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GIACOMELLI v. ITALY - 59909/00 [2006] ECHR 916 (2 November 2006)
URL: http://www.bailii.org/eu/cases/ECHR/2006/916.html
Cite as:
[2006] ECHR 916,
[2006] 45 EHRR 871,
(2006) 45 EHRR 871,
(2007) 45 EHRR 38,
45 EHRR 871,
45 EHRR 38
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THIRD
SECTION
CASE OF
GIACOMELLI v. ITALY
(Application
no. 59909/00)
JUDGMENT
STRASBOURG
2
November 2006
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial
revision.
In the case of Giacomelli v. Italy,
The
European Court of Human Rights (Third Section), sitting as a Chamber
composed of:
Mr B.M. Zupančič,
President,
Mr C. Bîrsan,
Mr V.
Zagrebelsky,
Mr E. Myjer,
Mr David Thór
Björgvinsson,
Mrs I. Ziemele,
Mrs I. Berro-Lefèvre,
judges,
and Mr V. Berger, Section Registrar,
Having
deliberated in private on 15 March 2005 and on 12 October 2006,
Delivers
the following judgment, which was adopted on the last mentioned
date:
PROCEDURE
The
case originated in an application (no. 59909/00) against the Italian
Republic lodged with the European Commission of Human Rights (“the
Commission”) under former Article 25 of the Convention for the
Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by an Italian national, Ms Piera Giacomelli (“the
applicant”), on 22 July 1998.
The
applicant was represented by Mr M. Toma, a lawyer practising in
Brescia. The Italian Government (“the Government”) were
represented by their Agent, Mr I.M. Braguglia, and their deputy
co-Agent, Mr F. Crisafulli.
The
applicant alleged, in particular, an infringement of her right to
respect for her home and private life, as guaranteed by Article 8 of
the Convention.
The
application was transmitted to the Court on 1 November 1998, when
Protocol No. 11 to the Convention came into force (Article 5 § 2
of Protocol No. 11).
The
application was allocated to the First Section of the Court (Rule 52
§ 1 of the Rules of Court). Within that Section, the
Chamber that would consider the case (Article 27 § 1 of the
Convention) was constituted as provided in Rule 26 § 1.
On
1 November 2004 the Court changed the composition of its Sections
(Rule 25 § 1). This case was assigned to the newly composed
Fourth Section (Rule 52 § 1).
In
a decision of 15 March 2005 the Court (Fourth Section) declared the
application admissible and decided to join to the merits the
Government's preliminary objection that the application was
premature.
The
applicant and the Government each filed written observations on the
merits (Rule 59 § 1).
The
application was subsequently allocated to the Third Section of the
Court.
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The applicant was born in 1935 and lives in Brescia.
She
has lived since 1950 in a house on the outskirts of Brescia,
30 metres away from a plant for the storage and treatment of
“special waste” classified as either hazardous or
non-hazardous. A joint-stock company, Ecoservizi, began operating the
plant in 1982.
A. Ecoservizi's activities and the subsequent
contentious proceedings
1. The licence for the “detoxification” of
industrial waste
In
a decision (delibera) of 4 April 1989 the Lombardy Regional
Council granted Ecoservizi a licence to operate the plant for a
five-year period. The different forms of waste treatment covered by
Ecoservizi's licence included, for the first time, the
“detoxification” (inertizzazione) of hazardous
waste, a process involving the treatment of special industrial waste
using chemicals.
On
30 October 1991 the Regional Council authorised Ecoservizi to
increase the annual quantity of waste treated at the plant to a total
volume of 192,000 cubic metres. In particular, the quantity of toxic
waste authorised for detoxification was raised from 30,000 to 75,000
cubic metres.
On
5 August 1993 the Regional Council approved a number of alterations
entailing technological improvements to the facility without any
increase in the quantity of waste being treated.
In
a decision of 11 April 1994 the Lombardy Regional Council renewed the
operating licence for a five-year period, on condition that
Ecoservizi signed a memorandum of understanding with the local
authorities in order to limit the plant's environmental impact; that
condition was satisfied on 18 November 1994.
On
13 December 1994 the Regional Council took note of the signing of the
memorandum of understanding and confirmed 30 April 1999 as the expiry
date for the operating licence.
2. The first set of contentious proceedings
The
applicant lodged three applications with the Lombardy Regional
Administrative Court in 1994 and 1995 for judicial review of the
Regional Council's decisions of 5 August 1993 and 11 April and 13
December 1994.
She
challenged the renewal of the operating licence granted to Ecoservizi
and, alleging a breach of Law no. 441/1987, argued that the
alterations approved by the Regional Council entailed an increase in
activity such as to necessitate a fresh licensing procedure,
including an assessment of the plant's environmental impact.
Ecoservizi
applied to intervene in the proceedings.
The
applicant also sought a stay of execution of the decision to renew
the licence. The court allowed her request in an order of 18 November
1994, chiefly because the memorandum of understanding had not yet
been signed, and suspended the implementation of the decision.
Ecoservizi appealed.
On
7 April 1995 the Consiglio di Stato set aside the Regional
Administrative Court's order, holding that the signing of the
memorandum of understanding (see paragraph 15 above) had removed the
risk of irreparable damage on the basis of which the stay of
execution had been ordered.
In a judgment of 13 April 1996 the Lombardy Regional
Administrative Court, having joined all the applicant's applications,
dismissed them. It noted that all her complaints were based on the
alleged need for the Regional Council to conduct a fresh licensing
procedure. It considered, however, that the size of the facility and
its volume of activity had been determined in the Regional Council's
decisions of 1989 and 1991, which had never been challenged by the
applicant. However, the alterations approved in the impugned
decisions of 5 August 1993 and 11 April and 13 December 1994 did
not entail an increase in the plant's volume of activity or a change
in the types of waste being treated. Accordingly, it was not
necessary for the Regional Council to conduct a fresh licensing
procedure.
The
applicant appealed. In a judgment of 6 November 1998 the Consiglio
di Stato upheld the Regional Administrative Court's conclusions
and dismissed the appeal. It also pointed out that a facility should
be deemed to be “new” and thus to require a fresh
operating licence where there was a change in one of the various
stages of waste treatment or in the types of waste being treated.
3. The second set of contentious proceedings
In
a decision of 29 April 1999 the Lombardy Regional Council renewed
Ecoservizi's operating licence for a five-year period. The decision
was subject to revocation in the light of the findings of the
environmental-impact assessment procedure (procedura di
valutazione di impatto ambientale – “EIA procedure”)
which Ecoservizi had initiated in the meantime (see paragraphs 37-52
below).
On
12 July 1999 the applicant applied to the Lombardy Regional
Administrative Court for judicial review of the Regional Council's
decision of 29 April 1999. The company and the Lombardy Regional
Council both applied to intervene in the proceedings.
On
20 September 1999 the applicant applied to the Regional
Administrative Court for judicial review of a decision of 12 April
1999 in which the Regional Council had authorised Ecoservizi to make
an alteration to the facility for processing waste oils.
Furthermore,
in a decision of 15 October 1999 the Regional Council noted that
Ecoservizi had decided not to act on the authorisation granted on 12
April 1999, and confirmed the renewal of the operating licence. The
applicant applied for judicial review of that decision.
In an order of 18 February 2000 the Regional
Administrative Court allowed an application by the applicant for a
stay of execution, on the ground that the EIA procedure was still
pending. Subsequently, on 11 April 2000, the Consiglio di Stato
allowed an appeal by Ecoservizi, which had argued that the latest
inspections of the plant demonstrated its “observance of the
limits set by the existing regulations”, and set aside the stay
of execution ordered by the Regional Administrative Court.
In
a judgment of 29 April 2003, which was deposited with the registry on
9 June 2003, the Lombardy Regional Administrative Court allowed the
applicant's applications on the merits and set aside the three
impugned decisions (see paragraphs 23-25 above).
The
court held, firstly, that the site alterations authorised by the
Regional Council on 12 April 1999 in order to allow the processing of
waste oils, should have been classified as substantial. Consequently,
in accordance with Articles 27 and 28 of Decree no. 22/1997 (see
paragraphs 62 and 63 below), the Regional Council should have
suspended Ecoservizi's operations and ordered the necessary checks to
be carried out before renewing the company's operating licence. The
court therefore found that the Lombardy Regional Council's decision
of 29 April 1999 had been unlawful.
As to
the fact that the company had subsequently decided not to carry out
the alterations in question, the court held that the Regional Council
should in any event have carried out a thorough examination of the
plant's operations and condition, as there had been a number of
complaints from private individuals and public authorities about
Ecoservizi's activities, giving rise to serious doubts as to their
compatibility with environmental standards.
The
court referred to the two environmental-impact assessment decrees
(“EIA decrees”) issued by the Ministry of the Environment
and, holding that the Regional Council had failed to carry out its
investigative duties, ordered the suspension of Ecoservizi's
operations pending the final outcome of the EIA procedure.
Ecoservizi
lodged an appeal with the Consiglio di Stato. On 1 July 2003
the Consiglio di Stato stayed the execution of the judgment of
9 June 2003 further to a request to that effect by the company.
In
a judgment of 25 May 2004, which was deposited with the registry on
31 August 2004, the Consiglio di Stato dismissed Ecoservizi's
appeal. Upholding the Regional Administrative Court's judgment, it
held that the Regional Council's decision of 29 April 1999 to renew
the operating licence without having carried out any
environmental-impact assessment was unlawful and should be set aside.
4. The third set of contentious proceedings
In
the meantime, in a decision of 23 April 2004 the Lombardy Regional
Council had renewed the operating licence for the plant for a
five-year period. The renewal concerned the treatment of special
waste, both hazardous and non-hazardous. Industrial waste intended
for detoxification remained outside the scope of the licence pending
the conclusion of the EIA procedure being conducted by the Ministry
of the Environment.
A
consultation meeting between the local authorities (conferenza di
servizi) was held on 31 March 2004 prior to the granting of the
licence. At the meeting the Regional Council and the provincial
council and district council concerned expressed an opinion in favour
of renewing the licence, referring at the same time to the report
issued by the Regional Environmental Protection Agency (ARPA) on 28
February 2004.
In
the report the ARPA experts indicated what steps had to be taken to
avoid any risk of an incident or operational fault at the plant; in
addition to these, all the requirements laid down by the Regional
Council in its decision of 7 November 2003 (see paragraph 49 below)
had to be met.
The
applicant applied to the Lombardy Regional Administrative Court for
judicial review of that decision and sought a stay of its execution.
On
30 April 2004 the Regional Council, having taken note of the EIA
decree of 28 April 2004 approving the treatment by Ecoservizi of all
types of waste, incorporated its latest decision to renew the
operating licence into a provisional licence for the detoxification
of industrial waste, valid until 22 June 2004, pending
completion of the full licensing procedure.
In
a decision of 28 June 2004 the Regional Council extended the licence
until 31 December 2004 to allow Ecoservizi to submit its plans for
adapting the plant to meet the requirements set out in the EIA
decree.
In
an order of 23 July 2004 the Lombardy Regional Administrative Court
dismissed an application by the applicant for a stay of execution,
holding that the decision of 23 April 2004 had been given in
accordance with the favourable opinion by the local authorities and
had taken into account all factors constituting a potential risk to
the properties in the vicinity of the plant. The court further noted
that the decision in question had laid down a number of requirements
aimed at eliminating the disturbance suffered by the applicant.
The
proceedings on the merits are still pending before the Lombardy
Regional Administrative Court.
B. Environmental-impact assessment procedures conducted
by the Ministry of the Environment
In
a decision of 13 December 1996 the Lombardy Regional Council ordered
Ecoservizi to initiate an EIA procedure in respect of the
detoxification activities at the plant.
On 11
May 1998 the company submitted its application to the Ministry of the
Environment in accordance with section 6 of Law no. 349/1986.
Brescia
District Council and the applicant took part in the procedure,
together with the local authorities of Borgosatollo and Castenedolo,
two villages situated within several hundred metres of the plant.
On
24 May 2000 the Ministry of the Environment issued an EIA decree.
The
Ministry noted that the plant was built on agricultural land, near
the river Garza and a sand quarry, the exploitation of which had
gradually eroded the soil. Because of the permeability of the ground
in particular, there was a significant risk that the toxic chemical
residue generated by the detoxification operations at the plant might
contaminate the ground water, a source of drinking water for the
inhabitants of the neighbouring villages.
The
Ministry considered that the operation of the plant was incompatible
with environmental regulations. However, Ecoservizi was allowed to
continue its activities until the expiry on 29 April 2004 of the most
recent operating licence granted by the Regional Council, provided
that it complied with certain requirements.
Ecoservizi
applied to the Lazio Regional Administrative Court for judicial
review of the decision and sought a stay of its execution.
In
an order of 31 August 2000 the Regional Administrative Court
suspended the implementation of the decision and ordered the Ministry
to carry out a fresh environmental-impact assessment. The Ministry
appealed. On 8 May 2001 the Consiglio di Stato declared the
appeal inadmissible.
In
the meantime, on 30 April 2001 the Ministry had issued a further EIA
decree confirming that the operation of the plant was incompatible
with environmental regulations.
Ecoservizi
applied to the Lazio Regional Administrative Court for judicial
review of the new decree issued by the Ministry.
On
11 July 2001 the court allowed the application by Ecoservizi and
ordered the Ministry to carry out a fresh environmental-impact
assessment.
In
an order of 11 December 2001 the Consiglio di Stato dismissed
an appeal by the Ministry of the Environment against the
above-mentioned order of the Lazio Regional Administrative Court.
In
a decision of 4 November 2002 the Lombardy Regional Council notified
Ecoservizi of the conditions for operating the plant, as laid down in
the decrees issued by the Ministry of the Environment.
In
the meantime, on 4 October 2002, in the course of the fresh EIA
procedure ordered by the Regional Administrative Court, Ecoservizi
had submitted a plan for altering the facility.
The
plan envisaged, among other things, making the ground surface
impermeable, building soundproofing devices, raising the site's
perimeter wall so as to avoid any risk of flooding, and improving the
system for monitoring hazardous emissions.
On
17 October 2003 the local health authority (azienda sanitaria
locale – ASL) submitted its opinion to the Lombardy
Regional Council on the compatibility of Ecoservizi's activities with
environmental regulations. It stated that, according to the results
of technical analyses carried out between 2000 and 2003, which had
noted, among other things, the presence of abnormal concentrations of
carbon and other organic substances in the atmosphere, the
continuation of the plant's operation could cause health problems for
those living nearby. The ASL added that it had not been shown that
the precautions envisaged by Ecoservizi were sufficient to protect
public health.
On
7 November 2003 the Lombardy Regional Council approved the
continuation of the plant's operation, provided that the company
implemented a number of requirements.
In
particular, the company was to:
“draw up a memorandum of understanding with the
local authorities for monitoring the waste being treated, with a view
to reducing the likelihood of an operational fault at the site ...;
ensure the buffering of the detoxification facilities
...;
close the open-top chambers used in the chemical and
biological process and develop an exhaust ventilation and
purification system ...;
build a mobile, soundproof structure to cover the
macerator ...;
alter the internal sewerage system so as to separate
atmospheric water from water produced by the facility;
set up a system for monitoring the quality and quantity
of water produced by the plant that flows into the Garza ... and into
public sewers;
devise and implement a plan for making the ground
impermeable at the site ...;
monitor the site in order to obtain a precise assessment
of the presence of any pollutants in the subsoil, the hydrogeological
structure of the land and the danger levels for the nearby
ground-water supplies used as drinking water ...;
... raise the facility's perimeter wall to a minimum
height of 123 metres above sea level ...”
The
Regional Council further directed:
“the close proximity of residential dwellings
means that the plant's operations must be permanently monitored as
regards the dust released into the atmosphere, VOCs (volatile organic
compounds) and noise disturbance. Accordingly, a unit should be set
up between the site and the dwellings to measure dust emissions and
the noise generated by the facility. As regards VOC quantities, the
monitoring device should be installed near the facility with the
agreement of the relevant authorities;
the company should also carry out periodic reviews of
noise emissions.”
The
Regional Council decided that the plant's implementation of the above
requirements should be verified when the time came to renew its
operating licence, due to expire on 30 April 2004.
On
28 April 2004 the EIA procedure ordered by the Regional
Administrative Court was completed and the Ministry of the
Environment issued a new EIA decree.
The
Ministry noted, firstly, that Ecoservizi processed 27% of the waste
generated in northern Italy and 23% nationwide. It subsequently
stated that the requirements laid down by the Regional Council should
significantly improve the conditions for operating and monitoring the
plant and expressed an opinion in favour of Ecoservizi's continued
operation of the plant, provided that it complied with those
requirements.
The
applicant applied to the Lazio Regional Administrative Court for
judicial review of the EIA decree, at the same time seeking a stay of
its execution.
In
an order of 24 July 2004 the Regional Administrative Court refused
the request for a stay of execution, on the ground that the applicant
had not notified the Ministry of the Environment of her application.
C. Complaints about Ecoservizi's activities, and
inspections by the relevant authorities
Following
numerous complaints by the applicant and other inhabitants of the
area surrounding the plant, the Brescia ASL's Public and
Environmental Health Office and the ARPA produced a number of reports
on Ecoservizi's activities.
In
particular, on 21 September 1993 experts from the ASL conducted
analyses of the emissions produced at the plant and found that the
statutory limits had been exceeded for certain substances, such as
nickel, lead, nitrogen and sulphates. The report drawn up by the ASL
indicates that the judicial authorities were informed of the findings
of the analyses.
On
8 March 1995 experts from the ASL inspected the plant. They noted
that a deposit of white dust had formed inside and outside the
facility following an accident while a silo was being filled with
slaked lime.
During
the same inspection the experts observed that a number of containers
intended for toxic waste were present on the site without having been
neutralised after use. In a note dated 27 April 1995 the ASL
instructed the company to move the containers in order to avoid any
risk of contaminating the ground, particularly as the surface had not
been made impermeable. It appears from the report that the ASL lodged
a complaint with the appropriate judicial authorities.
In
a report issued on 31 July 1997 the NAS (special branch of the
carabinieri dealing with health issues) informed Brescia
Provincial Council that a complaint had been lodged against
Ecoservizi's legal representative for failure to comply with the
conditions laid down in the licences for operating the plant.
On
several occasions between 1999 and 2003 Brescia District Council
asked the Lombardy Regional Council to intervene with a view to
moving the facility to a safer site better suited to the plant's
growing production needs.
On
28 December 2002 Brescia District Council temporarily rehoused the
Giacomelli family free of charge pending the outcome of the judicial
dispute with Ecoservizi in order to alleviate the disturbance caused
to the applicant by the plant.
On
15 May 2002 the ARPA issued a technical report on Ecoservizi further
to a request by the applicant and her neighbours for an emergency
inspection of the site. The experts found a high level of ammonia in
the atmosphere, indicating a fault in the detoxification process.
They concluded that the company had omitted to activate the necessary
devices for ensuring that the waste to be detoxified was compatible
with the facility's specifications. There were also structural
deficiencies at the site that could potentially lead to operational
faults generating emissions of fumes and gases.
II. RELEVANT DOMESTIC LAW
Section
6 of the Environment Act (Law no.
349/1986), which was enacted in accordance with European Directive
85/337/EEC, provides that any project which is likely to have
significant effects on the environment
“must be submitted, prior to its approval, to the
Ministry of the Environment, the Ministry of Cultural and
Environmental Heritage and the authorities of the region concerned,
for an environmental-impact assessment ('EIA'). The application must
state the location of the installation and give details of the liquid
and solid waste and the pollutants and noise disturbance which it
will generate. It must also outline the measures intended to prevent
environmental damage and the environmental protection and monitoring
arrangements. Notice of the application shall be published at the
applicant's expense in the newspaper with the largest circulation in
the region concerned and in a national newspaper.
The Ministry of the Environment shall, together with the
Ministry of Cultural and Environmental Heritage, after consulting the
authorities of the region concerned, give a decision within ninety
days as to the project's compatibility with environmental
regulations.
Where the Ministry of the Environment observes any
conduct that is contrary to the decision on compatibility with
environmental regulations or is likely to endanger the environmental
and ecological balance, it shall order the suspension of operations
and shall refer the matter to the Council of Ministers.”
Article
1 of Prime Ministerial Decree no. 377/1988 lists the types of project
that are subject to the assessment procedure provided for in Law
no. 349/1986. Point (f) of the Article refers to
“facilities for the treatment of toxic and harmful
waste by means of a ... chemical process”.
Law
no. 441/1987, amended by Legislative Decree no. 22/1997, contains
provisions on waste treatment and environmental protection.
Article
27 of the Decree governs the licensing of waste-treatment facilities.
The regional council conducts a preliminary examination of proposed
new facilities for the treatment and storage of urban, special, toxic
and harmful waste by means of consultations (conferenze) in
which representatives of the region and the other local authorities
concerned take part.
If
the planned facility examined by the regional council has to undergo
a prior environmental-impact assessment within the meaning of Law
no. 349/1986, the licensing procedure is suspended pending the
decision by the Ministry of the Environment.
Once
the examination of the project is complete, the regional council
awards an operating licence for the facility in an administrative
decision laying down the necessary environmental-protection
conditions and requirements for the operator to observe. The licence
is valid for five years and is renewable.
Where
it emerges from inspections of the site that the conditions laid down
by the authorities are not being met, the operation of the facility
is suspended for up to twelve months. Subsequently, if the facility's
operations have not been brought into line with the requirements set
out in the licence, the licence is revoked (Article 28 of Decree no.
22/1997).
By
section 21 of Law no.
1034/1971, anyone who has cause to fear that his or her rights may
suffer imminent and irreparable damage as a result of the
implementation of an administrative measure which he or she has
challenged or of the authorities' conduct may ask the administrative
courts to take urgent action to ensure, depending on the
circumstances, that the decision on the merits can provisionally take
effect.
THE LAW
I. THE GOVERNMENT'S PRELIMINARY OBJECTION
The
Government submitted that the application was premature in that the
latest proceedings instituted by the applicant were still pending in
the Regional Administrative Court. Asserting that an application to
the administrative courts for judicial review was an effective and
accessible remedy, the Government submitted that the applicant should
be required to await the outcome of those proceedings.
The
applicant disputed the Government's reasoning. She submitted that
since 1994 she had asked the administrative courts on several
occasions to halt the plant's operation. However, although her
requests for stays of execution had been granted and the
environmental-impact assessment concerning the plant had been
negative, its activities had never been stopped.
The
Court observes that in its decision of 15 March 2005 on the
admissibility of the application it held that the Government's
objection that the application was premature should be joined to the
examination of the merits of the case. Having regard to the substance
of the applicant's complaint, it can only confirm that conclusion.
II. ALLEGED VIOLATION OF ARTICLE 8 OF THE CONVENTION
The
applicant complained that the persistent noise and harmful emissions
from the plant, which was only 30 metres away from her house,
entailed severe disturbance to her environment and a permanent risk
to her health and home, in breach of Article 8 of the Convention,
which provides:
Article 8
“1. Everyone has the right to respect
for his private and family life, his home and his correspondence.
2. There shall be no interference by a public
authority with the exercise of this right except such as is in
accordance with the law and is necessary in a democratic society in
the interests of national security, public safety or the economic
well-being of the country, for the prevention of disorder or crime,
for the protection of health or morals, or for the protection of the
rights and freedoms of others.”
A. The parties' submissions
1. The applicant
The
applicant submitted that the plant operated by Ecoservizi had
considerably expanded since being opened in 1982, having spread to
barely 30 metres from the house where she had already been living for
several years before that date, and having reached an annual
production capacity of some 200,000 cubic metres of harmful waste.
Since
1991 in particular, the plant's operations had increasingly been
characterised by the continuous emission of noise and odours,
preventing the applicant from being able to rest and live in adequate
conditions, and had entailed a constant danger to the health and
well-being of all those living in the vicinity. The applicant
submitted that such a state of affairs was wholly incompatible with
her right to respect for her private life and home and her right to
health, and contended that the measures taken by the company were not
sufficient to eliminate the disturbance produced by the plant and the
risk resulting from its operation.
The
applicant further submitted that the environmental-impact assessment
procedure, which according to the law should have been an essential
prerequisite for the plant's operation, had not been initiated until
several years after Ecoservizi had begun its activities. Furthermore,
the company and the authorities had never complied with the decrees
in which the plant's operation had been deemed incompatible with
environmental regulations, and had disregarded the instructions
issued by the Ministry of the Environment. The treatment of toxic and
harmful waste could not be said to be in the public interest in such
conditions.
2. The Government
The
Government did not dispute that there had been interference with the
applicant's right to respect for her home and private life. They
contended, however, that the interference had been justified under
the second paragraph of Article 8 of the Convention.
The
Government asserted that the administrative decisions in which
Ecoservizi had been granted operating licences had been taken in
accordance with the law and had pursued the aims of protecting public
health and preserving the region's economic well-being. The company,
they pointed out, processed almost all of the region's industrial
waste, thereby ensuring the development of the region's industry and
protecting the community's health.
In
the Government's submission, the instant case differed from that of
Guerra and Others v. Italy (judgment of 19 February 1998,
Reports of Judgments and Decisions 1998-I, p. 227, § 57)
for two reasons. Firstly, Ecoservizi's operations respected the
fundamental right to public health, and secondly, it had not been
proved that the facility in the instant case was dangerous, whereas
in Guerra and Others it had not been disputed that the
emissions from the chemical factory entailed risks for the
inhabitants of the town of Manfredonia. The Government also pointed
out the difference between the instant case and López Ostra
v. Spain (judgment of 9 December 1994, Series A no. 303-C), in
which the operation of the waste-treatment plant had not been
indispensable to the local community. Emphasising the public-interest
value of Ecoservizi's activities, they observed that regard had to be
had to the fair balance to be struck between the competing interests
of the individual and of the community as a whole, and that there was
a clear body of case-law in which the Court had allowed States a wide
margin of appreciation in environmental matters.
The
Government also drew the Court's attention to the latest decisions by
the domestic authorities.
They
pointed out, firstly, that on 23 July 2004 the Lombardy Regional
Administrative Court, after considering all the relevant evidence in
the case, had dismissed an application by the applicant for a stay of
execution of the most recent decision to grant Ecoservizi an
operating licence. They further noted that the most recent EIA
procedure had ended on 28 April 2004 with a positive assessment by
the Ministry of the Environment.
This
proved that the relevant authorities had assessed the plant's
operations as a whole and, while ordering the company to comply with
certain requirements, had found that they were compatible with
environmental regulations and did not entail a danger to human
health.
The
Government further pointed out that Ecoservizi, a company that was
very familiar to the public, not least because of the judicial
proceedings and complaints brought by Ms Giacomelli, had frequently
undergone inspections by the relevant authorities, so that any risk
to the applicant's health could be ruled out. The applicant, whose
sole purpose was to secure the closure or relocation of the plant,
had simply alleged a violation of her right to health, without taking
into account the efforts made by the appropriate authorities to
improve the situation and without giving details or proof of any
adverse effects on her health.
B. The Court's assessment
Article
8 of the Convention protects the individual's right to respect for
his private and family life, his home and his correspondence. A home
will usually be the place, the physically defined area, where private
and family life develops. The individual has a right to respect for
his home, meaning not just the right to the actual physical area, but
also to the quiet enjoyment of that area. Breaches of the right to
respect for the home are not confined to concrete or physical
breaches, such as unauthorised entry into a person's home, but also
include those that are not concrete or physical, such as noise,
emissions, smells or other forms of interference. A serious breach
may result in the breach of a person's right to respect for his home
if it prevents him from enjoying the amenities of his home (see
Hatton and Others v. the United Kingdom [GC], no. 36022/97, §
96, ECHR 2003-VIII).
Thus
in Powell and Rayner v. the United Kingdom (judgment of
21 February 1990, Series A no. 172, p. 18, § 40) the Court
declared Article 8 applicable because “[i]n each case,
albeit to greatly differing degrees, the quality of the applicant's
private life and the scope for enjoying the amenities of his home
ha[d] been adversely affected by the noise generated by aircraft
using Heathrow Airport”. In López Ostra (cited
above, pp. 54-55, § 51), which concerned the pollution caused by
the noise and odours generated by a waste-treatment plant, the Court
stated that “severe environmental pollution may affect
individuals' well-being and prevent them from enjoying their homes in
such a way as to affect their private and family life adversely,
without, however, seriously endangering their health”. In
Guerra and Others (cited above, p. 227, § 57), the Court
observed: “The direct effect of the toxic emissions on the
applicants' right to respect for their private and family life means
that Article 8 is applicable.” Lastly, in Surugiu v. Romania
(no. 48995/99, 20 April 2004), which concerned various acts of
harassment by third parties who entered the applicant's yard and
dumped several cartloads of manure in front of the door and under the
windows of the house, the Court found that the acts constituted
repeated interference with the applicant's right to respect for his
home and that Article 8 of the Convention was applicable.
Article
8 may apply in environmental cases whether the pollution is directly
caused by the State or whether State responsibility arises from the
failure to regulate private-sector activities properly. Whether the
case is analysed in terms of a positive duty on the State to take
reasonable and appropriate measures to secure the applicants' rights
under paragraph 1 of Article 8 or in terms of an interference by a
public authority to be justified in accordance with paragraph 2, the
applicable principles are broadly similar. In both contexts regard
must be had to the fair balance that has to be struck between the
competing interests of the individual and of the community as a
whole; and in both contexts the State enjoys a certain margin of
appreciation in determining the steps to be taken to ensure
compliance with the Convention. Furthermore, even in relation to the
positive obligations flowing from the first paragraph of Article 8,
in striking the required balance the aims mentioned in the second
paragraph may be of a certain relevance (see Powell and Rayner,
p. 18, § 41, and López Ostra, pp. 54-55,
§ 51, both cited above).
The
Court considers that in a case such as the present one, which
involves government decisions affecting environmental issues, there
are two aspects to the examination which it may carry out. Firstly,
it may assess the substantive merits of the government's decision, to
ensure that it is compatible with Article 8. Secondly, it may
scrutinise the decision-making process to ensure that due weight has
been accorded to the interests of the individual (see Taşkın
and Others v. Turkey, no. 46117/99, § 115, ECHR 2004-X).
In
relation to the substantive aspect, the Court has held on a number of
occasions that in cases involving environmental issues the State must
be allowed a wide margin of appreciation (see Hatton and Others,
cited above, § 100; Buckley v. the United Kingdom,
judgment of 25 September 1996, Reports 1996-IV, pp. 1291-93,
§§ 74-77; and Taşkın and Others, cited
above, § 116).
It is
for the national authorities to make the initial assessment of the
“necessity” for an interference. They are in principle
better placed than an international court to assess the requirements
relating to the treatment of industrial waste in a particular local
context and to determine the most appropriate environmental policies
and individual measures while taking into account the needs of the
local community.
To
justify the award of the operating licence for the plant to
Ecoservizi and the subsequent decisions to renew it, the Government
referred to the economic interests of the region and the country as a
whole and the need to protect the citizens' health.
However,
the Court must ensure that the interests of the community are
balanced against the individual's right to respect for his or her
home and private life. It reiterates that it has consistently held
that although Article 8 contains no explicit procedural requirements,
the decision-making process leading to measures of interference must
be fair and must afford due respect to the interests safeguarded to
the individual by Article 8 (see, mutatis mutandis, McMichael
v. the United Kingdom, judgment of 24 February 1995, Series A no.
307-B, p. 55, § 87).
It is
therefore necessary to consider all the procedural aspects, including
the type of policy or decision involved, the extent to which the
views of individuals were taken into account throughout the
decision-making process, and the procedural safeguards available (see
Hatton and Others, cited above, § 104). However, this
does not mean that the authorities can take decisions only if
comprehensive and measurable data are available in relation to each
and every aspect of the matter to be decided.
83. A
governmental decision-making process concerning complex issues of
environmental and economic policy must in the first place involve
appropriate investigations and studies so that the effects of
activities that might damage the environment and infringe
individuals' rights may be predicted and evaluated in advance and a
fair balance may accordingly be struck between the various
conflicting interests at stake (see Hatton and Others, cited
above, § 128). The importance of public access to the
conclusions of such studies and to information enabling members of
the public to assess the danger to which they are exposed is beyond
question (see, mutatis mutandis, Guerra and Others,
cited above, p. 223, § 60, and McGinley and Egan v. the
United Kingdom, judgment of 9 June 1998, Reports 1998-III,
p. 1362, § 97). Lastly, the individuals concerned must also be
able to appeal to the courts against any decision, act or omission
where they consider that their interests or their comments have not
been given sufficient weight in the decision-making process (see,
mutatis mutandis, Hatton and Others, cited above, §
128, and Taşkın and Others, cited above, §§
118-19).
In
determining the scope of the margin of appreciation allowed to the
respondent State, the Court must therefore examine whether due weight
was given to the applicant's interests and whether sufficient
procedural safeguards were available to her.
The
Lombardy Regional Council first granted Ecoservizi an operating
licence for the plant in question in 1982. The facility was initially
designed for the storage and treatment of hazardous and non-hazardous
waste. In 1989 the company was authorised to treat harmful and toxic
waste by means of “detoxification”, a process involving
the use of chemicals potentially entailing significant risks to the
environment and human health. Subsequently, in 1991, authorisation
was given for an increase in the quantity of waste being treated at
the plant, and the facility was consequently adapted to meet the new
production requirements until it reached its current size.
The
Court notes at the outset that neither the decision to grant
Ecoservizi an operating licence for the plant nor the decision to
authorise it to treat industrial waste by means of detoxification was
preceded by an appropriate investigation or study conducted in
accordance with the statutory provisions applicable in such matters.
The
Court observes that section 6 of Law no. 349/1986 provides that the
Ministry of the Environment must carry out a prior
environmental-impact assessment (EIA) for any facility whose
operation might have an adverse effect on the environment; among such
facilities are those designed for the treatment of toxic and harmful
waste using chemicals (see paragraphs 60 and 61 above).
However,
it should be noted that Ecoservizi was not asked to undertake such a
study until 1996, seven years after commencing its activities
involving the detoxification of industrial waste.
The
Court further notes that during the EIA procedure, which was not
concluded until a final opinion was given on 28 April 2004, the
Ministry of the Environment found on two occasions, in decrees of 24
May 2000 and 30 April 2001 (see paragraphs 38 and 41 above), that the
plant's operation was incompatible with environmental regulations on
account of its unsuitable geographical location and that there was a
specific risk to the health of the local residents.
As
to whether the applicant had the opportunity to apply to the judicial
authorities and to submit comments, the Court observes that between
1994 and 2004 she lodged five applications with the Regional
Administrative Court for judicial review of decisions by the Regional
Council authorising the company's activities; three sets of judicial
proceedings ensued, the last of which is still pending. In accordance
with domestic law, she also had the opportunity to request the
suspension of the plant's activities by applying for a stay of
execution of the decisions in issue.
The
first set of proceedings instituted by the applicant ended in 1998
when the administrative courts dismissed her complaints, finding
among other things that she had failed to challenge the decisions in
which the Regional Council had authorised an increase in Ecoservizi's
volume of activity (see paragraph 20 above).
However,
in the second set of contentious proceedings the Lombardy Regional
Administrative Court and the Consiglio di Stato, in decisions
of 29 April 2003 and 25 May 2004 respectively, held that the
plant's operation had no legal basis and should therefore be
suspended with immediate effect (see paragraphs 27 and 29 above).
In
accordance with the legislation in force, the plant's operation
should have been suspended so that the company could bring it into
line with environmental-protection regulations and hence obtain a
positive assessment from the Ministry of the Environment.
However,
the administrative authorities did not at any time order the closure
of the facility.
The
Court considers that the State authorities failed to comply with
domestic legislation on environmental matters and subsequently
refused, in the context of the second set of administrative
proceedings, to enforce judicial decisions in which the activities in
issue had been found to be unlawful, thereby rendering inoperative
the procedural safeguards previously available to the applicant and
breaching the principle of the rule of law (see, mutatis mutandis,
Immobiliare Saffi v. Italy [GC], no. 22774/93, § 63,
ECHR 1999 V).
It
considers that the procedural machinery provided for in domestic law
for the protection of individual rights, in particular the obligation
to conduct an environmental-impact assessment prior to any project
with potentially harmful environmental consequences and the
possibility for any citizens concerned to participate in the
licensing procedure and to submit their own observations to the
judicial authorities and, where appropriate, obtain an order for the
suspension of a dangerous activity, were deprived of useful effect in
the instant case for a very long period.
Nor
can the Court accept the Government's argument that the decree of 28
April 2004, in which the Ministry of the Environment authorised the
continuation of the plant's operation, and the decision of 23 July
2004, in which the Lombardy Regional Administrative Court refused the
most recent request by the applicant for a stay of execution, serve
as proof of the lack of danger entailed by the activities carried out
at the site and of the efforts made by the domestic authorities to
strike a fair balance between her interests and those of the
community.
In
the Court's opinion, even supposing that, following the EIA decree of
28 April 2004, the measures and requirements indicated in the decree
have been implemented by the relevant authorities and the necessary
steps have been taken to protect the applicant's rights, the fact
remains that for several years her right to respect for her home was
seriously impaired by the dangerous activities carried out at the
plant built thirty metres away from her house.
Having
regard to the foregoing, and notwithstanding the margin of
appreciation left to the respondent State, the Court considers that
the State did not succeed in striking a fair balance between the
interest of the community in having a plant for the treatment of
toxic industrial waste and the applicant's effective enjoyment of her
right to respect for her home and her private and family life.
The
Court therefore dismisses the Government's preliminary objection and
finds that there has been a violation of Article 8 of the Convention.
III. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article 41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Damage
The
applicant claimed the sum of 1,500,000 euros (EUR) for pecuniary
damage and sought a similar award for non-pecuniary damage.
She
added that she was prepared to forgo part of the sums claimed if
Ecoservizi's operations were immediately stopped or if the facility
was moved to another site.
The
Government submitted that the sums claimed were excessive and that
the finding of a violation would constitute sufficient just
satisfaction.
As to the specific measures requested by the
applicant, the Court reiterates that its judgments are essentially
declaratory in nature and that, in general, it is primarily for the
State concerned to choose, subject to supervision by the Committee of
Ministers, the means to be used in its domestic legal order to
discharge its obligation under Article 46 of the Convention (see,
among other authorities, Öcalan v. Turkey [GC],
no. 46221/99, § 210, ECHR 2005-IV).
As
regards pecuniary damage, the Court observes that the applicant
failed to substantiate her claim and did not indicate any causal link
between the violation found and the pecuniary damage she had
allegedly sustained.
The
Court considers, however, that the violation of the Convention has
indisputably caused the applicant substantial non-pecuniary damage.
She felt distress and anxiety as she saw the situation persisting for
years. In addition, she had to institute several sets of judicial
proceedings in respect of the unlawful decisions authorising the
plant's operation. Such damage does not lend itself to precise
quantification. Making its assessment on an equitable basis, the
Court awards the applicant the sum of EUR 12,000.
B. Costs and expenses
The
applicant sought the reimbursement of the costs and expenses incurred
before the domestic authorities and the Court. In her bills of costs
she quantified her domestic costs at EUR 19,365 and the costs
incurred before the Court at EUR 3,598.
The
Government left the matter to the Court's discretion.
According
to the Court's settled case-law, an award can be made in respect of
costs and expenses only in so far as they have been actually and
necessarily incurred by the applicant and are reasonable as to
quantum (see, among many other authorities, Belziuk v. Poland,
judgment of 25 March 1998, Reports 1998-II, p. 573, § 49,
and Sardinas Albo v. Italy, no. 56271/00, § 110, 17
February 2005).
The
Court considers that part of the applicant's costs in the domestic
courts were incurred in order to remedy the violation it has found
and should be reimbursed (contrast Serre v. France, no.
29718/96, § 29, 29 September 1999). It is therefore
appropriate to award her EUR 5,000 under that head. The Court also
considers it reasonable to award her the sum claimed in respect of
the proceedings before it. Accordingly, making its assessment on an
equitable basis, it decides to award the applicant the sum of EUR
8,598.
C. Default interest
The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
Joins to the merits the Government's preliminary
objection and dismisses it after considering the merits;
Holds that there has been a violation of
Article 8 of the Convention;
Holds
(a) that
the respondent State is to pay the applicant, within three months
from the date on which the judgment becomes final in accordance with
Article 44 § 2 of the Convention, the following
amounts:
(i) EUR
12,000 (twelve thousand euros) in respect of non-pecuniary damage;
(ii) EUR
8,598 (eight thousand five hundred and ninety-eight euros) in respect
of costs and expenses;
(iii) any
tax that may be chargeable on the above amounts;
(b) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amounts at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points;
Dismisses the remainder of the applicant's claim
for just satisfaction.
Done in French, and notified in writing on 2 November 2006, pursuant
to Rule 77 §§ 2 and 3 of the Rules of Court.
Vincent Berger Boštjan M. Zupančič
Registrar President