In the case of Melin v. France*,
The European Court of Human Rights, sitting, in accordance
with Article 43 (art. 43) of the Convention for the Protection of Human
Rights and Fundamental Freedoms ("the Convention")** and the relevant
provisions of the Rules of Court, as a Chamber composed of the
following judges:
Mr R. Bernhardt, President,
Mr F. Gölcüklü,
Mr L.-E. Pettiti,
Mr S.K. Martens,
Mr R. Pekkanen,
Mr A.N. Loizou,
Mr J.M. Morenilla,
Mr A.B. Baka,
Mr L. Wildhaber,
and also of Mr M.-A. Eissen, Registrar, and Mr H. Petzold, Deputy
Registrar,
Having deliberated in private on 30 January and 25 May 1993,
Delivers the following judgment, which was adopted on the
last-mentioned date:
_______________
Notes by the Registrar
* The case is numbered 16/1992/361/435. The first number is the case's
position on the list of cases referred to the Court in the relevant
year (second number). The last two numbers indicate the case's
position on the list of cases referred to the Court since its creation
and on the list of the corresponding originating applications to the
Commission.
** As amended by Article 11 of Protocol No. 8 (P8-11), which came into
force on 1 January 1990.
_______________
PROCEDURE
1. The case was referred to the Court by the European Commission
of Human Rights ("the Commission") on 25 May 1992, within the three-
month period laid down by Article 32 para. 1 and Article 47 (art. 32-1,
art. 47) of the Convention. It originated in an application
(no. 12914/87) against the French Republic lodged with the Commission
under Article 25 (art. 25) by a French national, Mr Pierre-André Melin,
on 21 November 1986.
The Commission's request referred to Articles 44 and 48
(art. 44, art. 48) and to the declaration whereby France recognised the
compulsory jurisdiction of the Court (Article 46) (art. 46). The
object of the request was to obtain a decision as to whether the facts
of the case disclosed a breach by the respondent State of its
obligations under paragraph 1 of Article 6 taken in conjunction with
paragraph 3 (b) and (c) thereof (art. 6-1, art. 6-3-b, art. 6-3-c).
2. In response to the enquiry made in accordance with
Rule 33 para. 3 (d) of the Rules of Court, the applicant stated that
he wished to take part in the proceedings. He also sought leave, as
a former lawyer, to present his own case (Rule 30 para. 1). The
President of the Court granted this request on 22 June 1992.
3. The Chamber to be constituted included ex officio
Mr L.-E. Pettiti, the elected judge of French nationality (Article 43
of the Convention) (art. 43), and Mr R. Ryssdal, the President of the
Court (Rule 21 para. 3 (b)). On 29 May 1992, in the presence of the
Registrar, the President drew by lot the names of the other seven
members, namely Mr F. Gölcüklü, Mr R. Macdonald, Mr A.N. Loizou,
Mr J.M. Morenilla, Mr A.B. Baka, Mr L. Wildhaber and Mr B. Repik
(Article 43 in fine of the Convention and Rule 21 para. 4) (art. 43).
Subsequently, Mr S.K. Martens and Mr R. Pekkanen, substitute judges,
replaced Mr Repik, whose term of office had come to an end on 1 January
1993 due to the dissolution of the Czech and Slovak Federal Republic
(Articles 38 and 65 para. 3 of the Convention and Rule 22 para. 1)
(art. 38, art. 65-3), and Mr Macdonald, who was unable to take part in
the further consideration of the case (Rules 22 para. 1 and
24 para. 1).
4. Mr Ryssdal assumed the office of President of the Chamber
(Rule 21 para. 5) and, through the Registrar, consulted the Agent of
the French Government ("the Government"), the Delegate of the
Commission and the applicant on the organisation of the proceedings
(Rules 37 para. 1 and 38). Pursuant to the order made in consequence,
the Registrar received the applicant's memorial on 2 November 1992 and
the Government's memorial on 20 November. On 4 January 1993 the
Secretary to the Commission informed the Registrar that the Delegate
would submit oral observations. On the same day the applicant lodged
his claims under Article 50 (art. 50) of the Convention.
5. On 12 January 1993 the Commission produced the file on the
proceedings before it, as requested by the Registrar on the President's
instructions.
6. In accordance with the President's decision, the hearing took
place in public in the Human Rights Building, Strasbourg, on
25 January 1993. The Court had held a preparatory meeting beforehand.
Mr R. Bernhardt, the Vice-President of the Court, replaced Mr Ryssdal,
who was unable to take part in the further consideration of the case
(Rule 21 para. 5, second sub-paragraph).
There appeared before the Court:
(a) for the Government
Mr B. Gain, Head of the Human Rights Section,
Department of Legal Affairs, Ministry of
Foreign Affairs, Agent,
Mr P. Titiun, magistrat, on secondment to the
Department of Legal Affairs, Ministry of
Foreign Affairs,
Mr J. Carrère, magistrat, on secondment to the
Department of Criminal Affairs and Pardons,
Ministry of Justice,
Mr D. Caron, magistrat, legal officer at the
Court of Cassation, Counsel;
(b) for the Commission
Mr J.-C. Soyer, Delegate;
(c) the applicant.
The Court heard addresses by Mr Gain for the Government, by
Mr Soyer for the Commission and by the applicant.
AS TO THE FACTS
I. The particular circumstances of the case
7. Mr Pierre-André Melin, a French national, lives off private
means and resides at Courbevoie (Hauts-de-Seine). He formerly
practised as a lawyer.
8. On 6 May 1985 the Nanterre Criminal Court convicted him of
fraud and sentenced him to a suspended term of sixteen months'
imprisonment, combined with an order (mise à l'épreuve) requiring him,
inter alia, to compensate the victim for the damage which he had
sustained.
9. The applicant appealed immediately to the Versailles Court of
Appeal, which, giving judgment on 15 January 1986 in Mr Melin's
presence, upheld the lower court's guilty verdict. On the other hand,
it deferred pronouncement of sentence until 25 June 1986 as the accused
had undertaken to reimburse the victim within six months if the court
were to find him guilty. This aspect of the proceedings is not in
issue. The typed text of the judgment was filed with the registry on
the same day as its delivery.
10. Two days later Mr Melin lodged an appeal on points of law
against the Court of Appeal's judgment with the latter's registry
(Article 576 of the Code of Criminal Procedure). He stated that he
reserved the right "to put forward any other relevant ground once he
had received the certified copy of the decision in question".
According to the applicant, he requested a copy of the
judgment on the same occasion. A registry official allegedly took down
his address and the case references, so as to be able to send him one
in return for a forty franc fiscal stamp.
The Government maintain that there were two possibilities:
either the applicant had not requested a copy and could not therefore
be surprised at not receiving one; or he had in fact asked for one, in
which case a copy had undoubtedly been sent to him.
11. On 14 February 1986 the appeal file reached the registry of
the Court of Cassation. Three and a half months later, on 27 May, the
Criminal Division dismissed the appeal because no grounds had been put
forward and because the contested judgment did not disclose any
procedural defect. This decision was notified to Mr Melin on 18 June
and recorded that the party seeking damages had submitted a memorial.
12. In a letter of 23 June to the President of the Criminal
Division, the applicant explained that he had been unable to submit a
memorial because he had not had available to him the text of the
judgment of 15 January 1986; in addition he complained that the
judge-rapporteur had failed to communicate to him a time-limit for the
submission of a memorial.
On 4 July the Chief Registrar replied to him that, as the
judgment of the Court of Cassation was final, he could not appeal
against it.
13. Throughout these various proceedings Mr Melin had conducted
his own defence, though he had been assisted by a lawyer at first
instance.
II. Relevant domestic law and practice
14. The main provisions of the Code of Criminal Procedure referred
to in this case are as follows:
Article 485
"Every judgment shall include a statement of its reasons
and an operative part.
The operative part shall record the offences of which the
accused have been found guilty or in respect of which they
have been held liable, the sentence pronounced, the laws
applied and the orders made with regard to civil claims.
The judgment shall be read out by the president."
Amended by Law no. 85-1407 of 30 December 1985, which came
into force on 1 February 1986, this provision is now worded as follows:
"Every judgment shall include a statement of its reasons
and an operative part.
The reasons shall constitute the basis of the decision.
The operative part shall record the offences of which the
accused have been found guilty or in respect of which they
have been held liable, the sentence pronounced, the laws
applied and the orders made with regard to civil claims.
The judgment shall be read out by the president or by one
of the judges; in so doing the president or judge may confine
himself to the operative part ..."
Article 486
"...
After it has been signed by the president and the
registrar, the original copy shall be lodged with the court
registry not later than three days after the delivery of the
judgment. The fact that it has been so lodged shall be
recorded in the register kept in the registry specifically
for this purpose.
..."
According to the Court of Cassation's case-law, failure to
comply with the formalities laid down in Article 486 does not entail
the nullity of the judgment in issue. Thus the belated lodging of the
original copy of a judgment cannot render the judgment void where no
prejudice has ensued for the applicant (Criminal Division,
27 November 1984, Bulletin criminel no. 370).
Article 512
"The rules laid down for the criminal courts shall apply in
the courts of appeal, subject to the provisions set out
below."
Article 554
"Service of decisions, where such service is necessary,
shall be effected at the request of the prosecuting authority
or of the party claiming damages."
Article 568
"The prosecuting authority and all the parties shall have
five clear days in which to appeal to the Court of Cassation
after the delivery of the impugned judgment.
..."
Article 584
"An appellant on points of law may lodge a memorial,
bearing his signature and setting out the grounds of his
appeal, with the registry of the court from whose judgment he
is appealing, either when he gives notice of appeal or within
the following ten days. The registrar shall issue him with
a receipt."
Article 585
"After expiry of this time-limit, a convicted appellant may
transmit his memorial directly to the Court of Cassation; the
other parties may not avail themselves of this provision
without the services of a lawyer who is a member of the Court
of Cassation Bar.
..."
Article 588
"Where one or more lawyers have been instructed, the judge-
rapporteur shall set down a time-limit for the memorials to
be filed with the registrar of the Criminal Division."
Article 590
"The memorials shall set out the grounds of appeal and cite
the legal provisions whose violation is alleged.
A fiscal stamp must be affixed, except where the appellant
has been sentenced after conviction of a serious criminal
offence (crime).
They must be lodged within the prescribed time-limit. No
additional pleading may be joined thereto after the judge-
rapporteur has filed his report. If a memorial setting out
additional grounds is lodged belatedly, it may be declared
inadmissible."
Article 604
"In cases concerning any category of criminal offence, the
Court of Cassation may give judgment on the appeal on points
of law immediately after expiry of a period of ten days,
which period begins to run on the date on which the Court of
Cassation receives the file.
..."
PROCEEDINGS BEFORE THE COMMISSION
15. Mr Melin applied to the Commission on 21 November 1986.
Relying on paragraphs 1 and 3 (b) and (c) of Article 6 (art. 6-1,
art. 6-3-b, art. 6-3-c), he complained that he had not received in good
time a copy of the judgment of the Versailles Court of Appeal and that
he had been informed neither of the time-limit for submitting a
memorial to the Court of Cassation nor of the date of the hearing at
which his appeal was examined.
16. The Commission declared the application (no. 12914/87)
admissible on 11 April 1991. In its report of 9 April 1992 (made under
Article 31) (art. 31), the Commission expressed the unanimous opinion
that there had been a violation of paragraph 1 of Article 6, taken in
conjunction with paragraph 3 (b) and (c) thereof (art. 6-1, art. 6-3-b,
art. 6-3-c). The full text of the Commission's opinion is reproduced
as an annex to this judgment*.
_______________
* Note by the Registrar: for practical reasons this annex will appear
only with the printed version of the judgment (volume 261-A of
Series A of the Publications of the Court), but a copy of the
Commission's report is available from the registry.
_______________
FINAL SUBMISSIONS TO THE COURT
17. In their memorial the Government asked the Court "to dismiss
Mr Melin's application".
18. The applicant requested the Court to "hold that in this
instance [he had] indeed been the victim of a breach of the provisions
of Article 6 paras. 1, 3 (b) and 3 (c) (art. 6-1, art. 6-3-b,
art. 6-3-c) of the ... Convention ...".
AS TO THE LAW
ALLEGED VIOLATION OF ARTICLE 6 PARAS. 1 AND 3 (b) AND (c) (art. 6-1,
art. 6-3-b, art. 6-3-c)
19. Mr Melin relied on paragraphs 1 and 3 (b) and (c) of Article 6
(art. 6-1, art. 6-3-b, art. 6-3-c) of the Convention, according to
which:
"1. In the determination of ... any criminal charge
against him, everyone is entitled to a fair ... hearing ...
by an independent and impartial tribunal ...
...
3. Everyone charged with a criminal offence has the
following minimum rights:
...
(b) to have adequate time and facilities for the
preparation of his defence;
(c) to defend himself in person or through legal
assistance of his own choosing or, if he has not sufficient
means to pay for legal assistance, to be given it free when
the interests of justice so require;
..."
He maintained that, when the Criminal Division of the Court
of Cassation had delivered its judgment on 27 May 1986, he had still
been waiting to be sent the text of the Court of Appeal's judgment, a
copy of which he had requested. Without knowledge of the Court of
Appeal's reasoning he had not been able to draw up his memorial setting
out the grounds for his appeal. He had needed a copy of the judgment,
despite the fact that he had been present when it was pronounced,
because the President had only read out its operative provisions. In
breach of Article 6 paras. 1 and 3 (c) (art. 6-1, art. 6-3-c), the
Court of Cassation had failed (a) to set a time-limit for him to
produce his memorial; (b) to communicate to him the observations of the
civil party; and (c) to inform him of the date of the hearing at which
his appeal was to be examined.
The Commission subscribed to this view in substance.
20. According to the Government, who invoked in this connection
Articles 554 and 568 of the Code of Criminal Procedure, it was in no
way necessary to serve the judgment in question on the applicant as he
had been present when it was delivered and it had been for him, if he
so wished, to go to the registry to consult the original or to request
a copy. There was no evidence that he had in fact tried to do so.
In addition, the applicant had had the benefit of a longer
period within which to file submissions because he had not designated
a lawyer to act for him before the Court of Cassation. Moreover, it
was not the practice to effect specific notifications of the date of
the hearing, with the result that the parties were placed on an equal
footing, irrespective of whether they were assisted by counsel.
Finally, Mr Melin could hardly complain of the failure to
communicate to him the civil party's observations since he had not
filed a memorial.
21. As the requirements of paragraph 3 (b) and (c) of Article 6
(art. 6-3-b, art. 6-3-c) are specific aspects of the right to a fair
trial, guaranteed under paragraph 1 (art. 6-1), the Court will consider
all the applicant's complaints in the light of the three provisions
taken together (see, among other authorities, the Hadjianastassiou
v. Greece judgment of 16 December 1992, Series A no. 252, p. 16,
para. 31).
22. In the present case the Court does not have to assess as such
the French system of notifying judgments given in criminal proceedings
by courts of appeal. It has to confine itself, in so far as possible,
to examining the problem raised by the specific case before it.
23. The Government did not deny that every accused had the right
to be informed of the grounds for his conviction, the right to have
adequate time and facilities for the preparation of his appeal on
points of law and the right to have the opposing party's observations
communicated to him. It is nevertheless necessary to determine whether
these rights, which are inherent in the notion of fair trial (see the
Hadjianastassiou judgment, cited above, p. 16, para. 33), were violated
in this instance by acts imputable to the French judicial authorities.
24. In order to resolve this question the Court has had regard to
the very specific circumstances of the case. Mr Melin had practised
as a lawyer and had worked in the chambers of a lawyer of the Conseil
d'Etat and Court of Cassation Bar. He therefore knew that in
accordance with the legislation in force the authorities were under no
obligation to serve on him the judgment delivered on 15 January 1986,
whose pronouncement he had attended. As the Government stressed, it
was thus not unreasonable to expect him to adopt one of the following
three courses of action. First, even though he was under no legal
obligation to do so, he could have consulted the original of the
judgment in question at the registry of the Versailles Court of Appeal.
Secondly, assuming that he did unsuccessfully request a copy as he
claimed, he could and should have repeated that request during the four
and a half months which followed the pronouncement of the judgment.
A final possibility remained open to him; he could have made enquiries
at the Court of Cassation's registry as to the date on which the court
was to give judgment and sought an adjournment so as to be able to file
a memorial in good time and to have the opportunity to present his
case. Being well versed in the routines of judicial procedure, he must
have known that the latter is subject to relatively short time-limits,
especially as the relevant rules were sufficiently coherent and clear
(for an example of the contrary situation, see the de Geouffre de la
Pradelle v. France judgment of 16 December 1992, Series A no. 253-B,
pp. 42-43, paras. 33-35).
25. In conclusion, the applicant cannot claim that the authorities
made it impossible for him to produce a memorial. As he had
deliberately waived his right to be assisted by a lawyer, he was under
a duty to show diligence himself. Accordingly, he did not suffer any
interference with the effective enjoyment of the rights guaranteed
under Article 6 (art. 6).
FOR THESE REASONS, THE COURT
Holds by five votes to four that there has been no violation
of Article 6 (art. 6).
Done in English and in French, and delivered at a public
hearing in the Human Rights Building, Strasbourg, on 22 June 1993.
Signed: Rudolf BERNHARDT
President
Signed: Marc-André EISSEN
Registrar
In accordance with Article 51 para. 2 (art. 51-2) of the
Convention and Rule 53 para. 2 of the Rules of Court, the joint
dissenting opinion of Mr Bernhardt, Mr Pekkanen, Mr Baka and
Mr Wildhaber is annexed to this judgment.
Initialled: R. B.
Initialled: M.-A. E.
JOINT DISSENTING OPINION OF JUDGES
BERNHARDT, PEKKANEN, BAKA AND WILDHABER
In the present case, when the Court of Appeal gave its
judgment on 15 January 1986, only the operative part of the judgment
was orally pronounced, in the presence of the applicant. Two days
later, Mr Melin lodged an appeal on points of law against the judgment;
on 27 May 1986 the Court of Cassation dismissed the appeal. Between
the first and the last of these dates, Mr Melin was neither officially
informed of the reasons of the judgment of the Court of Appeal, nor did
he receive any information concerning the proceedings and the date of
the hearing before the Court of Cassation and the observations
submitted to it by the civil party. Mr Melin also asserts that he
expressly asked the registry of the Court of Appeal to send him a copy
of the judgment of 15 January 1986, and the Government cannot exclude
the possibility that he did in fact make this request.
In criminal matters, the State must ensure that the accused
is officially informed of the essential and decisive steps and elements
also in cassation procedures, and it cannot put the burden in this
respect entirely on the accused or convicted person. In our view,
Article 6 (art. 6) of the Convention has been violated.