COURT (CHAMBER)
CASE OF EZELIN v. FRANCE
(Application no. 11800/85)
JUDGMENT
STRASBOURG
26 April 1991
In the Ezelin case*,
The European Court of Human Rights, sitting, in accordance with Article 43 (art. 43) of the Convention for the Protection of Human Rights and Fundamental Freedoms ("the Convention")** and the relevant provisions of the Rules of Court***, as a Chamber composed of the following judges:
Mr R. Ryssdal, President,
Mr J. Cremona,
Mr F. Gölcüklü,
Mr F. Matscher,
Mr L.-E. Pettiti,
Mr B. Walsh,
Mr A. Spielmann,
Mr J. De Meyer,
Mr R. Pekkanen,
and also of Mr M.-A. Eissen, Registrar, and Mr H. Petzold, Deputy Registrar,
Having deliberated in private on 21 November 1990 and 18 March 1991,
Delivers the following judgment, which was adopted on the last-mentioned date:
PROCEDURE
There appeared before the Court:
- for the Government
Mr J.-P. Puissochet, Director of Legal Affairs,
Ministry of Foreign Affairs, Agent,
Miss M. Picard, magistrat,
seconded to the Department of Legal Affairs, Ministry of
Foreign Affairs,
Mr G. Soury, magistrat,
seconded to the Department of Civil Affairs, Ministry of
Justice,
Mr F. Vervel, Head of the Atlantic desk,
Ministry of Overseas Departments and Territories,
Counsel;
- for the Commission
Mr A. Weitzel, Delegate;
- for the applicant
Ms C. Waquet, avocat
at the Conseil d’État and the Court of Cassation, Counsel.
The Court heard statements by Mr Puissochet for the Government, Mr Weitzel for the Commission and Ms Waquet for the applicant.
AS TO THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
A. Background to the case
"While at the station,
I was informed in a radio message that the demonstration being held today by various independence movements in the Champ d’Arbaud, Basse-Terre, from 9 a.m. onwards, whose progress we were monitoring, had taken the form of a procession in town. Demonstrators had set off at 10.30 a.m. and were marching through the streets of the town chanting slogans hostile to the police and the judiciary. During the procession graffiti were daubed in paint on various buildings, in particular the Institut d’émission d’Outre-mer, known as the ‘Central Treasury’.
The group of 450-500 people which had left the Champ d’Arbaud had joined another group of 500 people, at the rue Schoelcher, forming a compact group of about a thousand people headed by the leaders, who announced over loudspeakers the slogans to be chanted. The following were recognised among these leaders:
Roland Thesauros (University of West Indies-Guiana); Luc Reinette, leader of the MPGI (Popular Movement for an Independent Guadeloupe), a former member of the GLA, who came out of prison after 10 May 1981; Max Safrano, presumed head of the ALN (National Liberation Army), against whom criminal charges had been brought and who had been released from Basse-Terre Prison the previous day; Fernand Curier of the UTS/UGTG Trade Union, recently (1 February 1983) sentenced by the Basse-Terre Court of Appeal to 15 days’ imprisonment and a fine of 10,000 francs; the sister of Joseph Samson, another person given the same sentence on 7 February 1983 by the Basse-Terre Criminal Court; Rosan Mounien, another member of the UTA/UGTG Trade Union;Marc-Antoine, convicted by the Basse-Terre Court of Appealon 7 September 1983 along with Alexander, ... and others,known to be particularly fanatical and determinedextremists, including one Rupaire, etc ... This processionwas now in the Cours Nolivos and was entering the rue de laRépublique and would soon be arriving in front of the policestation.
At this point I reported what was happening to the Chief Constable (call-sign ‘Polaire’), who was at the Law Courts with two squads of riot police which we had agreed to deploy at the bottom of the boulevard Félix-Eboué in order to bar access to the Law Courts and prevent any damage to the building and to the département council building.
At ten past eleven the demonstrators reached the police station and assembled in front of it.
While I made the necessary arrangements for countering any attack on the building, the demonstrators took up their position in front of the police station and were addressed by two leaders from outside the district who were unknown to the police officers present. The speakers, who spoke in Creole, urged the police officers to move up and join them. There followed a violent tirade against Police Officer Beaugendre, who was accused of betrayal, after which the crowd of demonstrators rhythmically chanted ‘BEAUGENDRE-MAKO! UN JOU OU KE PAYE’ (One day you will pay).
The following were identified among the demonstrators: Roland Thesauros, Luc Reinette, Max Safrano, Fernand Curier, Rosan Mounien, Rupaire, Marc-Antoine, Samson’s family (see report no. 1) and Dr Corentin (see report no. 7) and Mr Ezelin, a barrister; the two last-mentioned displayed a banner with the words ‘LAWYERS - DOCTORS’ (see report no. 7). The majority of demonstrators, however, including the most worked up and the most aggressive ones, were people from outside Basse-Terre, most of them from Grande-Terre island, it seemed, and consequently unknown to the police.
The demonstrators left the police station at about 11.30 a.m. and headed in the direction of the Law Courts and the council building. My Chief Constable, who was continuously kept informed of events, then told me that he had abandoned the idea of blocking the lower end of the boulevard Eboué with a police line - as we had agreed, with the aim of preventing the demonstrators from approaching the two danger spots, the Law Courts and the council building - because the demonstrators’ numerical superiority was too great.
The procession then went along the boulevard Félix-Eboué and eventually reached the Champ d’Arbaud, where it dispersed after having made two lengthy halts during which further speeches were made and slogans chanted by the crowd, firstly in front of the Law Courts in order to insult the judges and then outside the prison in order to demonstrate their solidarity with the imprisoned militants. After the demonstrators had gone past, it was found that they had taken advantage of these stops to paint offensive and insulting graffiti in green, red and black on the walls of the administrative buildings.
The investigation that was immediately undertaken failed to identify those responsible for defacing the buildings. According to information received, most of the graffiti were the work of girls who were not from Basse-Terre, no doubt to avoid recognition as far as possible. One of them was claimed to be a teacher from Pointe-à-Pitre, but this could not be positively established. The intelligence service (Renseignements généraux) confirmed that the persons responsible for the graffiti were among the demonstrators who arrived by coach from Pointe-à-Pitre. They did not know their identities.
I am accordingly sending you this report as it stands at present.
The case is receiving my officers’ full attention, however.
Any new development or information making it possible to identify the perpetrators would immediately be followed up and I would not fail to keep you informed."
B. The judicial investigation
"Please find enclosed a photocopy of a police report of 21 February 1983 from which it appears that Mr Ezelin, of the Guadeloupe Bar, took part in a public demonstration against the judiciary in circumstances likely to entail criminal liability under Article 226 of the Criminal Code." [See paragraph 23 below.]
"Would you kindly let me have your opinion of this case after hearing your colleague’s explanations."
"... Mr R. Ezelin [had] not [been] carrying a banner with another person but [had been] carrying a placard on his own which bore the words ‘Trade Union of the Guadeloupe Bar against the Security and Freedom Act’.
No act, gesture or words insulting to the judiciary [could] be attributed to him.
His participation in a demonstration [had] therefore [been] confined to protesting at the use of the ‘Security and Freedom’ Act.
... ."
And he concluded:
"This being so, having regard to:
(a) the facts: even assuming the worst as regards Mr Ezelin, the report by [the] Chief Superintendent ... does not accuse him of any insulting gesture, act or words; and
(b) the provisions of Article 226 of the Criminal Code, it does not seem to me that my colleague Mr Ezelin can have incurred any liability in exercising his right to join a demonstration which had not been prohibited, carrying a placard with the words ‘Trade Union of the Guadeloupe Bar against the Security and Freedom Act’.
... ."
C. The disciplinary proceedings against the applicant
1. The decision of the Bar Council
"Further to my letter of 24 February 1983 and our conversation of 31 May last, I wish to bring to your attention, under Article 113 of the Decree of 9 June 1972," - see paragraph 25 below - "the conduct of Mr Ezelin, whose name appears on the roll of the members of the Guadeloupe Bar.
In my earlier letter I sent you a photocopy of a police report of 21 February 1983 which gave an account of Mr Ezelin’s participation in a demonstration at Basse-Terre on 12 February 1983.
The aim of the demonstration was to protest against two court decisions, the first of which was given on 1 February 1983 by the Basse-Terre Court of Appeal against Fernand Curier and the other of which was given on 7 February 1983 by the Basse-Terre tribunal de grande instance against Gérard Quidal and Joseph Samson, who were charged with offences of criminal damage to public buildings.
During the demonstration, a number of particularly offensive graffiti were daubed in paint on the walls of the Law Courts calling one of the judges who had taken part in one of the decisions a fascist and calling all the judges ‘MAKO’ [pimps].
The demonstrators even chanted death threats on numerous occasions against police officers who witnessed the events.
The Basse-Terre investigating judge opened an investigation into the commission by a person or persons unknown of offences of criminal damage to public buildings, insulting the judiciary and aiding and abetting.
All the persons reported as having taken part in the demonstration were interviewed and they stated either that they had not seen anyone paint the graffiti or, at the very least, that they did not know who the people responsible were.
Only Roland Ezelin refused to answer the questions.
As the proceedings ended with a discharge order, I am sending you attached a photocopy of the record of his examination as a witness, the date of which had been delayed for more than a month in order to suit his convenience.
This attitude therefore strengthens, in my opinion, the view that Mr Ezelin, who was acquainted with the purpose of the demonstration (cf. photocopies of the leaflets distributed during it), wanted, by taking part in it, to associate himself in exemplary fashion with a political organisation’s criticisms of the judiciary in Guadeloupe and that, at all events, neither the death threats nor the insulting graffiti directed against judges before whom he argued cases surprised him on this occasion or even shocked him as a barrister.
His refusal to reply to the investigating judge as a witness displays, moreover, an attitude of contempt for justice.
In these circumstances I consider that there has been in this case a breach under Article 106 of the Decree of 9 June 1972" - see paragraph 25 below - "and I accordingly would ask you to kindly bring disciplinary proceedings against Mr Ezelin before the Bar Council.
... ."
"...
At the request of the Principal Public Prosecutor, the Chairman of the Bar has already given an opinion dated 14 March 1983 as to the first series of charges against Mr Ezelin. It appears both from that opinion and from further explanations obtained from Mr Ezelin that he took part in the relevant demonstration in response to a call by the Trade Union of the Guadeloupe Bar, of which he is one of the leaders, in order to protest against the use of the direct-committal procedure" - obviating the need for a preliminary judicial investigation - "and the continuation in force of the so-called Security and Freedom Act, which has since been repealed. It does not appear from the judicial investigation that Mr Ezelin committed a breach of Article 106 of the Decree of 9 June 1972 in connection with taking part in the aforesaid demonstration or that any disciplinary sanction can consequently be imposed on him.
The inquiries made into these events have, moreover, been brought to an end with a discharge order that has now become final.
As regards the second series of charges against Mr Ezelin, it appears both from the judicial investigation and from Mr Ezelin’s explanations that his refusal to make a statement to the investigating judge was prompted by anxieties based on Article 105 of the Code of Criminal Procedure" - see paragraph 24 below - "and a concern to comply with Article 89 of the Decree of 9 June 1972," - see paragraph 25 below - "as some of the persons summoned by the investigating judge in connection with the events on which his evidence was being sought had previously consulted him as a lawyer.
It is true, as Mr Ezelin maintained, that in a letter of 24 February 1983 the Principal Public Prosecutor informed the Chairman of the Bar that Mr Ezelin ‘[had taken] part in a public demonstration against the judiciary in circumstances likely to entail criminal liability under Article 226 of the Criminal Code’.
Mr Ezelin, having been informed of this charge, was thus justified in relying on the provisions of Article 105 of the Code of Criminal Procedure.
While it may seem regrettable that Mr Ezelin did not make clearer to the judge his reasons for refusing to make a statement, it does not appear to the board that this refusal may be regarded as contempt for justice and the judiciary. Moreover, if it had been deemed sufficiently serious to amount to obstructing the normal course of the proceedings in question, the investigating judge would not have failed to avail himself of the provisions of Article 109 of the Code of Criminal Procedure" - see paragraph 24 below - "nor the prosecution to make the appropriate applications before the discharge order was made closing the investigation proceedings in connection with which Mr Ezelin had been summoned as a witness.
Consequently, having regard to the evidence, to Mr Ezelin’s explanations and to his usual excellent professional conduct, the board considers that there is no occasion to impose any disciplinary sanction on Mr Ezelin,
For these reasons,
The Bar Council, acting in its disciplinary capacity and at first instance,
Decides
1. There is no occasion to impose any disciplinary sanction on Mr Roland Ezelin on account of the matters of which it was seised by the Principal Public Prosecutor on 1 June 1983.
2. The board recommends the Chairman of the Bar to remind both Mr Ezelin and the whole of the Bar of the traditional rules of good behaviour and sound judgment in all activities in which their status as avocats may be involved.
... ."
2. The Basse-Terre Court of Appeal’s judgment of 12 December 1983
"...
It is established that on 12 February 1983 Mr Ezelin took part in a demonstration in the streets of Basse-Terre.
The police report and appended documents make it clear beyond contradiction that the acknowledged purpose of the demonstration, which was organised by the independence movements in the département, was to protest noisily against the recent sentences of three militants to 15 days’ imprisonment and a FRF 10,000 fine for damage to administrative buildings."
[There followed a summary of the report reproduced in paragraph 11 above.]
"It is not alleged that Mr Ezelin took part in this demonstration any more actively than by his constant presence and by carrying a placard.
Following those events a judicial investigation was opened into the commission by a person or persons unknown of offences of damage to public buildings, insulting the judiciary and aiding and abetting. Mr Ezelin was summoned as a witness by the investigating judge, together with a number of other persons recognised by the police officers. After he had taken the oath, his examination is recorded as follows:
‘You explain to me the circumstances of the events which have given rise to this case. I have nothing to say on the matter.
After an intervention: I repeat that I have nothing to say on the matter.
Question: Were you present at the demonstration which took place on 12 February last in the streets of Basse-Terre? If so, did you see anybody painting anything on the walls of various buildings in the town?
Answer: I have nothing to say on the matter.
Read, confirmed and signed together with me and the registrar.’
It appears from the foregoing that Mr Ezelin, avocat at the Court of Appeal and member of the Bar Council, participated in the whole of the demonstration which took place in the aforementioned, undisputed circumstances.
During this demonstration serious threats were continually made against a police constable and insults uttered against various other persons, including a judge of the Court of Appeal, a well-known regional figure and the judiciary as a whole, and the walls of the Law Courts and of the département council building opposite were covered with particularly offensive and insulting graffiti directed against the same persons.
It is beyond doubt that Mr Ezelin, who formed part of the procession, notably when it halted in front of the police station, the Law Courts and the prison, could not have failed to see these insulting and offensive graffiti being painted in very large letters on all the walls of the Law Courts - the place of work of judges and barristers alike - and of the council building, and that he could not have failed to hear the threats and insults that were unceasingly directed against the same people.
He was there in his capacity as an avocat, since he carried a placard announcing his profession, and at no time did he dissociate himself from the demonstrators’ offensive and insulting acts or leave the procession.
Such misconduct on the part of a member of the Bar publicly proclaiming his profession cannot be justified - as has been submitted on his behalf - by personal beliefs or trade-union instructions, and it amounts to a breach of discretion under Article 106 of the Decree of 9 June 1972.
Furthermore, Mr Ezelin, when examined as a witness by the investigating judge, refused to give evidence about matters of which he had knowledge, without giving any reason.
He thus contravened the provisions of Article 109, third paragraph, of the Code of Criminal Procedure, which are binding on all citizens and of whose requirements he could not, as a lawyer, be unaware.
Seeing that Mr Ezelin contravened a statutory provision and showed a lack of discretion, he rendered himself liable to the disciplinary sanctions listed in Article 107 of the Decree of 9 June 1972." [See paragraph 25 below.]
"Having regard to the unanimously favourable opinion of his professional conduct, the Court considers that the penalty should be a reprimand.
For these reasons,
Having regard to sections 22 et seq. of Act no. 71-1130 of 31 December 1971 and Articles 104 et seq. of Decree no. 72-468,
Sitting in public as a full court,
Sets aside the decision taken on 25 July 1983 by the Council of the Bar of the département of Guadeloupe at the Basse-Terre Court of Appeal, sitting as a disciplinary board,
Sentences Mr Ezelin, of that Bar, to the disciplinary penalty of a reprimand; and
Awards costs against him.
... ." (Gazette du Palais, 9 February 1984, jurisprudence, pp. 76-77)
3. The Court of Cassation’s judgment of 19 June 1985
On 19 June 1985 the Court of Cassation (First Civil Division) delivered a judgment dismissing the appeal. It said, inter alia:
"...
The Court of Appeal ... did not hold [Mr Ezelin] liable in virtue of a collective responsibility for criminal offences committed by other demonstrators but stated that during the demonstration, whose purpose was to protest noisily against recent criminal sentences, insults had been uttered and offensive graffiti daubed on all the walls of the Law Courts, directed against the judiciary as a whole and against a judge of the Court of Appeal by name and a well-known figure in the département who practised as a barrister. The Court of Appeal added that Mr Ezelin, who was at the demonstration as an avocat and had heard the threats and insults and seen the offensive graffiti daubed on the walls of the Law Courts, the place of work of judges and barristers alike, did not at any time express his disapproval of these excesses or leave the procession in order to dissociate himself from these criminal acts. It was entitled to infer from this that the behaviour was a breach of discretion amounting to a disciplinary offence. ...
...
... Article 109 of the Code of Criminal Procedure lays a duty on any person heard as a witness to give evidence; and by Article 106 of the Decree of 9 June 1972, any infringement of statutes or regulations constitutes a disciplinary offence, irrespective of the investigating judge’s power to fine a witness who refuses to give evidence. The Court of Appeal found that in reply to the questions put by the investigating judge, and in particular the question: ‘Were you present at the demonstration in the streets of Basse-Terre on 12 February 1983?’, Mr Ezelin said merely: ‘I have nothing to say on the matter’. It added that Mr Ezelin gave no reason to explain this attitude. It was entitled to infer from this that Mr Ezelin, who had thus refused to give evidence without justifying his refusal on the basis of Article 105 of the Code of Criminal Procedure or of professional confidentiality, had committed a breach of the law and of discretion vis-à-vis the investigating judge and that these amounted to a disciplinary offence. The Court of Appeal thus justified its decision in law, and none of the limbs of the ground of appeal is well-founded ... ." (Gazette du Palais, 11-12 October 1985, pp. 16 and 17)
II. RELEVANT DOMESTIC LAW AND PRACTICE
A. General provisions
1. The Criminal Code
Article 226, first paragraph
"Anyone who by his acts or by means of the written or spoken word has publicly attempted to bring discredit on any action or decision taken by a court, in a manner likely to impair the authority or independence of the judiciary, shall be liable to imprisonment for not less than one month and not more than six months and a fine of not less than 500 francs and not more than 90,000 francs or to only one of these two penalties."
2. The Code of Criminal Procedure
Article 105
"An investigating judge in charge of an investigation and judges and senior police officers (officiers de police judiciaire) acting on judicial warrants shall not, with the intention of preventing the exercise of the rights of the defence, examine as witnesses persons against whom there is substantial, consistent evidence of guilt."
Article 109
"Anyone summoned to be examined as a witness shall be required to appear, to take the oath and to give evidence, subject to the provisions of Article 378 of the Criminal Code [duty of professional confidentiality].
If a witness fails to appear, the investigating judge may, on an application by the public prosecutor, have the witness brought before him by the police and impose on him a fine of not less than 2,500 francs and not more than 5,000 francs. If the witness subsequently appears, however, he may, if he apologises and provides an explanation, be excused this penalty by the investigating judge, after the public prosecutor has made submissions.
The same penalty may, on an application by the prosecutor, be imposed on a witness who, although he has appeared, refuses to take the oath and to give evidence.
... ."
B. Provisions relating specifically to avocats
1. The Decree of 9 June 1972 "regulating the profession of avocat, implementing the Act of 31 December 1971 reforming certain court and legal professions"
Article 89
"An avocat must not, in any matter, make any disclosure in breach of professional confidentiality. He must, in particular,respect the confidentiality of judicial investigations in criminal matters by refraining from communicating any information from the file and from publishing letters or other documents concerning a current investigation."
Article 104
"The Bar Council sitting as a disciplinary board shall proceed against and punish offences and misconduct by an avocat or a former avocat where at the material time he was entered on a Bar roll, list of trainees or list of honorary avocats."
Article 106
"Any contravention of statutes or regulations, infringement of professional rules or breach of integrity, honour or discretion, even relating to non-professional matters, shall render the avocat responsible liable to the disciplinary sanctions listed in Article 107."
Article 107
"The disciplinary penalties shall be:
A warning; A reprimand; Suspension for a period not exceeding three years; Striking off the roll of avocats or list of trainees or withdrawal of honorary status.
A warning, a reprimand and suspension may, if so provided in the decision in which the disciplinary penalty is imposed, entail loss of membership of the Bar Council for a period not exceeding ten years.
The Bar Council may further order, as an ancillary penalty, that any disciplinary penalty shall be publicly displayed on the Bar’s premises."
Article 113
"The Chairman of the Bar, either on his own initiative or on an application from the Principal Public Prosecutor or on a complaint by any party affected, shall inquire into the conduct of the avocat concerned. He shall then either discontinue the proceedings or refer the matter to the Bar Council.
If he has received a complaint, he shall inform the complainant. If the facts were reported to him by the Principal Public Prosecutor, he shall notify the latter.
... ."
2. The Act of 15 June 1982 "on the procedure applicable in the event of professional misconduct by an avocat at a court hearing"
"I swear, as an avocat, to defend and counsel in a dignified, conscientious, independent and humane manner."
Before that Act came into force, the oath was worded as follows:
"I swear, as an avocat, to defend and counsel in a dignified, conscientious, independent and humane manner, with respect for the courts, the public authorities and the rules of the Bar, and neither to say nor to publish anything contrary to statute, regulations, morals, the security of the State, or public order." (Article 23 of the Decree of 9 June 1972)
An avocat who took the oath before the Act of 15 June 1982 came into force is deemed to have taken it in its current form.
Moreover, in a judgment of 30 June 1965 (Criminal Division, Bouvier) the Court of Cassation held that an avocat, while being entitled to protest at any infringement of the rights of the defence, must refrain from any expression which would reflect on the honour or discretion of a judge.
PROCEEDINGS BEFORE THE COMMISSION
FINAL SUBMISSIONS TO THE COURT
Counsel for the applicant asked the Court to find that there had been a breach of freedom of expression and of freedom of peaceful assembly guaranteed in Articles 10 and 11 (art. 10, art. 11) and to award his client the compensation sought.
AS TO THE LAW
I. ALLEGED VIOLATION OF ARTICLE 10 (art. 10)
"1. Everyone has the right to freedom of expression. This right shall include freedom to hold opinions and to receive and impart information and ideas without interference by public authority and regardless of frontiers. ...
2. The exercise of these freedoms, since it carries with it duties and responsibilities, may be subject to such formalities, conditions, restrictions or penalties as are prescribed by law and are necessary in a democratic society, in the interests of national security, territorial integrity or public safety, for the prevention of disorder or crime, for the protection of health or morals, for the protection of the reputation or rights of others, for preventing the disclosure of information received in confidence, or for maintaining the authority and impartiality of the judiciary."
II. ALLEGED VIOLATION OF ARTICLE 11 (art. 11)
"1. Everyone has the right to freedom of peaceful assembly and to freedom of association with others, including the right to form and to join trade unions for the protection of his interests.
2. No restrictions shall be placed on the exercise of these rights other than such as are prescribed by law and are necessary in a democratic society in the interests of national security or public safety, for the prevention of disorder or crime, for the protection of health or morals or for the protection of the rights and freedoms of others. ..."
A. Whether there was an interference with the exercise of the freedom of peaceful assembly
In the Commission’s opinion, no intentions that were not peaceful could be imputed to the applicant.
The Court of Appeal found the charge of not having "dissociate[d] himself from the demonstrators’ offensive and insulting acts or [left] the procession" (see paragraph 20 above) proven. The Court of Cassation noted that at no time did he "express his disapproval of these excesses or leave the procession in order to dissociate himself from these criminal acts" (see paragraph 21 above).
The Court accordingly finds that there was in this instance an interference with the exercise of the applicant’s freedom of peaceful assembly.
B. Whether the interference was justified
1. "Prescribed by law"
In the instant case the legal basis of the sanction complained of lay solely in the special rules governing the profession of avocat. Article 106 of the relevant Decree of 9 June 1972 provides unequivocally that any avocat, even in his non-professional activities, has special obligations (see paragraph 25 above); and the Court of Cassation has held that these include the respect due to the judicial authorities (see paragraph 27 above).
That being so, the interference was "prescribed by law".
2. Legitimate aim
The Government, on the other hand, submitted that its purpose was the "prevention of disorder".
3. Necessity in a democratic society
In short, the sanction complained of, however minimal, does not appear to have been "necessary in a democratic society". It accordingly contravened Article 11 (art. 11).
III. APPLICATION OF ARTICLE 50 (art. 50)
"If the Court finds that a decision or a measure taken by a legal authority or any other authority of a High Contracting Party is completely or partially in conflict with the obligations arising from the ... Convention, and if the internal law of the said Party allows only partial reparation to be made for the consequences of this decision or measure, the decision of the Court shall, if necessary, afford just satisfaction to the injured party."
The applicant sought compensation for damage and reimbursement of expenses under this provision.
A. Damage
The Delegate of the Commission submitted that compensation should be awarded, but did not suggest any figure.
B. Costs and expenses
No observations were made by the Government or the Delegate of the Commission.
FOR THESE REASONS, THE COURT
1. Holds unanimously that it is unnecessary to make a separate examination of the case under Article 10 (art. 10);
2. Holds by six votes to three that there has been a violation of Article 11 (art. 11);
3. Holds unanimously that this judgment in itself constitutes sufficient just satisfaction as to the alleged non-pecuniary damage;
4. Holds unanimously that the respondent State is to reimburse the applicant FRF 40,000 (forty thousand French francs) for costs and expenses.
Done in English and in French, and delivered at a public hearing in the Human Rights Building, Strasbourg, on 26 April 1991.
Rolv RYSSDAL
President
Marc-André EISSEN
Registrar
In accordance with Article 51 § 2 (art. 51-2) of the Convention and Rule 53 § 2 of the Rules of Court, the following separate opinions are annexed to this judgment:
(a) partly dissenting opinion of Mr Ryssdal;
(b) dissenting opinion of Mr Matscher;
(c) dissenting opinion of Mr Pettiti;
(d) concurring opinion of Mr De Meyer.
R.R.
M.-A.E.
PARTLY DISSENTING OPINION OF JUDGE RYSSDAL
I agree that it is not necessary to examine the case separately under Article 10 (art. 10) and that there was an interference with Mr Ezelin’s right to peaceful assembly under Article 11 (art. 11). I also consider that it was prescribed by law and pursued a legitimate aim under paragraph 2 of Article 11 (art. 11-2), namely the prevention of disorder. The central question, however, is whether this interference was necessary in a democratic society. It is in this respect that my views differ from those of the majority of the Court.
The French disciplinary code for lawyers may be different from that of other countries, especially as regards an avocat’s liability to disciplinary sanctions for "breach of integrity, honour or discretion" as provided for in Article 106 of the Decree of 9 June 1972. However, States must be considered to enjoy a margin of appreciation in determining the necessity in a democratic society of the rules that govern professional behaviour and whether they have been infringed in particular cases.
Although opinions may differ as to whether the Court of Appeal’s reaction - confirmed by the Court of Cassation - was appropriate, I cannot say that the disciplinary sanction of a reprimand for the two professional shortcomings found in Mr Ezelin’s conduct went beyond the margin of appreciation left to the national authorities. It cannot be overlooked that in the applicable scale of penalties a reprimand is one of the lightest disciplinary sanctions which, in the present case, involved no restrictions on the applicant’s continued freedom to practise law.
I therefore conclude that there has been no violation of Article 11 (art. 11) in the present case.
DISSENTING OPINION OF JUDGE MATSCHER
(Translation)
The European Convention does not include any rules directly applicable to professional ethics; it leaves these to the Contracting States. Obviously, the relevant national rules must be compatible with the Convention, but the Contracting States have a substantial discretion in this sphere.
Attitudes towards the conduct of members of the Bar differ from country to country. Under French rules, members of the Bar are required to observe "discretion" (délicatesse). Although worded differently, the same idea can be found in the legislation or professional rules of several European countries.
In my opinion, there is not the slightest doubt - in view of the facts of the case as they appear from the file (open participation in a demonstration, in which hotheads shouted or daubed on the walls of buildings insults or threats against judges and against the police, whereby he associated himself with the demonstrators; behaviour offensive to the judge who had summoned him) - that the applicant was in serious breach of the duty of "discretion" which the professional ethical rules laid on him as an avocat.
It remains to be determined whether, in the permissive society of today, a member of the Bar can still be required to behave with "discretion", as I understand it, or, to use the terms of the Convention (or of the Court’s case-law), whether the sanction (which was in any case a minimal one and therefore proportionate in the circumstances) imposed for behaviour contrary to the requirements of "discretion" was "necessary in a democratic society".
The majority of the Court appeared to think not; for the reasons just given, I cannot share their view.
DISSENTING OPINION OF JUDGE PETTITI
(Translation)
I have not voted with the majority for the following reasons.
I consider that the majority has confined itself, as the Commission did, to the issue of Article 11 (art. 11). There was a second aspect, however.
1. As regards freedom to demonstrate, and interpreting Article 11 § 2 (art. 11-2), it is not clear that the minimal sanction imposed after the event, a purely moral sanction, had an effect such as to place an obstacle in the way of freedom to demonstrate.
For the rest, the majority has not, in my opinion, given sufficient consideration to the margin-of-appreciation/proportionality ratio in the case (see, inter alia, the Handyside, Müller and Others and Markt Intern cases).
2. The second aspect was the one raised by the Agent of the French Government in the memorial and at the hearing: can the State organise the relations between the judiciary and the Bar as regards professional ethics so as to be able to judge the behaviour of officers of the court from the point of view of the discretion required of members of the Bar and of the judiciary, whether on the occasion of a demonstration or in relation to any other isolated incident?
If so, are the measures taken as a result of the disciplinary proceedings and of the provisions of domestic law compatible with the Convention from the point of view of the margin-of-appreciation/ proportionality ratio?
I have not been able to find any precise answer to these two questions in the Court’s reasoning.
On the first point, the majority has not, in my view, explained its conclusion that a subsequent sanction could be sufficient to deter the person concerned from participating in another demonstration at a later stage. That being the case, it would in any event have been necessary to express a view on the question of proportionality: at what point did such a subsequent sanction become disproportionate? The Court could have adopted an approach based on its reasoning in the Albert and Le Compte v. Belgium case in determining the threshold of applicability of Article 6 (art. 6) in relation to civil rights and obligations. Moreover, was the contested sanction intended to be deterrent or merely symbolic?
The requirement that the interference found to be lawful be proportionate in relation to the aim of public interest presupposes a direct ratio between the elements considered. Where the Court assesses this ratio, it does so generally in the light of the margin of appreciation left to the States; however, I do not find in the Court’s reasoning in the present judgment these usual criteria, either with regard to the pressing social need or in relation to necessity in a democratic society. It is the major consideration of the freedom to demonstrate on which the Commission and the Court concentrated in particular. No criticism under the Convention was directed at the conduct of the authorities concerning the demonstration itself; the Court interpreted Article 11 (art. 11) from the point of view of the a posteriori sanction.
In so far as the Court states that Article 10 (art. 10) is to be regarded as a lex generalis in relation to Article 11 (art. 11), lex specialis, with the result that it is not necessary to take into consideration Article 10 (art. 10) separately, it should be noted that paragraph 2 of Article 10 (art. 10-2) provides as follows:
"The exercise of these freedoms, since it carries with it duties and responsibilities, may be subject to such formalities, conditions, restrictions or penalties as are prescribed by law and are necessary in a democratic society, in the interests of national security, territorial integrity or public safety, for the prevention of disorder or crime, for the protection of health or morals for the protection of the reputation or rights of others, for preventing the disclosure of information received in confidence or for maintaining the authority and impartiality of the judiciary."
A similar notion is to be found in an analysis of proportionality.
In paragraph 52 of the judgment the Court referred to the need to strike a just balance so as to avoid discouraging individuals from demonstrating their beliefs; in paragraph 53 it is said that the freedom to take part in an assembly or demonstration cannot be restricted unless the person concerned has acted reprehensibly. By implication this reasoning also presupposes the assessment of proportionality or the examination of what is reprehensible as the point of reference; this was not expressly stated.
It is indeed true that the scope of the judgment is limited to the case before the Court and by the fact that the review carried out by the Court of the right to participate freely in a demonstration absorbed the examination of the other problems. The Court in its summary of the facts observed that no obstacles had been placed in the way of the demonstration despite its controversial nature and that no criminal proceedings came to trial, the criminal investigation having been terminated by a general discharge order, which was not appealed against.
On another point the reasoning of the judgment may appear questionable where the majority rejects the Government’s arguments concerning the refusal to give evidence (Article 109 of the Code of Criminal Procedure), taking the view that the summons to appear as a witness was the consequence of the demonstration. The requirements of Article 109 apply irrespective of the classification of the facts preceding the summons by the judge. It would have been preferable in this connection to draw attention to the specific position of lawyers and the relevant practice in France on this matter.
It also seems to me to be regrettable that the majority did not refer to the margin of appreciation of the State in such a field, based on the second paragraphs of Articles 10 and 11 (art. 10-2, art. 11-2). If it had done so, the Court would no doubt have cited its usual case-law, under which a margin is accorded to States to a greater or lesser extent depending on the Articles and cases in question.
It could have been concluded that as far as judge/avocat relations and disciplinary proceedings were concerned (equation = conduct of the person concerned: the severity of the sanction), the margin of appreciation could be at least as broad as that accorded in the Handyside and Markt Intern cases. In any event the question of proportionality necessarily arose and had to be analysed and defined, which it was not.
Since the Court, agreeing on this point with the Commission, did not deal directly (see paragraph 33) with the problem raised concerning the judge/avocat relationship with reference to Articles 106 and 107 of the Decree of 9 June 1972 and Article 8 of the Act of 15 June 1982 with regard to the oath, the judgment leaves open the question of the compatibility of these provisions with the Convention. The Bar Council had also taken account of the above-mentioned provisions because in point two of the operative part of its decision it reminded the whole of the Bar "of the traditional rules of good behaviour and sound judgment in all activities in which their status as avocats [might] be involved".
There is therefore a paradox which may make the Court’s reasoning appear contradictory. In so far as disciplinary sanctions are made conditional on the finding of punishable or reprehensible conduct, the authorities are indirectly encouraged to take decisions of a criminal nature, whereas it is the French tradition precisely for the prosecuting authority in minor cases to leave the matter to be dealt with in disciplinary proceedings under Article 106.
The Court, in its majority, like the Commission, showed the importance which it attached to the right to demonstrate, but did the case under examination provide an appropriate occasion for expressing this principle?
CONCURRING OPINION OF JUDGE DE MEYER
(Translation)
I willingly accept that it was "unnecessary to make a separate examination of the case under Article 10 (art. 10)"[1]. But in my view that should have meant that it was necessary to examine it not simply in relation to Article 11 (art. 11), even considering that Article "in the light of Article 10 (art. 10)"[2], but rather in relation to both Articles (art. 10, art. 11) taken together.
By taking part in the demonstration in issue, the applicant in fact exercised both his freedom of expression and his freedom of assembly, and the conduct for which he was criticised came within the ambit of the former as much as within that of the latter. Both freedoms were in this instance more than "closely linked"[3]: the exercise of each of them was inextricably bound up with the exercise of the other.
In my opinion, the reasoning set forth in the judgment shows that there was an infringement both of freedom of expression and of freedom of assembly[4].
* The case is numbered 21/1990/212/274. The first number is the case's position on the list of cases referred to the Court in the relevant year (second number). The last two numbers indicate the case's position on the list of cases referred to the Court since its creation and on the list of the corresponding originating applications to the Commission.
** As amended by Article 11 of Protocol No. 8 (P8-11), which came into force on 1 January 1990.
*** The amendments to the Rules of Court which came into force on 1 April 1989 are applicable to this case.
* Note by the Registrar: for practical reasons this annex will appear only with the printed version of the judgment (volume 202 of Series A of the Publications of the Court), but a copy of the Commission's report is obtainable from the registry.
[1] Point 1 of the operative provisions of the judgment.
[2] Paragraph 37 of the judgment.
[3] Paragraph 51 of the judgment.
[4] See in particular paragraph 52 of the judgment.