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STEMPFER v. AUSTRIA - 18294/03 [2007] ECHR 641 (26 July 2007)
URL: http://www.bailii.org/eu/cases/ECHR/2007/641.html
Cite as:
[2007] ECHR 641
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FIRST
SECTION
CASE OF STEMPFER v. AUSTRIA
(Application
no. 18294/03)
JUDGMENT
STRASBOURG
26 July
2007
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial
revision.
In the case of Stempfer v. Austria,
The
European Court of Human Rights (First Section), sitting as a Chamber
composed of:
Mr C.L. Rozakis, President,
Mr L.
Loucaides,
Mrs N. Vajić,
Mr A.
Kovler,
Mrs E. Steiner,
Mr S.E. Jebens,
Mr G.
Malinverni, judges,
and Mr S. Nielsen, Section
Registrar,
Having
deliberated in private on 5 July 2007,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
The
case originated in an application
(no. 18294/03) against the
Republic of Austria lodged with the Court
under Article 34 of the Convention for the Protection
of Human Rights and Fundamental Freedoms (“the Convention”)
by an Austrian national, Mr Josef
Stempfer (“the applicant”), on 26 May 2003.
The
applicant was represented by Mr J. Postlmayr, a lawyer practising in
Mattighofen. The Austrian Government (“the
Government”) were represented by their Agent, Ambassador F.
Trauttmansdorff, Head of the International Law Department at the
Federal Ministry for Foreign Affairs.
On
20 September 2005 the
Court decided to give notice of the application to the Government.
Applying Article 29 § 3 of the Convention, it decided to rule on
the admissibility and merits of the application at the same time. The
Government, in their observations, requested the Court to give a
separate decision on the admissibility of the application. However,
the Court has found no reasons to discontinue the application of
Article 29 § 3. It therefore rejects the request.
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The
applicant was born in 1934 and lives in St Johann am Walde.
On
21 December 1995 the applicant, by failing to grant the right of way,
caused a traffic accident in which the driver of another car was
injured.
On
16 April 1996 the Mattighofen District Court (Bezirksgericht),
having held the trial at which it heard the applicant, the victim and
a motor vehicles expert, found the applicant guilty of negligently
causing bodily harm (Article 88 §§ 1 and 4 of the Criminal
Code – Strafgesetzbuch) and acquitted him of the charge
of having abandoned the victim (Article 94 § 1 of the Criminal
Code). No appeals were made and the judgment became final.
On
8 February 1996 the Braunau District Administrative Authority
(Bezirkshauptmannschaft) issued a provisional penal order
(Strafverfügung) finding the applicant guilty of having
failed to stop after the traffic accident of 21 December 1995 and of
having failed to inform the next police station (Section 4 §§
1 (a) and 2 in conjunction with Section 99 § 2 (a) of the Road
Traffic Act – Straßenverkehrsordnung). It imposed
a fine of 1,600 Austrian schillings (ATS – approximately 116
euros) on him with 72 hours' imprisonment in default.
The
applicant raised an objection (Einspruch) on 29 February 1996.
He referred to the proceedings before the Mattighofen District Court
which were at that time still pending. Once these proceedings were
terminated the applicant informed the District Administrative
Authority accordingly, arguing that further administrative criminal
proceedings against him relating to the same set of facts violated
the ne bis in idem principle. He requested that these
proceedings be discontinued.
On
12 September 1996 the District Administrative Authority issued a
penal order (Straferkenntnis) confirming its previous
decision. It noted that, in contrast to the criminal proceedings
before the courts, the conduct at stake was the failure to inform the
police and not the failure to assist the victim.
The
applicant appealed. Referring to the Court's judgment in Gradinger
v. Austria (23 October 1995, Series A no. 328 C) he asserted
that the two sets of proceedings were based on the same conduct. He
further argued that his defence, which had been accepted in the court
proceedings, was that he had not even noticed the accident. He
explicitly waived his right to a hearing.
On
21 October 1996 the Upper Austria Independent Administrative Panel
(Unabhängiger Verwaltungssenat), without a hearing,
dismissed the applicant's appeal. It noted that the offence of
abandoning the victim under Article 94 of the Criminal Code required
intent, and therefore presupposed that the suspect was aware of
having caused an accident in which a person had been injured. In
contrast, negligence was sufficient for the commission of the
offences under Section 4 §§ 1 (a) and 2 of the Road Traffic
Act. Had the applicant paid the required attention he would have
noticed the accident. In coming to this conclusion, the Independent
Administrative Panel had regard to the findings of the criminal
court, namely that the applicant had noticed the approaching vehicle
before turning to the left into the street. A diligent driver would
therefore have been required to check in the rear mirror whether his
manoeuvre had been safe.
The
applicant lodged a complaint with the Constitutional Court
(Verfassungsgerichtshof) on 19 November 1996. He submitted in
particular that the conviction violated the ne bis in idem
principle. Moreover, he alleged that the Independent Administrative
Panel had applied an unconstitutional provision when fixing the
sentence. On 10 January 1997 the Independent Administrative Panel
submitted its observations.
On
10 October 1997 the Constitutional Court quashed the Independent
Administrative Panel's decision. It found that it could not be
excluded that, when fixing the sentence, the Independent
Administrative Panel had applied a provision which had been declared
unconstitutional by the Constitutional Court's judgment of 9 October
1997. That provision had excluded the application of Section 20 of
the Code of Administrative Offences (Verwaltungsstrafgesetz)
in road traffic proceedings. That provision states that the statutory
minimum fine may be reduced by half, if the extenuating circumstances
clearly outweigh the aggravating circumstances. This decision was
served on the applicant's counsel on 4 November 1997.
On
21 November 1997 the Independent Administrative Panel, without a
hearing, confirmed its previous decision. Fixing the sentence anew,
it noted that even when applying Section 20 of the Code of
Administrative Offences, the fine was commensurate to the applicants'
guilt.
The
applicant lodged a complaint with the Constitutional Court on
9 January 1997. He alleged a violation of the ne bis in idem
principle. The Independent Administrative Panel submitted its
observations on 6 March 1998.
On
17 June 2000 the Constitutional Court refused to deal with the
complaint for lack of prospects of success. As to the applicant's
complaint under Article 4 of Protocol No. 7 it noted that the present
case did not concern an example of a single act constituting more
than one offence (kein Fall der Idealkonkurrenz).
On
25 September 2000 the Constitutional Court granted the applicant's
request to transfer the case to the Administrative Court
(Verwaltungsgerichtshof). The latter received that request on
16 November 2000.
The
applicant supplemented his complaint on 9 January 2001. He reiterated
his complaint about a violation of the ne bis in idem
principle. Moreover, he complained that no oral hearing had been held
in the second set of proceedings before the Independent
Administrative Panel. Finally, he requested the Administrative Court
to hold a hearing.
On
18 November 2002 the applicant complaining about the length of the
proceedings before the Administrative Court.
On
28 February 2003 the Administrative Court, sitting in camera, refused
to deal with the applicant's complaint pursuant to Section 33a of the
Administrative Court Act (Verwaltungsgerichtshofgesetz) as the
fine imposed did not exceed 726 euros and the case did not raise an
important legal issue.
The
decision was served on the applicant's counsel on 22 April 2003.
II. RELEVANT DOMESTIC LAW
A. Criminal Code
Article
94 § 1 of the Criminal Code (Strafgesetzbuch), provides
as follows:
“Anyone who fails to assist another person to
whom, even if not unlawfully, he has caused bodily injury ... shall
be liable to up to one year's imprisonment or up to 360 day-fines.”
B. Road Traffic Act
Section
4 of the Road Traffic Act (Straßenverkehrsordnung) reads
as follows:
“1. All persons whose conduct at the
scene of a traffic accident was causally related to the accident
shall
(a) if they are driving a vehicle, stop
immediately;
...
2. If anyone has been injured in a traffic
accident, the persons referred to in subsection 1 above shall provide
assistance; if they are not capable of doing so, they shall arrange
for assistance without delay. They shall further inform the nearest
police station immediately.”
Section
99 § 2 (a) of the Road Traffic Act in the version in force at
the material time, provided that it was an administrative offence
punishable by a fine of not less than ATS 500 and not exceeding ATS
30,000 or, in default of payment, by one day to six weeks'
imprisonment, for any driver having caused a traffic accident causing
bodily injury to act contrary to Section 4 §§ 1 and 2.
Section
99 § 6 provides that proceedings shall not be instituted in
respect of an administrative offence that is based on facts that
constitute an offence falling within the jurisdiction of the ordinary
courts.
C. Code of Administrative Offences
Section
51e of the Code of Administrative Offences (Verwaltungsstrafgesetz),
as far as relevant, reads as follows:
“2. In case the appeal is expressly
limited to points of law or concerns exclusively the severity of the
sentence imposed, a hearing must only be scheduled if this is
expressly requested in the appeal.”
THE LAW
I. ALLEGED VIOLATIONS OF ARTICLE 6 § 1 OF THE
CONVENTION
The
applicant complained that the length of the proceedings had been
incompatible with the “reasonable time” requirement.
Moreover, he complained that he did not have a hearing in the second
set of proceedings before the Independent Administrative Panel or
before the Administrative Court. Finally he complained that the
authorities' findings as regards his negligence in failing to notice
the accident violated the presumption of innocence:
He
relied on Article 6 of the Convention, which reads as follows:
“1. In the determination of ... any
criminal charge against him, everyone is entitled to a fair and
public hearing within a reasonable time by [a] ... tribunal ...
2. Everyone charged with a criminal offence
shall be presumed innocent until proved guilty according to law.”
A. Admissibility
1. Length of proceedings
The
period to be taken into consideration began on 8 February 1996 and
ended on 22 April 2003. It thus lasted seven years and two and a half
months for four levels of jurisdiction.
The
Court notes that this complaint is not manifestly ill-founded within
the meaning of Article 35 § 3 of the Convention. It further
notes that it is not inadmissible on any other grounds. It must
therefore be declared admissible.
2. Lack of a hearing in the second set of the
proceedings
The Court reiterates in the first place that the
Independent Administrative Panel is the only body deciding in
administrative criminal proceedings which qualifies as a tribunal and
has a full scope of review. The applicant was therefore in principle
entitled to a hearing before the Independent Administrative Panel
(see Baischer v. Austria, no. 32381/96, §§ 25-30, 20
December 2001). However, According to the Court's case-law, the
waiver of a right guaranteed by the Convention – in so far as
it is permissible – must be established in an unequivocal
manner (see, for instance, Oberschlick v. Austria (no. 1),
judgment of 23 May 1991, Series A no. 204, p. 23, § 51).
In
the first set of proceedings, the applicant, represented by counsel,
explicitly waived his right to a hearing (see paragraph 10 above). He
did not request a hearing in the second set of proceedings before the
Independent Administrative Panel either. The failure to do so is all
the more important as the only new issue which was at stake in the
second set of proceedings was the application of Section 20 of the
Administrative Offences Act, a provision concerning the fixing of the
sentence: Section 51e § 2 of the Administrative Offences Act
provides for cases in which an appeal only concerns legal issues or
the severity of the sentence imposed, that the Independent
Administrative Panel decides without a hearing unless the accused has
explicitly requested one (see paragraph 26 above). In these
circumstances, the failure to request a hearing is to be considered
as an unequivocal waiver.
It
follows that this complaint is manifestly ill-founded and must be
rejected in accordance with Article 35 §§ 3 and 4 of the
Convention.
3. Alleged violation of the presumption of innocence
The
Court observes that the Independent Administrative Panel based its
findings of fact on the applicant's defence that he had not actually
noticed the accident. As regards the legal assessment, the Panel,
giving detailed reasons, concluded that the applicant had acted
negligently as he could have noticed the accident, had he applied the
necessary diligence. The Court therefore finds that there is no
indication of a violation of the presumption of innocence (see, a
contrario, Telfner v. Austria, no. 33501/96, §
15, 20 March 2001).
It
follows that this complaint is manifestly ill-founded and must be
rejected in accordance with Article 35 §§ 3 and 4 of the
Convention.
B. Merits
The
applicant maintained that the duration of the proceedings was
unreasonable, since the case was not complex and emphasised that
there was a long delay in the proceedings before the Administrative
Court.
The
Government asserted that the case was legally complex, since it
raised a ne bis in idem issue. At the time of the first set of
proceedings the Constitutional Court had to review numerous
provisions of Austrian administrative criminal law in the light of
the Court's case-law under Article 4 of Protocol No. 7. In addition,
at the time of the second set of proceedings before the
Constitutional Court, a review of a provision of the Road Traffic Act
relating to issues of sentencing, which could possibly have had
effects on the applicant's case, was pending. Noting that only a fine
of some EUR 116 was at stake for the applicant, the duration of the
proceedings could still be regarded as reasonable.
The
Court reiterates that the reasonableness of the length of proceedings
must be assessed in the light of the circumstances of the case and
with reference to the following criteria: the complexity of the case,
the conduct of the applicant and the relevant authorities (see, among
many other authorities, Pélissier and Sassi v. France
[GC], no. 25444/94, § 67, ECHR 1999-II).
The
present case, which came before four levels of jurisdiction, was not
complex in terms of fact. While the proceedings before the
administrative authorities and the first set of proceedings before
the Constitutional Court were conducted with reasonable speed, the
argument as to the legal issues raised by the case does not fully
explain the duration of the second set of proceedings before the
Constitutional Court, which lasted three and a half years, from 9
January 1997 until 17 July 2000. Finally, in the proceedings before
the Administrative Court a period of complete inactivity of more than
two years occurred between 9 January 2001 and 28 February 2003.
The
Court has frequently found violations of Article 6 § 1 of the
Convention in cases raising issues similar to the one in the present
case (see Geyer v. Austria, no. 69162/01, §§ 23-28,
7 July 2005; Fehr v. Austria, no. 19247/02, §§
19-26, 3 February 2005; and Blum v. Austria, no. 31655/02,
§§ 22-24, 3 February 2005, all concerning administrative
criminal proceedings of a duration comparable to the present case and
with considerable delays before the Administrative Court).
Having
examined all the material submitted to it, the Court considers that
the Government have not put forward any fact or argument capable of
persuading it to reach a different conclusion in the present case.
Having regard to its case-law on the subject, the Court considers
that in the instant case the length of the proceedings was excessive
and failed to meet the “reasonable time” requirement.
There
has accordingly been a breach of Article 6 § 1.
II. ALLEGED VIOLATION OF ARTICLE 13 OF THE CONVENTION
The
applicant further complained about the lack of a remedy in respect of
his complaint about the length of the proceedings. He relied on
Article 13 of the Convention, which, so far as material, provides as
follows:
“Everyone whose rights and freedoms as set forth
in [the] Convention are violated shall have an effective remedy
before a national authority....”
A. Admissibility
The
Court finds that this complaint is not manifestly ill-founded within
the meaning of Article 35 § 3 of the Convention. It further
finds that is it not inadmissible on any other grounds. It must
therefore be declared admissible.
B. Merits
The
applicant asserted that no remedies were available against the length
of administrative criminal proceedings.
For
their part, the Government stressed that the Constitutional Court
examined complaints about the length of proceedings before the lower
courts. According to the Constitutional Court's case-law, excessive
length was also a mitigating circumstance which might lead to a
reduction of sentence.
As
far as the proceedings before the Constitutional Court and the
Administrative Court itself were concerned, the Government contended
that under the Convention there was no obligation for a State to
provide for additional levels of appeal and a further legal remedy by
which to challenge decisions of last-instance courts. Such a
requirement would affect basic issues of the Austrian Federal
Constitution and most likely also the legislation of most Contracting
States and their freedom to organise their judicial system. Having
regard to the average duration of proceedings before the
Constitutional Court and the Administrative Court: eight and a half
months and twenty-two months respectively, the Austrian legislator
had found no need to provide a remedy.
The Court reiterates that the correct interpretation
of Article 13 of the Convention is
that this provision guarantees an effective remedy before a national
authority for an alleged violation of the requirement under Article 6
§ 1 to hear a case within a reasonable time (see Kudła
v. Poland [GC], no.
30210/96, § 156, ECHR 2000-XI). As established in its case-law,
it reiterates that the remedies available to a litigant at domestic
level for raising a complaint about the length of proceedings are
“effective”, within the meaning of Article 13 of the
Convention if they “[prevent] the alleged violation or its
continuation, or [provide] adequate redress for any violation that
[has] already occurred” (see Kudla,
cited above,
§ 158). Article 13
therefore offers an alternative: a remedy is “effective”
if it can be used either to expedite a decision by the courts dealing
with the case, or to provide the litigant with adequate redress for
delays that have already occurred (see Kudla, cited above,
§ 159; see also Scordino
v. Italy (no. 1) [GC], no. 36813/97, §§ 186-87, ECHR
2006-...).
The
Government argue in essence that a Contracting State should not be
required under Article 13 to provide a remedy against delays caused
by one of its highest courts. The Court observes that the State's
primary duty is to organise its judicial system so as to ensure that
the overall duration of civil or criminal proceedings, including the
duration before the highest courts, remains “reasonable”.
As regards remedies against excessive length of proceedings, it
follows from the Court's case-law cited above, that Contracting
States have a choice as regards their nature, since they may opt
either for a preventive or for a compensatory remedy. Moreover, they
remain free to establish the modalities for its exercise. The Court
therefore finds that the States enjoy considerable freedom in
complying with the requirements of Article 13.
Turning
to the circumstances of the present case, the Court will examine
whether there had been a remedy compatible with Article 13 of the
Convention available to grant the applicant appropriate relief as
regards his complaint about the length of proceedings.
The present proceedings exceeded the reasonable-time
requirement under Article 6 of the Convention in particular as delays
occurred while the case was pending before the Constitutional Court
and the Administrative Court (see paragraph 37 above). Since the
Government have not shown that any form of relief – either
preventive or compensatory – was available for these delays or
for the overall duration of the proceedings, there has been a
violation of Article 13 of
the Convention in that the applicant had no domestic remedy whereby
he could enforce his right to a hearing within a reasonable time as
guaranteed by Article 6 § 1 of the Convention (see, as a similar
case, Hauser-Sporn v. Austria, no. 37301/03, § 40, 7
December 2006).
III. ALLEGED VIOLATION OF ARTICLE 2 OF PROTOCOL No. 7 TO
THE CONVENTION
The
applicant complained that he did not have a review of his conviction
by a higher tribunal, as the scope of review of the Constitutional
Court is limited and the Administrative Court refused to deal with
his complaint under Section 33a of the Administrative Court Act.
However,
the Court has already held that a decision by the Administrative
Court not to deal with a complaint pursuant to Section 33a of the
Administrative Court Act may be equated to a decision given on an
application for leave to appeal, which can itself be regarded as a
review within the meaning of Article 2 of Protocol No. 7 (see Weh
and Weh v. Austria (dec.), no. 38544/97, 4 July 2002).
It
follows that this complaint is manifestly ill-founded and must be
rejected in accordance with Article 35 §§ 3 and 4 of the
Convention.
IV. ALLEGED VIOLATION OF ARTICLE 4 OF PROTOCOL No. 7 TO
THE CONVENTION
The
applicant complained that his conviction under Section 4 § 2 of
the Road Traffic Act in the administrative criminal proceedings
following his acquittal under Article 94 § 1 of the Criminal
Code violated Article 4 of Protocol No. 7 which, so far as material,
reads as follows:
“1. No one shall be liable to be tried
or punished again in criminal proceedings under the jurisdiction of
the same State for an offence for which he has already been finally
acquitted or convicted in accordance with the law and penal procedure
of that State.”
The
Court reiterates its findings in the Franz Fischer v. Austria
judgment (no. 37950/97, § 35, 29 May 2001). In that case, after
having analysed its previous judgments in the cases of Gradinger
(cited above) and Oliveira v. Switzerland (judgment of 30 July
1998, Reports of Judgments and Decisions 1998 V), the
Court found that the mere fact that one act constitutes more than one
offence is not contrary to Article 4 of Protocol No. 7. However,
where different offences based on one act are prosecuted
consecutively, one after the final decision of the other, the Court
has to examine whether or not such offences have the same essential
elements.
The
Court notes that according to the Constitutional Court the present
case did not concern a single act constituting more than one offence.
Indeed, there is force in the argument that the offences at issue do
not punish the same act, or omission as it is: Article 94 § 1 of
the Criminal Code punishes the failure to provide the required help
to a person whose injury one has caused, while Section 4 § 1 (a)
and Section 4 § 2 second sentence punish the failure to stop
after having caused an accident resulting in bodily injury and the
failure to inform the police about such an accident.
In
any case, even assuming that both offences related to the same act,
namely the applicant's driving away after the accident, the Court has
already found, in a case raising precisely the same issue as the
present case, that the two offences differ in their essential
elements (see Hauser-Sporn, cited above, § 45). Thus, is
cannot be said that the applicant was “tried ... again ... for
an offence of which he had already been finally acquitted”
within the meaning of Article 4 of Protocol No. 7.
It
follows that this complaint is manifestly ill-founded and must be
rejected in accordance with Article 35 §§ 3 and 4 of the
Convention.
V. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article
41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Damage
The
applicant claimed that the imposition of a fine and the costs in the
administrative criminal proceedings were the result of a violation of
Article 4 of Protocol No. 7. He therefore requested reimbursement of
the amount of 2,080 Austrian schillings (ATS), i.e. 151.16 euros
(EUR) under the head of pecuniary damage. Moreover, he claimed EUR
1,000 in respect of non-pecuniary damage.
The
Government commented that there was no causal link between the length
of the proceedings and the lack of an effective remedy in that
respect and the pecuniary damage claimed by the applicant. As to
non-pecuniary damage, they held that the finding of a violation would
constitute sufficient just satisfaction.
The
Court found violations of Articles 6 § 1 and 13 in respect of
the length of the proceedings and the lack of a remedy. It does not
discern any causal link between the violations found and the
pecuniary damage claimed and therefore rejects this claim. On the
other hand, it awards the applicant EUR 1,000 in respect of
non-pecuniary damage.
B. Costs and expenses
The
applicant also claimed a total amount of EUR 6,932.92 composed of EUR
3,932.92 for the costs and expenses incurred in the domestic
proceedings and EUR 3,000 for those incurred before the Court.
The
Government contested these claims. Moreover, they submitted that they
assumed the sums claimed included value-added tax (VAT).
According
to the Court's case-law, an applicant is entitled to reimbursement of
his costs and expenses only in so far as it has been shown that these
have been actually and necessarily incurred and were reasonable as to
quantum.
In
the present case, regard being had to the information in its
possession and the above criteria, the Court rejects the claim for
costs and expenses of the domestic proceedings since they were not
incurred to prevent or redress the violations found. Furthermore, the
Court having regard to the sums awarded in comparable cases,
considers it reasonable to award EUR 2,000 in respect of costs and
expenses incurred in the Convention proceedings. This sum includes
VAT.
C. Default interest
The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
Declares the complaints concerning the excessive
length of the proceedings and the lack of an effective remedy
admissible and the remainder of the application inadmissible;
Holds that there has been a violation of Article
6 § 1 of the Convention;
Holds that there has been a violation of Article
13 of the Convention;
Holds
(a) that
the respondent State is to pay the applicant, within three months
from the date on which the judgment becomes final in accordance with
Article 44 § 2 of the Convention, EUR 1,000 (one
thousand euros) in respect of non-pecuniary damage and EUR 2,000 (two
thousand euros) in respect to costs and expenses;
(b) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amounts at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points;
Dismisses the remainder of the applicant's claim
for just satisfaction.
Done in English, and notified in writing on 26 July 2007, pursuant to
Rule 77 §§ 2 and 3 of the Rules of Court.
Søren Nielsen Christos Rozakis
Registrar President
In accordance with Article 45 § 2 of the Convention and Rule 74
§ 2 of the Rules of Court, the concurring opinion of Mr
Malinverni, joined by Mr Rozakis and Mr Jebens, is annexed to
this judgment.
C.L.R.
S.N.
CONCURRING OPINION OF JUDGE MALINVERNI
JOINED BY
JUDGES ROZAKIS AND JEBENS
(Translation)
I
concur with the operative provisions of the judgment according to
which there has been a violation of Article 13 of the Convention in
this case, on the ground that in the respondent State there was no
domestic remedy allowing the applicant to complain about the breach
of his right to a hearing within a reasonable time as guaranteed by
Article 6 § 1.
In
reaching this conclusion, the judgment states that Article 13 must be
construed as guaranteeing an
effective remedy before a national authority for the victim of an
alleged violation of Article 6 § 1. Referring to the judgment in
Kudła v. Poland
([GC], no. 30210/96, §
156, ECHR 2000-XI), the judgment goes on to say that domestic
remedies may be regarded as “effective”, within the
meaning of Article 13 of the Convention, “if they “[prevent]
the alleged violation or its continuation, or [provide] adequate
redress for any violation that [has] already occurred” (see
Kudla, §
158).
The
judgment thus concludes that Article 13 offers States an alternative:
“a remedy is 'effective' if it can be used either to expedite a
decision by the courts dealing with the case, or to provide the
litigant with adequate redress for delays that have already occurred”
(paragraph 45).
Further
on the judgment reasserts that “[a]s regards remedies against
excessive length of proceedings, it follows from the Court's case-law
... that Contracting States have a choice as regards their
nature, since they may opt either for a preventive or for a
compensatory remedy” (paragraph 46).
It is
on this latter point that I wish to make a few complementary remarks.
Contrary
to what the judgment would seem to imply, I do not believe that
preventive remedies and compensatory remedies are really equivalent
and it should not be open to States to choose or to opt for one or
the other of these two solutions.
In my
view, priority should be given to the preventive measures that
States must adopt in order to eradicate the phenomenon of an
excessive length of proceedings. Such measures are numerous and
varied, ranging from an increase in the number of judges and clerks,
or even the number of courts, to an overhaul of judicial
organisation, for example by generalising the system of single judge
at first instance. It is also important, however, not to
underestimate the benefits of more frequent recourse to methods of
alternative dispute resolution, such as mediation, arbitration or
conciliation, although the scope of such solutions is confined to
disputes arising in connection with certain private law matters.
Moreover, the solutions to the problem of an excessive length of
proceedings have to be divided into two main categories: those
concerning proceedings that have already ended and those applicable
to proceedings that are still pending.
Where
the proceedings have already ended, there is only one remedy that
would seem appropriate: redress for the damage caused to the victim,
in the form of compensation. But such a measure should be reserved
exclusively for proceedings that have already come to an end.
As
regards proceedings that are still pending, an award of compensation
to the victim cannot be regarded as equivalent to measures adopted in
order to expedite those proceedings. Where the proceedings
have not yet ended, preference must therefore be given to
“accelerative measures”, as they represent the most
effective way of enforcing the right to a hearing within a reasonable
time.
Examples
of “accelerative measures” to expedite proceedings are
numerous and varied: a higher court could set a time-limit within
which the court responsible for the delay has to bring the
proceedings to a close; the time allowed for pleadings to be
submitted by the parties, expert reports to be filed, possible
witnesses to be summoned, etc., could be reduced.
In
order to uphold the right to a hearing within a reasonable time, as
guaranteed by Article 6 § 1, States thus cannot confine the
solution to systematic compensation awards to victims of violations
of that right. Payment of compensation cannot therefore be regarded
as an adequate means for States to fulfil their obligations under
Articles 6 and 13 of the Convention.
In
conclusion, States must above all do their best to avert the
phenomenon of an excessive length of proceedings. An award of
compensation to victims is no more than a stopgap solution. It cannot
replace the obligation for States to organise their judicial systems
so as to address the root cause of the problem, in particular by
adopting “accelerative measures” to expedite proceedings
that are still pending.