COURT (PLENARY)
CASE OF SUTTER v. SWITZERLAND
(Application no. 8209/78)
JUDGMENT
STRASBOURG
22 February 1984
In the Sutter case,
The European Court of Human Rights, taking its decision in plenary session in pursuance of Rule 48 of the Rules of Court* and composed of the following judges:
Mr. R. Ryssdal, President,
Mr. J. Cremona,
Mr. Thór Vilhjálmsson,
Mr. W. Ganshof van der Meersch,
Mrs. D. Bindschedler-Robert,
Mr. L. Liesch,
Mr. F. Gölcüklü,
Mr. F. Matscher,
Mr. J. Pinheiro Farinha,
Mr. L.-E. Pettiti,
Mr. B. Walsh,
Mr. R. Macdonald,
Mr. C. Russo,
Mr. R. Bernhardt,
Mr. J. Gersing,
and also Mr. M.-A. Eissen, Registrar, and Mr. H. Petzold, Deputy Registrar,
Having deliberated in private on 24 March and 25 October 1983 and 23 January 1984,
Delivers the following judgment, which was adopted on the last-mentioned date:
PROCEDURE
There appeared before the Court:
- for the Government:
Mr. J. Voyame, Director
of the Federal Office of Justice, Agent,
Mr. G. Messmer, Judge
at the Federal Court,
Mr. R. Barras, Chief Military Prosecutor,
Mr. O. Jacot-Guillarmod, Federal Office of Justice,
Mr. M. Rusca, Federal Office of Justice, Counsel;
- for the Commission:
Mr. S. Trechsel,
Mr. A. Weitzel, Delegates,
Mr. L. Minelli, the applicant’s representative
before the Commission, assisting the Delegates (Rule 29
para. 1, second sentence, of the Rules of Court).
The Court heard addresses by Mr. Trechsel, Mr. Weitzel and Mr. Minelli for the Commission and by Mr. Voyame and Mr. Barras for the Government, as well as their replies to its questions and a question put by one of its members. On 15 December 1983, the Commission filed two documents which the Registrar, acting on the President’s instructions, had asked it to produce.
AS TO THE FACTS
I. THE PARTICULAR CIRCUMSTANCES OF THE CASE
Mr. Sutter’s defence counsel had unsuccessfully requested the Divisional Court to decline jurisdiction on the ground that it lacked the independence and impartiality required by Article 6 (art. 6) of the Convention; he had also applied, in vain, for a supplementary enquiry into the futility, or indeed abusive nature, of the regulations on hair-cuts.
A copy of the decision was sent to the applicant on 23 June 1977.
On 2 July 1977, within the prescribed period of ten days from service of the judgment, the applicant filed a memorial containing a "final" statement (section 189 para. 3 of the 1889 Act) of his grounds of appeal.
He submitted that the decision appealed against had infringed the law (section 188 para. 1, no. 1, of the 1889 Act) by applying regulations that were incompatible with Article 8 (art. 8) of the Convention; that the Divisional Court had not been composed in the manner prescribed by law (ibid., no. 2), four of the six judges being substitutes for the ordinary judges and the grand juge having been appointed by the Chief Military Prosecutor (auditeur en chef); that the Divisional Court had erred in not declining jurisdiction to hear the case on the merits (ibid., no. 3), since the military courts were not tribunals within the meaning of Article 6 (art. 6); and that the refusal to order a supplementary enquiry had prejudiced the defence on decisive points (ibid., no. 6) concerning the application of Article 8 (art. 8) and in particular paragraph 2 (art. 8-2) thereof.
Mr. Sutter also drew the attention of the Military Court of Cassation to the fact that it was not consonant with Article 6 (art. 6) to conduct proceedings entirely in writing; he therefore requested it to hold at least one hearing and to pronounce its judgment publicly.
The grand juge afterwards sent the appeal and the papers in the case, without appending "his report on the matters in dispute" (ibid.), to the Chief Military Prosecutor.
The latter forwarded the documents to the Military Court of Cassation. He could himself have filed observations if he had thought fit, but - like the Military Prosecutor and the grand juge - he confined himself to submitting that the appeal should be dismissed.
The operative provisions of the judgment were immediately served on Mr. Sutter in writing. He received the full text on 24 January 1978 (section 197 of the 1889 Act). The reasons covered twenty pages and concerned mainly Mr. Sutter’s submissions as to the incompatibility of the 1889 Act with Articles 6 and 8 (art. 6, art. 8) of the Convention. As to the composition of the Divisional Court, the judgment stated that the substitute judges had the same legal status as the ordinary judges, and that the Chief Military Prosecutor had not infringed the law by appointing the grand juge - who had the status of an ordinary judge - to sit on the case, the ordinary president being unable to take part as he had had to deal with the matter at a previous stage as Military Prosecutor.
II. DOMESTIC LAW
The Divisional Courts, which heard military-law cases at first instance, were required to give their decisions after holding public hearings and to pronounce their judgments in open court.
On the other hand, proceedings before the Military Court of Cassation were conducted entirely in writing and its judgments were not delivered in public. Concerning the latter point, section 197 of the Act laid down merely that "an extract" of the judgment had to be communicated to the Chief Military Prosecutor, the accused and the grand juge.
The existing system was maintained for proceedings before the Divisional Courts, and was extended to the Courts of Appeal which were set up by the same statute.
As regards the Military Court of Cassation, the 1979 Act provides that "There shall be no oral hearings" (section 189 para. 1). The Act did, however, make two innovations: in future, the Court of Cassation was to deliver judgment in open court (sections 48 para. 3 and 194 para. 1) and could in no circumstances itself rule on the merits of the case.
If judgments contain features that are novel or of importance for the interpretation of the law, they are subsequently published in printed form.
The Sutter judgment of 21 October 1977 appeared in 1983 in volume 9 (covering the years 1973 to 1979) of the judgments of the Military Court of Cassation, under the number 136.
PROCEEDINGS BEFORE THE COMMISSION
Mr. Sutter also claimed to be the victim of a violation of Article 8 (art. 8): he asserted that the regulations on hair-cuts prevented a Swiss citizen, for a period of thirty years, from wearing his hair as he chose and constituted an unjustified interference with the right to respect for private life.
On 11 July 1979, the Commission declared the remainder of the application admissible. In its report of 10 October 1981 (Article 31 (art. 31) of the Convention), it expressed the opinion by ten votes to eight that there had been no violation of Article 6 para. 1 (art. 6-1).
The report contains two separate opinions, one being dissenting.
FINAL SUBMISSIONS MADE TO THE COURT BY THE GOVERNMENT
AS TO THE LAW
"In the determination of ... any criminal charge against him, everyone is entitled to a fair and public hearing ... by [a] ... tribunal .... Judgment shall be pronounced publicly but the press and public may be excluded from all or part of the trial in the interests of morals, public order or national security in a democratic society, where the interests of juveniles or the protection of the private life of the parties so require, or to the extent strictly necessary in the opinion of the court in special circumstances where publicity would prejudice the interests of justice."
The Government contended, on the contrary, that this two-fold absence of publicity did not contravene the Convention. A majority of the Commission was of the same opinion, whereas a minority of eight of its members agreed with Mr. Sutter.
I. PRELIMINARY OBSERVATIONS
The manner of application of this text depends, however, on the particular circumstances of the case (ibid.). The Court, concurring with the Government and the Commission, considers that account must be taken of the entirety of the proceedings conducted in the domestic legal order; what has to be determined is whether in the present instance the proceedings before the Military Court of Cassation had, like those before the Divisional Court, to be accompanied by each of the guarantees laid down in Article 6 para. 1 (art. 6-1).
II. ABSENCE OF PUBLIC HEARINGS
The Court accordingly finds that the absence of public hearings at the cassation stage did not infringe Article 6 para. 1 (art. 6-1).
III. ABSENCE OF PUBLIC PRONOUNCEMENT
At first sight, Article 6 para. 1 (art. 6-1) of the European Convention would thus appear to be stricter in this respect than Article 14 para. 1 of the 1966 International Covenant on Civil and Political Rights, which provides that the judgment "shall be made public", "sera public".
The Court therefore does not feel bound to adopt a literal interpretation. It considers that in each case the form of publicity given to the "judgment" under the domestic law of the respondent State must be assessed in the light of the special features of the proceedings in question and by reference to the object and purpose of Article 6 para. 1 (art. 6-1) (see the two above-mentioned judgments of 8 December 1983, Series A no. 71, p. 12, paras. 25-26, and Series A no. 72, pp. 13-14, paras. 30-31).
Having regard to the issues dealt with by the Military Court of Cassation in the instant case and to its decision - which made the judgment of the Divisional Court final and changed nothing in respect of its consequences for Mr. Sutter -, a literal interpretation of the terms of Article 6 para. 1 (art. 6-1), concerning pronouncement of the judgment, seems to be too rigid and not necessary for achieving the aims of Article 6 (art. 6).
The Court thus concurs with the Government and the majority of the Commission in concluding that the Convention did not require the reading out aloud of the judgment delivered at the final stage of the proceedings.
FOR THESE REASONS, THE COURT
1. Holds unanimously that the absence of public hearings before the Military Court of Cassation did not contravene Article 6 para. 1 (art. 6-1);
2. Holds by eleven votes to four that the absence of public pronouncement of that Court’s judgment did not contravene the said Article (art. 6-1).
Done in English and in French, the French text being authentic, at the Human Rights Building, Strasbourg, this twenty-second day of February, one thousand nine hundred and eighty-four.
Rolv RYSSDAL
President
Marc-André EISSEN
Registrar
In accordance with Article 51 para. 2 (art. 51-2) of the Convention and Rule 50 para. 2 of the Rules of Court, the following separate opinions and observations are annexed to the present judgment:
- dissenting opinion of Mr. Cremona, Mr. Ganshof van der Meersch, Mr. Walsh and Mr. Macdonald;
- supplementary observations of Mr. Ganshof van der Meersch in support of his dissenting opinion;
- concurring opinion of Mr. Bernhardt, joined by Mrs. Bindschedler-Robert and Mr. Matscher.
R. R.
M.-A. E.
DISSENTING OPINION OF JUDGES CREMONA, GANSHOF VAN DER MEERSCH, WALSH AND MACDONALD
We regret that we do not find ourselves in agreement with the majority of the Court on the question of whether the judgment of the Military Court of Cassation was pronounced publicly in accordance with Article 6 para. 1 (art. 6-1) of the Convention. We are of opinion that the failure to do so in the present case constituted a violation of Article 6 para. 1 (art. 6-1). We are also of opinion that our conclusion on the question of public access to the judgment of the Military Court of Cassation is borne out by the decisions of this Court recently given in the Axen and Pretto cases.
Having regard to the object and purpose of the publicity requirement enshrined in that provision, elaborated by the Court in its judgment in this case, we feel it is necessary to emphasise the particular importance of the accessibility of the judgment to the general public. If the basic underlying concept of public scrutability is to be a reality, a restricted access to judgments such as existed in the present case, i.e. restricted only to persons who could establish an interest to the satisfaction of a court official, falls short of what is required by that provision of the Convention. Public knowledge of court decisions cannot be secured by confining that knowledge to a limited class of persons.
Neither the annual roneotyping of the judgments of the Military Court of Cassation after appreciable delay nor the subsequent publication of some of those judgments in printed form in volumes covering a number of years (in the present case the judgment was published only after an interval of some six years) is sufficient to comply with the requirements of the said provision. Furthermore, it is to be noted that even such publication is not required by law but depends solely on voluntary initiative.
While it must be acknowledged that the Federal Army (Constitution of Courts and Criminal Procedure) Act of 28 June 1889 has now been replaced by the Federal Military Criminal Procedure Act of 23 March 1979, which now requires the Military Court of Cassation to deliver judgment in open court, the present case was and remains governed by the 1889 Act.
SUPPLEMENTARY OBSERVATIONS OF JUDGE GANSHOF VAN DER MEERSCH IN SUPPORT OF HIS DISSENTING OPINION
(Translation)
To interpret restrictively a right guaranteed by the Convention is not consonant with the latter’s object and purpose as they are indicated in the preamble both to the Convention itself and to the Statute of the Council of Europe, the organisation within which the Convention was conceived and concluded.
This is why I cannot agree with the limiting conditions which the judgment finds to be sufficient to meet the requirements of Article 6 (art. 6) of the Convention.
As in the case of the Axen and Pretto judgments, which have just been cited, I regret that I cannot accept that, as regards the conditions for assuring the public character of proceedings, a distinction should be drawn between "courts of cassation" (see paragraph 33 of the judgment) and other courts. The determination of the issue of law is liable to put in question, as regards its very basis, the justification for the lower court’s decision.
Furthermore, I would add that my inability to agree with the conditions in which the judgment accepts that the publicity requirements of Article 6 (art. 6) of the Convention are satisfied is reinforced by the fact that this was a criminal matter ("bill of indictment" and sentence of "ten days’ imprisonment") and that in this area the guarantees of publicity must be strictly implemented.
CONCURRING OPINION OF JUDGE BERNHARDT, JOINED BY JUDGE BINDSCHEDLER-ROBERT AND JUDGE MATSCHER
I share the opinion of the majority of the Court that in this case Article 6 (art. 6) has not been violated. But my reasoning is somewhat different.
In the present judgment (paras. 28, 30 and 33), as in the judgments of 8 December 1983 in the Axen case (Series A no. 72, paras. 28, 31 and 32) and (partly) in the case of Pretto and others (Series A no. 71, para. 26), the "particular circumstances of the case" and "the special features of the proceedings in question" are emphasised; this reasoning gives the impression that in general Article 6 para. 1 (art. 6-1) of the Convention requires public hearings and the public pronouncement of a decision in cassation proceedings also, and that only the special circumstances of a case dispense from compliance with this requirement. I think that the publicity requirement contained in Article 6 para. 1 (art. 6-1) should be understood in a different way.
Public hearings and the public pronouncement of judgments are absolutely necessary (except in the cases enumerated in the second sentence of Article 6 para. 1 (art. 6-1)) whenever a person is faced with a criminal charge and the competent court has to deal with questions of fact and law. The object and purpose of Article 6 para. 1 (art. 6-1) are to guarantee a fair hearing, inter alia, through the public character of the hearing and the public pronouncement of the judgment at least in the first instance, and probably also in appeal proceedings if the facts and the law can be reviewed at that stage. However, the situation is different in cassation proceedings if the only issue is whether the lower court has correctly interpreted the law. It seems to me to be possible and necessary to give the publicity requirement in Article 6 para. 1 (art. 6-1) a restrictive interpretation in this respect, taking into account the fact that publicity is, as far as Article 6 (art. 6) is concerned, not an end in itself but a means of protecting the right of the individual.
The present judgment rightly points out (para. 33) that - as far as "public pronouncement" is concerned - many member States of the Council of Europe have recourse to means other than public pronouncement for making judgments known to the public. Nevertheless, it is also true that in many countries public hearings are obligatory and held in cassation proceedings only if exceptional circumstances are involved, but not in normal cases in which solely questions of law are discussed. Article 6 para. 1 (art. 6-1) can and should be interpreted restrictively, in conformity with this long-standing practice.
It goes without saying that the hearing must be fair at all stages of the procedure. In cassation proceedings also, the person faced with a criminal charge must have the opportunity of submitting his arguments and, if there is a public hearing, of taking an active part therein (see the Court’s Pakelli judgment of 25 April 1983, Series A no. 64).
* Note by the registry: In the version of the Rules applicable when proceedings were instituted. A revised version of the Rules entered into force on 1 January 1983, but only in respect of cases referred to the Court after that date.