COURT (PLENARY)
CASE OF W. v. THE UNITED KINGDOM
(Application no. 9749/82)
JUDGMENT
STRASBOURG
8 July 1987
In the case of W v. the United Kingdom*,
The European Court of Human Rights, taking its decision in plenary session in pursuance of Rule 50 of the Rules of Court and composed of the following judges:
Mr. R. Ryssdal, President,
Mr. J. Cremona,
Mr. Thór Vilhjálmsson,
Mr. G. Lagergren,
Mr. F. Gölcüklü,
Mr. F. Matscher,
Mr. J. Pinheiro Farinha,
Mr. L.-E. Pettiti,
Mr. B. Walsh,
Sir Vincent Evans,
Mr. R. Macdonald,
Mr. C. Russo,
Mr. R. Bernhardt,
Mr. J. Gersing,
Mr. A. Spielmann,
Mr. J. De Meyer,
Mr. N. Valticos,
and also of Mr. M.-A. Eissen, Registrar, and Mr. H. Petzold, Deputy Registrar,
Having deliberated in private on 29 November and 1 December 1986, and 28-29 January and 25 May 1987,
Delivers the following judgment, which was adopted on the last-mentioned date:
PROCEDURE
The Chamber of seven judges to be constituted included, as ex officio members, Sir Vincent Evans, the elected judge of British nationality (Article 43 of the Convention) (art. 43), and Mr. R. Ryssdal, the President of the Court (Rule 21 § 3 (b)). On 19 March 1986, the President drew by lot, in the presence of the Registrar, the names of the five other members, namely Mrs. D. Bindschedler-Robert, Mr. G. Lagergren, Mr. C. Russo, Mr. J. Gersing and Mr. J. De Meyer (Article 43 in fine of the Convention and Rule 21 § 4) (art. 43).
- on 16 June 1986, memorandum of the applicant setting out his claim under Article 50 (art. 50) of the Convention;
- on 25 July 1986, memorial of the applicant;
- on 13 August 1986, memorial of the Government.
By letter of 21 October 1986, the Secretary to the Commission informed the Registrar that the Delegate would present his observations at the hearings.
(a) the Chamber decided under Rule 50 to relinquish jurisdiction forthwith in favour of the plenary Court;
(b) the President of the Court directed that the oral proceedings in this case and in the cases of O, H, B and R v. the United Kingdom be conducted simultaneously and that the same should open on 25 November 1986 (Rules 37 § 3 and 38);
(c) the Court decided that, in view of the exceptional circumstances, the hearings should be held in camera (Rule 18).
As regards points (b) and (c), the Court or its President, as the case may be, had previously consulted, through the Registrar, the Agent of the Government, the Delegate of the Commission and the representatives of the applicants.
There appeared before the Court:
- for the Government
Mr. M. Wood, Legal Counsellor,
Foreign and Commonwealth Office, Agent,
The Hon. Michael Beloff, Q.C.,
Mr. E. Holman, Barrister-at-Law, Counsel,
Mr. R. Aitken, Department of Health and Social Security,
Mrs. A. Whittle, Department of Health and Social Security,
Mr. H. Redgwell, Lord Chancellor’s Department,
Mr. P. Evans, Solicitor’s Office,
Gloucestershire County Council, Advisers;
- for the Commission
Mr. H. Danelius, Delegate;
- for the applicant
Mr. L. Blom-Cooper, Q.C.,
Mr. S. Bellamy, Barrister-at-Law, Counsel,
Mr. N. Robertson Smith, Solicitor.
The Court heard addresses by Mr. Beloff for the Government, by Mr. Danelius for the Commission and by Mr. Blom-Cooper for the applicant, as well as replies to questions put by the Court and three of its members.
The Government and the applicant filed various documents during or immediately after the hearings.
AS TO THE FACTS
I. PARTICULAR CIRCUMSTANCES OF THE CASE
A. Background
B. Parental rights resolutions in respect of S
A social worker saw the applicant’s wife in hospital on 22 January and reported that she seemed worried at the prospect of the children’s return home. The social worker warned her that, as regards S, the alternative would be his placement in long-term care. On 31 January, the social worker saw the applicant in connection with his matrimonial difficulties and the future of the two older children, but the prospect of S not being returned to his natural parents was not discussed.
C. Placement of S for adoption and termination of parents’ access
In any event, on 20 and 26 March respectively, the applicant and his wife were informed of the decision orally by the social workers responsible. According to the Local Ombudsman’s report, the social worker dealing with the case was not sure that even then either parent clearly understood what was being said about S’s future, their concern at the time being "totally focused" on the two older children.
The Authority informed the Local Ombudsman in the course of his enquiries that, in its view, this minute reflected the intention that the applicant and his wife should not know where S was placed. In any event, it clearly records a decision that access should be restricted, both as to location and frequency, but not terminated.
D. Discharge of parental rights resolutions; wardship proceedings
There followed a period of uncertainty as to which of these proceedings the Authority would pursue. On 5 February 1981 (the last possible day to prevent the wardship from lapsing; see paragraph 44 below), the Authority took out a notice for an appointment, to be held on 3 March, for hearing the summons initiating the wardship. On that day, when the Authority applied to the High Court for directions, the applicant’s solicitor challenged the propriety of the wardship proceedings as a duplication of the jurisdiction and this question was referred as a preliminary issue to be heard before a High Court judge. On 25 March, the judge permitted the Authority, which undertook to withdraw its appeal before the Divisional Court, to continue with the wardship proceedings; he directed that the case be heard as soon as possible and ordered that it be set down in the first week of June, no earlier date being available having regard to the expected length of the hearing.
"I can only say that it is extremely unfortunate that these [wardship] proceedings were not heard within a matter of a week or so after the [juvenile court’s] decision. I see no reason why they could not have been ... However, the hearing did not take place and the parents and the Court are now faced with the fact that a further four months have gone by in which S has become even closer to his foster parents."
"... I am not happy about the use of section 2 [of the Children Act 1948] powers to change the status of the child and to cut the parents out of his life, and I am unhappy about a decision arrived at by the local authority without the parents being heard or having the opportunity to make their own representations to the decision-making body ..."
The judge also commented on the "massive help" received by the parents from the social services.
E. Local Ombudsman
In his report of 28 February 1983, the Local Ombudsman upheld the applicant’s allegation of maladministration in the way in which the Authority had taken its decisions concerning S, stating in particular that he criticised "the failure to put the parents properly in the picture before firm decisions were taken".
F. Subsequent developments
II. RELEVANT DOMESTIC LAW AND PRACTICE
A. Child care
1. Introduction
Although the terms are not wholly accurate, the legislation is commonly divided into two categories: the first provides for "compulsory care", by establishing machinery whereby a local authority can obtain a court order committing a child to its care; the second concerns "voluntary care", the machinery here being originally designed to meet an emergency situation without the need of recourse to the courts. At any given time, there are approximately 86,000 children in public care in England and Wales, of whom 70,000 are not living with their parents or a relative.
The statutory provisions have been amended on several occasions and many of them were repealed and replaced by the Child Care Act 1980 ("the 1980 Act"), a consolidating measure the greater part of which came into force on 1 April 1981. In the following summary of the law in force at the time of the present case, the original enactments are cited first and any corresponding provision of the 1980 Act in force at the relevant time is indicated in square brackets.
By way of general background information, the summary covers all three of the procedures referred to above (namely those relating to compulsory care, voluntary care and wardship), but in the present case it was the machinery for voluntary care and the wardship jurisdiction of the High Court which were directly relevant.
2. Compulsory care
(a) Place of safety order
A "place of safety order" so granted lasts for a maximum of 28 days and cannot be extended. The person detaining the child must as soon as possible take such steps as are practicable for informing his parent of the detention and the reason for it.
If the local authority wishes to retain the child in protective surroundings after the 28-day period, it has either to make the child a ward of court (see paragraphs 42-44 below), or to institute care proceedings under section 1 of the 1969 Act (see paragraphs 27-29 below), or to apply to a justice or a magistrates’ court for an interim order under section 28(6) (see paragraph 32 below); if an application of the last kind is refused, the child’s immediate release "may be ordered".
(b) Longer-term measures
(i) Care proceedings
A natural parent who is not acting on behalf of the child is entitled to be notified of and to attend the hearing and to give and call evidence challenging the allegations made by the local authority. As a matter of practice, the court will also allow such parent to cross-examine witnesses on behalf of the local authority and to have separate legal representation.
(ii) Relevant orders
(c) Termination, variation or discharge of full care orders
In addition, under sections 21(2) and 70(2), the juvenile court may, on application by the child or his parent on the child’s (but not his own) behalf and if it considers it appropriate, discharge the care order and may, on discharging it, make a supervision order in respect of the child. Such applications may be made every three months or, with the juvenile court’s permission, more frequently (section 21(3)). The paramount consideration in deciding whether to discharge the order is the interests of the child.
(d) Appeals concerning care orders
The local authority has no general right to appeal against a juvenile court’s refusal to make a care order, except on a point of law to the High Court.
3. Voluntary care
(a) Reception of a child into care
Moreover, if a parent requests the return of the child, the authority is not compelled to comply regardless of his welfare (Lewisham London Borough Council v. Lewisham Juvenile Court Justices [1979] 2 All England Law Reports 297). If it then considers the transfer of care to the parent to be inconsistent with that welfare, it may either pass a parental rights resolution (see paragraph 38 below) or apply to make the child a ward of court (see paragraphs 42-44 below).
(b) Parental rights resolution
Before passing a parental rights resolution, the local authority must consider a report from its Social Services Department on the desirability of assuming parental rights, which report should contain all the material necessary for the proper exercise of the authority’s discretion. In deciding the matter, the authority is to regard the interests of the child as of paramount importance and the views of the parents on the proposal are to be taken into account.
(c) Objections to parental rights resolutions
(d) Termination or discharge of parental rights resolutions
The parent concerned, even if he did not originally object to the parental rights resolution, may apply to a juvenile court for its discharge. The court may grant the application if it is satisfied that there were no grounds for the making of the resolution or that it should be terminated in the child’s interests (section 4(3)(b) [5(4)(b)]). An application based on the original foundation for the resolution can, however, be entertained only if lodged within six months of its adoption (section 127 of the Magistrates’ Court Act 1980).
(e) Appeals concerning parental rights resolutions
4. Wardship
Where there are exceptional circumstances making it impracticable or undesirable for the ward to be, or continue to be, under the care of his parents, the court may make an order committing him to the care of the local authority (Family Law Reform Act 1969, section 7(2)), subject to the power of the court to give directions (Matrimonial Causes Act 1973, section 43(5)(a)). In such circumstances, custody of the child remains with the court and it is for the court, and not the local authority, to take major decisions regarding the ward’s future; it retains, inter alia, jurisdiction to make orders for access to the child.
A judge will hear contested wardship proceedings and also applications - which can be made at any time by any party - for the variation or discharge of an existing wardship order or for directions on such matters as access to or the education of the child. From the judge’s order, an appeal lies to the Court of Appeal and thence, with leave, to the House of Lords.
The child may be represented in wardship proceedings by a guardian ad litem appointed by the court; this is usually the Official Solicitor, who is a full-time public employee entirely independent of the executive.
Under the Rules of the Supreme Court, it is possible to seek an order expediting the proceedings, notably if a party thereto is dilatory.
5. Decisions of a local authority relating to a child in its care and judicial review thereof
Authorities’ decisions in this area are, in fact, often based on the outcome of case reviews or case conferences. The authority is under a statutory duty to review the case of each child in its care at six-monthly intervals (section 27(4) of the 1969 Act) and, as a matter of practice, the child’s position will in addition be regularly examined at case conferences. Reviews and conferences will be attended notably by the social workers responsible and senior officials of the authority’s Social Services Department, as well as by such other persons as health visitors, doctors and police officers.
In the absence of legal proceedings, the parent cannot compel the local authority to produce or permit inspection of the minutes of its relevant meetings or reports produced thereat, although the authority has a discretion to allow such inspection. In proceedings for judicial review (but not in juvenile court proceedings), the court may order the pre-trial disclosure of such documents, but only after leave to institute the proceedings has been obtained (see paragraph 48 below); however, this would be a rare occurrence, the general rule being that the documents are privileged and not open to inspection.
Both the 1948 [1980] Act and the 1969 Act reflect the general idea that continuation of parental access to children in public care is in many cases normal and desirable: the former allows the local authority to contribute to the costs of parental visits and the latter makes special provision for certain cases where the parents have not visited the child during a certain period of time.
A decision of a local authority concerning access can, however, be challenged by way of an application for judicial review. Anyone who wishes to make such an application must first seek, normally within three months of the decision, the leave of the court. The circumstances where judicial review will lie may be briefly summarised as follows:
(a) the authority acted illegally, ultra vires or in bad faith;
(b) the authority failed to take into account relevant considerations, took account of irrelevant considerations or came to a decision to which no reasonable authority could have come (Associated Provincial Picture Houses, Ltd. v. Wednesbury Corporation [1948] 1 King’s Bench Reports 223);
(c) the authority failed to observe statutory procedural rules or to act fairly (see notably R v. The Bedfordshire County Council, ex parte C and R v. The Hertfordshire County Council, ex parte B, Times Law Reports, 19 August 1986).
The remedy of judicial review is concerned with reviewing not the merits of the decision in question but rather the decision-making process itself, and the court will not act as a "court of appeal" from the body involved. Thus, where on a successful application for judicial review the court quashes an authority’s decision, it will normally remit the matter to the authority for reconsideration; it may, however, also direct the authority to reach a conclusion in accordance with the court’s findings (Rules of the Supreme Court, Order 53, rule 9(4)).
The foregoing limits on the High Court’s powers apply only where the wardship proceedings concern a child who is already in public care. If he is not, the High Court can examine fully such questions as access and make such order as it considers to be in his best interests.
6. Subsequent developments
Under the new provisions - which came into force on 30 January 1984, that is after the events giving rise to the present case -, a local authority may not refuse to make arrangements for access to a child in care and may not terminate such arrangements unless it has first given notice to the parent. The latter then has a right to apply to a juvenile court for an access order, requiring the local authority to allow access subject to such conditions as the court may specify. Where an access order has been made, there is a right to apply for variation. An appeal against the juvenile court’s decision lies to the High Court. Any court dealing with the matter must regard the welfare of the child as the first and paramount consideration.
This new remedy applies only to decisions refusing or terminating access; in all other cases, the nature and extent of access remain within the local authority’s discretion.
B. Adoption
PROCEEDINGS BEFORE THE COMMISSION
55. On 17 November 1983, the Commission declared the application admissible.
In its report adopted on 15 October 1985 (Article 31) (art. 31), the Commission expressed the opinion that:
- there had been a violation of Article 6 § 1 (art. 6-1) during the time when the parental rights resolution affecting the applicant was in force in that he was denied access to court for the determination of his civil right of access to S (eleven votes to two, with one abstention);
- no separate issue arose under Article 6 § 1 (art. 6-1) in regard to the length of the wardship proceedings (thirteen votes to one);
- there had been violation of Article 8 (art. 8) in that the procedures which were applied in reaching the decisions to restrict and then terminate the applicant’s access to S did not respect his family life (thirteen votes to one);
- no separate issue arose under Article 13 (art. 13) (eight votes to six).
The full text of the Commission’s opinion and of the partly dissenting opinions contained in the report is reproduced as an annex to the present judgment.
FINAL SUBMISSIONS MADE TO THE COURT BY THE GOVERNMENT
"- first, that there has been no violation of Article 8 (art. 8) of the Convention in the case of any of the applicants;
- second, that there has been no violation of Article 6 § 1 (art. 6-1) of the Convention in the case of any of the applicants;
- third, that in the case of the applicants [O, W, B and R] no separate issue arises under Article 13 (art. 13), but that if it does there has been no breach of Article 13 (art. 13) either".
AS TO THE LAW
I. SCOPE OF THE ISSUES BEFORE THE COURT
Since the Commission’s admissibility decision delimits the compass of the case brought before the Court (see, as the most recent authority, the Johnston and Others judgment of 18 December 1986, Series A no. 112, p. 23, § 48), the latter is not in the circumstances competent to examine or comment on the justification for such matters as the taking into public care or the adoption of the child or the restriction or termination of the applicant’s access to him.
II. ALLEGED VIOLATION OF ARTICLE 8 (art. 8)
"1. Everyone has the right to respect for his private and family life, his home and his correspondence.
2. There shall be no interference by a public authority with the exercise of this right except such as is in accordance with the law and is necessary in a democratic society in the interests of national security, public safety or the economic well-being of the country, for the prevention of disorder or crime, for the protection of health or morals, or for the protection of the rights and freedoms of others."
The violation was claimed to have arisen by reason of the procedures followed by the Authority in reaching its decisions to restrict and terminate the applicant’s access to S, of the absence of remedies against those decisions and of the length of certain related judicial proceedings.
These allegations were contested by the Government, but the Commission concluded that there had been a violation.
A. General principles
60. According to the Court’s established case-law:
(a) an interference with the right to respect for family life entails a violation of Article 8 (art. 8) unless it was "in accordance with the law", had an aim or aims that is or are legitimate under Article 8 § 2 (art. 8-2) and was "necessary in a democratic society" for the aforesaid aim or aims (see notably, mutatis mutandis, the Gillow judgment of 24 November 1986, Series A no. 109, p. 20, § 48);
(b) the notion of necessity implies that the interference corresponds to a pressing social need and, in particular, that it is proportionate to the legitimate aim pursued (see, inter alia, the Leander judgment of 26 March 1987, Series A no. 116, p. 25, § 58);
(c) although the essential object of Article 8 (art. 8) is to protect the individual against arbitrary interference by the public authorities, there may in addition be positive obligations inherent in an effective "respect" for family life (see, amongst other authorities, the above-mentioned Johnston and Others judgment, Series A no. 112, p. 25, § 55);
(d) in determining whether an interference is "necessary in a democratic society" or whether there has been breach of a positive obligation, the Court will take into account that a margin of appreciation is left to the Contracting States (see, for example, the above-mentioned Leander judgment, p. 25, § 59, and the above-mentioned Johnston and Others judgment, loc. cit.).
Debate centred on the question whether the procedures followed had respected the applicant’s family life or constituted an interference with the exercise of the right to respect for family life which could not be justified as "necessary in a democratic society". The applicant and the Commission took the view that the procedures applicable to the determination of issues relating to family life had to be such as to show respect for family life; in particular, according to the Commission, parents normally had a right to be heard and to be fully informed in this connection, although restrictions on these rights could, in certain circumstances, find justification under Article 8 § 2 (art. 8-2). The Government, as their principal plea, did not accept that such procedural matters were relevant to Article 8 (art. 8) or that the right to know or to be heard were elements in the protection afforded thereby.
On the other hand, predominant in any consideration of this aspect of the present case must be the fact that the decisions may well prove to be irreversible: thus, where a child has been taken away from his parents and placed with alternative carers, he may in the course of time establish with them new bonds which it might not be in his interests to disturb or interrupt by reversing a previous decision to restrict or terminate parental access to him. This is accordingly a domain in which there is an even greater call than usual for protection against arbitrary interferences.
It is true that Article 8 (art. 8) contains no explicit procedural requirements, but this is not conclusive of the matter. The local authority’s decision-making process clearly cannot be devoid of influence on the substance of the decision, notably by ensuring that it is based on the relevant considerations and is not one-sided and, hence, neither is nor appears to be arbitrary. Accordingly, the Court is entitled to have regard to that process to determine whether it has been conducted in a manner that, in all the circumstances, is fair and affords due respect to the interests protected by Article 8 (art. 8). Moreover, the Court observes that the English courts can examine, on an application for judicial review of a decision of a local authority, the question whether it has acted fairly in the exercise of a legal power (see paragraph 48 above).
In the Court’s view, what therefore has to be determined is whether, having regard to the particular circumstances of the case and notably the serious nature of the decisions to be taken, the parents have been involved in the decision-making process, seen as a whole, to a degree sufficient to provide them with the requisite protection of their interests. If they have not, there will have been a failure to respect their family life and the interference resulting from the decision will not be capable of being regarded as "necessary" within the meaning of Article 8 (art. 8).
B. Application in the instant case of the foregoing principles
(a) For most of the period between March and August 1979 S was, on his parents’ own initiative, in the voluntary care of the Authority and placed with short-term foster parents.
(b) On 16 August 1979, the Authority assumed parental rights in respect of S, but in September it reached agreement with the natural parents with a view to returning S to them in February 1980 if they overcame their domestic difficulties.
(c) In January or February 1980, the Authority came to the conclusion that its original plan to return S to his natural parents was unworkable because of deterioration in the family circumstances and decided that he should be placed with long-term foster parents with a view to adoption. This decision was approved by the Authority’s Adoption and Foster Care Committee on 31 March 1980.
(d) Until April 1980 the applicant and his wife had access to S, but the Authority then decided that such access be terminated. The child was placed for adoption in the following month.
(e) After May 1980, the applicant’s wife recovered to such an extent as to permit their two older children - in respect of whom the Authority had assumed parental rights in February 1980 - to be returned home on 1 August 1980, where they have remained ever since.
(f) Applications, made by the applicant and his wife in November 1980, for the discharge of the Authority’s parental rights resolutions in respect of S were granted by the juvenile court in January 1981. However, wardship proceedings instituted by the Authority immediately thereafter led to a High Court decision on 22 June 1981, confirmed by the Court of Appeal on 6 October 1981, that in S’s best interests and in view of the time that had elapsed he should remain with the foster parents with whom he had been placed in May 1980 and that the applicant and his wife should not have access to him.
(g) The child was adopted by the long-term foster parents in October 1984, the High Court having decided to dispense with the applicant’s consent.
(a) The Government did not deny that the applicant and his wife were not informed or consulted in advance about the proposal to adopt the parental rights resolutions of 16 August 1979 (see paragraph 10 above). Yet, since S had previously been in voluntary care, those resolutions altered the whole basis of the legal relationship between him, his parents and the Authority. However, the applicant did not object to the resolution affecting him, seemingly because, albeit after the event, he reached an agreement with the Authority that S would be returned home within a few months (ibid.).
(b) There is no evidence that the applicant and his wife were duly informed or consulted in advance concerning the decision to place S with long-term foster parents with a view to adoption or its subsequent approval by the Authority’s Adoption and Foster Care Committee; furthermore, although the initial decision was taken in January or February 1980, they were not advised of it until the end of March 1980, and even then its full implications may not have been brought home to them (see paragraphs 14 and 15 above). On the other hand, there may well have been some discussion between them and the social workers about the possibility of placement with long-term foster parents, since on 31 March 1980 the social workers told the above-mentioned Committee that the parents disagreed with it (see paragraph 15 above); to this extent, therefore, their views were before the Authority, at least at that point of time. The applicant’s wife had also been warned as early as 22 January 1980 of the possibility that S might be placed in long-term care; however, the warning apparently did not refer to the prospect of adoption, was given when S’s return home was still envisaged and was not repeated at subsequent meetings between the parents and the social workers on 31 January and 14 February 1980 (see paragraphs 12 and 14 above).
(c) Finally, the Government did not deny that the applicant and his wife were not in any way consulted in advance regarding the decision of April 1980 to terminate their access to S (see paragraph 16 above). Nor apparently were they advised of that decision until the following month. This absence of involvement is all the more striking because the decision does not appear reconcilable with the Adoption and Foster Care Committee’s view that access should be restricted but not terminated (see paragraph 15 above).
It is true that at the relevant time the condition of the applicant’s wife still gave cause for concern. However, the Court discerns no reason - and none has been advanced by the Government - for not involving the applicant himself more closely. Indeed, "the failure to put the parents properly in the picture before firm decisions were taken" by the Authority was the main foundation for the Local Ombudsman’s finding of maladministration (see paragraph 22 above).
In view of this conclusion, the Court does not find it necessary to examine in this context the question of the remedies available to the applicant.
III. ALLEGED VIOLATION OF ARTICLE 6 § 1 (art. 6-1)
"In the determination of his civil rights and obligations ..., everyone is entitled to a ... hearing within a reasonable time by [a] ... tribunal ..."
This violation was claimed to have arisen on two grounds:
(a) the applicant had been unable, during the currency of the parental rights resolution affecting him, to have the question of his access to his child S determined in proceedings that complied with this Article (art. 6-1); and
(b) the subsequent wardship proceedings in respect of S (see paragraphs 19-21 above) had not been concluded within a "reasonable time".
The Government contested these submissions; the Commission accepted the first but did not find it necessary to examine the second.
A. Applicability of Article 6 § 1 (art. 6-1)
(a) The concept of a "civil right" within the meaning of Article 6 § 1 (art. 6-1) was admittedly an autonomous one. However, that Article (art. 6-1) had no application unless the matter at issue constituted a legal right in the context of domestic law, to which it was therefore necessary to have regard.
(b) The notion of parental "rights" over children was outmoded; furthermore, according to dicta of English judges, the so-called "right" of access by a parent to his child was preferably described as a right in the child.
(c) In any event, the said right was a "rhetorical" and not a legal one.
(d) Even if there were such a parental right at the outset, it ceased to have a separate existence on the making of a care order or the passing of a parental rights resolution: the effect of these measures was to transfer to the local authority, subject to limited exceptions, all the rights, powers and duties of the parent with respect to the child. The mere possibility or expectation that the authority might, in its discretion, subsequently allow the parent to have access to the child did not constitute a "right".
The Court is not, however, persuaded by the Government’s argument that no "right" of the aforementioned kind was at issue in the present case.
It is true that, in the case of a parental rights resolution, the rights which vest in the authority are specifically stated to include "a right of access" (see paragraph 38 above), but neither for that measure nor for a care order does the legislation stipulate in terms that there shall thenceforth be no contact between parent and child. The position in English law is that the taking of a child into public care by one of these means does not automatically deprive the parent of access to him; its effect is that the continuation of access becomes a matter within the discretionary power of the local authority (see paragraph 47 above).
As the Government accepted, the statutes clearly recognise the continuation of parental access as generally desirable (see paragraph 47 above). Moreover, the Code of Practice on Access to Children in Care issued in December 1983 (see paragraph 51 above) expressly acknowledges that for most children there will be no doubt that their interests will best be served by efforts to sustain links with their natural families. It would be inconsistent with this aim if the making of a care order or the adoption of a parental rights resolution were automatically to divest a natural parent of all further rights and duties in regard to access.
The effect of these measures is not to extinguish all rights and responsibilities of the natural parent in respect of the child. Thus, for example, subject to the power of the court - and not the local authority - to dispense with his consent, he retains the right to agree or refuse to agree to the child’s adoption (see paragraphs 31, 38 and 52 above). Again, and even more importantly for the present purposes, he enjoys a continuing right to apply to the courts for the discharge of the order or resolution on the ground that such a course is in the child’s interests (see paragraphs 33 and 40 above). The issue for determination in such proceedings is the restoration of parental rights in regard to custody and control of the child. It would appear to the Court that the determination of a parental right is equally in issue where, during the currency of the order or resolution, a parent claims that the continuance or renewal of access is in the child’s interests. That this is so is now confirmed by the provisions of Part IA of the 1980 Act, inserted by the Health and Social Services and Social Security Adjudications Act 1983 (see paragraph 50 above), which are founded on the existence of just such a right on behalf of the parent.
Moreover, the extinction of all parental right in regard to access would scarcely be compatible with fundamental notions of family life and the family ties which Article 8 (art. 8) of the Convention is designed to protect (see, amongst other authorities, the Marckx judgment of 13 June 1979, Series A no. 31, p. 21, § 45).
The Court thus concludes that it can be said, at least on arguable grounds, that even after the adoption of the parental rights resolution affecting him the applicant could claim a right in regard to his access to S.
That there was a dispute between the applicant and the Authority on the access question is clear and, indeed, this was not denied by the Government. They also accepted that if there was a parental "right" of access, it was a "civil" right. Since access forms an integral part of family life, the Court entertains no doubts on this latter point.
79. Article 6 § 1 (art. 6-1) is therefore applicable in the present case.
In reaching this conclusion, the Court has not been unmindful of the arguments advanced by the Government in favour of leaving discretion as to access to the local authority rather than to the courts, such as the large number of children in public care and the need to take decisions urgently and without delay, through specialised social workers and as part of a continuous process. On the other hand, this is an area in which it is essential to ensure that the rights of individual parents are protected in accordance with Article 6 § 1 (art. 6-1). Furthermore, Article 6 § 1 (art. 6-1) does not require that all access decisions must be taken by the courts but only that they shall have power to determine any substantial disputes that may arise.
B. Compliance with Article 6 § 1 (art. 6-1)
1. Entitlement to a hearing by a tribunal
It is true that a successful challenge would resolve the access issue indirectly, and in fact proceedings to discharge the resolutions were successfully taken in the instant case (see paragraph 18 above). However, as the Government accepted, proceedings of this kind are directed to the parental rights resolution as such and not to the isolated issue of access (see paragraph 48 above). Yet whether a child should be in public care and whether his parent should have access to him are matters to which different considerations may well apply. Again, the parent may have no desire to challenge the resolution, being content for the time being at least to see his contacts with his child maintained. Yet again, he may be able to adduce reasons warranting a continuation or restoration of access but not of his care of the child. Furthermore, a challenge of the resolution by the parent may prompt, on the part of the local authority, opposition which would not be forthcoming if the proceedings were confined to the access issue. If proceedings relating to access alone had been available to the applicant, he might have had recourse to them at a date earlier than that on which he actually instituted proceedings to challenge the resolution or with less opposition on the part of the Authority and thereby changed the whole future complexion of his relationship with S.
Nevertheless, on an application for judicial review, the courts will not review the merits of the decision but will confine themselves to ensuring, in brief, that the authority did not act illegally, unreasonably or unfairly (see paragraph 48 above). Where a care order or a parental rights resolution is in force, the scope of the review effected in the context of wardship proceedings will normally be similarly confined (see paragraph 49 above).
In a case of the present kind, however, there will in the Court’s opinion be no possibility of a "determination" in accordance with the requirements of Article 6 § 1 (art. 6-1) of the parent’s right in regard to access, as analysed in paragraph 77 above, unless he or she can have the local authority’s decision reviewed by a tribunal having jurisdiction to examine the merits of the matter. And it does not appear from the material supplied by the Government or otherwise available to the Court that the powers of the English courts were of sufficient scope to satisfy fully this requirement during the currency of the parental rights resolution.
83. There was accordingly a violation of Article 6 § 1 (art. 6-1).
2. Reasonableness of the length of the wardship proceedings
IV. ALLEGED VIOLATION OF ARTICLE 13 (art. 13)
"Everyone whose rights and freedoms as set forth in [the] Convention are violated shall have an effective remedy before a national authority notwithstanding that the violation has been committed by persons acting in an official capacity."
The Commission expressed the opinion that no separate issue arose under Article 13 (art. 13). The Government agreed, but submitted in the alternative that effective remedies were available.
V. APPLICATION OF ARTICLE 50 (art. 50)
87. Article 50 (art. 50) of the Convention reads as follows:
"If the Court finds that a decision or a measure taken by a legal authority or any other authority of a High Contracting Party is completely or partially in conflict with the obligations arising from the ... Convention, and if the internal law of the said Party allows only partial reparation to be made for the consequences of this decision or measure, the decision of the Court shall, if necessary, afford just satisfaction to the injured party."
Since the question of the application of Article 50 (art. 50) is therefore not yet ready for decision, it is necessary to reserve the matter and to fix the further procedure, taking due account of the possibility of an agreement between the respondent State and the applicant (Rule 53 §§ 1 and 4 of the Rules of Court).
FOR THESE REASONS, THE COURT
1. Holds unanimously that there has been a violation of Article 8 (art. 8) of the Convention;
2. Holds unanimously that Article 6 § 1 (art. 6-1) is applicable in the present case;
3. Holds unanimously that Article 6 § 1 (art. 6-1) was violated during the currency of the parental rights resolution;
4. Holds by fourteen votes to three that it is not necessary to decide whether the duration of the subsequent wardship proceedings gave rise to a further violation of the same Article (art. 6-1);
5. Holds unanimously that it is not necessary also to examine the case under Article 13 (art. 13);
6. Holds unanimously that the question of the application of Article 50 (art. 50) is not ready for decision;
accordingly,
(a) reserves the whole of the said question;
(b) invites:
(i) the applicant to submit, within the forthcoming two months, full written particulars of his claim for just satisfaction;
(ii) the Government to submit, within two months of receipt of those particulars, their written comments thereon and, in particular, to notify the Court of any agreement reached between them and the applicant;
(c) reserves the further procedure and delegates to the President of the Court power to fix the same if need be.
Done in English and in French, and delivered at a public hearing in the Human Rights Building, Strasbourg, on 8 July 1987.
Rolv RYSSDAL
President
For the Registrar
Jonathan L. SHARPE
Head of Division in the registry of the Court
In accordance with Article 51 § 2 (art. 51-2) of the Convention and Rule 52 § 2 of the Rules of Court, the following separate opinions are annexed to the present judgment:
- joint opinion of Mr. Lagergren, Mr. Pinheiro Farinha, Mr. Pettiti, Mr. Macdonald, Mr. De Meyer and Mr. Valticos;
- joint opinion of Mr. Pinheiro Farinha, Mr. Pettiti, Mr. De Meyer and Mr. Valticos;
- joint opinion of Mr. Pinheiro Farinha and Mr. De Meyer;
- partly concurring and partly dissenting opinion of Mr. Gersing;
- individual opinion of Mr. De Meyer.
R.R.
J.L.S.
JOINT SEPARATE OPINION OF JUDGES LAGERGREN, PINHEIRO FARINHA, PETTITI, MACDONALD, DE MEYER AND VALTICOS
As far as Article 6 § 1 (art. 6-1) of the Convention is concerned, we feel that the Court should not have repeated once again that this provision "extends only to ‘contestations’ (disputes) over (civil) ‘rights and obligations’ which can be said, at least on arguable grounds, to be recognised under domestic law"[1].
This dictum is unnecessarily restrictive and might have the result of emptying of all content what the Court has previously said about the "autonomous" interpretation of the notion of "civil rights and obligations". In our view, it is self-evident that, merely by deciding not or no longer to recognise a certain right, a State cannot avoid, as regards that right, the application of the principles enshrined in Article 6 § 1 (art. 6-1)[2].
JOINT SEPARATE OPINION OF JUDGES PINHEIRO FARINHA, PETTITI, DE MEYER AND VALTICOS
I. As far as Article 6 § 1 (art. 6-1) of the Convention is concerned, the important thing, in the present case, was simply to state that the applicant was invoking rights essentially inherent in the position of a father or a mother.
II. As far as Article 8 (art. 8) of the Convention is concerned, the Court might have stated more explicitly:
(1) that, at every stage of a procedure concerning their parental rights, and in particular access to their children, a father and a mother have the right to be effectively consulted, heard and informed, and to have their observations duly taken into account;
(2) that that right may not be disregarded on account of the "practicalities of the matter" and their requirements, and may be the subject of derogation only when its exercise is really impossible.
JOINT SEPARATE OPINION OF JUDGES PINHEIRO FARINHA AND DE MEYER
I. Having found that Article 8 (art. 8) of the Convention was violated in the applicant’s case since he was not sufficiently involved in the taking of the local authority’s decisions[3] and on account of the length of the judicial proceedings[4], the Court did not find it necessary also to consider under that Article (art. 8) the question of the remedies available to the applicant[5].
Again, the Court found that there was, in the applicant’s case, a violation of the entitlement to a hearing by a tribunal within the meaning of Article 6 § 1 (art. 6-1) of the Convention[6], but did not find that it was necessary also to consider under that provision the length of the judicial proceedings, since it had already taken that matter into account under Article 8 (art. 8)[7].
We feel that a finding that a provision of the Convention has been violated in one particular respect does not dispense the Court from examining whether that provision has also been violated in some other respect. We also feel that a finding that a certain fact amounts to a violation of one particular provision of the Convention does not dispense the Court from examining whether that fact also amounts to a violation of some other provision of the Convention.
In the present case, it was, in our view, necessary to examine each of the questions mentioned in paragraph 58 and paragraph 71 of the judgment: since each of them, with the possible exception of the one concerning the procedures followed by the local authority, fell within the ambit of both Article 6 § 1 and Article 8 (art. 6-1, art. 8), it was necessary to examine all of them, perhaps with that single exception, under each of these provisions.
II. As regards cases like the applicant’s, the judgment may, particularly in paragraph 79, give the impression of leaving too much discretion to the local authorities and of not making their decisions sufficiently subject to judicial review.
In our view, the courts should have power to determine any disputes that may arise in this field.
III. It was only with some hesitation that we concurred in the decision that it was not necessary to examine the case under Article 13 (art. 13) of the Convention[8].
We are not quite sure that such examination was made superfluous by the finding of a violation, in the case of the applicant, of the entitlement to a hearing by a tribunal within the meaning of Article 6 § 1 (art. 6-1)[9].
Are the "less strict" requirements of Article 13 (art. 13) truly "absorbed" by those of Article 6 § 1 (art. 6-1)[10]? Do these provisions really "overlap"[11]?
It appears to us that the relationship between the right to be heard by a tribunal, within the meaning of Article 6 § 1 (art. 6-1), and the right to an effective remedy before a national authority, within the meaning of Article 13 (art. 13), should be considered more thoroughly.
PARTLY CONCURRING AND PARTLY DISSENTING OPINION OF JUDGE GERSING
In my view, the length of the wardship proceedings falls to be considered only under Article 6 § 1 (art. 6-1), which in this respect is the lex specialis. I cannot accept the extensive interpretation of Article 8 (art. 8) which the majority of the Court has applied as regards those proceedings in paragraphs 65 and 69 of the judgment.
The wardship proceedings were instituted on 16 January 1981 and judgment was given at first instance on 22 June 1981. The High Court judge found it "extremely unfortunate" that the proceedings were not heard within a very short period. Taking into account the serious consequences which a delay of five months at this stage might - and in fact did - have for the applicant, I find that in these special circumstances, of which the court was aware, the duration of the first-instance proceedings entailed a violation of Article 6 § 1 (art. 6-1). The appeal was dismissed on 6 October 1981 and that lapse of time cannot in itself give rise to criticism.
INDIVIDUAL SEPARATE OPINION OF JUDGE DE MEYER
At paragraph 57 of the judgment it is stated that "Since the Commission’s admissibility decision delimits the compass of the case brought before the Court ..., the latter is not in the circumstances competent to examine or comment on the justification for such matters as the taking into public care or the adoption of the child or the restriction or termination of the applicant’s access to him".
I have very serious doubts as to that statement.
I feel rather that once a "case" is referred to the Court in accordance with Articles 44, 45, 47 and 48 (art. 44, art. 45, art. 47, art. 48) of the Convention, the Court’s jurisdiction extends to all questions of fact and of law arising in the case concerned. This appears already to have been recognised in the judgment in the De Wilde, Ooms and Versyp cases[12].
Moreover, since within the Council of Europe the protection of human rights and fundamental freedoms concerns ordre public, I believe that, as the Court decided in the same judgment, "a scrupulous supervision by the organs of the Convention of all measures capable of violating the rights and freedoms which it guarantees is necessary in every case"[13].
I regret that the Court appears to deviate from this course.
* Note by the Registrar: The case is numbered 4/1986/102/150. The second figure indicates the year in which the case was referred to the Court and the first figure its place on the list of cases referred in that year; the last two figures indicate, respectively, the case's order on the list of cases and of originating applications (to the Commission) referred to the Court since its creation.
[1] § 73 of the judgment.
[2] See the concurring opinion of Judge Lagergren annexed to the Ashingdane judgment of 28 May 1985, Series A no. 93, p. 27, and his separate opinion, joined by Judge Macdonald, annexed to the Lithgow and Others judgment of 8 July 1986, Series A no. 102, p. 80. See also, mutatis mutandis, the Golder judgment of 21 February 1975, Series A no. 18, pp. 16-18, §§ 34-36, and the Öztürk judgment of 21 February 1984, Series A no. 73, pp. 17-18, § 49.
[3] §§ 66-68 of the judgment.
[4] § 69 of the judgment.
[5] § 70 of the judgment.
[6] §§ 80-83 of the judgment.
[7] § 84 of the judgment and point 4 of the operative provisions.
[8] § 86 of the judgment and point 5 of the operative provisions.
[9] §§ 80-83 of the judgment and point 3 of the operative provisions.
[10] § 86 of the judgment.
[11] Airey judgment of 9 October 1979, Series A no. 32, p. 18, § 35.
[12] Judgment of 18 June 1971, Series A no. 12, pp. 29-30, §§ 47-52: see especially § 49.
[13] Ibid., p. 36, § 65.