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TROFIMOV v. RUSSIA - 1111/02 [2008] ECHR 1577 (4 December 2008)
URL: http://www.bailii.org/eu/cases/ECHR/2008/1577.html
Cite as:
[2008] ECHR 1577
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FIRST
SECTION
CASE OF
TROFIMOV v. RUSSIA
(Application
no. 1111/02)
JUDGMENT
STRASBOURG
4
December 2008
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial
revision.
In the case of Trofimov v. Russia,
The
European Court of Human Rights (First Section), sitting as a Chamber
composed of:
Christos
Rozakis,
President,
Nina
Vajić,
Anatoly
Kovler,
Elisabeth
Steiner,
Khanlar
Hajiyev,
Dean
Spielmann,
Sverre
Erik Jebens,
judges,
and
Søren Nielsen, Section
Registrar,
Having
deliberated in private on 13 November 2008,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
The
case originated in an application (no. 1111/02) against the Russian
Federation lodged with the Court under Article 34 of the Convention
for the Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by a Russian national, Mr Gennadiy Mikhaylovich
Trofimov (“the applicant”), on 9 November 2001.
The
Russian Government (“the Government”) were represented by
Mr P. Laptev, the former Representative of the Russian Federation at
the European Court of Human Rights.
The
applicant alleged, in particular, that his trial had been unfair in
violation of Article 6 §§ 1 and 3 (d) of the Convention.
By
a decision of 12 May 2005, the Court declared the application
admissible.
The
Government, but not the applicant, submitted further written
observations (Rule 59 § 1).
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The applicant was born in 1960 and lives in the town of
Apatity in the Murmansk region.
A. First round of the criminal proceedings against the
applicant
On
6 June 2000 the Apatity Town Court of the Murmansk Region convicted
the applicant and his co-defendant, Ms Sk., of concerted drug
trafficking under Article 228 § 4 of the Criminal Code. It
established that the applicant had repeatedly procured large
quantities of drugs from unidentified sources and had handed them
over to Sk. with a view to selling them to individual customers. Sk.
had packaged the drugs, resold them and returned the proceeds to the
applicant. On 1 October 1999 the applicant had come to Sk.'s flat and
had collected the usual proceeds in the amount of 2,000 Russian
roubles (RUB). He had been arrested shortly after leaving the flat.
At the trial Sk. pleaded guilty and submitted that the
applicant had suggested that she sell drugs and that she had agreed.
The applicant had repeatedly brought heroin and marijuana to her
flat, she had sold the drugs to third persons and had returned to the
applicant the proceeds in the amount of RUB 2,000 per gramme of
heroin. The applicant pleaded not guilty to all charges and claimed
that he had lent RUB 2,000 to Sk. and she had finally paid this
amount back to him on the day of his arrest. He contended that during
the search at his flat he had voluntarily surrendered heroin to the
police and that marijuana seized there had been a plant.
In convicting the applicant the Town Court relied on
the statements made by Sk. at the trial. It found that they were
corroborated by the following evidence:
- In
a pre-trial statement Mr S., the partner of Sk.. who had previously
cohabited with her, confirmed that the applicant had repeatedly
handed drugs over to Sk. and that she had subsequently resold them.
According to S., on 1 October 1999, before being
arrested, the applicant had collected from Sk. the usual proceeds for
the sale of heroin and had promised to return later and to hand her
over a further amount of drugs for sale. S. was not questioned at the
trial; his deposition was read out despite the applicant's and his
counsel's objections.
- In
a pre-trial statement K. testified that she knew both from the
applicant and Sk. that he had systematically provided Sk. with drugs
for sale.
- Ya.
testified at the trial that the applicant had suggested that she sell
drugs but she had refused.
-
Five police officers, questioned in court, submitted that prior to
the applicant's arrest they had arrested several persons leaving
Sk.'s flat in possession of drugs. They also stated that they had
seized drugs during the searches of the apartments of both
co-accused.
-
Five persons testified in court that they had bought drugs from Sk.
-
Attesting witness V. confirmed at the trial that narcotic-like
substances had been seized at Sk.'s flat.
-
Forensic reports established that the substances seized from the
co-defendants were heroin and marijuana and whereas it had been
impossible to establish any match between the heroin samples seized
from the applicant and Sk., the marijuana samples seized from them
had not matched.
The
applicant was sentenced to eleven years and three months'
imprisonment. Sk. was sentenced to three years' imprisonment and was
relieved from the punishment under the Amnesty Act.
The applicant appealed and contended, among other
things, that his conviction had been based on circumstantial evidence
and that the trial court had failed to summon S. despite the
applicant's requests and the fact that S.'s whereabouts had been
known to it. Furthermore, he claimed that he had repeatedly requested
a confrontation with S. during the preliminary investigation and at
the Town Court's preliminary hearings, but all his requests had been
either disregarded or turned down without any reasons given. He
claimed that, contrary to the statement by Sk. that he had started
supplying her with drugs in July 1999, S. had allegedly testified
that Sk. had started dealing in drugs in April 1999. The applicant
also averred that in her initial statements to the police Sk. had
submitted that she had procured drugs from several other sources and
not from him. He further complained that the court had convicted him
of concerted trafficking in drugs despite the conclusions of the
forensic reports that the heroin samples seized from him and his
co-defendant were differently coloured and that the expert had been
unable to establish whether those samples matched. The marijuana
samples seized from him and Sk. had not matched at all. The applicant
also alleged that the police had planted marijuana on him during the
search of his flat.
On 1 November 2000 the Murmansk Regional Court quashed
the trial judgment and ordered a retrial. The Regional Court found
that some of the trial court's findings had lacked a proper
evidentiary basis, that the trial court had found the applicant
guilty of trafficking in bigger amounts of heroin than initially
imputed to him by the prosecution, and that it should have questioned
the attesting witnesses present when the seizure was carried out at
the applicant's flat. It also held that the trial court had breached
Article 286 of the Code of Criminal Procedure by failing to take any
measures to secure the attendance of witness S., whose testimony had
had major importance for the determination of the charge against the
applicant and whose whereabouts had been known to it.
B. Retrial
During a new trial, the applicant pleaded guilty to
unlawful purchase of drugs (Article 228 § 1 of the Criminal
Code), but not to the concerted sale of drugs. He maintained that Sk.
had slandered him under the influence of drugs and had yielded to
pressure from the police officers. Sk. confirmed at the court
hearings her statements made during the initial trial.
Having re-examined the case, on 22 January 2001 the
Town Court delivered a new judgment. It found both defendants guilty
of unlawful procurement, storage and concerted trafficking in drugs,
repeatedly and on a large and particularly large scale under Article
228 § 4 of the Criminal Code. It sentenced the applicant to
eleven years and three months' imprisonment and Sk. to three years'
imprisonment, referring, among other things, to the fact that she had
“unmasked her accomplice”. By the same judgment it
relieved Sk. from punishment by virtue of the Amnesty Act and ordered
that she be treated for drug addiction.
The court based the applicant's conviction on the
statements made at the retrial by Sk. It dismissed the applicant's
allegations that Sk. had slandered him as unfounded and held that her
statements were corroborated by other evidence:
- It
referred to the pre-trial deposition from S., noting that “his
statements were read out pursuant to Article 286 of the Code of
Criminal Procedure”.
- It
questioned K. who had previously asserted that she had learnt from
the co-defendants that they had been dealing in drugs. K. retracted,
but the trial court preferred to rely on her earlier pre-trial
statement.
- It
also read out the statement from Ya. made at the initial trial in
which she submitted that the applicant had been trafficking in drugs,
in particular heroin, after his release from prison and that he had
suggested that she sell drugs but she had refused.
- It
further had regard to the fact that RUB 2,000 (according to Sk., the
usual proceeds for the sale of one gramme of heroin) had been seized
from the applicant during his arrest, and referred to handwritten
notes seized at his flat. Those notes contained columns, arithmetical
operations, and figures, including “2,000”, “1,150”,
“500” and so forth.
-
Attesting witness Kh. submitted to the court that during the search
he had seen the applicant surrender to the police what was supposed
to be heroin and the police discover what was supposed to be
marijuana.
- The
police officers and the drug buyers confirmed to the court their
statements made at the first trial.
- The
court also referred to the forensic reports and other pieces of
evidence used in the previous trial. The expert was not summoned to
be heard as a witness.
On 8 February and 22 March 2001 the applicant
submitted his grounds of appeal to the Murmansk Regional Court. He
complained, among other things, that the Town Court had failed to
question S., although his testimony had contradicted Sk.'s and his
own accounts of the events; that he had twice requested the court to
question S.; that the trial court had known that S. had been held in
a detention facility in the Murmansk Region and thus had had a real
opportunity to obtain his attendance and, finally, that the first
conviction had been quashed precisely because S. had not been
questioned in open court. The applicant pointed out that the trial
court had not referred to any circumstances which would justify the
reading out of S.'s statement. He also complained that the trial
court had incorrectly assessed the forensic reports on the seized
substances and that it had refused to summon the expert who could
have given his opinion as to the difference in colour of the heroin
seized from him, Sk. and the drug buyers.
On 15 May 2001 the Murmansk Regional Court upheld the
applicant's conviction. It held that Sk.'s statements had been
coherent and consistent throughout the proceedings and that the
applicant's conviction was based on her testimony, corroborated by
other evidence. As to the failure to secure the attendance of S., the
court of appeal ruled as follows:
“The fact that witness ... S. was not directly
questioned at a court hearing is not a significant breach of the law
on criminal procedure.. By the time of the retrial, S. was already
serving a prison sentence. Transferring him to the town of Apatity
would have entailed a lengthy adjournment of the trial. Therefore, in
the present case the court, in the [appeal court's] opinion, lawfully
read out ... the statements of witness S. and subsequently assessed
them together with other pieces of evidence...”
By
a decision of 22 October 2001, the President of the Murmansk Regional
Court dismissed the applicant's request for supervisory review of his
conviction.
By a decision of 18 March 2004, a judge of the
Murmansk Regional Court dismissed an application by the prosecutor of
the Murmansk Region for supervisory review of the applicant's
conviction. The decision stated, among other things, that the fact
that the expert had been unable to confirm the match of the heroin
samples seized from the applicant and Sk. and had concluded that the
marijuana samples seized from them had not matched at all did not
undermine the court's finding that the co-defendants had been
trafficking in drugs in concert. This was because it had been
established that the applicant had procured drugs from different
sources on several occasions and had repeatedly supplied Sk. with
small quantities of drugs for further sale. It was also noted that,
according to the trial court verbatim record, the applicant had not
submitted any requests for the expert to be summoned or any further
examinations to be carried out.
On
18 January 2005 the Kolskiy District Court of the Murmansk Region
ordered the applicant's release on parole. It found that the
applicant had already served half of his prison sentence and that he
had proved by his conduct that he did not need to serve it in full.
On 2 November 2006 the President of the Murmansk
Regional Court dismissed the application by the Deputy Prosecutor
General for supervisory review of the applicant's conviction, finding
that it did not contain any arguments which would not have been
examined in the decision of 18 March 2004.
II. RELEVANT DOMESTIC LAW
Article 228 § 1 of the Criminal Code (as in force
at the material time) provided that unlawful purchase or possession
of a large quantity of drugs without the intention to sell was
punishable by up to three years' imprisonment. Unlawful purchase or
possession of a large or especially large quantity of drugs with the
intention to sell, or the selling of drugs in the above quantities,
committed by a group of persons and repetitively, carried a sentence
of from seven to fifteen years' imprisonment (Article 228 §§
2, 3 and 4).
Article
240 of the Code of Criminal Procedure of 1960 (as in force at the
material time) provided that the trial court was to examine the
evidence in the case directly: it had to question defendants,
victims, witnesses and experts, and examine material evidence, read
out records and other documents. Article 286 provided that statements
made by a witness during the inquiry or pre-trial investigation could
be read out in two circumstances: (i) if there was a substantial
discrepancy between those statements and the testimony given at the
trial; or (ii) if the witness was absent from the court hearing for
reasons that made it impossible to secure his or her attendance.
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 6 OF THE CONVENTION
The
applicant complained about the unfairness of the trial under Article
6 §§ 1, 2 and 3 (d) of the Convention. He alleged that the
domestic courts had made an incorrect assessment of the evidence and
had failed to secure the attendance of S. and of the expert who had
examined the seized substances. Article 6, in the relevant parts,
provides as follows:
“1. In the determination ... of any
criminal charge against him, everyone is entitled to a fair and
public hearing ... by a ... tribunal ...
2. Everyone charged with a criminal offence
shall be presumed innocent until proved guilty according to law.
3. Everyone charged with a criminal offence
has the following minimum rights:
...
(d) to examine or have examined witnesses
against him and to obtain the attendance and examination of witnesses
on his behalf under the same conditions as witnesses against him...”
A. Failure to secure the attendance of witness S.
1. Submissions by the parties
The Government conceded that the trial court had
failed to comply with the directions of the appeal court given in the
judgment of 1 November 2000. In particular, it had not
questioned the expert who had explicitly stated that the samples of
marijuana found at the applicant's and Sk.'s apartments had not
matched. Furthermore, the trial court had not taken any measures to
obtain the attendance of S., although his testimony had been
significant for the establishment of the applicant's guilt and the
court had had precise information about his whereabouts, S. having
been detained during the applicant's retrial in the town of Apatity.
The trial court had read out his deposition in breach of Articles 240
and 286 of the RSFSR Code of Criminal Procedure. Moreover, it had not
secured the attendance of witness Ya. and had read out her deposition
in breach of the same provisions. The Government concluded that the
above failures had resulted in a restriction of the applicant's right
to examine witnesses against him. They stressed, however, that on 18
January 2005 the applicant had been released on parole and that on 2
August 2005 the Prosecutor General's Office had lodged an application
for supervisory review of his conviction on the above-mentioned
grounds. In their view, those measures should have made up for the
violation of the applicant's Convention rights.
The
applicant did not submit any observations after the Court had
declared the application admissible on 12 May 2005. In his
observations before the admissibility stage he maintained his
complaints and indicated that he had unsuccessfully requested the
trial court to obtain the attendance of the expert. He also submitted
that all applications for supervisory review of his conviction had
been unsuccessful.
2. The Court's assessment
(a) The applicant's victim status
The
Court will first examine the Government's submission concerning the
applicant's release on parole and the Deputy Prosecutor General's
application for supervisory review of his conviction. In so far as
the Government may be understood to imply that the applicant ceased
to be a victim of the alleged violation of his Convention rights, the
Court reiterates that a decision or measure favourable to the
applicant is not in principle sufficient to deprive him of his status
as a “victim” of a violation of a Convention right unless
the national authorities have acknowledged, either expressly or in
substance, and then afforded redress for, the breach of the
Convention (see Amuur v. France, judgment of 25 June 1996,
Reports of Judgments and Decisions 1996-III, p. 846, §
36; and Dalban v. Romania [GC], no. 28114/95, § 44, ECHR
1999-VI).
Having
regard to the decision of 18 January 2005, the Court observes that
the Kolskiy District Court ordered the applicant's release on parole
solely on the ground of his positive behaviour and the fact that he
had served half of his imprisonment term. The Court discerns nothing
in that decision which could be interpreted as an acknowledgement of
or redress for the alleged violation of the applicant's rights under
Article 6 §§ 1 and 3 (d) of the Convention.
As
regards the Deputy Prosecutor General's application for supervisory
review, the Court has found on several occasions that reopening of
criminal proceedings by way of supervisory review with a view to
remedying the defect complained of by the applicant may deprive him
of victim status (see Popov and Vorobyev v. Russia (dec.), no.
1606/02, 2 March 2006, and Zaytsev v. Russia, no.
22644/02, §§ 18-24, 16 November 2006). However,
this situation did not obtain in the case at hand because the
President of the Murmansk Regional Court dismissed the Deputy
Prosecutor's General application for supervisory review of the
applicant's conviction (see paragraph 21 above).
Having
regard to the foregoing, the Court considers that the applicant may
still claim to be a victim of the alleged violation of his rights
under Article 6 §§ 1 and 3 (d) of the Convention.
(b) Failure to secure the attendance of witness S.
The
Court observes that the applicant's complaint about the domestic
courts' failure to secure the attendance of witness S. relates solely
to the charge of drug trafficking in concert with Sk. Thus, it will
examine the complaint only in so far as it concerns the applicant's
inability to obtain the attendance of and confront that person in
relation to that charge. Since the requirements of paragraph 3 (d)
of Article 6 represent specific aspects of the right to a fair trial
set forth in paragraph 1, it will examine the applicant's complaint
under the two provisions taken together (see, among many other
authorities, Asch v. Austria, judgment of 26 April 1991,
Series A no. 203, p. 203, § 25).
The
Court reiterates that the admissibility of evidence is primarily a
matter for regulation by national law and as a general rule it is for
the national courts to assess the evidence before them. The Court's
task under the Convention is not to give a ruling as to whether
statements of witnesses were properly admitted as evidence, but
rather to ascertain whether the proceedings as a whole, including the
way in which evidence was taken, were fair (see, among other
authorities, Doorson v. the Netherlands, judgment of 26 March
1996, Reports 1996-II, p. 470, § 67, and Van Mechelen
and Others v. the Netherlands, judgment of 23 April 1997, Reports
1997-III, p. 711, § 50).
All the evidence must normally be produced at a public
hearing, in the presence of the accused, with a view to adversarial
argument. There are exceptions to this principle, but they must not
infringe the rights of the defence; as a general rule, paragraphs 1
and 3 (d) of Article 6 require that the defendant be given an
adequate and proper opportunity to challenge and question a witness
against him, either when he makes his statement or at a later stage
(see Lüdi v. Switzerland, judgment of 15 June 1992,
Series A no. 238, p. 21, § 49). The same
paragraphs, taken together, require the Contracting States to take
positive steps to enable the accused to examine or have examined
witnesses against him, such measures being part of the diligence the
Contracting States must exercise in order to ensure that the rights
guaranteed by Article 6 are enjoyed in an effective manner (see Sadak
and Others v. Turkey, nos. 29900/96, 29901/96, 29902/96 and
29903/96, § 67, ECHR 2001 VIII). However, the use in
evidence of statements obtained at the stage of the police inquiry
and the judicial investigation is not in itself inconsistent with
paragraphs 1 and 3 (d) of Article 6, provided that the rights of the
defence have been respected (see Saïdi v. France,
judgment of 20 September 1993, Series A no. 261 C,
p. 56, § 43, and A.M. v. Italy, no. 37019/97,
§ 25, ECHR 1999 IX). If there has been no negligence
on the part of the authorities, the impossibility of securing the
appearance of a witness at the trial does not in itself make it
necessary to halt the prosecution (see Artner v. Austria,
judgment of 28 August 1992, Series A no. 242 A, § 21).
The rights of the defence are restricted to an extent that is
incompatible with the requirements of Article 6 if the conviction is
based solely, or to a decisive extent, on the depositions of a
witness whom the accused has had no opportunity to examine or to have
examined either during the investigation or at trial (see Delta v.
France, judgment of 19 December 1990, Series A no. 191 A,
p. 16, § 37; Isgrò v. Italy, judgment of
19 February 1991, Series A no. 194 A, p. 13,
§ 35). Finally, Article 6 does not grant the accused an
unlimited right to secure the appearance of witnesses in court and it
is normally for the national courts to decide whether it is necessary
or advisable to hear a witness (see, among many other authorities,
Bricmont v. Belgium, judgment of 7 July 1989, Series A
no. 158, p. 31, § 89).
Turning to the facts of the present case, the Court is
satisfied that for the purposes of Article 6 § 3 (d) S. should
be regarded as a “witness” within the autonomous meaning
of this term given by the Convention because his written statement
made during the pre-trial questioning was used for the applicant's
conviction (see Asch, cited above, § 25). It also notes
that the Government did not dispute that the applicant had objected
to the reading out of the pre-trial statement of S., and finds no
evidence to conclude that he had waived his right to confront that
witness (see, by contrast, Vozhigov v. Russia, no. 5953/02,
§ 57, 26 April 2007, and Ozerov v. Russia (dec.),
no. 64962/01, 3 November 2005).
The
Court further observes that the trial court's failure to secure the
attendance of S. was one of the reasons for the Regional Court to
quash the judgment of 6 June 2000: being aware of S.'s whereabouts
and of the major importance of his testimony, the trial court had
failed to take any measures to obtain his attendance (see paragraph 12
above). During the retrial, despite the clear indication of the court
of appeal, the trial court again failed to summon S. to its hearings
and was satisfied with the reading out of his statements. It did not
give any reasons as to why his attendance was not or could not have
been secured (see paragraph 15 above). The appellate court upheld
that judgment referring to the fact that S. had been serving his
prison sentence in another town (see paragraph 17 above).
However, the Court cannot accept that reasoning,
particularly in the light of the Government's admission that S. was
detained in the town of Apatity, where the retrial was being held,
and that the trial court was aware of his whereabouts (see paragraph
25 above). In these circumstances, the Court cannot but conclude that
the domestic courts displayed manifest negligence as regards their
obligation to provide the applicant with an effective opportunity to
challenge and question a witness against him. Indeed, the Government
conceded that no effort whatsoever had been made in that respect (see
ibid., and compare Pello v. Estonia, no. 11423/03, § 34,
12 April 2007).
Moreover,
having examined the decisions of the domestic courts, the Court
considers that they convicted the applicant of drug trafficking in
concert with Sk. mainly with reference to the latter's statements
made in the course of two trials. Being a “witness” for
the purposes of the Convention (see Lucà v. Italy,
no. 33354/96, § 41, ECHR 2001 II), Sk. at the
same time remained the applicant's co-defendant, who could have
plausibly had her own interest in the outcome of the case (see, by
contrast, Andandonskiy v. Russia, no. 24015/02, § 52,
28 September 2006) and who, by virtue of her procedural status as a
co-defendant, would be shielded from eventual prosecution for perjury
if she made untrue statements.
Having
regard to the evidentiary basis of the applicant's conviction on the
charge of concerted drug trafficking, the Court considers that, apart
from Sk., her partner S. was the only direct witness to the exchange
of drugs and the distribution of proceeds between the co-defendants,
including on the day of the applicant's arrest, the other evidence
being of a circumstantial nature (see paragraph 15 above). Indeed,
the Regional Court emphasised that his questioning had been crucial
for the establishment of the applicant's guilt (see paragraph 12
above). In these circumstances, it would appear that his pre-trial
statement played a decisive role in the applicant's conviction on the
charge of concerted sale of drugs. However, the authorities did not
afford the applicant an opportunity to confront S. at any stage of
the proceedings (see, by contrast, Klimentyev v. Russia,
no. 46503/99, § 125, 16 November 2006), this
failure being the result of their manifest negligence (see paragraph
36 above). Having regard to the foregoing and also to the fact that
the Government admitted that the authorities' failure to summon
witness S. had breached the applicant's rights (see paragraph 25
above), the Court concludes that this failure restricted the rights
of the defence to an extent that is incompatible with the guarantees
provided by Article 6 § 1 taken together with Article 6 § 3
(d) of the Convention.
There has accordingly been a violation of those
provisions.
B. Other complaints
The
applicant also complained about the domestic courts' failure to
secure the attendance of the expert and the courts' assessment of
evidence in his case.
Having
regard to its findings in paragraphs 34-39 above, the Court does not
consider it necessary to examine the remainder of the applicant's
complaints (see Komanický v. Slovakia, no. 32106/96,
§ 56, 4 June 2002).
II. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article 41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
The
applicant did not submit a claim for just satisfaction. Accordingly,
the Court considers that there is no call to award him any sum on
that account.
FOR THESE REASONS, THE COURT UNANIMOUSLY
Holds that there has been a violation of
Article 6 §§ 1 and 3 (d) of the Convention;
Holds that there is no need to examine the
remainder of the applicant's complaints under Article 6 § 1 of
the Convention;
Decides to make no award under Article 41 of the
Convention.
Done in English, and notified in writing on 4 December 2008,
pursuant to Rule 77 §§ 2 and 3 of the Rules of Court.
Søren Nielsen Christos Rozakis
Registrar President
In
accordance with Article 45 § 2 of the Convention and Rule 74 §
2 of the Rules of Court, the concurring separate opinion of Judge
Spielmann is annexed to this judgment.
C.L.R.
S.N.
CONCURRING OPINION OF JUDGE SPIELMANN
In
the present case the Court has found a violation of Article 6 §
1 taken together with Article 6 § 3 (d) of the Convention.
The Court concludes that the applicant's defence rights have been
restricted to an extent that is incompatible with the guarantees
provided for by those provisions (paragraph 38).
My
separate opinion concerns the conclusions the Court should have drawn
under Article 41 of the Convention, notwithstanding the fact that no
claim had been submitted by the applicant in this respect.
On
6 June 2000 the Apatity Town Court of the Murmansk Region convicted
the applicant but on 1 November 2000 the Murmansk Regional Court,
finding that the trial had been flawed, quashed the judgment and
ordered a retrial. The Murmansk Court held that the trial court had
breached Article 286 of the Code of Criminal Procedure by failing to
take any measures to secure the attendance of witness S., whose
testimony had had major importance for the determination of the
charge against the applicant and whose whereabouts had been known to
the court.
Even the Government conceded that the trial court had failed to
comply with the directions of the appeal court given in the judgment
of 1 November 2000 (see paragraph 25). The Court rightly
observes in paragraph 35 of the judgment that the trial court's
failure to secure the attendance of S. was one of the reasons why the
Regional Court quashed the judgment of 6 June 2000. Despite the clear
indication of the appeal court, the trial court again failed to
summon S. to its hearings. The Court concludes that the domestic
courts displayed manifest negligence (see paragraph 36).
6. In these circumstances, the Court should have reiterated –
as it has done in other cases – that when an applicant has been
convicted despite an infringement of his rights under Article 6 of
the Convention, he should, as far as possible, be put in the position
that he would have been in had the requirements of the provision not
been disregarded, and that the most appropriate form of redress
would, in principle, be trial de novo or the reopening of the
proceedings, if requested (see Öcalan v. Turkey [GC],
no. 46221/99, § 210 in fine, ECHR 2005 IV;
Popov v. Russia, no. 26853/04, § 264, 13 July
2006; Vladimir Romanov v. Russia, no. 41461/02, § 118,
24 July 2008; and Polufakin and Chernyshev v. Russia,
no. 30997/02, § 219, 25 September 2008).
On
account of its importance, such reasoning should then have been
included in the operative provisions as well, for reasons which I
have already explained to a certain extent in other separate opinions
(see for example, the joint concurring opinion I appended with Judge
Malinverni to the Vladimir Romanov v. Russia judgment
(no. 41461/02, 24 July 2008) as well as my concurring
opinion in Polufakin and Chernyshev v. Russia
(no. 30997/02, 25 September 2008).