In the case of H v. Belgium*,
_______________
* Note by the Registrar. The case is numbered 1/1986/99/147. The
second figure indicates the year in which the case was referred to
the Court and the first figure its place on the list of cases
referred in that year; the last two figures indicate, respectively,
the case's order on the list of cases and of originating applications
(to the Commission) referred to the Court since its creation.
_______________
The European Court of Human Rights, taking its decision in plenary
session pursuant to Rule 50 of the Rules of Court and composed of the
following judges:
Mr. R. Ryssdal, President,
Mr. J. Cremona,
Mr. Thór Vilhjálmsson,
Mr. G. Lagergren,
Mr. F. Gölcüklü,
Mr. F. Matscher,
Mr. J. Pinheiro Farinha,
Mr. L.-E. Pettiti,
Mr. B. Walsh,
Sir Vincent Evans,
Mr. R. Macdonald,
Mr. C. Russo,
Mr. R. Bernhardt,
Mr. J. Gersing,
Mr. A. Spielmann,
Mr. J. De Meyer,
Mr. J. A. Carrillo Salcedo,
Mr. N. Valticos,
and also of Mr. M.-A. Eissen, Registrar, and Mr. H. Petzold, Deputy
Registrar,
Having deliberated in private on 28 November 1986, 22 April, 22
and 25 June and 27 and 28 October 1987,
Delivers the following judgment, which was adopted on the
last-mentioned date:
PROCEDURE
1. The case was brought before the Court by the European
Commission of Human Rights ("the Commission") on 28 January 1986,
within the three-month period laid down in Article 32 § 1 and
Article 47 (art. 32-1, art. 47) of the Convention for the Protection
of Human Rights and Fundamental Freedoms ("the Convention"). It
originated in an application (no. 8950/80) against the Kingdom of
Belgium lodged with the Commission under Article 25 (art. 25) of the
Convention by Mr. H on 20 March 1980. The applicant, who is a Belgian
national, has requested the Court not to disclose his identity.
The Commission's request referred to Articles 44 and 48 (art. 44,
art. 48) and to the declaration by Belgium recognising the compulsory
jurisdiction of the Court (Article 46) (art. 46). The purpose of the
request was to obtain a decision as to whether the facts of the case
disclosed a breach by the respondent State of its obligations under
Article 6 § 1 (art. 6-1).
2. In response to the enquiry made in accordance with
Rule 33 § 3 (d) of the Rules of Court, the applicant stated that he
wished to take part in the proceedings before the Court and designated
the lawyer who would represent him (Rule 30).
3. The Chamber of seven judges to be constituted included ex
officio Mr. J. De Meyer, the elected judge of Belgian nationality
(Article 43 of the Convention) (art. 43), and Mr. R. Ryssdal, the
President of the Court (Rule 21 § 3 (b)). On 19 March 1986, in the
presence of the Registrar, the President drew by lot the names of the
other five members, namely Mr. J. Cremona, Mr. G. Lagergren,
Mr. R. Bernhardt, Mr. A. Donner and Mr. J.A. Carrillo Salcedo
(Article 43 in fine of the Convention and Rule 21 § 4) (art. 43).
4. Mr. Ryssdal assumed the office of President of the Chamber
(Rule 21 § 5) and, through the Registrar, consulted the Agent of the
Belgian Government ("the Government"), the Delegate of the Commission
and the lawyer for the applicant on the need for a written procedure
(Rule 37 § 1). In accordance with the orders made in consequence, the
registry received:
- the applicant's memorial, on 10 June 1986; and
- the Government's memorial, on 7 July.
The Secretary to the Commission informed the Registrar in a letter
received on 14 September 1986 that the Delegate would submit his
observations at the hearing.
5. Having consulted - through the Registrar - the Agent of the
Government, the Delegate of the Commission and the lawyer for the
applicant, the President directed on 1 July 1986 that the oral
proceedings should open on 24 November 1986 (Rule 38).
6. On 23 October 1986, the Chamber decided to relinquish
jurisdiction forthwith in favour of the plenary Court (Rule 50).
7. The hearing was held in public in the Human Rights Building,
Strasbourg, on the appointed day. The Court had held a preparatory
meeting immediately beforehand.
There appeared before the Court:
- for the Government
Mr. J. Niset, Legal Adviser at the Ministry of Justice, Agent,
Mr. G. Kirschen, sometime leader of the Brussels Bar
and former Chairman of the National
Council of the Ordre des avocats,
Mr. J.M. Nelissen Grade, avocat
at the Court of Cassation, Counsel;
- for the Commission
Mr. G. Tenekides, Delegate;
- for the applicant
Mr. A. De Clercq, avocat, Counsel.
The Court heard addresses by Mr. Kirschen and Mr. Nelissen Grade for
the Government, Mr. Tenekides for the Commission and Mr. De Clercq for
the applicant, as well as their replies to its questions. The
Government produced several documents at the hearing.
8. On 19 January 1987, the Agent of the Government sent the
Registrar some documents he had asked for on 3 December 1986 on the
Court's instructions.
AS TO THE FACTS
I. The circumstances of the case
9. The applicant, who is a Belgian citizen born in 1929, has a
doctorate in law and lives in Antwerp. He was struck off the Bar roll
of that city and has twice applied unsuccessfully to be reinstated.
1. Removal from the Antwerp Bar roll
10. In 1957, after completing the prescribed period as a pupil
avocat in Antwerp, H was entered on the roll and took chambers.
11. In May 1963, the Council of the Ordre des avocats of Antwerp
commenced disciplinary action against him for having deliberately
given false information to clients.
On 10 June 1963, it struck him off the roll, having satisfied itself
that he had wrongly persuaded a client that he (the client) risked
arrest if he did not immediately pay a sum of 20,000 BF. The Council
had previously dismissed the other charges against H.
On appeal by H, the Brussels Court of Appeal, in a judgment on
31 December 1963, affirmed the decision to strike him off; and
on 22 June 1964, the Court of Cassation dismissed H's appeal on points
of law.
12. H was subsequently prosecuted for fraud and unlawfully holding
himself out as an avocat; he was in custody pending trial from 2 July
to 2 August 1965 and many of his files were seized. He was acquitted
by the Antwerp Criminal Court on 19 January 1968 and made an
unsuccessful claim for compensation.
13. In 1970, the applicant set up as a legal and tax adviser,
after having worked for some time as a commercial traveller.
14. On 25 February 1977, when he was about to apply to have his name
restored to the roll, the police again seized documents at his office.
On 29 November 1978, the chambre du conseil of the Antwerp Court of
First Instance committed him for trial in the Criminal Court for
forgery and fraudulent conversion, but the prosecution ended in an
acquittal on 18 October 1979.
15. H has no criminal convictions.
2. Applications for restoration to the Antwerp Bar roll
(a) First application
16. By a letter of 3 December 1979, the applicant requested the
Council of the Ordre des avocats of Antwerp to restore his name to the
roll. This application was based on Article 471 of the Judicial Code
(see paragraph 30 below).
17. On 17 December, at a sitting of the Council, the bâtonnier
(leader) of the Antwerp Bar appointed a rapporteur.
After deliberating on 7 and 28 January 1980, the Council decided to
hear the applicant and his counsel.
18. The hearing was held on 18 February. According to H's
counsel, the "exceptional circumstances" justifying his restoration to
the roll consisted essentially in the great professional and family
difficulties his client had experienced over the previous fifteen
years, particularly as he had to confine himself to his occupation as
a legal and tax adviser; furthermore his disbarment had not been
followed up with any criminal proceedings and the later prosecutions
had ended in acquittals.
19. The Council of the Ordre dismissed the application on the same
day; although more than ten years had elapsed since H had been struck
off, the explanations offered orally by H's counsel did not disclose
any exceptional circumstances such as would justify restoring his name
to the roll.
(b) Second application
20. On 9 February 1981, the applicant renewed his application. He
appended a memorandum criticising the 1963 decision and to which was
attached an opinion by a retired procureur général (Principal Crown
Prosecutor), B. According to B, the Council of the Ordre should,
under Article 29 of the Code of Criminal Procedure, have reported to
the Antwerp procureur du Roi (Crown Prosecutor) the matters of which
the applicant stood accused; that would have entailed suspending the
disciplinary proceedings until the final decision in the criminal
trial was known.
21. The Council of the Ordre heard H and his counsel on
21 April 1981. Counsel submitted that the decision to disbar H had
been based on the uncorroborated evidence of one of H's clients, and
that from 1963 to 1980 H had run his legal and tax consultancy very
satisfactorily. He added that in 1963 the Council of the Ordre had
not reported the facts to the procureur du Roi, with the result that
no prosecution had been brought and H had not had a chance of securing
an acquittal. He also emphasised H's family difficulties. In
addition, he filed a memorandum in which the applicant explained why
the retired procureur général B was entitled to give an opinion.
22. The Council of the Ordre dismissed the application at the end
of its sitting on 11 May 1981, holding that H had not established that
there were exceptional circumstances; in particular, the consequences
of disbarment did not constitute such circumstances. In response to
the memorandum of 9 February 1981 (see paragraph 20 above), it stated
that the relevant procureur général was aware of the facts before the
decision was given and had ordered a judicial investigation.
The decision was served on the applicant on 16 June 1981.
II. Relevant domestic law
23. In Belgium the councils of the Ordre des avocats have
exclusive jurisdiction to decide on applications for restoration to
the roll.
1. The Council of the Ordre des avocats
24. For each of the Bars the Council of the Ordre, together with
the bâtonnier and the general assembly, is an administrative organ of
the profession of avocat.
25. It consists of the bâtonnier and from two to sixteen other
members, according to the number of avocats on the Bar roll and the
list of pupil avocats; the Antwerp Council has sixteen members in
addition to the bâtonnier.
The members are directly elected by the general assembly of the Ordre,
to which all avocats on the roll are convened (Article 450 of the
Judicial Code); the election is held before the end of each judicial
year.
26. The Council exercises numerous functions of an administrative,
regulatory, adjudicative, advisory and disciplinary nature. In the
instant case it is sufficient to mention the following.
27. Under Article 432 of the 1967 Judicial Code, which enshrines
the case-law of the Court of Cassation on the subject (judgment
of 15 January 1920, Pasicrisie 1920, I, p. 24), the Council draws up
the roll of avocats and the list of pupil avocats, and no appeal lies
from its decisions in this matter. The principle of the Council's
having responsibility for its roll is justified by the need to
restrict access to the profession to persons of unimpeachable
integrity.
28. It is also the Council's duty to "protect the honour of the Ordre"
and to "maintain the principles of dignity, probity and scrupulousness
on which the profession is founded" (Article 456).
29. As a disciplinary body, it punishes "offences and misconduct"
(ibid.). It will hear such cases "on an application by the bâtonnier,
either of his own motion or following a complaint or after receipt of
a written accusation from the procureur général" (Article 457).
The avocat concerned is summoned within two weeks by registered letter
and, if he so requests, is granted time to prepare his defence
(Article 465). Within eight days of the decision's being given, it is
notified by registered post to the procureur général and the avocat
concerned (Article 466).
The main penalties which the Council may impose are warning, censure,
reprimand, suspension for not more than one year and striking off the
roll or the list of pupil avocats (Article 460). The avocat concerned
has a right both of objection (opposition) (Article 467) and, like the
procureur général, of appeal (appel) (Article 468). At the time the
events in this case occurred (see paragraph 11 above), appeal lay to
the Court of Appeal (Article 29 of the Imperial Decree of
14 December 1810 regulating the practice of the profession of avocat
and the discipline of the Bar). Today, this jurisdiction is exercised
by disciplinary appeals boards, consisting of the President of the
Court of Appeal, who presides, and four avocats sitting as assessors
(Article 473 of the Judicial Code).
Decisions of the courts of appeal in such matters could be appealed
against on points of law (section 15(1) of the Judicature Act of
4 August 1832). The same now applies to decisions of the disciplinary
appeals boards (Article 614 § 1 of the Judicial Code).
2. Restoration to the roll after disbarment
30. Restoration to the roll of an avocat who has been struck off
it is governed by Article 471 of the Judicial Code:
"No avocat who has been disbarred may be entered on a roll of the
Ordre or on a list of pupil avocats until ten years have elapsed from
the date on which the decision to strike off became final and unless
exceptional circumstances warrant it.
No such entry shall be permitted without the reasoned consent of the
Council of the Ordre to which the avocat belonged or, as the case may
be, the leave of the relevant disciplinary appeal authority if the
disbarment was ordered by it.
No appeal shall lie against a refusal to restore to the roll."
This text reproduces with minor variations Article 1 of a resolution
adopted on 13 February 1962 by the Council of the Brussels Ordre.
That resolution went some way towards removing the finality of
disbarment and read as follows:
"The Council of the Ordre may ..., on his application, restore to the
roll an avocat who has been struck off.
This measure, which is of an exceptional nature and lies wholly within
the discretion of the Council of the Ordre, regard being had to the
higher interests of the Bar and to whether reformation of the person
concerned is clearly established, shall be permissible only after ten
years have elapsed from the time when the disbarment penalty became
final.
The Council shall take its decision in accordance with the procedure
provided for in Rule 32 of the Rules of Procedure, as in the case of
the admission of a pupil avocat. ..."
31. Although Article 471 of the Judicial Code is the last
provision in Book III ("The Bar"), Section I ("General provisions"),
Chapter IV ("Disciplinary matters"), the Council does not use the
disciplinary procedure (Article 465-469) when dealing with an
application for restoration to the roll; nor is its decision a
disciplinary one (Cass. 18 March 1965, Pasicrisie 1965, I, p. 734).
The general law does not make any specific provisions; and the Antwerp
Bar did not have any internal rules of procedure at the relevant time.
The Council normally takes its decision in the same way and following
the same procedure as on an application for admission.
32. According to figures provided by the Government (and which
were not disputed), 47 avocats have been struck off in Belgium since
the Judicial Code came into force on 10 October 1967. Of the five
applications for restoration to the roll made by avocats who have been
struck off, three have been successful (Oudenaarde, Charleroi and
Courtrai Bars). The Antwerp Bar has had to deal only with H's
applications, which were unsuccessful. None of the decisions in
question is available to the public.
PROCEEDINGS BEFORE THE COMMISSION
33. H lodged his application (no. 8950/80) with the Commission on
20 March 1980. He alleged that the procedure followed by the Council
of the Ordre des avocats of Antwerp when considering his applications
for restoration to the roll had infringed Article 6 (art. 6)
of the Convention.
34. The Commission declared the application admissible on
16 May 1984.
In its report of 8 October 1985 (made under Article 31) (art. 31),
it expressed the opinion (by 10 votes to 2) that there had been a
violation of Article 6 § 1 (art. 6-1) in that the applicant had not
been able to have his case heard by a tribunal within the meaning of
that provision.
The full text of its opinion and of the dissenting opinion contained
in the report is reproduced as an annex to this judgment*.
FINAL SUBMISSIONS TO THE COURT
35. At the hearing on 24 November 1986, the Government reiterated
the final submissions made in their memorial, in which they requested
the Court
"to hold that the facts in the present case do not disclose any
violation by Belgium of its obligations under the European Convention
on Human Rights".
AS TO THE LAW
I. ALLEGED VIOLATION OF ARTICLE 6 § 1 (art. 6-1)
36. The applicant contended that the Council of the Ordre des
avocats of Antwerp did not hear his case in a manner consonant with
Article 6 § 1 (art. 6-1) of the Convention, which provides:
"In the determination of his civil rights and obligations ...,
everyone is entitled to a fair and public hearing within a reasonable
time by an independent and impartial tribunal established by law.
Judgment shall be pronounced publicly but the press and public may be
excluded from all or part of the trial in the interests of morals,
public order or national security in a democratic society, where the
interests of juveniles or the protection of the private life of the
parties so require, or to the extent strictly necessary in the opinion
of the court in special circumstances where publicity would prejudice
the interests of justice."
In view of the submissions made, the first issue to be resolved is the
applicability of Article 6 § 1 (art. 6-1).
A. Applicability of Article 6 § 1 (art. 6-1)
1. Existence of a "contestation" (dispute) over a right
37. As to whether there was a "contestation" (dispute) over a
right, the Court would refer to the principles that have been laid
down in its earlier decisions, notably the Benthem judgment
of 23 October 1985 (Series A no. 97, pp. 14-15, § 32).
38. In seeking to be restored to the roll of the Ordre in
accordance with Article 471 of the Judicial Code in 1979 and again in
1981, the applicant raised a matter relating to the determination of a
right. Restoration to the roll was a prerequisite of resuming practice
as an avocat, which he had been prohibited from doing since being
struck off in 1963. The Council of the Ordre decided the question on
each occasion against him.
39. The applicant claimed that he had the right to resume practice
of the profession of avocat if the legal requirements were satisfied;
the Commission agreed that he had such a right.
The Government argued that decisions on admission and a fortiori
readmission to the roll came within the discretionary power of the
councils of the Ordre, in accordance with the traditional principle of
responsibility for the roll (see paragraph 27 above). Such decisions
were final, no appeal lying either to the ordinary courts or to the
Conseil d'Etat. In short, the Government claimed, Belgian law did not
provide for any right of admission to the Bar, still less any right of
readmission.
40. In the instant case the Court is not called upon to rule on
the general question of the right of access to the profession of
avocat in Belgium. The only issue before it relates to the procedure
for restoration to the roll of the Ordre of an avocat who has been
struck off.
Article 6 § 1 (art. 6-1) extends only to "contestations" (disputes)
over (civil) "rights and obligations" which can be said, at least on
arguable grounds, to be recognised under domestic law; it does not in
itself guarantee any particular content for (civil) "rights and
obligations" in the substantive law of the Contracting States (see,
for example, the W v. the United Kingdom judgment of 8 July 1987,
Series A no. 121, pp. 32-33, § 73).
In order to ascertain whether or not the right claimed by the
applicant exists in Belgium, the Court must consider the nature both
of disbarment and of the reasons justifying subsequent readmission.
41. Striking off is ordered for professional misconduct and is a
disciplinary sanction - the heaviest one available to the Council of
the Ordre.
In the Government's view, this is a permanent sanction, as the Council
is never under any obligation to readmit to the roll.
The Court notes, however, that Article 471 of the Judicial Code
permits an avocat who has been struck off to seek readmission after
"ten years have elapsed from the date on which the decision to strike
off became final and [if] exceptional circumstances warrant it" (see
paragraph 30 above).
42. While the first of these two conditions can scarcely give rise
to any difficulties, the second condition - that there must be
"exceptional circumstances" - is capable of being interpreted and
applied in a wide variety of ways in the absence of a more precise
statutory definition of such circumstances.
Nor do previous decisions of the councils of the Ordre clarify the
issue. These decisions are very few in number and they remain
inaccessible to the public, including disbarred avocats contemplating
submitting an application for readmission (see paragraph 32 above).
Furthermore, from what the Court has been able to see, the reasoning
given in them scarcely seems to provide any information.
43. Having regard to the terms of Article 471, the applicant could
arguably maintain that in Belgian law he had the right to practise the
profession of avocat again, since he had satisfied the conditions
prescribed in that Article. This is true even though the Council of
the Ordre had some discretion in deciding whether one of the
conditions - whether there were "exceptional circumstances" justifying
readmission - had been met. In support of his application H raised
matters of law and fact susceptible of judicial assessment.
The Council of the Antwerp Ordre therefore had to determine a
"contestation" (dispute) concerning a right asserted by H.
2. Whether the disputed right was a civil one
44. The applicant and the Commission regarded the right in issue
as a civil one. The Government maintained the contrary on account of
the fundamental differences which they claimed distinguished the
profession of avocat from the other professions, such as the medical
profession.
45. As in previous cases, the Court does not consider that it has
in the present proceedings to give an abstract definition of the
concept of "civil rights and obligations". Rather, it must analyse
the special characteristics of the profession of avocat in Belgium,
since the disputed right is indissolubly bound up with that
profession.
46. Such an analysis admittedly discloses features of public law.
(a) In the first place, the Belgian State itself laid down the way in
which the Bars should be organised and the conditions attaching to the
practice of the profession of avocat, such as access, rights, duties
and so on (see the Van der Mussele judgment of 23 November 1983,
Series A no. 70, p. 15, § 29).
State intervention by means of a statute or delegated legislation has
nonetheless not prevented the Court from holding - notably in several
cases relating to the medical profession (König; Le Compte, Van Leuven
and De Meyere; and Albert and Le Compte) - that the right in issue had
a civil character. In the instant case likewise, such intervention
cannot suffice to establish that the right asserted by the applicant
did not have this character.
(b) In the second place, the contribution of avocats to the
administration of justice involves them in the operation of a public
service.
The Government maintained that avocats, who are traditionally
described as "officers of the court" (auxiliaires de la justice), are,
rather, agents of the judicial system in the same way as judges. As
evidence of this, the Government cited in particular the monopoly of
the right of audience; the possibility of being officially assigned by
the court in both criminal and civil proceedings; the duty in some
cases to stand in for judges and members of Crown prosecutors'
departments; and the duty of the Council of the Ordre to set up a
Legal Advice and Defence Office to assist persons of limited means.
The Court notes that as regards certain of its functions the Bar in
Belgium is in a sense part of the judicial system, as the provisions
in the 1967 Code concerning the Bar (Articles 428-506) appear in the
part entitled "Judicial Organisation". This attachment is not
decisive, however. It does not preclude the practice of the
profession of avocat, as such, from having a civil character.
Moreover, there is no concomitant joint or individual subordination to
the country's courts. On the contrary, in virtue of its traditional
independence, the Bar has complete responsibility for its roll, on the
one hand, and for discipline, on the other. Under the Judicial Code,
which enshrines the Court of Cassation's case-law on the subject, the
Council of the Ordre draws up the roll, and no appeal lies from its
decisions in this matter (see paragraph 27 above). The power of
determining appeals against disciplinary decisions by the Council of
the Ordre has been vested since 1967 in disciplinary appeals boards
consisting of the President of the Court of Appeal and four avocats;
previously it had been vested in the Court of Appeal (see paragraph 29
above).
47. Whilst the foregoing two factors do not, therefore, suffice to
establish that Article 6 (art. 6) is inapplicable, several
considerations weigh in favour of the opposite conclusion.
(a) To begin with, the profession of avocat has traditionally been
treated as one of the independent professions in Belgium. According
to the terms of Article 444 of the Judicial Code, "avocats perform the
duties of their office freely in the interests of justice and truth".
Once entered on the roll of the Ordre, a member of the Bar is free to
practise or not. Unless officially assigned to a case by the court,
he has clients whom he chooses voluntarily and directly, without any
intervention by a public authority; he can refuse to act if his
conscience so dictates and even for other reasons. The instructions
to act which bind him to his client are revocable at will by either
party and constitute a private-law relationship. As to fees, the
avocat fixes them himself "with the judiciousness to be expected of
[his] office" (Article 459 of the Judicial Code) and subject to the
client's agreement, except that the Council of the Ordre may intervene
on grounds of excessive charging (ibid.).
(b) In the second place, the chambers and clientèle of an avocat
constitute property interests and as such come within the ambit of the
right of property, which is a civil right within the meaning of
Article 6 § 1 (art. 6-1) (see, mutatis mutandis, the Van Marle
and Others judgment of 26 June 1986, Series A no. 101, p. 13, § 41).
(c) It may also be noted that while avocats enjoy an exclusive right
of audience in the courts, they perform numerous important duties out
of court, acting as advisers, conciliators and even arbitrators.
These duties, which sometimes take up a great deal of time, are a
traditional and normal feature of the profession. Yet they often have
no connection with judicial proceedings. That being so, the work of
members of the Bar cannot be said to consist solely in contributing to
the functioning of the country's courts.
48. Having thus examined the various aspects of the profession of
avocat in Belgium, the Court finds that they confer on the asserted
right the character of a civil right within the meaning of
Article 6 § 1 (art. 6-1), which was thus applicable.
B. Compliance with Article 6 § 1 (art. 6-1)
49. It must accordingly be ascertained whether the applicant
enjoyed the "right to a fair hearing" (see the Golder judgment of
21 February 1975, Series A no. 18, p. 18, § 36). As no appeal lay
against the decisions of the Council of the Ordre des avocats of
Antwerp (see paragraph 30 above), it must be determined whether the
Council satisfied the requirements of Article 6 § 1 (art. 6-1), and in
particular whether it was in fact an "independent" and "impartial"
"tribunal", and whether it gave H a "fair" and "public" hearing. It
was not disputed in the instant case that the Council was an
institution "established by law" and that it heard the case "within a
reasonable time".
50. The applicant and the Commission took the view that the
Council of the Ordre did not afford the safeguards inherent in the
concept of a "tribunal", while the Government contended that, although
the body in question was not usually a "tribunal", it had acted as one
in the instant case.
According to the Court's case-law, a "tribunal" is characterised in
the substantive sense of the term by its judicial function, that is to
say determining matters within its competence on the basis of rules of
law and after proceedings conducted in a prescribed manner (see, inter
alia, the Sramek judgment of 22 October 1984, Series A no. 84, p. 17,
§ 36).
The Council of the Ordre des avocats performs many functions -
administrative, regulatory, adjudicative, advisory and disciplinary
(see paragraph 26 above). This variety of functions provided the main
ground for the Commission's conclusion that the Council was not a
"tribunal".
The Court does not share this view, which is at variance with its
case-law (see in particular the Le Compte, Van Leuven and De Meyere
judgment of 23 June 1981, Series A no. 43, pp. 14 and 24, §§ 26 and
55, and the Campbell and Fell judgment of 28 June 1984, Series A
no. 80, pp. 18-19 and 40-41, §§ 33 and 81). This kind of plurality
of powers cannot in itself preclude an institution from being a
"tribunal" in respect of some of them.
Moreover, the Council of the Ordre, when taking its decision on the
application for readmission made by the applicant (who had been struck
off in 1963), was performing a judicial function further to its
disciplinary responsibilities. It took action in the case on
occasions that were separated by a considerable lapse of time (in 1963
and then in 1979-81) and in different contexts (disbarment and
application for readmission).
51. There can be no question about the independence of the members
of the Council of the Ordre des avocats. They are elected by their
peers (see paragraph 25 above) and are not subject to any authority,
being answerable only to their own consciences.
52. Similarly, the Court sees nothing in the evidence before it to
give it any reason to doubt their personal impartiality. Having
regard to what follows, it does not consider it necessary to express a
view on the structural impartiality of the Council of the Ordre.
53. As regards the fairness of the proceedings, H was able to have
the assistance of a lawyer to represent him and was able to appear in
person when his two applications for readmission were considered; he
also filed pleadings in support of his second application (see
paragraphs 17-18 and 20 above).
Nonetheless, the relevant procedure of the Council of the Ordre des
avocats of Antwerp is open to criticism in two respects.
In the first place, it was very difficult for the applicant to adduce
appropriate evidence of the "exceptional circumstances" which might,
in law, have brought about his restoration to the roll and, more
generally, to argue his case with the requisite effectiveness; in
particular, neither the applicable provisions nor the previous
decisions of the councils of the Ordre gave any indication of what
could amount to "exceptional circumstances" (see paragraph 30 above).
At the same time, he had cause to fear that there was some risk of
being dealt with arbitrarily, especially as there was no provision
allowing him a right of challenge (cf. the Le Compte, Van Leuven and
De Meyere judgment previously cited, Series A no. 43, pp. 16 and 25,
§§ 31 and 58) and as the Antwerp Bar did not have any internal rules
of procedure (see paragraph 31 above).
The procedural safeguards thus appear unduly limited. Their
inadequacy is of especial importance in view of the seriousness of
what is at stake when a disbarred avocat seeks restoration to the roll
(see, mutatis mutandis, the De Wilde, Ooms and Versyp judgment
of 18 June 1971, Series A no. 12, pp. 42-43, § 79) and the imprecise
nature of the statutory concept of "exceptional circumstances".
Furthermore, this very lack of precision made it all the more
necessary to give sufficient reasons for the two impugned decisions on
the issue in question. Yet in the event the decisions merely noted
that there were no such circumstances, without explaining why the
circumstances relied on by the applicant were not to be regarded as
exceptional.
54. As to whether the proceedings were public, the Judicial Code
provides that in some circumstances decisions of the Council of the
Ordre in disciplinary matters may be given in public (Article 460 § 3)
and that proceedings before disciplinary appeals boards may be held in
public (Article 476); but it is silent in respect of restoration to
the roll. In the instant case, H's applications were not heard in
public, nor were the decisions of the Council of the Ordre
"pronounced" in public.
Unless cured at a later stage of the procedure, such a defect may
deprive the person concerned of one of the safeguards set forth in the
first sentence of Article 6 § 1 (art. 6-1) of the Convention (see,
mutatis mutandis, the Albert and Le Compte judgment of
10 February 1983, Series A no. 58, p. 18, § 34).
The grounds for H's applications related directly to the practice of
the profession of avocat, which might conceivably raise questions
coming within the exceptions allowed for in Article 6 § 1 (art. 6-1).
However, the material before the Court does not suffice to show that
the circumstances were such as to warrant the hearings' not being held
in public (ibid.).
The rule requiring a public hearing, as embodied in Article 6 § 1
(art. 6-1), may also yield in certain circumstances to the will of the
person concerned. Admittedly, the nature of some of the rights
safeguarded by the Convention is such as to exclude a waiver of the
entitlement to exercise them, but the same cannot be said of certain
other rights. Thus neither the letter nor the spirit of Article 6 § 1
(art. 6-1) prevents an avocat from waiving, of his own free will and
in an unequivocal manner, the entitlement to have his case heard in
public; conducting disciplinary proceedings of this kind in private
does not contravene the Convention (loc. cit., p. 19, § 35).
The evidence adduced does not establish that H intended to waive his
right to a public hearing (ibid.). He cannot be blamed for not having
demanded to exercise a right which was not afforded him by the
practice of the Belgian Bars and that he had little prospect of
securing. As to the fact that H wished to remain anonymous in the
proceedings before the Convention institutions, it is not decisive in
this context, as those proceedings are quite different both in their
purpose and in their nature and scope.
55. In short, the Council of the Ordre did not in the instant case
satisfy the requirements of Article 6 § 1 (art. 6-1), and there was
therefore a breach of that provision.
II. APPLICATION OF ARTICLE 50 (art. 50)
56. The applicant claimed just satisfaction in respect of
prejudice sustained and of costs and expenses. He relied
on Article 50 (art. 50), which reads:
"If the Court finds that a decision or a measure taken by a legal
authority or any other authority of a High Contracting Party is
completely or partially in conflict with the obligations arising from
the ... Convention, and if the internal law of the said Party allows
only partial reparation to be made for the consequences of this
decision or measure, the decision of the Court shall, if necessary,
afford just satisfaction to the injured party."
A. Prejudice
57. At the hearing on 24 November 1986, counsel for H emphasised
the extent of the damage his client had allegedly suffered as a result
of having been struck off the roll.
Non-pecuniary damage was evaluated at 50 million Belgian francs (BF);
this was said to have arisen from the ordeal the applicant and his
family had gone through. Pecuniary damage was assessed at
52 million BF; this corresponded to the income which the applicant
would have earned over a period of twenty-six years (beginning ten
years after he was struck off and ending on his seventieth birthday)
if he had been able to resume practising his profession.
The Government disputed that there had been any pecuniary damage,
which at all events could only be assessed as from the refusal of
readmission. In their submission, H had carried on another occupation
after he had been struck off and nothing showed that he would have
secured readmission to the Bar if he had had a remedy before a
tribunal satisfying the conditions of Article 6 § 1 (art. 6-1). As to
non-pecuniary damage, a finding that the Convention had been violated
would constitute sufficient satisfaction.
For his part, the Delegate of the Commission recommended compensation
for considerable prejudice.
58. The Court would point out, firstly, that in the instant case
an award of just satisfaction can only be based on the fact that the
applicant was not afforded some of the safeguards provided for in
Article 6 § 1 (art. 6-1) when his applications for readmission were
considered by the Council of the Ordre des avocats of Antwerp (see,
mutatis mutandis, the Le Compte, Van Leuven and De Meyere judgment of
18 October 1982, Series A no. 54, pp. 7-8, § 15, and the Bönisch
judgment of 2 June 1968, Series A no. 103, p. 8, § 11). There are
accordingly no grounds for taking the disbarment and its consequences
into consideration.
59. As regards pecuniary damage, the evidence does not establish a
causal link between the breach of the Convention and any deterioration
in H's financial position.
60. On the other hand, the applicant did suffer non-pecuniary
damage, in respect of which the Court, making its assessment on an
equitable basis as required by Article 50 (art. 50), awards him
compensation in the sum of 250,000 BF.
B. Costs and expenses
61. Counsel for the applicant sought on behalf of his client
reimbursement of costs and lawyer's fees; he assessed costs at
200,000 BF and the fees at 5 per cent of the amount the Court might
award in respect of damages. Despite a written question by the Court,
he did not provide further particulars or any supporting documents.
The Government confined themselves to expressing doubts as to the
method of calculation proposed for the fees. The Delegate of the
Commission submitted that the applicant should be paid the costs and
expenses incurred during the successive proceedings.
62. In the instant case, only the costs and fees relating to the
proceedings before the Commission and the Court fall to be taken into
account (see, mutatis mutandis, the Le Compte, Van Leuven and
De Meyere judgment previously cited, Series A no. 54, p. 9, § 19).
Taking its decision on an equitable basis and applying the criteria
laid down in its case-law, the Court considers that legal costs and
travel and subsistence expenses may be assessed at 100,000 BF.
FOR THESE REASONS, THE COURT
1. Holds by twelve votes to six that Article 6 § 1
(art. 6-1) applied in the instant case;
2. Holds by twelve votes to six that Article 6 § 1 (art. 6-1)
has been violated;
3. Holds by sixteen votes to two that the Kingdom of Belgium is
to pay the applicant the sum of 250,000 (two hundred and fifty
thousand) BF in respect of non-pecuniary damage;
4. Holds unanimously that the Kingdom of Belgium is to reimburse
the applicant 100,000 (one hundred thousand) BF in respect of costs
and expenses;
5. Rejects unanimously the remainder of the claim for just
satisfaction.
Done in English and in French, and delivered at a public hearing in
the Human Rights Building, Strasbourg, on 30 November 1987.
Signed: Rolv RYSSDAL
President
Signed: Marc-André EISSEN
Registrar
A declaration by Mr. Matscher and, in accordance with Article 51 § 2
(art. 51-2) of the Convention and Rule 52 § 2 of the Rules of Court,
the following separate opinions are annexed to this judgment:
- concurring opinion of Mr. Ryssdal;
- concurring opinion of Mr. Thór Vilhjálmsson;
- joint concurring opinion of Mr. Lagergren, Mr. Pettiti
and Mr. Macdonald;
- joint dissenting opinion of Mr. Gölcüklü, Mr. Matscher,
Sir Vincent Evans, Mr. Bernhardt and Mr. Gersing;
- dissenting opinion of Mr. Pinheiro Farinha;
- separate opinion of Mr. Bernhardt;
- separate opinion of Mr. Gersing;
- separate opinion of Mr. De Meyer.
Initialled: R.R.
Initialled: M.-A.E.
DECLARATION BY JUDGE MATSCHER
(Translation)
As, for reasons explained in the joint dissenting opinion, I voted
that Article 6 (art. 6) of the Convention was not applicable in the
instant case, I could not hold that there had been a breach of that
provision.
I should, however, like to point out that if I had considered that
Article 6 (art. 6) was applicable, I would have had no hesitation in
finding that there had been a violation, as the proceedings before the
Council of the Ordre did not satisfy the requirements of Article 6
(art. 6) of the Convention in several respects.
CONCURRING OPINION OF JUDGE RYSSDAL
(Translation)
I concur in the judgment to the extent that it concerns the
applicability of Article 6 § 1 (art. 6-1) of the Convention. On the
other hand, I regret that I cannot fully endorse it as regards
compliance with that provision, as I consider that several points in
the reasoning call for a slightly different emphasis.
In the first place, greater attention should have been paid in the
judgment to two circumstances which illustrate the large measure of
discretion enjoyed by the Council of the Ordre des avocats when
considering applications for restoration to the roll. Firstly, the
Judicial Code itself, whilst making provision for a readmission
procedure quite distinct from the disciplinary procedure, gives no
more than a bare outline of what the readmission procedure is to
consist of. Secondly, the Antwerp Bar did not have any internal rules
of procedure at the material time. The procedure to be followed in a
given case was accordingly left almost entirely to the Council.
As to the reasoning in the impugned decisions, the judgment goes no
further than noting that it was inadequate. The judgment ought to
have drawn attention to the fact that the Antwerp Bar Council was
under no legal obligation to set out the grounds which prompted it to
reject H's applications for readmission.
Lastly, it may be queried whether it was appropriate to mention the
issue of waiving publicity, albeit only to conclude that the applicant
had not apparently contemplated exercising that option. The practice
of the Belgian Bar in fact totally precluded the possibility of the
hearings being held in public or the decision being delivered in
public.
These brief observations in no way alter my conclusion that the
Council of the Ordre did not in the instant case satisfy the
requirements of Article 6 § 1 (art. 6-1).
I would add that I consider it unfortunate that the Council of the
Ordre, which has the power of decision as authority of first and last
instance, is composed exclusively of practising lawyers.
CONCURRING OPINION OF JUDGE THÓR VILHJÁLMSSON
My reasons for voting for the applicability of Article 6 § 1
(art. 6-1) are those set out in the judgment.
On the other hand, when I voted to the effect that there had been a
violation of this provision, I did so for reasons that are not
completely the same as those stated in the judgment. On this point I
want to make the following remarks.
The applicant requested the Council of the Antwerp Ordre to restore
his name to the roll of the Bar of that city. This request was
rejected by the Council. No appeal lay against this decision. The
Council was, according to the information before the Court, composed
of the bâtonnier, or leader of the Bar, and sixteen other avocats
selected each year by an assembly of the Ordre.
In my opinion, the membership of the Council, the method used to
select the members, and their brief tenure of office result in a lack
of what might be called structural impartiality. I find here a
situation comparable to the lack of independence dealt with in
paragraph 42 of the judgment of our Court in the Sramek case, where it
is stated that "appearances may also be of importance". As was found
in that case with regard to the independence of the institution in
question, I find in this case that the Council of the Ordre may give
litigants reasons to "entertain a legitimate doubt" about its
impartiality. And, to quote further from the Sramek judgment, "such a
situation seriously affects the confidence which the courts must
inspire in a democratic society".
As regards the fairness of the proceedings (paragraph 53 of the
judgment), I am of the opinion that the most relevant point is the
fact that the applicant had an opportunity to present his case to the
Council. It is true, as stated in the judgment, that the procedure was
in other respects open to criticism and this is of some relevance in
the case. It should, nevertheless, be taken into account that the
general rule in Belgian law was that a lawyer who had been struck off
the roll could only be readmitted if there were exceptional
circumstances. It was for the applicant to show that there were such
exceptional circumstances in his case. The arguments that he or his
representatives put forward may or may not have been substantial, but
I find that they did not by their nature necessitate lengthy
discussion in the decision of the Council.
Finally, I agree with what is stated in the judgment on the lack of
publicity (paragraph 54).
JOINT CONCURRING OPINION OF JUDGES LAGERGREN, PETTITI AND MACDONALD
The present judgment recognises the important requirement that
judgments of courts and tribunals should adequately state the reasons
on which they are based. In this respect the judgment follows a
statement of the International Court of Justice in its Advisory
Opinion of 12 July 1973*. In that opinion the International Court
stated that (paragraph 92):
_______________
* Application for Review of Judgment No. 158 of the United Nations
Administrative Tribunal, Advisory Opinion, I.C.J. Reports, p. 166.
_______________
"[C]ertain elements of the right to a fair hearing are well recognized
and provide criteria helpful in identifying fundamental errors in
procedure which have occasioned a failure of justice: for instance,
the right to an independent and impartial tribunal established by law;
the right to have the case heard and determined within a reasonable
time; the right to a reasonable opportunity to present the case to the
tribunal and to comment upon the opponent's case; the right to
equality in the proceedings vis-à-vis the opponent; and the right to a
reasoned decision."
In paragraph 95 of the same Advisory Opinion the International Court
further stated that:
"While a statement of reasons is thus necessary to the validity of a
judgement of the Tribunal, the question remains as to what form and
degree of reasoning will satisfy this requirement. The applicant
appears to assume that, for a judgment to be adequately reasoned,
every particular plea has to be discussed and reasons given for
upholding or rejecting each one. But neither practice nor principle
warrants so rigorous an interpretation of the rule, which appears
generally to be understood as simply requiring that a judgment shall
be supported by a stated process of reasoning. This statement must
indicate in a general way the reasoning upon which the judgment is
based; but it need not enter meticulously into every claim and
contention on either side. While a judicial organ is obliged to pass
upon all the formal submissions made by a party, it is not obliged, in
framing its judgment, to develop its reasoning in the form of a
detailed examination of each of the various heads of claim submitted.
Nor are there any obligatory forms or techniques for drawing up
judgments: a tribunal may employ direct or indirect reasoning, and
state specific or merely implied conclusions, provided that the
reasons on which the judgment is based are apparent. The question
whether a judgment is so deficient in reasoning as to amount to a
denial of the right to a fair hearing and a failure of justice, is
therefore one which necessarily has to be appreciated in the light
both of the particular case and of the judgment as a whole."
JOINT DISSENTING OPINION OF JUDGES GÖLCÜKLÜ, MATSCHER
SIR VINCENT EVANS, BERNHARDT AND GERSING
We share the starting-point of the present judgment that Article 6 § 1
(art. 6-1) extends only to disputes over civil rights and obligations
which can be said, on arguable grounds, to be recognised under
domestic law (see paragraph 40 of the judgment). But in our opinion
this condition is not fulfilled in the present case.
The wording of Article 471 of the Belgian Judicial Code makes it quite
clear that the power of the Council of the Ordre des avocats to
readmit a person to the Bar is a discretionary one which however can
only be exercised if certain conditions are satisfied. The relevant
conditions are:
(a) ten years must have elapsed since the decision to strike the
avocat from the roll; and
(b) exceptional circumstances must warrant readmission (when such
circumstances exist, has never been clarified by law or practice).
If these conditions are fulfilled, restoration to the roll may be
granted. In view of this legal situation, it does not appear that any
right can be considered to exist under domestic law.
This view is supported by the history of the relevant provision of
Belgian law (see paragraph 30 of the judgment and the memorial of the
Government) as well as by the express exclusion of any appeal.
Even if one considers the Belgian law concerning readmission to the
Bar to be highly unsatisfactory, it is not up to the international
judge to interpret the internal law in contradiction to its wording
and the relevant national practice.
Since, in our opinion, no right exists, the question does not arise
whether such rights could be qualified as civil rights under
Article 6 § 1 (art. 6-1) of the Convention.
DISSENTING OPINION OF JUDGE PINHEIRO FARINHA
(Translation)
1. I do not think that Article 6 (art. 6) of the Convention
applied in the instant case. H had no right to be restored to the
roll of the Ordre des avocats - Article 471 of the Judicial Code is
quite clear on this point:
"No avocat who has been disbarred may be entered on a roll of the
Ordre or on a list of pupil avocats until ten years have elapsed from
the date on which the decision to strike off became final and unless
exceptional circumstances warrant it (*) .
No such entry shall be permitted without the reasoned consent of the
Council of the Ordre¹ to which the avocat belonged or, as the case may
be, the leave of the relevant disciplinary appeal authority if the
disbarment was ordered by it.
No appeal shall lie against a refusal to restore to the roll (*).
_______________
(*) My underlining.
_______________
The requirement of exceptional justifying circumstances, the need for
the consent of the Council of the Ordre and the lack of any right of
appeal against a refusal to restore to the roll show that the
applicant does not have a right to readmission, which is in the
discretion of the Council of the Ordre. H had merely a "right of
petition": he could and can apply for readmission. Such a right is
not in any way a civil right; in the present case it is of a
procedural nature and is not protected by Article 6 (art. 6)
of the Convention.
2. Having reached the conclusion that there has not been a violation
of Article 6 (art. 6), I do not consider it logical - as I said in
my dissenting opinion annexed to the Sanchez-Reisse judgment
of 21 October 1986 (Series A no. 107, p. 26) - that the applicant
should, in the same judgment, be awarded just satisfaction on the
basis of facts which do not, in my view, contravene the Convention.
3. On the other hand, I have voted for reimbursement of costs and
expenses - assessed on an equitable basis - because they do not flow
directly from a breach of the Convention but follow from the Court's
judgment.
Such reimbursement does not represent satisfaction for damage but
relates to expenses necessarily incurred in securing a favourable
decision from the European Court of Human Rights.
SEPARATE OPINION OF JUDGE BERNHARDT
If the applicant had - or could plausibly claim - a (civil) right to
be readmitted to the Bar under Belgian law (which I have denied in the
joint dissenting opinion), I would have had little doubt that no
tribunal had determined that right and that Article 6 (art. 6)
of the Convention had been violated.
In my view, the Council of the Ordre cannot be described as a tribunal
in the sense of Article 6 § 1 (art. 6-1) of the Convention. At least
when taken together, the following points show that the Council
neither is designed to act as a tribunal nor in fact does so act.
(1) The Council has mainly administrative functions. There must be
convincing reasons - for instance clear statutory provisions - for
considering the same board for certain purposes as a tribunal.
(2) The Council is composed exclusively of practising lawyers and not
of professional or ordinary lay judges. The lawyers decide on the
capacity of (present or former) colleagues. Such a structure is
hardly compatible with the requirements of an impartial tribunal.
(3) The procedure of the Council is left entirely to be determined by
the Council itself. Can a tribunal, as required by the Convention, be
left without any procedural rules and safeguards?
(4) No publicity is prescribed for the hearings or for the final
decisions. Can a body acting exclusively in camera really be
described as a tribunal?
(5) The Council need not, and does not, give reasons for its
"judgment". Can a board, deciding at first and last instance, be
described as a tribunal if its decisions lack any legal reasoning?
At least in their aggregate, these deficiencies amount to cogent
reasons for not regarding the Council as a tribunal.
SEPARATE OPINION OF JUDGE GERSING
In a joint dissenting opinion I have, with other colleagues, found
Article 6 § 1 (art. 6-1) not to be applicable. Had I shared
the view of the majority as to the applicability of Article 6 § 1
(art. 6-1), I would have voted for a violation thereof, mainly for the
following reasons.
The Council of the Antwerp Ordre could not be considered to be an
impartial tribunal. Its sixteen members were all avocats, the
chairman being the leader of the Bar. Furthermore, the Council did
not have any internal rules of procedure or any provision conferring
on the applicant a right of challenge.
SEPARATE OPINION OF JUDGE DE MEYER
(Translation)
Like the majority of my colleagues, but for reasons different from
those given in the judgment, I consider that Article 6 § 1
(art. 6-1) of the Convention was applicable in the instant case and
that the applicant's right under that provision was violated.
I am further of the view, as regards the application of Article 50
(art. 50) of the Convention, that the applicant should only have been
awarded reimbursement of his costs and expenses.
I. As to the applicability of Article 6 § 1 (art. 6-1)
of the Convention
1. Like several earlier judgments, the Court's judgment in the
instant case gives undue prominence to the concept of "contestation"
(dispute).
I refer to the observations I made on this subject in my separate
opinion in the Pudas case and to those I made jointly with
Mr. Pettiti in my separate opinion in the Bodén case (1).
_______________
(1) Judgments of 27 October 1987, Series A no. 125, pp. 21
and 45.
_______________
I feel bound to reiterate them, the more so as the instant case is
concerned precisely with non-contentious proceedings (2).
_______________
(2) See on this point the observations of Mr. Matscher in his separate
opinion in the Albert and Le Compte case, judgment of
10 February 1983, Series A no. 58, pp. 26-27, § 2, and in
his contribution to the Festschrift für Kurt Wagner,
Vienna 1987, pp. 271-281.
_______________
Nothing in these proceedings disclosed the existence of a
contestation. They concerned merely, as the Court notes, "a matter
relating to the determination of a right" (3). That sufficed for the
applicant to be entitled to the protection of Article 6 § 1 (art. 6-1)
of the Convention.
_______________
(3) Paragraph 38 of the judgment.
_______________
2. The judgment repeats once again the assertion in the James
judgment (4) that Article 6 § 1 (art. 61) of the Convention applies
"only" in respect of "'rights and obligations' which can be said, at
least on arguable grounds, to be recognised under domestic law" (5).
_______________
(4) Judgment of 21 February 1986, Series A no. 98, p. 46, § 81.
(5) Paragraph 40, second sub-paragraph, of the judgment.
_______________
I regret this. For myself, I can only confirm what I said, with five
of my colleagues, about that assertion when it was repeated in the
cases of W, B, R and 0 v. the United Kingdom (6); what I said
subsequently when it was again repeated in the Pudas case; and what I
said with Mr. Pettiti when it was yet again repeated in the Bodén
case (7).
_______________
6) Judgments of 8 July 1987, Series A no. 120, p. 32, and no. 121,
pp. 39, 83 and 128.
(7) Pudas and Bodén judgments previously cited, loc. cit.
_______________
It was unnecessary to repeat the assertion again on this occasion,
since it is stated in the judgment that this excessive requirement was
satisfied in the instant case (8).
_______________
(8) Paragraph 43, first sub-paragraph, of the judgment.
_______________
It was, in my view, inappropriate to repeat pointlessly an assertion
on which there is not a sufficient consensus within the Court and
which is likely to seriously lessen the scope of the protection
afforded by the Convention.
3. In those circumstances, it matters little to me that what the
applicant "could maintain" was, in the words of the judgment,
"arguabl[e] ... in Belgian law" (9).
_______________
(9) Ibid.
_______________
In my opinion, the applicant was entitled purely and simply to have
his case heard by a tribunal affording him the safeguards laid down in
Article 6 § 1 (art. 6-1) of the Convention; it was for a tribunal of
this kind to determine whether the applicant's case could be
"arguably" maintained and whether it could so be maintained, not
narrowly "in Belgian law", but "in law" tout court.
4. I have no difficulty in holding, with the majority of my
colleagues, that the right to be determined in the instant case was a
"civil" one.
I am increasingly inclined to think that a "civil" character, within
the meaning of Article 6 § 1 (art. 6-1) of the Convention, is to be
ascribed to all rights and obligations which do not relate, more
specifically, to the "determination ... of [a] criminal charge".
In my opinion, it is therefore of little importance that the right at
issue displayed "features of public law" (10); even if it had not had
any other features, it ought nonetheless to have been covered by the
judicial protection guaranteed in the provision in question.
_______________
(10) Paragraph 46 of the judgment.
_______________
5. Such protection had, therefore, to be provided in the instant
case, as the applicant had raised "a matter relating to the
determination of a right" (11).
_______________
(11) Paragraph 38 of the judgment.
_______________
II. As to the violation of Article 6 § 1 (art. 6-1) of the Convention
1. The Council of the Ordre, which had to decide on H's
application for restoration to the roll, was, as the Court notes, an
independent (12) tribunal (13).
_______________
(12) Paragraph 51 of the judgment.
(13) Paragraph 50 of the judgment.
_______________
It was also, in my view, an impartial tribunal.
As the Court sees nothing in the evidence before it to give it any
reason to doubt the "personal impartiality" of the members of the
Council of the Ordre, it leaves open the question of the Council's
"structural impartiality" (14).
_______________
(14) Paragraph 52 of the judgment.
_______________
There is nothing in the evidence, either, to give any reason to doubt
the latter any more than the former (15).
_______________
(15) See, mutatis mutandis, the Albert and Le Compte judgment
previously cited, pp. 17-18, § 32.
_______________
The "structural" impartiality of a body such as a council of the Ordre
des avocats has to be presumed, just like the "personal" impartiality
of its members, until the contrary is proved. In particular, the fact
that it contained only members elected by their peers "cannot suffice
to bear out a charge of bias" (16).
_______________
(16) Le Compte, Van Leuven and De Meyere judgment of 23 June 1981,
Series A no. 43, p. 25, § 58. See also the Albert and Le Compte
judgment previously cited, loc. cit.
_______________
2. I consider the reasoning given in the judgment as regards the
fairness of the proceedings (17) to be unconvincing.
_______________
(17) Paragraph 53 of the judgment.
_______________
This is particularly so in that it is stated in the judgment that
there was no provision allowing the applicant a right of challenge
(18), that the Antwerp Bar did not have any internal rules of
procedure (19) and that the reasons given for the two impugned
decisions were not sufficient (20).
_______________
(18) Paragraph 53, fourth sub-paragraph, of the judgment.
(19) Ibid.
(20) Paragraph 53, sixth sub-paragraph, of the judgment.
_______________
3. Whether or not there was a "provision" allowing the applicant
a right of challenge, and whether or not there were any "internal
rules of procedure" (21), seem to me to be of very little importance
in the instant case.
_______________
(21) Paragraph 53, fourth sub-paragraph, of the judgment.
_______________
It may be asked what such "provision" or such "rules" should or could
have contained. It may be asked whether it was possible and desirable
to regulate everything in advance. It may also be asked in what way
the fact that general principles or traditional customary rules were
not formulated in writing in laws or in regulations could hinder the
applicability (Geltung) or application (Wirkung) of those principles
and rules (22).
_______________
(22) See on this point the Sunday Times case of 26 April 1979,
Series A no. 30, pp. 30-33, §§ 46-53.
_______________
What mattered was to ascertain whether, with or without any
"provision", with or without "internal rules of procedure", everything
was properly conducted.
In the instant case nothing warrants the assertion that the lack of
such provisions or rules could have prejudiced the applicant.
In particular, as regards the right of challenge, there is nothing to
show either that the applicant would have wanted to challenge one or
more of the members of the Council of the Ordre (23) or that, if he
had done so, he would have met with a refusal based on the lack of any
"provision" allowing him a right of challenge.
_______________
(23) See, mutatis mutandis, the Le Compte, Van Leuven and De Meyere
judgment previously cited, p. 25, § 58.
_______________
4. The judgment appears to recognise that giving "sufficient
reasons" was, in the instant case, one of the requirements that had to
be satisfied for the proceedings to be "fair" (24).
_______________
(24) Paragraph 53, sixth sub-paragraph, of the judgment.
_______________
Like Mr. Lagergren, Mr. Pettiti and Mr. Macdonald, I welcome this
and consider that all judicial decisions should give an adequate
indication of the reasons on which they are based (25).
_______________
(25) See their concurring opinion above.
_______________
But I take the view that the Court had "scarcely ... any information"
(26) enabling it to say or suggest that, as regards the lack of any
"exceptional circumstances" within the meaning of Article 471 of the
Judicial Code, the reasons given in the two impugned decisions were
insufficient (27); in this respect, the judgment itself seems to me
to be ill-supported by reasoning and, above all, to be ill-founded.
_______________
(26) Paragraph 42, second sub-paragraph, of the judgment.
(27) Paragraph 53, sixth sub-paragraph, of the judgment.
_______________
To be convinced of this, it is sufficient to look at the evidence*.
_______________
* Note by the Registrar. Appendices 3-12 to the Government's
memorial are not available to the public and will not be published
(order made by the President of the Court on 26 October 1987 pursuant
to Rule 55 of the Rules of Court).
_______________
The circumstances which might have justified restoration to the roll
were not mentioned in the letters in which the applicant applied for
readmission (28): both of those letters are terse in the extreme. In
the one of 3 December 1979 the applicant applies, in fifteen words,
for rehabilitation ("eerherstel") and restoration to the roll
("herinschrijving"). In the one of 9 February 1981 he does no more
than apply, in twelve words, for restoration to the roll.
_______________
(28) Cour (86) 100, addendum, documents 3 and 8.
_______________
The letter of 3 December 1979 was not accompanied by any supporting
documents. It was enlarged on orally at the sitting of the Council of
the Ordre on 18 February 1980 by Mr. De Clercq, who, according to the
minutes of the sitting, relied on the following:
(a) the major professional and family difficulties the applicant had
experienced over the previous fifteen years;
(b) the care the applicant had taken to avoid any misunderstanding or
confusion as to the capacity in which he managed his clients' legal
and tax affairs;
(c) the fact that the 1963 decision had not been followed up with any
criminal proceedings and that the prosecutions brought against the
applicant later had ended in acquittals;
(d) the courage and idealism the applicant had shown in continuing,
so far as was still open to him, to make use of his legal skills and
to keep them up through study (29).
_______________
(29) Cour (86) 100, addendum, document 7.
_______________
In its decision given the same day, the Council of the Ordre briefly
noted that these explanations did not disclose the existence of any
exceptional circumstances such as would persuade the Council that it
was appropriate to order restoration to the roll and thus cancel the
effects of the disbarment ordered in 1963 (30).
_______________
(30) Ibid.
_______________
Was there much more to be said in reply to the arguments put forward
by Mr. De Clercq (31)? Was it necessary to invent pointless
sentences merely in order to say (according as the reply was
affirmative or negative) that the arguments had or had not persuaded
the Council that there were "exceptional circumstances"? How, in the
instant case should it have been "explain[ed] why the circumstances
relied on by the applicant were not to be regarded as exceptional"
(32)?
_______________
(31) In the minutes of the sitting on 18 February 1980 these
arguments are reproduced immediately before the text of
the Council's decision.
(32) Paragraph 53, sixth sub-paragraph, of the judgment.
_______________
The letter of 9 February 1981 was accompanied by a memorandum
of 3 February 1981 written at the applicant's request by a retired
procureur général, B. This memorandum consisted mainly of a criticism
of the procedure followed in 1963; it also contained a few
reflections on the consequences the disbarment had had for the
applicant and on the difficulties he had encountered since he had been
struck off (33).
_______________
(33) Cour (86) 100, addendum, document 9. The memorandum begins by
reproducing a letter the applicant sent to B on 9 December 1980, in
which he refers among other things to the "pitiful suffering"
("erbarmelijke lijdensweg") and the worrying situation ("de
toestand ... is ... angstwekkend") which he claims the disbarment
has entailed for him.
_______________
At the sitting of the Council of the Ordre on 21 April 1981,
Mr. De Clercq concentrated on setting out the arguments relating to
the 1963 proceedings, and he stated in particular that B's memorandum
disclosed "wholly exceptional circumstances which were not known at
the time of the first application for restoration to the roll". As
for the rest, he pointed out that from 1963 to 1980 the applicant had
run his legal and tax consultancy in a manner beyond reproach;
reminded the Council of the "major family worries" that the applicant
had had to face during the same period; and affirmed the need to put
an end to a "disastrous situation", which was, he said, out of all
proportion to the offences which had led to disbarment (34).
_______________
(34) Cour (86) 100, addendum, document 10.
_______________
At the same sitting the applicant filed a memorandum which did not
contain any fresh evidence but merely explained why it was B who had
been consulted and why it was legitimate to consult him (35).
_______________
(35) Ibid., document 11.
_______________
The decision of the Council of the Ordre on 11 May 1981 replied at
some length to the criticisms concerning the propriety of the
disbarment procedure. The Council noted that, as to the rest, the
memorandum by B merely repeated the arguments already put forward on
18 February 1980 and that it had not been shown any more convincingly
than on that occasion that there were "exceptional circumstances"
which might justify restoring the applicant to the roll. It pointed
out that disbarment was ordered only where an avocat was deemed
unworthy of ever practising his profession again, and that this
explained why only "exceptional" circumstances could justify
restoration to the roll. The Council added that the seriousness of
disbarment and its consequences could not in itself be used as an
argument justifying restoration to the roll after some time had
elapsed (36).
_______________
(36) Ibid., document 12.
_______________
Once again, it has to be asked whether it was necessary to say much
more on this score (37).
_______________
(37) "While a statement of reasons is thus necessary to the validity
of a judgment of the Tribunal, the question remains as to what form
and degree of reasoning will satisfy this requirement. The applicant
appears to assume that, for a judgment to be adequately reasoned,
every particular plea has to be discussed and reasons given for
upholding or rejecting each one. But neither practice nor principle
warrants so rigorous an interpretation of the rule, which appears
generally to be understood as simply requiring that a judgment shall
be supported by a stated process of reasoning. This statement must
indicate in a general way the reasoning upon which the judgment is
based; but it need not enter meticulously into every claim and
contention on either side. While a judicial organ is obliged to pass
upon all the formal submissions made by a party, it is not obliged,
in framing its judgment, to develop its reasoning in the form of a
detailed examination of each of the various heads of claim submitted.
Nor are there any obligatory forms or techniques for drawing up
judgments: a tribunal may employ direct or indirect reasoning, and
state specific or merely implied conclusions, provided that the
reasons on which the judgment is based are apparent. The question
whether a judgment is so deficient in reasoning as to amount to a
denial of the right to a fair hearing and a failure of justice, is
therefore one which necessarily has to be appreciated in the light
both of the particular case and of the judgment as a whole."
(Advisory Opinion of the International Court of Justice of
12 July 1973 on the Application for Review of Judgment No. 158 of the
United Nations Administrative Tribunal, § 95, I.C.J. Reports, 1973,
pp. 210-211)
_______________
In my view, it must not be forgotten that it is for the disbarred
avocat to show that there are exceptional circumstances which, in his
submission, justify restoring him to the roll.
5. The fact remains, therefore, as regards the fairness of the
proceedings, that, as is recorded in the judgment, "it was very
difficult for the applicant to adduce appropriate evidence of the
'exceptional circumstances' which might, in law, have brought about
his restoration to the roll" and "to argue his case with the requisite
effectiveness" and that he was hampered in particular by the fact that
"neither the applicable provisions nor the previous decisions of the
councils of the Ordre gave any indication of what could amount to
'exceptional circumstances'" (38).
_______________
(38) Paragraph 53, third sub-paragraph, of the judgment.
_______________
All this may entail "some risk of being dealt with arbitrarily" (39).
But that is not enough to warrant saying that the procedure followed
in the instant case was unfair.
_______________
(39) Paragraph 53, fourth sub-paragraph, of the judgment.
_______________
Statutes and regulations often refer to concepts as vague or almost as
vague as, or even vaguer than, the concept of the "exceptional
circumstances" mentioned in Article 471 of the Belgian Judicial Code.
The European Convention on Human Rights itself contains quite a large
number of references of this kind. This is especially true of
Article 6 § 1 (art. 6-1), the very provision at issue in the instant
case, in that it requires that cases should be given a "fair" - yes,
"fair" - hearing within a "reasonable" time, and also refers to "the
interest of morals, public order or national security in a democratic
society", to "the interests of juveniles", to "the private life of the
parties", to "the interests of justice", to "special circumstances"
and to what is "strictly necessary"; these are moreover not the only
terms in this provision which may cause problems, as we know.
Such words do not necessarily have the effect of invalidating the
proceedings of courts which have to interpret and apply the concepts
to which the words refer.
Nor does such an effect follow from the fact that there is not - or
not yet - any, or enough, case-law on concepts of this kind.
6. I consider nonetheless that the applicant did not receive a
fair hearing.
In my opinion, he did not receive one, not because the proceedings
before the Council of the Ordre were defective in themselves, but
quite simply because he did not have any remedy against the refusal of
his applications for readmission.
"In view of the seriousness of what is at stake when a disbarred
avocat seeks restoration to the roll ... and the imprecise nature of
the statutory concept of 'exceptional circumstances'" (40), the
proceedings were, in the absence of such a remedy, too summary to
satisfy the requirements of a fair hearing.
_______________
(40) Paragraph 53, fifth sub-paragraph, of the judgment.
_______________
The exercise of such a discretion by the Council of the Ordre in such
a matter should have been reviewable by a higher tribunal.
Some avenue of appeal enabling such a review to be made should
accordingly have been open to the applicant.
But whereas such an appeal lies in disciplinary matters (41), Belgian
legislation makes no provision for one in respect of a refusal to
restore to the roll.
_______________
(41) See paragraph 29 of the judgment.
_______________
It is that, and only that, which leads me to the conclusion that the
applicant did not receive a fair hearing and that there was therefore,
in this respect, a violation of his fundamental rights.
7. It remains the case that H's applications were not dealt with
in public proceedings (42).
_______________
(42) Paragraph 54 of the judgment.
_______________
But the applicant does not appear to have wanted, and did not seek,
public proceedings (43). Only before the Commission and the Court did
he raise this issue, without making any detailed submission on the
subject, while indicating a wish that his identity should not be
divulged (44).
_______________
(43) See, mutatis mutandis, the Le Compte, Van Leuven and De Meyere
judgment previously cited, pp. 25-26, § 59.
(44) Paragraph 1 of the judgment.
_______________
Having regard to the applicant's desire for anonymity, to the fact
that he did not raise the issue before the Council of the Ordre and to
the very nature of the decision that the Council was being asked to
take, it seems to me that it should be accepted that the applicant
tacitly waived his entitlement to public proceedings and that it was
with his agreement that the proceedings took place in private (45).
_______________
(45) See the Le Compte, Van Leuven and De Meyere judgment previously
cited, loc. cit., and the Albert and Le Compte judgment previously
cited, p. 19, § 35.
_______________
In this respect the applicant's fundamental rights do not therefore
seem to me to have been violated.
III. As to the application of Article 50 (art. 50) of the Convention
1. I approve what the Court has said about pecuniary damage (46)
and about reimbursement of costs and expenses (47).
_______________
(46) Paragraph 59 of the judgment.
(47) Paragraph 62 of the judgment.
_______________
2. As regards non-pecuniary damage (48), I consider that the
judgment in itself constituted sufficient just satisfaction.
_______________
(48) Paragraph 61 of the judgment.
_______________
In this respect there was no cause to take a different decision in the
instant case from the decisions taken in fairly similar circumstances
in the Le Compte, Van Leuven and De Meyere case (49) and the Albert
and Le Compte case (50).
_______________
(49) Judgment of 18 October 1982, Series A no. 54, p. 8, § 16.
(50) Judgment of 24 October 1983, Series A no. 68, p. 6, § 8.
_______________
I therefore think that the award of compensation for non-pecuniary
damage was not justified in the instant case.