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JURISIC AND COLLEGIUM MEHRERAU v. AUSTRIA - 62539/00 [2006] ECHR 752 (27 July 2006)
URL: http://www.bailii.org/eu/cases/ECHR/2006/752.html
Cite as:
[2006] ECHR 752
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FIRST
SECTION
CASE OF
JURISIC AND COLLEGIUM MEHRERAU v. AUSTRIA
(Application
no. 62539/00)
JUDGMENT
STRASBOURG
27
July 2006
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial
revision.
In the case of Jurisic and Collegium Mehrerau v. Austria,
The
European Court of Human Rights (First Section), sitting as a Chamber
composed of:
Mr C.L. Rozakis, President,
Mrs F.
Tulkens,
Mrs N. Vajić,
Mr A. Kovler,
Mrs E.
Steiner,
Mr K. Hajiyev,
Mr D. Spielmann, judges,
and Mr S. Nielsen, Section
Registrar,
Having
deliberated in private on 6 July 2006,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
The
case originated in an application (no. 62539/00) against the Republic
of Austria lodged with the Court under Article 34 of the Convention
for the Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by a national of Bosnia and Herzegovina,
Mr Ivan Jurisic (the “first applicant”) and the
Collegium Mehrerau, a monastery situated in Austria, (the “second
applicant”) on 7 August 2000.
The
applicants were represented by Mr W.L. Weh, a lawyer practising in
Bregenz. The Austrian Government (“the Government”) were
represented first by their Agent, Mr Hans Winkler, and subsequently
by their Agent, Mr Ferdinand Trauttmansdorff, Head of the
International Law Department at the Federal Ministry for Foreign
Affairs.
The
first applicant complained in particular that he had been denied
access to a court as he was not a party to the proceedings concerning
the issuing of an employment permit to the second applicant. Both
applicants complained that there was no oral hearing before the
Administrative Court in the proceedings. They relied on Article 6 of
the Convention.
The
application was allocated to the First Section of the Court (Rule 52
§ 1 of the Rules of Court). Within that Section, the
Chamber that would consider the case (Article 27 § 1 of the
Convention) was constituted as provided in Rule 26 § 1.
On
1 November 2004 the Court changed the composition of its Sections
(Rule 25 § 1). This case was assigned to the newly composed
First Section (Rule 52 § 1). The Government of
Bosnia-Herzegovina did not wish to intervene under Article 36 of the
Convention.
A hearing took place in public in the Human Rights
Building, Strasbourg, on 24 February 2005 (Rule 54
§ 3).
There
appeared before the Court:
(a) for the Government
Mr Hans Winkler,
Ambassador, Agent,
Mrs Ingrid Nowotny, Ministry of
Economics and Labour, Adviser
Mrs Johanna Höller,
Chancellery/Constitutional Service, Adviser;
(b) for the applicants
Mr Wilfried Weh,
Mr Rony
Kolb, Counsel.
The
Court heard addresses by Mr Winkler for the Government and Mr Weh,
for the applicants.
By
a decision of 24 February 2005, following the hearing, the Court
declared the application admissible.
The applicants but not the Government filed observations on the
merits (Rule 59 § 1).
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The
second applicant wished to employ the first applicant as a farm hand.
On
6 February 1998 the applicants lodged a request with the Bregenz
Labour Market Service (Arbeitsmarktservice) for the grant of
an employment permit to the second applicant. They submitted that the
first applicant, a national of Bosnia and Herzegovina, and his wife
had been resident in Austria since November 1992. Both he and his
wife had been granted residence permits (Aufenthaltsbewilligung)
that were valid until December 1998. The applicants claimed that
the first applicant had a right to take up employment in Austria.
They referred in that connection to the Geneva Refugee Convention and
the Association Agreement between the European Union and Turkey and
submitted that those treaties had to be applied by analogy to their
case.
On
19 March 1998 the Labour Market Service refused the request in
accordance with s. 4(6) of the Employment of Aliens Act
(Ausländerbeschäftigungsgesetz). It found that
the maximum quota fixed for the employment of foreign workers in
Vorarlberg had been exceeded and none of the conditions for making an
exception under s. 4 (6) of the Act were met.
On
6 April 1998 the applicants appealed. They reiterated the arguments
they had submitted before the Bregenz Labour Market Service.
On
25 May 1998 the Vorarlberg Labour Market Service rejected the first
applicant’s appeal as inadmissible. It noted that only the
second applicant as the proposed employer, not the first applicant,
had the right to lodge a request for the grant of an employment
permit. According to s. 21 of the Employment of Aliens Act an alien
only became a party to proceedings concerning the issue of a work
permit if his personal circumstances were relevant to the decision or
if there was no employer. In the present case, however, neither of
these conditions applied. In particular, the Bregenz Labour Market
Service had based its decision exclusively on the situation of the
labour market, and in particular the fact that the maximum quota for
the employment of foreign workers had been exceeded. For that reason,
the first applicant was not a party to the proceedings.
The
Vorarlberg Labour Market Service further noted that only certain
refugees – namely, those who had indefinite leave to remain,
were married to an Austrian national or had a child of Austrian
nationality – were exempted from the regulations of the
Employment of Aliens Act. The first applicant did not fall into any
of those categories. The Association Agreement between the European
Union and Turkey was not applicable in the present case as the first
applicant was not a Turkish national.
The
Vorarlberg Labour Market Service went on to dismiss the second
applicant’s appeal. It observed that the Bregenz Labour Market
Service had proposed a replacement for the first applicant within the
meaning of s. 4(2) and (3) of the Employment of Aliens Act, but he
had not been taken on. In a telephone conversation the Labour Market
Service had been informed by a representative of the second applicant
that the proposed replacement had not been employed because the
relevant post had already been filled. In further submissions the
second applicant stated that the replacement had not complied with
the requirements of the post.
The
Vorarlberg Labour Market Service concluded that the second applicant
had no further interest in employing the first applicant. It observed
in particular that the second applicant had not given sufficient
reasons as to why the proposed replacement could not work as a farm
hand, a post which did not require any special qualification. It
concluded that the second applicant was not interested in employing a
replacement and dismissed the request for an employment permit under
s. 4(1) of the Employment Act. It further noted that, in any event,
the conditions for granting an employment permit had not been
satisfied as the maximum quota fixed for the employment of foreign
workers in Vorarlberg had been exceeded and none of the conditions
for an exception under s. 4(6) of the above Act applied.
On
7 July 1998 the applicants filed a complaint with the Administrative
Court and requested an oral hearing. They submitted that the Labour
Market Service had not carried out sufficient investigations before
reaching its findings. In particular, it had not heard evidence from
the second applicant. They further denied that the second applicant
had informed the Labour Market Service that the relevant post had
been filled, and contested the maximum quota.
Referring
to Article 17 of the Geneva Refugee Convention, the Association
Agreement between the European Union and Turkey, Article 23 of
the Universal Declaration of Human Rights, the European Social
Charter and Article 6 of the International Covenant for Economic,
Social and Cultural Rights, the applicants submitted that the first
applicant had a right to take up employment in Austria and had
standing to join the proceedings. They also relied on Article 6 and
Article 8 of the Convention and Article 1 of Protocol No. 1.
They
submitted that the first applicant had come to Austria as a Bosnian
refugee, had resided there with his wife since 1992 and was in
possession of a residence permit that was valid until December 1998.
On
15 December 1999 the Administrative Court rejected the first
applicant’s complaint and dismissed the second applicant’s
complaint. It found that none of the first applicant’s rights
had been violated, as the refusal to grant the employment permit was
not based on reasons related to the first applicant’s personal
circumstances under s. 21 of the Employment of Aliens Act.
As
to the second applicant’s complaint, it found that the Labour
Market Service’s decision was coherent and conclusive. The
Labour Market Service had based its decision essentially on the
statements of the second applicant. There had, therefore, been no
further need to hear representations from the second applicant. The
Administrative Court concluded that the Labour Market Service had
rightly refused to issue an employment permit under s. 4 (1) of the
Employment of Aliens Act. It also decided that it was unnecessary to
examine the second applicant’s further submissions questioning
whether the maximum quota had been attained.
The
Administrative Court further noted that the second applicant had
never alleged that the first applicant was a refugee within the
meaning of the Geneva Refugee Convention. As regards the reference to
the European Social Charter and the International Covenant for
Economic, Social and Cultural Rights, it noted that those treaties
were not directly applicable and so could not create any subjective
rights. At most, they might be of assistance in interpreting the
domestic legislation. However, having regard to the clear wording of
s. 21 of the Employment of Aliens Act and the fact that there was no
prospect of that provision being successfully challenged in the
Constitutional Court (Verfassungsgerichtshof), as that court
had already ruled that proceedings concerning a request for an
employment permit under the Employment of Aliens Act did not concern
a “civil right or obligation” within the meaning of
Article 6 of the Convention, the Administrative Court said that even
the above mentioned interpretation would not lead to recognition of
the first applicant’s legal standing in the proceedings
concerning the grant of an employment permit.
It
went on to note that the Association Agreement between the European
Union and Turkey was not applicable as the first applicant was not
Turkish.
In
accordance with s. 39(2) of the Administrative Court Act
(Verwaltungsgerichtshofgesetz), the Administrative Court
dismissed the applicants’ request for a hearing as it found
that an oral hearing was not likely to contribute to the
clarification of the case. Referring to its case-law it further found
that the proceedings did not concern a “civil right”
within the meaning of Article 6 of the Convention. The decision was
served on the applicants’ counsel on 7 February 2000.
The
second applicant was subsequently granted a permit to employ the
first applicant from 14 July 2000 until 13 July 2001 and from
14 July 2001 until 13 July 2002.
In
February 2002 the applicant’s wife became an Austrian citizen.
Consequently, the Employment of Aliens Act is no longer applicable to
the first applicant.
II. RELEVANT DOMESTIC LAW AND PRACTICE
The
Employment of Aliens Act (Ausländerbeschäftigungsgesetz)
regulates an alien’s access to the Austrian labour market. The
relevant parts of the Act at the material time were as follows:
Section
1 stated that the Act was not applicable inter alia to:
- certain
refugees who had indefinite leave to remain in Austria, who were
married to an Austrian national or who had a child of Austrian
nationality (s. 1(2)(a));
- aliens
married to an Austrian national if they were in possession of a
residence document (Aufenthaltstitel) within the meaning of
the Act (s. 1(2)(1)); under the Aliens Act (Fremdengesetz)
there are two types of residence document: residence permits
(Aufenthaltsbewilligung) and settlement permits
(Niederlassungsbewilligung). The relevant provisions of the
Aliens Act make it easier for aliens married to an Austrian national
to obtain a settlement permit.
Under
s. 3(8) of the Employment of Aliens Act the competent Regional Labour
Office had to certify that the alien concerned fulfilled the
requirements of s. 1(2)(l) before he could take up employment.
S. 3(1)
and (2) of the Act laid down the principle that a proposed employer
required an employment permit (Beschäftigungsbewilligung)
if he wished to take on a foreign employee. Without such a permit the
contract of employment between the employer and the foreign employee
was null and void. However, while he was actually employed an alien
hired without an employment permit had the same rights against his
employer as he would have had if the contract of employment had been
valid. If the lack of an employment permit was due to the employer’s
negligence, the foreign employee further enjoyed all the rights to
which he would have been entitled upon the termination of a valid
employment relationship (s. 29).
S. 15
of the Act provided that a request could be made for an “exemption
certificate” (Befreiungsschein) in respect of aliens who
had been continuously legally employed within the meaning of the Act
in Austria for at least five years during the previous eight, and for
aliens who had been married to an Austrian national for at least five
years and had their residence (Wohnsitz) in Austria. The
exemption certificate subsequently relieved the alien or potential
employer from the obligation to apply for an employment permit. S. 19
provided that the alien concerned could apply for an exemption
certificate to the competent Regional Labour Market Service.
If an alien had been continuously legally employed
within the meaning of the Act for at least 52 weeks in the previous
14 months, he was entitled to request a personal work permit
(Arbeitserlaubnis)
which was normally valid for one region only and could be restricted
to certain kinds of employment (s. 14 (a)).
S. 19
provided that in order to obtain an employment permit the employer
had to submit details of the proposed employment of the individual
employee to the Regional Labour Market Service concerned. The
application could be made by the alien only if there was no employer.
According
to s. 4(1) an employment permit could only be granted if the
situation and evolution of the labour market so allowed and important
public or economic interests would not be harmed. Furthermore,
specific conditions listed in s. 4(3) had to be fulfilled.
S.
4(b)(1) laid down that the situation and evolution of the labour
market only allowed an employment permit to be granted in respect of
a proposed foreign employee if there were no prior-ranking foreign
job applicants. Prior-ranking foreign job applicants included aliens
who were in possession of an exemption certificate within the meaning
of s. 15 of the Act or who were in receipt of unemployment insurance
payments (Arbeitslosenversicherung) (s. 4(b)(2) and (3)).
S. 4(c)
provided that an employment permit had to be issued ex officio in
respect of Turkish nationals falling within the relevant provisions
of the Association Agreement between the European Union and Turkey.
Under
s. 13(a) the Minister for Labour and Social Affairs could fix maximum
quotas for the employment of aliens in a specific region
(Landeshöchstzahl) for the following year. S. 4(6)
provided that once the maximum quota had been exhausted, no further
employment permits could be issued unless there were certain
exceptional circumstances.
S. 21
provided that, in principle, the foreign job applicant was not a
party to the proceedings concerning the issue of the employment
permit. Exceptions were made where the personal circumstances of the
alien were relevant to the decision or where there was no employer.
According
to the settled case-law of the Constitutional Court and the
Administrative Court a refusal to issue an employment permit under
S. 4(1) and (6) of the Employment of Aliens Act could
not violate a proposed foreign employee’s rights because he had
no legal entitlement to the grant under that Act (see VfSlg
14.347/1995, VfSlg 13617/1993; and the Administrative Court’s
decision of 16 November 1995, 94/09/0330).
The
Constitutional Court and the Administrative Court have further held
that the refusal of an employment permit to a proposed employer is
not a decision concerning the employer’s “civil rights”
(see, for example, VfSlg 13617/1993 and Administrative Court’s
decision of 29 October 1997, 95/09/0254 with further
references).
According
to s. 39(1) of the Administrative Court Act, the Administrative Court
must hold a hearing after its preliminary investigation of the case
if a complainant so requests within the time-limit. S. 39(2) and (6)
provides, however, that, notwithstanding such a request, the
Administrative Court may decide not to hold a hearing if it is
apparent from the written pleadings of the parties and the files
relating to the previous proceedings that an oral hearing is unlikely
to help clarify the case and that the lack of a hearing will not
violate Article 6 of the Convention.
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 6 § 1 OF THE
CONVENTION
Both
applicants complained that there had been no oral hearing before the
Administrative Court in the proceedings. The first applicant further
complained that he had been denied access to a court as he had not
been a party to the proceedings concerning the issue of an employment
permit to the second applicant. The applicants relied on Article 6 of
the Convention, which, in so far as relevant, reads as follows:
“In the determination of his civil rights and
obligations ..., everyone is entitled to a fair ... hearing ... by
[a] ... tribunal...”
A. The parties’ submissions
1. The applicants
The
applicants submitted that the first applicant was integrated in
Austria and had a right to an employment permit under Article 8 of
the Convention. They submitted in this regard that the first
applicant had lived in Austria since 1992 with an indefinite
settlement permit and that his wife, who also lived in Austria had
become an Austrian national in 2002. The first applicant had already
worked for the second applicant for six months in 1993. The
applicants submitted that a claim to work by a foreign worker
permanently established with his family in the host country was, at
the very least, an arguable right. The right of a foreign employee to
an employment permit was furthermore indirectly recognised by the
case-law of the Constitutional Court according to which an alien was
not to be discriminated against by another alien. Further, the
competent authorities did not have an unfettered discretion to decide
whether or not an employment permit should be granted but were bound
by the conditions laid down in the Employment Act. The applicants
argued that the first applicant’s right to employment in
Austria could be deduced from the Geneva Refugee Convention, the
International Covenant on Economic, Social and Cultural Rights, the
Association Agreement between Austria and Turkey and the European
Social Charter.
The
applicants submitted that an employment permit was a condition
precedent to the validity of the contract of employment between the
employer and the foreign employee and was therefore a decisive factor
in a civil-law relationship. Even if a foreign worker employed under
an invalid employment contract had the same rights to a salary from
his employer as he would have under a valid employment contract, he
did not have protection against dismissal, health insurance, pension
rights or a right to representation by the Workers’ Committee.
Moreover, a worker who was illegally employed risked being prohibited
from residing in Austria. The proceedings at issue were comparable to
administrative proceedings concerning the approval of a transaction
under the Real Property Transactions Act to which the Court had found
that Article 6 was applicable (Ringeisen v. Austria,
judgment of 16 July 1971 Series A no. 13, and
Sramek v. Austria, judgment of 22 October 1984,
Series A, no. 84), or to proceedings concerning a guardianship
court’s approval of a contract concerning a minor. The
applicants further pointed out that the Labour Market Service could
not change a civil employment contract but could refuse to grant a
permit if the salary did not correspond to the minimum wage set out
in the relevant collective bargaining agreement.
They
maintained that the lack of an oral hearing before the Administrative
Court and the fact that the first applicant had been denied access to
a court constituted violations of Article 6 of the Convention.
2. The Government
The
Government submitted that Article 6 was not applicable to the
proceedings at issue. In respect of the first applicant they argued
that he could not claim a right within the meaning of Article 6 as
under domestic law he had neither a right to apply for an employment
permit nor a right to the issue of such a permit. They referred in
that connection to the decision of B. v. the Netherlands (no.
12074/86, Commission decision of 14 July 1988, unreported),
in which the Commission found that, in the absence of an independent
right of an alien to apply for a work permit under Dutch law, Article
6 was not applicable to the proceedings relating to such an
application. The Government further stressed that the refusal to
issue an employment permit affected the alien’s legal position
only to a limited extent as in the absence of an employment permit a
foreign worker who was actually employed had the same rights against
his employer as if the contract of employment was valid. Furthermore,
if the lack of an employment permit was due to the employer’s
negligence, the foreign employee enjoyed all the rights to which he
would have been entitled upon the termination of a valid employment
relationship.
The
Government also argued that the proceedings did not involve the
determination of a “civil” right of either the first or
the second applicant. They argued in this respect that the
requirement of an employment permit for foreign workers served to
regulate the Austrian labour market and social policy. Although a
decision concerning such a permit had certain effects on
relationships under the civil law, its primary purpose was public. In
the present case, the refusal to grant an employment permit was
exclusively based on considerations concerning the public interest.
The Employment of Aliens Act provided for the gradual integration of
foreign workers into the Austrian labour market. The decision
concerning a foreign worker’s initial entry into the Austrian
labour market, namely the issue of an employment permit, was
exclusively based on public interests and the alien concerned
therefore had no right to such a permit. As the alien became further
integrated into the labour market, however, public interests became
less decisive and he acquired a legal right to a work permit and,
subsequently, to an exemption certificate granting him full access to
the Austrian labour market.
The
Government further argued that the second applicant had been offered
a replacement worker and had been free to employ someone else. There
had not, therefore, been any restriction on the manner in which it
exercised its economic activities and property rights or in the scope
of those activities and rights.
The
Government admitted that, if the Court found that Article 6 was
applicable to the proceedings at issue, the first applicant’s
right of access to a court had been violated.
As
regards the second applicant’s complaint, they argued that
there had been no breach of its right to an oral hearing before a
tribunal as the special features of the proceedings constituted
“exceptional circumstances” which justified the absence
of a hearing. The Government noted in that connection that in their
submissions to the Administrative Court the applicants did not
expressly dispute the Labour Market Service’s findings that the
relevant post had been filled, or substantiate their complaint
relating to the maximum quota and their request for an oral hearing.
The Administrative Court had, therefore, been in a position in which
it could decide the case on the basis of the case-file.
B. The Court’s assessment
1. Applicability of Article 6 § 1 of the
Convention
The
Court reiterates that, according to the principles laid down in its
case-law, it must first ascertain whether there was a “dispute”
(“contestation”) over a “right” which
can be said, at least on arguable grounds, to be recognised under
domestic law. The dispute must be genuine and serious; it may relate
not only to the actual existence of a right but also to its scope and
the manner of its exercise. The outcome of the proceedings must be
directly decisive for the right in question. Lastly, the right must
be a “civil” right (see, amongst many other authorities,
Mennitto v. Italy [GC], no. 33804/96, § 23, ECHR
2000 X, with further references).
Turning
to the circumstances of the present case, the Court finds that the
applicants’ situations must be examined separately. It will
begin by examining the second applicant’s situation.
1. The second applicant
The
Court notes at the outset that the Government did not deny that,
following the Labour Market Service’s refusal to grant an
employment permit to the second applicant, a dispute arose between
the second applicant and that authority. The dispute, in which the
second applicant inter alia argued that the Vorarlberg Labour
Market Service had not made sufficient investigations to obtain
evidence in support of its findings and had relied on inaccurate
figures, was genuine and serious. It remains to be determined whether
the dispute related to a civil right of the second applicant.
In
this regard, the Court notes that under the Employment of Aliens Act
an employment permit for a specific foreign employee is granted to
the employer upon request, provided that specified conditions are
met, important public or economic interests are not harmed and the
situation and evolution of the labour market allow. It follows that
the second applicant as the proposed employer could, at least on
arguable grounds, claim the right to an employment permit.
The
Court finally notes that the validity of an employment
contract concluded between an employer and a foreign employee is in
principle dependent on the grant of an employment permit. Therefore,
the outcome of the proceedings at
issue has to be considered directly decisive for the second
applicant’s relations under the civil law; it thus concerned
its “civil” rights (see mutatis mutandis Ringeisen
v. Austria, cited above; Fehr and Others v. Austria,
no. 28866/95, Commission decision of 2 July 1997,
unreported).
It
follows that Article 6 of the Convention applies to the proceedings
concerning the second applicant’s request for an employment
permit.
2. The first applicant
The
Court notes that as the proposed foreign employee the first applicant
had no locus standi in the proceedings concerning the issue of
an employment permit. The Court will examine whether this restriction
delimited the substantive content properly speaking of the first
applicant’s right (so that the guarantees of Article 6 § 1
do not apply) or amounted to a procedural bar preventing the bringing
of a potential claim to court, to which Article 6 could have some
application (see mutatis mutandis Roche v. the
United Kingdom [GC], no. 32555/96, §§ 118,119,
19 October 2005).
The
Court observes that the applicants agreed on the first applicant’s
employment by the second applicant and jointly applied for an
employment permit. In this important aspect the present case differs
from the case of B. v. the Netherlands (cited above), in
which the employer refused to join the applicant in his application
for a work permit and the Commission found that, in the absence of an
independent right to such a permit by the applicant, Article 6 did
not apply.
Thus,
the present case does not concern the first applicant’s right
to employment as such, but rather his right to the necessary public
approval of his concrete employment plans with the second applicant.
Considering that the second applicant could and actually did claim a
right to the issue of an employment permit, the Court finds that the
first applicant must be taken to have also had a right, derived from
the second applicant’s right, to adjudication on his request
for an employment permit. The fact that the domestic legislation
precluded him from making the request for an employment permit to the
domestic authorities personally does not affect the existence of that
right but is only a procedural bar. The Court is comforted in this
view by the fact that the relevant domestic legislation does not
unconditionally prevent a foreign employee from applying for an
employment permit but provides exceptional circumstances in which a
foreign worker can institute such proceedings personally (see §
39above).
61. Having
regard to its findings above (see §§ 55 and 56 above), the
Court further considers that the first applicant’s right to
conclude a valid employment contract was arguable, and that the
dispute he wished to bring before the domestic tribunals was both
directly decisive for this “civil” right and genuine and
serious.
It
follows that Article 6 of the Convention also applies in respect of
the first applicant.
2. Compliance with Article 6 § 1 of the Convention
1. The second applicant
The
second applicant complained under Article 6 § 1 of the
Convention that there had been no oral hearing before the
Administrative Court.
The
Court notes that the second applicant’s case was considered by
the Bregenz Labour Market Service and the Vorarlberg Labour Market
Service, both purely administrative authorities, and subsequently by
the Administrative Court. The second applicant did not contest that
the Administrative Court qualified as a tribunal, and there is no
indication in the file that the Administrative Court’s scope of
review was insufficient in the circumstances of the case. Thus, the
Administrative Court was the first and only tribunal to examine the
applicant’s case (see mutatis mutandis Schelling v.
Austria, no. 55193/00, § 29, 10 November 2005).
The
second applicant was thus in principle entitled to a public oral
hearing before the first and only tribunal to examine its case,
unless there were exceptional circumstances which justified
dispensing with such a hearing. The Court has accepted such
exceptional circumstances in cases where proceedings concerned
exclusively legal or highly technical questions (see Schuler-Zgraggen
v. Switzerland, judgment of 24 June 1993, Series A no. 263,
p. 19-20, § 58; Varela Assalino v. Portugal (dec.),
no. 64336/01, 25 April 2002; Speil v. Austria (dec.)
no. 42057/98, 5 September 2002).
However,
the Court does not consider that the subject matter of the
proceedings before the Administrative Court in the present case was
of such a highly technical or exclusively legal nature as to justify
dispensing with the obligation to hold a hearing.
There
has accordingly been a violation of Article 6 § 1 of the
Convention.
2. The first applicant
The
first applicant complained under Article 6 § 1 of the Convention
that he had been denied access to a court as he was not a party to
the proceedings concerning the issue of an employment permit. He
further complained under Article 6 § 1 of the Convention that
there had been no oral hearing before the Administrative Court.
The
Court reiterates that Article 6 § 1 embodies the “right
to a court”, of which the right of access, that is, the right
to institute proceedings before a court in civil matters, constitutes
one aspect. While this right may be subject to limitations; it must
be satisfied that the limitations applied do not restrict or reduce
the access left to the individual in such a way or to such an extent
that the very essence of the right is impaired. Furthermore, a
limitation will not be compatible with Article 6 § 1 if it
does not pursue a legitimate aim and if there is not a reasonable
relationship of proportionality between the means employed and the
aim sought to be achieved (see, among many other authorities, Osman
v. the United Kingdom, judgment of 28 October 1998,
Reports of Judgments and Decisions 1998 VIII, § 174).
In
the present case, the Employment of Aliens Act prevented the first
applicant from bringing his claim for an employment permit before the
domestic authorities.
The
Government admitted that if the Court found that Article 6 was
applicable to the proceedings at issue the first applicant’s
right of access to a court had been violated.
In
the light of the foregoing and its conclusion that Article 6 of the
Convention is applicable to the first applicant’s case, the
Court finds that there has been a violation of the first applicant’s
right of access to a court, as guaranteed by Article 6 § 1 of
the Convention.
In
view of this finding, the Court does not find it necessary to examine
the first applicant’s complaint about the lack of an oral
hearing before the Administrative Court.
II. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article
41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Damage
The
applicants claimed reimbursement of their costs in the domestic
proceedings and before the Court under the head of pecuniary damage.
The
Court will examine these claims under the head of costs and expenses.
B. Costs and expenses
The
applicants claimed a total of 3,551.39 euros (EUR) including VAT for
the costs they had incurred before the Bregenz Labour Market Service,
the Vorarlberg Labour Market Service and the Administrative Court.
They further claimed EUR 10,314.38 including VAT for the costs
incurred in the proceedings before the Court.
The Government argued that these claims were excessive. They noted in
particular that the bill of costs submitted by the applicants’
representative included a fee of EUR 180 which had not actually
incurred before the Administrative Court.
According
to the Court’s established case-law, an award can be made in
respect of costs and expenses incurred by the applicants only in so
far as they have been actually and necessarily incurred and are
reasonable as to quantum (see inter alia, Belziuk
v. Poland, judgment of 25 March 1998,
Reports 1998-II, p. 573, § 49, and Craxi
v. Italy, no. 34896/97, § 115, 5 December 2002).
As
to the costs claim concerning the domestic proceedings, the Court
considers that only the costs of the appeal proceedings before the
Vorarlberg Market Service and the Administrative Court may be
regarded as incurred to prevent or redress the breaches of Article 6
of the Convention complained of by the applicants. The applicants put
these costs at 2,621.24 EUR. The Court, however, agrees with the
Government that this claim appears excessive insofar as it also
includes costs which had not actually incurred in the proceedings
before the Administrative Court. The Court, therefore, having
deducted these costs from the sum claimed, awards 2,441.24 EUR
in this respect. This sum includes any taxes chargeable on this
amount.
As
regards the Convention proceedings, the Court notes the applicants,
who did not have the benefit of legal aid, were represented before
the Court. Making an assessment on an overall basis and taking into
account the fact that the application was brought by the same lawyer
and is similar to the application in the Coorplan-Jenni GmbH and
Hascic v. Austria case, the Court awards EUR 7,000 on this
account. This sum includes any taxes chargeable on this amount.
Thus,
a total of EUR 9,441.24 is awarded in respect of costs and expenses.
C. Default interest
The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT
1. Holds unanimously that Article 6 § 1 of the
Convention is applicable to the proceedings at issue in respect of
the second applicant;
2. Holds by five votes to two that Article 6 §
1 of the Convention is applicable to the proceedings at issue in
respect of the first applicant;
Holds by six votes to one that there has been a
violation of Article 6 § 1 of the Convention in respect of
the second applicant’s right to a public oral hearing before
the Administrative Court;
Holds by five votes to two that there has been a
violation of Article 6 § 1 of the Convention in respect of
the first applicant’s right of access to a court;
Holds unanimously that it is unnecessary to
examine the first applicant’s further complaint about the lack
of an oral hearing under Article 6 § 1 of the Convention;
Holds by six votes to one
(a) that
the respondent State is to pay the applicants, within three months
from the date on which the judgment becomes final in accordance with
Article 44 § 2 of the Convention, EUR 9,441.24
(nine thousand four hundred and forty-one euros and twenty-four
cents) in respect of costs and expenses;
(b) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amount at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points;
Dismisses unanimously the remainder of the
applicants’ claim for just satisfaction.
Done in English, and notified in writing on 27 July 2006, pursuant to
Rule 77 §§ 2 and 3 of the Rules of Court.
Søren Nielsen Christos Rozakis
Registrar President
In accordance with Article 45 § 2 of the Convention and Rule 74
§ 2 of the Rules of Court, the following dissenting opinions are
annexed to this judgment:
(a) Partly
dissenting opinion of Mrs Steiner joined by Mrs Vajić;
(b) Partly
dissenting opinion of Mrs Vajić.
C.L.R.
S.N.
PARTLY DISSENTING OPINION OF JUDGE STEINER JOINED BY
JUDGE VAJIĆ
I do
not agree with the majority that Article 6 of the Convention is
applicable in respect of the first applicant for the following
reasons.
It
has been the Court’s consistent case-law that Article 6 applies
only to disputes over “rights” which can be said, at
least on arguable grounds, to be recognised under domestic law (see,
amongst many other authorities, James and Others v. the
United Kingdom, judgment of 21 February 1986, Series A
no. 98, Z and Others, at § 81 and the authorities
cited therein together with McElhinney v. Ireland [GC],
no. 31253/96, § 23, ECHR 2001 XI (extracts))
It
was the applicants’ contention that the first applicant had a
right recognised under Austrian law for an employment permit. They
did not claim that such a right could be derived from the provisions
of the Employment Act but rather argued that such a right can be
based on other provisions which are part of Austrian law.
I
will take these provisions in turn. The first argument is that he can
rely on Article 8 of the Convention. I would, however, point out that
in the admissibility decision in the case Coorplan-Jenni and
Hascic v. Austria (no. 10523/02, 24 February 2005) which
concerned the same issue, the Court found that the facts complained
of did not fall within the ambit of Article 8 of the Convention.
The applicants next argue that the first applicant can rely on the
Constitutional Court’s case-law prohibiting all kinds of
discrimination including discrimination between foreigners. However,
this case-law merely refers to an equal enjoyment of legal positions
guaranteed by law and cannot guarantee a substantive right to
employment itself. Next the applicants suggest that a right to an
employment permit might be inferred from the Geneva Refugee
Convention. However, it has not been submitted that the first
applicant has been recognised as a refugee or that any such
application had been made before the domestic authorities. Further,
the applicants refer to the International Covenant on Economic,
Social and Cultural rights and the European Social Charta. However,
these international instruments are not self executing at the
domestic level and for this reason cannot confer any subjective right
at the domestic level on the applicants. I would only add that the
wording of the relevant provisions does not give the impression that
they actually give an unconditional right of employment to
foreigners. Lastly the applicants propose that the Association
Agreement concluded between the European Union and the Republic of
Turkey be extended to them. I do not think this is possible. By
concluding such an agreement the parties have consented to enter into
a special relation and it cannot be claimed that they had had the
intention to extend this special treatment to thirds who are not
party to that agreement.
I
will now turn to the majority’s finding that the fact that the
first applicant had no locus standi in the proceedings
concerning the issuing of an employment permit did not delimit the
substantive content properly speaking of his right, but amounted
merely to a procedural bar and that Article 6 of the Convention was
therefore applicable (§§ 58, 60). They cite the case
Roche v. the United Kingdom. This case refers in fact to
previous case-law concerning otherwise well-founded claims in
domestic law subsequently prevented from being entertained before a
domestic court because subsequently issued legal acts or the grant of
State immunity. In these cases Article 6 was held applicable (see
Tinnelly & Sons Ltd and Others and McElduff and Others v. the
United Kingdom, judgment of 10 July 1998, Reports of Judgments
and Decisions 1998 IV; Al-Adsani v. the United Kingdom
[GC], no. 35763/97, ECHR 2001 XI; Fogarty v. the
United Kingdom [GC], no. 37112/97, ECHR 2001 XI and
McElhinney v. Ireland [GC], no. 31253/96, ECHR 2001 XI
(extracts)).
However,
I cannot find that the present case is in any aspect comparable to
these cases. Looking at the relevant provisions of the domestic
legislation, the Employment of Aliens Act, and its interpretation by
the domestic courts, I cannot discern any provision granting a
foreigner the right to an employment permit and, consequently,
general locus standi in such proceedings. Only in very
exceptional situations, which the applicant has never even alleged to
fall under, a foreigner may be party to the proceedings (see §
39 above).
I
finally note that in the very case Roche v. United Kingdom the
Court stressed that, in assessing whether there is a civil “right”
and in determining the substantive or procedural characterisation to
be given to an impugned restriction, the starting point must be the
provisions of the relevant domestic law and their interpretation by
the domestic courts (see § 120) and, having carefully
examined these elements, considered that Mr Roche had no (civil)
“right” recognised under domestic law which would attract
the application of Article 6 § 1 of the Convention (§
124)
I
regret that the majority disregarded these principles in the present
case. Thereby, the Court distorted the domestic legislation and its
accepted interpretation by substituting them by its own
understanding.
PARTLY DISSENTING OPINION OF JUDGE VAJIĆ
1. I
regret that I am unable to agree with the majority’s finding
that Article 6 of the Convention is applicable to the first
applicant. On that point I join the dissenting opinion of Judge
Steiner.
2. I
have voted with the majority as to the applicability of Article 6 in
respect of the second applicant. However, I cannot agree with the
finding that there was also a violation of Article 6 in respect of
the second applicant’s rights to an oral hearing in the present
case.
In
rejecting the request for an oral hearing the Administrative Court
based itself, inter alia, on section 39(2) of the
Administrative Court Act according to which it may decide not to hold
a hearing if such a hearing is unlikely to help clarify the case
(§ 26).
The
dispute between the parties in the instant case related basically to
the maximum quota fixed for the employment of foreign workers in
Vorarlberg as the applicant contested the accuracy of the official
statistics due to which the quota had been exceeded.
The
majority has concluded, without any further explanation and following
a somewhat mechanical approach, that the subject matter of the
proceedings before the Administrative Court in the present case was
not of such “a highly technical or exclusively legal nature”
as to justify dispensing with the obligation to hold a hearing (§
66). With due respect, I do not share that opinion.
In my
opinion the applicant’s submissions to the Administrative Court
were not of a kind to raise issues of fact or law which were of such
a nature as to require an oral hearing for their disposition (see
among others Pitkänen v. Sweden
(dec.), no. 52793/99, 26 August 2003; Pursiheimo v. Finland
(dec.), no. 57795/00, 25 November 2003; Varela Assalino
v. Portugal (dec.), no. 64336/01,25 April 2002;
Döry v. Sweden, judgment
of 12 November 2002, § 44;
Strömblad v. Sweden (dec.), no. 45935/99,
11 February 2003; Allan Jacobsson v. Sweden (No. 2),
judgment of 19 February 1998, Reports of Judgments and
Decisions 1998-I, § 49). Having regard to the facts of the
case, the main question the Administrative Court had to determine
related to the finding of the Labour Market Services that the maximum
quota has been exceeded and the application of the quota to the
applicant, thus leaving no discretionary powers to the court to
decide. In my opinion that question could have been adequately
resolved on the basis of the case file and the written submissions
and did not require a debate. I therefore fail to see why written
submissions challenging these findings and containing information and
possible data trying to prove the contrary would not have sufficed.
The applicant has not submitted any elements of a nature to convince
me that only an oral hearing subsequent to the written submissions
would have assured the fair character of the proceedings.
Moreover,
it is understandable that in this sphere relating to employment
quotas for foreign workers the national authorities should have
regard to the demands of efficiency and economy. Systematically
holding hearings could be an obstacle to the particular diligence
required in such cases (see mutatis mutandis Speil v.
Austria (dec.), no. 42057/98, 5 September 2002;
Schuler-Zgraggen v. Switzerland, judgment of 24 June 1993,
Series A no. 263, § 58).
For
these reasons I am of the opinion that there were circumstances which
justified dispensing with an oral hearing before the Administrative
Court in the present case.
Finally,
I am of the opinion that the Court should have a more flexible
approach, than the one adopted by the majority in the instant case,
when evaluating whether decisions of domestic authorities not to hold
an oral hearing in civil cases amounted to a violation of Article 6,
§ 1 of the Convention. In other words, it should examine the
need for the hearing (i.e., whether it would serve any purpose and/or
bring new elements to the courts’ reasoning) on the particular
facts of each case and also having special regard to the reasoning of
the domestic courts. The Court should, of course, always emphasize
the need for an oral hearing in really important cases, but at the
same time it should avoid unnecessarily burdening domestic courts
from whom we repeatedly demand particular diligence, especially in
the kind of cases as the present one.