COURT (CHAMBER)
CASE OF VEREINIGUNG DEMOKRATISCHER SOLDATEN ÖSTERREICHS AND GUBI v. AUSTRIA
(Application no. 15153/89)
JUDGMENT
STRASBOURG
19 December 1994
In the case of Vereinigung demokratischer Soldaten Österreichs and Gubi v. Austria*,
The European Court of Human Rights, sitting, in accordance with Article 43 (art. 43) of the Convention for the Protection of Human Rights and Fundamental Freedoms ("the Convention") and the relevant provisions of Rules of Court A**, as a Chamber composed of the following judges:
Mr R. Bernhardt, President,
Mr Thór Vilhjálmsson,
Mr F. Matscher,
Mr C. Russo,
Mr A. Spielmann,
Mr S.K. Martens,
Mrs E. Palm,
Mr I. Foighel,
Mr L. Wildhaber,
and also of Mr H. Petzold, Acting Registrar,
Having deliberated in private on 23 June and 23 November 1994,
Delivers the following judgment, which was adopted on the last-mentioned date:
PROCEDURE
The Commission’s request referred to Articles 44 and 48 (art. 44, art. 48) and to the declaration whereby Austria recognised the compulsory jurisdiction of the Court (Article 46) (art. 46). The object of the request was to obtain a decision as to whether the facts of the case disclosed a breach by the respondent State of its obligations under Articles 10, 13 and 14 (art. 10, art. 13, art. 14) of the Convention.
On 7 June the Commission produced various documents from the proceedings before it, as requested by the Registrar on the President’s instructions.
There appeared before the Court:
- for the Government
Mr F. Cede, Head of the International Law Department,
Federal Ministry of Foreign Affairs, Agent,
Mr S. Rosenmayr, Constitutional Department,
Federal Chancellery,
Mrs E. Bertagnoli, International Law Department,
Federal Ministry of Foreign Affairs,
Mr G. Keller, colonel,
Federal Ministry of Defence, Advisers;
- for the Commission
Mr S. Trechsel, Delegate;
- for the applicants
Mr G. Lansky, Rechtsanwalt, Counsel.
The Court heard addresses by Mr Cede, Mr Trechsel and Mr Lansky.
AS TO THE FACTS
I. CIRCUMSTANCES OF THE CASE
A. First applicant
The minister did not reply to this request. When questioned by members of parliament, he stated in a letter of 10 May 1989 that he would not authorise the distribution of der Igel in barracks. In his view, section 46 para. 3 of the Armed Forces Act (Wehrgesetz, see paragraph 18 below) conferred on all armed forces personnel the right to receive without any restriction, through sources accessible to the public, information on political events. However, on military premises the only publications that could be supplied were those which identified at least to some extent with the constitutional duties of the army, did not damage its reputation and did not lend column space to political parties. Even critical magazines such as the journal Hallo of the trade union youth organisation would not be banned if they respected these conditions. Der Igel, on the other hand, did not comply with them. The minister derived authority for his decision in this matter from Article 79 of the Constitution (Bundesverfassungsgesetz) and sections 44 para. 1 and 46 of the Armed Forces Act, Article 116 of the Criminal Code (Strafgesetzbuch) and Regulation 3 para. 1 of the General Army Regulations (Allgemeine Dienstvorschriften für das Bundesheer, see paragraphs 17-20 below).
B. Second applicant
On 1, 9 and 22 July he was personally informed of the content of the military law applicable to his situation.
In its editorial, the issue in question mentioned, as being one of the aims of the VDSÖ, co-operation between conscripts and the cadres on the basis of their joint interests and of mutual respect. Some articles adopted a critical stance; they dealt with, among other things, military training, the proceedings resulting from a complaint lodged by Mr Gubi and the principles governing national service. The other articles discussed various contributions that had appeared in the press, the congress of the trade union youth movement, the aims and the activities of the VDSÖ and the complaint of a conscript whose pay had been reduced following alleged loss of equipment.
On 7 April the Complaints Division (Beschwerdeabteilung) at the ministry rejected the applicant’s complaint, in accordance with the Complaints Board’s recommendation. In its view, the contested order was validly based on a 1987 circular of the Second Army Corps (Korpskommando II), containing instructions regarding the distribution of printed matter, which were themselves based on Article 5 of the 1867 Basic Law (Staatsgrundgesetz über die allgemeinen Rechte der Staatsbürger), Regulation 19 of the General Army Regulations and section 13 of the Armed Forces Act (see paragraphs 15 and 18-20 below). The first of those provisions affords the same protection to the property of public-law legal persons as that guaranteed to the property of private individuals; accordingly, the Schwarzenberg barracks were to be regarded as the property of the Federal State, whose rights were exercised by the commanding officer.
The freedom of expression secured under Article 13 of the 1867 Basic Law was subject to "statutory limits" (gesetzliche Schranken) such as those which stemmed from the duty of discretion and obedience laid down in sections 17 and 44 of the Armed Forces Act and derived from the very nature of this special relationship of subordination (besonderes Gewaltverhältnis). The contested measures had therefore in no way interfered with the freedom in question.
II. RELEVANT DOMESTIC LAW
A. Rights under the Basic Law
"Subject to statutory limits, everyone has the right to express freely his opinion orally, in writing, in the printed word or through graphic expression. The Press may not be censored or restricted by a system of licences ... "
B. Military law
A circular from the general staff of the Second Army Corps) of 17 December 1987 instructed the same officers to insert in the barracks rules a prohibition on the distribution or posting up without the commanding officer’s authorisation of any non-official publication. The Schwarzenberg barracks rules were amended accordingly on 4 January 1988.
C. Proceedings in the Constitutional Court
PROCEEDINGS BEFORE THE COMMISSION
(a) as regards the first applicant:
(i) that there had been a violation of Articles 10 and 13 (art. 10, art. 13) (twelve votes to nine);
(ii) that no separate question arose under Article 14 read in conjunction with Article 10 (art. 14+10) (unanimously);
(b) as regards the second applicant:
(i) that there had been a violation of Article 10 (art. 10) (twelve votes to nine) but not of Article 13 (art. 13) (unanimously);
(ii) that no separate question arose under Article 14 read in conjunction with Article 10 (art. 14+10) (unanimously).
The full text of the Commission’s opinion and of the three dissenting opinions contained in the report is reproduced as an annex to this judgment*.
AS TO THE LAW
I. ALLEGED VIOLATION OF ARTICLE 10 (art. 10) OF THE CONVENTION
A. First applicant
"1. Everyone has the right to freedom of expression. This right shall include freedom to hold opinions and to receive and impart information and ideas without interference by public authority and regardless of frontiers. This Article (art. 10) shall not prevent States from requiring the licensing of broadcasting, television or cinema enterprises.
2. The exercise of these freedoms, since it carries with it duties and responsibilities, may be subject to such formalities, conditions, restrictions or penalties as are prescribed by law and are necessary in a democratic society, in the interests of national security, territorial integrity or public safety, for the prevention of disorder or crime, for the protection of health or morals, for the protection of the reputation or rights of others, for preventing the disclosure of information received in confidence, or for maintaining the authority and impartiality of the judiciary."
The applicant association had asked that its magazine should be distributed by the army in the same way as two other non-official periodicals. In fact the service that it was requesting was based exclusively on private-law arrangements, arrangements which could in any event not be demanded as of right by the publishers concerned. The army authorities could not be expected to help distribute all the magazines that were submitted to them. In short, the minister had exercised a discretionary power and had not infringed a right, no such right being vested in the applicant association.
1. Whether there was an interference
In the present case the authorities effected themselves and at their own expense the distribution on a regular basis of military periodicals published by various associations, by sending them out with their official publications. Whatever the legal status of this arrangement, such a practice was bound to have an influence on the level of information imparted to the members of the armed forces and, accordingly, engaged the responsibility of the respondent State under Article 10 (art. 10). Freedom of expression applies to servicemen just as it does to other persons within the jurisdiction of the Contracting States (see, as the most recent authority, the Hadjianastassiou v. Greece judgment of 16 December 1992, Series A no. 252, p. 17, para. 39).
The Court notes further that, according to the case file, of all the periodicals for servicemen, only der Igel was not allowed access to this type of distribution (see paragraph 8 above). The VDSÖ could therefore reasonably claim that this situation should be remedied. It follows that the Minister for Defence’s rejection of its request was an interference with the exercise of its right to impart information and ideas.
2. Whether the interference was justified
(a) Was the interference "prescribed by law"?
The Court acknowledges that the provisions in question were formulated in general terms. It should however be recalled that the level of precision required of domestic legislation - which cannot in any case provide for every eventuality - depends to a considerable degree on the content of the instrument considered, the field it is designed to cover and the number and status of those to whom it is addressed (see, as the most recent authority, the Chorherr v. Austria judgment of 25 August 1993, Series A no. 266-B, pp. 35-36, para. 25).
As far as military discipline is concerned, it would scarcely be possible to draw up rules describing different types of conduct in detail. It may therefore be necessary for the authorities to formulate such rules more broadly. The relevant provisions must, however, afford sufficient protection against arbitrariness and make it possible to foresee the consequences of their application.
In the Court’s view, the provisions in question, in particular the circular of 14 March 1975, provided sufficient legal basis for the refusal of the VDSÖ’s request. The first applicant had among its members servicemen who had access to these rules and it could therefore have been expected to be aware of the possibility that the minister might regard himself as bound to refer to them in relation to it. In conclusion, the interference in issue was "prescribed by law".
(b) Did the interference pursue a legitimate aim?
(c) Was the interference "necessary in a democratic society"?
Confronted with this situation, the Minister for Defence had even shown restraint as he had merely refused to allow the army to assist in the distribution of der Igel. This measure had been necessary in order to maintain discipline, but it had not prevented the applicant association from making the publication available to the soldiers through any other means. They could for instance receive it through the post and no restrictions were placed on their freedom to read it in the barracks. In short, the authorities had not overstepped their margin of appreciation, which was necessarily wider in this area because they alone were in a position to assess with full knowledge of all the circumstances, in a given situation, the specific duties and responsibilities of members of the armed forces.
The same is true when the persons concerned are servicemen, because Article 10 (art. 10) applies to them just as it does to other persons within the jurisdiction of the Contracting States. However, the proper functioning of an army is hardly imaginable without legal rules designed to prevent servicemen from undermining military discipline, for example by writings (see the Engel and Others judgment, cited above, p. 41, para. 100, and the Hadjianastassiou judgment, cited above, p. 17, para. 39).
It is the Court’s opinion that such an assertion must be illustrated and substantiated by specific examples. None of the issues of der Igel submitted in evidence recommend disobedience or violence, or even question the usefulness of the army. Admittedly, most of the issues set out complaints, put forward proposals for reforms or encourage the readers to institute legal complaints or appeals proceedings. However, despite their often polemical tenor, it does not appear that they overstepped the bounds of what is permissible in the context of a mere discussion of ideas, which must be tolerated in the army of a democratic State just as it must be in the society that such an army serves.
In the Court’s view, this situation, peculiar to a single barracks, was not sufficiently serious to justify a decision whose effects extended to all the military premises on the national territory. On this point the facts may be distinguished from the Engel and Others case. In that case the banned journal had been distributed solely in the place were the unrest cited by the authorities had occurred (see the above-mentioned judgment, p. 18, para. 43).
B. Second applicant
1. Whether there was an interference
2. Whether the interference was justified
(a) Was the interference "prescribed by law"?
(b) Did the interference pursue a legitimate aim?
(c) Was the interference "necessary in a democratic society"?
II. ALLEGED VIOLATION OF ARTICLE 13 (art. 13) OF THE CONVENTION
A. First applicant
"Everyone whose rights and freedoms as set forth in [the] Convention are violated shall have an effective remedy before a national authority notwithstanding that the violation has been committed by persons acting in an official capacity."
As regards the possible remedies cited by the Government, they have not put forward any example showing their application in a case similar to the present one. They have therefore failed to show that such remedies would have been effective.
It follows that the first applicant has been the victim of a violation of Article 13 (art. 13).
B. Second applicant
It is true that in this instance the Constitutional Court declined to entertain Mr Gubi’s complaint (see paragraph 13 above). However, the effectiveness of a remedy for the purposes of Article 13 (art. 13) does not depend on the certainty of a favourable outcome (see, among other authorities, the Costello-Roberts judgment, cited above, p. 62, para. 40). The second applicant consequently had available to him a remedy satisfying the requirements of that provision.
It is not therefore necessary for the Court to consider whether the Complaints Division constitutes a "national authority" within the meaning of Aof Article 13 (art. 13).
III. ALLEGED VIOLATION OF ARTICLE 14 OF THE CONVENTION TAKEN IN CONJUNCTION WITH ARTICLE 10 (art. 14+10)
Having regard to its conclusions concerning Article 10 (art. 10), the Court does not consider it necessary to rule on this complaint.
IV. APPLICATION OF ARTICLE 50 (art. 50) OF THE CONVENTION
"If the Court finds that a decision or a measure taken by a legal authority or any other authority of a High Contracting Party is completely or partially in conflict with the obligations arising from the ... Convention, and if the internal law of the said Party allows only partial reparation to be made for the consequences of this decision or measure, the decision of the Court shall, if necessary, afford just satisfaction to the injured party."
A. Damage
1. Pecuniary damage
2. Non-pecuniary damage
B. Costs and expenses
FOR THESE REASONS, THE COURT
1. Holds by six votes to three that there has been a breach of Article 10 (art. 10) of the Convention in respect of the first applicant;
2. Holds by eight votes to one that there has been a breach of Article 10 (art. 10) of the Convention in respect of the second applicant;
3. Holds by six votes to three that there has been a breach of Article 13 (art. 13) of the Convention in respect of the first applicant;
4. Holds unanimously that there has been no breach of Article 13 (art. 13) of the Convention in respect of the second applicant;
5. Holds unanimously that it is not necessary to consider whether there has been a breach of Article 14 of the Convention taken in conjunction with Article 10 (art. 14+10);
6. Holds unanimously that the present judgment constitutes in itself sufficient just satisfaction for the alleged non-pecuniary damage;
7. Holds unanimously that the respondent State is to pay the applicants, within three months, 180,000 (one hundred and eighty thousand) Austrian schillings for costs and expenses;
8. Dismisses unanimously the remainder of the claim for just satisfaction.
Done in English and in French, and delivered at a public hearing in the Human Rights Building, Strasbourg, on 19 December 1994.
Rudolf BERNHARDT
President
Herbert PETZOLD
Acting Registrar
In accordance with Article 51 para. 2 (art. 51-2) of the Convention and Rule 53 para. 2 of Rules of Court A, the following separate opinions are annexed to this judgment:
(a) dissenting opinion of Mr Thór Vilhjálmsson;
(b) partly dissenting opinion of Mr Matscher, joined by Mr Bernhardt.
R. B.
H. P.
DISSENTING OPINION OF JUDGE THÓR VILHJÁLMSSON
In this case I have not found a violation of Article 10 (art. 10) of the Convention, or of Article 13 (art. 13).
With regard to the first applicant, I agree with the opinion of Mr Matscher joined by Mr Bernhardt.
In respect of the second applicant, Mr Gubi, I would make the following remarks:
In paragraph 36 of the judgment the Court makes what appears to me to be the obvious point that "the proper functioning of the army is hardly imaginable without legal rules designed to prevent servicemen from undermining military discipline ...". Certain restrictions were undoubtedly imposed on Mr Gubi when he was ordered by an officer to stop distributing the magazine der Igel in his barracks. However, these restrictions were limited to his conduct within the barracks. They did not affect the distribution of this publication in any other way. Applying the principle of proportionality, I have, unlike the Court, found that the Austrian officer acted within the permissible boundaries of Article 10 (art. 10) in issuing the said order to Mr Gubi.
PARTLY DISSENTING OPINION OF JUDGE MATSCHER, JOINED BY JUDGE BERNHARDT
(Translation)
I agree with the finding of a violation as regards the second applicant but not as regards the first applicant.
The latter complained that there had been a violation of Article 10 (art. 10) of the Convention on account of the refusal of the Minister for Defence to include the magazine der Igel in the list of periodicals distributed by the army. Article 10 (art. 10) protects the freedom of expression and information but does not guarantee publications a right to be distributed by the public authorities. The "official" distribution of the journal in question would have amounted in a way to identifying at least implicitly with the content of the magazine, which, in my view, the relevant military authorities could not be expected to do.
It was, moreover, entirely open to the conscripts who were interested in reading the magazine to subscribe to it, to have it mailed to them privately or to buy it when they went outside the barracks, which they did virtually every day, and bring it back to the barracks. In addition, the first applicant could send the magazine free of charge to the conscripts either at the barracks or at their private address. The requirements of Article 10 (art. 10) were in this manner fully complied with in relation to the applicant association.
In these circumstances, as regards the first applicant there was no interference with the right protected under Article 10 (art. 10); it follows that there could likewise be no breach of Article 13 (art. 13) in relation to it.
* The case is numbered 34/1993/429/508. The first number is the case's position on the list of cases referred to the Court in the relevant year (second number). The last two numbers indicate the case's position on the list of cases referred to the Court since its creation and on the list of the corresponding originating applications to the Commission.
** Rules A apply to all cases referred to the Court before the entry into force of Protocol No. 9 (P9) and thereafter only to cases concerning States not bound by that Protocol (P9). They correspond to the Rules that came into force on 1 January 1983, as amended several times subsequently.
* Note by the Registrar. For practical reasons this annex will appear only with the printed version of the judgment (volume 302 of Series A of the Publications of the Court), but a copy of the Commission's report is obtainable from the registry.