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VILHO ESKELINEN AND OTHERS v. FINLAND - 63235/00 [2007] ECHR 606 (19 April 2007)
URL: http://www.bailii.org/eu/cases/ECHR/2007/606.html
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[2007] ECHR 606
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GRAND
CHAMBER
CASE OF
VILHO ESKELINEN AND OTHERS v. FINLAND
(Application
no. 63235/00)
JUDGMENT
STRASBOURG
19 April
2007
This
judgment is final but may be subject to editorial revision.
In the case of Vilho Eskelinen and Others v. Finland,
The
European Court of Human Rights, sitting as a Grand Chamber composed
of:
Mr J.-P. Costa,
President,
Mr L. Wildhaber,
Mr C. Rozakis,
Sir
Nicolas Bratza,
Mr
P. Lorenzen,
Mrs
F. Tulkens,
Mr G. Bonello,
Mr R. Türmen,
Mr M. Pellonpää,
Mr K. Traja,
Mr M. Ugrekhelidze,
Mr A. Kovler,
Mr L. Garlicki,
Mr J. Borrego
Borrego,
Ms L. Mijović,
Mr E. Myjer,
Mrs D. Jočienė,
judges
and Mr E. Fribergh, Registrar,
Having
deliberated in private on 20 September 2006 and on 21 February 2007,
Delivers
the following judgment, which was adopted on the last mentioned
date:
PROCEDURE
The
case originated in an application (no. 63235/00) against the Republic
of Finland lodged with the Court under Article 34 of the Convention
for the Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by eight Finnish nationals (“the
applicants”), Senior Constable Vilho Eskelinen, Senior
Constable Arto Huttunen, Sergeant Markku Komulainen, Office
Assistant Lea Ihatsu, Mr Toivo Pallonen (a police officer
who retired on 1 January 1993) and Mrs Päivi Lappalainen, Mr
Janne Lappalainen and Mr Jyrki Lappalainen, who are the heirs of
Mr Hannu Matti Lappalainen (a police officer who died on
22 August 1995), (“the applicants”) on 19
October 2000.
The
applicants, two of whom had been granted legal aid, were represented
by Mr Paavo M. Petäjä and by Mr Pasi Orava, both
lawyers practising in Haapajärvi. The Finnish Government (“the
Government”) were represented by their Agent, Mr Arto Kosonen
of the Ministry for Foreign Affairs.
The
applicants alleged, in particular, that they were denied an oral
hearing in the proceedings concerning their salaries and that the
proceedings were excessive in length.
The
application was allocated to the Fourth Section of the Court (Rule 52
§ 1 of the Rules of Court). On 29 November 2005 it was
declared admissible by a Chamber of that Section, composed of Judges
Bratza, Bonello, Pellonpää, Traja, Garlicki, Borrego
Borrego and Mijović, together with the Section Registrar Mr M.
O'Boyle. The Chamber joined to the merits the question of the
applicability of Article 6 of the Convention. On 21 March 2006
the Chamber relinquished jurisdiction in favour of the Grand Chamber,
neither of the parties having objected to relinquishment (Article 30
of the Convention and Rule 72).
The composition of the Grand Chamber was determined
according to the provisions of Article 27 §§ 2 and 3 of the
Convention and Rule 24 of the Rules of Court. Mr L. Wildhaber, whose
term of office expired after presiding over the hearing, continued to
participate in the examination of the case (Article 23 § 7). Mr
B.M. Zupančič, who was unable to attend the deliberations
on 21 February 2007, was replaced by Mrs F. Tulkens, substitute judge
(Rule 24 § 3).
The
applicants and the Government each filed a memorial on the merits.
The parties replied in writing to each other's observations.
A
hearing took place in public in the Human Rights Building,
Strasbourg, on 20 September 2006 (Rule 59 § 3).
There appeared before the Court:
(a) for the Government
Mr A. Kosonen of the
Ministry for Foreign Affairs, Agent,
Mrs A. Manner of the
Ministry of Justice,
Mrs T. Eränkö, of the Ministry of
the Interior, Advisers;
(b) for the applicants
Mr P. Orava, Counsel,
The
Court heard addresses by Mr Kosonen and Mr Orava and their replies to
questions put by judges.
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The applicants were born in 1955, 1953, 1954, 1956,
1937, 1957, 1983 and 1981 respectively and live in Sonkakoski and
Sonkajärvi.
A. The incorporation of the Sonkajärvi Police
District
The
first five applicants and the late Mr Hannu Matti Lappalainen worked
in the Sonkajärvi Police District. Under a collective agreement
concluded in 1986, they were entitled to a remote-area allowance,
which was added to their salaries as a bonus for working in a remote
part of the country. The amounts of the allowance were calculated on
the basis of a given area's remoteness. By a collective agreement
concluded on 15 March 1988, the remote-area allowance was
abolished. This would have resulted in a reduction of the
salary payable to civil servants whose duty station was Sonkajärvi.
In order to prevent such a reduction, the collective agreement
granted them monthly individual wage supplements from 1 March
1988.
On
1 November 1990 the Sonkajärvi Police District was incorporated
into the Iisalmi Police District by a decision of the Ministry of the
Interior (sisäasiainministeriö, inrikesministeriet).
Following the incorporation, the applicants' duty station changed.
They also lost their individual wage supplements and the length of
their commute allegedly increased by up to 50 kilometres per day as
they had to travel from Sonkajärvi to Iisalmi.
According
to the applicants, following their request of 17 October 1990
to that effect, the Kuopio Provincial Police Command (läänin
poliisijohto, länspolisledningen) promised that their loss
would be compensated.
On
25 March 1991 the Police Department of the Ministry of the Interior,
at the request of the Provincial Police Command, submitted a request
for authorisation for the payment of monthly individual wage
supplements, amounting to 500-700 Finnish marks (FIM) (84-118 euros
(EUR)) per person, to those police officers and other personnel whose
duty station had been changed from Sonkajärvi to Iisalmi. The
request referred to an allegedly analogous case (the Mäntyharju
case) in which the Ministry of Finance (valtiovarainministeriö,
finansministeriet) had granted a request for individual wage
supplements on 29 December 1989. On 3 July 1991 the Ministry of
Finance replied that it could not grant such authorisation. It gave
no reasons for its refusal.
On
1 October 1992 competence to decide on wage supplements in respect of
local police forces was transferred to the County Administrative
Boards (lääninhallitus, länsstyrelsen).
B. The proceedings before the Kuopio County
Administrative Board
On
19 March 1993 the applicants lodged an application requesting that
they be compensated for their loss. They referred to the above
decision in the Mäntyharju case. They also relied on the
principle of equality as laid down in Article 5 of the Constitution
then in force (Suomen hallitusmuoto, Regeringsform för
Finland; Act no. 94/1919).
Four
years later, on 19 March 1997, the request was rejected by the Kuopio
County Administrative Board. It reasoned:
“The civil servants of the former Sonkajärvi
Police District ... have ... requested compensation for the losses
arising from the incorporation of police districts, in response to
which the Provincial Police Command, endorsing the request, submitted
documents to the Police Department of the Ministry of the Interior.
By a letter of 25 March 1991 the Ministry of the Interior
recommended to the Ministry of Finance the retroactive payment from 1
November 1990 of individual wage supplements to those civil servants
whose duty station, after the incorporation, is Iisalmi.
By a letter of 3 July 1991 [the Ministry of Finance]
informed the Ministry of the Interior that it had found that it could
not grant the request.
Following the [Ministry of Finance's] decision,
competence to decide on individual wage supplements was transferred
to the County Administrative Boards. On 28 January 1993, in a
negotiation meeting held by the Provincial Police Command at which
the applicants were represented by Mr Lappalainen, it was noted that
negotiations were pending with regard to the Askola Police District
in the Uusimaa County, which was a corresponding case. As [the
Ministry of Finance], which had the relevant competence, had already
decided the claims concerning the Sonkajärvi Police District, it
was concluded that, on grounds of fairness, the decision in Uusimaa
would be adhered to in the Kuopio County were it to depart from the
view of the Ministry of Finance. The Uusimaa County Administrative
Board rejected the application and the decision was upheld by the
Supreme Administrative Court. No new grounds have been presented in
the letter of 19 March 1993, or in Mr Pallonen's [further and]
separate claim of 17 August 1994, to support the claims which have
already been decided [by the Ministry of Finance].
The County Administrative Board has not learned of any
positive decisions regarding compensation in corresponding cases as
regards the incorporation of police districts anywhere in the country
following the afore-mentioned [Ministry of Finance's] decision.
In 1990, when the incorporation took place, the
Provincial Police Command lacked competence to make any binding
promises as regards the compensation of costs. Its view had been
shown through its support of the application.
The County Administrative Board, using its discretion
and basing itself on the earlier decision by the competent authority,
considers that the decision has acquired a certain res judicata
effect. Emphasizing the principles of equality and fairness, the
County Administrative Board also bases itself on the prevalent
practice throughout the country.”
Meanwhile,
in December 1996 one of the applicants lodged a complaint with the
Chancellor of Justice (oikeuskansleri, justitiekanslern) who,
in his decision of 24 January 1997, drew attention to the fact that
the applicants had still not received any answer to their
application.
C. The proceedings before the Kuopio County
Administrative Court
On
25 April 1997 the applicants appealed against the County
Administrative Board's decision and requested an oral hearing which,
they asserted, would make it possible to establish the facts of the
case, in particular that a promise had been made by the Provincial
Police Command. The Kuopio County Administrative Court (lääninoikeus,
länsrätten) received replies to the appeal from the
Provincial Police Command and the Provincial State Attorney
(lääninasiamies, länsombudet), and these were
communicated to the applicants for comment.
In
its decision of 8 June 1998, the County Administrative Court
reasoned:
“Rectification of wage increases affecting
pensions falls outside the County Administrative Court's competence.
It is not necessary to receive oral testimony from the
parties as regards the Provincial Police Command of the County
Administrative Board's promises concerning the incorporation of
police districts, or on how the case has been otherwise handled, in
order to clarify the case.
In its letter of 25 March 1991, the Ministry of the
Interior proposed to the Ministry of Finance that the Sonkajärvi
Police District be incorporated into the Iisalmi Police District from
1 November 1990 [rightly: the Ministry of the Interior recommended
payment, not incorporation] and that the inconvenience caused by
the change of duty station be compensated in the form of a wage
supplement of FIM 500-700 per month, retroactively from 1 November
1990. In its letter of 3 July 1991 the Ministry of Finance considered
that it could not grant the request. Negotiations were held between
the Police Department of the Ministry of the Interior and the Police
Association (in Finnish Suomen Poliisiliitto ry) on 3
September 1992 and between the Provincial Police Command of the
Kuopio County Administrative Board and the applicants' representative
on 28 January 1993.
Pursuant to section 9(2) of the State Collective
Agreement Decree (as amended on 18 September 1992) the County
Administrative Board has competence to decide on wage supplements in
respect of ... civil servants in the local police forces.
The County Administrative Board must be considered to
have examined the applicants' ... submission dated 19 March 1993 as a
rectification request, referred to in section 84 of the State Civil
Servants Act. The rectification request has been lodged within the
time laid down by section 95(1) of the State Civil Servants Act, if
calculated from the Ministry of Finance's decision of 3 July 1991.
In 1990 the Provincial Police Command of the County
Administrative Board lacked competence to give any binding promises
pertaining to compensation. Competence to decide the matter lay at
that time with the Ministry of Finance, which in its letter of 3 July
1991 had stated that it considered that it could not accede to the
request. Since 1 October 1992 the Country Administrative Board
has had competence to decide on the wages of local police.
The County Administrative Board has in its decision,
subject to appeal, based itself on the decision by the former
competent authority and on the fact that after 3 July 1991
no compensation had been awarded to personnel in other cases in which
incorporation had taken place. The decision is therefore based on the
prevalent practice at that time in the entire country. The decision
cannot be considered unreasonable in those circumstances. It has been
possible to dismiss the request for rectification.”
D. The proceedings before the Supreme Administrative
Court
On
7 July 1998 the applicants appealed further, requesting an oral
hearing and emphasising that similar wage supplements had been
granted to personnel from other police districts in corresponding
situations. They relied, for example, on a decision of 10 January
1997 by the Pohjois-Karjala County Administrative Board, granting a
police officer an individual wage supplement from 1 December 1996
following incorporation of the Valtimo Police District into the
Nurmes Police District.
On
27 April 2000 the Supreme Administrative Court (korkein
hallinto-oikeus, högsta förvaltningsdomstolen), having
received observations from the Provincial Police Command and the
Provincial State Attorney and having communicated them to the
applicants for comment, upheld the lower court's decision. It
reasoned:
“The Supreme Administrative Court has examined the
case.
The promises made by the Provincial Police Command of
the Kuopio County Administrative Board as regards compensation for
costs arising from the incorporation of police districts have no
legal relevance to the case. Thus, the holding of an oral hearing is
manifestly unnecessary. Accordingly, the Supreme Administrative
Court, having regard to section 38(1) of the Administrative Judicial
Procedure Act, refuses [the appellants'] request for an oral hearing.
In their letter of 19 March 1993 [the appellants]
requested compensation in the form of individual wage supplements of
costs arising from the incorporation of their police district. On 1
October 1992 competence to decide on wages in respect of local police
forces was transferred to the County Administrative Board pursuant to
section 9(2) of the State Collective Agreement Decree (as amended on
18 September 1992).
[The appellants] have no statutory right to the
individual wage supplement in question. The Kuopio County
Administrative Board has not overstepped its margin of appreciation.
The County Administrative Board's decision is not in breach of the
law. Therefore, the Supreme Administrative Court, having regard to
section 7(1) of the Administrative Judicial Procedure Act, finds that
there is no reason to amend the outcome of the County Administrative
Board's decision, which accordingly remains final.”
II. RELEVANT DOMESTIC LAW AND PRACTICE
A. Individual wage supplements
The
implementing instruction of 26 April 1988 on the application of the
collective agreement with regard to the payment of a cold-area
allowance to civil servants provided:
“A civil servant working (before 29 February
1988) in a municipality not covered by the new collective agreement
is entitled to an individual wage supplement ... as long as he or she
is working in the municipality giving rise to an entitlement to such
an allowance. Where a civil servant entitled to an individual wage
supplement is ordered, temporarily or as a substitute, to perform the
duties of another civil servant, or where his or her duty station is
transferred to a municipality in which the previous remote-area
allowance has not been paid, the said civil servant will not be paid
the individual wage supplement during the period he or she is
performing those other duties because, in order to receive the wage
supplement, the civil servant has to perform his or her duties in a
municipality giving rise to entitlement to the wage supplement.”
According
to the applicants, this instruction was not relevant to the present
case, in that it allegedly concerned only temporary transfers,
whereas the transfer of the applicants' place of duty had been of a
permanent nature.
In
its request of 25 March 1991 the Police Department of the Ministry of
the Interior referred to an allegedly analogous case in which the
Ministry of Finance had on 29 December 1989 granted a request for
individual wage supplements following the incorporation of the
Pertunmaa Police District into that of the Mäntyharju Police
District (the Mäntyharju case).
On
3 July 1991 the Ministry of Finance refused a request for
compensation for commute costs lodged by a civil servant, whose duty
station had changed following the incorporation of the Askola Police
District into that of the Mäntsälä and Porvoo Police
District. The decision was upheld by the Uusimaa County
Administrative Board and the Supreme Administrative Court on 7 April
1993 and 7 December 1994 respectively.
By
a decision of 10 January 1997 the Pohjois-Karjala County
Administrative Board granted a police officer a cold-area allowance
at level 1 plus an individual wage supplement compensating for
the difference between level 2 (Valtimo) and level 1 (Nurmes) of the
cold area allowance following the incorporation of the Valtimo Police
District into the Nurmes Police District (the Nurmes case).
B. Oral hearings
Section
38 (1) of the Administrative Judicial Procedure Act
(hallintolainkäyttölaki, förvaltningsprocesslagen;
Act no. 586/1996) provides that an oral hearing must be held if
requested by a private party. An oral hearing may however be
dispensed with if a party's request is ruled inadmissible or
immediately dismissed or if an oral hearing would be clearly
unnecessary due to the nature of the case or other circumstances.
The
explanatory report on the Government Bill (no. 217/1995) for the
enactment of the Administrative Judicial Procedure Act examines the
right to an oral hearing as provided by Article 6 of the Convention
and the possibility in administrative matters to dispense with the
hearing when it would be clearly unnecessary, as stated in section
38(1) of the said Act. It notes that an oral hearing contributes to a
focussed and immediate procedure but since it does not always bring
any added value, it must be ensured that the flexibility and
cost-effectiveness of the administrative procedure is not undermined.
An oral hearing is to be held when it is necessary for the
clarification of the issues and the hearing can be considered
beneficial for the case as whole.
III. RELEVANT INTERNATIONAL LAW AND PRACTICE
The
international law and practice from which the Court sought guidance
in the case of Pellegrin v. France ([GC], no. 28541/95,
ECHR 1999 VIII) has been outlined in that judgment (see §§
37-41).
Article 47 of the Charter of Fundamental Rights
of the European Union, proclaimed
on 7 December 2000, on the right to an effective remedy and a
fair trial, provides:
“Everyone whose rights and freedoms guaranteed by
the law of the Union are violated has the right to an effective
remedy before a tribunal in compliance with the conditions laid down
in this Article.
Everyone is entitled to a fair and public hearing within
a reasonable time by an independent and impartial tribunal previously
established by law. Everyone shall have the possibility of being
advised, defended and represented.
Legal aid shall be made available to those who lack
sufficient resources insofar as such aid is necessary to ensure
effective access to justice.”
30. The
Explanations Relating to the Charter of Fundamental Rights,
originally prepared under the authority of the Praesidium of the
Convention which drafted the Charter and finally integrated in the
Final Act of the Treaty establishing a Constitution for Europe, do
not have equal authority as the Charter. However, they are a
“valuable tool of interpretation intended to clarify the
provisions of the Charter”:
Extract:
“The second paragraph [of Article 47] corresponds
to Article 6(1) of the ECHR which reads as follows:
'In the determination of his civil rights and
obligations or of any criminal charge against him, everyone is
entitled to a fair and public hearing within a reasonable time by an
independent and impartial tribunal established by law. Judgment shall
be pronounced publicly but the press and public may be excluded from
all or part of the trial in the interests of morals, public order or
national security in a democratic society, where the interests of
juveniles or the protection of the private life of the parties so
require, or to the extent strictly necessary in the opinion of the
court in special circumstances where publicity would prejudice the
interests of justice.'
In Union law, the right to a fair hearing is not
confined to disputes relating to civil law rights and obligations.
That is one of the consequences of the fact that the Union is a
community based on the rule of law as stated by the Court in
Case 294/83, 'Les Verts' v European Parliament
(judgment of 23 April 1986, [1988] ECR 1339). Nevertheless, in
all respects other than their scope, the guarantees afforded by the
ECHR apply in a similar way to the Union.”
It
follows that Article 47, in the context of European Union law, is not
confined to civil rights and obligations or to criminal matters
within the meaning of Article 6 of
the Convention. In this respect the Charter codified existing
case-law of the Court of Justice of the European Communities (see the
case of Marguerite Johnston v. Chief Constable of the Royal
Ulster Constabulary, Case 222/84, [1986] ECR 1651, referred to in
§ 60 below).
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 6 § 1 OF THE
CONVENTION
The
applicants complained under Article 6 § 1 of the
Convention about the excessive length of the proceedings concerning
the terms of their employment as civil servants and about the lack of
an oral hearing before any of the domestic instances.
The
relevant provision reads:
“In the determination of his civil rights and
obligations ..., everyone is entitled to a fair and public hearing
within a reasonable time by [a] ... tribunal ...”
A. The parties' submissions
1. The applicants
The
applicants contested the Government's contention that Article 6 did
not apply to some of them in their capacity as police officers. They
emphasised that their service and their salaries were not related to
the exercise of powers conferred by public law. What was at stake was
their right to their salaries. That right was of a private-law
character. The amount of their salaries was a contractual matter
regulated by the collective agreement between the employee and the
employer. The applicants emphasised that they had not complained
about the fact that their offices were ordered to move from one
location to another. Neither did the case concern the use of public
authority, hiring, career or termination of employment. The dispute
also had relevance to the amount of their pensions.
The
applicants considered that the proceedings had begun on
17 October 1990 when they had lodged their initial
application. On 3 July 1991 the Ministry of Finance had
rendered its decision. On 19 March 1993 after nearly two
years of futile negotiations with the State, the applicants had
petitioned the County Administrative Board. The procedures in the
Ministry of the Interior and the County Administrative Board were
relevant because they had been a necessary prerequisite for obtaining
a decision in the case. The applicants could not have seized the
County Administrative Court without having obtained the Board's
decision first. The proceedings ended on 27 April 2000. They rejected
the Government's contention that it had been imperative to await the
outcome of the Askola case, arguing that that case had not
been comparable to theirs. In any event, the resolution of that case
had become final on 7 December 1994. The applicants had
acted speedily. The case had concerned their basic livelihood.
Lastly,
the applicants maintained that a hearing should have been held with a
view to taking oral testimony from them about the particular facts of
the case. The administration had promised them compensation. In fact,
section 38 (1) of the Administrative Judicial Procedure Act required
that a hearing be held since a hearing was not manifestly
unnecessary.
2. The Government
The
Government contested the applicability of Article 6 on the ground
that the applicants' duties, except for those of the office
assistant, entailed direct participation in the exercise of powers
conferred by public law and duties designed to safeguard the general
interests of the State (in this connection, they referred to
Pellegrin v. France, cited above, § 66). Whether the
duties of the office assistant applicant included indirect
participation was less obvious. However, the Government referred to
the Court's reasoning in Verešová v. Slovakia
((dec.), no. 70497/01, 1 February 2005) in which it found
that Article 6 was inapplicable to a lawyer serving in the police and
held that “having regard to the nature of the functions and
responsibilities which [the police] incorporates, the applicant's
employment can be regarded as a direct participation in [the]
exercise of the public authority and functions aiming at safeguarding
the general interests of the State”. The rights and obligations
of police officers had a distinctly “public” rather than
a “civil” aspect for the purposes of Article 6. The
alleged fact that the applicants' pecuniary interests were at stake
did not suffice to bring the proceedings within the ambit of Article
6 since “proceedings do not become civil merely because they
raise an economic issue” (see Pierre-Bloch v. France,
judgment of 21 October 1997, Reports of Judgments and
Decisions 1997 VI, p. 2223, § 51). Accordingly,
the complaints were incompatible ratione materiae with the
Convention.
The
Government also contested applicability on the ground that there was
no statutory right to the wage supplement in question. The applicants
had no right or entitlement to the wage supplement based on the
collective agreement and the implementing instruction concerning the
payment of wage supplements instead of the earlier remote-area
allowance. Thus, the complaints of all the applicants were
incompatible ratione materiae with the Convention in this
regard.
Were
the Court to hold otherwise, the Government submitted that in any
event there had been no breach of Article 6 § 1 of the
Convention. In their view the proceedings had begun on 25 April
1997 when the applicants had lodged their application with the County
Administrative Court and had ended on 27 April 2000 with the Supreme
Administrative Court's decision. The case had not been complex; the
County Administrative Board had stayed the proceedings partly because
it had wished to wait for the outcome of the Askola case with
a view to treating personnel from different police districts in an
equal manner, although the matter had already been decided in respect
of the applicants. The fact that it had taken the County
Administrative Board four years to examine the applicants' request
could not be taken into account, as that procedure had not amounted
to court proceedings and was thus not relevant in calculating the
length of the proceedings. The case had not involved basic
subsistence and had not therefore, or on any other ground, been
particularly urgent. There had been efforts to resolve the case by
way of negotiation between 3 July 1991 and 19 March 1993. During
the negotiations the applicants had been informed that a wage
supplement could only be granted if the Supreme Administrative Court
amended the decision of the lower court in the Askola case.
As
to the lack of a hearing, the Government pointed out that the County
Administrative Court had found that the facts which the applicants
wished to present in an oral hearing had no relevance for the outcome
of the case and that the Supreme Administrative Court had found that
the promises made by the Provincial Police Command had no legal
relevance, both courts finding an oral hearing unnecessary. The
applicants had been given an opportunity to provide additional
written observations. The issue at stake had been technical and based
on the relevant documents. There had been no questions of fact or law
that could not have been adequately resolved on the basis of the case
file and the parties' written submissions. No additional information
could have been gathered by hearing any of the applicants in person.
B. The Court's assessment
1. Applicability of Article 6
The
Government have contested the applicability of Article 6 on two
grounds, namely whether there was a “right” and whether
it was “civil” in nature.
(a) Existence of a right
First,
the Court will examine whether there existed a “right” in
the present case. According to the principles enunciated in its
case-law (see, inter alia, Pudas v. Sweden, judgment of
27 October 1987, Series A no. 125 A, p. 14, § 31),
the dispute over a “right”, which can be said at least on
arguable grounds to be recognised under domestic law, must be genuine
and serious; it may relate not only to the actual existence of a
right but also to its scope and the manner of its exercise; and,
finally, the result of the proceedings must be directly decisive for
the right in question.
The
Court notes that it has not been disputed that the Provincial Police
Command had promised the applicants compensation. The case file also
discloses that individual wage supplements were granted in situations
which were not entirely dissimilar from that of the applicants. Nor
did the national courts dismiss the applicants' claims as lacking any
basis. While it is true that their claims were rejected, the
Administrative Courts may be regarded as having examined the merits
of the application and in so doing they determined the dispute over
their rights. The Court considers that against such a background the
applicants could claim to have a right on arguable grounds (see,
inter alia, Neves e Silva v. Portugal, judgment of
27 April 1989, Series A no. 153 A, p. 14, § 37).
(b) Civil nature of the right
Secondly,
the Court has examined the Government's argument, relying on
Pellegrin (cited above), that Article 6 is not applicable
since disputes raised by servants of the State such as police
officers over their conditions of service are excluded from its
ambit. The present case concerns proceedings in which it was
determined whether the first five applicants, and the late Mr Hannu
Matti Lappalainen, who were civil servants, were entitled to receive
a wage supplement. In order to determine this question the Court must
recall the background to and the ratio of the Pellegrin
judgment and how this has been applied in practice in subsequent
cases.
1. Summary of the case-law
Before
the Pellegrin judgment the Court had held that disputes
relating to the recruitment, careers and termination of service of
civil servants were as a general rule outside the scope of Article 6
§ 1. That general principle of exclusion had however been
limited and clarified in a number of judgments. For example, in the
cases of Francesco Lombardo v. Italy (judgment of 26 November
1992, Series A no. 249 B, p. 26-27, § 17) and Massa
v. Italy (judgment of 24 August 1993, Series A no. 265 B, p.
20, § 26) the Court had considered that the applicants'
complaints related neither to the “recruitment” nor to
the “careers” of civil servants and only indirectly to
“termination of service” as they consisted in claims for
purely pecuniary rights arising in law after termination of service.
In those circumstances and in view of the fact that the Italian State
was not using “discretionary powers” in performing its
obligation to pay the pensions in issue and could be compared to an
employer who was a party to a contract of employment governed by
private law, the Court had held that the applicants' claims were
“civil” in nature within the meaning of Article 6 § 1.
On
the other hand, in the case of Neigel v. France (judgment of
17 March 1997, Reports 1997 II, p. 411, § 44)
the decision contested by the applicant, namely the refusal to
reinstate her to a permanent post in the civil service, had been held
by the Court to concern “her 'recruitment', her 'career' and
the 'termination of [her] service'”. Nor did the applicant's
claim for payment of the salary she would have received if she had
been reinstated render Article 6 § 1 applicable as an award of
such compensation by the administrative court was “directly
dependent on a prior finding that the refusal to reinstate [had been]
unlawful”. The Court had accordingly decided that the dispute
did not concern a “civil” right within the meaning of
Article 6 § 1.
According
to other judgments, Article 6 § 1 had applied where the claim in
issue related to a “purely economic” right – such
as payment of salary (see the De Santa v. Italy, Lapalorcia
v. Italy and Abenavoli v. Italy judgments of 2 September
1997, Reports 1997-V, p. 1663, § 18; p. 1677, § 21;
and p. 1690, § 16 respectively) – or an “essentially
economic” one (see the Nicodemo v. Italy, judgment of 2
September 1997, Reports 1997-V, p. 1703, § 18)
and did not mainly call in question “the authorities'
discretionary powers” (see Benkessiouer v. France and
Couez v. France, judgments of 24 August 1998, Reports
1998-V, pp. 2287-88, §§ 29-30; and p. 2265, § 25
respectively; Le Calvez v. France, judgment of 29 July 1998,
Reports 1998-V, pp. 1900-01, § 58; and Cazenave de la
Roche v. France, judgment of 9 June 1998, Reports
1998-III, p. 1327, § 43).
When
the Court came to review the situation in the case of Pellegrin
(§ 60) it considered that the above case-law contained a degree
of uncertainty for Contracting States as to the scope of their
obligations under Article 6 § 1 in disputes raised by employees
in the public sector over their conditions of service. The Court
sought to put an end to that uncertainty by establishing an
autonomous interpretation of the term “civil service”
which would make it possible to afford equal treatment to public
servants performing equivalent or similar duties in the States
Parties to the Convention, irrespective of the domestic system of
employment and, in particular, whatever the nature of the legal
relation between the official and the administrative authority.
To
that end the Court introduced a functional criterion based on the
nature of the employee's duties and responsibilities. The holders of
posts involving responsibilities in the general interest or
participation in the exercise of powers conferred by public law
wielded a portion of the State's sovereign power. The State therefore
had a legitimate interest in requiring of these officials a special
bond of trust and loyalty. On the other hand, in respect of other
posts which did not have this “public administration”
aspect, there was no such interest (see the judgment cited above, §
65). The Court therefore ruled that the only disputes excluded from
the scope of Article 6 § 1 were those which were raised by
public servants whose duties typified the specific activities of the
public service in so far as the latter was acting as the depositary
of public authority responsible for protecting the general interests
of the State or other public authorities. A manifest example of such
activities was provided by the armed forces and the police (see
§ 66). It concluded that no disputes between administrative
authorities and employees who occupied posts involving participation
in the exercise of powers conferred by public law attracted the
application of Article 6 § 1 (§ 67).
The
Court observes that Pellegrin was categorical in its wording;
where the post belonged to the said category, all disputes were
excluded from Article 6 irrespective of their nature. It allowed only
one exception: disputes concerning pensions all came within the ambit
of Article 6 § 1 because, on retirement, the special bond
between the employees and the authorities was broken; the employees
then found themselves in a situation exactly comparable to that of
employees under private law in that the special relationship of trust
and loyalty binding them to the State had ceased to exist and the
employee could no longer wield a portion of the State's sovereign
power (see the judgment cited above, § 67).
It
is important to note that the Court emphasised that in applying a
functional criterion it must adopt a restrictive interpretation, in
accordance with the object and purpose of the Convention, of the
exceptions to the safeguards afforded by Article 6 §1 (§§
64-67). This was to limit the cases in which public servants could be
denied the practical and effective protection afforded to them (as
confirmed in Frydlender v. France [GC], no. 30979/96,
§ 40, ECHR 2000 VII).
2. Whether there is a need for a
development of the case-law
The
Pellegrin judgment, which is the most recent significant link
in the chain of development of the case-law, was intended to provide
a workable concept by which it was to be ascertained, on a
case-by-case basis, whether the applicant's post entailed – in
the light of the nature of the duties and responsibilities
appertaining to it – direct or indirect participation in the
exercise of powers conferred by public law and duties designed to
safeguard the general interests of the State or of other public
authorities. It then had to be determined whether the applicant, in
the framework of one of these categories of posts, did indeed
exercise functions which could be characterised as falling within the
exercise of public power, that is, whether the applicant's position
within the State hierarchy was sufficiently important or elevated to
speak of a participation in wielding State power.
The
present case, however, highlights that the application of the
functional criterion may itself lead to anomalous results. At the
material time the applicants were employed by the Ministry of the
Interior. Five of them were employed as police officers, which
typifies the specific activities of the public service as defined
above. This entailed participating directly in the exercise of powers
conferred by public law and the performance of duties designed to
safeguard the general interests of the State. The functions of the
office assistant applicant were purely administrative, without any
decision-making competence or other exercise directly or indirectly
of public power. Her functions were thus not distinguishable from any
other office assistant in public or private employment. As noted
above, Pellegrin expressly mentioned the police as a manifest
example of activities belonging to the exercise of public authority,
thus excluding a whole category of persons from the scope of Article
6. On a strict application of the Pellegrin approach it would
appear that the office assistant applicant in the present case would
enjoy the guarantees of Article 6 § 1, whereas there is no doubt
that the police officer applicants would not. This would be so
irrespective of the fact that the dispute was identical for all the
applicants.
Further,
an examination of the cases decided since Pellegrin shows that
ascertaining the nature and status of the applicant's functions has
not been an easy task; nor has the category of public service in
which the applicant works always been clearly distinguishable on the
basis of his or her actual role. In some cases it has not been
apparent the extent to which inclusion in a particular sector of
public service was sufficient to remove the applicability of Article
6 without consideration of the nature of the individual's
responsibilities.
For
example, in Kępka v. Poland ((dec.), nos. 31439/96 and
35123/97, ECHR 2000 IX) the Court found that, although the
applicant, unfit for fire-fighting duties, worked throughout his
career in the national fire service as a lecturer, his duties, which
involved research and access to information of a sensitive nature,
had to be regarded as falling within the sphere of national defence,
in which the State exercised sovereign power, and as having entailed,
at least indirectly, participation in the performance of duties
designed to safeguard the general interests of the State (see, a
contrario, Frydlender v. France, cited above, § 39).
Accordingly, Article 6 was inapplicable. By way of further example,
in Kanayev v. Russia, (no. 43726/02, § 18, 27
July 2006), where the applicant was an active officer of the Russian
navy, a third-rank captain, and thus in that capacity “wielded
a portion of the State's sovereign power”, Article 6 § 1
was held not to apply, even though the dispute related to
non-enforcement of a court judgment in his favour which related to
disputed travel expenses. In Verešová v. Slovakia
(cited above), Article 6 § 1 was excluded in respect of a
lawyer working for the police on the basis of the nature of the
functions and responsibilities of the police service as a whole,
without any apparent consideration of her own individual role in the
organisation.
Furthermore,
it is particularly striking that, taken literally, the “functional
approach” requires that Article 6 be excluded from application
to disputes where the position of the applicant as a State official
does not differ from the position of any other litigant, or, in other
words, where the dispute between the employee and the employer is not
especially marked by a “special bond of trust and loyalty”.
That
it was the applicant's position and not the nature of the dispute
which was decisive was, however, confirmed in the case of Martinie
v. France ([GC], no. 58675/00, § 30, 12 April 2006)
where the Grand Chamber concluded that Article 6 § 1 was
applicable, as the Chamber had done (admissibility decision of 13
January 2004), but on the basis of different reasoning. It had regard
to the fact that the applicant was a civil servant who worked as an
accountant for a school, without any participation in the exercise of
public powers, whereas the Chamber had mainly had regard to the
nature of the dispute between the applicant and the State, namely his
liability to repay unauthorised payments, in reaching the conclusion
that the obligations of the applicant were “civil” ones
within the meaning of Article 6 § 1, with private-law features
predominating in this case.
The
Court can only conclude that the functional criterion, as applied in
practice, has not simplified the analysis of the applicability of
Article 6 in proceedings to which a civil servant is a party or
brought about a greater degree of certainty in this area as intended
(see, mutatis mutandis, Perez v. France [GC], no.
47287/99, § 55, ECHR 2004 I.).
It
is against this background and for these reasons that the Court finds
that the functional criterion adopted in the case of Pellegrin
must be further developed. While it is in the interests of legal
certainty, foreseeability and equality before the law that the Court
should not depart, without good reason, from precedents laid down in
previous cases, a failure by the Court to maintain a dynamic and
evolutive approach would risk rendering it a bar to reform or
improvement (see, mutatis mutandis, Mamatkulov and Askarov
v. Turkey [GC], nos. 46827/99 and 46951/99, § 121, ECHR
2005 I.).
Pellegrin
should be understood against the background of the Court's previous
case-law and as constituting a first step away from the previous
principle of inapplicability of Article 6 to the civil service,
towards partial applicability. It reflected the basic premise that
certain civil servants, because of their functions, are bound by a
special bond of trust and loyalty towards their employer. However, it
is evident from the cases decided since, that in very many
Contracting States access to a court is accorded to civil servants,
allowing them to bring claims for salary and allowances, even
dismissal or recruitment, on a similar basis to employees in the
private sector. The domestic system, in such circumstances, perceives
no conflict between the vital interests of the State and the right of
the individual to protection. Indeed, while neither the Convention
nor its Protocols guarantee a right of recruitment to the civil
service, it does not follow that in other respects civil servants
fall outside the scope of the Convention (see, mutatis mutandis,
Abdulaziz, Cabales and Balkandali, judgment of 28 May 1985,
Series A no. 94, pp. 31-32, § 60; and Glasenapp v. Germany,
judgment of 28 August 1986, Series A no. 104, p. 26, § 49).
Furthermore,
Articles 1 and 14 of the Convention stipulate that “everyone
within [the] jurisdiction” of the Contracting States must enjoy
the rights and freedoms in Section I “without discrimination on
any ground” (see, mutatis mutandis, Engel and Others
v. the Netherlands, judgment of 8 June 1976, Series A no.
22, p. 23, § 54). As a general rule, the guarantees in the
Convention extend to civil servants (see, mutatis mutandis,
Schmidt and Dahlström v. Sweden, judgment of 6 February
1976, Series A no. 21, p. 15, § 33; Engel and Others v.
the Netherlands, cited above, p. 23, § 54; Glasenapp v.
Germany, cited above, p. 26, § 49; and Ahmed and
Others v. the United Kingdom, judgment of 2 September 1998,
Reports 1998 VI, p. 2378, § 56).
Adopting
the restrictive interpretation of the functional criterion advocated
in Pellegrin itself, there should therefore be convincing
reasons for excluding any category of applicant from the protection
of Article 6 § 1. In the present case, where the applicants,
police officers and administrative assistant alike, had, according to
the national legislation, the right to have their claims for
allowances examined by a tribunal, no ground related to the effective
functioning of the State or any other public necessity has been
advanced which might require the removal of Convention protection
against unfair or lengthy proceedings.
Looking
to European law generally, which provides useful guidance (see
Christine Goodwin v. the United Kingdom [GC], no. 28957/95,
§§ 43-45, 92 and 100, ECHR 2002 VI; Posti and
Rahko v. Finland, no. 27824/95, § 54, ECHR 2002 VII;
and Meftah and Others v. France [GC], nos. 32911/96, 35237/97
and 34595/97, § 45, ECHR 2002 VII), the Court
notes that Pellegrin sought support in the categories of
activities and posts listed by the European Commission and by the
Court of Justice of the European Communities in connection with the
exception to the freedom of movement (§ 66). However, the Court
would observe that the Luxembourg Court itself applies a wider
approach in favour of judicial control, as shown by its landmark
judgment in the case of Marguerite
Johnston v. Chief Constable of the Royal Ulster Constabulary
(Case 222/84, [1986] ECR 1651, § 18) brought by a female
police officer on the basis of the Directive on non-discrimination.
The Luxembourg Court reasoned:
“The requirement of judicial control stipulated
[in Article 6 of Council Directive No. 76/207] reflects a general
principle of law which underlies the constitutional traditions common
to the Member States. That principle is also laid down in articles 6
and 13 of the European Convention for the Protection of Human Rights
and Fundamental Freedoms of 4 November 1950. As the European
Parliament, Council and Commission recognized in their joint
declaration of 5 April 1977 ... and as the court has recognized in
its decisions, the principles on which that Convention is based must
be taken into consideration in Community law.”
This
and other case-law in areas having a connection with community law
indicate that the scope of applicability of judicial control in EU
law is wide. If an individual can
rely on a material right guaranteed by community law, his or her
status as a holder of public power does not render the requirements
of judicial control inapplicable. Moreover, the broad scope of
the effective judicial control has been emphasised by the Luxembourg
Court's reference to both Articles 6 and 13 of the Convention (see
the Marguerite Johnston case, cited above, and the case
of Panayotova and Others v Minister voor Vreemdelingenzaken en
Integratie, Case C-327/02,
[2004], ECR I-00000, § 27), as well as by the Charter on
Fundamental Rights (see above §§ 29-30).
The
Court recognises the State's interest in controlling access to a
court when it comes to certain categories of staff. However, it is
primarily for the Contracting States, in particular the competent
national legislature, not the Court, to identify expressly those
areas of public service involving the exercise of the discretionary
powers intrinsic to State sovereignty where the interests of the
individual must give way. The Court exerts its supervisory role
subject to the principle of subsidiarity (see Z and Others v. the
United Kingdom [GC], no. 29392/95, § 103, ECHR 2001 V).
If a domestic system bars access to a court, the Court will verify
that the dispute is indeed such as to justify the
application of the exception to the guarantees of Article 6. If it
does not, then there is no issue and Article 6 § 1 will apply.
It
should be emphasised, however, that this situation is distinct from
other cases, which due to the claims being made are regarded as
falling outside the civil and criminal heads of Article 6 § 1 of
the Convention (see, inter alia, for the assessment of tax
Ferrazzini v. Italy ([GC], no. 44759/98, ECHR 2001 VII);
for matters of asylum, nationality and residence in a country,
Maaouia v. France ([GC], no. 39652/98, ECHR 2000 X); and
for the adjudication of election disputes in respect of members of
Parliament, Pierre-Bloch v. France, cited above). The
reasoning in this case is therefore limited to the situation of civil
servants.
To
recapitulate, in order for the respondent State to be able to rely
before the Court on the applicant's status as a civil servant in
excluding the protection embodied in Article 6, two conditions must
be fulfilled. Firstly, the State in its national law must have
expressly excluded access to a court for the post or category of
staff in question. Secondly, the exclusion must be justified on
objective grounds in the State's interest. The mere fact that the
applicant is in a sector or department which participates in the
exercise of power conferred by public law is not in itself decisive.
In order for the exclusion to be justified, it is not enough for the
State to establish that the civil servant in question participates in
the exercise of public power or that there exists, to use the words
of the Court in the Pellegrin judgment, a “special bond
of trust and loyalty” between the civil servant and the State,
as employer. It is also for the State to show that the subject matter
of the dispute in issue is related to the exercise of State power or
that it has called into question the special bond. Thus, there can in
principle be no justification for the exclusion from the guarantees
of Article 6 of ordinary labour disputes, such as those relating to
salaries, allowances or similar entitlements, on the basis of the
special nature of relationship between the particular civil servant
and the State in question. There will, in effect, be a presumption
that Article 6 applies. It will be for the respondent Government
to demonstrate, first, that a civil-servant applicant does not have a
right of access to a court under national law and, second, that the
exclusion of the rights under Article 6 for the civil servant is
justified.
In
the present case it is common ground that the applicants all had
access to a court under national law. Accordingly, Article 6 § 1
is applicable.
The
Court would note that its conclusion concerning the applicability of
Article 6 is without prejudice to the question of how the various
guarantees of that Article (for example, the scope of review required
of the national courts; see Zumtobel v. Austria, judgment of
21 September 1993, Series A no. 268 A, p. 14, § 32)
should be applied in disputes concerning civil servants. In the
present case, the Court needs to consider only two such guarantees,
namely those relating to the length of the proceedings and to oral
hearings.
2. Compliance with Article 6
(a) Length of the proceedings
The
Court reiterates that in civil matters the reasonable time may begin
to run, in some circumstances, even before the issue of the writ
commencing proceedings before the court to which the plaintiff
submits the dispute (see Golder v. the United Kingdom,
judgment of 21 February 1975, Series A no. 18, p. 15, § 32).
This is the situation in the applicants' case, since they could not
seize the County Administrative Court before receiving, on their
rectification request (see paragraph 19), a decision which could be
appealed against (see, mutatis mutandis, König v.
Germany, judgment of 28 June 1978, Series A no. 27, p. 33, §
98, Janssen v. Germany, no. 23959/94, § 40, 20
December 2001, and Hellborg v. Sweden, no. 47473/99, § 59,
28 February 2006).
Consequently,
in the present case, the reasonable time stipulated by Article 6 §
1 started to run on the day the applicants lodged their application
with the County Administrative Board, which they did on 19 March 1993
(see the preceding paragraph). It is undisputed that the proceedings
ended with the Supreme Administrative Court's decision of 27 April
2000. Thus, they lasted over seven years.
The
Court will assess the reasonableness of the length of the proceedings
in the light of the particular circumstances of the case and having
regard to the criteria laid down in its case-law, in particular the
complexity of the case and the conduct of the applicant and of the
relevant authorities. On the latter point, what was at stake for the
applicant has also to be taken into account (see Philis v. Greece
(no. 2), judgment of 27 June 1997, Reports 1997-IV,
p. 1083, § 35).
The
Court agrees with the parties that the case was not a complex one.
The issue at stake was unexceptional.
As
to the conduct of the applicants, they did not prolong the
proceedings. As concerns the conduct of the authorities, the Court
observes that the County Administrative Board received the petition
on 19 March 1993. It received the responses to the
application and subsequently communicated them to the applicants for
comments, rendering its decision on 19 March 1997. It thus took
it four years to examine the case. This lapse of time is explained
neither by the procedural steps taken nor by any perceived need to
await the outcome of the Askola case which had already become
final on 7 December 1994.
As
to the proceedings before the County Administrative Court and the
Supreme Administrative Court the Court finds that these two instances
took some three years in total. It considers that these proceedings
do not give rise to any issues as such.
In
sum, the Court concludes that there were delays in the proceedings
before the County Administrative Board for which it has found no
sufficient explanation. There has therefore been a violation of
Article 6 § 1 of the Convention on account of the
length of the proceedings.
(b) Oral hearing
The
applicable principles are outlined in the Court's judgment in the
case of Jussila v. Finland ([GC], no. 73053/01, §§
40-45).
In
the present case, the applicants' purpose in requesting a hearing was
to demonstrate that the police administration had promised them that
their economic loss would be compensated. The administrative courts
found in the circumstances that an oral hearing was manifestly
unnecessary as the alleged promise lacked relevance. The Court finds
force in the Government's argument that any issues of fact and law
could be adequately addressed in, and decided on the basis of,
written submissions.
The
Court further observes that the applicants were not denied the
possibility of requesting an oral hearing, although it was for the
courts to decide whether a hearing was necessary (see, mutatis
mutandis, Martinie v. France, cited above, § 44).
The administrative courts gave such consideration with reasons. Since
the applicants were given ample opportunity to put forward their case
in writing and to comment on the submissions of the other party, the
Court finds that the requirements of fairness were complied with and
did not necessitate an oral hearing.
There
has, accordingly, been no violation of Article 6 § 1 of the
Convention on account of the lack of an oral hearing.
II. ALLEGED VIOLATION OF ARTICLE 13 OF THE CONVENTION
The
applicants claimed to be victims of a breach of Article 13 of the
Convention, which reads:
“Everyone whose rights and freedoms as set forth
in [the] Convention are violated shall have an effective remedy
before a national authority notwithstanding that the violation has
been committed by persons acting in an official capacity.”
A. The parties' submissions
1. The applicants
The
applicants maintained that the lengthy proceedings had made their
appeals ineffective. The avenue of appeal had thus not been an
effective one.
2. The Government
The
Government considered that as there had been no violation of Article
6, there existed no arguable claim under Article 13. Should the Court
take another view, they submitted that the complaint was unfounded as
the applicants had appealed against the County Administrative Board's
decision at two court levels. As to the length of the proceedings,
the applicants had had an effective remedy, as proved by the fact
that one of the applicants lodged a successful complaint with the
Chancellor of Justice, who drew the Board's attention to tardiness in
the proceedings. The Government also relied on the principle that
although no single remedy might itself entirely satisfy the
requirements of Article 13, the aggregate of remedies provided for
under domestic law might do so (see, for example, X v. the United
Kingdom, judgment of 5 November 1981, Series A no. 46, p. 26, §
60; Van Droogenbroeck v. Belgium, judgment of 24 June 1982,
Series A no. 50, p. 32, § 56; and Leander v. Sweden,
judgment of 26 March 1987, Series A no. 116, §§ 77 and
81-82). In addition, the “authority” referred to in
Article 13 did not necessarily have to be a judicial authority.
B. The Court's assessment
The
Court has interpreted the applicants' complaint under Article 13 to
mean that they claim that they had no way of speeding up the domestic
proceedings. Since the Convention right asserted by the applicants is
the right to a “hearing within a reasonable time”
guaranteed by Article 6 § 1, the Court must determine
the scope of the respondent State's obligation under Article 13 to
provide the applicants with “an effective remedy before a
national authority”.
As
the Court has held on many occasions, Article 13 of the Convention
guarantees the availability at national level of a remedy to enforce
the substance of the Convention rights and freedoms in whatever form
they may happen to be secured in the domestic legal order. The effect
of Article 13 is thus to require the provision of a domestic remedy
to deal with the substance of an “arguable complaint”
under the Convention and to grant appropriate relief. The scope of
the Contracting States' obligations under Article 13 varies depending
on the nature of the applicant's complaint; however, the remedy
required by Article 13 must be “effective” both in law
and in practice (see, among other authorities, Kudła v.
Poland [GC], no. 30210/96, § 157, ECHR 2000-XI).
It
remains for the Court to determine whether the means available to the
applicants in Finnish law for raising a complaint about the length of
proceedings in their case would have been “effective” in
the sense either of preventing the alleged violation or its
continuation, or of providing adequate redress for any violation that
had already occurred.
There
was no specific legal avenue whereby the applicants could complain of
the length of the proceedings with a view to expediting the
determination of their dispute. The Court takes note of the
Government's argument that the complaint to the Chancellor of Justice
speeded up the proceedings. Indeed, it appears that the Chancellor's
decision of 24 January 1997 may have had an impact on the
County Administrative Board, which rendered its decision in March
1997. However, by the time the Chancellor of Justice took measures,
the applicants had been awaiting a decision for nearly four years.
The Court finds that although the Chancellor's intervention and its
positive effect in the present case must be acknowledged, a complaint
to the Chancellor's Office does not meet the standard of
“effectiveness” for the purposes of Article 13. The
Government have previously admitted that mere delay was not as such a
ground for compensation under Finnish law (see Kangasluoma v.
Finland, no. 48339/99, § 43, 20 January 2004).
The
Court thus finds that there has been a violation of Article 13 of the
Convention in that the applicants had no domestic remedy whereby they
could enforce their right to a hearing within a reasonable time as
guaranteed by Article 6 § 1 of the Convention.
III. ALLEGED VIOLATION OF ARTICLE 1 OF PROTOCOL NO. 1, IN
CONJUNCTION WITH ARTICLE 14 OF THE CONVENTION
The
applicants alleged a breach of Article 1 of Protocol No. 1 to the
Convention, which reads:
“Every natural or legal person is entitled to the
peaceful enjoyment of his possessions. No one shall be deprived of
his possessions except in the public interest and subject to the
conditions provided for by law and by the general principles of
international law.
The preceding provisions shall not, however, in any way
impair the right of a State to enforce such laws as it deems
necessary to control the use of property in accordance with the
general interest or to secure the payment of taxes or other
contributions or penalties.”
They also alleged a breach of Article 14 of the Convention, which
reads:
“The enjoyment of the rights and freedoms set
forth in [the] Convention shall be secured without discrimination on
any ground such as sex, race, colour, language, religion, political
or other opinion, national or social origin, association with a
national minority, property, birth or other status.”
A. The parties' submissions
1. The applicants
The
applicants asserted that they had initially been entitled to a
remote-area allowance, which had subsequently been abolished. As a
result, the amount of money to which civil servants working in
Sonkajärvi had been entitled had been reduced. In order to
compensate for this drop in income, they had been granted individual
wage supplements, forming a fixed part of their salaries and
expressly compensating for the decrease in salary. This had been in
accordance with the State Administration's practice to the effect
that acquired advantages should not be lost, which was demonstrated
by subsequent directions (introduced in 2003) for the application of
the pay system. This change had taken place prior to the
incorporation of the districts, which had then resulted in a loss of
part of their salaries (i.e. the wage supplement). The applicants had
an acquired right in money, which the State took from them by a
unilateral decision.
The
applicants further submitted that the Nurmes case had been
identical to theirs. In that case a police officer had been
compensated for the reduction in his salary following incorporation
into the Nurmes Police District (decision of the Pohjois-Karjala
County Administrative Board) and as a result, the salary of the
police officer in question had been maintained at its previous level.
The applicants' salaries had not. The Askola case had not been
comparable to theirs, because police officers in Askola had never
received a remote-area allowance, a cold-area allowance or individual
wage supplements. The applicants also referred to the Mäntyharju
case, in which the civil servants' commuting costs had been
compensated in the form of individual wage supplements following a
change in duty station from Pertunmaa to Mäntyharju. The
applicants had received no such compensation.
The
applicants rejected as irrelevant the implementing instruction
referred to by the Government below, as they were permanent civil
servants in permanent posts, whereas the instruction applied only to
a civil servant who was ordered temporarily or as a substitute to
perform duties that differed from his or her regular duties.
The
applicants argued that it was evident from a Supreme Administrative
Court's decision (issued on 30 June 1994), which concerned Senior
Constable P.P.E. and his pension, that it was justified to compensate
loss flowing from the incorporation in question.
2. The Government
The
Government submitted that, as there was no “right” within
the meaning of Article 6, there was equally no possession within the
meaning of Article 1 of Protocol No. 1. Consequently, neither
Article 1 of Protocol No. 1 nor Article 14 had any application
to the case. Were the Court to hold otherwise, the Government
submitted the following.
As
to the allegation that the applicants had been treated differently
from other personnel, the Government explained that, pursuant to a
collective agreement, civil servants working in Sonkajärvi had
been entitled to a remote-area allowance. By a subsequent collective
agreement, in force until 29 February 1992, the remote-area allowance
had been replaced by a cold-area allowance and certain
municipalities, including Sonkajärvi, had been removed from the
group for which this allowance was to be paid. The loss of the wage
supplement was based on a provision in the implementing instruction
for the collective agreement, according to which it was paid only as
long as the person concerned served in the municipality where the
entitlement to the supplement was given. If the duty station changed,
temporarily or permanently, the payment of the supplement ceased. As
to the Nurmes case, in which a wage supplement had been
granted because of a reduction in the cold-area allowance grading, it
was not comparable to the applicants' case. A clearly negative
position concerning compensation for the longer commute was taken by
the Ministry of Finance in the Sonkajärvi and Askola
cases (decisions of 3 July 1991) and in the subsequent
court proceedings, which in both cases resulted in a negative
decision by the Supreme Administrative Court. The Ministry of the
Interior had only applied for a wage supplement on the basis of
increased costs arising from the longer commuting for ten persons,
including the applicants, referring to earlier practice applied by
the Ministry of Finance in the Mäntyharju case. Thus, the
Ministry of the Interior did not lodge the application on the basis
of the loss of the wage supplement arising from the removal of the
remote-area allowance. Accordingly, the applicants' case was entirely
comparable with the Askola case. In fact, where police
districts had been incorporated after 3 July 1991, the practice had
been not to award compensation in cases comparable to that of the
applicants.
The
Government submitted that the applicants, with one exception
(Mr Vilho Eskelinen, who already lived outside Sonkajärvi),
had incurred some relatively minor commuting costs following the
incorporation. These costs had been tax-deductible and some of the
applicants had used police force vehicles for commuting until May
1991. The competence of the County Administrative Board to decide on
the wages of local officers entailed discretionary powers on a
case-by-case basis. The policy had been to follow a uniform practice
in similar cases.
They
pointed out that on 4 December 1996 the Ministry of the Interior
issued an instruction on compensation in the form of a wage
supplement for reductions in wages arising from the changes
concerning cold-area allowances and longer commuting as a result of
the change in police district division. However, this instruction did
not have retroactive effect.
B. The Court's assessment
The
Court has understood that the applicants complain under Article 1
of Protocol No. 1, either taken alone or in conjunction with
Article 14, that the national authorities and courts wrongfully
applied the national law when refusing their application.
The
Court notes that there is no right under the Convention to continue
to be paid a salary of a particular amount (see, mutatis mutandis,
Kjartan Ásmundsson v. Iceland, no. 60669/00, § 39,
ECHR 2004 IX). It is not sufficient for the applicants to rely
on the existence of a “genuine dispute” or an “arguable
claim” (§§ 37-38). A claim may only be regarded as an
“asset” for the purposes of Article 1 of Protocol No. 1
where it has a sufficient basis in national law, for example where
there is settled case-law of the domestic courts confirming it (see
Kopecky v. Slovakia [GC], judgment of 28 September 2004,
Reports 2004-IX, p. 144, § 45-52). In the present case it
follows from the implementing instruction (see paragraph 22 above)
that the applicants did not have a legitimate expectation to receive
an individual wage supplement following the incorporation since, as a
consequence of the change in duty station to a municipality outside
Sonkajärvi, the entitlement to the wage supplement ceased. Nor
was there under the domestic law any right to be compensated for
commuting costs.
As
regards Article 14 of the Convention, it complements the other
substantive provisions of the Convention and the Protocols. It has no
independent existence since it has effect solely in relation to “the
enjoyment of the rights and freedoms” safeguarded by those
provisions. Although the application of Article 14 does not
presuppose a breach of those provisions – and to this extent it
is autonomous – there can be no room for its application unless
the facts at issue fall within the ambit of one or more of them (see
Gaygusuz v. Austria, judgment of 16 September 1996, Reports
1996-IV, p. 1141, § 36; Domalewski v. Poland (dec.),
no. 34610/97, ECHR 1999-V). In the present case, no other
provisions of the Convention have been so engaged.
In
the circumstances the Court finds that there has been no violation of
Article 1 of Protocol No.1 to the Convention either taken alone or in
conjunction with Article 14 of the Convention.
IV. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article 41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Damage
The
applicants claimed as pecuniary damage EUR 117.73 per month from
1 November 1990 with ten per cent annual interest from the first
day of each month. The claims have been itemised below as regards
each applicant in terms of the number of months accumulated by
30 September 2006 (the date has been chosen by the
applicants) and the total amount per applicant.
Mr
Vilho Eskelinen 191 months in total EUR 22,486.42
Mr
Arto Huttunen 191 months in total EUR 22,486.42
Mr
Markku Komulainen 191 months in total EUR 22,486.42
Mr
Toivo Pallonen* 26 months in total EUR 3,060.98
Ms
Lea Ihatsu** 116 months in total EUR 13,656.68
The
estate of Mr Hannu Lappalainen*** 58 months in total EUR 6,828.34
* retired on 1 January 1993: the outcome of the case may
affect the amount of his pension,
** left the post on 1 July 2000,
*** died on 22 August 1995: the outcome of the case may
affect the amount of the widow's pension.
The
applicants claimed EUR 10,000 each plus interest as non-pecuniary
damage in respect of suffering and distress.
The
Government pointed out that the applicants had requested pecuniary
compensation on two grounds, which should be separated: firstly, the
loss of the individual wage supplement and secondly, the increased
costs of commuting. The sums and interest claimed were based on
assumptions, the exact amount of which, with possible repercussions
on pensions etc, should be determined separately after the Court's
principal judgment, in agreement with the parties or in a separate
judgment.
The
Government considered the non-pecuniary claims excessive as to
quantum. Any compensation should not exceed EUR 1,000 per person. The
claims for interest should be rejected.
The
Court finds that there is no causal link between the violation found
concerning the length of the proceedings and the alleged pecuniary
damage. Consequently, there is no justification for making any award
under this head. The Court accepts that the applicants have certainly
suffered non-pecuniary damage, such as distress and frustration
resulting from the excessive length of the proceedings, which is not
sufficiently redressed by the finding of a violation of the
Convention. Making its assessment on an equitable basis, the Court
awards each applicant EUR 2,500.
B. Costs and expenses
The
applicants claimed EUR 1,622.11 as regards the complaint lodged with
the Chancellor of Justice, EUR 1,226.88 for the appeal to the County
Administrative Court , EUR 1,688.57 for the appeal to the Supreme
Administrative Court and EUR 12,963.40 as regards the Convention
proceedings.
The
Government considered that the costs before the Chancellor of Justice
should not be compensated, since an extraordinary complaint is not a
prerequisite for lodging a complaint with the Court, that the costs
in the national court proceedings should not exceed EUR 2,000
(inclusive of VAT) and that the costs in the Convention proceedings
should not exceed EUR 6,200.
The
Court reiterates that an award under this head may be made only in so
far as the costs and expenses were actually and necessarily incurred
in order to avoid, or obtain redress for, the violation found and are
reasonable as to quantum (see, among other authorities, Hertel v.
Switzerland, judgment of 25 August 1998, Reports 1998-VI,
p. 2334, § 63).
In
the present case the domestic proceedings were not relevant to
exhaustion of the complaint concerning the length of the proceedings,
save insofar as they concerned the complaint to the Chancellor of
Justice. The applicants' claims can therefore only be sustained to
that limited degree, i.e. EUR 1,622.11 (inclusive of
value-added tax).
The
Court finds that the costs and expenses at Strasbourg have been
necessarily incurred in order to afford redress for the violation
found. However, they cannot be awarded in full as the Court has
dismissed the applicants' complaints in part. Having regard to all
the circumstances including the legal aid granted by the Council of
Europe, the Court awards EUR 8,000 (inclusive of value-added tax).
C. Default interest
The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT
Holds by 12 votes to 5 that Article 6 §
1 of the Convention is applicable in the present case;
Holds by 14 votes to 3 that there has been a
violation of Article 6 § 1 of the Convention as regards the
length of the proceedings;
Holds unanimously that there has been no
violation of Article 6 § 1 of the Convention as regards the
lack of an oral hearing;
Holds by 15 votes to 2 that there has been a
violation of Article 13 of the Convention;
Holds unanimously that there has been no
violation of Article 1 of Protocol No. 1 to the Convention taken
alone or in conjunction with Article 14 of the Convention;
Holds by 13 votes to 4:
(a) that
the respondent State is to pay, within three months, the following
amounts:
(i) EUR
2,500 (two thousand five hundred euros) to each applicant in respect
of non-pecuniary damage;
(ii) EUR
9,622.11 (nine thousand six hundred twenty-two euros and eleven
cents) to the applicants jointly in respect of costs and expenses;
(iii) any
tax that may be chargeable on the above amounts;
(b) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amounts at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points;
Dismisses unanimously the remainder of the
applicants' claim for just satisfaction.
Done in English and in French, and delivered at a public hearing on
19 April 2007 in Strasbourg.
Erik Fribergh Jean-Paul
Costa
Registrar President
In accordance with Article 45 § 2 of the Convention and Rule 74
§ 2 of the Rules of Court, the following dissenting opinions are
annexed to this judgment:
(a) Partially
dissenting opinion of Mrs Jočienė;
(b) Joint dissenting opinion of Mr Costa, Mr Wildhaber, Mr
Türmen, Mr Borrego Borrego and Mrs Jočienė.
J.-P.C.
E.F.
PARTLY DISSENTING OPINION OF JUDGE JOČIENĖ
I
voted against the application of Article 6 § 1 to this case and
my opinion on this issue has been reflected in the Joint Dissenting
Opinion of Judges Costa, Wildhaber, Türmen, Borrego Borrego and
Jočienė.
In
this partly dissenting opinion I should like to explain the main
reason why I voted against a finding that there has been a violation
of Article 6 § 1 of the Convention as regards the length of the
proceedings and against a finding of a violation of Article 13. I
also voted against making any awards to the applicants in this
particular case.
The
main reason for my vote is the fact that Article 6 § 1 is not
applicable to the proceedings at issue. If Article 6 § 1 is not
applicable then, in my opinion, there cannot be any violation of
Article 6 § 1 as regards the length of the proceedings.
The
same conclusion can be drawn with regard to Article 13. On this
specific point I totally agree with the Finnish Government's first
argument, put forward in paragraph 78 of the Grand Chamber judgment,
to the effect that since there had been no violation of Article 6,
there existed no arguable claim under Article 13. Article 13 of the
Convention guarantees the availability at national level of a remedy
to enforce the substance of the Convention's rights and freedoms in
whatever form they happen to be secured in the domestic legal order.
Thus the effect of Article 13 is to require the provision of a
domestic remedy to deal with the substance of an “arguable
complaint” under the Convention and to grant appropriate
relief. In my opinion, if no such “arguable complaint”
under the Convention exists at national level, Article 13 of the
Convention cannot be considered to have been violated either.
Finally,
I am unable to accept the application of Article 6 § 1 to the
case and cannot find any violation of the Convention. For that
reason, I voted against any awards to be payable to the applicants.
JOINT DISSENTING OPINION OF JUDGES COSTA, WILDHABER,
TÜRMEN, BORREGO BORREGO and JOČIENĖ
(Translation)
The heart of this
case concerns the applicability of Article 6 § 1 of
the Convention to a dispute between individuals belonging to a
police service and their employer, the State. The dispute centred on
the refusal to pay them allowances arising from a change in their
place of work; with one exception, an administrative assistant, the
applicants were police officers.
Unlike our
colleagues in the majority, we considered that Article 6 § 1
was not applicable in this case.
The reasoning on
which we based our decision consisted in following the approach
taken in Pellegrin v. France [GC] (no. 28541/95, ECHR
1999 VIII, 8 December 1999).
Through this
widely-commented and well-known judgment, the Court had sought to
“put an end to the uncertainty which surrounds application of
the guarantees of Article 6 § 1 to disputes between States and
their servants” (§ 61). To this end, it had
abandoned criteria such as that relating to the economic nature of
the dispute, which “[left] scope for a degree of
arbitrariness” (§ 60), in favour of “a
functional criterion based on the nature of the employee's duties
and responsibilities” (§ 64). While adopting a
restrictive interpretation of the exceptions to the safeguards
afforded by Article 6 § 1, the Court decided that
“the only disputes excluded from the scope of Article 6 §
1 of the Convention are those which are raised by public servants
whose duties typify the specific activities of the public service in
so far as the latter is acting as the depositary of public authority
responsible for protecting the general interests of the State or
other public authorities. A manifest example of such activities
is provided by the armed forces and the police” (our
emphasis) (§ 66).
It is well-known
that, in defining this functional criterion, the Court relied on the
European Commission's legal theory and the case-law of the Court of
Justice of the European Communities, reviewed in Pellegrin in
§§ 37 to 41. In this respect, we disagree with the
majority when, in the instant judgment, it refers, in paragraph 60,
to a “landmark judgment” of the Court of Justice, namely
that delivered in case no. 222/84. Admittedly, that was indeed a
landmark judgment, delivered following a request for a preliminary
ruling, which held that judicial control reflects a general
principle of law (this ECJ judgment, Marguerite Johnston, is
cited in the joint dissenting opinion of Judges Costa, Tulkens,
Fischbach, Casadevall and Maruste, in the Athanassoglou and
Others v. Switzerland judgment [GC] (no. 27644/95, ECHR 2000 IV,
6 April 2000). However, its scope differs from that which is
presumed in the instant judgment. The issue was not one of
determining whether every dispute between the State and its agents
fell within the scope of Article 6 of the Convention, but merely of
confirming that, by virtue of a general principle of law, every act
by a public authority must, in principle, be open to supervision of
its lawfulness (such as the recours pour excès de pouvoir
in French law).
In any event, we
fail to see what theoretical or practical necessity required the
Court to abandon the Pellegrin case-law in the present case.
It has been applied by the Court for seven years without any real
problem and, as could have been expected and desired, it has
extended rather than restricted the application of the guarantees
secured under Article 6 § 1. The categories of agents
excluded from these guarantees, such as the police service in its
entirety, are limited when compared with public service employees as
a whole (for examples, see paragraph 52 of the judgment). Legal
certainty has certainly improved if we compare the situation with
that which obtained prior to the Pellegrin judgment. As to
the argument based on the existence of access to a domestic court,
we are not convinced by it. As Article 53 of the Convention
rightly points out, nothing prevents a High Contracting Party from
recognising in its law freedoms or guarantees which go further than
those set forth in the Convention; in addition, as legal systems
vary from one State to another, the reasoning in the instant
judgment is likely to have the effect of making the applicability of
Article 6 § 1 to disputes between the State and its agents
dependent on there existing access to a court with jurisdiction to
decide them within the domestic legal system. To sum up, instead of
the “autonomous interpretation” (by the Court) that the
latter considered it important to establish for the purposes of
Article 6 § 1 (see the Pellegrin judgment,
§ 63), the instant judgment encourages a dependent and
variable, not to say uncertain, interpretation, in other words an
arbitrary one. In our opinion, this is an inappropriate step back.
In conclusion, the
Court has overturned its well-established case-law. Admittedly, it
is entitled to do so (even if the case-law in question is relatively
recent). In general, however, the Court takes this step where there
are new developments and where a new need arises. This is not the
case here. Abandoning a solid precedent in such conditions creates
legal uncertainty and, in our opinion, will make it difficult for
the States to identify the extent of their obligations.