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DZIECIAK v. POLAND - 77766/01 [2008] ECHR 1653 (9 December 2008)
URL: http://www.bailii.org/eu/cases/ECHR/2008/1653.html
Cite as:
[2008] ECHR 1653
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FOURTH
SECTION
CASE OF
DZIECIAK v. POLAND
(Application
no. 77766/01)
JUDGMENT
STRASBOURG
9
December 2008
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial
revision.
In the case of Dzieciak v. Poland,
The
European Court of Human Rights (Fourth Section), sitting as a Chamber
composed of:
Nicolas Bratza, President,
Lech
Garlicki,
Giovanni Bonello,
Ljiljana
Mijović,
David Thór Björgvinsson,
Ledi
Bianku,
Mihai Poalelungi, judges,
and Lawrence
Early, Section Registrar,
Having
deliberated in private on 18 November 2008,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
The
case originated in an application (no. 77766/01) against the Republic
of Poland lodged with the Court under Article 34 of the Convention
for the Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by a Polish national, Mr Zbigniew Dzieciak (“the
applicant”), on 13 May 2000. On 25 October 2001 the applicant
died. His wife, Mrs Zofia Dzieciak, informed the Court that she
wished to pursue the application lodged by her late husband.
The
applicant was represented by Mr A. Rzepliński, a lawyer from the
Helsinki Foundation for Human Rights (Warsaw, Poland). The Polish
Government (“the Government”) were represented by their
Agent, Mr J. Wołąsiewicz of the Ministry of
Foreign Affairs.
The
applicant alleged that he suffered inhuman and degrading treatment
while in detention and that the length of his pre-trial detention had
exceeded a reasonable time. The applicant's wife complained that the
authorities had contributed to the applicant's death and failed to
take proper measures during his illness in order to protect his
health and life.
On
28 February 2006 the Court decided to give notice of the application
to the Government. Under the provisions of Article 29 § 3 of the
Convention, it decided to examine the merits of the application at
the same time as its admissibility.
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The
applicant was born in 1948 and lived in Warsaw.
A. The criminal proceedings against the applicant
On
17 September 1997 the applicant was arrested by the police. On 18
September 1997 the Warsaw District Court (Sąd Rejonowy)
decided to place the applicant in pre-trial detention in view of the
reasonable suspicion that he had been involved in drug trafficking as
part of an organised criminal gang. In particular, the applicant was
suspected of having participated in the recruitment of persons used
for international drug trafficking.
The
applicant's pre-trial detention was extended on several occasions.
On
15 May 1998 the applicant was indicted before the Warsaw Regional
Court.
B. The applicant's state of health during his detention
The
applicant, who had suffered two heart attacks in 1993 and 1995,
submitted that his health deteriorated after his arrest. On 22 July
1998 he consulted a cardiologist. On 8 September 1998 the Medical
Panel (Komisja Lekarska) decided that
there were no reasons militating against the applicant's detention,
provided that the detention centre in which he was detained possessed
a hospital wing.
In
September 1998 the applicant and several co-accused were indicted
before the Warsaw Regional Court (Sąd Okręgowy).
On
22 January 1999 the applicant consulted a non-prison doctor who
prescribed a coronary angiography (koronografia). The
applicant submitted that he had not been informed of this.
On
1 February 1999 the Medical Panel again found that the applicant
could be held in a detention centre if it had a hospital wing.
On
4 August 1999 the applicant was again examined by a non prison
doctor who confirmed the need for a coronary angiography. The
applicant submitted that the prison authorities refused to carry out
this procedure. He complained about this to the Helsinki Foundation
for Human Rights in Warsaw.
Between
18 and 31 August 1999 the applicant was treated in the hospital wing
of the detention centre.
On
23 August 1999 the Warsaw Regional Court extended the applicant's
detention, finding that the grounds for it remained valid. On the
same date the court dismissed the applicant's request for release
finding that the applicant's state of health was not incompatible
with detention.
The
applicant's detention was subsequently extended by the Supreme Court
on 16 September 1999, on the ground of the reasonable suspicion
against him.
In
October 1999 the trial court decided to return the case to the
prosecutor and to join the investigation to another case concerning
organised crime. On 21 October 1999 the Warsaw District Court ordered
the applicant's detention in connection with this set of criminal
proceedings.
On
2 November 1999 the prison authorities replied to the Helsinki
Foundation regarding the applicant's health care. The authorities
stated that the applicant had been examined by doctors on several
occasions and that the cardiologist had not ordered the coronary
angiography but had only suggested it as one of several possible
treatments. The applicant's state of health did not preclude
detention and he could receive any necessary treatment in the
hospital wing of the detention centre. They reiterated that the
applicant was detained in a detention centre which had hospital
facilities and that, if necessary, he would be hospitalised.
On
19 November 1999 the applicant was transferred to the Łódź
detention centre, which had no hospital wing. The applicant argued
that this was in reprisal for his complaint to the Helsinki
Foundation. In March 2000 the applicant lost consciousness and was
transferred to the Łódź Prison Hospital, where he
remained for 10 months.
On
6 January and 24 March 2000 the Warsaw Regional Court, upon an
application from the Wrocław Regional Prosecutor (Prokurator
Okręgowy), further extended the applicant's pre trial
detention, relying on the reasonable suspicion that he had committed
the offences in question and on the complexity of the case, which
justified the continuation of the investigation.
On
7 April 2000 the Warsaw Court of Appeal (Sąd Apelacyjny),
on an application from the prosecutor, decided to further extend the
applicant's detention until 20 October 2000. In addition to the
existence of a reasonable suspicion that the applicant had committed
the offences, the court relied on the complexity of the case, the
severity of the anticipated penalty and the need to secure the proper
conduct of the investigation. Finally, the court found no evidence
that the applicant, and four other co-accused, should be released
from detention due to their various health conditions. The court
added, however, that it was for the prosecutor to order a medical
examination of the accused and to reach a decision regarding their
further detention.
On
8 June 2000 the Supreme Court (Sąd Najwyższy)
decided to amend the Court of Appeal's decision and extended the
applicant's detention pending the outcome of the investigation until
10 October 2000.
On
3 October 2000 the Warsaw Court of Appeal, on another application
from the appellate prosecutor, decided to extend the applicant's
pre-trial detention, and that of fourteen co-accused, until 10
February 2001. The court repeated the reasons given in previous
decisions.
On
4 October 2000 a coronary angiography and other tests were carried
out in Łódź University Hospital. The applicant
submitted that the results of the tests provided evidence of his very
serious state of health and proof that his life was in danger.
On
14 November 2000 the Warsaw Court of Appeal dismissed the applicant's
appeal against the decision of 3 October 2000 extending his
detention. The appellate court, referring to the applicant's state of
health, established that he could be detained and treated in the
prison hospital until the date of the surgery.
On
7 December 2000 the applicant was examined by doctors from Łódź
University Hospital, who ordered that he should undergo heart surgery
in a non-prison hospital. A medical certificate of 24 January
2001, issued by Łódź Prison Hospital, confirmed the
need to carry out a coronary artery bypass graft (CABG, a so-called
heart bypass operation).
On
24 January 2001 the applicant was transferred to the Mokotów
Detention Centre in Warsaw, as the surgery was to be carried out in
the Anin Institute of Cardiology.
On
numerous occasions the applicant applied to be released from
detention. He justified these requests by referring to the state of
his health and the fact that his imminent surgery could not be
carried out in the hospital wing of the detention centre but
necessitated his release from detention. Nevertheless, on 6 February
2001 the court further extended the pre trial detention of the
applicant and his co-accused. The decision did not contain any
particular reference to the applicant's health.
On
27 April 2001 the applicant was indicted before the Warsaw Regional
Court.
In
April 2001 the applicant was examined by doctors in the Anin
Institute of Cardiology, who agreed to carry out laser heart surgery
on the applicant.
On
15 May 2001 the Warsaw Court of Appeal again extended the applicant's
detention. The court found:
“In the instant case, [the applicant] was arrested
on 17 September 1997 and detained on remand on 18 September 1997 by
the decision of the Warsaw District Court.
On 9 May 2001 the pre-trial detention of 22 co-accused
was extended until 11 October 2001. The procedural grounds
therefore justify the extension of detention also with respect to
[the applicant] until 11 October 2001. Moreover, there are no grounds
for lifting his pre-trial detention under Article 259 of the Code of
Criminal Procedure.
As [the applicant's] pre-trial detention has lasted for
over 3 years and 6 months, it is necessary to schedule the date
of the hearing and to plan the trial so that the provisions of the
[Polish Code of Criminal Proceedings] and Article 6 of the
[Convention] are respected - that is, the right to a trial within a
reasonable time.”
The
applicant lodged an appeal against the decision but on 12 June 2001
the Warsaw Court of Appeal dismissed it.
The
Anin Institute of Cardiology scheduled laser heart surgery on the
applicant and ordered that he be admitted to the Institute on 27 July
2001. The applicant's representative submitted that the applicant was
never informed of this. The Government submitted that the surgery
could not take place on that date on account of prolonged renovation
work to the Institute.
Between
8 August and 10 September 2001 the applicant was hospitalised in the
Warsaw prison hospital for pneumonia.
C. The events of September and October 2001
On
5 September 2001 the Anin Institute of Cardiology sent a letter to
the applicant, informing him that the second appointment for his
laser heart surgery had been scheduled for 21 September 2001.
The applicant submitted that the letter was delayed and that he had
been informed about it after the date in question. From the copy of
the envelope submitted by the applicant's wife, it appears that the
letter was posted on 10 September 2001; a stamp indicates that it was
delivered to the registry of the Mokotów Detention Centre on
11 September 2001 [Sekretariat, Areszt Śledczy Warszawa;
11 Wrz. 2001]. The envelope is marked “registered post -
v. urgent” [polecony – b. pilne] and contains
the following stamp “Censored 24.09.01” [Ocenzurowano].
The Government maintained that this letter never arrived at the
Mokotów Detention Centre and that the authorities had not been
aware that the Institute had scheduled the date of the applicant's
surgery.
The
Anin Institute of Cardiology again rescheduled the date of the
applicant's heart surgery and gave him an appointment for 26 October
2001. It appears that this notification was delivered to the
detention centre by the applicant's lawyer in person.
On
1 October 2001 the applicant was examined by the Medical Panel, which
gave a decision on the same date. The decision contained a reference
to his medical record and the information that he would be admitted
to undergo surgery at the Anin Institute of Cardiology on 26 October
2001. The decision states:
“16. The Panel's decision -
It is necessary to change the preventive measure.
17. The grounds for the decision -
The patient requires surgical treatment at the Anin
Institute of Cardiology. The date of admittance to the Institute is
scheduled for 26 October 2001. Further ... detention is a threat to
the patient's health.”
This
decision of the Medical Panel was not sent to the trial court until a
later date (see paragraph 44 below).
On
5 October 2001 the Warsaw Court of Appeal extended the pre trial
detention of the applicant and the other co-accused for a further
four months. The court did not examine the applicant's state of
health or any circumstance that would concern him individually.
On
12 October 2001 Dr M.M., from the hospital wing of the Mokotów
Detention Centre, issued a medical certificate, which was sent by fax
to the trial court on 15 October 2001. The certificate stated:
“The prisoner's complaints:
Has been treated for many years for coronary thrombosis,
hypertension. Had suffered heart attacks. Recent effort-related chest
pain.
Established during examination:
Conscious, sound blood circulation and respiration ...
Diagnosis:
Ischaemic heart disease, has had heart attacks,
currently has relatively sound blood circulation. Had pneumonia.
Conclusions:
At present he can participate in the court's hearings.
The patient was examined by the Medical Panel on 1 October 2001.”
On
16 October 2001 the trial against the applicant and forty-four
co ccused started before the Warsaw Regional Court. The
applicant was brought to the courtroom to attend the hearing of 16
October 2001. At the hearing the court informed the applicant's
lawyer that a medical certificate of 12 October 2001 had been
submitted on the previous day. In the light of the certificate, the
court dismissed the applicant's request to sever the charges against
him, holding that his health did not justify a separate examination
of the case.
The
applicant attended the second hearing on 18 October 2001.
At
the next hearing, held on 19 October 2001, the applicant was heard
and the statements given by him at the investigation stage were read
out. The trial court adjourned the hearing until Monday 22 October
2001.
D. The events of 22 October 2001 and the death of the
applicant
1. The account of the applicant's representative
On
22 October 2001 the applicant was brought to the court room, where he
lost consciousness before the hearing began. An ambulance was called.
At 9.30 a.m. he was transferred back to the hospital wing of the
Mokotów Detention Centre. He was examined by a doctor, who
considered that he did not require hospitalisation but was unfit to
participate in the hearing on that day. After examination in the
hospital wing the applicant was transferred to his cell in the
detention centre.
The
hearing started later than scheduled, due to the commotion caused by
the applicant's fainting and the arrival of the ambulance. The
presiding judge enquired about the applicant's health by calling the
Mokotów Detention Centre and the Anin Institute of Cardiology.
From the latter the judge learned that the applicant's admittance to
the Institute was scheduled for 26 October 2001. The judge was also
informed by the detention centre's authorities that the applicant had
been examined by the Medical Panel on 1 October 2001 but that
the report had not yet been confirmed by the relevant medical
authorities, and thus could not be submitted to the court.
Nevertheless, at the second break in the hearing, the Mokotów
Detention Centre sent the presiding judge, by fax, the Medical
Panel's decision, which concluded that the applicant's continued
detention represented a risk to his health (see paragraph 37 above).
2. The Government's account
On
22 October 2001 at 9.30 a.m. the applicant was examined by a doctor
from the hospital wing of the detention centre on account of a
worsening of his health. The doctor issued a certificate stating that
the applicant did not require hospitalisation but was unfit to
participate in the hearing on that day.
3. Uncontested facts
At
3.45 p.m. on 22 October 2001 the applicant was taken from his cell to
the hospital wing of the Mokotów Detention Centre; he was
unconscious. The medical team managed to resuscitate the applicant,
so that he began breathing on his own again and his heart beat was
restored. They also attempted to locate a hospital that would admit
him. The applicant was taken in a serious condition to hospital in
Lindley Street, Warsaw, where he died on 25 October 2001 without
regaining consciousness.
On
22 October 2001 the trial court decided to examine the charges
against the applicant in a separate set of proceedings, as his health
prevented him from participating in the hearings. The court further
decided to release the applicant from detention on 26 October 2001
and to transfer him on that date to the Anin Institute of Cardiology
for surgery.
On
8 November 2001 the Warsaw Regional Court decided to discontinue the
criminal proceeding against the applicant on the ground that he had
died on 25 October 2001. On 10 August 2002 the trial court
convicted thirty-seven defendants and sentenced them to prison terms
varying from 2 to 12 years.
E. The investigation into the applicant's death
On
30 October 2001 the applicant's wife requested the Warsaw District
Prosecutor to start an investigation into the applicant's death. On
12 November 2001 the Helsinki Foundation for Human Rights made a
similar request, informing the prosecutor that the applicant had not
received adequate medical care in the Mokotów Detention
Centre.
On
31 October 2001 a post-mortem examination of the applicant's body was
carried out by the Warsaw Medical Academy (Akademia Medyczna w
Warszawie). The examination concluded that the cause of the
applicant's death was acute coronary insufficiency, given the
advanced stage of his heart disease.
On
20 December 2001 the Warsaw District Prosecutor initiated an
investigation into the allegations that the applicant's death had
been caused by the failure of the doctors in the Mokotów
Detention Centre to secure him adequate medical care.
On
13 February 2002 the prosecutor heard the applicant's wife. She
described how her husband's health had constantly deteriorated, as
observed by her during her regular bi-monthly visits. His serious
health problems started when he was transferred to the Łódź
Detention Centre, where there was no hospital facility. After he lost
consciousness he spent several months in a hospital, and at that time
he underwent a coronary angiography. On his return to the Warsaw
Detention Centre, his health deteriorated further and he had been
coughing badly, and suffered from chest pain. His complaints,
however, were dismissed on each occasion by the prison doctor, a
general practitioner. Only after collapsing 6 months later was he
transferred to the Warsaw Prison Hospital, where he was diagnosed
with pneumonia and treated accordingly. At that time it was
recommended that he undergo heart bypass surgery. During the hearings
which started a few days before his death the applicant was in very
poor health. The applicant's wife also testified that he had received
notification about the first scheduled operation in the Anin
Institute of Cardiology, set for 21 September 2001, but only after
that date. She went to the Anin Institute of Cardiology to obtain the
second appointment for 26 October 2001, which she personally
transmitted to the applicant's lawyer so that he could notify the
detention centre. However, the applicant passed away before that
date.
On
28 March 2002 the prosecutor heard the Head of the Warsaw Prison
Hospital. She testified that the applicant had stayed in her ward
until 10 September 2001 because he had pneumonia and was being
prepared for a bypass operation, to be carried out in the Anin
Institute of Cardiology. Since the operation could not be carried out
at that time, the applicant was returned to his cell in the detention
centre.
On
the same date the prosecutor questioned a doctor working at the
prison hospital, who was consulted by the applicant in 1997, on two
occasions in 1998, on one occasion in 1999 and on 2 July 2001.
On
29 March 2002 the prosecutor heard another doctor, employed in the
prison hospital, who had treated the applicant during his stay in the
hospital, that is, until 10 September 2001. Like the previous
witness, this doctor did not believe that the applicant had been
simulating, had complained excessively or had not been following the
doctor's recommendations.
On
29 March and 10 September 2002 the prosecutor heard Dr M.M. who
worked in the hospital wing of the Mokotów Detention Centre.
He stated that, according to a note made by him in the applicant's
medical record, on 27 September 2001 he learned that the Anin
Institute of Cardiology had decided to admit the applicant. He
forwarded this request to the prison authorities, as it was necessary
to obtain a decision from the Medical Panel. The prosecutor showed
the witness a copy of the letter from the Anin Institute of
Cardiology of 5 September 2001, stating that the date of the
applicant's admittance to hospital was scheduled for 21 September
2001. The witness was unable to ascertain whether he had previously
seen this letter or whether his annotation in the applicant's medical
record of 27 September 2001 had been made in connection with it.
On
4 April 2002 a doctor from the Anin Institute of Cardiology was heard
by the prosecutor. She testified that in March 2001 the Mokotów
Detention Centre requested the Institute to examine the applicant. He
was diagnosed with coronary thrombosis and recommended for a laser
operation. The witness stated:
“On 27 June 2001 a letter was sent to the
detention centre with a request to stop administering aspirin to Mr
Dzieciak; it also set the date of his admittance to the Institute for
6 July 2001. The patient did not show up. Again the patient was
invited for 21 September 2001 – he did not turn up. The third
summons was for 26 October 2001 – he did not show up. We
received information that the patient had died on 25 October
2001 (we received this information from a judge). As far as I know
the patient did not show up because he had not obtained leave from
the detention centre, and we had not agreed to conduct the operation
in the presence of guards as we had no conditions for that (moreover,
we had repair work going on at that time).”
The
witness also stated that the applicant's wife, who had apparently
learned about the planned date of the operation, had informed the
hospital administration about the difficulties experienced by the
applicant in obtaining leave from the detention centre. The
hospital's administration had contacted the Mokotów Detention
Centre and learned that the decision on whether or not to grant the
leave would be taken before 26 October 2001. The doctor also
confirmed that a judge from the Regional Court had called the
hospital on 22 October 2001, enquiring whether the applicant had an
operation scheduled and saying that a fax with this information had
been sent to the court.
Finally,
on 4 April 2002 the prosecutor questioned another doctor from the
prison hospital, who had treated the applicant on 20 and 22 October
2001. He testified that on 22 October 2001 the applicant was brought
back from the court hearing at 9.30 a.m. suffering from chest pain.
He conducted an ECG test and administered medication so that the
applicant's condition was stable. The witness considered that the
applicant had not required hospitalisation but issued a certificate
stating that he should not attend the hearing on that day. At
3.33 p.m. on the same day the applicant was brought from his
cell on a stretcher; he was unconscious, had no heart beat and was
not breathing. After resuscitation his heart beat was restored and he
began to breathe independently. The witness ordered an ambulance and
contacted hospitals to find one which would admit the applicant.
Finally, the fourth hospital, located on Lindley Street, agreed to
admit the applicant.
The
prosecutor also requested the Mokotów Detention Centre to
clarify when the letter of 5 September 2001 from the Anin Institute
of Cardiology, informing the authorities of the applicant's scheduled
admittance on 21 September 2001 for surgery, had reached the
detention centre. According to the Government, the Head of the
Mokotów Detention Centre replied that there was no evidence
that such a letter had ever arrived at the detention centre; however,
the letter informing about the next date for surgery, scheduled for
26 October 2001, had reached the detention centre on
26 September 2001.
On
14 August 2002 the Anin Institute of Cardiology confirmed to the
prosecutor that the letters indicating the dates of the applicant's
admittance to the Institute (for 6 July and 21 September 2001) had
been sent by ordinary mail to the Mokotów Detention Centre.
On
23 September 2002 the prosecutor ordered the Gdańsk Medical
Academy to prepare an expert opinion. The prosecutor asked the
experts to answer following questions:
“1. Was the death of Zbigniew Dzieciak
a consequence of:
- unsuccessful medical treatment for which nobody
can be held responsible (niezawinione niepowodzenie
lekarskie),
- medical malpractice,
- failure to apply due diligence during his medical
treatment at the Mokotów Detention Centre and hospital in
Lindley Street,
- other circumstances, different from the above?
2. Did the state of health of Zbigniew
Dzieciak allow him to remain in the detention centre and to
participate in the trial, including lengthy court hearings?”
In
1 July 2003 the experts submitted their opinion to the prosecutor.
The experts relied on the applicant's medical file and on the
post-mortem examination. They concluded as follows:
“...in answer to question no. 1, we consider that
[the applicant's] death was the consequence of unsuccessful medical
treatment for which nobody could be held responsible. Having analysed
the file, we find that there was no medical malpractice during the
period between the applicant's arrest and his death. On the basis of
the submitted documents we cannot perceive any lack of diligence
during his treatment in the detention centre and in hospital in
Lindley Street. We have, however, reservations about the fact that
the date of the applicant's cardio-surgical intervention was
rescheduled twice (a conclusive elucidation of the grounds for this
'postponing' is not within the competence of the undersigned
experts). Nevertheless, the type and extent of changes in the heart
muscle, as established by the post-mortem examination, do not allow
[us] to conclude if, and to what extent, the surgery would have led
to improvement in the functioning of the applicant's left ventricle
of the heart.
Ad 2.
In response to the second question, it should be noted
that when the applicant's health was clearly deteriorating and in
connection with the approaching surgery, the Medical Panel gave a
decision on the necessity of changing the preventive measure, as a
continued stay in detention constituted a threat to the patient's
health. On the basis of the documents collected, it is not possible
to establish the period when medical indications appeared indicating
a need to change the preventive measure.
We believe that it is impossible to establish beyond
doubt a causal link between the deterioration in the applicant's
health and his participation in the trial.”
On
28 August 2003 the Warsaw District Prosecutor discontinued the
investigation. The decision reads:
“On 12 November 2001 the Helsinki Committee
informed the District Prosecutor of the possibility that an offence
had been committed under Article 231 or 160 of the Criminal Code. It
appears from the request that on 22 October 2001 the applicant
was called from his cell for transferral to the court hearing, and
that his state of health subsequently deteriorated. Attempts were
made until evening to resuscitate him in the hospital of the
detention centre. In the evening he was taken to hospital in Lindley
Street where, on 24 October 2001, he died.
Following the post-mortem examination the expert from
the Warsaw Medical Academy established that the cause of [the
applicant's] death had been acute coronary insufficiency, given the
advanced stage of [his heart disease]. In the expert's opinion there
was no evidence that would allow [him] to establish that the
applicant's pneumonia had had a bearing on his death. [The Head of
the Prison Hospital] testified that [the applicant] had been on her
ward once – he was admitted on 8 August 2001 with symptoms of
pneumonia and was released on 10 September 2001 in good condition. He
was again admitted to the hospital on 22 October 2001 and he was
transferred to hospital in Lindley Street after 5.20 p.m.
An expert opinion from the Gdańsk Medical Academy
was ordered for the purpose of establishing the circumstances of [the
applicant's] death.
From the submitted expert opinion it appears that the
applicant's death was a consequence of unsuccessful medical treatment
for which nobody could be held responsible. Having analysed the file
the experts were unable to find evidence of medical malpractice
during the period between the applicant's arrest and his death, could
not perceive any [missing: lack of diligence] during his treatment in
the detention centre and subsequently in hospital in Lindley Street.
In the experts' view it had not been possible to establish beyond
doubt a causal link between the deterioration in the applicant's
health and his participation in the trial.
In the light of the above it must be established that
the evidence gathered does not allow the conclusion that [the
applicant's] death was a consequence of the actions or omissions of
third persons.
Accordingly it has been decided as above.”
The
applicant's wife, supported by the Helsinki Foundation, lodged an
appeal against this decision. She complained that the prosecutor had
failed to examine thoroughly the allegations raised in her request to
initiate the proceedings. In particular, there had been no
examination of why, having lost consciousness in the court room on 22
October 2001, the applicant was not immediately taken to hospital but
was returned to the detention centre.
On
19 January 2004 the Warsaw District Court dismissed the appeal,
reiterating the prosecutor's findings that the applicant's death was
“unsuccessful medical treatment”. The court had not made
any new findings relating to the course of the events. It noted that
the information about the surgery scheduled for 21 September
2001 had not reached the Mokotów Detention Centre. However, on
26 September 2001 the detention centre received information that
the surgery could take place on 26 October 2001, provided that the
applicant received authorisation. The court further established that
on 1 October 2001 the Medical Panel had given a decision finding that
a further stay in detention would pose a risk for the applicant's
health; that ruling had been validated by the Head of the Panel on
22 October 2001. Previously, on 16 October 2001, the Head
Doctor of the Prison Medical Service had ordered that the decision be
supplemented by a copy of the results of the coronary angiography. On
23 October 2001 the Panel's decision was faxed to the trial court, at
whose disposal the applicant remained. The court concluded:
“Taking into account the above circumstances, and
the fact that it was not possible to establish a causal link between
the applicant's participation in the trial [and the deterioration in
his health] or to establish whether, and to what extent, the surgery
would have led to an improvement in the functioning of the
applicant's left ventricle of the heart, it must be concluded that
the prosecutor was right in finding no evidence in the circumstances
of the instant case pointing to the commission of an offence, and
that the prosecutor's decision was based on Article 7 of the Code of
Criminal Procedure. Accordingly, the impugned decision shall be
upheld.”
F. The civil proceedings for compensation
On
12 July 2002 the applicant's wife lodged a civil claim with the
Warsaw Regional Court, seeking compensation in connection with her
husband's death. She maintained that her late husband had not
received proper medical treatment in the detention centre and had
been obliged to participate in the hearings despite his poor state of
health. The applicant's wife applied for legal aid, submitting that
her monthly income, comprising her salary as a cleaning lady and
disability benefit for her daughter, who suffered from cerebral
palsy, was equivalent to EUR 370. The applicant's representative
submitted that the court had exempted her from paying court fees but
had dismissed her application for legal aid.
On
26 January 2004 the Warsaw Regional Court dismissed the claim. The
court examined the treatment that the applicant had undergone since
his arrest in 1997 and the prosecutor's case file concerning the
investigation into the applicant's death. It found that the State
Treasury could not be held liable for damage, as it had not been
established that the applicant's death had been caused by unlawful
actions or omissions of the detention centre officials. In addition
the court found that the applicant had failed to prove that her
financial situation had deteriorated as a result of her husband's
death.
The
applicant's wife appealed against the judgment.
On
14 November 2004 the Warsaw Court of Appeal dismissed the appeal. The
court agreed with the first-instance court's assessment that the
applicant's wife had not sustained damage as a consequence of her
husband's death, and that her claim had thus been ill-founded. The
court also dismissed as unsubstantiated the applicant's complaints
that the prison authorities had contributed to her husband's death by
failing to provide him adequate medical care.
The
applicant failed to lodge a cassation appeal with the Supreme Court
against that judgment. She did not apply to a court to have a
legal-aid lawyer appointed for the purpose of lodging such appeal on
her behalf.
II. RELEVANT DOMESTIC LAW
Preventive measures, including detention on remand
The
relevant domestic law and practice concerning the imposition of
pre-trial detention (aresztowanie tymczasowe), the grounds for
its extension, release from detention and the rules governing other,
so called “preventive measures” (środki
zapobiegawcze) are set out in the Court's judgments in the cases
of Gołek v. Poland, no. 31330/02, §§ 27-33,
25 April 2006 and Celejewski v. Poland, no. 17584/04, §§
22-23, 4 August 2006.
The
Code sets out the margin of discretion as to the continuation of a
specific preventive measure. In so far as relevant, Article 257
provides:
“1. Pre-trial detention shall not be
imposed if another preventive measure is sufficient.”
The
relevant part of Article 259 provides:
“1. If there are no special reasons to
the contrary, pre-trial detention shall be lifted, in particular if
depriving an accused of his liberty would:
(1) seriously jeopardise his life or health;
or
(2) entail excessively harsh consequences for
the accused or his family.”
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 2 OF THE CONVENTION
The
applicant complained that, while held in pre-trial detention, he had
not received adequate medical care. The applicant submitted that the
authorities had postponed his surgery and ignored his medical needs
because he refused to cooperate with the prosecutor and special
services.
After
his death, the applicant's wife complained that her husband had died
in custody as a result of inadequate and belated medical assistance
and that the authorities had contributed to his death. The Court will
examine the complaints from the standpoint of Article 2 of the
Convention, the first sentence of which provides:
“1. Everyone's right to life shall be
protected by law.”
The
Government contested that argument.
A. Admissibility
The
Court notes that the Government raised an objection that the
applicant's wife had not exhausted the remedies available under
Polish law. They maintained that she had not lodged a cassation
appeal with the Supreme Court in the civil proceedings for damages.
The
applicant's representative contested the Government's arguments and
submitted that the applicant's wife had made use of the remedies
available to her. In particular she had appealed to the District
Court against the prosecutor's decision to discontinue the criminal
proceedings and had pursued a civil case for compensation. She had
failed to lodge a cassation appeal with the Supreme Court because she
had not been represented by a lawyer and had been absent from the
hearing before the Court of Appeal.
The
Court reiterates that the rule of exhaustion of domestic remedies
referred to in Article 35 § 1 of the Convention
obliges applicants first to use the remedies that are normally
available and sufficient in the domestic legal system to enable them
to obtain redress for the breaches alleged. The existence of the
remedies must be sufficiently certain, in practice as well as in
theory, failing which they will lack the requisite accessibility and
effectiveness. Article 35 § 1 also requires that
the complaints intended to be brought subsequently before the Court
should have been made to the appropriate domestic body, at least in
substance and in compliance with the formal requirements laid down in
domestic law, but not that recourse should be had to remedies which
are inadequate or ineffective (see Aksoy v. Turkey, 18
December 1996, §§ 51-52, Reports of Judgments and
Decisions 1996 VI, and Akdivar and Others v. Turkey,
16 September 1996, §§ 65-67, Reports 1996 IV,
).
The
Court emphasises that the rule of exhaustion of domestic remedies
must be applied with some degree of flexibility and without excessive
formalism. It has further recognised that the rule of exhaustion is
neither absolute nor capable of being applied automatically; for the
purposes of reviewing whether it has been observed, it is essential
to have regard to the circumstances of the individual case. This
means, in particular, that the Court must take realistic account not
only of the existence of formal remedies in the legal system of the
Contracting State concerned but also of the general context in which
they operate, as well as the personal circumstances of the applicant.
It must then examine whether, in all the circumstances of the case,
the applicant did everything that could reasonably be expected of him
or her to exhaust domestic remedies (see the Akdivar and Others
judgment, cited above, § 69, and the Aksoy judgment,
cited above, §§ 53 and 54).
The
Court observes that the Polish legal system provides, in principle,
two avenues of recourse for victims alleging illegal acts
attributable to the State or its agents, namely a civil procedure and
a request to the prosecutor to open a criminal investigation.
With
regard to the criminal investigation into the applicant's death, the
Court notes that his wife initiated criminal proceedings directly
after his death. The prosecutor discontinued the investigation and
this decision was upheld by the Warsaw District Court on 19 January
2004. No appeal lay against that second ruling. The applicant and the
Government disagree as to the effectiveness of this investigation.
The Court will revert to that issue at the merits stage.
As
regards a civil action to obtain redress for damage sustained through
alleged illegal acts or unlawful conduct on the part of State agents,
the Court notes that the applicant's wife brought such a civil claim
before the domestic courts. However, both the District Court and the
Regional Court dismissed her claim on the grounds that the
applicant's death had not been caused by the illegal action of a
State agent, as had been confirmed in the criminal investigation, and
that she had failed to substantiate her claim that she had sustained
damage. The Government nevertheless suggested that the applicant's
wife should have further lodged a cassation appeal with the Supreme
Court. However, the Government did not refer to any examples of cases
in which the Supreme Court had allowed a cassation appeal and
considered the merits of a claim where the lower courts had found
that the claimant had sustained no damage and where they had relied
on the outcome of criminal proceedings in which no unlawful action by
a State agent had been disclosed.
The
Court further reiterates that, even assuming that the applicant had
pursued her claim until the Supreme Court and had been successful in
recovering civil damages from a State body on account of negligent
acts or omissions leading to her late husband's death, this would
still not resolve the issue of the procedural obligations arising
under Article 2 of the Convention. It recalls in this connection that
a Contracting State's obligation under Article 2 of the
Convention to conduct an investigation capable of leading to the
identification and punishment of that responsible might be rendered
illusory if, in respect of complaints under that Article, an
applicant were required to exhaust an action leading only to an award
of damages (see Yaşa v. Turkey, 2 September
1998, § 74, Reports 1998 VI).
In
the light of the above, the Court finds that in the particular
circumstances of the case the applicant should be considered as
having exhausted domestic remedies for the
purposes of Article 35 § 1 of the Convention (see
Baysayeva v. Russia, no. 74237/01, § 109, 5 April
2007). For these reasons, the Government's plea of inadmissibility on
the ground of non-exhaustion of domestic remedies must be dismissed.
The
Court further notes that this complaint is not manifestly ill founded
within the meaning of Article 35 § 3 of the Convention. It also
notes that it is not inadmissible on any other grounds. It must
therefore be declared admissible.
B. Merits
1. The alleged failure to protect the applicant's life
(a) The parties' submissions
The
applicant's representative submitted that the quality and
effectiveness of the health care provided to the applicant had been
inadequate and superficial. He invoked the Court's case-law regarding
the State's obligation to secure to those deprived of liberty the
appropriate health care and requiring the State to ensure such
detention conditions that would be compatible with the Convention (he
referred, inter alia, to McGlinchey and Others v.
the United Kingdom, no. 50390/99, § 46,
ECHR 2003 V). Moreover, the applicant's representative
pointed out that the State was to assure systematic monitoring of the
health and living conditions of incarcerated persons and that a long
period of detention of a person in ill-health may amount to inhuman
and degrading treatment (he cited Mouisel v. France,
no. 67263/01, § 138, ECHR 2002 IX, and Papon
v. France (no. 1) (dec.), no. 64666/01,
ECHR 2001 VI).
The
applicant's representative underlined that the detention centre's
authorities had been negligent in failing to secure the applicant's
transfer to the Anin Institute of Cardiology on three occasions. He
considered that there had been serious shortcomings in the provision
of information to the trial court about the applicant's state of
health. In particular, it was inexplicable that the detention
centre's doctor had certified on 12 October 2001 that the
applicant was fit to participate in the hearings, although the
Medical Panel had concluded 12 days earlier that it was necessary to
release the applicant. Moreover, he pointed to the 22-day delay in
submitting the Panel's decision to the trial court, despite its
conclusion that detention constituted an obvious threat to the
applicant's health.
The
applicant's representative submitted that during the last month of
his life the applicant had not had access to a cardiologist and could
consult a doctor in the hospital wing of the detention centre only
exceptionally. After the trial started he was prevented from
consulting a doctor at all, as every day he was transferred to the
trial court before the doctors' arrival in the Mokotów
Detention Centre and returned to his cell after they had finished
their duties. The applicant felt very poorly, could not walk and was
very weak, as had been seen by other inmates and guards.
The
Government submitted that the applicant had obtained adequate medical
treatment while in detention and that his death had been a result of
a constant deterioration in his health, in spite of the efforts of
the medical services. They maintained that the applicant had been
seen by various doctors when he was admitted to the Mokotów
Detention Centre in September 1997, and he had been considered fit
for detention. Afterwards, he was examined by cardiologists on a
couple of occasions between June 1998 and February 1999, and was
treated in the hospital wing of the detention centre in August 1999.
The Government pointed out that the applicant had stayed at the Łódź
Prison Hospital between March 2000 and January 2001 and that, during
that time, he had undergone specialised treatment. He was
subsequently transferred to the Mokotów Detention Centre while
awaiting the date of admittance to the Anin Institute of Cardiology,
but he had been under the care of the doctors in the hospital wing.
During the period preceding the applicant's death on 25 October 2001,
he had received medical treatment when necessary; in particular, he
had been examined by a doctor on 2, 7, 12, 15, 20 and 21 October
2001.
With
reference to the dates of surgery scheduled by the Anin Institute of
Cardiology, the Government submitted that the first appointment, for
27 July 2001, had been cancelled due to the renovation of the
Institute. The Government admitted that there had been some confusion
regarding the notification of the second appointment, scheduled for
21 September 2001. However, they noted that the Head of the
Mokotów Detention Centre had denied receiving such
notification and submitted that the only evidence regarding its late
delivery to the applicant had been the envelope provided to the Court
by the applicant's wife; this had not been submitted to the
prosecuting authorities.
Finally,
the Government referred to the conclusion of the medical experts, who
had found it impossible to assess whether surgery would have improved
the applicant's health, taking into account the advanced stage of his
illnesses. Moreover, immediately after being informed about the date
of the applicant's admittance to the Institute on 26 October 2001,
the Medical Panel issued an opinion that he should be released from
detention. Unfortunately, the applicant died before the date of the
planned surgery. The Government concluded that the applicant's right
to life as secured by Article 2 of the Convention had not been
violated.
(b) The Court's assessment
i. General principles
The
Court reiterates that the first sentence of Article 2 § 1
enjoins the State not only to refrain from the intentional and
unlawful taking of life, but also to take appropriate steps to
safeguard the lives of those within its jurisdiction (see L.C.B.
v. the United Kingdom, judgment of 9 June 1998, Reports
1998-III, p. 1403, § 36, Osman v. the United Kingdom, 28
October 1998, § 115, Reports of Judgments and Decisions
1998 VIII and (see Paul and Audrey Edwards v. the United
Kingdom, no. 46477/99, § 71, ECHR 2002 II).
In
the context of prisoners, the Court has had previous occasion to
emphasise that persons in custody are in a vulnerable position and
the authorities are under a duty to protect them. Consequently, where
an individual is taken into police custody in good health and is
found to be injured on release, it is incumbent on the State to
provide a plausible explanation of how those injuries were caused
(see, among other authorities, Selmouni v. France [GC], no.
25803/94, § 87, ECHR 1999-V). The obligation on the authorities
to account for the treatment of an individual in custody is
particularly stringent where that individual dies (Keenan v. the
United Kingdom, no. 27229/95, § 91, ECHR
2001 III).
The
Court has also emphasised the right of all prisoners to conditions of
detention which are compatible with human dignity, so as to ensure
that the manner and method of execution of the measures imposed do
not subject them to distress or hardship of an intensity exceeding
the unavoidable level of suffering inherent in detention; in
addition, besides the health of prisoners, their well-being also has
to be adequately secured, given the practical demands of imprisonment
(see Kudła, cited above, § 94; McGlinchey, cited
above, § 46).
Although
the Convention cannot be construed as laying down a general
obligation to release detainees on health grounds, it nonetheless
imposes an obligation on the State to protect the physical well-being
of persons deprived of their liberty, for example by providing them
with the requisite medical assistance (see, under Article 3 of the
Convention, Hurtado v. Switzerland, 28 January 1994,
§ 79, Series A no. 280-A).
In
assessing evidence, the Court has generally applied the standard of
proof “beyond reasonable doubt” (see Ireland v. the
United Kingdom, 18 January 1978, § 161, Series A no.
25). However, such proof may follow from the coexistence of
sufficiently strong, clear and concordant inferences or of similar
unrebutted presumptions of fact. Where the events in issue lie
wholly, or in large part, within the exclusive knowledge of the
authorities, as in the case of persons within their control in
custody, strong presumptions of fact will arise in respect of
injuries and death occurring during such detention. Indeed, the
burden of proof may be regarded as resting on the authorities to
provide a satisfactory and convincing explanation.
ii. Application of the general principles
in the present case
The
Court notes that from his arrest in September 1997 until his death in
October 2001 the applicant was held in pre-trial detention and,
accordingly, was under the control of the Polish authorities. It is
not disputed that the applicant suffered from serious heart disease,
had had heart attacks prior to his detention, and that his state of
health deteriorated during the years he spent in custody. The
Government did not deny that the authorities had been aware of his
disease, which required periodic hospitalisation and medical
interventions and, eventually, qualified him for heart surgery in a
civilian hospital. The Court will thus examine whether the medical
treatment received by the applicant in detention and particularly
during the final months of his life was adequate (see Tarariyeva
v. Russia, no. 4353/03, §§ 76-89, ECHR
2006 ... (extracts)).
The
Court first notes that in September 1998 and February 1999 the
Medical Panel examined the applicant and concluded that his state of
health was not incompatible with detention, provided that there was a
hospital wing in the detention centre. Nevertheless, in November 1999
the applicant was transferred to the Łódź Detention
Centre, which had no hospital wing. The applicant asserted that his
transfer was a punishment for his complaint to the Helsinki
Foundation. The Government did not comment on that matter and did not
explain the reasons for the transfer. It appears from the case file
and the parties' submissions that the applicant did not receive any
medical treatment during the four months he remained in the Łódź
Detention Centre. There is no evidence that he saw a doctor during
that time. Although the Court finds it unsubstantiated that the
transfer was imposed on the applicant as punishment, it considers
that, in consequence, the applicant's health deteriorated to the
extent that on 21 March 2000 he lost consciousness and was
transferred to the Łódź Prison Hospital, where he
had remained for ten months. That period must be regarded as lengthy
and indicative of the serious state of the applicant's health.
Subsequently,
on 24 January 2001, the applicant was transferred to the Mokotów
Detention Centre, where he had access to doctors from the hospital
wing. The Court notes that the applicant's wife complained in the
domestic investigation that this care had been unsatisfactory and
that the general practitioners treating the applicant had dismissed
all his complaints until he lost consciousness and was treated in the
prison hospital for pneumonia (see paragraph 52 above). While these
allegations have not been confirmed, it is clear that on 8 August
2001 the applicant was diagnosed with pneumonia and hospitalised in
the prison hospital until 10 September 2001. During this time
the applicant was examined by doctors from the Anin Institute of
Cardiology, who decided that he would undergo laser heart surgery.
The
Court observes that it has not been disputed that, following the
recommendation in the medical opinion of 24 January 2001, the Anin
Institute of Cardiology scheduled three dates for the applicant's
admittance for surgery: 27 July, 21 September and 26 October 2001.
With regard to the first two dates, the Court considers that neither
the domestic authorities nor the Government have offered a
satisfactory explanation as to why the applicant was not transferred
to the Institute. The circumstances of the notification for
21 September 2001, sent by the Institute on 5 September 2001,
are particularly troubling, as it is clear from the evidence provided
by the applicant's wife that the letter was delayed by a prosecutor
for the purpose of censorship until 24 September 2001 (see
paragraph 35 above). The Court notes that the domestic authorities
unconditionally accepted the Mokotów Detention Centre's
assertion that it had never received this notification.
Finally,
the third notification for surgery, scheduled for 26 October 2001,
was transmitted to the detention centre directly by the applicant's
lawyer. However, the applicant died before the date in question.
In
connection with the scheduled surgery, the Medical Panel examined the
applicant and concluded on 1 October 2001 that detention posed a
threat to his health. Given such a recommendation and the imminent
date of surgery, the Court considers it particularly striking that
notification of this decision to the trial court was delayed by the
medical authorities for 22 days. The decision was forwarded to the
Regional Court only after the events of 22 October 2001 and was a
basis for its decision on that date to release the applicant from
detention as of 26 October 2001 (see paragraphs 37, 44 and 47 above).
This failure on the part of the authorities was not convincingly
explained by the Government; nor did the domestic authorities offer
any critical evaluation of the delay.
The
Court also notes that, since the trial court was unaware of the
Medical Panel's decision of 1 October 2001, in examining on 16
October 2001 whether to extend the applicant's detention it relied on
the opinion issued by a doctor from the detention centre on
12 October 2001. The latter's conclusion was in total
contradiction to the Panel's decision, issued twelve days previously.
Moreover, the Court cannot but note that the opinion of 12 October
2001 referred to the fact that the applicant had been examined by the
Panel without, however, making it clear that the Panel had altered
its previous conclusions and found that detention posed a threat to
the applicant's health (see paragraph 39 above).
In
examining the quality of the medical care received by the applicant,
the Court cannot overlook the events of 16 to 22 October 2001.
However, the Court's task is made particularly difficult by the fact
that the domestic authorities failed to establish the course of the
events that took place on 22 October 2001 (see paragraphs 108-109
below). The Government failed also to give a detailed account of the
circumstances directly preceding the applicant's death, although they
did not contest the version of events submitted by the applicant's
representative. In consequence, and since the course of events as
submitted by the applicant's representative, and reflected in
paragraphs 43-44 above, was to a great extent confirmed in the
statements made by the witnesses in the domestic investigation, the
Court is prepared to accept it (see paragraphs 56 and 57 above).
Neither the domestic authorities nor the Government provided the
Court with any explanation as to the applicant's alleged loss of
consciousness in the court building on 22 October 2001; his transfer
by ambulance back to the detention centre and placement in his cell
until about 3.45 p.m., when he was returned, unconscious, to the
hospital wing. The Court thus considers that there is insufficient
material before it to reach any findings on the appropriateness of
the medical care provided to the applicant on 22 October 2001.
As
regards the days preceding 22 October 2001, the Court observes that
it does not seem to be contested by the Government that on 16, 18 and
19 October 2001 the applicant attended the hearings in his case
and therefore had no access to a doctor, as he had remained outside
the detention centre during the duty hours of the doctors from the
hospital wing (see paragraph 85 above).
Finally,
the Court reiterates that the applicant was detained at the disposal
of the Regional Court, which had been obliged to display diligence in
the examination of the prosecutor's motions to extend the applicant's
detention. In total, the applicant remained in detention from
17 September 1997 until his death on 25 October 2001; that is,
for over four years. The Court notes that the domestic authorities
conducting criminal proceedings against the applicant continued to
extend his detention, relying, repetitively, on the reasonable
suspicion against him and on the complexity of the investigation,
which justified his continued detention. On almost every occasion the
courts relied on grounds that did not pertain to the applicant
individually (see paragraphs 20, 28, 31 and 38 above). The Court
considers that the domestic courts failed to give serious
consideration to the applicant's state of health, except for general
statements on some occasions to the effect that it had not been
established that the health of the applicant and of the other
co-accused was incompatible with detention (see paragraph 28 above).
For example, the decision of 6 February 2001 extended the applicant's
detention, with no reference to his health or to the medical
certificate of 24 January 2001 which confirmed the need for the
applicant to undergo heart surgery in a civilian hospital (see
paragraphs 26 and 28 above). Moreover, in the decision of 15 May
2001, given after three years and eight months of detention, the
domestic court again failed to give any consideration to the
applicant's health and did not invoke any new grounds that could
justify its extension (see paragraph 31 above).
The
Court concludes that the grounds given by the domestic authorities
were particularly unsatisfactory given the serious state of the
applicant's health, and could not justify the overall period of the
applicant's detention, which exceeded four years. Moreover, in the
light of the circumstances of the case the Court considers that the
applicant's health was found to be providing more and more cause for
concern and to be increasingly incompatible with detention.
The
foregoing considerations are sufficient to enable the Court to
conclude that the quality and promptness of the medical care provided
to the applicant during his four-year pre-trial detention put his
health and life in danger. In particular, the lack of cooperation and
coordination between the various state authorities, the failure to
transport the applicant to hospital for two scheduled operations, the
lack of adequate and prompt information to the trial court on the
applicant's state of health, the failure to secure him access to
doctors during the final days of his life and the failure to take
into account his health in the automatic extensions of his detention
amounted to inadequate medical treatment and constituted a violation
of the State's obligation to protect the lives of persons in custody.
There
has accordingly been a violation of Article 2 of the Convention on
account of the Polish authorities' failure to protect the applicant's
life.
2. The alleged inadequacy of the investigation
(a) The parties' submissions
The
applicant's representative submitted that the investigation into the
applicant's death had not been properly carried out. In particular,
the prosecutor had failed to question the applicant's cellmates and
the prison guards who had witnessed the deterioration in the
applicant's health on the days of the hearings. In addition, the
prosecutor had waited ten months for an expert opinion and had failed
to examine the experts who had prepared it or to order another. The
expert opinion on which the prosecution had based its decision to
discontinue the investigation had not been exhaustive or independent,
on account of the doctors' professional solidarity.
The
Government submitted that the domestic authorities had conducted a
thorough and effective investigation into the circumstances of the
applicant's death. The district prosecutor heard six doctors who had
been involved in the applicant's treatment. The prosecution's case
file included the post-mortem examination and the applicant's medical
file and had been analysed by the experts. The Government considered
that the prosecutor's decisions had been considerably influenced by
the expert opinion, which had found no negligence in the applicant's
treatment. That expert opinion was exhaustive and answered all
questions put by the prosecutor. The Government maintained that it
had rightly served as a basis for discontinuation of the
investigation concerning the applicant's death.
(b) The Court's assessment
The
obligation to protect the right to life under Article 2 of the
Convention, read in conjunction with the State's general duty under
Article 1 to “secure to everyone within [its] jurisdiction
the rights and freedoms defined in [the] Convention”, requires
by implication that there should be some form of effective official
investigation when individuals have been killed as a result of the
use of force (see Çakıcı v. Turkey [GC], no.
23657/94, § 86, ECHR 1999-IV). The essential purpose of such an
investigation is to secure the effective implementation of the
domestic laws safeguarding the right to life and, in those cases
involving State agents or bodies, to ensure their accountability for
deaths occurring under their responsibility (see Anguelova v.
Bulgaria, no. 38361/97, § 137, ECHR 2002-IV). Since
often, in practice, the true circumstances of the death in such cases
are largely confined within the knowledge of State officials or
authorities, the bringing of appropriate domestic proceedings, such
as a criminal prosecution, disciplinary proceedings and proceedings
for the exercise of remedies available to victims and their families,
will be conditioned by an adequate official investigation, which must
be independent and impartial (see Makaratzis v. Greece [GC],
no. 50385/99, § 73, ECHR 2004 XI).
The
investigation must be capable, firstly, of ascertaining the
circumstances in which the incident took place and, secondly, of
leading to the identification and punishment of those responsible.
This is not an obligation of result, but of means. The authorities
must have taken the reasonable steps available to them to secure the
evidence concerning the incident, including, inter alia,
eyewitness testimony and forensic evidence (see Paul and Audrey
Edwards v. the United Kingdom, cited above, § 71). A
requirement of promptness and reasonable expedition is implicit in
this context. Any deficiency in the investigation which undermines
its capability of establishing the circumstances of the case or the
person responsible is liable to fall foul of the required standard of
effectiveness (see Kelly and Others v. the United Kingdom, no.
30054/96, §§ 96-97, 4 May 2001, and Anguelova, cited
above, § 139).
In
the present case, following the applicant's death and complaints made
by the Helsinki Foundation and the applicant's wife, the prosecution
service opened an investigation in December 2001. A number of doctors
involved in treating the applicant were heard, a post-mortem
examination was conducted and an expert opinion was prepared. On 28
August 2003 the investigation was discontinued by the prosecutor, who
found that no offence had been committed. That decision was upheld by
the District Court on 19 January 2004 (see paragraphs 62 and 64
above).
At
the outset the Court reiterates its above findings that the domestic
authorities failed to establish the exact course of the events of
22 October 2001 (see paragraph 99 above). From the prosecutor's
decision it appears that he accepted the following course of events,
apparently repeated after the Helsinki Foundation's first motion to
institute proceedings:
“...on 22 October 2001 the applicant was called
from his cell for transferral to the court hearing, and his state of
health subsequently deteriorated. Attempts were made until evening to
resuscitate him in the hospital of the detention centre. In the
evening he was taken to hospital in Lindley Street where, on 24
October 2001, he died.”
However,
such a course of the events is in contradiction with the evidence
given by the witnesses during the investigation (see paragraph 57
above). The prosecutor failed to establish whether the applicant was
taken to the court room that morning, what exactly happened in the
court building, why the ambulance brought him back to the detention
centre and finally what happened before the applicant was brought
unconscious from his cell at 3.45 p.m. The prosecutor failed to refer
to the witness statements and to assess their accuracy, or to hear
other witnesses such as prison guards, the applicant's cell mates or
the ambulance team. The Court reiterates that the failure to
establish the events of the last hours before the applicant lost
consciousness on 22 October 2001 was crucial for an adequate
assessment of whether the applicant received proper medical care on
that day and whether the authorities had contributed to his death on
25 October 2001.
The
Court also notes that the prosecutor failed to display diligence even
in establishing the real date of the applicant's death. According to
the medical documents in the file, and the Government's submissions,
the applicant's death was pronounced on 25 October 2001, and not on
24 October 2001 – the date given by the prosecutor in his
decision.
Such
shortcomings in establishing the crucial issue of the course of the
events directly leading to the applicant's death must be considered
important and as adversely influencing any conclusions the domestic
authorities subsequently reached.
Admittedly,
it was understandable that the prosecutor's conclusions were based on
the findings by the experts who, in their opinion, stated that the
applicant's death had been the result of unsuccessful medical
treatment for which nobody could be held responsible. However, the
prosecutor gave no consideration to the doubts raised by the experts
as to the circumstances in which the applicant's surgery was
postponed on three occasions, the elucidation of which they judged to
be outside their competence. That issue was mentioned in the District
Court's decision; however, the latter unconditionally accepted the
detention centre's explanation, without giving it any critical
assessment. Finally, the Court cannot but note that the investigation
lasted over two years, until the prosecutor decided to discontinue
it, and that during that time the case lay dormant for over nine
months as the prosecutor was waiting for an expert opinion to be
prepared. In the context of the case, which required promptness, this
period should be considered substantial, in particular since there is
no appearance that the prosecutor took any action to discipline the
experts.
Having
regard to the above considerations, the Court concludes that the
authorities failed to carry out a thorough and effective
investigation into the allegations that the applicant's death was
caused by ineffective medical care during his four years in pre-trial
detention. The incomplete and inadequate character of the
investigation is highlighted by the fact that it was not capable of
establishing the facts of the events directly preceding the
applicant's death.
There
has accordingly been a violation of Article 2 of the Convention in
that respect.
II. OTHER ALLEGED VIOLATIONS OF THE CONVENTION
A. Articles 3 and 5 § 3 of the Convention
The
applicant also complained that he had not received appropriate
medical care during his pre-trial detention, in breach of Article 3
of the Convention. He also maintained, relying on Article 5 § 3
of the Convention, that the length of his detention had been
excessive.
The
parties reiterated, mutatis mutandis, their arguments
concerning the complaint under Article 2 of the Convention. The
Government acknowledged that the applicant's pre-trial detention had
lasted for over four years, but refrained from expressing an opinion
on whether it had satisfied the requirements of Article 5 § 3
of the Convention.
The
Court notes that these complaints are linked to the one examined
above and must therefore likewise be declared admissible.
The
Court observes that the complaint under Article 3 of the Convention
has the same factual background as the above complaint under Article
2 of the Convention. Moreover, in finding a violation of the latter
provision the Court also had regard to the reasonableness of the
length of the detention and the grounds given by the domestic
authorities in extending it (see paragraph 99 above). In the light of
this finding the Court considers that it is not necessary to examine
the facts of the case separately under Articles 3 and 5 § 3 of
the Convention.
B. Article 6 of the Convention
Lastly,
in his submissions made on 3 October 2006, the applicant's wife's
representative complained that in the criminal proceedings against
him the applicant had not had a fair trial, in violation of Article 6
of the Convention. In particular, he complained that the applicant
had been required to appear at the hearing although he was very ill,
which had violated his defence rights.
However,
pursuant to Article 35 § 1 of the Convention:
“1. The Court may only deal with the
matter ... within a period of six months from the date on which the
final decision was taken...”
Irrespective
of possible issues relating to the applicant's wife victim status,
the Court notes that the criminal proceedings against the applicant
were finally discontinued on 8 November 2001, thus more than six
months before the date on which this complaint was submitted to the
Court.
It
follows that this part of the application has been introduced out of
time and must be rejected in accordance with Article 35 §§ 1
and 4 of the Convention.
III. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article 41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Damage
The
applicant's wife claimed 25,000 euros (EUR) in respect of
non-pecuniary damage.
The
Government contested the claim and considered it exorbitant.
The
Court considers it reasonable to award the applicant's wife EUR
20,000 in respect of non-pecuniary damage.
B. Costs and expenses
The
applicant did not claim reimbursement of any costs and expenses
incurred before the Court.
C. Default interest
The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT
Declares unanimously the complaints concerning
Articles 2, 3 and 5 § 3 of the Convention admissible and the
remainder of the application inadmissible;
Holds unanimously that there has been a
violation of Article 2 of the Convention on account of the
authorities' failure to protect the applicant's life;
Holds by five votes to two that there has been a
violation of Article 2 of the Convention as regards the absence of an
effective investigation into the applicant's death;
Holds unanimously that there is no need to
examine the complaints under Articles 3 and 5 § 3 of the
Convention;
Holds unanimously
(a) that
the respondent State is to pay the applicant's wife, within three
months from the date on which the judgment becomes final in
accordance with Article 44 § 2 of the Convention,
EUR 20,000 (twenty thousand euros) in respect of non-pecuniary
damage, to be converted into Polish zlotys at
the rate applicable at the date of settlement, plus any tax
that may be chargeable;
(b) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amount at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points;
Dismisses unanimously the remainder of the
applicant's claim for just satisfaction.
Done in English, and notified in writing on 9 December 2008, pursuant
to Rule 77 §§ 2 and 3 of the Rules of Court.
Lawrence
Early Nicolas Bratza
Registrar President
In accordance with Article 45 § 2 of the Convention and Rule 74
§ 2 of the Rules of Court, the dissenting opinion of Judges
Garlicki and David Thór Björgvinsson is annexed to
this judgment.
N.B.
T.L.E.
PARTLY DISSENTING OPINION OF JUDGES GARLICKI AND DAVID
THÓR BJÖRGVINSSON
We
fully concur with the finding of a violation of the substantive
aspect of Article 2. It is obvious that when the State decides to
keep a sick person in prison, it must provide him or her with proper
medical care.
We
have more problems with the procedural aspect of Article 2. In
particular, it is difficult for us to accept that there was no
effective investigation into the applicant's death.
The
investigation took place promptly, was carried out by an authority
independent from the Prison Department and involved some
participation of family members.
We do
not share the opinion that “the domestic authorities failed to
establish the exact course of the events” (paragraphs 99 and
107). In our view, the investigation allowed most of the facts to be
established, particularly those relevant to the events of 22 October
2001. The description of those facts contained in paragraphs 9 to 48
of the judgment – that had to be based upon the investigation
file – is fairly comprehensive. The investigating authorities
acted with sufficient diligence: all those who could contribute to
the establishment of facts had been heard by the prosecutor and
expert opinions had been ordered and examined. It is true that other
witnesses could also have been summoned (see paragraph 107 in
fine), but we are not convinced that their testimony could have
adduced relevant information. Prison guards and cell mates could
confirm that the applicant had been very sick, but this was also
established by other witnesses as well as by experts.
Article
2 requires that an effective investigation should be carried out in
all situations where there has been a substantive violation of
Article 2. But it cannot be interpreted in such a way that an
investigation is only effective when it results in a criminal charge
against individual State agents. Criminal responsibility on the part
of individual State agents may of course rightly be ruled out on the
basis of principles differing from those applying to the
international-law responsibility of the Convention States. This is
particularly true in the circumstances of this case where State
responsibility is not engaged on the basis of the actions of
identifiable individual State agents but rather by reference to the
lack of quality and promptness of the medical care provided, the lack
of cooperation and coordination between the various State authorities
and other factors engaging different authorities and many individuals
contributing to the breach (see paragraph 101 for further details).
Although such reasons are sufficient to engage State responsibility
under the Convention they may not be sufficient to charge and convict
any individual person. We have the impression that in this case the
majority have forgotten about this difference.