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KAZARTSEV v. RUSSIA - 26410/02 [2006] ECHR 922 (2 November 2006)
URL: http://www.bailii.org/eu/cases/ECHR/2006/922.html
Cite as:
[2006] ECHR 922
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FIRST
SECTION
CASE OF KAZARTSEV v. RUSSIA
(Application
no. 26410/02)
JUDGMENT
STRASBOURG
2
November 2006
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial
revision.
In the case of Kazartsev v. Russia,
The
European Court of Human Rights (First Section), sitting as a Chamber
composed of:
Mr C.L. Rozakis, President,
Mr L.
Loucaides,
Mrs F. Tulkens,
Mrs N. Vajić,
Mr A.
Kovler,
Mr D. Spielmann,
Mr S.E. Jebens,
judges,
and Mr S. Nielsen, Section Registrar,
Having
deliberated in private on 12 October 2006,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
The
case originated in an application (no. 26410/02) against the Russian
Federation lodged with the Court under Article 34 of the Convention
for the Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by a Russian national, Mr Aleksey Dmitriyevich
Kazartsev (“the applicant”), on 3 June 2002.
The
Russian Government (“the Government”) were represented by
Mr P. Laptev, the Representative of the Russian Federation at the
European Court of Human Rights.
On
11 October 2005 the Court decided to give notice of the application
to the Government. Under the provisions of Article 29 § 3 of the
Convention, it decided to examine the merits of the application at
the same time as its admissibility.
THE FACTS
The
applicant was born in 1940 and lives in Voronezh.
THE CIRCUMSTANCES OF THE CASE
On
21 September 2000 the Levoberezhniy District Court of Voronezh
accepted the applicant’s civil action against the Voronezh
Regional Division of the Pension Fund (hereafter – the Pension
Fund) and awarded him 887.73 Russian roubles (RUR, approximately 38
euros) in pension arrears. The judgment was not appealed against and
became final.
Enforcement
proceedings were instituted but on 27 April 2001 the bailiffs
returned the writ of execution to the applicant without enforcement
because the Pension Fund lacked the necessary funds.
On
13 December 2005 the judgment of 21 September 2000 was enforced in
full.
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 6 OF THE CONVENTION AND
ARTICLE 1 OF PROTOCOL NO. 1
The
applicant complained that the judgment of 21 September 2000 had not
been enforced in good time. The Court considers that this complaint
falls to be examined under Article 6 § 1 of the Convention and
Article 1 of Protocol No. 1 (see Burdov v. Russia, no.
59498/00, § 26, ECHR 2002 III). The relevant parts of
these provisions read as follows:
Article 6 § 1
“In the determination of his civil rights and
obligations ..., everyone is entitled to a fair ... hearing within a
reasonable time... by [a]... tribunal...”
Article 1 of Protocol No. 1
“Every natural or legal person is entitled to the
peaceful enjoyment of his possessions. No one shall be deprived of
his possessions except in the public interest and subject to the
conditions provided for by law and by the general principles of
international law...”
A. Admissibility
9. The
Government informed the Court that the Pension Fund had attempted to
secure a friendly settlement which the applicant had refused to
accept. Referring to that refusal, to the fact that the judgment in
the applicant’s favour had been fully enforced, and to the
Court’s decision in the case of Aleksentseva and Others v.
Russia (nos. 75025/01 et seq., 4 September 2003), the
Government invited the Court to strike the application out of its
list of cases, in accordance with Article 37 of the Convention.
10. The
applicant disagreed with the Government. He claimed that the
Government had not offered compensation for the loss of the value of
the judgment debt. The sum offered had not covered the pecuniary and
non-pecuniary damage he had sustained due to protracted
non-enforcement of the judgment.
11. The
Court firstly observes that the parties were unable to agree on the
terms of a friendly settlement of the case. Whilst under certain
circumstances an application may indeed be struck out of the Court’s
list of cases under Article 37 § 1 (c) of the Convention on the
basis of a unilateral declaration by the respondent Government even
if the applicant wishes the examination of the case to be continued,
this procedure is not, as such, intended to circumvent the
applicant’s opposition to a friendly settlement (see Tahsin
Acar v. Turkey [GC],
no. 26307/95, § 76, ECHR 2003;
and Androsov v. Russia, no. 63973/00, § 44, 6
October 2005).
Moreover,
a distinction must be drawn between, on the one hand, declarations
made in the context of strictly confidential friendly settlement
proceedings (Article 38 § 2 of the Convention and Rule 62 §
2 of the Rules of Court) and, on the other hand, unilateral
declarations made by a respondent Government in public and
adversarial proceedings before the Court.
On
the facts, the Court observes that the Government failed to submit
any formal statement capable of falling into that category and
offering a sufficient basis for finding that respect for human rights
as defined in the Convention does not require the Court to continue
its examination of the case (see, by contrast, Akman v. Turkey
(striking out), no. 37453/97, §§ 23-24, ECHR 2001-VI).
As regards the Government’s argument that the
judgment in question have already been enforced, the Court considers
that the mere fact that the authorities complied with the judgment
after a substantial delay cannot be viewed in this case as
automatically depriving the applicant of his victim status under the
Convention (see, e.g., Petrushko v. Russia, no. 36494/02,
§ 16, 24 February 2005).
In
the light of the above considerations, the Court rejects the
Government’s request to strike the application out under
Article 37 of the Convention.
The
Court notes that the complaint is not manifestly ill-founded within
the meaning of Article 35 § 3 of the Convention. It further
notes that it is not inadmissible on any other grounds. It must
therefore be declared admissible.
B. Merits
The
Government argued that the judgment of 21 September 2000 had been
fully enforced. In any event, the enforcement had been impeded by
difficulties of budgetary arrangements between State bodies and
scarcity of financial resources.
The
applicant maintained his complaints.
The
Court observes that on 21 September 2000 the applicant obtained the
judgment by which the Fund, a State body, was to pay him a certain
sum of money. The judgment was not appealed against and became final
and enforceable. The judgement was enforced in full on 13 December
2005. Thus, it has remained uneforced for over five years.
The
Court has frequently found violations of Article 6 § 1 of the
Convention and Article 1 of Protocol No. 1 in cases raising issues
similar to the ones in the present case (see Burdov v. Russia,
no. 59498/00, § 19 et seq., ECHR 2002 III; Gizzatova
v. Russia, no. 5124/03, § 19 et seq., 13 January 2005;
Gerasimova v. Russia, no. 24669/02, § 17 et seq.,
13 October 2005).
Having
examined the materials submitted to it, the Court notes that the
Government have not put forward any fact or argument capable of
justifying the delay in enforcement of the judgment of 21 September
2000. The judgment was not enforced because the debtor did not have
financial recourses. However, the Court reiterates that it is not
open to a State authority to cite the lack of funds, as an excuse for
not honouring a judgment debt (see Plotnikovy v. Russia, no.
43883/02, § 23, 24 February 2005). The same principle
applies to difficulties experienced by the State enforcement services
and the complexity of the budgetary arrangements between State bodies
(see, for example, Wasserman v. Russia, no. 15021/02, § 38,
18 November 2004).
The
Court finds that by failing for years to comply with the enforceable
judgment in the applicant’s favour the domestic authorities
impaired the essence of his right to a court and prevented him from
receiving the money he had legitimately expected to receive.
There
has accordingly been a violation of Article 6 of the Convention and
Article 1 of Protocol No. 1.
II. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article 41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Damage
As
regards the pecuniary damage, the applicant argued that he should be
paid the sum of the judgment award of 21 September 2000 multiplied at
least by 10 to cover inflation losses in 2000-2005 and an interest on
the amount outstanding. He further claimed 10,000 US dollars (USD),
representing medical expenses of his family members in 2000-2005, and
USD 10,000, representing the aggregated salary loss in the period of
non-enforcement. He also claimed USD 45,000 in respect of
non-pecuniary damage.
The
Government argued that the applicant had failed to substantiate his
claims. In any event, those claims were unreasonable and excessive.
As
regards the claim for compensation for pecuniary damage, the Court
does not discern any causal link between the violation found and the
pecuniary damage alleged by the applicant in respect of medical
expenses and salary losses; it therefore rejects those claims. As
regards the pecuniary damage clamed by the applicant in respect of
inflation losses and the interest, the Court observes that the
applicant’s calculations are speculative. He did not submit any
evidence to substantiate his calculations, for example, certificates
showing the inflation rate in the period of non-enforcement or the
marginal interest rate of the Russian Central Bank in the same
period. The Court therefore rejects his claim for pecuniary damage.
The
Court considers that the applicant must have suffered certain
distress and frustration resulting from the State authorities’
failure to enforce a judgment in his favour. However, the amount
claimed appears excessive. The Court takes into account the relevant
aspects, in particular, the length of the enforcement proceedings and
the fact that the nature of the award in the present case was
connected to the applicant’s livelihood. Making its assessment
on equitable basis, it awards the applicant EUR 3,900 in respect of
non-pecuniary damage, plus any tax that may be chargeable on that
amount.
B. Costs and expenses
The
applicant also claimed RUR 10,000 for the costs and expenses incurred
before the domestic courts and the Court. However, he did not submit
any receipts or other vouchers in support of his claim. Accordingly,
the Court does not make any award under this head.
C. Default interest
The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
Declares the application admissible;
Holds that there has been a violation of Article
6 of the Convention and Article 1 of Protocol No. 1;
Holds
(a) that
the respondent State is to pay the applicant, within three months
from the date on which the judgment becomes final in accordance with
Article 44 § 2 of the Convention, EUR 3,900
(three thousand nine hundred euros) in respect of non-pecuniary
damage, to be converted into Russian roubles at the rate applicable
at the date of the settlement, plus any tax that may be chargeable;
(b) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amount at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points;
Dismisses the remainder of the applicant’s
claim for just satisfaction.
Done in English, and notified in writing on 2 November 2006, pursuant
to Rule 77 §§ 2 and 3 of the Rules of Court.
Søren Nielsen Christos Rozakis
Registrar President