CASE OF SHEFFIELD AND HORSHAM v. THE UNITED KINGDOM
(31–32/1997/815–816/1018–1019)
JUDGMENT
STRASBOURG
30 July 1998
The present judgment is subject to editorial revision before its reproduction in final form in Reports of Judgments and Decisions 1998. These reports are obtainable from the publisher Carl Heymanns Verlag KG (Luxemburger Straße 449, D-50939 Köln), who will also arrange for their distribution in association with the agents for certain countries as listed overleaf.
List of Agents
Belgium: Etablissements Emile Bruylant (rue de la Régence 67,
B-1000 Bruxelles)
Luxembourg: Librairie Promoculture (14, rue Duchscher
(place de Paris), B.P. 1142, L-1011 Luxembourg-Gare)
The Netherlands: B.V. Juridische Boekhandel & Antiquariaat
A. Jongbloed & Zoon (Noordeinde 39, NL-2514 GC 's-Gravenhage)
SUMMARY[1]
Judgment delivered by a Grand Chamber
United Kingdom – whether respondent State has a positive obligation to recognise for legal purposes new sexual identities of applicants, both male to female post-operative transsexuals
I. ARTICLE 8 OF THE CONVENTION
Reiteration of Court's case-law on scope of positive obligations under Article 8 to protect right to respect for private life.
Essence of applicants' complaints concerns authorities' continuing insistence on determination of gender according to biological criteria and refusal to annotate or update information inscribed on register of birth to take account of post-operative gender status – in that respect, applicants' complaints similar to those of applicants in Rees and Cossey cases.
In Court's view, no scientific or legal developments in area of transsexualism since Cossey judgment which would persuade it to depart from its decisions in above cases – respondent State still entitled to rely on a margin of appreciation to defend its refusal to recognise in law post-operative transsexuals' sexual identity – for Court, it continues to be case that transsexualism raises complex, scientific, legal, moral and social issues in respect of which there is no generally shared approach among Contracting States.
Furthermore, detriment suffered by applicants through being obliged to disclose pre-operative gender in certain contexts not of sufficient seriousness as to override respondent State's margin of appreciation – situations relied on by applicants to illustrate detriment infrequent and requirement to disclose pre-operative gender in such situations justified – authorities have also sought to minimise intrusive enquiries as to applicants' pre-operative status – no disproportionate interference with applicants' rights to respect for their private lives.
Court notes that no steps taken by respondent State to keep need for appropriate legal measures in this area under review despite Court's view to that effect in Rees and Cossey judgments – Court reiterates that view.
Conclusion: no violation (eleven votes to nine).
II. ARTICLE 12 OF THE CONVENTION
Reiteration of principles laid down in Court's Rees judgment on scope and interpretation of Article 12.
Having regard to those principles, inability of either applicant to contract lawful marriage under domestic law of respondent State on account of authorities' insistence on biological criteria for determining gender for purposes of marriage cannot give rise to breach of that Article – furthermore, Court not persuaded that second applicant's complaint raises issues under that Article.
Conclusion: no violation (eighteen votes to two).
III. ARTICLE 14 OF THE CONVENTION IN CONJUNCTION WITH ARTICLE 8
Reiteration of principles underlying Article 14.
Court's reasoning for rejecting applicants' complaints under Article 8 (fair balance struck, proportionality of interference) also constitutes "reasonable and objective justification" for any alleged difference in treatment to which applicants, as post-operative transsexuals, subjected.
Conclusion: no violation (unanimously).
IV. ARTICLE 13 OF THE CONVENTION
Applicants stated they did not wish to pursue complaints.
Conclusion: not necessary to examine complaints (unanimously).
COURT'S CASE-LAW REFERRED TO
17.10.1986, Rees v. the United Kingdom; 27.9.1990, Cossey v. the United Kingdom; 25.3.1992, B. v. France; 22.10.1996, Stubbings and Others v. the United Kingdom; 22.4.1997, X, Y and Z v. the United Kingdom
In the case of Sheffield and Horsham v. the United Kingdom[2],
The European Court of Human Rights, sitting, in accordance with Rule 51 of Rules of Court A[3], as a Grand Chamber composed of the following judges:
Mr R. Bernhardt, President
Mr Thór Vilhjálmsson,
Mr F. Matscher,
Mr A. Spielmann,
Mr J. De Meyer,
Mr N. Valticos,
Mrs E. Palm,
Mr A.N. Loizou,
Mr J.M. Morenilla,
Sir John Freeland,
Mr M.A. Lopes Rocha,
Mr L. Wildhaber,
Mr J. Makarczyk,
Mr K. Jungwiert,
Mr P. Kuris,
Mr J. Casadevall,
Mr P. van Dijk,
Mr T. Pantiru,
Mr M. Voicu,
Mr V. Butkevych,
and also of Mr H. Petzold, Registrar, and Mr P.J. Mahoney, Deputy Registrar,
Having deliberated in private on 25 April and 25 June 1998,
Delivers the following judgment, which was adopted on the last-mentioned date:
PROCEDURE
The Commission's requests referred to Articles 44 and 48 and to the declaration whereby the United Kingdom recognised the compulsory jurisdiction of the Court (Article 46). The object of the requests was to obtain a decision as to whether the facts of the cases disclosed a breach by the respondent State of its obligations under Articles 8, 12, 13 and 14 of the Convention.
There appeared before the Court:
(a) for the Government
Ms S. McCrory, Foreign and Commonwealth Office, Agent,
Mr D. Pannick QC,
Mr R. Singh, Barrister-at-Law, Counsel,
Mr J. Talbot,
Ms C. Lloyd,
Ms R. Sandby-Thomas, Advisers;
(b) for the Commission
Mrs G.H. Thune, Delegate;
(c) for the applicants
Mr P. Duffy QC,
Mr A. McFarlane, Barrister-at-Law,
Mr T. Eicke, Barrister-at-Law, Counsel,
Mr H. Brandman, Solicitor.
The Court heard addresses by Mrs Thune, Mr Duffy, Mr McFarlane and Mr Pannick.
AS TO THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
A. The first applicant, Miss Sheffield
She also notes that she is obliged under the Perjury Act 1911 to disclose her former sexual identity in certain contexts under pain of criminal sanction.
B. The second applicant, Miss Horsham
The second applicant was registered at birth as being of the male sex. She states that from an early age she began to experience difficulties in relating to herself as male and when she was twenty-one she fully understood that she was a transsexual. She left the United Kingdom in 1971 as she was concerned about the consequences of being identified as a transsexual. Thereafter she led her life abroad as a female.
II. RELEVANT DOMESTIC LAW AND PRACTICE
A. Names
B. Marriage and definition of gender in domestic law
Under section 11(b) of the Matrimonial Causes Act 1973 any marriage where the parties are not respectively male and female is void. The test applied as to the sex of the partners to a marriage is that laid down in the above-mentioned case of Corbett v. Corbett. According to that same decision a marriage between a male-to-female transsexual and a man might also be avoided on the basis that the transsexual was incapable of consummating the marriage in the context of ordinary and complete sexual intercourse (obiter per Mr Justice Ormrod).
C. Birth certificates
D. Social security, employment and pensions
E. Other relevant materials
Government that the employer would also have dismissed P. if P. had previously been a woman and had undergone an operation to become a man, that
"… Where a person is dismissed on the ground that he or she intends to undergo or has undergone gender reassignment, he or she is treated unfavourably by comparison with persons of the sex to which he or she was deemed to belong before undergoing gender reassignment.
To tolerate such discrimination would be tantamount, as regards such a person, to a failure to respect the dignity and freedom to which he or she is entitled and which the Court has a duty to safeguard." (paragraphs 21–22)
F. Liberty's observations
PROCEEDINGS BEFORE THE COMMISSION
The Commission declared the application (no. 22985/93) admissible on 19 January 1996 with the exception of her complaint regarding her divorce and contact with her daughter which had been declared inadmissible on 4 September 1995 for failure to comply with the six-month time-limit under
the Convention. In its report of 21 January 1997 (Article 31), it expressed the opinion that there had been a violation of Article 8 of the Convention (fifteen votes to one); that the applicant's complaint under Article 12 of the Convention did not give rise to any separate issue (nine votes to seven); that the applicant's complaint under Article 14 of the Convention did not give rise to any separate issue (unanimously); and that there had been no violation of Article 13 of the Convention (unanimously).
The Commission declared the application (no. 23390/94) admissible on 19 January 1996 with the exception of her complaints under Article 3 of the Convention and Article 3 of Protocol No. 4 which had been declared inadmissible on 4 September 1995. In its report of 21 January 1997 (Article 31), it expressed the opinion that there had been a violation of Article 8 of the Convention (fifteen votes to one); that her complaint under Article 12 of the Convention did not give rise to any separate issue (ten votes to six); that the applicant's complaint under Article 14 of the Convention did not give rise to any separate issue (unanimously); and that there had been no violation of Article 13 of the Convention (unanimously).
FINAL SUBMISSIONS TO THE COURT
The Government requested the Court in their memorial to decide and declare that the facts disclose no breach of the applicants' rights.
AS TO THE LAW
I. ALLEGED VIOLATION OF ARTICLE 8 OF THE CONVENTION
"1. Everyone has the right to respect for his private and family life, his home and his correspondence.2. There shall be no interference by a public authority with the exercise of this right except such as is in accordance with the law and is necessary in a democratic society in the interests of national security, public safety or the economic well-being of the country, for the prevention of disorder or crime, for the protection of health or morals, or for the protection of the rights and freedoms of others."
1. Arguments of those appearing before the Court
(a) The applicants
conclusive nature of that approach should now be reviewed in light of recent medical research findings which demonstrated convincingly that the sex of a person's brain is also to be considered one of the decisive indices of his or her gender. According to Professor L.J.G. Gooren, a distinguished and recognised authority on this subject, the brain's ability to differentiate between the male and female sex occurs when an individual is between 3 and 4 years old. A problem arises if the brain differentiates sex in a manner which is contradictory to the nature of the external genitalia. This dysfunction explains the feelings which transsexuals like the applicants have about their bodies.
(b) The Government
They argued that Professor Gooren's research findings on the notion of a person's psychological sex (see paragraph 43 above) cannot be considered conclusive of the issue and required further verification (see, for example, S.M. Breedlove's article in Nature, vol. 378, p. 15, 2 November 1995); nor was the applicants' reliance on the European Court of Justice's ruling in P. v. S. and Cornwall County Council of support to their case that a European-wide consensus existed on the need to give legal recognition to the situation of transsexuals. That case was not concerned with the legal status of transsexuals. Moreover, much of the comparative material submitted by Liberty had already been considered by the Court at the time of its judgment in the Rees case.
(c) The Commission
these developments, the Government's concerns about the difficulties in assimilating the phenomenon of transsexualism readily into existing legal frameworks cannot be of decisive weight. In the view of the Commission, appropriate ways could be found to provide for transsexuals to be given prospective legal recognition of their gender reassignment without destroying the historical nature of the register of births. The Commission considered that the concerns put forward by the Government, even having regard to their margin of appreciation in this area, were not sufficient to outweigh the interests of the applicants and for that reason there had been a violation of Article 8 of the Convention.
2. The Court's assessment
Accordingly, as in the above-mentioned Rees and Cossey cases, the issue raised by the applicants before the Court is not that the respondent State should abstain from acting to their detriment but that it has failed to take positive steps to modify a system which they claim operates to their prejudice. The Court will therefore proceed on that basis.
Although the applicants in the instant case have formulated their complaints in terms which are wider than those invoked by Mr Rees and Miss Cossey since they contend that their rights under Article 8 of the Convention have been violated on account of the failure of the respondent State to recognise for legal purposes generally their post-operative gender, it is nonetheless the case that the essence of their complaints concerns the continuing insistence by the authorities on the determination of gender according to biological criteria alone and the immutability of the gender information once it is entered on the register of births.
this area (see paragraph 43 above), it cannot be said that his views enjoy the universal support of the medico-scientific profession. Accordingly, the non-acceptance by the authorities of the respondent State for the time being of the sex of the brain as a crucial determinant of gender cannot be criticised as being unreasonable. The Court would add that, as at the time of adoption of the Cossey judgment, it still remains established that gender reassignment surgery does not result in the acquisition of all the biological characteristics of the other sex despite the increased scientific advances in the handling of gender reassignment procedures.
which are uberrimae fidei. It may possibly be true of motor insurance where the insurer may need to have regard to the sex of the driver in order to make an actuarial assessment of the risk. Furthermore, it would appear appropriate for a court to run a check on whether a person has a criminal record, either under his or her present name or former name, before accepting that person as a surety for a defendant in criminal proceedings. However, quite apart from these considerations the situations in which the applicants may be required to disclose their pre-operative gender do not occur with a degree of frequency which could be said to impinge to a disproportionate extent on their right to respect for their private lives. The Court observes also that the respondent State has endeavoured to some extent to minimise intrusive enquiries as to their gender status by allowing transsexuals to be issued with driving licences, passports and other types of official documents in their new name and gender, and that the use of birth certificates as a means of identification is officially discouraged (see paragraphs 26 and 31 above).
II. ALLEGED VIOLATION OF ARTICLE 12 OF THE CONVENTION
"Men and women of marriageable age have the right to marry and to found a family, according to the national laws governing the exercise of this right."
legal impediment in the United Kingdom on the marriage of persons who are not of the opposite biological sex cannot be said to have an effect of this kind (see the above-mentioned Rees judgment, p. 19, §§ 49 and 50).
III. ALLEGED VIOLATION OF ARTICLE 14 OF THE CONVENTION IN CONJUNCTION WITH ARTICLE 8
"The enjoyment of the rights and freedoms set forth in [the] Convention shall be secured without discrimination on any ground such as sex, race, colour, language, religion, political or other opinion, national or social origin, association with a national minority, property, birth or other status."
to treat them as being of the male sex, they argued that they are victims of sex discrimination having regard to the detriment which they, unlike men, suffer through having to disclose their pre-operative gender. They maintained that their disadvantaged position in law impinges on intimate aspects of their private lives and in a disproportionate manner which cannot be justified by an appeal to the respondent State's margin of appreciation under Article 14 of the Convention.
Contracting States enjoy a margin of appreciation in assessing whether and to what extent differences in otherwise similar situations justify a different treatment in law (see the Stubbings and Others v. the United Kingdom judgment of 22 October 1996, Reports 1996-IV, p. 1507, § 72).
Those considerations, which are equally encompassed in the notion of "reasonable and objective justification" for the purposes of Article 14 of the Convention (see the above-mentioned Cossey judgment, p. 17, § 41), must
also be seen as justifying the difference in treatment which the applicants experience irrespective of the reference group relied on.
IV. ALLEGED VIOLATION OF ARTICLE 13 OF THE CONVENTION
FOR THESE REASONS, THE COURT
Done in English and in French, and delivered at a public hearing in the Human Rights Building, Strasbourg, on 30 July 1998.
Signed: Rudolf Bernhardt
President
Signed: Herbert Petzold
Registrar
In accordance with Article 51 § 2 of the Convention and Rule 53 § 2 of Rules of Court A, the following separate opinions are annexed to this judgment:
(a) joint concurring opinion of Mr De Meyer, Mr Valticos and Mr Morenilla;
(b) concurring opinion of Sir John Freeland;
(c) joint partly dissenting opinion of Mr Bernhardt, Mr Thór Vilhjálmsson, Mr Spielmann, Mrs Palm, Mr Wildhaber, Mr Makarczyk and Mr Voicu;
(d) partly dissenting opinion of Mr Casadevall;
(e) dissenting opinion of Mr van Dijk;
(f) declaration of Mr Wildhaber.
Initialled: R. B.
Initialled: H. P.
JOINT CONCURRING OPINION
OF JUDGES DE MEYER, VALTICOS AND MORENILLA
(Translation)
I.
Situations which depart from the normal and natural order of things must not give rise to aberrations in the field of fundamental rights.
In that field arguments derived from scientific, legal or societal developments[5], the variety of practices and conditions[6] or the lack of a consensus or a common approach[7] are not necessarily relevant. Arguments based on the margin of appreciation that States are said to have[8] are not relevant at all. Common sense must be sufficient.
Moreover, the "rights and freedoms of others" and the "requirements of morality, public order and the general welfare"[9] need to be taken into account, and a fair balance must be struck between the conflicting interests.
II.
It was not contested that the birth certificates of the two applicants and the related entries in the register of births correctly mentioned the sex they were when they came into the world.
The fact that they have subsequently "changed" sex gives them no right to have their "new" sex mentioned in their birth certificates or register entries.
That would be a falsification. It would be rather like permitting a husband who has gone to live with another woman to demand that his wife's name on his marriage certificate be replaced by that of his new partner.
Similarly, and for the same reason, there can be no question of correcting the other documents dating from before the operations undergone by the applicants which mention their "former" sex.
Like any other human being, a transsexual must come to terms with his past[10]. He has no need to be ashamed of having wanted to change sex and no one has any right to take offence on that account.
III.
As matters stand at present, a sex change "does not result in the acquisition of all the biological characteristics of the other sex"[11]. While it removes the organs and functions specific to the "former sex", it creates, at most, only the appearance of the "new sex".
There is therefore nothing unreasonable or arbitrary in not recognising in law that post-operative transsexuals are of this "new sex" and, since marriage implies the union of a man and a woman[12], in refusing transsexuals the right to marry a person of their "former" sex.
Even if "scientific progress" made it possible to acquire all the attributes of the opposite sex, there would still be difficult ethical and legal questions to be settled. Such questions, moreover, have already arisen, particularly with regard to previous matrimonial and parental relationships[13].
In any event, the facilities[14] afforded by the respondent State to post-operative transsexuals go a long way towards remedying the disadvantages of their situation.
CONCURRING OPINION OF JUDGE Sir John FREELAND
JOINT PARTLY DISSENTING OPINION OF JUDGES BERNHARDT, THÓR VILHJÁLMSSON, SPIELMANN, PALM, WILDHABER, MAKARCZYK AND VOICU
Once again the Court is confronted with the difficult and profoundly human problems associated with transsexualism. In the present case both applicants were registered at birth as being of the male sex. They are both male-to-female transsexuals who subsequently underwent gender reassignment surgery – Miss Sheffield in the United Kingdom and Miss Horsham in the Netherlands. However, under the law of the United Kingdom they are not recognised as being of the female sex and will continue to be treated for many legal purposes as if they were men.
Both applicants complain under Article 8. The essence of their complaint is that in certain situations – for example in taking out motor, house or life insurance, entering into other types of contracts, standing as surety in court proceedings – they are obliged to produce a birth certificate indicating their sex as recorded at birth which is in plain contradiction with their new post-operative appearance after gender reassignment surgery. Such situations, they contend, cause intense humiliation, distress and embarrassment. Social- security and police data systems also appear to record their former sex. In addition, for purposes of retirement age and pension entitlements they will continue to be treated by the law as men.
The Court has been faced with these problems before. In Rees v. the United Kingdom (judgment of 17 October 1986, Series A no. 106) it examined the issue from the standpoint of whether there existed a positive obligation on the State under Article 8 to enable the newly acquired post-operative sexual identity to be entered in the register of births. It found, by twelve votes to three, that on balance the United Kingdom could not be required to amend its system of birth registration in order to respect the private lives of the applicant. However, the Court was "conscious of the seriousness of the problems affecting these persons and the distress they suffer" (p. 19, § 47). Recalling that the Convention must be interpreted and applied in the light of current circumstances, it stated that "the need for appropriate legal measures should therefore be kept under review having regard particularly to scientific and societal developments"(ibid.).
In its Cossey v. the United Kingdom judgment of 27 September 1990 (Series A no. 184) the Court was faced with essentially the same question and, by the much narrower vote of ten to eight, reaffirmed its judgment in the Rees case. On this occasion it noted that there was still little common ground between the Contracting States in this area and that the States enjoyed a wide margin of appreciation. Again, however, it stressed that it was important that the need for appropriate legal measures in this area should be kept under review (paragraph 42). However in B. v. France (judgment of 25 March 1992, Series A no. 232) the Court, while reaffirming its Rees and Cossey judgments, found that the more far-reaching disabilities to which the post-operative transsexual was subject under French law amounted to a violation of Article 8 of the Convention.
We are of the conviction that in the almost twelve years since the Rees case was decided important developments have occurred in this area. However, notwithstanding these changes and the above cautionary remarks, United Kingdom law has remained at a standstill. No review of the legal situation of transsexuals has taken place.
In our opinion the fair balance that is inherent in the Convention tilts decisively in favour of protecting the transsexuals' right to privacy.
Already at the time of the Cossey judgment substantial changes had occurred in many member States of the Council of Europe – fourteen States according to Judge Martens's dissenting opinion in Cossey. Reference was also made in that judgment to the resolution adopted by the European Parliament on 12 September 1989 and Recommendation 1117 (1989) adopted by the Parliamentary Assembly of the Council of Europe on 26 September 1989 which sought to encourage the harmonisation of law and practices in this field. Indeed since the Rees and Cossey judgments there has been a steadily increasing trend in member States of the Council of Europe to adopt legislation which permits changes to be made to the birth certificate to recognise, in one form or another, the new sexual identity of the gender reassigned transsexual. Today, according to information submitted by Liberty in this case, twenty-three member States (out of thirty-seven surveyed) permit such birth-certificate entries in respect of post-operative transsexuals and only four countries (Albania, Andorra, Ireland and the United Kingdom) expressly prohibit any change. The position in the remaining States is not clear.
These figures in themselves – without needing to go into the varying details of such legislation – demonstrate convincingly that the problems of such transsexuals are being dealt with in a respectful and dignified manner by a large number of Convention countries. We do not believe that the Court need wait until every Contracting Party has amended its law in this direction before deciding that Article 8 gives rise to a positive obligation to introduce reform. Bearing in mind that the Convention must be interpreted in the light of modern-day conditions, enough has been achieved today in Europe to sustain this argument (cf. the inferior state of evolution in the law concerning maternal affiliation which the Court considered to be persuasive in its Marckx v. Belgium judgment of 13 June 1979, Series A no. 31, pp. 18–20, §§ 40–41).
We accept, as the Court observes in paragraph 58 of its judgment, that transsexualism raises complex scientific, legal, moral and social issues, in respect of which there is no generally shared approach among the Contracting States. However, what this means is that the legal recognition of a change of sex – or its repercussions in areas of law such as marriage, filiation, privacy, adoption, etc. – takes diverse forms in the different countries. But how can we expect uniformity in such a complex area where legal change will necessarily take place against the background of the States' traditions and culture? However, the essential point is that in these countries, unlike in the United Kingdom, change has taken place – whatever its precise form is – in an attempt to alleviate the distress and suffering of the post-operative transsexual and that there exists in Europe a general trend which seeks in differing ways to confer recognition on the altered sexual identity. Most recently this has been recognised by the European Court of Justice in the case of P. v. S. and Cornwall County Council which held that discrimination against a transsexual amounts to discrimination on grounds of "sex" for purposes of Community equality legislation at the work place.
Secondly we hesitate to accept the Court's statement in paragraphs 55 and 56 of the judgment that there have been no noteworthy scientific developments in this area which should compel the Court to depart from its earlier decisions. Our quarrel is not with the statement that Professor Gooren's research into the role of the brain in conditioning transsexualism does not enjoy universal support in the scientific world but that the Court's approach fails to take into account the acceptance by the medical profession of gender dysphoria as a recognised medical condition that can be improved by gender reassignment surgery. This development, in turn, has led to a much greater societal tolerance towards and acceptance of the plight of these individuals as borne out by the willingness of doctors to recommend such surgery and the fact that the cost is often – as in the case of the present applicants – borne by the national health services. We are thus of the view that, alongside the growing legislative trend, there has been a developing medical and societal acceptance of the phenomenon.
It is not a sufficient answer to this important development that the scientific community cannot agree on the explanation of the causes of transsexualism or that surgery cannot – and perhaps will never be able to – lead to a change in the biological sex. Respect for privacy rights should not, as the legislative and societal trends referred to above demonstrate, depend on exact science. What is undisputed is that the harsh and painful path of gender reassignment surgery may lead to an improvement in the medical condition of the transsexual.
We are convinced therefore in light of the evolution of attitudes in Europe towards the legal recognition of the post-operative transsexual that the States' margin of appreciation in this area can no longer serve as a defence in respect of policies which lead inevitably to embarrassing and hurtful intrusions into the private lives of such persons. If the State can make exceptions in the case of driving licences, passports and adoptive children (see paragraphs 16 and 44 of the judgment) solutions can be found which respect the dignity and sense of privacy of post-operative transsexuals. As the Commission has pointed out, it must be possible for the law to provide for transsexuals to be given prospective legal recognition of their new sexual identity without necessarily destroying the historical nature of the register of births as a record of fact. It is of relevance in this context that the applicants are not claiming that their former identity should, for all purposes, be completely effaced. In short, protecting the applicants from being required to make embarrassing revelations as to their sexual persona need not involve such a root and branch overhaul of the system of birth registration as thought necessary in the Rees and Cossey judgments. The margin of appreciation may come into play in a wider manner as regards the specific choices exercised by the State in conferring legal recognition.
The present applicants have undergone, following appropriate medical advice and counselling, painful and gruelling gender reassignment surgery. This has undoubtedly involved substantial hardship and, as in the case of Miss Sheffield, the dislocation of personal relationships. When required to prove their identity in certain situations they are placed in a situation where they are obliged to choose between hiding their new sex – which may not be either possible or lawful – or revealing the truth about themselves and facing humiliating and possibly hostile reactions. It is no longer possible, from the standpoint of Article 8 of the Convention and in a Europe where considerable evolution in the direction of legal recognition is constantly taking place, to justify a system such as that pertaining in the respondent State, which treats gender dysphoria as a medical condition, subsidises gender reassignment surgery but then withholds recognition of the consequences of that surgery thereby exposing post-operative transsexuals to the likelihood of recurring distress and humiliation.
For the above reasons we consider that respect for private life under Article 8 imposes a positive obligation on the respondent State to amend their law in such a way that post-operative transsexuals no longer run the risk of public embarrassment and humiliation by being required to produce a birth certificate which records their original sex. There has therefore been a violation of this provision in the present cases.
We agree with the Court's finding as regards the applicants' remaining complaints.
<PARTLY DISSENTING OPINION OF JUDGE CASADEVALL
(Translation)
(a) like the Commission, I consider that account should be taken of the fact that the medical profession has reached a consensus that "gender dysphoria" is an identifiable medical condition, in respect of which gender reassignment surgery is ethically permissible and may be recommended for the purpose of improving the quality of life of the persons concerned;
(b) following the recommendation of the Parliamentary Assembly of the Council of Europe on the condition of transsexuals and the invitation to member States to introduce legislation on the question (1989), a large majority of thirty-three countries have adopted provisions for the legal recognition of sex changes and, through one procedure or another, recognise the new identity of persons who, under the supervision of committees of medical ethics and after gruelling and dangerous surgery, have succeeded in bringing their physiological sex into line with their psychological sex;
(c) the applicants, just as much as Miss B., daily find themselves in a situation which, taken as a whole, is not compatible with their right to identity and to respect for their private life. "Consequently, even having regard to the State's margin of appreciation, the fair balance which has to be struck between the general interest and the interests of the individual … has not been attained, and there has thus been a violation of Article 8" (B. v. France judgment, pp. 53–54, § 63).
4. Admittedly, it is not for the Court to dictate, or even indicate, the measures to be taken in the present case, the respondent State having a free choice of means, provided that these are compatible with the obligation to respect private life as protected by the Convention. But I also agree on this point with the Commission's opinion that it would not be too difficult for
domestic law to be changed so as to give the applicants, by whatever means were deemed appropriate, legal recognition of their new post-operative identity, without necessarily destroying or impairing the historical nature of the British system for the registration of births (if not by correction then at least by means of an addition, a margin note or simply a comment in order to reflect the present situation).
noted: "… it would appear that the respondent State has not taken any steps to do so";
observed: "… there is an increased social acceptance of transsexualism and an increased recognition of the problems which post-operative transsexuals encounter";
reiterated that: "… this area needs to be kept under review by Contracting States".
Unfortunately, the majority of the Court have not drawn the logical consequences from those findings and observations.
DISSENTING OPINION OF JUDGE VAN DIJK
These observations clearly indicate that, in both judgments, the Court intended to leave the door open to the possibility that, at a later stage, it would find that the positive obligation implied in Article 8 required the States to take appropriate legal measures to recognise the acquisition of a new sexual identity.
In its Cossey judgment the Court indicated that it should depart from previous case-law only if there are cogent reasons for doing so (paragraph 35). According to the Delegate of the Commission at the hearing, the Commission had found such reasons for recommending the Court to review and revise the approach taken by the majority in the Rees judgment and the Cossey judgment (Cour/Misc (98) 117). She referred to a trend within the member States towards a more generous approach to sexual minorities as well as an increased awareness of the particular situation of minorities in general.
Personally, I would not characterise the issue of the legal status of post-operative transsexuals as one of minorities, but rather as one of privacy: everyone's right to live one's life as one chooses without interference, and everyone's right to act and be treated according to the identity that corresponds best to one's innermost feelings, provided that by doing so one does not interfere with public interests or the interests of others. Even if there were only one post-operative transsexual in the United Kingdom claiming legal recognition of the reassignment of his or her sex, that would not make the claim any weaker. That being said, I find the appeal of the Commission's Delegate to the Court timely, appropriate, and convincing.
The recommendations and resolutions of the Parliamentary Assembly of the Council of Europe and the European Parliament, although not legally binding, are also indicative of the same trend towards legal recognition and of the growing awareness that post-operative transsexuals are entitled to such recognition.
Leaving aside the correctness of the qualification of the scope of protection of Article 8 as such, it is my firm belief that the applicants in the present case have sufficient, and even major, grounds to seek the protection of the Convention.
First of all, I would like to quote from the dissenting opinion of my predecessor, Judge Martens, in the Cossey case, where he stresses "that (medical) experts in this field have time and again stated that for a transsexual the 'rebirth' he seeks to achieve with the assistance of medical science is only successfully completed when his newly acquired sexual identity is fully and in all respects recognised by law. This urge for full legal recognition is part of the transsexual's plight" (Series A no. 184, p. 23). And further on in the same opinion he states: "The BSD-system keeps treating post-operative transsexuals for legal purposes as members of the sex which they have disowned psychically and physically as well as socially. The very existence of such a legal system must continuously, directly and distressingly affect their private life" (ibid., p. 26).
Secondly, I refer to the Court's case-law, for instance its Dudgeon v. the United Kingdom judgment of 22 October 1981 (Series A no. 45, p. 18, § 41), where it held that "the maintenance in force of the impugned legislation constitutes a continuing interference with the applicant's right to respect for his private life ... within the meaning of Article 8 § 1. In the personal circumstances of the applicant, the very existence of the legislation continuously and directly affects his private life". Besides, as stated above, both in its Rees judgment and in its Cossey judgment the Court itself indicated that it was "conscious of the seriousness of the problems facing transsexuals and the distress they suffer"; since then, no substantial improvement of the situation has taken place.
Thirdly, and most importantly, what is at stake here is the fundamental right to self-determination: if a person feels that he belongs to a sex other than the one originally registered and has undergone treatment to obtain the features of that other sex to the extent medically possible, he is entitled to legal recognition of the sex that in his conviction best responds to his identity. The right to self-determination has not been separately and expressly included in the Convention, but is at the basis of several of the rights laid down therein, especially the right to liberty under Article 5 and the right to respect for private life under Article 8. Moreover, it is a vital element of the "inherent dignity" which, according to the Preamble to the Universal Declaration of Human Rights, constitutes the foundation of freedom, justice and peace in the world.
Against that background I consider it highly regrettable that the majority allowed itself to be led astray by the Government's arguments in holding that it has not been demonstrated that the non-recognition of the applicants' gender reassignment "gives rise to detriment of sufficient seriousness as to override the respondent State's margin of appreciation in this area" (paragraph 59 of the judgment). In applying the fair-balance test, and as an element thereof the proportionality test, the majority should have taken stock of the whole picture. In particular, they should have taken into account, on the one hand, that the detriment to the first applicant is not limited to the specific incidents advanced by her (to be considered quite serious in themselves), but consists of a continuous risk of being forced to reveal her pre-operative gender which she deliberately and at great cost has abandoned and, on the other hand, that the Government have not made out any plausible argument that the interests of third parties referred to by the majority cannot be met in another less distressing way for the applicant and without destroying the historical nature of the register of births. The second applicant, Miss Horsham, can avoid the same measures and continuity of detriment only at the cost of having to choose as her country of residence a country other than her own country.
As to the general interest of the community, the British Government again rely on the argument that legal certainty and consistency demand that birth registration can be relied upon as a statement of true facts and that, therefore, no changes can be made afterwards save for cases of clerical or factual errors which occurred at the moment of registration. The Government do not, however, address the obvious question concerning how other member States of the Council of Europe have dealt with that problem without, apparently, creating unacceptable legal uncertainty. It is my firm belief that British society, or the English legal system, cannot have such specific features in this respect that these require and justify an interference of such a scope in the private lives of post-operative transsexuals while other European democratic societies apparently feel no need for such an interference. To the extent that there are certain specific features of any relevance, these may be taken into consideration when adopting the required measures, since no uniform model has to be followed in that respect (see
also Judges Bindschedler-Robert and Russo in their joint partly dissenting opinion in the Cossey case and Judge Martens in his dissenting opinion in that case, Series A no. 184, pp. 20 and 29–30 respectively). In that respect, therefore, a margin of appreciation is indeed left to the domestic authorities, and the fact that there may be no consensus within the member States of the Council of Europe on how to accommodate the specific needs of post-operative transsexuals concerning the registration of their sex does not stand in the way of finding a positive obligation under Article 8.
As was indicated by the applicants with reference to the system of registering adoptions, birth certificates do not necessarily have to be changed or rectified in order to register new developments such as adoption or sex reassignment; a note may be added to the register as evidence of the legal recognition of the change. As I said before, from the fact that at a certain stage the present British Government offered to find a solution within the framework of a friendly settlement, it may be concluded that the Government themselves did not think that the problems advanced by them were insolvable within the English legal system. However, it is not for the Court to go into possible options and practical solutions in any detail.
Even if one accepts that full legal recognition of gender reassignment poses certain problems for the English legal system and for society at large, and in specific situations for certain third parties, keeping the system as it is now, with its serious and continuous consequences for the private lives of post-operative transsexuals and the distress involved, in my opinion cannot be considered as an attitude on the part of the British Government that is proportionate to the aims pursued: legal certainty and consistency for the protection of the rights of others; society and individual third parties may be required to accept a certain inconvenience to enable their fellow citizens to live in dignity and worth in the same society in accordance with the sexual identity chosen by them at great personal cost. I fully subscribe to the observations on the balancing of interests made by Judge Martens in his dissenting opinion in the Cossey case referred to above (especially paragraphs 3.6 and 3.7).
It cannot be denied that the "common ground" among the member States of the Council of Europe for recognition of marriages between post-operative transsexuals and partners of their previous sex is less apparent than for other aspects of legal recognition of gender reassignment. At first sight, that fact would seem to justify a rather broad margin of appreciation on the part of the individual States. However, denying post-operative transsexuals in absolute terms the right to marry a person of their previous sex while marrying a person of their newly acquired sex is no longer an acceptable option would amount to excluding them from any marriage. Since no restriction of a right or freedom laid down in the Convention may affect that right or freedom in its essence (see Article 17 of the Convention), it must be concluded that such an absolute denial falls outside the margin of appreciation. That margin only allows for a certain discretion as to the modalities and requirements of the marriage of transsexuals to avoid or remedy certain legal and practical problems which such a marriage may pose. Here, again, it is not for the Court to go into different options and modalities in the abstract. I am, therefore, of the opinion that Article 12 has also been violated in the two cases.
The observation by the majority that Miss Horsham's complaint relates to the recognition by the United Kingdom of a post-operative transsexual's foreign marriage rather than to English law governing the right to marry is, in my opinion, beside the point. It does not explain why section 11(b) of the Matrimonial Causes Act 1973 (see paragraph 27 of the judgment) would not affect the applicant. Even if that were the situation under private international law, the main reason or one of the reasons why the applicant lives and intends to marry her male partner in the Netherlands would seem to lie precisely in the legal situation prevailing in the United Kingdom. Therefore, even if it cannot be said with certainty what the outcome would be were the validity of her marriage, contracted under Netherlands law, to be tested in the English courts, it cannot be denied that the applicant has suffered from the mere fact that English law does not allow her to marry her partner or any man.
DECLARATION OF JUDGE WILDHABER
I dissent, not only with respect to Article 8 of the Convention, but also with respect to Article 12, where I share the views expressed by Judge van Dijk in his dissenting opinion.
Note 1 . This summary by the registry does not bind the Court. [Back] Note 2 otes by the Registrar
. The case is numbered 31–32/1997/815–816/1018–1019. The first two numbers are the positions of the cases Sheffield v. the United Kingdom and Horsham v. the United Kingdom (as they were at the time of the referral to the Court: see paragraph 1 below) on the list of cases referred to the Court in the relevant year (third number). The last four numbers indicate the cases’ position on the list of cases referred to the Court since its creation and on the list of the corresponding originating applications to the Commission. [Back] Note 3 . Rules of Court A apply to all cases referred to the Court before the entry into force of Protocol No. 9 (1 October 1994) and thereafter only to cases concerning States not bound by that Protocol. They correspond to the Rules that came into force on 1 January 1983, as amended several times subsequently. [Back] Note 4 . Note by the Registrar. For practical reasons this annex will appear only with the printed version of the judgment (in Reports of Judgments and Decisions 1998), but a copy of the Commission’s report is obtainable from the registry. [Back] Note 5 . See paragraphs 55 to 58 and 60 of the judgment. [Back] Note 6 . See paragraph 52 of the judgment. [Back] Note 7 . See paragraphs 55, 57 and 58 of the judgment. [Back] Note 8 . See paragraphs 58, 59, 75 and 76 of the judgment. [Back] Note 9 . Article 29 § 2 of the Universal Declaration of Human Rights. [Back] Note 10 . According to the theories of Professor Gooren, who describes himself as “a recognised authority” on transsexualism (Annex 5 to the applicants’ memorial) and who is also one of Rachel Horsham’s doctors (Annex 12/5 of the same memorial), the female differentiation of the applicants’ brains must have occurred by the age of 3 or 4 (Annex 5 to the same memorial and paragraph 43 of the judgment). That did not prevent each of the applicants from marrying a woman, which obviously happened long after they had reached that age, nor above all did it prevent Kristina Sheffield from becoming the father of a child. [Back] Note 11 . See paragraph 56 of the judgment. [Back] Note 12 . That is what Article 12 of the Convention states too. [Back] Note 13 . When in 1986 the former Ian Sheffield decided to undergo surgery, he was married and the father of a daughter (see paragraphs 12 and 15 of the judgment). When in 1992 the former Richard Horsham applied to the Amsterdam Regional Court for a declaration recognising his change of sex, he was divorced (Annex 12/5 of the applicants’ memorial). [Back]