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In the case of Boner v. the United Kingdom*,
The European Court of Human Rights, sitting, in accordance with
Article 43 (art. 43) of the Convention for the Protection of Human
Rights and Fundamental Freedoms ("the Convention") and the relevant
provisions of Rules of Court A**, as a Chamber composed of the
following judges:
Mr R. Ryssdal, President,
Mr R. Macdonald,
Mr J. De Meyer,
Mrs E. Palm,
Mr J.M. Morenilla,
Mr F. Bigi,
Sir John Freeland,
Mr A.B. Baka,
Mr J. Makarczyk,
and also of Mr H. Petzold, Acting Registrar,
Having deliberated in private on 21 April and
21 September 1994,
Delivers the following judgment, which was adopted on the
last-mentioned date:
_______________
Notes by the Registrar
* The case is numbered 30/1993/425/504. The first number is the case's
position on the list of cases referred to the Court in the relevant
year (second number). The last two numbers indicate the case's
position on the list of cases referred to the Court since its creation
and on the list of the corresponding originating applications to the
Commission.
** Rules A apply to all cases referred to the Court before the entry
into force of Protocol No. 9 (P9) and thereafter only to cases
concerning States not bound by that Protocol (P9). They correspond to
the Rules that came into force on 1 January 1983, as amended several
times subsequently.
_______________
PROCEDURE
1. The case was referred to the Court on 12 July 1993 by the
European Commission of Human Rights ("the Commission") and on
3 August 1993 by the Government of the United Kingdom of Great Britain
and Northern Ireland ("the Government"), within the three-month period
laid down by Article 32 para. 1 and Article 47 (art. 32-1, art. 47) of
the Convention. It originated in an application (no. 18711/91) against
the United Kingdom lodged with the Commission under Article 25
(art. 25) on 4 April 1991 by a British citizen, Mr Anthony Boner.
The Commission's request referred to Articles 44 and 48
(art. 44, art. 48) and to the declaration whereby the United Kingdom
recognised the compulsory jurisdiction of the Court (Article 46)
(art. 46); the Government's application referred to Article 48
(art. 48). The object of the request and the application was to obtain
a decision as to whether the facts of the case disclosed a breach by
the respondent State of its obligations under Article 6 para. 3 (c)
(art. 6-3-c).
2. In response to the enquiry made in accordance with
Rule 33 para. 3 (d) of Rules of Court A, the applicant stated that he
wished to take part in the proceedings and designated the lawyer who
would represent him (Rule 30).
3. On 23 August 1993, the President of the Court decided that in
the interests of the proper administration of justice this case and the
case of Maxwell v. the United Kingdom (no. 31/1993/426/505) should be
heard by the same Chamber (Rule 21 para. 6).
The Chamber to be constituted included ex officio
Sir John Freeland, the elected judge of British nationality (Article 43
of the Convention) (art. 43), and Mr R. Ryssdal, the President of the
Court (Rule 21 para. 3 (b)). On 25 August 1993, in the presence of the
Registrar, the President drew by lot the names of the other seven
members, namely Mr R. Macdonald, Mr J. De Meyer, Mrs E. Palm,
Mr J.M. Morenilla, Mr F. Bigi, Mr A.B. Baka and Mr J. Makarczyk
(Article 43 in fine of the Convention and Rule 21 para. 4) (art. 43).
4. As President of the Chamber (Rule 21 para. 5), Mr Ryssdal,
acting through the Registrar, consulted the Agent of the Government,
the applicant's lawyer and the Delegate of the Commission on the
organisation of the proceedings (Rules 37 para. 1 and 38). Pursuant
to the order made in consequence, the Registrar received the
applicant's memorial on 31 December 1993 and the Government's memorial
on 10 January 1994. On 5 April 1994 the Government submitted their
written reply to the applicant's claims for just satisfaction under
Article 50 (art. 50) of the Convention. On 15 April 1994 the Secretary
to the Commission informed the Registrar that the Delegate would not
submit written observations in reply.
5. In accordance with the President's decision, the hearing took
place in public in the Human Rights Building, Strasbourg, on
18 April 1994. The Court had held a preparatory meeting beforehand.
There appeared before the Court:
(a) for the Government
Mr I. Christie, Foreign and Commonwealth Office, Agent,
Lord Rodger of Earlsferry, QC, Lord Advocate,
Mr R. Reed, Counsel,
Mr I. Jamieson,
Mr A. Dickson, Advisers;
(b) for the Commission
Mr L. Loucaides, Delegate;
(c) for the applicant
Ms R. Rae, QC, Counsel,
Ms A.M. Chisholm, Solicitor.
The Court heard addresses by Mr Loucaides, Lord Rodger and
Ms Rae as well as replies to its questions.
AS TO THE FACTS
I. Circumstances of the case
6. The applicant, Mr Anthony Boner, is a British citizen born in
1960. He lives in Glasgow, Scotland.
On 14 December 1989 three masked men, armed with a shotgun and
a knife, carried out a robbery at a post office in Glen Village,
Falkirk, Scotland, in the course of which they assaulted three
post-office employees. They also caused damage to a motor car.
Following investigations, Mr Boner and two other men were
arrested and remanded in custody. The applicant was indicted on a
charge of assault and armed robbery, a charge of wilful damage and
three charges relating to firearms. Between 29 March and 10 April 1990
he stood trial in the High Court of Justiciary sitting in Edinburgh.
7. The applicant received legal aid for the preparation of his
defence and for his representation by counsel at the trial.
8. During the trial a prosecution witness, Mrs G., entered the
courtroom prior to giving evidence and spoke to one of the applicant's
co-accused, against whom charges had been dropped. When Mrs G. was
called to give evidence, the applicant's counsel objected on the basis
of her earlier presence in court. The trial judge adjourned the case
and instructed prosecuting counsel to make further inquiries into the
matter so that it could be determined whether Mrs G.'s attendance was
due to any negligence or failure on the part of the Crown. Prosecuting
counsel informed the judge that inquiries had revealed no fault on the
part of anyone for whom the Crown bore responsibility. This was not
disputed by the applicant's counsel, who, moreover, was unable to give
any indication as to how Mrs G.'s evidence could be affected by her
earlier presence in court. The trial judge accordingly took the view
that no injustice would be done by Mrs G.'s examination. Finding that
the relevant legal conditions were satisfied (see paragraph 17 below),
he therefore exercised his discretion and permitted her to give
evidence. Subsequently, counsel for the applicant had the opportunity
to cross-examine Mrs G. on the matter of her attendance in court.
In her evidence, Mrs G. stated that the applicant had been at
her home the evening before the robbery and had spoken of robbing the
post office. The following morning he had left the house and returned
later with a bag, in a state of nervousness. Other evidence against
the applicant included the fact that a shotgun and various items stolen
from the post office were found on the applicant's premises. In
addition, a different witness identified Mr Boner as being one of the
robbers and Mrs G.'s statement was supported by her 9-year-old
daughter.
9. The jury found the applicant guilty on all the charges. Taking
account of his numerous previous convictions, the judge sentenced him
to eight years' imprisonment.
10. On 17 April 1990 the applicant, through his solicitor, lodged
an intimation of intention to appeal against conviction.
11. Mr Boner instructed new solicitors, who asked a different
counsel to advise on the prospects of an appeal and to draft a note of
appeal.
In his opinion dated 10 June 1990 counsel stated his view that
the only possible ground of appeal related to the "admissibility of the
evidence of Mrs G." and to the question "that the trial judge erred in
exercising discretion in allowing her to be present". However, he
conceded that he had not been provided with sufficient information to
be able properly to base an opinion or to frame grounds of appeal.
Notwithstanding this acknowledgement he did draft a note of appeal
which contained six grounds, the first two of which concerned the trial
judge's decision to admit the witness. This note of appeal was filed
by the applicant's solicitors on 13 June 1990.
12. Up to this point all the work had been covered by the legal aid
granted for the trial. An application to extend legal aid to the
appeal proceedings had been submitted in May 1990. On 25 July 1990 the
Scottish Legal Aid Board ("the Board") asked the applicant to provide
an opinion from counsel on the prospects of success. The earlier
opinion dated 10 June 1990 was accordingly forwarded to the Board,
together with a supplementary opinion from the same counsel dated
6 September 1990. In this latter opinion counsel reiterated the view
that the appeal rested on the question whether Mrs G.'s evidence was
admissible. However, he again stated that he had not been provided
with sufficient material on which to assess the merits of the appeal.
"I regret meantime I am unable to answer the fundamental question in
this case", he concluded.
13. On 27 September 1990 the applicant's solicitors informed the
Board by telephone that counsel had finally decided that he could not
support the application for legal aid or the appeal; that they were of
the same view; and that, consequently, they could no longer act for the
applicant. The terms of that telephone call were confirmed in a letter
dated 2 November 1990 from the solicitors to the Board.
14. On 14 November 1990 the Scottish Legal Aid Board notified
Mr Boner's solicitors that his application for legal aid had been
refused as the Board was not satisfied, as it was required to be under
the relevant legislation (see paragraph 26 below), that he had
substantial grounds for taking an appeal and that it was reasonable
that he should receive legal aid. In a letter of 11 December 1990 to
the applicant the Board added that it could not see any merit in the
appeal. Despite the advice of his solicitors and counsel, Mr Boner
decided to proceed with the appeal.
15. The applicant, who had no legal knowledge and had no assistance
with his submissions, presented his own case on 24 January 1991 before
the High Court of Justiciary, sitting in Edinburgh and acting as an
appellate court. The Crown was represented by counsel. There is no
indication in the record that the court required counsel for the Crown
to address it.
16. The appeal court considered the first two grounds of appeal
relating to Mrs G. and held that these were ill-founded and that the
trial judge had approached the matter properly. As the applicant did
not address the court on the remaining grounds of appeal, these were
not considered by the court. It did however examine other points
raised by the applicant, but reached "the clear conclusion that there
was no miscarriage of justice in the case". The appeal against
conviction was unanimously dismissed.
II. Relevant domestic law and practice
A. Presence of witness in court
17. Under Scots law, a witness who has been present in court
without the court's permission and without consent from the opposite
party may still be allowed to give evidence provided that "it appears
to the court that the presence of the witness was not the result of
culpable negligence or criminal intent, and that the witness had not
been unduly instructed or influenced by what took place during his
presence, or that injustice will not be done by his examination"
(section 140 of the Criminal Procedure (Scotland) Act 1975 -
"the 1975 Act").
B. Appeals in criminal proceedings
18. The following details relate solely to the "solemn procedure",
under which trial proceeds upon an indictment before a judge sitting
with a jury.
19. A person convicted of a criminal charge in Scotland has an
automatic right of appeal granted by statute (section 228 of the
1975 Act). No leave to appeal is required.
20. In an appeal, the appellant may ask the court to review any
alleged miscarriage of justice in the proceedings in which he was
convicted (section 228(2) of the 1975 Act). What is a miscarriage of
justice is not defined by statute, but the term covers such matters as
misdirections by the trial judge or wrong decisions on the
admissibility of evidence, as well as breaches of natural justice. In
any appeal, the nature of the alleged miscarriage of justice must be
specified in the grounds of appeal contained in a written note of
appeal, lodged within eight weeks of the date when sentence was imposed
upon the appellant (section 233(1) and (2) of the 1975 Act). An
appellant may not, at the appeal hearing, found any aspect of his
appeal on a ground which is not contained in the note of appeal unless,
exceptionally and on cause shown, he obtains the leave of the court to
do so (section 233(3) of the 1975 Act).
21. An appeal is heard by a bench of not less than three judges.
At the hearing of the appeal the appellant or his counsel, if he is
represented, makes submissions to the court in support of the grounds
of appeal. Appellants who do not have legal representation are not
required to make an oral presentation: they are allowed, however, to
read any material that they may have prepared or collected.
The Crown is always represented by counsel at the hearing of
criminal appeals. Their duty is to act solely in the public interest
and not to seek to uphold a wrongful decision. Accordingly, they will
only address the court if requested to do so or if it is necessary to
bring to the attention of the court some matter relevant to the appeal,
whether or not favourable to the prosecution.
22. In disposing of an appeal against conviction the court may
dismiss it and affirm the verdict of the trial court; set aside the
verdict of the trial court either by quashing the conviction or by
substituting an amended verdict of guilty; or set aside the verdict of
the trial court and authorise a new prosecution (section 254 of the
1975 Act).
C. Representation of appellants by counsel
23. Counsel in Scotland are vested with the public office of
advocate, which imposes a number of duties upon them, among which is
the duty not to accept instructions to act in circumstances where, in
their professional opinion, a case is manifestly unfounded, even if the
client is able to pay for such representation.
The basis of this rule of professional conduct is that counsel
cannot properly occupy the time of the court in advancing arguments
which he knows to be without foundation.
D. Legal aid for criminal appeals
24. The administration of legal aid in Scotland is the
responsibility of the Scottish Legal Aid Board, an independent body
whose members are appointed by the Secretary of State for Scotland from
among counsel, solicitors and other persons with experience of the
courts.
25. Legal aid which has been made available for a trial on
indictment extends, in the case of conviction, to include consideration
and advice by a solicitor on the question of appeal. An opinion on the
prospect of the appeal can also be obtained from the counsel who acted
at the trial.
Under special provisions legal aid is also available to enable
the solicitor to prepare and lodge the statutory intimation of
intention to appeal and, where appropriate, arrange for the opinion of
counsel to be obtained as to the prospects of the appeal, and for the
drafting and lodging of a note of appeal setting out the grounds of
appeal.
26. To extend legal aid beyond this point a further application by
the solicitor to the Legal Aid Board is required. This should include
confirmation that the applicant's solicitor is willing to act in the
appeal as well as a statement of the arguments in support of the
grounds of appeal and a note of the solicitor's reasons for believing
that the grounds of appeal are substantial and that legal aid should
be made available.
The application will be granted if the Board is satisfied that
the applicant is financially eligible, that "he has substantial grounds
for making the appeal and it is reasonable in the particular
circumstances of the case that legal aid should be made available to
him" (Legal Aid (Scotland) Act 1986, section 25(2)).
27. The Board takes its decisions on the basis of the documents
before it, which normally include copies of the note of appeal, the
trial judge's charge to the jury and the trial judge's report on the
case. The views expressed by the applicant's solicitor and counsel
will also be taken into account.
28. Although the legislation does not provide for a formal review,
the Board will, as a matter of practice, when requested to do so,
reconsider an application which has been refused. Such reconsideration
involves the application being referred to an external reporter, who
was not involved in the Board's earlier decision and who reports to the
Board on the merits of the application. Otherwise, Board decisions are
subject to ordinary judicial review.
29. If the appellant proceeds with his appeal without legal aid and
the court considers that, prima facie, he may have substantial grounds
for taking the appeal and it is in the interests of justice that he
should have legal representation in arguing these grounds, the court
must immediately adjourn the hearing and make a recommendation that the
Board's decision be reviewed.
30. The practice of the court in this regard was formalised
following the judgment of the European Court of Human Rights in Granger
v. the United Kingdom of 28 March 1990 (Series A no. 174) by a Practice
Note to this effect issued on 4 December 1990 by the Lord Justice
General to all Appeal Court Chairmen and Clerks:
"In any appeal where legal aid has been refused and the court
considers that prima facie an appellant may have substantial
grounds for taking the appeal and it is in the interests of
justice that the appellant should have legal representation in
arguing his grounds, the court shall forthwith adjourn the
hearing and make a recommendation that the decision to refuse
legal aid should be reviewed."
31. Where such a recommendation is made, legal aid is automatically
granted. To this end, the Manual of Procedure of the Scottish Legal
Aid Board provides in paragraph 6.12 that:
"In these circumstances the Board will receive a letter from
the High Court of Justiciary giving the details of the case
where they are recommending a re-consideration of the decision
to refuse. If we are asked to re-consider a decision in these
circumstances, then the application should be granted
automatically. The case need not be seen by a reporter or
Board solicitor, but ought to be referred to the Assistant
Manager for the appropriate action."
PROCEEDINGS BEFORE THE COMMISSION
32. Mr Boner applied to the Commission on 4 April 1991. He relied
on Article 6 para. 3 (c) (art. 6-3-c) of the Convention, complaining
that he had been refused legal aid.
33. The Commission declared the application (no. 18711/91)
admissible on 9 December 1992. In its report of 4 May 1993
(Article 31) (art. 31), it concluded, by seventeen votes to two, that
there had been a violation of Article 6 para. 3 (c) (art. 6-3-c).
The full text of the Commission's opinion and of the dissenting
opinion contained in the report is reproduced as an annex to this
judgment*.
_______________
* Note by the Registrar. For practical reasons this annex will appear
only with the printed version of the judgment (volume 300-B of Series
A of the Publications of the Court), but a copy of the Commission's
report is available from the registry.
_______________
FINAL SUBMISSIONS TO THE COURT
34. At the hearing on 18 April 1993, the applicant invited the
Court
"to find and declare that there has been a violation of the
applicant's rights in terms of Article 6 para. 3 (c)
(art. 6-3-c), and that in the circumstances just satisfaction
should be awarded in terms of Article 50 (art. 50) at such a
sum as the Court deems appropriate".
The Government, for their part, requested the Court to hold
that there had been no violation of the applicant's rights under
Article 6 (art. 6).
AS TO THE LAW
I. ALLEGED VIOLATION OF ARTICLE 6 PARA. 3 (c) (art. 6-3-c)
OF THE CONVENTION
35. The applicant who had been sentenced to eight years'
imprisonment complained that he had been refused legal aid for his
appeal against conviction in breach of Article 6 para. 3 (c)
(art. 6-3-c) of the Convention, which reads as follows:
"3. Everyone charged with a criminal offence has the
following minimum rights:
...
(c) to defend himself in person or through legal
assistance of his own choosing or, if he has not sufficient
means to pay for legal assistance, to be given it free when
the interests of justice so require;
... "
This contention was accepted by the Commission but disputed by
the Government.
36. Sub-paragraph (c) of Article 6 para. 3 (art. 6-3-c) attaches
two conditions to an accused's right to receive legal aid. The first,
"lack of sufficient means to pay for legal assistance", is not in
dispute in the present case. The only issue before the Court is
therefore whether the "interests of justice" required that the
applicant be granted such assistance free.
37. In this connection, the Court reiterates that the manner in
which paragraph 3 (c) of Article 6 (art. 6-3-c) is to be applied in
relation to appellate or cassation courts depends upon the special
features of the proceedings involved; account must be taken of the
entirety of the proceedings conducted in the domestic legal order and
of the role of the appellate or cassation court therein (see, inter
alia, the Monnell and Morris v. the United Kingdom judgment of
2 March 1987, Series A no. 115, p. 22, para. 56).
38. The Scottish system of criminal appeals grants all persons a
right to appeal. No special leave is required (see paragraph 19
above). The High Court of Justiciary, in its appellate function, has
wide powers to dispose of appeals (see paragraph 22 above). The
procedure is not limited to specific grounds; any alleged miscarriage
of justice may be challenged (see paragraph 20 above). Moreover, the
proceedings always involve an oral hearing at which the Crown is
represented (see paragraph 21 above).
However, not all appellants who qualify on financial grounds
obtain legal assistance. An independent body (the Scottish Legal Aid
Board) decides on the basis of a file whether an applicant has
substantial grounds for taking an appeal and whether it is in the
interests of justice that he should have legal representation (see
paragraphs 24-29 above).
39. According to the applicant and the Commission, the interests
of justice required that Mr Boner be granted legal assistance for the
hearing of his appeal on 24 January 1991 before the High Court of
Justiciary. They referred to the Granger case previously cited, where
the Court had found a violation, and concluded that there were
substantial similarities between Granger and the present case.
40. The Government sought to distinguish the two cases. In their
contention, the appeal court in Granger, after hearing the appellant's
submissions, considered that there was a point of substance which
required further examination. Counsel for the Crown was required to
present a long and elaborate argument, which the appellant could
neither understand nor respond to. None of these features is to be
found in the present case.
The Government further noted that the applicant was not obliged
to address the court at the oral hearing and that counsel for the Crown
does not appear to have made submissions before it.
In addition, Mr Boner could not, in any event, have found
counsel willing to represent him, in view of the rules of professional
ethics which impose a duty on counsel not to act for an appellant where
they are satisfied that he had no proper basis for bringing an appeal
(see paragraph 23 above).
Furthermore, as a consequence of the Granger judgment, a
safeguard had been introduced. The Practice Note by the Lord Justice
General, dated 4 December 1990, taken in conjunction with the practice
of the Scottish Legal Aid Board (see paragraphs 30 and 31 above),
ensures that, in any appeal where legal aid has been refused, such aid
is automatically granted where the court has reached the conclusion
that, prima facie, an appellant may have substantial grounds for taking
the appeal and that it is in the interests of justice that he should
have legal representation in arguing these grounds. Accordingly, under
the new system, as soon as it becomes clear that an unrepresented
appellant has a point which appears to be of substance, the appeal
court must adjourn the appeal to enable the appellant to obtain
representation and legal aid will in fact be granted. The effect is
thus that there can be no repetition of the unfairness which was found
to have occurred in the Granger case.
41. The Court notes that, as the Government pointed out, there are
indeed differences between the two cases. In addition, the
introduction of a new practice more favourable to the unrepresented
appellant is undoubtedly a positive development.
The legal issue in this case may not have been particularly
complex. Nevertheless, to attack in appeal proceedings a judge's
exercise of discretion in the course of a trial (see paragraph 8 above)
requires a certain legal skill and experience. That Mr Boner was able
to understand the grounds for his appeal and that counsel was not
prepared to represent him (see paragraph 40 above) does not alter the
fact that without the services of a legal practitioner he was unable
competently to address the court on this legal issue and thus to defend
himself effectively (see, mutatis mutandis, the Pakelli v. Germany
judgment of 25 April 1983, Series A no. 64, p. 18, para. 38).
Moreover, the appeal court, as stated, had wide powers to
dispose of his appeal and its decision was final. Of even greater
relevance, however, the applicant had been sentenced to eight years'
imprisonment. For Mr Boner therefore the issue at stake was an
extremely important one.
42. The Government maintained that a finding of a violation in this
case might have as its consequence the ending of the automatic right
of appeal, thereby effectively diminishing the rights of the accused.
43. It is not the Court's function to indicate the measures to be
taken by national authorities to ensure that their appeals system
satisfies the requirements of Article 6 (art. 6). Its task is solely
to determine whether the system chosen by them in this connection leads
to results which, in the cases which come before it, are consistent
with the requirements of Article 6 (art. 6) (see, inter alia, the
Quaranta v. Switzerland judgment of 24 May 1991, Series A no. 205,
p. 15, para. 30).
The situation in a case such as the present, involving a heavy
penalty, where an appellant is left to present his own defence
unassisted before the highest instance of appeal, is not in conformity
with the requirements of Article 6 (art. 6).
44. Given the nature of the proceedings, the wide powers of the
High Court, the limited capacity of an unrepresented appellant to
present a legal argument and, above all, the importance of the issue
at stake in view of the severity of the sentence, the Court considers
that the interests of justice required that the applicant be granted
legal aid for representation at the hearing of his appeal.
In conclusion, there has been a violation of paragraph 3 (c)
of Article 6 (art. 6-3-c).
II. APPLICATION OF ARTICLE 50 (art. 50) OF THE CONVENTION
45. Article 50 (art. 50) of the Convention provides as follows:
"If the Court finds that a decision or a measure taken by a
legal authority or any other authority of a High Contracting
Party is completely or partially in conflict with the
obligations arising from the ... Convention, and if the
internal law of the said Party allows only partial reparation
to be made for the consequences of this decision or measure,
the decision of the Court shall, if necessary, afford just
satisfaction to the injured party."
Under this provision Mr Boner sought compensation for alleged
non-pecuniary damage in an amount to be fixed by the Court. In the
applicant's submission, such compensation should serve as "a solatium
for the injury to his feelings and state of mind" resulting from the
refusal of legal aid.
46. The Court agrees with the Government that the non-pecuniary
damage thus caused is sufficiently compensated by a finding that there
had been a breach of Article 6 (art. 6).
47. Mr Boner also claimed reimbursement of the costs and expenses
entailed by the proceedings before the Convention institutions, which
he quantified at £10,955.22.
The Government objected to the method used to calculate the
solicitors' estimated account of expenses and stated that they would
accept a total of £7,500.28 (value-added tax included). The
applicant's representative explained at the hearing that she had been
instructed not to insist on this aspect of the claim.
48. The Court grants the last sum proposed, less 16,275.79 French
francs already paid by way of legal aid.
FOR THESE REASONS, THE COURT UNANIMOUSLY
1. Holds that there has been a violation of paragraph 3 (c) of
Article 6 (art. 6-3-c) of the Convention;
2. Holds as regards the claim for non-pecuniary damage that the
present judgment constitutes, in itself, sufficient just
satisfaction for the purposes of Article 50 (art. 50) of the
Convention;
3. Holds that the respondent State is to pay to the applicant,
within three months, £7,500.28 (seven thousand five hundred
pounds sterling and twenty-eight pence) less FRF 16,275.79
(sixteen thousand two hundred and seventy-five French francs
and seventy-nine centimes) to be converted into pounds
sterling in accordance with the exchange rate applicable on
the date of delivery of the present judgment, in respect of
legal costs and expenses;
4. Rejects the remainder of the claim for just satisfaction.
Done in English and in French, and delivered at a public
hearing in the Human Rights Building, Strasbourg, on 28 October 1994.
Signed: Rolv RYSSDAL
President
Signed: Herbert PETZOLD
Acting Registrar
In accordance with Article 51 para. 2 (art. 51-2) of the
Convention and Rule 53 para. 2 of Rules of Court A, the concurring
opinions of Mr De Meyer and Sir John Freeland are annexed to this
judgment.
Initialled: R. R.
Initialled: H. P.
CONCURRING OPINION OF JUDGE DE MEYER
The "interests of justice" normally require that a person
"charged with a criminal offence" be assisted by a lawyer.
Without such assistance very few people are able "to present"
their "case in an adequate manner" (1) and "to make an effective
contribution to the proceedings" (2).
_______________
(1) Quaranta v. Switzerland judgment of 24 May 1991, Series A no. 205,
p. 18, para. 36.
(2) Granger v. the United Kingdom judgment of 28 March 1990, Series A
no. 174, p. 19, para. 47.
_______________
This is so at each stage of them, and even more so in the
higher instances.
It has to be observed thereby that legal assistance is needed,
not only in so far as it is "useful ... to the examination of the legal
questions" (3) in a narrow sense, but also since it is proper to ensure
that the facts be ascertained, understood and appraised in a legally
relevant manner.
_______________
(3) Pakelli v. Germany judgment of 25 April 1993, Series A no. 64,
p. 18, para. 38.
_______________
The burden of proving that the interests of justice require
legal assistance must not be laid upon the accused person. In order
legitimately to dispense with such assistance, if the person concerned
has not knowingly and willingly waived it, it has to be clearly and
convincingly established that they do not require it in the instance
concerned.
There were no valid reasons for such an exception in the
circumstances of the present case.
CONCURRING OPINION OF SIR JOHN FREELAND
1. I have voted with the other members of the Court for the
finding that there has been a violation of paragraph 3 (c) of Article 6
(art. 6-3-c), but the reasoning which has led me to this conclusion has
in certain respects differed from theirs.
2. On the one hand, the material before the Court has to my mind
gone far to demonstrate that the possibility of Mr Boner's having in
fact suffered any substantive injustice by virtue of his lack of legal
representation at the hearing of his appeal is extremely remote. His
solicitors and counsel had, in accordance with their rules of
professional conduct, declined to continue to act for him because they
had come to the view that the grounds of appeal could not be supported;
and the Scottish Legal Aid Board had refused his application for legal
aid for the appeal because it was not satisfied that there were
substantial grounds for making the appeal. He nevertheless exercised
the unfettered right of appeal to which every person convicted of a
criminal charge in Scotland is entitled. The appellate court judges
would have been provided, well in advance of the hearing, with the
appellant's written grounds of appeal, to which no answers were
submitted by the prosecution, and with the other papers in the case.
They would have known in advance that the appellant was to be
unrepresented. In their prior consideration of the matter and at the
hearing itself they would have taken particular care to determine
whether any of the grounds advanced by him, however inexpertly argued,
might raise a point of substance. In accordance with long tradition,
they would have been at pains to ensure that he, as an appellant in
person, was treated with courtesy and consideration and was not placed
in a humiliating or distressing position as a result of his lack of
legal expertise. Counsel for the Crown, who apparently took no active
part in the hearing, would have been under a duty to draw to the
court's attention any substantial arguments of which he was aware that
might weigh in the appellant's favour. Lastly, if at any stage the
court had concluded that Mr Boner might have had substantial grounds
for taking the appeal, then, in conformity with the practice introduced
in the wake of the Granger case, it would have immediately adjourned
the hearing and legal assistance would have been provided.
3. On the other hand, even if, as I believe, no substantive
injustice has been established, that does not dispose of the question
whether, in the words of sub-paragraph 3 (c) of Article 6 (art. 6-3-c),
"the interests of justice" required that Mr Boner should be given free
legal assistance for the hearing of his appeal. As we were reminded
in argument, justice should not only be done, it should also be seen
to be done. The appeal raised a legal issue concerning the exercise
of the trial judge's discretion and Mr Boner's conviction had led to
the imposition of a sentence of eight years' imprisonment. As regards
the view taken by Mr Boner's solicitors and counsel and by the Legal
Aid Board of the prospects of success of an appeal, lawyers may of
course disagree; and it was clear from the pleadings of the Government
themselves that there have been cases in which legal aid has been
refused yet counsel has subsequently appeared for an appellant and won
his appeal. More importantly, the Crown was represented at the hearing
of the appeal (as it is in all comparable cases) by counsel who was
present and able to advance a legal argument if called upon by the
court to do so. Admittedly he was not called upon; but that might be
simply because the absence of legal assistance left Mr Boner unable to
persuade the court that he had an argument which required a response.
Given that there was a legal issue to be addressed on Mr Boner's appeal
and that, having regard to the severity of his sentence, so much was
at stake for him, I am satisfied that his lack of legal representation
for the hearing, when counsel for the Crown was present, produced at
least the appearance of injustice.
4. I have therefore, on balance, concluded that the "interests of
justice" should have been regarded as requiring the grant to him of
free legal assistance for the hearing of his appeal and that failure
to grant such assistance amounted, in the circumstances, to a violation
of Article 6 para. 3 (c) (art. 6-3-c).