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GODLEVSKIY v. RUSSIA - 14888/03 [2008] ECHR 1169 (23 October 2008)
URL: http://www.bailii.org/eu/cases/ECHR/2008/1169.html
Cite as:
[2008] ECHR 1169
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FIRST
SECTION
CASE OF GODLEVSKIY v. RUSSIA
(Application
no. 14888/03)
JUDGMENT
STRASBOURG
23
October 2008
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial
revision.
In the case of Godlevskiy v. Russia,
The
European Court of Human Rights (First Section), sitting as a Chamber
composed of:
Nina Vajić,
President,
Anatoly Kovler,
Khanlar Hajiyev,
Dean
Spielmann,
Sverre Erik Jebens,
Giorgio
Malinverni,
George Nicolaou, judges,
and André
Wampach, Deputy
Section Registrar,
Having
deliberated in private on 2 October 2008,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
The
case originated in an application (no. 14888/03) against the Russian
Federation lodged with the Court under Article 34 of the Convention
for the Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by a Russian national, Mr Gennadiy Vasilyevich
Godlevskiy (“the applicant”), on 24 April 2003.
The
applicant was represented before the Court by Mr V. Suchkov, a lawyer
practising in Oryol. The Russian Government (“the Government”)
were represented by Mr P. Laptev, former Representative of the
Russian Federation at the European Court of Human Rights.
The
applicant alleged, in particular, a violation of his right to freedom
of expression.
By
a decision of 9 December 2004, the Court declared the application
partly admissible.
The
applicant and the Government each filed observations on the merits
(Rule 59 § 1). The Court decided, after consulting the parties,
that no hearing on the merits was required (Rule 59 § 3 in
fine).
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The applicant was born in 1958 and lives in Oryol. At
the material time the applicant was a journalist and editor-in-chief
of the Orlovskiy Meridian newspaper, published by the Mir
Novostey limited company.
A. The applicant’s publication
On
21 March 2001 the applicant’s newspaper published his article
“Tied in the system, or, Why are the generals waiting for the
appointed hour?” (“В путах
системы, или
Почему генералы
ждут часа «Ч»?”).
The article was signed by his pen name Sergey Smirnov. The article
told the readers about a criminal investigation opened by the
regional prosecutor’s office into the activities of six (out of
fourteen) officers from the regional anti-narcotics unit (ОБНОН
УВД Орловской
области). It was
alleged that on several occasions the officers of the unit had
unlawfully discontinued the criminal prosecution of drug-dealers who
had agreed to “co-operate” with them and to share the
profits from drug sales.
The article featured an interview with a former drug
dealer, Ms V., who sold drugs under the unidentified officers’
“cover” for several years, until they “betrayed”
her and she was arrested:
“They apprehended me at a market when I was
purchasing opium, [they] wrote down my contact details... Like many
others, I had been paying them, and, ‘as a gesture of
thanks’, they at first overlooked my buying and consuming
drugs, [and] later my selling them... They said: here is a new
drug, try it and describe the effect to us. It was heroin... I
assure you that the police know every single [sale-purchase] point
and every single dealer – in this sense they work very well
[because] it brings them profit... I had to remember all of their
birthdays – theirs, their wives’ and children’s.
All of them expected presents. Also, they needed money all the
time: once [they asked for money] to buy petrol for the police car...
They set me up... Now I am in prison. There are only my kind here,
because we cannot pay them off – our income from drug-dealing
is barely sufficient for a ‘pay-off’ and our own dose. As
to the dealers... I bear witness that all of them left the pre-trial
detention facility...”
The article described the alleged wrongdoings of the
anti-narcotics unit in general terms, without identifying any
officers by name or rank:
“The persons who are charged today do not admit
their guilt. They claim that they have been slandered by drug addicts
and are being avenged by the regional prosecutor’s office for
the drug-related arrest of the prosecutor’s son in the past...
Nevertheless, it is for the court to determine the matter –
this is why I do not name any of the police officers. But one fact is
indisputable: the extent to which drugs have spread in the Oryol
Region is such that there is probably no way out. Taking into account
that the duties of various state authorities are clearly demarcated,
no matter what subterfuges you use, it is the police in particular
who are responsible for the prosperity of drug-dealers in Oryol and,
more specifically, the anti-narcotics unit. The anti-narcotics unit
is also to be blamed for the deaths of 39 persons who died last year
by overdose and for the easy access to drugs of each school student
in Oryol. And also for the fact that drug-dealers are still at
liberty.”
The article further stated that the officers charged
had used drugs to pay for “information and services”:
“The investigation found that, as a matter of
course, some officers in the unit used drugs to pay for services and
information. Question: where does a police officer get drugs from?
Answer: part [of the drugs] seized from drug addicts and drug
dealers was retained, in contravention of all laws and regulations,
for the needs of the police. And when such a dreadful weapon ends up
in the hands of people who are not entirely morally upright, one can
expect anything: drugs become a means of payment, a means of
blackmail, and a threat to life... A police officer becomes a
criminal.”
The
concluding paragraphs of the article explained its headline. A
high-ranking general in the Russian security service once allegedly
stated that the police knew all criminals and only waited for the
appointed hour when the order would come to exterminate them. The
article doubted the general’s illusion of omnipotence and
expressed concern for the future of the Oryol Region.
B. Defamation proceedings
On
an unspecified date all fourteen officers of the Oryol Region
anti-narcotics unit, including the six charged with drug-related
offences, filed a civil defamation action. Without mentioning
specific parts of the article, the officers asserted that the
publication had damaged their honour, dignity and professional
reputation and claimed compensation for non-pecuniary damage. The
statements designated the editor’s office of the Orlovskiy
Meridian newspaper and “the author of the article Sergey
Smirnov” as co-defendants. One of the plaintiffs subsequently
died.
On
18 June 2001 the Sovietskiy District Court of Oryol invited the
plaintiffs to specify which extracts of the publication they believed
to be damaging to their honour and reputation. Between mid-2001 and
early 2002 the plaintiffs filed identically worded addenda to their
original statements of claim, according to which the following
expressions had damaged their reputation:
“...I had been paying them...They said: here is a
new drug, try it and describe the effect to us. It was heroin... I
had to remember all of their birthdays – theirs, their wives’
and children’s. All of them expected presents...
...it is the police in particular who are responsible
for the prosperity of drug-dealers in Oryol and, more specifically,
the anti-narcotics unit. The anti-narcotics unit is also to be blamed
for the deaths of 39 persons who died last year by overdose and for
the easy access to drugs of each school student in Oryol. And also
for the fact that drug-dealers are still at liberty...
...part [of the drugs] seized from drug addicts and drug
dealers was retained, in contravention of all laws and regulations,
for the needs of the police. And when such a dreadful weapon ends up
in the hands of people who are not entirely morally upright, one can
expect anything: drugs become a means of payment, a means of
blackmail, and a threat to life... A police officer becomes a
criminal...”
On
an unspecified date the staff lawyer of the applicant’s
newspaper commissioned a linguistic examination of the publication,
which was carried out by a professor from Oryol State University who
had a degree in language studies. His report pointed out that the
publication had not referred to any police officer by name or
otherwise and the blame had been placed on the state authorities as a
whole and the Oryol Region anti-narcotics unit in particular. The
expert concluded that none of the quoted extracts could be considered
as damaging the honour or dignity of any specific person as an
individual.
On 4 October 2002 the Sovietskiy District Court of
Oryol delivered the judgment in the defamation action against the
editor’s office of the Orlovskiy Meridian newspaper and
the Mir Novostey company. The assessment of the damaging
nature of the extracts was solely based on the statements by the
plaintiffs and their relatives who claimed that the publication had
been a cause of psychological anxiety. The court did not address the
issue of whether the publication had targeted the plaintiffs. Nor did
it distinguish between the author’s speech and the statements
quoted as having been made by Ms V. in an interview. In the court’s
opinion, the defendant failed to prove that the published information
had been true on the date of its dissemination. Its findings were
worded as follows:
“The information designated by the plaintiffs was
published in the Orlovskiy Meridian newspaper and contains
statements to the effect that the Oryol Regional anti-narcotics unit
is to be blamed for the prosperity of drug-dealers in Oryol, for the
deaths of 39 individuals by overdose and for the fact that most
dealers are still at liberty; that the officers of the anti-narcotics
unit made use of drugs seized from drug addicts and drug-dealers and
unlawfully retained them to meet the needs of the police in paying
for information; that the officers of the anti-narcotics unit were
paid off, that drug addicts knew their birthdays and those of their
family members because they had to give them presents on these days,
that they suggested to her that she test a new drug...
The court considers that this information is damaging to
the honour, dignity and professional reputation of [the 13
plaintiffs] as officers of the anti-narcotics unit, whose main duty
is the fight against crime and, more specifically, against the
unlawful trade in drugs...
The plaintiffs have not been found guilty of any crime
or offence in accordance with the legal procedure, and thus the
information which is damaging to their honour, dignity and
professional reputation is untrue and is subject to a rectification
in the same media...”
The
District Court ordered the newspaper to publish a rectification, the
editor’s office to apologise to the plaintiffs and the Mir
Novostey company to pay 5,000 Russian roubles (approximately EUR
200) to each of the plaintiffs.
In
the statement of appeal, counsel for the Mir Novostey company
submitted that the District Court had not given proper assessment to
the fact that the publication had concerned a structural police unit
rather than named individuals, that a criminal case was pending
against several police officers, that other officers had been
disciplined after the publication and that the director of the
regional police had negatively appraised the performance of the
anti-narcotics unit.
On 27 November 2002 the Oryol Regional Court examined
the appeal and heard oral submissions by the applicant as the
editor-in-chief, and counsel for the Mir Novostey company. It
found as follows:
“The [article in question] was published in March
2001, that is, before the criminal case, including the indictment
bill, was submitted for trial. As of today, there has still been no
conviction in the criminal case against [six plaintiffs]. The
first-instance court has therefore correctly concluded that there was
no proof of the truthfulness of the information contained in the
publication and contested by the plaintiffs...
The court considers that the negative appraisal of the
performance of the anti-narcotics unit by the Oryol Regional police
department, which followed publication of the article, cannot be a
proof of the truthfulness of the information contested by the
plaintiffs because in the present case the only such proof would be a
court judgment.
With regard to the foregoing, the court considers
that... the appellant’s argument that the contested publication
did not contain information on specific individuals, but only
referred to a structural unit of the police, is not a valid ground to
quash the judgment. Under Article 306 § 2 of the Russian Code of
Civil Procedure, a judgment that is correct in substance need not be
quashed merely because of formal defects.”
The
Regional Court upheld the judgment of 4 October 2002 in substance. It
also ordered that the newspaper should print the operative part of
the judgment as the rectification, but it struck out the requirement
to apologise to the plaintiffs on the ground that such a requirement
had no basis in domestic law.
II. RELEVANT DOMESTIC LAW AND PRACTICE
A. Constitution of the Russian Federation
Article
29 guarantees freedom of thought and expression, together with
freedom of the mass media.
B. Civil Code of the Russian Federation
Article 152 provides that an individual may apply to a
court with a request for the rectification of statements (svedeniya)
that are damaging to his or her honour, dignity or professional
reputation if the person who disseminated such statements does not
prove their truthfulness. The aggrieved person may also claim
compensation for losses and non-pecuniary damage sustained as a
result of the dissemination of such statements.
C. Resolution of the Plenary Supreme Court of the
Russian Federation, no. 11 of 18 August 1992 (amended on 25
April 1995)
The Resolution (in force at the material time)
provided that, in order to be considered damaging, statements had to
be untrue and contain allegations of a breach of laws or moral
principles (commission of a dishonest act, improper behaviour at the
workplace or in everyday life, etc.). Dissemination of statements was
understood as the publication of statements or their broadcasting
(section 2). The burden of proof was on the defendant to show that
the disseminated statements had been true and accurate (section 7).
If the defamation claim concerned information printed
in a newspaper, the defendants were the author and the editor’s
office of the newspaper. If the author’s name was not mentioned
(for example, in an editorial), the editor’s office was the
defendant. If the editor’s office had no legal personality, the
newspaper’s founder was to be brought into the proceedings as
the defendant (section 6).
D. Case-law of the Supreme Court of the Russian
Federation
On
20 December 2002 a deputy President of the Supreme Court of the
Russian Federation lodged an application for supervisory review in a
defamation action which had been originally granted by the Penza
courts. The deputy President noted, in particular:
“However, the courts did not take into account
that one of the requirements of Article 152 of the Civil Code is that
statements must refer to a particular person or a clearly
identifiable group of persons...”
On 7
February 2003 the Presidium of the Penza Regional Court granted the
application and quashed the judgments in the defamation claim. The
case eventually ended in a friendly settlement.
E. Mass-Media Act (Law no. 2124-I of 27 December 1991)
Section 2 defines the “editor’s office”
as an organisation, institution, individual or group of individuals
that produces and publishes a newspaper. The “editor-in-chief”
means the person who is in charge of the editor’s office and
who takes final decisions regarding production and publication of the
newspaper.
The editor’s office is professionally
independent. It may be registered as a legal entity, but this is not
an obligation. The editor-in-chief acts for the editor’s office
before the newspaper founder, publisher, distributor, individuals,
groups of individuals, companies, institutions, organisations, State
authorities and the courts. The editor-in-chief bears responsibility
for compliance with the requirements of the Mass-Media Act and other
laws of the Russian Federation (section 19).
A
journalist has a duty to verify the truthfulness of the information
he or she communicates (section 49 § 1 (2)), as well as a duty
to inform the editor-in-chief of all potential actions or claims
arising out of his or her publications (section 49 § 1 (7)).
Founders,
editor’s officers, publishers, distributors, journalists and
authors bear responsibility for violations of the Mass-Media Act
(section 56).
III. RELEVANT COUNCIL OF EUROPE DOCUMENTS
Recommendation Rec(2003)13 of the Committee of
Ministers to Member States on the provision of information through
the media in relation to criminal proceedings reads, in the relevant
parts, as follows:
“...Recalling that the media have the right to
inform the public due to the right of the public to receive
information, including information on matters of public concern,
under Article 10 of the Convention, and that they have a professional
duty to do so;
...
Stressing the importance of media reporting in informing
the public on criminal proceedings, making the deterrent function of
criminal law visible as well as in ensuring public scrutiny of the
functioning of the criminal justice system;
Considering the possibly conflicting interests protected
by Articles 6, 8 and 10 of the Convention and the necessity to
balance these rights in view of the facts of every individual case,
with due regard to the supervisory role of the European Court of
Human Rights in ensuring the observance of the commitments under the
Convention...
Recommends, while acknowledging the diversity of
national legal systems concerning criminal procedure, that the
governments of member states:
1. take or reinforce, as the case may be, all
measures which they consider necessary with a view to the
implementation of the principles appended to this recommendation,
within the limits of their respective constitutional provisions,
2. disseminate widely this recommendation and
its appended principles, where appropriate accompanied by a
translation...
Appendix to Recommendation Rec(2003)13
Principles concerning the provision of information
through the media
in relation to criminal proceedings
Principle 1 - Information of the public via the media
The public must be able to receive information about the
activities of judicial authorities and police services through the
media. Therefore, journalists must be able to freely report and
comment on the functioning of the criminal justice system, subject
only to the limitations provided for under the following principles.
Principle 2 - Presumption of innocence
Respect for the principle of the presumption of
innocence is an integral part of the right to a fair trial.
Accordingly, opinions and information relating to on-going criminal
proceedings should only be communicated or disseminated through the
media where this does not prejudice the presumption of innocence of
the suspect or accused.
...
Principle 8 - Protection of privacy in the context of
on-going criminal proceedings
The provision of information about suspects, accused or
convicted persons or other parties to criminal proceedings should
respect their right to protection of privacy in accordance with
Article 8 of the Convention. Particular protection should be given to
parties who are minors or other vulnerable persons, as well as to
victims, to witnesses and to the families of suspects, accused and
convicted. In all cases, particular consideration should be given to
the harmful effect which the disclosure of information enabling their
identification may have on the persons referred to in this
Principle.”
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 10 OF THE CONVENTION
The
applicant complained under Article 10 of the Convention about a
violation of the right to impart information. Article 10 provides:
“1. Everyone has the right to freedom
of expression. This right shall include freedom to hold opinions and
to receive and impart information and ideas without interference by
public authority and regardless of frontiers...
2. The exercise of these freedoms, since it
carries with it duties and responsibilities, may be subject to such
formalities, conditions, restrictions or penalties as are prescribed
by law and are necessary in a democratic society, in the interests of
national security, territorial integrity or public safety, for the
prevention of disorder or crime, for the protection of health or
morals, for the protection of the reputation or rights of others...”
A. Submissions by the parties
The
applicant submitted that the domestic courts’ acceptance of the
plaintiffs’ standing to sue for defamation had not been
explained, given that none of them had been identified in the
publication. His article had placed moral blame for the extent to
which drug use had spread in the region on the officers of the
regional anti-narcotics unit, who had been paid from public funds to
wage war on drugs. The imposition of moral responsibility had been a
value judgment, not verifiable by facts. His statement that
thirty-nine individuals had died from drug abuse had been factually
true and corroborated by a certificate from the regional health
protection authority. Some of his statements had been taken out of
context and distorted: in particular, he had never claimed that the
unit’s officers had unlawfully retained all drugs seized from
drug-addicts in order to pay their informers. The applicant
emphasised that persons whose duty was to fight against drugs should
have been more tolerant to criticism of their work, given that their
work corresponded to the needs of society and was financed by that
same society through regional and federal budgets.
The
Government submitted that the applicant and his newspaper had failed
to demonstrate the truthfulness of the information contained in the
article. In the absence of a final judicial decision the applicant
had presented information about criminally punishable offences
allegedly committed by drug-enforcement officers, as if they had
actually been committed. However, the officers should have been
presumed innocent and protected against “trial by media”.
Given the circulation of the newspaper (46,600 copies) and the
population of Oryol (350,000 residents), the publication had damaged
the reputation of State officials, who had been easily identifiable
to the readership. Referring to the Court’s case-law, the
Government emphasised that civil servants must enjoy public
confidence in conditions free of undue perturbation if they are to be
successful in performing their tasks, and that it may prove necessary
to protect them from offensive and abusive verbal attacks when on
duty (they referred to Janowski v. Poland [GC],
no. 25716/94, § 33, ECHR 1999 I, and Nikula v.
Finland, no. 31611/96, § 46, ECHR 2002 II).
B. The Court’s assessment
The
Court reiterates that freedom of expression constitutes one of the
essential foundations of a democratic society and one of the basic
conditions for its progress. Subject to paragraph 2 of Article 10, it
is applicable not only to “information” or “ideas”
that are favourably received or regarded as inoffensive or as a
matter of indifference, but also to those that offend, shock or
disturb. Such are the demands of pluralism, tolerance and
broadmindedness, without which there is no “democratic society”
(see Handyside v. the United Kingdom, judgment of
7 December 1976, Series A no. 24, p. 23, § 49,
and Jersild v. Denmark, judgment of 23 September
1994, Series A no. 298, p. 26, § 37).
1. Whether there has been interference with the
applicant’s right to freedom of expression
The
Court observes that in previous Russian cases which it has examined
under Article 10 of the Convention, the applicants have been
defendants in defamation proceedings in their individual capacity and
an award for damages was made against them (see, for example, Karman
v. Russia, no. 29372/02, §§ 7 and 18,
14 December 2006, and Grinberg v. Russia,
no. 23472/03, §§ 10-12, 21 July 2005). In the present
case the applicant took part in the proceedings but an order for
refutation was made against the newspaper and a pecuniary award
against the newspaper’s publisher, the Mir Novostey
company. The Court therefore considers it appropriate to examine,
even in the absence of disagreement between the parties as to the
existence of an interference, whether the applicant may claim to be a
“victim” of the alleged violation.
The
Court observes that it has already examined a similar situation in
the case where the author of the contested publication took part in
the defamation proceedings but an award for damages and an order to
publish rectification were made against the newspaper. Thus, in a
Latvian case, it rejected the Government’s objection relating
to the alleged lack of the applicant’s status as a “victim”
of the violation, finding that, even though the measure only targeted
the applicant’s employer, the applicant – as the author
of the articles in question – was affected by the judicial
decisions which declared his publications defamatory and insulting
and ordered their public refutation (see a/s Diena and Ozoliņš
v. Latvia, no. 16657/03, §§ 55-60, 12 July
2007, and also, mutatis mutandis, Monnat v. Switzerland,
no. 73604/01, § 33, ECHR 2006 ...).
Further, the Court reiterates its constant approach
that the existence of a violation is conceivable even in the absence
of prejudice or damage; the question whether an applicant has
actually been placed in an unfavourable position is not a matter for
Article 34 of the Convention and the issue of damage becomes relevant
only in the context of Article 41 (see, among many authorities,
Eckle v. Germany, judgment of 15 July 1982, Series A
no. 51, § 66, and Wassink v. the Netherlands,
judgment of 27 September 1990, Series A no. 185-A, § 38).
Thus, the fact that no award of damages was issued against the
applicant cannot be decisive for his status as a “victim”
of the alleged violation. The Court notes that the applicant was not
only the editor-in-chief of the newspaper but also the author of the
contested article. What was therefore at stake in the defamation
proceedings was his good faith as a journalist and compliance with
the duty to provide reliable and precise information in accordance
with the ethics of the journalism. The domestic courts’ finding
that he had disseminated untrue information in his article must
undeniably have had a chilling effect on the exercise of his right to
freedom of expression and may have discouraged him from publishing
further critical materials on matters of public interest.
In
the light of the above considerations, the Court finds that the
judgment pronounced in the defamation action constituted an
interference with the applicant’s
right to freedom of expression within the meaning of Article 10 §
1 of the Convention.
2. Whether the interference was justified
The
Court notes that the interference was “prescribed by law”,
namely Article 152 of the Civil Code, and pursued a legitimate aim,
that of protecting the reputation or rights of others, for the
purposes of Article 10 § 2. The dispute in the case relates
to whether the interference was “necessary in a democratic
society”.
The
test of necessity requires the Court to determine whether the
interference corresponded to a “pressing social need”,
whether it was proportionate to the legitimate aim pursued and
whether the reasons given by the national authorities to justify it
were relevant and sufficient. In assessing whether such a need exists
and what measures should be adopted to deal with it, the national
authorities are left a certain margin of appreciation. This power of
appreciation is not however unlimited, but goes hand in hand with a
European supervision by the Court, whose task it is to give a final
ruling on whether a restriction is reconcilable with freedom of
expression as protected by Article 10. The Court’s task in
exercising its supervisory function is not to take the place of the
national authorities, but rather to review under Article 10, in the
light of the case as a whole, the decisions they have taken pursuant
to their margin of appreciation. In so doing, the Court has to
satisfy itself that the national authorities applied standards which
were in conformity with the principles embodied in Article 10
and, moreover, that they based their decisions on an acceptable
assessment of the relevant facts (see, most recently, Karman,
§ 32, and Grinberg, §§ 26-27, both cited
above, with further references).
In
the present case, the applicant expressed his views by having them
published in a newspaper. Regard must therefore be had to the
pre-eminent role of the press in a State governed by the rule of law.
Whilst the press must not overstep the bounds set, inter alia, for
the protection of the reputation of others, it is nevertheless
incumbent on it to impart information and ideas on matters of public
interest. Not only does it have the task of imparting such
information and ideas: the public also has a right to receive them.
Were it otherwise, the press would be unable to play its vital role
of “public watchdog” (see, among many authorities,
Thorgeir Thorgeirson v. Iceland, judgment of 25 June
1992, Series A no. 239, § 63).
The
publication concerned the problem of drug dealing in the Oryol
Region, where drugs had become easily available to high-school
students and a significant number of individuals had died from
overdoses. It also covered the alleged involvement of officers of the
anti-narcotics unit in drug dealing. This problem was obviously a
matter of great public concern and the applicant was entitled to
bring it to the public’s attention through the press. The Court
reiterates in this connection that there is little scope under
Article 10 § 2 of the Convention for restrictions on debates on
questions of public interest and that very strong reasons are
required for justifying such restrictions (see, most recently,
Krasulya v. Russia, no. 12365/03, § 38,
22 February 2007, with further references).
According
to the Court’s constant case-law, Article 10 of the Convention
protects journalists’ right to divulge information on issues of
general interest provided that they are acting in good faith and on
an accurate factual basis and provide “reliable and precise”
information in accordance with the ethics of journalism (see Fressoz
and Roire v. France [GC], no. 29183/95, § 54,
ECHR 1999 I; Schwabe v. Austria, judgment of
28 August 1992, Series A no. 242 B, p. 34, §
34; Prager and Oberschlick v. Austria, judgment of
26 April 1995, Series A no. 313, p. 18, § 37). In
the circumstances of the present case the Court finds no indication
of carelessness on the part of the applicant.
It
appears that the applicant proceeded with caution, refraining from
identifying any police officers charged with criminal offences by
their names or ranks pending completion of the judicial proceedings
(see paragraph 9 above). That approach distinguishes the present case
from the Austrian one in which the Court found an interference with
the right to freedom of expression to be justified because an
Austrian news magazine published the full name of the police officer
concerned at an early stage of criminal proceedings against him,
although the disclosure of his full name did not add anything of
public interest to the information already given in the article (see
Wirtschafts-Trend Zeitschriften-Verlag GmbH v. Austria
(no. 2) (dec.), no. 62746/00, 14 November 2002).
Furthermore, the Court observes that the applicant did not use or
cite any documents protected by the secret of the investigation or
otherwise reveal confidential information relating to on-going
criminal proceedings (compare Dupuis and Others v. France,
no. 1914/02, § 43 et passim, 7 June 2007, ECHR
2007 ...). The applicant’s conduct was therefore in
keeping with the Principles concerning the provision of information
on criminal proceedings through the media, as outlined in the Council
of Ministers’ Recommendation Rec(2003)13 (see paragraph 29
above).
The
Court further notes that, for an interference with the right to
freedom of expression to be proportionate to the legitimate aim of
the protection of the reputation of others, the existence of an
objective link between the impugned statement and the person suing in
defamation is a requisite element. As noted above, the applicant’s
publication did not mention any of the plaintiffs in the defamation
action by name or an otherwise identifiable manner. The article
collectively referred to “the police”, “the
anti-narcotics unit” or employed the non-specific third-person
pronoun “they” (see, in particular, Ms V.’s
interview in paragraph 8 above). The District Court devoted a
considerable part of its judgment to statements by the plaintiffs and
their relatives who had felt hurt by the publication and claimed to
be affected by it. The Court reiterates, however, that mere personal
conjecture or subjective perception of a publication as defamatory
does not suffice to establish that the person was directly affected
by the publication. There must be something in the circumstances of a
particular case to make the ordinary reader feel that the statement
reflected directly on the individual claimant or that he was targeted
by the criticism (see Dyuldin and Kislov v. Russia,
no. 25968/02, § 44, 31 July 2007). The District
Court’s judgment was founded solely on the subjective
perception of the publication by the plaintiffs and their relatives,
without discussion of whether the decision to accept the standing of
non-identified individuals to sue in defamation was objectively and
reasonably justified. Furthermore, the District Court failed to
operate a distinction between the situation of the officers against
whom criminal charges had been levelled and that of those officers
who were not subject to any criminal proceedings. The issue of
standing was explicitly raised in the statement of appeal.
Nevertheless, the Regional Court considered the District Court’s
failure to verify the plaintiffs’ standing to sue in defamation
to have been a formal defect which did not invalidate the otherwise
correct judgment (see paragraph 18 above). The Court finds that, in
the circumstances of the case, the issue of standing was of
primordial importance and that the domestic courts did not identify a
pressing social need for putting the protection of the plaintiffs’
personality rights above the applicant’s right to freedom of
expression.
Turning
now to the contents of the article at issue, the Court observes that
a prominent feature of it was the interview with Ms V., a former
drug-addict and police informant. Parts of the interview were found
to have been defamatory by the domestic courts. In so finding, they
did not give heed to the fact that the statements did not emanate
from the applicant but were clearly identified as those proffered by
another person. In this regard, the Court reiterates that an
indiscriminate approach to the author’s own speech and
statements made by others is incompatible with the standards
elaborated in the Court’s case-law under Article 10 of the
Convention. In a number of cases the Court has held that a
distinction needs to be made according to whether the statements
emanate from the journalist or are a quotation of others, since
punishment of a journalist for assisting in the dissemination of
statements made by another person in an interview would seriously
hamper the contribution of the press to discussion of matters of
public interest and should not be envisaged unless there are
particularly strong reasons for doing so (see Pedersen and
Baadsgaard v. Denmark [GC], no. 49017/99, § 77,
ECHR 2004 XI, Thorgeir Thorgeirson, § 65, and
Jersild, § 35, both cited above). The domestic courts did
not advance any such reasons.
As
regards the applicant’s own speech, the aspect relevant to the
Court’s determination is the distinction between statements of
fact and value judgments. It has been the Court’s constant view
that, while the existence of facts can be demonstrated, the truth of
value judgments is not susceptible of proof. The requirement to prove
the truth of a value judgment is impossible to fulfil and infringes
freedom of opinion itself, which is a fundamental part of the right
secured by Article 10 (see Lingens v. Austria,
judgment of 8 July 1986, Series A no. 103, p. 28,
§ 46; and Oberschlick v. Austria (no. 1),
judgment of 23 May 1991, Series A no. 204, § 63). In
the present case the domestic courts considered all the contested
extracts to have been statements of fact, without examining whether
they could be considered to be value judgments. Their failure to
embark on that analysis was accounted for by the position of the
Russian law on defamation at the material time. As the Court has
already found, it made no distinction between value judgments and
statements of fact, referring uniformly to “statements”
(“svedeniya”), and proceeded from the assumption
that any such “statement” was amenable to proof in civil
proceedings (see Grinberg, cited above, § 29; Karman,
cited above, § 38; Zakharov v. Russia, no. 14881/03,
§ 29, 5 October 2006, and the domestic law cited in
paragraphs 21 and 22 above). Furthermore, as regards the Regional
Court’s holding that it would have been legitimate for the
applicant to make his comments public only after the judgment in the
criminal case had been made, the Court recalls that the standard of
proof for establishing the well-foundedness of a criminal charge by a
competent court can hardly be compared to that which ought to be
observed by a journalist when expressing his opinion on a matter of
public concern, since the standards applied when assessing someone’s
actions in terms of morality are quite different from those required
for establishing an offence under criminal law (see Karman,
cited above, § 42; Unabhängige Initiative
Informationsvielfalt v. Austria, no. 28525/95,
§ 46, ECHR 2002 I; and Wirtschafts-Trend
Zeitschriften-Verlags GmbH v. Austria, no. 58547/00,
§ 39, 27 October 2005).
In
the circumstances of the instant case the Court does not need to
determine whether the expressions used in the applicant’s own
speech should be characterised as value judgments or statements of
fact. According to its constant approach, the difference between a
value judgment and a statement of fact ultimately lies in the degree
of factual proof which has to be established and therefore a value
judgment must be based on sufficient facts in order to constitute a
fair comment under Article 10 (see Scharsach and News
Verlagsgesellschaft v. Austria, no. 39394/98,
§ 40, ECHR 2003 XI). The applicant expressed the view
that the regional police force’s anti-narcotics unit bore
responsibility vis-à-vis society for a failure to stamp out
drug dealing in the region, which had resulted in multiple deaths
from overdoses. He also warned against the dangers of using
prohibited substances as a means of paying for or obtaining
information from informants, since that might lead to criminalisation
of the police. Against this background, it appears that the thrust of
the impugned article was not primarily to accuse certain individuals
of committing offences but rather promote an ongoing debate of
evident concern to the local public (compare Bladet Tromsø
and Stensaas v. Norway [GC], no. 21980/93, § 63,
ECHR 1999 III). As regards the evidentiary basis underlying the
applicant’s discourse, the Court notes that he relied on
publicly available materials from an investigation into the actions
of officers from the anti-narcotics unit and on an official medical
certificate showing the number of deaths by overdose. It therefore
finds that the applicant’s publication was a fair comment on a
matter of public concern rather than a gratuitous attack on the
reputation of named police officers.
In
the light of the above considerations and taking into account the
role of journalists and the press in imparting information and ideas
on matters of public concern, the Court finds that the applicant’s
publication did not exceed the acceptable limits of criticism. That
the proceedings were civil rather than criminal in nature does not
detract from the fact that the standards applied by the Russian
courts were not compatible with the principles embodied in Article
10, since they did not adduce “relevant” and “sufficient”
reasons justifying the interference at issue. The Court therefore
considers that the domestic courts overstepped the narrow margin of
appreciation afforded to them with regard to restrictions on debates
of public interest and that the interference was not “necessary
in a democratic society”.
There
has therefore been a violation of Article 10 of the Convention.
II. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article 41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Damage
The
applicant claimed EUR 2,000 in respect of compensation for pecuniary
damage, representing the amount paid by the Mir Novostey
company to the plaintiffs in the defamation action, which he had
undertaken to reimburse to the company within three years. He further
claimed EUR 25,000 in respect of non-pecuniary damage.
The
Government pointed out, firstly, that the applicant submitted a copy
of a translation of the payment document issued by the Mir
Novostey company rather than the original. Furthermore, the
payment had been made by the company, which was not an applicant
before the Court. There was no evidence that the applicant had ever
reimbursed the sum in question to the company and, in any event, his
undertaking to do so was not enforceable under domestic law. Finally,
the Government stated that the applicant had not substantiated his
claim for non-pecuniary damage.
The
Court notes that the award of damages in the defamation action was
paid by the owner of the newspaper rather than by the applicant
(compare Voskuil v. the Netherlands, no. 64752/01, § 91,
22 November 2007). There is no evidence that the applicant
reimbursed that amount to the company within the three-year period
stipulated in his undertaking. The Court rejects the applicant’s
claim for pecuniary damage. It considers however that the applicant
has suffered non-pecuniary damage as a result of the domestic courts’
judgments, which were incompatible with Convention principles. The
damage cannot be sufficiently compensated by a finding of a
violation. The particular amount claimed by the applicant is
nevertheless excessive. Making its assessment on an equitable basis,
the Court awards the applicant EUR 1,000, plus any tax that may be
chargeable on that amount.
B. Costs and expenses
The
applicant claimed EUR 750 in translation costs relating to the
translation of the Court’s correspondence from English into
Russian, and also EUR 5,000 for the travel and translation expenses
during his visit to Strasbourg. He submitted his written undertaking
to pay “the amount determined by the European Court” to
the translator.
The
Government stressed that the applicant did not submit a calculation
of expenses and that his personal visit in Strasbourg was unnecessary
since no oral hearing had been held in the case.
The
Court notes at the outset that no oral hearing was held in this case
and that the applicant visited Strasbourg on his own initiative. The
only document he submitted in relation to translation costs did not
indicate any specific amount. In these circumstances, the Court
rejects the applicant’s claim for costs and expenses.
C. Default interest
The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT
Holds unanimously that there has been a
violation of Article 10 of the Convention;
Holds by five votes to two
(a) that
the respondent State is to pay the applicant, within three months
from the date on which the judgment becomes final in accordance with
Article 44 § 2 of the Convention, EUR 1,000 (one
thousand euros) in respect of non-pecuniary damage, to be converted
into Russian roubles at the rate applicable at the date of
settlement, plus any tax that may be chargeable;
(b) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amount at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points;
Dismisses unanimously the remainder of the
applicant’s claim for just satisfaction.
Done in English, and notified in writing on 23 October 2008, pursuant
to Rule 77 §§ 2 and 3 of the Rules of Court.
André Wampach Nina
Vajić
Deputy
Registrar President