against the
applicant. He was charged with unethical conduct, reference being
made to the fact that the applicant's opinion had discredited the
doctors who had been treating the patient. The Regional Attorney
relied on Article 52 of the Polish Code of Medical Ethics (Kodeks
Etyki Lekarskiej). Moreover, according to the Regional Attorney,
in assessing a complicated therapy in which he did not specialise,
the applicant had overstepped his professional competences. In his
application of 10 March 1997 lodged with the Tarnów
Regional Medical Court (Okręgowy Sąd Lekarski), in
which he asked for a disciplinary punishment to be imposed on the
applicant, the Attorney stated:
“In the present case the Attorney established that
Dr Ryszard Frankowicz, by preparing and giving the patient an opinion
in which he included judgments on the professional conduct of other
doctors (working in the Tarnów Hepatology Clinic), obviously
violated the well-established medical society rules of proper conduct
between doctors.
Unfavourable arguments and analysis of professional
actions expressed by one doctor in front of a patient always clearly
discredit the doctor under scrutiny...”
“The Medical Council of the Tarnów Regional
Medical Chamber finds that the entirety of the public behaviour of
[the applicant] has no support in the medical profession and does not
serve the rightly understood well-being of the patient. The
disciplinary bodies of the Chamber will assess their attitudes in
detail and draw appropriate conclusions (wyciągną
stosowne wnioski). The Medical Council decided to take a position
on the public activities of the above-mentioned doctors and the
manner in which they have been exercising the medical profession
given the exceptional departure from recognised and generally
accepted rules and given the possibility of their manipulating the
perceptions and the behaviour of the local community.”
On
11 June 1997 the Tarnów Regional Medical Court (Okręgowy
Sąd Lekarski) held a hearing. The court was composed of
three members, all doctors. The applicant, his wife, their
representative and a representative of the Office of the Regional
Attorney of Professional Liability were present at the hearing.
However, soon after the opening of the hearing the applicant decided
to leave the courtroom, objecting to the fact that the disciplinary
court had allegedly violated a time-limit for examination of a case.
The hearing continued in the applicant's absence as he had not
decided to return and the court regarded his absence as unjustified.
On
17 June 1997 the Regional Medical Court found the applicant guilty of
unethical conduct. The Court considered that the applicant, in his
report, had expressed negative opinions of the professional conduct
of doctors concerned and that he had conveyed these directly to the
patient. In so doing, he had discredited the doctors in the eyes of
the patient. His behaviour was therefore contrary to the principle of
professional solidarity and, consequently, to the provisions of
Article 52 of the Code of Medical Ethics. The court did not examine
the truthfulness of the opinion at issue as it found that the
question of whether it “reflected the reality” was “of
no importance” for finding a violation of this provision of the
Code. The disciplinary court also found that the applicant had
violated Article 10 of the Code, as he had written an opinion
concerning a branch of medicine in which he was not a specialist. The
court found him guilty as charged and sentenced him to a reprimand
(skazuje na karę nagany).
On
17 June 1997 the applicant challenged all members of the court,
complaining that they had not been impartial. The applicant submitted
that the independence and impartiality of the members of the
disciplinary court had been open to doubt because it was possible
that the Tarnów Governor could have put pressure on them. In
addition the applicant complained about the way the hearing had been
conducted, submitting that the President of the court had prevented
him from putting all his questions and had dismissed his motions. On
20 June 1997 the Tarnów Regional Medical Court, sitting in a
different composition, dismissed the applicant's challenge as
manifestly ill-founded.
The
applicant appealed on 30 June 1997. He argued that a doctor had a
right to express freely his own opinion in conformity with his
medical knowledge and his conscience and to inform his patient if he
believed that the latter had been incorrectly treated or wrongly
diagnosed. The purpose of a doctor's work was the well-being of the
patient and not professional solidarity with other doctors. The
applicant further complained that his challenge to the members of the
Regional Medical Court, and application to transfer the case to
another town, had been dismissed. He submitted that two of the three
members of the court were senior managers of the hospitals thus
susceptible to pressure from the Tarnów Governor's office, the
latter often being criticised by the applicant's association.
On
29 May 1998 the Supreme Medical Court (Naczelny Sąd
Lekarski), upheld the first-instance court's decision. The court
considered that the applicant's actions were highly reprehensible and
harmful not only to the medical profession but also to the patient,
as the opinion gave him to believe, groundlessly, that he had been
the victim of an injustice. The court also firmly rejected the
applicant's suggestion that his conviction had been the result of
political pressure. A copy of that decision was served on the
applicant on 30 July 1999.
II. RELEVANT DOMESTIC LAW
A. The Constitution of the Republic of Poland
The
Constitution of 2 April 1997 entered into force on 17 October 1997.
Article
54 § 1 of the Constitution guarantees freedom of expression. It
states, in so far as relevant:
“Everyone shall be guaranteed freedom to express
opinions and to acquire and to disseminate information.”
A
right to lodge a constitutional complaint was introduced in
Article 79 § 1 which provides as follows:
“In accordance with principles specified by
statute, everyone whose constitutional freedoms or rights have been
infringed shall have the right to appeal to the Constitutional Court
for its judgment on the conformity to the Constitution of a statute
or another normative act upon which basis a court or organ of public
administration has made a final decision on his freedoms or rights or
on his obligations specified in the Constitution.”
B. Code of Medical Ethics
Article
10 of the Polish Code of Medical Ethics, set out in Chapter I,
entitled “Relations between a physician and his patient”
(Postępowanie lekarza wobec pacjenta) reads, in so far as
relevant:
“1. A physician should not exceed the limits of
his or her professional competence when carrying out diagnosis,
prophylaxis and treatment...”
Article
52 of Chapter III, entitled “Mutual relations between
physicians” (Stosunki wzajemne między lekarzami)
provides as follows:
“1. Physicians must show respect to each other.
2. A physician should not express an unfavourable
opinion on the professional conduct of another physician or discredit
him in any other way in the presence of a patient, his or her
environment or [in the presence of] assisting staff.
3. All comments on the observed erroneous conduct of a
physician should, in the first place, be passed on to him or her.
Informing a medical court of the observed unethical behaviour or
professional incompetence of another physician does not undermine the
principle of professional solidarity.”
On
20 September 2003 Article 52 §2 was amended. It reads as
follows:
“A physician should display particular caution in
formulating opinions on the professional conduct of another doctor
and in particular he should not in any way discredit him publicly.”
C. Law on Medical Chambers
According
to section 1 of the Law of 17 May 1989 on Medical Chambers (Ustawa
o Izbach Lekarskich), as it stood at the material time, the
administrative units of medical self-government were the Supreme
Medical Chamber (Naczelna Izba Lekarska) and regional medical
chambers (okręgowe izby lekarskie). Section 19 provided
that a regional medical chamber includes all physicians whose names
are entered on its register.
Bodies
of a regional medical chamber included, among others, a regional
medical court (okręgowy sąd lekarski) and a regional
attorney for professional liability (section 20). The Supreme
Medical Court (Naczelny Sąd Lekarski) was a body of the
Supreme Medical Chamber (section 31). According to section 7, the
term of office of all bodies of medical chambers was four years.
Section
41 of the Law, in Chapter 6, entitled “Professional Liability”
(Odpowiedzialność zawodowa), provided:
“Members of the medical self-government shall be
professionally liable before medical courts for any conduct in breach
of the principles of professional ethics and deontology and for any
breach of the provisions governing the exercise of the medical
profession.”
Section
42 read, in so far as relevant:
“1. The medical court may impose the following
penalties:
1) censure (upomnienie),
2) reprimand (nagana),
3) suspension from practice (zawieszenie prawa do
wykonywania zawodu) for a period from six months to three years,
4) revocation of the right to practise medicine
(pozbawienie prawa wykonywania zawodu).
2. A physician, on whom the Supreme Medical Court
sitting at second instance has imposed any penalty referred to in
subsections (3) or (4), has the right to lodge an appeal with the
Supreme Court within 14 days from the date on which the [court's]
decision has been served on him or her...”
According
to section 46, matters of professional liability of medical
practitioners were examined by regional medical courts and the
Supreme Medical Court.
A
physician on whom a reprimand or suspension from practice had been
imposed lost eligibility for election to bodies of medical chambers
until a notice of penalty was removed from the relevant register
(section 47). The notice was removed from the register three years
after the decision to impose a censure or reprimand became final
(section 55).
According
to section 54 the members of the Medical Courts were, in their
adjudicating capacity, independent and should follow the law and the
Code of Medical Ethics. Article 7 provided that the term of office of
all bodies of the medical chambers was four years. As provided in
section 56, the Supreme Medical Court, sitting as a second-instance
court, included a judge of the Supreme Court appointed by the First
President of the Supreme Court.
D. The Constitutional Court's judgment of 23 April 2008
On
23 April 2008 the Constitutional Court delivered a judgment (SK16/07)
in which it found that Article 52 § 2 of the Code of Medical
Ethics was unconstitutional in so far as it prohibited the truthful
public assessment of the activity of a doctor by another doctor in
the public interest. The relevant provision, examined in its new
wording which came into force in 2003, was not quashed by the
Constitutional Court as only its particular interpretation was
considered to breach the constitutional norm securing the freedom of
expression.
THE LAW
I. THE GOVERNMENT'S PRELIMINARY OBJECTIONS
The
Government argued that the applicant had failed to exhaust all the
remedies available under Polish law as required by Article 35
§ 1 of the Convention. They noted that the applicant had
not lodged a constitutional complaint against the relevant provisions
of the 1989 Law on Medical Chambers.
As
regards the applicant's complaint raised under Article 6 § 1 of
the Convention, the Government considered that the Constitutional
Court would have been competent to examine whether the proceedings
before the Medical Courts met the requirements of impartiality and
independence. They submitted that a similar complaint concerning
disciplinary proceedings for members of the Bar Association had been
lodged with the Constitutional Court. However the Government failed
to inform the Court about the outcome of these proceedings.
With
regard to the applicant's complaint that his right to freedom of
expression had been violated, the Government submitted that on
23 April 2008 the Constitutional Court had delivered a
judgment finding that the provisions of the Code of Medical Ethics,
which had been the basis for the applicant's conviction, had been
unconstitutional. In the Government's opinion it proved that lodging
a constitutional complaint with the Constitutional Court would have
been an effective remedy in the applicant's case.
The
Government also submitted that it had been open to the applicant to
bring an action under Article 23 of the Civil Code to seek to
establish that the proceedings against him had breached his personal
rights protected by the Civil Code, and to seek damages.
The
applicant contested the Government's arguments, maintaining that he
had appealed against the domestic decisions in accordance with the
law. In particular, he submitted that the remedies proposed by the
Government were of a theoretical nature and not practical and
effective. The constitutional complaint was an extraordinary remedy
and he should not have been obliged to exhaust it. Moreover, he
maintained that if any additional remedy had been open to him, he
should have been informed of this when the authorities gave the final
domestic decision. Finally, as regards the possibility of his lodging
a civil action, the applicant argued that he would have been required
to prove that he had sustained damage by the unlawful action of an
official, while the decisions given in his case had a legal basis in
the domestic law.
The Court reiterates that Article 35 of the
Convention, which sets out the rule on exhaustion of domestic
remedies, provides for a distribution of the burden of proof. It is
incumbent on the Government claiming non exhaustion to satisfy
the Court that the remedy was an effective one available in theory
and in practice at the relevant time, that is to say, that it was
accessible, was one which was capable of providing redress in respect
of the applicant's complaints and offered reasonable prospects of
success (see Selmouni v. France [GC], no. 25803/94, § 76,
ECHR 1999-V, and Mifsud v. France (dec.), no. 57220/00, §
15, ECHR 2002-VIII).
The
Court notes that the Government's objection that the applicant had
failed to exhaust domestic remedies since he should have lodged civil
proceedings for compensation for breach of his personal rights is
confined to a mere assertion and there are no further arguments or
domestic court decisions indicating that recourse to such an action
in the circumstances of the applicant's case would have offered any
reasonable prospects of success.
As
far as the Government's objection refers to the effectiveness of the
constitutional complaint with respect to the applicant's allegations
under Article 6 § 1 of the Convention, the Court notes that the
Government relied on a press article about a constitutional complaint
lodged in 2005 by members of the Bar Association. The Government
failed to provide any additional information about this complaint or
a relevant decision of the Constitutional Court.
As
regards the Constitutional Court's judgment of 23 April 2008, the
Court notes that it was delivered almost ten years after the
proceedings in the present case ended. Any relevance that these
proceedings might possibly have in respect of the present case is
therefore reduced by the fact that it took place so long after the
relevant time (see, for example, V. v. the United Kingdom
[GC], no. 24888/94, § 57, ECHR 1999 IX).
Moreover, the Constitutional Court examined the constitutionality of
Article 52 § 2 of the Code of Medical Ethics in its wording as
amended in 2003 and not as it stood at the material time. The Court
also observes that the applicant was found guilty, in addition to
Article 52 § 2, of a breach of Article 10 of the Code of Medical
Ethics, the constitutionality of which was not examined by the
Constitutional Court.
Furthermore,
the Court observes that at the material time, in May 1998, the
right to lodge an individual constitutional complaint was a new
instrument introduced by the 1997 Constitution, in force since
October 1997. At this early stage of its evolution there had been no
case law of the Constitutional Court demonstrating the effectiveness
of the individual complaint. Thus the Court considers that, in the
particular circumstances of the present the case, the applicant did
everything that could reasonably be expected of him to exhaust the
national channels of redress (see Aksoy v. Turkey,
18 December 1996, § 54, Reports of Judgments and
Decisions 1996-VI; Hansen v. Turkey, (dec) no. 36141/97,
19 June 2001).
It
follows that the Government's plea of inadmissibility on the ground
of non-exhaustion of domestic remedies must be dismissed.
II. ALLEGED VIOLATION OF ARTICLE 10 OF THE CONVENTION
The applicant complained about a breach of Article 10
of the Convention, which reads as follows:
“1. Everyone has the right to freedom
of expression. This right shall include freedom to hold opinions and
to receive and impart information and ideas without interference by
public authority and regardless of frontiers. This Article shall not
prevent States from requiring the licensing of broadcasting,
television or cinema enterprises.
2. The exercise of these freedoms, since it
carries with it duties and responsibilities, may be subject to such
formalities, conditions, restrictions or penalties as are prescribed
by law and are necessary in a democratic society, in the interests of
national security, territorial integrity or public safety, for the
prevention of disorder or crime, for the protection of health or
morals, for the protection of the reputation or rights of others, for
preventing the disclosure of information received in confidence, or
for maintaining the authority and impartiality of the judiciary.”
A. Admissibility
The
Court notes that this complaint is not manifestly ill-founded within
the meaning of Article 35 § 3 of the Convention. It further
notes that it is not inadmissible on any other grounds (see paragraph
32 above). It must therefore be declared admissible.
B. Merits
1. The parties' submissions
The
applicant submitted in a general manner that, as a doctor, he should
have had a right to state his opinion on the treatment received by
his patient from another doctor. He argued that the medical court's
decisions showed the hostile attitude of the medical authorities
towards his community work, as he had been active in an association.
The applicant also maintained that the reprimand by the Medical Court
was an element of persecution by the medical authorities and was
caused by the fact that he had been the President of the Association
for the Protection of the Rights of Patients in Poland and had been
fighting for the interests of patients.
The
applicant argued that the reprimand ordered by the Medical Court was
a harsh penalty as he had been prevented from applying for and taking
up management functions in hospitals and public administration. He
submitted that he had been the victim of a campaign launched against
him by the medical society. As a result, he could not take a post of
director in the Ministry of Health, had difficulties in finding a
job, had to close down his private practice and was prevented from
taking up an additional specialisation.
The
Government submitted that there had been no interference with the
applicant's right to freedom of expression. They maintained that the
applicant had discredited another doctor before the patient and that
he had prepared a critical opinion on the patient's medical treatment
without having adequate medical specialisation and expertise. The
Government reiterated that the applicant had been giving critical
opinions on other doctors within his commercial activity, and thus
the disciplinary courts had been right to punish him and thus prevent
him from abusing the rights of other doctors any further. The
Government maintained that the provision of Article 52 of the Code of
Medical Ethics was aimed at maintaining good relations between
doctors and preserving the principle of professional solidarity.
While the Code of Medical Ethics does not prevent doctors from making
critical statements on other practitioners, certain rules should be
observed, for example a doctor should not discredit another colleague
in the presence of the patient. The Government also maintained that
the applicant did not have sufficient knowledge to comment on
treatment relating to a field of medicine in which he had not
practised. In consequence, the Medical Court had correctly imposed a
reprimand on the applicant and thus prevented him from infringing
ethical rules and rules regarding competition.
The
penalty imposed on the applicant was necessary for the protection of
other doctors' rights and reputation and was the most lenient
possible. In sum, the interference was necessary to achieve a balance
between the protection of patients' health, the interests of other
medical practitioners and the applicant's right to freedom of
expression. The Government submitted that there had been no violation
of Article 10 of the Convention.
2. The Court's assessment
(a) The general principles
The
Court reiterates that freedom of expression, as secured in
paragraph 1 of Article 10, constitutes one of the essential
foundations of a democratic society and one of the basic conditions
for its progress and for each individual's self-fulfilment. Subject
to paragraph 2, it is applicable not only to “information”
or “ideas” that are favourably received or regarded as
inoffensive or as a matter of indifference, but also to those that
offend, shock or disturb. Such are the demands of that pluralism,
tolerance and broadmindedness without which there is no “democratic
society” (see, among many other authorities, Oberschlick
v. Austria (no. 1), 23 May 1991, § 57, Series
A no. 204, and Nilsen and Johnsen v. Norway [GC],
no. 23118/93, § 43, ECHR 1999 VIII).
The
Court would also point out that Article 10 guarantees freedom of
expression to “everyone”. The Court has held on many
occasions that Article 10 applies to all kinds of information or
ideas or forms of expression including when the type of aim pursued
is profit-making or relates to a commercial activity of an applicant
(see Casado Coca v. Spain, 24 February 1994, § 35,
Series A no. 285 A, Barthold v. Germany,
25 March 1985, § 42, Series A no. 90 and
Stambuk v. Germany, no. 37928/97, §§ 43-52,
17 October 2002).
In
exercising its supervisory jurisdiction, the Court must look at the
impugned interference in the light of the case as a whole, including
the content of the publication held against the applicant and the
general context of the publication. In particular, it must determine
whether the interference in question was “proportionate to the
legitimate aims pursued” and whether the reasons adduced by the
national authorities to justify it are “relevant and
sufficient” (see Sunday Times (no. 1) v. the United Kingdom,
26 April 1979, § 62, Series A no. 30). In doing so, the Court
has to satisfy itself that the national authorities applied standards
which were in conformity with the principles embodied in Article 10
and, moreover, that they based themselves on an acceptable assessment
of the relevant facts.
Under
the Court's case-law, the States parties to the Convention have a
certain margin of appreciation in assessing the necessity of an
interference, but this margin is subject to European supervision as
regards both the relevant rules and the decisions applying them (see,
inter alia, markt intern Verlag GmbH and
Klaus Beermann v. Germany, 20 November
1989, § 33, Series A no. 165 and Casado Coca,
cited above, § 50).
(b) The application of the general
principles to the above case
The
Court must first determine whether the impugned conviction amounted
to an “interference” with the exercise of the applicant's
right to freedom of expression. It notes that the Government
submitted that there had been no interference with the applicant's
rights as the opinion in question had been made in the context of his
commercial activity.
The
Court observes that a disciplinary sanction had been imposed on the
applicant for having prepared an opinion on the treatment received by
a patient which was critical of another doctor. He had been
sanctioned by the Medical Court for having breached the Code of
Ethics and reprimanded. The Court points out that notice of the
sanction remained in the applicant's file for 3 years and that it was
not claimed by the parties that the penalty did not constitute a
detriment to the applicant.
The
Court reiterates that, contrary to the Government's opinion, matters
relating to professional practice are not removed from the protection
of Article 10 of the Convention (see paragraph 39 above). The Court
thus considers that the applicant's conviction and disciplinary
sanction for having expressed a critical opinion on medical treatment
received by a patient amounted to an interference with his right to
freedom of expression.
Such interference infringes the Convention if it does
not satisfy the requirements of paragraph 2 of Article 10.
It must therefore be determined whether it was “prescribed by
law”, whether it pursued one or more of the legitimate aims set
out in that paragraph and whether it was “necessary in a
democratic society” to achieve such aims.
The
Court finds, and this was not disputed, that the interference was
“prescribed by law,” the applicant's disciplinary
sanction having been based on Articles 52 § 2 and 10 of the Code
of Medical Ethics (see paragraph 10 above). The Court agrees
with the Government that the interference with the applicant's right
to freedom of expression was intended to pursue a legitimate aim
referred to in Article 10 § 2 of the Convention, namely to
protect the rights and reputation of others.
The
Court will then examine whether the interference with the applicant's
right to freedom of expression was necessary in a democratic society.
The Court recalls that the applicant, a medical practitioner, wrote
an opinion in which he criticised medical treatment received by a
patient. The disciplinary authorities considered the applicant guilty
of unethical conduct in breach of the principle of professional
solidarity, in violation of the Code of Medical Ethics.
The
applicant based his report on the patient's medical file, and on the
results of some additional medical examinations which the patient had
undergone at his suggestion. The opinion was requested by the patient
himself who turned to the applicant's company, which specialised in
preparing assessments of medical treatment undertaken by patients.
The opinion was then handed to the patient, who could use it for
whatever purpose he intended. However there is no indication that it
was subsequently published or otherwise made known to a wider public.
The
Court has previously agreed, in the context of lawyers, members of
the Bar, that the special nature of the profession practised by an
applicant must be considered in assessing whether the restriction on
the applicant's right answered any pressing need (see Steur v. the
Netherlands, no. 39657/98, § 38, ECHR 2003 XI).
Medical practitioners also enjoy a special relationship with patients
based on trust, confidentiality and confidence that the former will
use all available knowledge and means for ensuring the well-being of
the latter. That can imply a need to preserve solidarity among
members of the profession. On the other hand, the Court considers
that a patient has a right to consult another doctor in order to
obtain a second opinon about the treatment he has received and to
expect a fair and objective evaluation of his doctor's actions.
The
fact that the opinion in question was issued within the framework of
the applicant's commercial activity, and was critical of another
doctor, does not automatically deprive it of genuineness or
objectivity. The Court observes that the domestic authorities, in
finding that the applicant had discredited another doctor, did not
make any serious assessment of the truthfulness of the statements
included in the opinion (see Veraart v. the Netherlands, no.
10807/04, §§ 60 and 61, 30 November 2006). The Regional
Medical Court found that, since no criticism of another doctor was
permissible, the question of whether the applicant's report actually
reflected reality had been without importance.
Such
a strict interpretation by the disciplinary courts of the domestic
law as to ban any critical expression in the medical profession is
not consonant with the right to freedom of expression (see Stambuk,
cited above, § 50). This approach to the matter of expressing a
critical opinion of a colleague, even in the context of the medical
profession, risks discouraging medical practitioners from providing
their patients with an objective view of their state of health and
treatment received, which in turn could jeopardise the ultimate goal
of the doctor's profession - that is to protect the health and life
of patients.
Finally
the Court notes that the domestic authorities did not examine whether
the applicant had been defending a socially justified interest. The
Court considers that the applicant's opinion was not a gratuitous
personal attack on another doctor, but a critical assessment, from a
medical point of view, of treatment received by his patient from
another doctor. Thus, it concerned issues of public interest.
In
conclusion the interference complained of was not proportionate to
the legitimate aim pursued and, accordingly, was not “necessary
in a democratic society” “for the protection of the
rights of others”. Consequently, it gave rise to a violation of
Article 10 of the Convention.
III. ALLEGED VIOLATION OF ARTICLE 6 § 1 OF THE
CONVENTION
The
applicant complained that the Medical Courts which decided in the
proceedings against him cannot be considered “an independent
and impartial tribunal” as provided in Article 6 § 1 of
the Convention, which reads as follows:
“In the determination of his civil rights and
obligations ..., everyone is entitled to a fair ... hearing ... by an
independent and impartial tribunal established by law.”
The
Government contested that argument.
A. Applicability of Article 6 of the Convention
As
a preliminary issue, the Court has to determine whether Article 6
of the Convention is applicable to the proceedings in issue. It is
clear from the Court's case-law that where, as in the instant case,
what is at stake is the right to continue to practise medicine as a
private practitioner, disciplinary proceedings give rise to
“contestations (disputes) over civil rights”
within the meaning of Article 6 § 1 (see, among other
authorities, König v. Germany, 28 June 1978, §§
87–95, Series A no. 27; Le Compte, Van Leuven and
De Meyere v. Belgium, 23 June 1981, §§ 41 51,
Series A no. 43; Albert and Le Compte v. Belgium, 10
February 1983, §§ 25–29, Series A no. 58 and Gautrin
and Others v. France, 20 May 1998, § 33, Reports
1998 III, Gubler v. France, no. 69742/01, § 24,
27 July 2006).
Moreover,
the parties did not dispute before the Court that Article 6 § 1
is applicable to the circumstances of this case.
The
Court thus finds that this Article, under its civil head, is
applicable to the present case.
B. Admissibility
The
Court notes that this complaint is not manifestly ill-founded within
the meaning of Article 35 § 3 of the Convention. It further
notes that it is not inadmissible on any other grounds (see paragraph
33 above). It must therefore be declared admissible.
C. Merits
1. The parties' submissions
The
applicant submitted that there had been a violation of Article 6 § 1
of the Convention in that he had been deprived of the right to a fair
trial by an impartial tribunal. He submitted that the judges sitting
in the Regional and Supreme Medical Courts had not been independent,
as those bodies had been composed of doctors, members of the Regional
Medical Council, and thus represented the interests of the doctors'
lobby. Only one of the five members of the Supreme Medical Court was
a professional judge, delegated from the Supreme Court. However, such
a judge would often follow the conclusions of the majority. Moreover,
the applicant's case had not been heard at the later stage by an
impartial tribunal as the domestic law did not provide for a right to
appeal to a court against the decision of the Medical Court when it
had imposed a penalty taking the form of a reprimand.
The
Government submitted that the proceedings in the applicant's case had
been conducted fairly and that the applicant had enjoyed all
procedural guarantees under Article 6 § 1 of the Convention. The
applicant had been represented and his case heard at two instances
before Medical Courts which had been independent and impartial. As
regards the personal impartiality of the members of the Medical
Courts, the Government argued that they had been impartial and that
there was no proof to the contrary. Although the applicant had
attempted to challenge the members of the Medical Court, this
challenge had not included any specific complaint or evidence
pointing to a lack of impartiality; it had thus been dismissed as
manifestly ill-founded. The Government, referring to the Albert
and Le Compte case (cited above), submitted that it had been
necessary for the members of the Medical Courts to have expertise in
medicine. They had been independent in exercising their functions and
had followed the law and the Code of Ethics. Moreover, one judge
sitting in the Supreme Medical Court had been appointed by the
Supreme Court. The Government concluded that there had been no
violation of Article 6 § 1 of the Convention.
2. The Court's assessment
The
Court reiterates that, even in instances where Article 6 § 1 of
the Convention is applicable, conferring the duty of adjudicating on
disciplinary offences on professional disciplinary bodies does not in
itself infringe the Convention. Nonetheless, in such circumstances
the Convention calls for at least one of the following two systems:
either the professional disciplinary bodies themselves comply with
the requirements of that Article, or they do not so comply but are
subject to subsequent review by a judicial body which has full
jurisdiction and does provide the guarantees of Article 6 § 1
(see Albert and Le Compte cited above, § 29, and Gautrin,
cited above, § 57).
The
applicant maintained that the Regional and Supreme Medical Courts,
which decided his case, lacked independence and impartiality.
There
are two tests for assessing whether a tribunal is impartial within
the meaning of Article 6 § 1: the first consists in seeking to
determine the personal conviction of a particular judge in a given
case and the second in ascertaining whether the judge offered
guarantees sufficient to exclude any legitimate doubt in this respect
(see, among other authorities, mutatis mutandis, Saraiva de
Carvalho v. Portugal, 22 April 1994, § 33, Series A
no. 286-B and Kyprianou v. Cyprus [GC], no. 73797/01,
§ 118, ECHR 2005 XIII and, a contrario,
Brudnicka and Others v. Poland, no. 54723/00, § 41,
ECHR 2005 II).
As
regards the subjective approach, the Court reiterates that the
personal impartiality of each member must be presumed until there is
proof to the contrary. In the present case the applicant exercised
his right to challenge the impartiality of the judges composing the
Regional Medical Court on the ground that they might be subject to
pressure from the Tarnów Governor (see paragraph 11 above).
The Government maintained that the challenge had not been specified
or substantiated. The Court considers that the substance of his
challenge was that the disciplinary courts, being composed of medical
practitioners and not professional judges, might be under pressure
from their hierarchical superiors or local government. However, the
applicant failed to provide any prima facie evidence that the
Tarnów Governor had put, or attempted to put, pressure on the
members of the Medical Court. Moreover, there is no indication of any
personal prejudice or bias on the part of the members of the
disciplinary courts and indeed the applicant does not suggest this.
As
regards the manner in which the challenges to the three members of
the Regional Medical Court were examined, the Court observes that
they were dealt with by the court sitting in a different composition
(see in this connection Debled v. Belgium, 22 September 1994,
§ 37, Series A no. 292 B). The dismissal of
the applicant's challenge to particular members of the court and the
refusal to transfer the case to another region were adverted to by
the applicant in his appeal. However, the Supreme Medical Court
dismissed the appeal, considering as unfounded the allegation that
the members of the Regional Court had been put under pressure when
dealing with the applicant's case.
As
to the issue of objective and structural impartiality, the Court
observes that the members of the Medical Courts were elected from
among medical practitioners for a period of four years and they acted
not as representatives of medical self-government but in their
personal capacity. Moreover, in the composition of the Supreme
Medical Court there was one professional judge appointed by the
Supreme Court (see paragraph 25 above). As for the impartiality of
the members from an objective and organisational point of view, the
applicant did not raise any additional, specific, complaints in this
respect. In any event, there were sufficient safeguards to exclude
any legitimate doubt about the Medical Courts impartiality (see, a
contrario, Kyprianou, cited above, §§ 127 and
128).
The
Court is also satisfied, and it has not been disputed by the parties,
that both bodies were established by law, that is, the 1989 Law on
Medical Chambers (see paragraph 20 above).
The
Court finally notes that, at the material time, the decisions of the
Medical Courts, if their consequence was suspension from practice and
revocation of the right to practise, were open to appeal to the
Supreme Court - which offered an additional safeguard as regards the
requirements of Article 6 § 1 of the Convention.
Regard
being had to all the circumstances examined above, the Court
considers that the applicant's doubts about the independence and
impartiality of the members of the Medical Courts that reprimanded
him for having breached the Code of Medical Ethics have not been
sufficiently substantiated (see Gubler v. France,
no. 69742/01, § 30, 27 July 2006). Thus, there has
been no violation of Article 6 § 1 of the Convention.
IV. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article 41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Damage
The
applicant claimed 316,000 Polish zlotys (PLN) in respect of pecuniary
damage. This sum covered loss of wages for the period of nine years
during which he had difficulties practising medicine given the
reprimand by the medical court and the hostility of the medical
authorities towards him.
As
to non-pecuniary damage, the applicant claimed PLN 10,000 by way of
symbolic compensation for suffering endured by him and his family.
The
Government submitted that the applicant's claim in relation to
pecuniary damage, with respect to the loss of hypothetical income,
did not have a causal link with the alleged violations of the
Convention. With regard to non-pecuniary damage, the Government
argued that the sum claimed by the applicant was excessive. They
invited the Court to rule that the finding of a violation constituted
in itself sufficient just satisfaction for the non-pecuniary damage
sustained by the applicant.
With regard to pecuniary damage the Court finds that
there is no causal link between the damage claimed and the violation
found. It therefore dismisses this claim. The Court considers,
however, that the applicant must have sustained non-pecuniary damage
and that sufficient just satisfaction would not be provided solely by
a finding of a violation of the Convention. It awards the applicant
EUR 3,000 under this head.
B. Costs and expenses
The
applicant did not claim reimbursement of any costs and expenses.
C. Default interest
The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
Declares the application admissible;
Holds that there has been a violation of Article
10 of the Convention;
Holds that there has been no violation of
Article 6 § 1 of the Convention;
Holds
(a) that
the respondent State is to pay the applicant, within three months
from the date on which the judgment becomes final in accordance with
Article 44 § 2 of the Convention, EUR 3,000
(three thousand euros) in respect of non-pecuniary damage, plus any
tax that may be chargeable, to be converted into Polish zlotys at the
rate applicable at the date of settlement;
(b) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amount at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points;
Dismisses the remainder of the applicant's claim
for just satisfaction.
Done in English, and notified in writing on 16 December 2008,
pursuant to Rule 77 §§ 2 and 3 of the Rules of Court.
Lawrence Early Nicolas Bratza
Registrar President