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Agim BEHRAMI and Bekir BEHRAMI v FRANCE - 71412/01 78166/01 [1999] ECHR 182 (9 June 1999)
URL: http://www.bailii.org/eu/cases/ECHR/1999/182.html
Cite as:
45 EHRR SE10,
(2007) 45 EHRR SE10,
[1999] ECHR 182
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GRAND
CHAMBER
DECISION
AS TO THE
ADMISSIBILITY OF
Application no.
71412/01
by Agim BEHRAMI and Bekir BEHRAMI
against
France
and
Application no. 78166/01
by Ruzhdi SARAMATI
against France, Germany and Norway
The
European Court of Human Rights, sitting on 2 May 2007 as a Grand
Chamber composed of:
Mr C.L. Rozakis,
President,
Mr J.-P. Costa,
Sir Nicolas Bratza,
Mr B.M.
Zupančič,
Mr P. Lorenzen,
Mr I.
Cabral Barreto,
Mr M. Pellonpää,
Mr A.B.
Baka,
Mr K. Traja,
Mrs S. Botoucharova,
Mr M.
Ugrekhelidze,
Mrs A. Mularoni,
Mrs E.
Fura-Sandström,
Mrs A. Gyulumyan,
Mr E.
Myjer,
Ms D. Jočienė,
Mr D. Popović,
judges,
and Mr M. O'Boyle, Deputy Registrar,
Having
regard to the above applications lodged on 28 September 2000 and 28
September 2001, respectively
Having
regard to the decision of 13 June 2006 by which the Chamber of the
Second Section to which the cases had originally been assigned
relinquished its jurisdiction in favour of the Grand Chamber, none of
the parties having objected to relinquishment (Article 30 of the
Convention and Rule 72 of the Rules of Court),
Having
regard to the agreement of the parties to the Saramati case to
the appointment of a common interest judge (Judge Costa) pursuant to
Rule 30 of the Rules of Court,
Having
regard to the parties' written and oral submissions and noting the
agreement of Germany not to make oral submissions following the
applicant's request to withdraw his case against that State
(paragraphs 64-65 of the decision below),
Having
regard to the written submissions of the United Nations requested by
the Court, the comments submitted by the Governments of the Denmark,
Estonia, Greece, Poland, Portugal and of the United Kingdom as well
as those of the German Government accepted as third party
submissions, all under Rule 44(2) of the Rules of Court,
Having
regard to the oral submissions in both applications at a hearing on
15 November 2006,
Having
decided to join its examination of both applications pursuant to Rule
42 § 1 of the Rules of Court,
Having
deliberated on 15 November 2006 and on 2 May 2007, decides as
follows:
THE FACTS
Mr
Agim Behrami, was born in 1962 and his son, Mr Bekir Behrami, was
born in 1990. Both are of Albanian origin. Mr Agim Behrami complained
on his own behalf, and on behalf of his deceased son, Gadaf Behrami
born in 1988. These applicants live in the municipality of Mitrovica
in Kosovo, Republic of Serbia. They were represented by Mr Gazmend
Nushi, a lawyer with the Council for the Defence of Human Rights and
Freedoms, an organisation based in Pristina, Kosovo. Mr Saramati was
born in 1950. He is also of Albanian origin living in Kosovo. He was
represented by Mr Hazer Susuri of the Criminal Defence Resource
Centre, Kosovo. At the oral hearing in the cases, the applicants were
further represented by Mr Keir Starmer, QC and Mr Paul Troop as
Counsel, assisted by Ms Nuala Mole, Mr David Norris and Mr Ahmet
Hasolli, as Advisers.
The
French Government were represented by their Agents, Mr R. Abraham, Mr
J.-L. Florent and, subsequently, Ms Edwige Belliard, assisted by Ms
Anne-Françoise Tissier and by Mr Mostafa Mihraje, advisers,
all of the legal directorate of the Ministry of Foreign Affairs.
The
German Government were represented by Dr Hans-Jörg Behrens,
Deputy Agent and Professor Dr. Christian Tomuschat, Counsel. The
Norwegian Government were represented by their Agents, Mr Rolf Einar
Fife and Ms Therese Steen, assisted by Mr Torfinn Rislaa Arnsten,
Adviser.
I. RELEVANT BACKGROUND TO THE CASES
The
conflict between Serbian and Kosovar Albanian forces during 1998 and
1999 is well documented. On 30 January 1999, and following
a decision of the North Atlantic Council (“NAC”) of the
North Atlantic Treaty Organisation (“NATO”), NATO
announced air strikes on the territory of the then Federal Republic
of Yugoslavia (“FRY”) should the FRY not comply with the
demands of the international community. Negotiations took place
between the parties to the conflict in February and March 1999. The
resulting proposed peace agreement was signed by the Kosovar Albanian
delegation but not by the Serbian delegation. The NAC decided on, and
on 23 March 1999 the Secretary General of NATO announced, the
beginning of air strikes against the FRY. The air strikes began
on 24 March 1999 and ended on 8 June 1999 when the FRY troops agreed
to withdraw from Kosovo. On 9 June 1999 “KFOR”, the FRY
and the Republic of Serbia signed a “Military Technical
Agreement” (“MTA”) by which they agreed on FRY
withdrawal and the presence of an international security force
following an appropriate UN Security Council Resolution (“UNSC
Resolution”).
UNSC
Resolution 1244 of 10 June 1999 provided for the establishment of a
security presence (KFOR) by “Member States and relevant
international institutions”, “under UN auspices”,
with “substantial NATO participation” but under “unified
command and control”. NATO pre-deployment to The Former
Yugoslav Republic of Macedonia allowed deployment of significant
forces to Kosovo by 12 June 1999 (in accordance with OPLAN 10413,
NATO's operational plan for the UNSC Resolution 1244 mission called
“Operation Joint Guardian”). By 20 June FRY withdrawal
was complete. KFOR contingents were grouped into four multinational
brigades (“MNBs”) each of which was responsible for a
specific sector of operations with a lead country. They included MNB
Northeast (Mitrovica) and MNB Southeast (Prizren), led by France and
Germany, respectively. Given the deployment of Russian forces after
the arrival of KFOR, a further agreement on 18 June 1999 (between
Russia and the United States) allocated various areas and roles to
the Russian forces.
UNSC
Resolution 1244 also decided on the deployment, under UN auspices, of
an interim administration for Kosovo (UNMIK) and requested the
Secretary General (“SG”), with the assistance of relevant
international organisations, to establish it and to appoint a Special
Representative to the SG (“SRSG”) to control its
implementation. UNMIK was to coordinate closely with KFOR. UNMIK
comprised four pillars corresponding to the tasks assigned to it.
Each pillar was placed under the authority of the SRSG and was headed
by a Deputy SRSG. Pillar I (as it was at the relevant time) concerned
humanitarian assistance and was led by UNHCR before it was phased out
in June 2000. A new Pillar I (police and justice administration) was
established in May 2001 and was led directly by the UN, as was Pillar
II (civil administration). Pillar III, concerning democratisation and
institution building, was led by the Organisation for Security and
Co-operation in Europe (“OSCE”) and Pillar IV
(reconstruction and economic development) was led by the European
Union.
II THE CIRCUMSTANCES OF THE BEHRAMI CASE
On
11 March 2000 eight boys were playing in the hills in the
municipality of Mitrovica. The group included two of Agim Behrami's
sons, Gadaf and Bekim Behrami. At around midday, the group came
upon a number of undetonated cluster bomb units (“CBUs”)
which had been dropped during the bombardment by NATO in 1999 and the
children began playing with the CBUs. Believing it was safe, one of
the children threw a CBU in the air: it detonated and killed Gadaf
Behrami. Bekim Behrami was also seriously injured and taken to
hospital in Pristina (where he later had eye surgery and was released
on 4 April 2000). Medical reports submitted indicate that he
underwent two further eye operations (on 7 April and 22 May 2000) in
a hospital in Bern, Switzerland. It is not disputed that Bekim
Behrami was disfigured and is now blind.
UNMIK
police investigated. They took witness statements from, inter
alia, the boys involved in the incident and completed an initial
report. Further investigation reports dated 11, 12 and 13 March 2000
indicated, inter alia, that UNMIK police could not access the
site without KFOR agreement; reported that a French KFOR officer had
accepted that KFOR had been aware of the unexploded CBUs for months
but that they were not a high priority; and pointed out that the
detonation site had been marked out by KFOR the day after the
detonation. The autopsy report confirmed Gadaf Behrami's death
from multiple injuries resulting from the CBU explosion. The UNMIK
Police report of 18 March 2000 concluded that the incident amounted
to “unintentional homicide committed by imprudence”.
By
letter dated 22 May 2000 the District Public Prosecutor wrote to Agim
Behrami to the effect that the evidence was that the CBU detonation
was an accident, that criminal charges would not be pursued but that
Mr Behrami had the right to pursue a criminal prosecution within
eight days of the date of that letter. On 25 October 2001 Agim
Behrami complained to the Kosovo Claims Office (“KCO”)
that France had not respected UNSC Resolution 1244. The KCO forwarded
the complaint to the French Troop Contributing Nation Claims Office
(TCNCO”). By letter of 5 February 2003 that TCNCO rejected the
complaint stating, inter alia, that the UNSC Resolution 1244
had required KFOR to supervise mine clearing operations until UNMIK
could take over and that such operations had been the responsibility
of the UN since 5 July 1999.
III. THE CIRCUMSTANCES OF THE SARAMATI CASE
On
24 April 2001 Mr Saramati was arrested by UNMIK police and brought
before an investigating judge on suspicion of attempted murder and
illegal possession of a weapon. On 25 April 2001 that judge ordered
his pre-trial detention and an investigation into those and
additional charges. On 23 May 2001 a prosecutor filed an
indictment and on 24 May 2001 the District Court ordered his
detention to be extended. On 4 June 2001 the Supreme Court allowed Mr
Saramati's appeal and he was released.
In
early July 2001 UNMIK police informed him by telephone that he had to
report to the police station to collect his money and belongings. The
station was located in Prizren in the sector assigned to MNB
Southeast, of which the lead nation was Germany. On 13 July 2001 he
so reported and was arrested by UNMIK police officers by order of the
Commander of KFOR (“COMKFOR”), who was a Norwegian
officer at the time.
On
14 July 2001 detention was extended by COMKFOR for 30 days.
On
26 July 2001, and in response to a letter from Mr Saramati's
representatives taking issue with the legality of his detention, KFOR
Legal Adviser advised that KFOR had the authority to detain under the
UNSC Resolution 1244 as it was necessary “to maintain a safe
and secure environment” and to protect KFOR troops. KFOR had
information concerning Mr Saramati's alleged involvement with armed
groups operating in the border region between Kosovo and the Former
Yugoslav Republic of Macedonia and was satisfied that Mr Saramati
represented a threat to the security of KFOR and to those residing in
Kosovo.
On
26 July 2001 the Russian representative in the UNSC referred to “the
arrest of Major Saramati, the Commander of a Kosovo Protection Corps
Brigade, accused of undertaking activities threatening the
international presence in Kosovo”.
On
11 August 2001 Mr Saramati's detention was again extended by order of
COMKFOR. On 6 September 2001 his case was transferred to the District
Court for trial, the indictment retaining charges of, inter alia,
attempted murder and the illegal possession of weapons and
explosives. By letter dated 20 September 2001, the decision of
COMKFOR to prolong his detention was communicated to his
representatives.
During
each trial hearing from 17 September 2001 to 23 January 2002 Mr
Saramati's representatives requested his release and the trial court
responded that, although the Supreme Court had so ruled in June 2001,
his detention was entirely the responsibility of KFOR.
On
3 October 2001 a French General was appointed to the position of
COMKFOR.
On
23 January 2002 Mr Saramati was convicted of attempted murder under
Article 30 § 2(6) of the Criminal Code of Kosovo in conjunction
with Article 19 of the Criminal Code of the FRY. He was acquitted on
certain charges and certain charges were either rejected or dropped.
Mr Saramati was transferred by KFOR to the UNMIK detention facilities
in Prishtina.
On
9 October 2002 the Supreme Court of Kosovo quashed Mr Saramati's
conviction and his case was sent for re-trial. His release from
detention was ordered. A re-trial has yet to be fixed.
IV. RELEVANT LAW AND PRACTICE
A. The prohibition on the
unilateral use of force and its collective security counterpart
The
prohibition on the unilateral use of force by States, together with
its counterpart principle of collective security, mark the dividing
line between the classic concept of international law, characterised
by the right to have recourse to war (ius ad bellum) as an
indivisible part of State sovereignty, and modern international law
which recognises the prohibition on the use of force as a fundamental
legal norm (ius contra bellum).
More
particularly, the ius contra bellum era of public
international law is accepted to have begun (at the latest, having
regard, inter alia, to the Kellog-Briand Pact signed in 1928)
with the end of the First World War and with the constitution of the
League of Nations. The aim of this organisation of universal vocation
was maintaining peace through an obligation not to resort to war
(First recital and Article 11 of the Covenant of the League of
Nations) as well as through universal systems of peaceful settlement
of disputes (Articles 12-15 of the Covenant) and of collective
security (Article 16 of the Covenant). It is argued by commentators
that, by that stage, customary international law prohibited
unilateral recourse to the use of force unless in self-defence or as
a collective security measure (for example, R. Kolb, “Ius
Contra Bellum – Le Droit international relatif au maintien de
la paix”, Helbing and Lichtenhahn, Bruylant, 2003, pp.
60-68).
The
UN succeeded the League of Nations in 1946. The primary objective of
the UN was to maintain international peace and security (First
recital and Article 1 § 1 of the Charter) and this was to be
achieved through two complimentary actions. The first, often
described as “positive peace” (the Preamble to the
Charter as well as Article 2 § 3, Chapter VI, Chapter IX-X and
certain measures under Article 41 of Chapter VII), aimed at the
suppression of the causes of dispute and the building of sustainable
peace. The second type of action, “negative peace”, was
founded on the Preamble, Article 2 § 4 and most of the Chapter
VII measures and amounted to the prohibition of the unilateral use of
force (Article 2 § 4) in favour of collective security
implemented by a central UN organ (the UNSC) with the monopoly on the
right to use force in conflicts identified as threatening peace. Two
matters were essential to this peace and security mechanism: its
“collective” nature (States had to act together against
an aggressor identified by the UNSC) as well as its “universality”
(competing alliances were considered to undermine the mechanism so
that coercive action by regional organisations was subjected to the
universal system by Article 53 of the Charter).
B. The Charter of the UN, 1945
The
Preamble as well as Articles 1 and 2, in so far as relevant, provide
as follows:
“WE THE PEOPLES OF THE UNITED NATIONS DETERMINED
- to save succeeding generations from the scourge of
war, which twice in our lifetime has brought untold sorrow to
mankind, and
- to reaffirm faith in fundamental human rights, in the
dignity and worth of the human person, in the equal rights of men and
women and of nations large and small, and
- to establish conditions under which justice and
respect for the obligations arising from treaties and other sources
of international law can be maintained, and
- to promote social progress and better standards of
life in larger freedom,
AND FOR THESE ENDS
- to practice tolerance and live together in peace with
one another as good neighbours, and
- to unite our strength to maintain international peace
and security, and
- to ensure, by the acceptance of principles and the
institution of methods, that armed force shall not be used, save in
the common interest, and
- to employ international machinery for the promotion of
the economic and social advancement of all peoples,
HAVE RESOLVED TO COMBINE OUR EFFORTS TO ACCOMPLISH THESE
AIMS
Accordingly, our respective Governments, ..., have
agreed to the present Charter of the United Nations and do hereby
establish an international organisation to be known as the United
Nations.
Article 1
The Purposes of the United Nations are:
1. To maintain international peace and security, and to
that end: to take effective collective measures for the prevention
and removal of threats to the peace, and for the suppression of acts
of aggression or other breaches of the peace, and to bring about by
peaceful means, and in conformity with the principles of justice and
international law, adjustment or settlement of international disputes
or situations which might lead to a breach of the peace;
...
Article 2
...
5. All Members shall give the United Nations every
assistance in any action it takes in accordance with the present
Charter, and shall refrain from giving assistance to any state
against which the United Nations is taking preventive or enforcement
action.
...
7. Nothing contained in the present Charter shall
authorize the United Nations to intervene in matters which are
essentially within the domestic jurisdiction of any state or shall
require the Members to submit such matters to settlement under the
present Charter; but this principle shall not prejudice the
application of enforcement measures under Chapter VII.”
Chapter
V deals with the UNSC and Article 24 outlines its “Functions
and Powers” as follows:
“1. In order to ensure prompt and effective action
by the [UN], its Members confer on the [UNSC] primary responsibility
for the maintenance of international peace and security, and agree
that in carrying out its duties under this responsibility the [UNSC]
acts on their behalf.
2. In discharging these duties the [UNSC] shall act in
accordance with the Purposes and Principles of the [UN]. The specific
powers granted to the [UNSC] for the discharge of these duties are
laid down in Chapters VI, VII, VIII, and XII. ...”
Article
25 provides:
“The Members of the United Nations agree to accept
and carry out the decisions of the [UNSC] in accordance with the
present Charter.”
Chapter
VII is entitled “Action with respect to threats to the peace,
breaches of the peace and acts of aggression”. Article 39
provides:
“The Security Council shall determine the
existence of any threat to the peace, breach of the peace, or act of
aggression and shall make recommendations, or decide what measures
shall be taken in accordance with Articles 41 and 42, to maintain or
restore international peace and security.”
The
notion of a “threat to the peace” within the meaning of
Article 39 has evolved to include internal conflicts which threaten
to “spill over” or concern serious violations of
fundamental international (often humanitarian) norms. Large scale
cross border displacement of refugees can also render a threat
international (Article 2(7) of the UN Charter; and, for example, R.
Kolb, “Ius Contra Bellum – Le Droit international
relatif au maintien de la paix”, Helbing and Lichtenhahn,
Bruylant, 2003, pp. 60-68; and “Yugoslav Territory, United
Nations Trusteeship or Sovereign State? Reflections on the current
and Future Legal Status of Kosovo”, Zimmermann and Stahn,
NJIL 70, 2001, p. 437).
Articles
41 and 42 read as follows:
“41. The Security Council may decide what measures
not involving the use of armed force are to be employed to give
effect to its decisions, and it may call upon the Members of the
United Nations to apply such measures. These may include complete or
partial interruption of economic relations and of rail, sea, air,
postal, telegraphic, radio, and other means of communication, and the
severance of diplomatic relations.”
42. Should the Security Council consider that measures
provided for in Article 41 would be inadequate or have proved to be
inadequate, it may take such action by air, sea, or land forces as
may be necessary to maintain or restore international peace and
security. Such action may include demonstrations, blockade, and other
operations by air, sea, or land forces of Members of the United
Nations.”
Articles
43-45 provide for the conclusion of agreements between member states
and the UNSC for the former to contribute to the latter land and air
forces necessary for the purpose of maintaining international peace
and security. No such agreements have been concluded. There is,
consequently, no basis in the Charter for the UN to oblige Member
States to contribute resources to Chapter VII missions. Articles
46-47 provide for the UNSC to be advised by a Military Staff
Committee (comprising military representatives of the permanent
members of the UNSC) on, inter alia, military requirements for
the maintenance of international peace and security and on the
employment and command of forces placed at the UNSC's disposal. The
MSC has had very limited activity due to the absence of Article 43
agreements.
Chapter
VII continues:
“Article 48
The action required to carry out the decisions of the
Security Council for the maintenance of international peace and
security shall be taken by all the Members of the United Nations or
by some of them, as the Security Council may determine.
Such decisions shall be carried out by the Members of
the United Nations directly and through their action in the
appropriate international agencies of which they are members.
Article 49
The Members of the United Nations shall join in
affording mutual assistance in carrying out the measures decided upon
by the Security Council.”
C. Article 103 of the Charter
This
Article reads as follows:
“In the event of a conflict between the
obligations of the Members of the United Nations under the present
Charter and their obligations under any other international
agreement, their obligations under the present Charter shall
prevail.”
The ICJ considers Article 103 to mean that the Charter
obligations of UN member states prevail over conflicting obligations
from another international treaty, regardless of whether the latter
treaty was concluded before or after the UN Charter or was only a
regional arrangement (Nicaragua v. United States of America,
ICJ Reports, 1984, p. 392, at § 107. See also Kadi v. Council
and Commission, § 183, judgment of the Court of First
Instance of the European Communities (“CFI”) of 21
September 2005 (under appeal) and two more recent judgments of the
CFI in the same vein: Yusuf and Al Barakaat v. Council and
Commission, 21 September 2005, §§ 231, 234, 242-243 and
254 as well as Ayadi v. Council, 12 July 2006, § 116).
The ICJ has also found Article 25 to mean that UN member states'
obligations under a UNSC Resolution prevail over obligations arising
under any other international agreement (Orders of 14 April 1992
(provisional measures), Questions of Interpretation and Application
of the 1971 Montreal Convention arising from the Aerial Incident at
Lockerbie (Libyan Arab Jamahiriya v United States of America and
Libyan Arab Jamahiriya v United Kingdom), ICJ Reports, 1992, p.
16,§ 42 and p. 113, § 39, respectively).
D. The International Law Commission (“ILC”)
Article
13 of the UN Charter provided that the UN General Assembly should
initiate studies and make recommendations for the purpose of, inter
alia, encouraging the progressive development of international
law and its codification. On 21 November 1947, the General Assembly
adopted Resolution 174(II) establishing the ILC and approving its
Statute.
1. Draft Articles on the Responsibility of International
Organisations
Article
3 of these draft Articles adopted in 2003 during the 55th
session of the ILC is entitled “General principles” and
it reads as follows (see the Report of the ILC, General Assembly
Official Records, 55th session, Supplement No. 10 A/58/10
(2003):
“1. Every internationally wrongful act of an
international organization entails the international responsibility
of the international organization.
2. There is an internationally wrongful act of an
international organization when conduct consisting of an action or
omission:
(a) Is attributable to the international organization
under international law; and
(b) Constitutes a breach of an international obligation
of that international organization.
Article
5 of the draft Articles adopted in 2004 during the 56th
session of the ILC is entitled “Conduct of organs or agents
placed at the disposal of an international organisation by a State or
another international organisation” and reads as follows (see
the Report of the ILC, General Assembly Official Records, 56th
session, Supplement No. 10 A/59/10 (2004) and Report of the Special
Rapporteur on the Responsibility of International Organisations, UN,
Official Documents, A/CN.4/541, 2 April 2004):
“The conduct of an organ of a State or an organ or
agent of an international organisation that is placed at the disposal
of another international organisation shall be considered under
international law an act of the latter organisation if the
organisation exercises effective control over that conduct.”
The
ILC Commentary on Article 5, in so far as relevant, provides:
“When an organ of a State is placed at the
disposal of an international organization, the organ may be fully
seconded to that organization. In this case the organ's conduct would
clearly be attributable only to the receiving organization. ...
Article 5 deals with the different situation in which the lent organ
or agent still acts to a certain extent as organ of the lending State
or as organ or agent of the lending organization. This occurs for
instance in the case of military contingents that a State placed at
the disposal of the [UN] for a peacekeeping operation, since the
State retains disciplinary powers and criminal jurisdiction over the
members of the national contingent. In this situation the problem
arises whether a specific conduct of the lent organ or agent has to
be attributed to the receiving organization or to the lending State
or organization. ...
Practice relating to peacekeeping forces is particularly
significant in the present context because of the control that the
contributing State retains over disciplinary matters and criminal
affairs. This may have consequences with regard to attribution of
conduct. ...
Attribution of conduct to the contributing State is
clearly linked with the retention of some powers by that State over
its national contingent and thus on the control that the State
possesses in the relevant respect.
As has been held by several scholars, when an organ or
agent is placed at the disposal of an international organization, the
decisive question in relation to attribution of a given conduct
appears to be who has effective control over the conduct in
question.”
The
report noted that it would be difficult to attribute to the UN action
resulting from contingents operating under national rather than UN
command and that in joint operations, international responsibility
would be determined, absent an agreement, according to the degree of
effective control exercised by either party in the conduct of the
operation. It continued:
“What has been held with regard to joint
operations ... should also apply to peacekeeping operations, insofar
as it is possible to distinguish in their regard areas of effective
control respectively pertaining to the [UN] and the [TCN]. While it
is understandable that, for the sake of efficiency of military
operations, the [UN] insists on claiming exclusive command and
control over peacekeeping forces, attribution of conduct should also
in this regard be based on a factual criterion.”
As
regards UN peacekeeping forces (namely, those directly commanded by
the UN and considered subsidiary organs of the UN), the Report quoted
the UN's legal counsel as stating that the acts of such subsidiary
organs were in principle attributable to the organisation and, if
committed in violation of an international obligation, entailed the
international responsibility of the organisation and its liability in
compensation. This, according to the Report, summed up the UN
practice in respect of several UN peacekeeping missions referenced in
the Report.
2. Draft Articles on State Responsibility
Article
6 if these draft Articles is entitled “Conduct of organs placed
at the disposal of a State by another State” and it reads as
follows (Report of the ILC, General Assembly Official Records, 56th
session, Supplement No. 10 (A/56/10)):
“The conduct of an organ placed at the disposal of
a State by another State shall be considered an act of the former
State under international law if the organ is acting in the exercise
of elements of the governmental authority of the State at whose
disposal it is placed.”
Article
6 addresses the situation in which an organ of a State is put at the
disposal of another, so that the organ may act temporarily for the
latter's benefit and under its authority. In such a case, the organ,
originally that of one State, acts exclusively for the purposes of
and on behalf of another State and its conduct is attributed to the
latter State alone.
E. The Vienna Convention on the Law of Treaties
Article
30 is entitled “Application of successive treaties relating to
the same subject matter” and its first paragraph reads as
follows:
“1. Subject to Article 103 of the Charter of the
United Nations, the rights and obligations of States Parties to
successive treaties relating to the same subject matter shall be
determined in accordance with the following paragraphs.”
F. The MTA of 9 June 1999
Following
the agreement by the FRY that its troops would withdraw from Kosovo
and the consequent suspension of air operations against the FRY, the
MTA was signed between “KFOR” and the Governments of the
FRY and the Republic of Serbia on 9 June 1999 which provided for the
phased withdrawal of FRY forces and the deployment of international
presences. Article I (entitled “General Obligations”)
noted that it was an agreement for the deployment in Kosovo:
“under United Nations auspices of effective
international civil and security presences. The Parties note that the
[UNSC] is prepared to adopt a resolution, which has been introduced,
regarding these measures.”
Paragraph
2 of Article I provided for the cessation of hostilities and the
withdrawal of FRY forces and, further, that:
“The State governmental authorities of the [FRY]
and the Republic of Serbia understand and agree that the
international security force (“KFOR”) will deploy
following the adoption of the UNSC [Resolution] ... and operate
without hindrance within Kosovo and with the authority to take all
necessary action to establish and maintain a secure environment for
all citizens of Kosovo and otherwise carry out its mission. They
further agree to comply with all of the obligations of this Agreement
and to facilitate the deployment and operation of this force.”
Article
V provided that COMKFOR would provide the authoritative
interpretation of the MTA and the security aspects of the peace
settlement it supported.
Appendix
B set out in some detail the breadth and elements of the envisaged
security role of KFOR in Kosovo. Paragraph 3 provided that neither
the international security force nor its personnel would be “liable
for any damages to public or private property that they may cause in
the course of duties related to the implementation of this
agreement”.
The
letter of 10 June 1999 from NATO submitting the MTA to the SG of the
UN and the latter's letter onwards to the UNSC, described the MTA as
having been signed by the “NATO military authorities”.
G. The UNSC Resolution 1244 of 10 June 1999
The
Resolution reads, in so far as relevant, as follows:
“Bearing in mind the purposes and
principles of the Charter of the United Nations, and the primary
responsibility of the Security Council for the maintenance of
international peace and security,
Recalling its [previous relevant] resolutions
...,
Regretting that there has not been full
compliance with the requirements of these resolutions,
Determined to resolve the grave humanitarian
situation in Kosovo ... and to provide for the safe and free return
of all refugees and displaced persons to their homes,
...
Welcoming the general principles on a political
solution to the Kosovo crisis adopted on 6 May 1999 (S/1999/516,
annex 1 to this resolution) and welcoming also the acceptance by the
[FRY] of the principles set forth in points 1 to 9 of the paper
presented in Belgrade on 2 June 1999 (S/1999/649, annex 2 to this
resolution), and the [FRY's] agreement to that paper,
...
Determining that the situation in the region
continues to constitute a threat to international peace and security,
Determined to ensure the safety and security of
international personnel and the implementation by all concerned of
their responsibilities under the present resolution, and acting for
these purposes under Chapter VII of the Charter of the United
Nations,
...
5. Decides on the deployment in Kosovo, under
United Nations auspices, of international civil and security
presences, with appropriate equipment and personnel as required, and
welcomes the agreement of the [FRY] to such presences;
6. Requests the Secretary-General to appoint, in
consultation with the Security Council, a Special Representative to
control the implementation of the international civil presence, and
further requests the Secretary-General to instruct his Special
Representative to coordinate closely with the international security
presence to ensure that both presences operate towards the same goals
and in a mutually supportive manner;
7. Authorizes Member States and relevant
international organizations to establish the international security
presence in Kosovo as set out in point 4 of annex 2 with all
necessary means to fulfil its responsibilities under paragraph 9
below;
...
9. Decides that the responsibilities of the
international security presence to be deployed and acting in Kosovo
will include:
...
(e) Supervising de-mining until the international civil
presence can, as appropriate, take over responsibility for this task;
(f) Supporting, as appropriate, and coordinating closely
with the work of the international civil presence;
(g) Conducting border monitoring duties as required;
...
10. Authorizes the Secretary-General, with the
assistance of relevant international organizations, to establish an
international civil presence in Kosovo in order to provide an interim
administration for Kosovo under which the people of Kosovo can enjoy
substantial autonomy within the [FRY], and which will provide
transitional administration while establishing and overseeing the
development of provisional democratic self-governing institutions to
ensure conditions for a peaceful and normal life for all inhabitants
of Kosovo;
11. Decides that the main responsibilities of the
international civil presence will include: ...
(b) Performing basic civilian administrative functions
where and as long as required;
(c) Organizing and overseeing the development of
provisional institutions for democratic and autonomous
self-government pending a political settlement, including the holding
of elections;
(d) Transferring, as these institutions are established,
its administrative responsibilities while overseeing and supporting
the consolidation of Kosovo's local provisional institutions and
other peace-building activities;
...
(i) Maintaining civil law and order, including
establishing local police forces and meanwhile through the deployment
of international police personnel to serve in Kosovo;
(j) Protecting and promoting human rights;
(k) Assuring the safe and unimpeded return of all
refugees and displaced persons to their homes in Kosovo;
...
19. Decides that the international civil and security
presences are established for an initial period of 12 months, to
continue thereafter unless the Security Council decides otherwise;
20. Requests the Secretary-General to report to the
Council at regular intervals on the implementation of this
resolution, including reports from the leaderships of the
international civil and security presences, the first reports to be
submitted within 30 days of the adoption of this resolution;
21. Decides to remain actively seized of the matter.”
Annex
1 listed the general principles on a political solution to the Kosovo
crisis adopted by the G-8 Foreign Ministers on 6 May 1999. Annex 2
comprised nine principles (guiding the resolution of the crisis
presented in Belgrade on 2 June 1999 to which the FRY had agreed)
including:
“... 3. Deployment in Kosovo under [UN] auspices
of effective international civil and security presences, acting as
may be decided under Chapter VII of the Charter, capable of
guaranteeing the achievement of common objectives.
4. The international security presence with substantial
[NATO] participation must be deployed under unified command and
control and authorized to establish a safe environment for all people
in Kosovo and to facilitate the safe return to their homes of all
displaced persons and refugees.
5. Establishment of an interim administration for Kosovo
as a part of the international civil presence ..., to be decided by
the Security Council of the [UN]. The interim administration to
provide transitional administration while establishing and overseeing
the development of provisional democratic self-governing institutions
to ensure conditions for a peaceful and normal life for all
inhabitants in Kosovo. ...”
While
this Resolution used the term “authorise”, that term and
the term “delegation” are used interchangeably. Use of
the term “delegation” in the present decision refers to
the empowering by the UNSC of another entity to exercise its function
as opposed to “authorising” an entity to carry out
functions which it could not itself perform.
H. Agreed Points on Russian Participation in KFOR (18 June 1999)
Following
Russia's involvement in Kosovo after the deployment of KFOR troops,
an Agreement was concluded as to the basis on which Russian troops
would participate in KFOR. Russian troops would operate in certain
sectors according to a command and control model annexed to the
agreement: all command arrangements would preserve the principle of
unity of command and, while the Russian contingent was to be under
the political and military control of the Russian Government, COMKFOR
had authority to order NATO forces to execute missions refused by
Russian forces.
Its
command and control annex described the link between the UNSC and the
NAC as one of “Consultation/Interaction” and between the
NAC and COMKFOR as one of “operational control”.
I. Regulation No. 2000/47 on the Status, Privileges and Immunities
of KFOR and UNMIK and their Personnel in Kosovo
This
Regulation was adopted on 18 August 2000 by the SRSG to implement the
Joint Declaration of 17 August 2000 on the status of KFOR and UNMIK
and their personnel, and the privileges and immunities to which they
are entitled. It was deemed to enter into force on 10 June 1999.
KFOR
personnel were to be immune from jurisdiction before the courts in
Kosovo in respect of any administrative, civil or criminal act
committed by them in Kosovo and such personnel were to be “subject
to the exclusive jurisdiction of their respective sending States”
(section 2 of the Regulation). UNMIK personnel were also to be immune
from legal process in respect of words spoken and all acts performed
by them in their official capacity (section 3). The SG could waive
the immunity of UNMIK personnel and requests to waive jurisdiction
over KFOR personnel were to be referred to the relevant national
commander (section 6).
J. NATO/KFOR (unclassified) HQ KFOR Main Standing Operating
Procedures (“SOP”), March 2003
Referring
to UNSC Resolution 1244 and UNMIK Regulation No. 2000/47, the SOP was
intended as a guide. The KCO would adjudicate claims relating to the
overall administration of military operations in Kosovo by KFOR in
accordance with Annex A to the SOP. It would also determine whether
the matter was against a TCN, in which case the claim would be
forwarded to that TCN.
TCNs
were responsible for adjudicating claims that arose from their own
activities in accordance with their own rules and procedures. While
there was at that time no approved policy for processing and paying
claims that arose out of KFOR operations in Kosovo, TCNs were
encouraged to process claims (through TCN Claims Offices –
“TCNCOs”) in accordance with Annex B which provided
guidelines on the claims procedure. While the adjudication of claims
against a TCN was purely a “national matter for the TCN
concerned”, the payment of claims in a fair manner was
considered to further the rule of law, enhance the reputation of KFOR
and to serve the interests of force protection for KFOR.
Annex
C provided guidelines for the structure and procedures before the
Kosovo Appeals Commission (from the KCO or from a TCNCO).
K. European Commission for Democracy through Law (“the
Venice Commission”), Opinion on human rights in Kosovo:
Possible establishment of review mechanisms (no. 280/2004, CDL-AD
(2004) 033)
The relevant parts of paragraph 14 of the Opinion read:
“KFOR contingents are grouped into four
multinational brigades. KFOR troops come from 35 NATO and non-NATO
countries. Although brigades are responsible for a specific area of
operations, they all fall “under the unified command and
control” (UN SC Resolution 1244, Annex 2, para. 4) of [COMKFOR]
from NATO. “Unified command and control” is a military
term of art which only encompasses a limited form of transfer of
power over troops. [TCNs] have therefore not transferred “full
command” over their troops. When [TCNs] contribute troops to a
NATO-led operation they usually transfer only the limited powers of
“operational control” and/or “operational command”.
These powers give the NATO commander the right to give orders of an
operational nature to the commanders of the respective national
units. The national commanders must implement such orders on the
basis of their own national authority. NATO commanders may not give
other kinds of orders (e.g. those affecting the personal status of a
soldier, including taking disciplinary measures) and NATO commanders,
in principle, do not have the right to give orders to individual
soldiers ... . In addition, [TCNs] always retain the power to
withdraw their soldiers at any moment. The underlying reason for such
a rather complex arrangement is the desire of [TCNs] to preserve as
much political responsibility and democratic control over their
troops as is compatible with the requirements of military efficiency.
This enables states to do the utmost for the safety of their
soldiers, to preserve their discipline according to national custom
and rules, to maintain constitutional accountability and, finally, to
preserve the possibility to respond to demands from the national
democratic process concerning the use of their soldiers.”
L. Detention and De-mining in Kosovo
1. Detention
A
letter from COMKFOR to the OSCE of 6 September 2001 described how
COMKFOR authorised detention: each case was reviewed by KFOR staff,
the MNB commander and by a review panel at KFOR HQ, before being
authorised by COMKFOR based on KFOR/OPS/FRAGO997 (superseded by
COMKFOR Detention Directive 42 in October 2001).
2. De-mining
Landmines
and unexploded ordinance (from the NATO bombardment of early 1999)
posed a significant problem in post-conflict Kosovo, a problem
exacerbated by the relative absence of local knowledge given the
large scale displacement of the population during the conflict. The
UN Mine Action Service (UNMAS) was the primary UN body charged with
monitoring de-mining developments in general.
On
12 June 1999 the SG delivered his operational plan for the civil
mission in Kosovo to the UNSC (Doc. No. S/1999/672). In outlining the
structure of UNMIK, he noted that mine action was dealt with under
humanitarian affairs (the former Pillar I of UNMIK) and that UNMIK
had been tasked to establish, as soon as possible, a mine action
centre. The UN Mine Action Coordination Centre (“UNMACC”:
used interchangeably with “UNMIK MACC”) opened its office
in Kosovo on 17 June 1999 and it was placed under the direction of
the Deputy SRSG of Pillar I. Pending the transfer of responsibility
for mine action to UNMACC, in accordance with the UNSC Resolution
1244, KFOR acted as the de facto coordination centre. The SG's
detailed report on UNMIK of 12 July 1999 (Doc No. S/1999/779)
confirmed that UNMACC would plan mine action activities and act as
the point of coordination between the mine action partners including
KFOR, UN agencies, NGOs and commercial companies”.
On
24 August 1999 the Concept Plan for UNMIK Mine Action Programme
(“MAP”) was published in a document entitled “UNMIK
MACC, Office of the Deputy SRSG (Humanitarian Affairs)”. It
confirmed that the UN, through UNMAS, the SRSG and the Deputy SRSG of
Pillar I of UNMIK retained “overall responsibility” for
the MAP in terms of providing policy guidance, identifying needs and
priorities, coordinating with UN and non-UN partners as well as
member states, and defining the overall operational plan and
structure. The MAP was an “integral component of UNMIK”.
As to the role of UNMIK MACC, it was underlined that, since the UN
did not intend to implement the mine action activities in Kosovo
itself, it would rely on a variety of operators including UN
agencies, KFOR contingents, NGOs and commercial companies. Those
operators had to be accredited, supported and co-ordinated to ensure
they worked in a coherent and integrated manner. Accordingly, a key
factor in the execution of the MAP was the integration and
coordination of all de-mining activities through an appropriately
structured UNMIK MACC which would, inter alia, act as the
“focal point and coordination mechanism for all mine activities
in Kosovo”. The Concept Plan went on to define the nature of
the problem and the consequent phases and priorities for mine
clearance.
Accordingly,
on 24 August 1999 a memorandum was sent by the Deputy SRSG of Pillar
I to the SRSG, requesting that, since the Concept Plan had been
approved, it should also be forwarded to KFOR “along with an
appropriate annotation that UNMIK have now assumed the responsibility
for humanitarian mine action in Kosovo”.
KFOR
Directive on CBU Marking (KFOR/OPS/FRAGO 300) was adopted on 29
August 1999 and provided:
“...KFOR will only clear mines/CBUs when deemed
essential to the conduct of the mission and to maintain freedom of
movement. KFOR does not wish to undertake de-mining, which is the
responsibility of UNMACC and the NGOs. However, there is growing
pressure for KFOR to dispose of NATO munitions. Therefore it has been
decided that KFOR will do more to reduce the threat without amending
its policy by marking the perimeter of each of the CBU footprints ...
MNBs are to conduct these tasks against a priority list co-ordinated
with UNMACC and UNMIK regional offices. The intent is to mark all
known areas by 10 October 1999”.
On
5 October 1999 that Deputy SRSG wrote to COMKFOR noting paragraph
9(e) of UNSC Resolution 1244, attaching the Concept Plan, confirming
that “we are now in a position to officially assume
responsibility for mine action in Kosovo” and underlining the
critical need for UNMIK and KFOR to co-operate and to work closely
together.
The
report of KFOR for July 1999 (submitted to the UNSC by the SG's
letter of 10 August 1999) explained that KFOR worked closely with
UNMAS and had “jointly established” UNMACC. The report
continued:
“Upon
entry into Kosovo and prior to establishment of UNMACC, KFOR
organized a Mines Action Centre, which has since been augmented by
[UN] personnel and has now become UNMACC. This is now ... charged by
the [UN] with de-mining the region. It accomplishes this task using
civilian contracted de-mining teams. KFOR is principally conducting
mission-essential mine and unexploded ordnance clearance, including
clearance of essential civilian infrastructure and public buildings.”
KFOR's
report for August 1999 (submitted to the UNSC by the SG's letter of
15 September 1999) confirmed that KFOR worked closely with UNMACC
which had been “set up jointly” by KFOR and the UN.
KFOR's subsequent monthly reports (submitted to the UNSC by the SG)
noted that KFOR worked closely with UNMAS and UNMACC and emphasised
that the eradication of the CBU threat was a priority for MNBs, the
aim being to mark and clear as many areas as possible before the
first snow (report Nos. S/1999/868, S/1999/982, S/1999/1062,
S/1999/1185 and S/1999/1266).
By
letter dated 6 April 2000 to COMKFOR, the Deputy SRSG drew the
latter's attention to recent CBU explosions involving deaths and
asked for the latter's personal support to ensure KFOR continued to
support the mine clearance project by marking CBU sites as a matter
of urgency and providing any further information they had.
In
2001 UNMAS commissioned an external evaluation of its mine action
programme in Kosovo for the period mid-1999–2001. The report,
entitled “An evaluation of the United Nations Mine Action
Programme in Kosovo 1999-2001”, commented as follows:
“At the beginning of August 1999, the MACC had de
facto taken full control of the mine action programme, although
formally it still fell under KFOR's responsibility. ... This was
followed, on 24 August, by UNMIK's approval of the [Concept Plan].
... [which] coincided with a Memo being sent by ... DSRSG (24 August)
to ... SRSG ... [T]hat request was followed up with a letter dated 5
October 1999 from [Deputy SRSG] to General Jackson, [COMKFOR], ....
Through this letter the formal handing over from the military to the
civilian sector of the mine action programme for Kosovo took place,
as mandated in [UNSC Resolution] 1244; although, in reality, this had
already taken place towards the end of August.”
COMPLAINTS
Agim
Behami complained under Article 2, on his own behalf and on behalf of
his son Gadaf Behrami, about the latter's death and Bekir Behrami
complained about his serious injury. They submitted that the incident
took place because of the failure of French KFOR troops to mark
and/or defuse the un-detonated CBUs which those troops knew to be
present on that site.
Mr
Saramati complained under Article 5 alone, and in conjunction with
Article 13 of the Convention, about his extra-judicial detention by
KFOR between 13 July 2001 and 26 January 2002. He also
complained under Article 6 § 1 that he did not have access to
court and about a breach of the respondent States' positive
obligation to guarantee the Convention rights of those residing in
Kosovo.
THE LAW
Messrs
Behrami invoked Article 2 of the Convention as regards the impugned
inaction of KFOR troops. Mr Saramati relied on Articles 5, 6 and 13
as regards his detention by, and on the orders of, KFOR. The
President of the Court agreed that the parties' submissions to the
Grand Chamber could be limited to the admissibility of the cases.
I. WITHDRAWAL OF THE SARAMATI CASE AGAINST GERMANY
In
arguing that he fell within the jurisdiction of, inter alia,
Germany, Mr Saramati initially maintained that a German KFOR officer
had been involved in his arrest in July 2001 and he also referred to
the fact that Germany was the lead nation in MNB Southeast. In their
written submissions to the Grand Chamber, the German Government
indicated that, despite detailed investigations, they had not been
able to establish any involvement of a German KFOR officer in Mr
Saramati's arrest.
Mr
Saramati responded that, while German KFOR involvement was his
recollection and while he had made that submission in good faith, he
was unable to produce any objective evidence in support. He therefore
accepted the contrary submission of Germany and, further, that German
KFOR control of the relevant sector was of itself an insufficient
factual nexus to bring him within the jurisdiction of Germany. By
letter of 2 November 2006 he requested the Court to allow him to
withdraw his case against Germany, which State did not therefore make
oral submissions at the subsequent Grand Chamber hearing.
The
Court considers reasonable the grounds for Mr Saramati's request.
There being two remaining respondent States in this case also
disputing, inter alia, that Mr Saramati fell within their
jurisdiction as well as the compatibility of his complaints, the
Court does not find that respect for human rights requires a
continued examination of Mr Saramati's case against
Germany (Article 37 § 1 in fine of the Convention) and it
should therefore be struck out as against that State.
In
such circumstances, the President of the Court has accepted the
submissions of the German Government as third party observations
under Rule 44 § 2 of the Rules of Court. References hereunder to
the respondent States do not therefore include Germany and it is
referred to below as a third party.
II. THE CASES AGAINST FRANCE AND NORWAY
A. The issue to be examined by the Court
The
applicants maintained that there was a sufficient jurisdictional
link, within the meaning of Article 1 of the Convention, between them
and the respondent States and that their complaints were compatible
ratione loci, personae and materiae with
its provisions.
The
respondent and third party States disagreed.
The
respondent Governments essentially contended that the applications
were incompatible ratione loci and personae with the
provisions of the Convention because the applicants did not fall
within their jurisdiction within the meaning of Article 1 of the
Convention. They further maintained that, in accordance with the
“Monetary Gold principle” (Monetary Gold Removed
from Rome in 1943, ICJ Reports 1954), this Court could not decide
the merits of the case as it would be determining the rights and
obligations of non-Contracting Parties to the Convention.
The
French Government also submitted that the cases were inadmissible
under Article 35 § 1 mainly because the applicants had not
exhausted remedies available to them, although they accepted that
issues of jurisdiction and compatibility had to be first examined.
While the Norwegian Government responded to questions during the oral
hearing as to the remedies available to Mr Saramati, they did not
argue that his case was inadmissible under Article 35 § 1 of the
Convention.
The
third party States submitted in essence that the respondent States
had no jurisdiction loci or personae. The UN,
intervening as a third party in the Behrami case at the
request of the Court, submitted that, while de-mining fell within the
mandate of UNMACC created by UNMIK, the absence of the necessary CBU
location information from KFOR meant that the impugned inaction could
not be attributed to UNMIK.
Accordingly,
much of these submissions concerned the question of whether the
applicants fell within the extra-territorial “jurisdiction”
of the respondent States within the meaning of Article 1 of the
Convention, the compatibility ratione loci of the complaints
and, consequently, the decision in Banković and Others v.
Belgium and 16 Other Contracting States ((dec.) [GC], no.
52207/99, ECHR 2001 XII) as well as related jurisprudence of this
Court (Drozd and Janousek v. France and Spain, judgment of 26
June 1992, Series A no. 240; Loizidou v. Turkey, judgment of
18 December 1996, Reports 1996 VI, § 56; Cyprus v. Turkey
[GC], no. 25781/94, ECHR 2001-IV; Issa and Others v. Turkey,
no. 31821/96, 16 November 2004; Ilaşcu and Others v. Moldova
and Russia [GC], no. 48787/99, ECHR 2004-VII; Öcalan v.
Turkey [GC], no. 46221/99, ECHR 2005-IV; and No. 23276/04,
Hussein v. Albania and Others, (dec.) 14 March 2006).
In
this respect, it was significant for the applicants in the Behrami
case that, inter alia, France was the lead nation in MNB
Northeast and Mr Saramati underlined that French and Norwegian
COMKFOR issued the relevant detention orders. The respondent (as well
as third party) States disputed their jurisdiction ratione loci
arguing, inter alia, that the applicants were not on their
national territory, that it was the UN which had overall effective
control of Kosovo, that KFOR controlled Mr Saramati and not the
individual COMKFORs and that the applicants were not resident in the
“legal space” of the Convention.
The
Court recalls that Article 1 requires Contracting Parties to
guarantee Convention rights to individuals falling with their
“jurisdiction”. This jurisdictional competence is
primarily territorial and, while the notion of compatibility ratione
personae of complaints is distinct, the two concepts can be
inter-dependent (Banković and Others, cited above, at §
75 and Bosphorus Hava Yolları Turizm ve Ticaret Anonim Şirketi
(Bosphorus Airways) v. Ireland [GC], no. 45036/98, §§
136 and 137, ECHR 2005-VI). In the present case, the Court considers,
and indeed it was not disputed, that the FRY did not “control”
Kosovo (within the meaning of the word in the above-cited
jurisprudence of the Court concerning northern Cyprus) since prior to
the relevant events it had agreed in the MTA, as it was entitled to
do as the sovereign power (Banković and Others,
cited above, at §§ 60 and 71 and further references
therein; Shaw, International Law, 1997, 4th Edition, p. 462,
Nguyen Quoc Dinh, Droit International Public, 1999, 6th
Edition, pp. 475-478; and Dixon, International Law, 2000, 4th
Edition, pp. 133-135), to withdraw its own forces in favour of the
deployment of international civil (UNMIK) and security (KFOR)
presences to be further elaborated in a UNSC Resolution, which
Resolution had already been introduced under Chapter VII of the UN
Charter (see Article 1 of the MTA, paragraph 36 above).
The
following day, 10 June 1999, UNSC Resolution 1244 was adopted. KFOR
was mandated to exercise complete military control in Kosovo. UNMIK
was to provide an interim international administration and its first
Regulation confirmed that the authority vested in it by the UNSC
comprised all legislative and executive power as well as the
authority to administer the judiciary (UNMIK Regulation 1999/1 and
see also UNMIK Regulation 2001/9). While the UNSC foresaw a
progressive transfer to the local authorities of UNMIK's
responsibilities, there is no evidence that either the security or
civil situation had relevantly changed by the dates of the present
events. Kosovo was, therefore, on those dates under the effective
control of the international presences which exercised the public
powers normally exercised by the Government of the FRY (Banković
and Others, cited above, at § 71).
The
Court therefore considers that the question raised by the present
cases is, less whether the respondent States exercised
extra-territorial jurisdiction in Kosovo but far more centrally,
whether this Court is competent to examine under the Convention those
States' contribution to the civil and security presences which did
exercise the relevant control of Kosovo.
Accordingly,
the first issue to be examined by this Court is the compatibility
ratione personae of the applicants' complaints with the
provisions of the Convention. The Court has summarised and
examined below the parties' submissions relevant to this question.
B. The applicants' submissions
The
applicants maintained that KFOR (as opposed to the UN or UNMIK) was
the relevant responsible organisation in both cases.
The
MTA and UNSC Resolution 1244 provided that KFOR, on which UNMIK
relied to exist, controlled and administered Kosovo in a manner
equivalent to that of a State. In addition, KFOR was responsible for
de-mining and the applicants referred in support to KFOR's duties
outlined in the MTA, in UNSC Resolution 1244, in FRAGO300, in the
UNSG reports to the UNSC (which indicated that UNMACC had been “set
up jointly” by KFOR and the UN to co-ordinate de-mining (see
the SG reports cited at paragraph 58 above) and in a report of the
International Committee of the Red Cross (“Explosive
Remnants of War, Cluster Bombs and Landmines in Kosovo”,
Geneva, August 2000, revised June 2001). Since KFOR had been aware of
the unexploded ordinance and controlled the site, it should have
excluded the public. Moreover, NATO had initially dropped the cluster
bombs. Their oral submissions endorsed the UN submissions to the
effect that, if UNMACC had responsibility for co-ordinating
de-mining, KFOR retained direct responsibility for supporting
de-mining which was “critical” to the success of the
clearance operation. Mr Saramati's detention was clearly a security
matter for KFOR (citing the KFOR documents referred to at paragraph
51 above).
The
impugned acts involved the responsibility ratione personae of
France, in the Behrami case, as well as Norway in the Saramati
case.
In
the first place, France had voted in the NAC in favour of deploying
an international force to Kosovo.
Secondly,
the French contingent's control of MNB Northeast was a relevant
jurisdictional link in the Behrami case. While Germany was the
lead nation in MNB Southeast, the applicants considered that that
was, of itself, an insufficient jurisdictional link in the Saramati
case.
Thirdly,
neither the acts nor omissions of KFOR soldiers were attributable to
the UN or NATO. KFOR was a NATO-led multinational force made up of
NATO and non-NATO troops (from 10-14 States) allegedly under
“unified” command and control. KFOR was not established
as a UN force or organ, in contrast to other peacekeeping forces and
to UNMIK and UNMACC under direct UN command. If KFOR had been such a
UN force (with the prefix “UN”), it would have had a UN
Commander in Chief, troops would not have accepted instructions from
TCNs and all personnel would have had UN immunities. On the contrary,
NATO and other States were authorised to establish the security
mission in Kosovo under “unified command and control”.
However, this was a “term of art” (the Venice Commission,
cited at paragraph 50 above): since there was no operational command
link between the UNSC and NATO and since the TCNs retained such
significant power, there was no unified chain of command from the
UNSC so that neither the acts nor the omissions of KFOR troops could
be attributed to NATO or to the UN (relying, in addition, on detailed
academic publications).
As to
the link between KFOR and the UNSC, the applicants referred to the
Attachment to the Agreement on Russian Participation (paragraph 45
above) which described that link as one of
“consultation/interaction”.
As to
the input of TCNs, the applicants noted that KFOR troops (including
COMKFOR) were directly answerable to their national commanders and
fell exclusively within the jurisdiction of their TCN: the rules of
engagement were national; troops were disciplined by national
command; deployment decisions were national; the troops were financed
by the States; individual TCNCOs had been set up; TCNs retained
disciplinary, civil and criminal jurisdiction over troops for their
actions in Kosovo (UNMIK Regulation 2000/47 and HQ KFOR Main SOP,
paragraphs 47-49 above) and, since a British court considered itself
competent to examine a case about the actions of British KFOR in
Kosovo, individual State accountability was feasible (Bici &
Anor v Ministry of Defence [2004] EWHC 786); and it was national
commanders who decided on the waiver of the immunity of KFOR troops
whereas the SG so decided for UNMIK personnel. It was disingenuous to
accept that KFOR troops were subject to the exclusive control of
their TCN and yet deny that they fell within their jurisdiction.
There was no TCN/UN agreement or a Status of Forces Agreement
(“SOFA”) between the UN and the FRY.
Fourthly,
as regards Mr Saramati's case, final decisions on detention lay with
COMKFOR who decided without reference to NATO high command or other
TCN's and he was not accountable to, nor reliant on, NATO for those
decisions. Since the ordering of detention was a separate exercise of
jurisdiction by each COMKFOR, this case was distinguishable from the
case of Hess v. the United Kingdom (28 May 1975, Decisions and
Reports no. 2, p. 72).
Fifthly,
and alternatively, KFOR did not have a separate legal personality and
could not be a subject of international law or bear international
responsibility for the acts or omissions of its personnel.
Even
if this Court were to consider that the relevant States were
executing an international (UN/NATO) mandate, this would not absolve
them from their Convention responsibility for two alternative
reasons. In the first place, Article 103 of the UN Charter would have
applied to relieve States of their Convention responsibilities only
if UNSC Resolution 1244 required them to act in a manner which
breached the Convention which was not the case: there was no conflict
between the demands of that Resolution and the Convention. Secondly,
the Convention permitted States to transfer sovereign power to an
international organisation to pursue common goals if it was necessary
to comply with international legal obligations and if the
organisation imposing the obligation provided substantive and
procedural protection “equivalent” to that of the
Convention (Bosphorus, cited above, § 155): neither NATO
nor KFOR provided such protection.
Finally,
and as to the respondent States' arguments, their submissions on the
Monetary Gold principle were fundamentally misconceived. In
addition, it would be inconsistent with the object and purpose of the
Convention to accept that States should be deterred from
participating in peacekeeping missions by the recognition of this
Court's jurisdiction in the present cases.
C. The submissions of the respondent States
1. The French Government
The
Government argued that the term “jurisdiction” in Article
1 was closely linked to the notion of a State's competence ratione
personae. In addition, and according to the ILC, the
criterion by which the responsibility of an international
organisation was engaged in respect of acts of agents at its disposal
was the overall effective, as opposed to exclusive, control of the
agent by the organisation (paragraphs 30-33 above).
83. The
French contingent was placed at the disposal of KFOR which, from a
security point of view, exercised effective control in Kosovo. KFOR
was an international force under unified command, as could be seen
from numerous constituent and applying instruments, over which the
French State did not exercise any authority. The MNBs were commanded
by an officer from a lead nation, the latter was commanded by COMKFOR
who was in turn commanded, through the NATO chain of command, by the
UNSC. Operational control of the forces was that of COMKFOR,
strategic control was exercised by Supreme Allied Commander Europe of
NATO (“SACEUR”) and political control was exercised by
the NAC of NATO and, finally, by the UNSC. Decisions and acts were
therefore taken in the name of KFOR and the French contingent acted
at all times according to the OPLAN devised and controlled by NATO.
KFOR was therefore an application of the peace-keeping operations
authorised by the UNSC whose resolutions formed the legal basis for
NATO to form and command KFOR. In such circumstances, the acts of the
national contingents could not be imputed to a State but rather to
the UN which exercised overall effective control of the territory.
The
lack of jurisdiction ratione personae of France was confirmed
by the following. In the first place, reference was made to the
immunities of KFOR and UNMIK and to the special remedies put in place
for obtaining damages which were adapted to the particular context of
the international mission of KFOR (paragraphs 46-49 above). Secondly,
if the Parliamentary Assembly of the Council of Europe (“PACE”)
recommended (Resolution 1417 (2005) of 25 January 2005) the creation
of a human rights' court in Kosovo, it could not have considered that
Convention Contracting Parties already exercised Article 1
jurisdiction there. Thirdly, the Committee for the Prevention of
Torture, Inhuman and Degrading Treatment (“the CPT”)
concluded agreements with KFOR and UNMIK in May 2006 as it considered
that Kosovo did not fall under the several jurisdiction of
Contracting States. Fourthly, the Venice Commission, in its
above-cited Opinion, did not consider that the jurisdiction of
Convention States, or therefore of this Court, extended to Kosovo.
Fifthly, any recognition of this Court's jurisdiction would involve
judging the actions of non-Contracting States contrary to the
Monetary Gold principle (judgment cited above). Sixthly, the
ILC draft Articles on State Responsibility (paragraph 34 above) meant
that the French contingent's acts and omissions (carried out under
the authority of NATO and on behalf of KFOR) were not imputable to
France.
2. The Norwegian Government
The
case was incompatible ratione personae as Mr Saramati was not
within the jurisdiction of the respondent States.
The
legal framework for KFOR detention was the MTA, UNSC Resolution 1244,
OPLAN 10413, KFOR Rules of Engagement, FRAGO997 replaced (in October
2001) by COMKFOR Detention Directive 42.
The
command structure was hierarchical under unified command and control:
each TCN transferred authority over their contingents to the NATO
chain of command to ensure the attainment of the common KFOR
objective. That chain of command ran from COMKFOR (appointed every 6
months with NATO approval), through a NATO chain of command to the
NAC of NATO and onward to the UNSC which had overall authority and
control. In all operational matters, no national military chain of
command existed between Norway and COMKFOR so that the former could
not instruct COMKFOR nor could COMKFOR deviate from NATO orders. All
MNBs and their lead countries were fully within the KFOR chain of
command. The present case was distinguishable from the
above-cited Bosphorus case since no TCN had any sovereign
rights over or in Kosovo.
KFOR
was therefore a cohesive military force under the authority of the
UNSC which monitored the discharge of the mandate through the SG
reports. This constituted, with the civilian presence (UNMIK), a
comprehensive UN administration of which national contributions were
building blocks and not autonomous units.
The
monitoring systems in place confirmed this: as noted above, the UNSC
received feedback via the SG from KFOR and UNMIK; it was UNMIK
which submitted a report to the UN Human Rights Committee on the
human rights situation in Kosovo (Concluding Observations of the
Human Rights Committee: Serbia and Montenegro, 12 August 2004,
CCPR/CO/81/SEMO) and this Government also referred to the PACE, CPT
and the Venice Commission positions relied on by the French
Government (paragraph 84 above).
Finally,
this Government underlined the serious repercussions of extending
Article 1 to cover peacekeeping missions and, notably, the
possibility of deterring States from participating in such missions
and of making already complex peacekeeping missions unworkable due to
overlapping and perhaps conflicting national or regional standards.
3. Joint (oral) submissions of France and Norway
In these submissions, the States also explained the necessarily
evolved nature of modern peacekeeping missions, developed in response
to growing demand. That the UN was the controlling umbrella was
consistent with UNMIK and KFOR having independent command and control
structures and applied regardless of whether KFOR was a traditionally
established UN security presence under direct UN operational command
or whether, as in the present cases, the UNSC had authorised an
organisation or States to implement its security functions. The
structure adopted in the present cases maintained the necessary
integrity, effectiveness and centrality of the mandate (Report of the
Panel on United Nations Peace Operations (the “Brahami report”,
A/55/305-S/2000/809). The security presence acted under UN auspices
and action was taken by, and on behalf of, the international
structures established by the UNSC and not by, or on behalf of, any
TCN. Neither the status of “lead nation” of a MNB and its
consequent control of a sector of Kosovo nor the nationality of the
French and Norwegian COMKFOR could detach those States from their
international mandate.
As
to the de-mining and detention mandates, UNSC Resolution 1244
authorised KFOR to use all necessary means to secure, inter alia,
the environment, public safety and, until UNMIK could take over
responsibility, de-mining. That Resolution also authorized KFOR to
carry out security assessments related to arms smuggling (to the
Former Yugoslav Republic of Macedonia) and to detain
persons according to detention directives and orders adopted under
unified command.
Referring
to the above-cited Bosphorus judgment, they noted that neither
of the respondent States exercised sovereignty in Kosovo and none had
handed over sovereign powers over Kosovo to an international
organisation.
There
were important sub-issues in the case including liability for
involvement in a UN peacekeeping mission and the link between a
regional instrument and international peacekeeping mission authorised
by an organisation of universal vocation. In this context, they
underlined the serious repercussions which the recognition of TCN
jurisdiction would have including deterring TCN participation in, and
undermining the coherence and therefore effectiveness of, such
peacekeeping missions.
Finally,
the applicants' suggestion, that the impugned action and inaction
constituted a sufficient jurisdictional link between the States and
the applicants, was misconceived. The applicants had also confused
the legal personality of international structures (such as NATO and
the UN) and that of their member states. Even if KFOR did not have
separate legal personality, it was under the control of the UN, which
did. Neither the retention of disciplinary control by TCN's nor the
Venice Commission Opinion relied upon by the applicants was
inconsistent with the international operational control of such an
operation by NATO through KFOR.
D. The submissions of the third parties
1. The Government of Denmark
The
applicants did not fall within the jurisdiction of the respondent
States and the applications were therefore inadmissible as
incompatible ratione personae.
The
cases raised fundamental issues as to the scope of the Convention as
a regional instrument and its application to acts of the
international peace-keeping forces authorised under Chapter VII of
the UN Charter. 192 States had vested the UNSC (including all
Convention Contracting States) with primary responsibility for the
maintenance of international peace and security (Article 24 of the UN
Charter) and, in fulfilling that function, it had the authority to
make binding decisions (Article 25) which prevailed over other
international obligations (Article 103). The UNSC could lay down the
necessary framework for civil and military assistance and, in the
case of Kosovo, this was UNSC Resolution 1244. The central question
was, therefore, whether personnel contributed by TCNs were also
exercising jurisdiction on behalf of the TCN.
In
the first place, even if the most relevant recognised instance of
extra-territorial jurisdiction was the notion (developed in the
above-cited jurisprudence concerning Northern Cyprus and the
subsequent Issa case) of “effective overall control”,
the TCNs could not have exercised such control since the relevant TCN
personnel acted in fulfilment of UNMIK and KFOR functions. UNMIK
exercised virtually all governmental powers in Kosovo and was
answerable, via the SRSG and SG, to the UNSC. Its staff were
employed by the UN. The “unified command and control”
structure of KFOR, a coherent multinational force established under
UNSC Resolution 1244 and falling under a single line of command under
the authority of COMKFOR, rendered untenable the proposition of
individual TCN liability for the acts or inaction of their troops
carried out in the exercise of international authority.
Secondly,
States put personnel at the disposal of the UN in Kosovo to pursue
the purposes and principles of the UN Charter. A finding of “no
jurisdiction” would not leave the applicants in a human rights'
vacuum, as they suggested, given the steps being taken by those
international presences to promote human rights' protection.
Thirdly,
the Convention had to be interpreted and applied in the light of
international law, in particular, on the responsibility of
international organisations for organs placed at their disposal.
Referring to the ongoing work of the ILC in this respect (paragraphs
30-33 above), they noted that that work so far had demonstrated no
basis for holding a State responsible for peacekeeping forces placed
at the disposal of the UNSC acting under Chapter VII, under unified
command and control, within the mandate outlined and in execution of
orders from that command structure.
Finally,
if there were specific inadequacies in human rights' protection in
Kosovo, these should be dealt with within the UN context. Seeking to
address those deficiencies through this Court risked deterring States
from participating in UN peacekeeping missions and undermining the
coherence and effectiveness of such missions.
2. The Government of Estonia
The
impugned action and inaction were regulated by UNSC Resolution 1244
adopted under Chapter VII of the UN Charter and the States were
thereby fulfilling an obligation which fell within the scope of, and
complied with, that Resolution in a manner which complied with
international human rights standards as prescribed in the UN Charter.
Even if there was a conflict between a State's UN and other treaty
obligations, the former took precedent (Articles 25 and 103 of the UN
Charter).
3. The German Government's written submissions
There
was no jurisdictional link between Mr Saramati and the respondents
because, inter alia, the agents of the respondents acted on
behalf of UNMIK and KFOR.
Ultimate
responsibility for Kosovo lay with the UN since effective control of
Kosovo was exercised by UNMIK and KFOR pursuant to UNSC Resolution
1244. The UNSC retained overall responsibility and delegated the
implementation of the Resolution's objectives to certain
international actors all the while monitoring the discharge of
mandates. KFOR retained, and operated under the principle of,
“unified command and control”: neither the national
contingents nor COMKFOR had roles other than their international
mandate under UNSC Resolution 1244 and none exercised sovereign
powers, a fact not changed by the retention by TCNs of criminal and
disciplinary competence over soldiers. The UNSC, via the SG
and the SRSG, continued to be the guiding and legal authority for
UNMIK. In short, both presences were international, coherent and
comprehensive structures admitting of no national instruction.
These
submissions as to the unity of the UN operation were confirmed by
secondary legislation in Kosovo: if UNMIK took care to ensure in its
regulations human rights' protection and monitoring, that implied
that the Convention control mechanisms did not apply. In addition,
the Human Rights Committee of the UN regarded the inhabitants of
Kosovo as falling under the jurisdiction of UNMIK (see paragraph 89
above).
This
Court could not review acts of the UN, not least since Article 103 of
the UN Charter established the primacy of the UN legal order. The
above-cited Bosphorus case could be distinguished since the
impugned actions of the Irish authorities took place on Irish
territory over which they were deemed to have had full and effective
control (relying on the above-cited judgment of Ilaşcu and
Others, §§ 312-33 and Assanidze v. Georgia [GC],
no. 71503/01, §§ 19-142, ECHR 2004 II)
whereas none of the present respondent States enjoyed any sovereign
rights or authority over the territory of Kosovo (the above cited
Opinion of the Venice Commission and Resolution of PACE). Any
determination by this Court of a complaint against UNMIK/KFOR would
also breach the Monetary Gold principle (cited at paragraph 67
above).
Even
if the respondent States were found to have “jurisdiction”,
the impugned act could not be imputed to those States and, in this
respect, the actual command structure was clearly determinative.
Having regard to Article 6 of the ILC draft Articles on
Responsibility of States for international wrongful acts, Article 5
of the ILC draft Articles on the Responsibility of International
Organisations and the report of the Special Rapporteur to the ILC as
regards the latter (see paragraphs 30-33 above), any damage caused by
UN peacekeeping forces acting within their mandate would be
attributable to the UN.
Finally,
the difficulties to which post-conflict situations gave rise had to
be recalled, notably the fact that full human rights' protection was
not possible in such a reconstructive context. If TCNs feared their
several liability if standards fell below those of the Convention,
they might restrain from participating in such missions which would
run counter to the spirit of the Convention and its jurisprudence
which supported international co-operation and the proper functioning
of international organisations (the above-cited cases of Banković
and Others, at § 62, Ilaşcu and Others, at §
332 and Bosphorus, at § 150).
4. The Greek Government
The
legal basis for the civil and military presence in Kosovo was UNSC
Resolution 1244. KFOR formed part, and acted in Kosovo under the
direction, of a multinational framework formed by the UN and NATO.
Even assuming that KFOR (along with UNMIK) exercised effective
control in Kosovo, that presence was under the control of the UN
and/or NATO and once the TCNs stayed within the relevant mandate they
did not exercise any individual control or jurisdiction in Kosovo.
Referring to the Opinion of the Venice Commission (cited at paragraph
50 above), the Government concluded that any action/inaction of KFOR
was attributable to the UN and/or NATO and not to the respondent
States.
5. The Polish Government
A
State could not be held responsible for the activities of KFOR or
UNMIK, those entities acted under the authority of the UN pursuant to
UNSC Resolution 1244 and the UN could not be held accountable under
the Convention. In providing resources and personnel to the UN (with
a legal personality distinct from its member states), TCNs were not
exercising governmental authority in Kosovo. The complaints were
therefore incompatible ratione personae.
A
finding that States were severally liable for participating in
peacekeeping and democracy-building missions would have a devastating
effect on such missions notably as regards the States' willingness to
participate in such missions which result would run counter to the
values of the UN Charter, the Statute of the Council of Europe and
the Convention.
6. The Government of the United Kingdom
The
applicants did not fall within the jurisdiction of the respondent
States so the question of the attribution of actions to those States
did not arise (Banković and Others decision, at §
75).
UNSC
Resolution 1244 was adopted under Chapter VII of the UN Charter and,
according to Article 103 of that Charter, the obligations of members
states of the UN under that Resolution took priority over other
international treaty obligations.
The
administration of Kosovo was in the hands of the UN, via UNMIK
and the SRSG, and that administration was not subject to the
Convention. UNMIK was an international civil presence created by the
UN in Kosovo answerable, via the SRSG, to the UNSC on its
tasks set out in UNSC Resolution 1244. UNMIK was responsible for
the civil administration of Kosovo and was therefore responsible for
human rights matters. As to de-mining in particular, responsibility
was that of UNMACC: regard was had to the terms of UNSC Resolution
1244, to the establishment of UNMACC and its taking de facto
and then formal control of de-mining in August and October 1999,
respectively. UNMACC being an agency of the UN, any allegation about
de-mining could not engage the responsibility of France.
KFOR
was a multinational and international security presence so that at no
time did any respondent State exercise effective overall control over
a part of Kosovo. The MNBs comprised contingents from many TCNs
(including substantial contingents from States not parties to the
Convention and from outside Europe) and were answerable to an overall
commander (“unified command and control”). Even if a
State was a “lead nation” of a MNB which controlled a
particular sector, that gave that State no degree of control or
authority over the inhabitants or territory of Kosovo. Neither KFOR
as a whole nor the TCNs exercised control over any part of Kosovo:
UNMIK was tasked with civil administration and with human rights
matters and KFOR did not control that administration in a manner
comparable to the Turkish forces identified by the Court as regards
Northern Cyprus (see cases cited at paragraph 68 above).
Accordingly,
the effect of UNSC Resolution 1244 was that, at the relevant time,
the UNSC exercised the powers of government in Kosovo through an
international administration supported by an international security
presence to which the respondent States and other non-Contracting
States had provided troops.
None
of the respondent States were therefore in a position to secure the
rights and freedoms defined in Article 1 of the Convention to any of
the inhabitants of Kosovo. None were asserting sovereign authority
but rather international authority through an international security
presence mandated by the UNSC and acting pursuant to powers conferred
by a binding Chapter VII decision. This conclusion was reinforced by
the above-cited Hess case. The present case could be
distinguished from the situation in R (Al-Skeini) v. Secretary of
State for Defence ([2005] EWCA Ci 1609) where a contingent in an
international operation had exclusive control of a place of
detention.
In
addition, while the duty under Article 1 was indivisible (Banković
and Others, at § 75), the respondent States had
neither the power nor the responsibility to secure the rights and
freedoms defined in Article 1 since that responsibility was
specifically vested in UNMIK.
The
application raised fundamental questions about the relationship
between the Convention (a regional treaty and “constitutional
instrument of European public order”) and the universal system
for the maintenance of international peace in which the Council of
Europe played an important part. To superimpose that regional human
rights' structure upon a peace keeping force established by the
universal organisation would be inappropriate as a matter of
principle and run counter to the ordre public to which the
Court frequently referred and, further, risked causing serious
difficulties to Contracting States in participating in UN and other
multinational peacekeeping operations outside the territories of the
Convention States.
To
avoid this result, Article 1 should be interpreted to mean that,
where officials from States act together within the scope of an
international operation authorised by the UN, they are not exercising
sovereign jurisdiction but that of the international authority, so
that their acts did not bring those affected within the jurisdiction
of the States or engage the Convention responsibility of those
States.
7. The Government of Portugal.
They
adopted the observations of the UK Government.
8. The UN
The
UN outlined the respective mandates and responsibilities of UNMIK and
KFOR as set out in UNSC Resolution 1244. The mandate adopted by the
UNSC was an expression of the will of the member states to grant a UN
organ authority, as opposed to a duty, to act: it was not an
obligation of result. In executing the mandate, the UN operation
retained, unless otherwise specified, discretion to determine
implementation including timing and priorities. The UN recalled the
relevant provisions of UNSC Resolution 1244 which outlined the main
responsibilities of the civil and security presences, noting that the
general and at time “imprecise” mandate was, for the most
part, left to be concretised and agreed upon in the realities of
their daily operations.
In
addition, it was important to understand the legal status of UNMIK
and its relationship to KFOR. UNMIK was a subsidiary organ of the UN
endowed with all-inclusive legislative and administrative powers in
Kosovo including the administration of justice (UNMIK Regulation
1999/1, at paragraph 70 above), it was headed by a SRSG and reported
directing to the UNSC via the SG. KFOR was established as an
equal presence but with a separate mandate and control structure: it
was a NATO led operation authorised by the UNSC under unified command
and control. There was no formal or hierarchical relationship between
the two presences nor was the military in any way accountable to the
civil presence. However, both were required to co-ordinate and
operate in a mutually supportive manner towards the same goals.
As
to de-mining in particular, paragraph 9(e) of UNSC Resolution 1244
(according responsibility for de-mining to KFOR but expressly leaving
for determination by the two presences how that task would be
transferred to UNMIK) and paragraph 11(k) (entrusting UNMIK with
ensuring the safe and unimpeded return of persons to their homes)
constituted the mandate for the UNMIK MAP. On 17 June 1999 UNMACC was
established as the focal point and co-ordination mechanism for all
mine action activities in Kosovo (the Concept Plan, paragraph 54
above). To fulfil these functions it depended largely on close
co-operation with all de-mining partners and, notably, KFOR.
Responsibility for de-mining was de facto assumed by UNMACC in
August 1999 although it was not until October 1999 that UNMIK
officially informed KFOR (letter from the Deputy SRSG at paragraph 57
above). However, this did not relieve KFOR of its residual and
continuous responsibility to support de-mining activities and, in
particular, to identify, mark and report on the location of CBU
sites. KFOR's continuing responsibilities for de-mining activities
were set out in the Concept Plan and, more particularly, in the NATO
OPLAN 10413 (paragraph 3 above). One of KFOR's most important tasks
was information sharing and marking strike sites. Indeed, according
to FRAGO300 (paragraph 56 above), KFOR had decided to increase its
commitment to CBU site marking. Accordingly, UNMIK's responsibility
for de-mining was dependant on accurate information being available
on locations and, since UNMACC was unaware of the location of the
unmarked CBUs relevant to the present case, it took no action to
de-mine.
In
sum, while the de-mining operation would have fallen within UNMACCs
mandate, in the absence of the necessary location information from
KFOR, the impugned inaction could not be attributed to UNMIK.
E. The Court's assessment
The
Court has adopted the following structure in its decision set out
below. It has, in the first instance, established which entity,
KFOR or UNMIK, had a mandate to detain and de-mine, the parties
having disputed the latter point. Secondly, it has ascertained
whether the impugned action of KFOR (detention in Saramati)
and inaction of UNMIK (failure to de-mine in Behrami) could be
attributed to the UN: in so doing, it has examined whether there was
a Chapter VII framework for KFOR and UNMIK and, if so, whether their
impugned action and omission could be attributed, in principle, to
the UN. The Court has used the term “attribution” in the
same way as the ILC in Article 3 of its draft Articles on the
Responsibility of International Organisations (see paragraph 29
above). Thirdly, the Court has then examined whether it is competent
ratione personae to review any such action or omission found
to be attributable to the UN.
In
so doing, the Court has borne in mind that it is not its role to seek
to define authoritatively the meaning of provisions of the UN Charter
and other international instruments: it must nevertheless examine
whether there was a plausible basis in such instruments for the
matters impugned before it (mutatis mutandis, Brannigan and
McBride v. the United Kingdom, judgment of 26 May 1993, Series A
no. 258 B, § 72).
It
also recalls that the principles underlying the Convention cannot be
interpreted and applied in a vacuum. It must also take into account
relevant rules of international law when examining questions
concerning its jurisdiction and, consequently, determine State
responsibility in conformity and harmony with the governing
principles of international law of which it forms part, although it
must remain mindful of the Convention's special character as a human
rights treaty (Article 31 § 3 (c) of the Vienna Convention on
the Law of Treaties of 23 May 1969; Al-Adsani v. the United
Kingdom [GC], no. 35763/97, § 55, ECHR 2001-XI; and the
above-cited decision of Banković and Others, at §
57).
1. The entity with the mandate to detain and to de-mine
The
respondent and third party States argued that it made no difference
whether it was KFOR or UNMIK which had the mandate to detain (the
Saramati case) and to de-mine (the Behrami case) since
both were international structures established by, and answerable to,
the UNSC. The applicants maintained that KFOR had the mandate to both
detain and de-mine and that the nature and structure of KFOR was
sufficiently different to UNMIK as to engage the respondent States
individually.
Having
regard to the MTA (notably paragraph 2 of Article 1), UNSC Resolution
1244 (paragraph 9 as well as paragraph 4 of Annex 2 to the
Resolution) as confirmed by FRAGO997 and later COMKFOR Detention
Directive 42 (see paragraph 51 above), the Court considers it evident
that KFOR's security mandate included issuing detention orders.
As
regards de-mining, the Court notes that Article 9(e) of UNSC
Resolution 1244 provided that KFOR retained responsibility for
supervising de-mining until UNMIK could take over, a provision
supplemented by, as pointed out by the UN to the Court, Article 11(k)
of the Resolution. The report of the SG to the UNSC of 12 June 1999
(paragraph 53 above) confirmed that this activity was a humanitarian
one (former Pillar I of UNMIK) so UNMIK was to establish UNMACC
pending which KFOR continued to act as the de facto
coordination centre. When UNMACC began operations, it was therefore
placed under the direction of the Deputy SRSG of Pillar I. The UN
submissions to this Court, the above-cited Evaluation Report, the
Concept Plan, FRAGO 300 and the letters of the Deputy SRSG of August
and October 1999 to KFOR (paragraphs 55 and 57 above) confirm, in the
first place, that the mandate for supervising de-mining was de
facto and de jure taken over by UNMACC, created by UNMIK,
at the very latest, by October 1999 and therefore prior to the
detonation date in the Behrami case and, secondly, that KFOR
remained involved in de-mining as a service provider whose personnel
therefore acted on UNMIK's behalf.
The
Court does not find persuasive the parties' arguments to the
contrary. Whether, as noted by the applicants and the UN
respectively, NATO had dropped the CBUs or KFOR had failed to secure
the site and provide information thereon to UNMIK, this would not
alter the mandate of UNMIK. The reports of the SG to the UNSC (53
above) cited by the applicants may have referred to UNMACC as having
been set up jointly by KFOR and the UN, but this described the
provision of assistance to UNMIK by the previous de facto
co-ordination centre (KFOR): it was therefore transitional assistance
which accorded with KFOR's general obligation to support UNMIK
(paragraphs 6 and 9(f) of UNSC Resolution 1244) and such assistance
in the field did not change UNMIK's mandate. The report of the
International Committee of the Red Cross relied upon by the
applicants, indicated (at p. 23) that mine clearance in Kosovo was
coordinated by UNMACC which in turn fell under the aegis of UNMIK.
Finally, even if KFOR support was, as a matter of fact, essential to
the continued presence of UNMIK (the applicants' submission), this
did not alter the fact that the Resolution created separate and
distinct presences, with different mandates and responsibilities and,
importantly, without any hierarchical relationship or accountability
between them (UN submissions, paragraph 118 above). 127. Accordingly,
the Court considers that issuing detention orders fell within the
security mandate of KFOR and that the supervision of de-mining fell
within UNMIK's mandate.
2. Can the impugned action and inaction be attributed to the UN?
(a) The Chapter VII foundation for KFOR and UNMIK
As
the first step in the application of Chapter VII, the UNSC
Resolution 1244 referred expressly to Chapter VII and made the
necessary identification of a “threat to international peace
and security” within the meaning of Article 39 of the Charter
(paragraph 23 above). The UNSC Resolution 1244, inter alia,
recalled the UNSC's “primary responsibility” for the
“maintenance of international peace and security”. Being
“determined to resolve the grave humanitarian situation in
Kosovo” and to “provide for the safe and free return of
all refugees and displaced persons to their homes”, it
determined that the “situation in the region continues to
constitute a threat to international peace and security” and,
having expressly noted that it was acting under Chapter VII, it went
on to set out the solutions found to the identified threat to peace
and security.
The
solution adopted by UNSC Resolution 1244 to this identified
threat was, as noted above, the deployment of an international
security force (KFOR) and the establishment of a civil administration
(UNMIK).
In
particular, that Resolution authorised “Member States and
relevant international organisations” to establish the
international security presence in Kosovo as set out in point 4 of
Annex 2 to the Resolution with all necessary means to fulfil its
responsibilities listed in Article 9. Point 4 of Annex 2 added that
the security presence would have “substantial [NATO]
participation” and had to be deployed under “unified
command and control”. The UNSC was thereby delegating to
willing organisations and members states (see paragraph 43 as regards
the meaning of the term “delegation” and paragraph 24 as
regards the voluntary nature of this State contribution) the power to
establish an international security presence as well as its
operational command. Troops in that force would operate therefore on
the basis of UN delegated, and not direct, command. In addition, the
SG was authorised (Article 10) to establish UNMIK with the assistance
of “relevant international organisations” and to appoint,
in consultation with the UNSC, a SRSG to control its implementation
(Articles 6 and 10 of the UNSC Resolution). The UNSC was thereby
delegating civil administration powers to a UN subsidiary organ
(UNMIK) established by the SG. Its broad mandate (an
interim administration while establishing and overseeing the
development of provisional self-government) was outlined in Article
11 of the Resolution.
While
the Resolution referred to Chapter VII of the Charter, it did not
identify the precise Articles of that Chapter under which the UNSC
was acting and the Court notes that there are a number of possible
bases in Chapter VII for this delegation by the UNSC: the
non-exhaustive Article 42 (read in conjunction with the widely
formulated Article 48), the non-exhaustive nature of Article 41 under
which territorial administrations could be authorised as a necessary
instrument for sustainable peace; or implied powers under the Charter
for the UNSC to so act in both respects based on an effective
interpretation of the Charter. In any event, the Court considers that
Chapter VII provided a framework for the above-described delegation
of the UNSC's security powers to KFOR and of its civil administration
powers to UNMIK (see generally and inter alia, White and
Ulgen, “The Security Council and the Decentralised Military
Option: Constitutionality and Function”, Netherlands Law
Review 44, 1997, 386; Sarooshi, “The United Nations and the
Development of Collective Security: The Delegation by the UN Security
Council of its Chapter VII powers”, Oxford University
(1999); Chesterman, “Just War or Just Peace: Humanitarian
Intervention and International Law”, (2002) Oxford
University Press, pp. 167-169 and 172); Zimmermann and Stahn,
cited above; De Wet, “The Chapter VII Powers of the United
Nations Security Council”, 2004, pp. 260-265; Wolfrum
“International Administration in Post-Conflict Situations by
the United Nations and other International Actors”, Max
Planck UNYB Vol. 9 (2005), pp. 667-672; Friedrich, “UNMIK in
Kosovo: struggling with Uncertainty”, Max Planck UNYB 9
(2005) and the references cited therein; and Prosecutor v. Duško
Tadić, Decision of 2.10.95, Appeals Chamber of ICTY, §§
35-36).
Whether
or not the FRY was a UN member state at the relevant time (following
the dissolution of the former Socialist Federal Republic of
Yugoslavia), the FRY had agreed in the MTA to these presences. It is
true that the MTA was signed by “KFOR” the day before the
UNSC Resolution creating that force was adopted. However, the MTA was
completed on the express basis of a security presence “under UN
auspices” and with UN approval and the Resolution had already
been introduced before the UNSC. The Resolution was adopted the
following day, annexing the MTA and no international forces were
deployed until the Resolution was adopted.
(b) Can the impugned action be attributed to KFOR?
While
Chapter VII constituted the foundation for the above-described
delegation of UNSC security powers, that delegation must be
sufficiently limited so as to remain compatible with the degree of
centralisation of UNSC collective security constitutionally necessary
under the Charter and, more specifically, for the acts of the
delegate entity to be attributable to the UN (as well as Chesterman,
de Wet, Friedrich, Kolb and Sarooshi all cited above, see
Gowlland-Debbas “The Limits of Unilateral Enforcement of
Community Objectives in the Framework of UN Peace Maintenance”
EIL (2000) Vol 11, No. 2 369-370; Niels Blokker, “Is the
authorisation Authorised? Powers and Practice of the UN Security
Council to Authorise the Use of Force by “Coalition of the Able
and Willing”, EJIL (2000), Vol. 11 No. 3; pp. 95-104 and
Meroni v. High Authority Case 9/56, [1958] ECR 133).
Those
limits strike a balance between the central security role of the UNSC
and two realities of its implementation. In the first place, the
absence of Article 43 agreements which means that the UNSC relies on
States (notably its permanent members) and groups of States to
provide the necessary military means to fulfil its collective
security role. Secondly, the multilateral and complex nature of such
security missions renders necessary some delegation of command.
The
Court considers that the key question is whether the UNSC retained
ultimate authority and control so that operational command only was
delegated. This delegation model is now an established substitute for
the Article 43 agreements never concluded.
That
the UNSC retained such ultimate authority and control, in delegating
its security powers by UNSC Resolution 1244, is borne out by the
following factors.
In
the first place, and as noted above, Chapter VII allowed the UNSC to
delegate to “Member States and relevant international
organisations”. Secondly, the relevant power was a delegable
power. Thirdly, that delegation was neither presumed nor implicit,
but rather prior and explicit in the Resolution itself. Fourthly, the
Resolution put sufficiently defined limits on the delegation by
fixing the mandate with adequate precision as it set out the
objectives to be attained, the roles and responsibilities accorded as
well as the means to be employed. The broad nature of certain
provisions (see the UN submissions, paragraph 118 above) could not be
eliminated altogether given the constituent nature of such an
instrument whose role was to fix broad objectives and goals and not
to describe or interfere with the detail of operational
implementation and choices. Fifthly, the leadership of the military
presence was required by the Resolution to report to the UNSC so as
to allow the UNSC to exercise its overall authority and control
(consistently, the UNSC was to remain actively seized of the matter,
Article 21 of the Resolution). The requirement that the SG present
the KFOR report to the UNSC was an added safeguard since the SG is
considered to represent the general interests of the UN.
While
the text of Article 19 of UNSC Resolution 1244 meant that a veto by
one permanent member of the UNSC could prevent termination of the
relevant delegation, the Court does not consider this factor alone
sufficient to conclude that the UNSC did not retain ultimate
authority and control.
Accordingly,
UNSC Resolution 1244 gave rise to the following chain of command in
the present cases. The UNSC was to retain ultimate authority and
control over the security mission and it delegated to NATO (in
consultation with non-NATO member states) the power to establish, as
well as the operational command of, the international presence, KFOR.
NATO fulfilled its command mission via a chain of command
(from the NAC, to SHAPE, to SACEUR, to CIC South) to COMKFOR, the
commander of KFOR. While the MNBs were commanded by an officer from a
lead TCN, the latter was under the direct command of COMKFOR. MNB
action was to be taken according to an operational plan devised by
NATO and operated by COMKFOR in the name of KFOR.
This
delegation model demonstrates that, contrary to the applicants'
argument at paragraph 77 above, direct operational command from the
UNSC is not a requirement of Chapter VII collective security
missions.
However,
the applicants made detailed submissions to the effect that the level
of TCN control in the present cases was such that it detached troops
from the international mandate and undermined the unity of
operational command. They relied on various aspects of TCN
involvement including that highlighted by the Venice Commission
(paragraph 50 above) and noted KFOR's legal personality separate to
that of the TCNs.
The Court considers it essential to recall at this point that the
necessary (see paragraph 24 above) donation of troops by willing TCNs
means that, in practice, those TCNs retain some authority over those
troops (for reasons, inter alia, of safety, discipline and
accountability) and certain obligations in their regard (material
provision including uniforms and equipment). NATO's command of
operational matters was not therefore intended to be exclusive, but
the essential question was whether, despite such TCN involvement, it
was “effective” (ILC Report cited at paragraph 32 above).
The
Court is not persuaded that TCN involvement, either actual or
structural, was incompatible with the effectiveness (including the
unity) of NATO's operational command. The Court does not find any
suggestion or evidence of any actual TCN orders concerning, or
interference in, the present operational (detention) matter. Equally
there is no reason to consider that the TCN structural involvement
highlighted by the applicants undermined the effectiveness of NATO's
operational control. Since TCN troop contributions are in law
voluntary, the continued level of national deployment is equally so.
That TCNs provided materially for their troops would have no relevant
impact on NATO's operational control. It was not argued that any NATO
rules of engagement imposed would not be respected. National command
(over own troops or a sector in Kosovo) was under the direct
operational authority of COMKFOR. While individual claims might
potentially be treated differently depending on which TCN was the
source of the alleged problem (national commanders decided on whether
immunity was to be waived, TCNs had exclusive jurisdiction in (at
least) disciplinary and criminal matters, certain TCNs had put in
place their own TCNCOs and at least one TCN accepted civil
jurisdiction (the above-cited Bici case)), it has not been
explained how this, of itself, could undermine the effectiveness or
unity of NATO command in operational matters. The Court does
not see how the failure to conclude a SOFA between the UN and the
host FRY could affect, as the applicants suggested, NATO's
operational command. That COMKFOR was charged (the applicants at
paragraph 78 above) exclusively with issuing detention orders amounts
to a division of labour and not a break in a unified command
structure since COMKFOR acted at all times as a KFOR officer
answerable to NATO through the above-described chain of command.
Accordingly,
even if the UN itself would accept that there is room for progress in
co-operation and command structures between the UNSC, TCNs and
contributing international organisations (see, for example,
Supplement to an Agenda for Peace: Position paper of the SG on the
Occasion of the 50th Anniversary of the UN, A/50/60 - S/1995/1; the
Brahami report, cited above; UNSC Resolutions 1327 (2000) and
1353 (2001); and Reports of the SG of 1 June and 21 December 2001 on
the Implementation of the Recommendations of the Special Committee on
Peacekeeping Operations and the Panel on UN Peace Operations
(A/55/977, A/56/732)), the Court finds that the UNSC retained
ultimate authority and control and that effective command of the
relevant operational matters was retained by NATO.
In
such circumstances, the Court observes that KFOR was exercising
lawfully delegated Chapter VII powers of the UNSC so that the
impugned action was, in principle, “attributable” to the
UN within the meaning of the word outlined at paragraphs 29 and 121
above.
(c) Can the impugned inaction be attributed to UNMIK?
In
contrast to KFOR, UNMIK was a subsidiary organ of the UN. Whether it
was a subsidiary organ of the SG or of the UNSC, whether it had a
legal personality separate to the UN, whether the delegation of power
by the UNSC to the SG and/or UNMIK also respected the role of the
UNSC for which Article 24 of the Charter provided, UNMIK was a
subsidiary organ of the UN institutionally directly and fully
answerable to the UNSC (see ILC report at paragraph 33 above). While
UNMIK comprised four pillars (three of which were at the time led by
UNHCR, the OSCE and the EU), each pillar was under the authority of a
Deputy SRSG, who reported to the SRSG who in turn reported to the
UNSC (Article 20 of UNSC Resolution 1244).
Accordingly,
the Court notes that UNMIK was a subsidiary organ of the UN created
under Chapter VII of the Charter so that the impugned inaction was,
in principle, “attributable” to the UN in the same sense.
3. Is the Court competent ratione personae?
It is therefore the case that the impugned action and
inaction are, in principle, attributable to the UN. It is, moreover,
clear that the UN has a legal personality separate from that of its
member states (The Reparations case, ICJ Reports 1949) and
that that organisation is not a Contracting Party to the Convention.
In its Bosphorus judgment (cited above,
§§152-153), the Court held that, while a State was not
prohibited by the Convention from transferring sovereign power to an
international organisation in order to pursue cooperation in certain
fields of activity, the State remained responsible under Article 1 of
the Convention for all acts and omissions of its organs, regardless
of whether they were a consequence of the necessity to comply with
international legal obligations, Article 1 making no distinction as
to the rule or measure concerned and not excluding any part of a
State's “jurisdiction” from scrutiny under the
Convention. The Court went on, however, to hold that where such State
action was taken in compliance with international legal obligations
flowing from its membership of an international organisation and
where the relevant organisation protected fundamental rights in a
manner which could be considered at least equivalent to that which
the Convention provides, a presumption arose that the State had not
departed from the requirements of the Convention. Such presumption
could be rebutted, if in the circumstances of a particular case, it
was considered that the protection of Convention rights was
manifestly deficient: in such a case, the interest of international
cooperation would be outweighed by the Convention's role as a
“constitutional instrument of European public order” in
the field of human rights (ibid., §§ 155-156).
The question arises in the present case whether the
Court is competent ratione personae to review the acts of the
respondent States carried out on behalf of the UN and, more
generally, as to the relationship between the Convention and the UN
acting under Chapter VII of its Charter.
The
Court first observes that nine of the twelve original signatory
parties to the Convention in 1950 had been members of the UN since
1945 (including the two Respondent States), that the great majority
of the current Contracting Parties joined the UN before they signed
the Convention and that currently all Contracting Parties are members
of the UN. Indeed, one of the aims of this Convention (see its
preamble) is the collective enforcement of rights in the Universal
Declaration of Human Rights of the General Assembly of the UN. More
generally, it is further recalled, as noted at paragraph 122 above,
that the Convention has to be interpreted in the light of any
relevant rules and principles of international law applicable in
relations between its Contracting Parties. The Court has therefore
had regard to two complementary provisions of the Charter, Articles
25 and 103, as interpreted by the International Court of Justice (see
paragraph 27 above).
Of
even greater significance is the imperative nature of the principle
aim of the UN and, consequently, of the powers accorded to the UNSC
under Chapter VII to fulfil that aim. In particular, it is evident
from the Preamble, Articles 1, 2 and 24 as well as Chapter VII of the
Charter that the primary objective of the UN is the maintenance of
international peace and security. While it is equally clear that
ensuring respect for human rights represents an important
contribution to achieving international peace (see the Preamble to
the Convention), the fact remains that the UNSC has primary
responsibility, as well as extensive means under Chapter VII, to
fulfil this objective, notably through the use of coercive measures.
The responsibility of the UNSC in this respect is unique and has
evolved as a counterpart to the prohibition, now customary
international law, on the unilateral use of force (see paragraphs
18-20 above).
In
the present case, Chapter VII allowed the UNSC to adopt coercive
measures in reaction to an identified conflict considered to threaten
peace, namely UNSC Resolution 1244 establishing UNMIK and KFOR.
Since
operations established by UNSC Resolutions under Chapter VII of the
UN Charter are fundamental to the mission of the UN to secure
international peace and security and since they rely for their
effectiveness on support from member states, the Convention cannot be
interpreted in a manner which would subject the acts and omissions of
Contracting Parties which are covered by UNSC Resolutions and occur
prior to or in the course of such missions, to the scrutiny of the
Court. To do so would be to interfere with the fulfilment of the UN's
key mission in this field including, as argued by certain parties,
with the effective conduct of its operations. It would also be
tantamount to imposing conditions on the implementation of a UNSC
Resolution which were not provided for in the text of the Resolution
itself. This reasoning equally applies to voluntary acts of
the respondent States such as the vote of a permanent member of the
UNSC in favour of the relevant Chapter VII Resolution and the
contribution of troops to the security mission: such acts may not
have amounted to obligations flowing from membership of the UN but
they remained crucial to the effective fulfilment by the UNSC of its
Chapter VII mandate and, consequently, by the UN of its imperative
peace and security aim.
The
applicants argued that the substantive and procedural protection of
fundamental rights provided by KFOR was in any event not “equivalent”
to that under the Convention within the meaning of the Court's
Bosphorus judgment, with the consequence that the presumption
of Convention compliance on the part of the respondent States was
rebutted.
The
Court, however, considers that the circumstances of the present cases
are essentially different from those with which the Court was
concerned in the Bosphorus case. In its judgment in that case,
the Court noted that the impugned act (seizure of the applicant's
leased aircraft) had been carried out by the respondent State
authorities, on its territory and following a decision by one of its
Ministers (§ 135 of that judgment). The Court did not therefore
consider that any question arose as to its competence, notably
ratione personae, vis-à-vis the respondent State
despite the fact that the source of the impugned seizure was an EC
Council Regulation which, in turn, applied a UNSC Resolution. In the
present cases, the impugned acts and omissions of KFOR and UNMIK
cannot be attributed to the respondent States and, moreover, did not
take place on the territory of those States or by virtue of a
decision of their authorities. The present cases are therefore
clearly distinguishable from the Bosphorus case in terms both
of the responsibility of the respondent States under Article 1 and of
the Court's competence ratione personae.
There
exists, in any event, a fundamental distinction between the nature of
the international organisation and of the international cooperation
with which the Court was there concerned and those in the present
cases. As the Court has found above, UNMIK was a subsidiary organ of
the UN created under Chapter VII and KFOR was exercising powers
lawfully delegated under Chapter VII of the Charter by the UNSC. As
such, their actions were directly attributable to the UN, an
organisation of universal jurisdiction fulfilling its imperative
collective security objective.
In
these circumstances, the Court concludes that the applicants'
complaints must be declared incompatible ratione personae with
the provisions of the Convention.
4. Remaining admissibility issues
In
light of the above conclusion, the Court considers that it is not
necessary to examine the remaining submissions of the parties on the
admissibility of the application including on the competence ratione
loci of the Court to examine complaints against the respondent
States about extra-territorial acts or omissions, on whether the
applicants had exhausted any effective remedies available to them
within the meaning of Article 35 § 1 of the Convention and on
whether the Court was competent to consider the case given the
principles established by the above-cited Monetary Gold
judgment (the above-cited cited Banković and Others
decision, at § 83).
For these reasons, the Court
Decides, unanimously, to strike the Saramati
application against Germany out of its list of cases.
Declares, by a majority, inadmissible the application of
Behrami and Behrami and the remainder of the Saramati
application against France and Norway.
Christos
Rozakis
President
Michael O'Boyle
Deputy Registrar
APPENDIX
List
of Abbreviations
-
CBU: Cluster Bomb Unit
-
CFI: Court of First Instance of the European Communities
-
CIC SOUTH: Commander in Chief of Allied Forces Southern Europe
-
COMKFOR: Commander of KFOR
-
CPT: Committee for the Prevention of Torture and Inhuman and
Degrading Treatment, Council of Europe
-
DSRSG – Deputy Special Representative to the Secretary General,
UN
-
EU: European Union
-
FRAGO: Fragmentary Order
-
FRY: Federal Republic of Yugoslavia
-
ICJ: International Court of Justice
-
ICTY: International Criminal Tribunal for the former Yugoslavia
-
ILC: International Law Commission
-
KCO: Kosovo Claims Office
-
KFOR: Kosovo Force
-
MAP : Mine Action Programme
-
MNB : Multinational Brigade
-
MTA: Military Technical Agreement
-
NAC: North Atlantic Council, NATO
-
NATO: North Atlantic Treaty Organisation
-
OPLAN: Operational Plan
-
OSCE: Organisation for Security and Co-operation in Europe
-
PACE: Parliamentary Assembly, Council of Europe
-
SACEUR: Supreme Allied Commander Europe, NATO
-
SG: Secretary General, UN
-
SHAPE – Supreme Headquarters Allied Powers Europe, NATO
-
SOFA: Status of Forces Agreement
-
SOP: Standing Operating Procedures
-
SRSG: Special Representative to the Secretary General, UN
-
TCN: Troop Contributing Nation
-
TCNCO: Troop Contributing Nation Claims' Office
-
UN: United Nations
-
UNHCR: United Nations High Commissioner for Refugees
-
UNMACC: United Nations Mine Action Co-ordination Centre
-
UNMAS: United Nations Mine Action Service
-
UNMIK: United Nations Interim Administration Mission in Kosovo
-
UNICEF: United Nations Children's Fund
-
UNPROFOR: United Nations Protection Force
-
UNSC: United Nations Security Council
-
UNTAC: United Nations Transitional Administration for Cambodia
-
UNTAES: United Nations Transitional Administration for Eastern
Slavonia
-
UNTAET: United Nations Transitional Administration for East Timor
-
Venice Commission – European Commission for Democracy through
Law, Council of Europe