COURT (CHAMBER)
CASE OF RASMUSSEN v. DENMARK
(Application no. 8777/79)
JUDGMENT
STRASBOURG
28 November 1984
In the Rasmussen case*,
The European Court of Human Rights, sitting, in accordance with Article 43 (art. 43) of the Convention for the Protection of Human Rights and Fundamental Freedoms ("the Convention") and the relevant provisions of the Rules of Court**, as a Chamber composed of the following judges:
Mr. G. Wiarda, President,
Mr. W. Ganshof van der Meersch,
Mrs. D. Bindschedler-Robert,
Mr. F. Matscher,
Mr. R. Macdonald,
Mr. C. Russo,
Mr. J. Gersing,
and also of Mr. M.-A. Eissen, Registrar, and Mr. H. Petzold, Deputy Registrar,
Having deliberated in private on 28 June and on 22 October 1984,
Delivers the following judgment, which was adopted on the last-mentioned date:
PROCEDURE
The Government's and the applicant's memorials were received at the registry on 19 March. On 17 April, the Secretary to the Commission informed the Registrar that the Delegate would reply at the hearing.
On 30 May, the Registrar, acting on the instructions of the President, requested the Commission and the Government to produce certain documents, which were received on 7, 12 and 15 June.
There appeared before the Court:
- for the Government
Mr. T. Lehmann, Ministry of Foreign Affairs, Agent,
Mr. T. Melchior, Ministry of Justice, Counsel,
Mr. J. Bernhard, Ministry of Foreign Affairs,
Mr. B. Vesterdorf, Ministry of Justice, Advisers;
- for the Commission
Mr. T. Opsahl, Delegate;
- for the applicant
Mrs. J. Lindgård, advokat, Counsels
The Court heard addresses by Mr. Lehmann and Mr. Melchior for the Government, by Mr. Opsahl for the Commission and by Mrs. Lindgård for the applicant, as well as replies to its questions.
AS TO THE FACTS
I. THE PARTICULAR CIRCUMSTANCES OF THE CASE
He was married in 1966. During the marriage, two children were born, a boy in 1966 and a girl, Pernille, on 20 January 1971. The applicant had grounds, even before the latter's birth, for assuming that another man might be the father; however, in order to save the marriage, he took no steps to have paternity determined.
In accordance with the normal procedure, the police, at the Court of Appeal's request, interviewed Mr. Rasmussen and his former wife in March 1976 and recorded their statements in a report.
The applicant did not appeal against the decision within the statutory time-limit. However, on 27 July 1976, he petitioned the Ministry of Justice for leave to appeal out of time to the Supreme Court (Højesteret), but this was refused on 3 September 1976.
By a decision of 11 December 1978, the Court of Appeal refused the application for the reason that the applicant had not brought the action contesting paternity within the time-limits provided for in section 5(2) of the 1960 Act on the Legal Status of Children ("the 1960 Act" - Lov nr. 200 af 18.5.1960 om børns retsstilling; see paragraph 19 below) and that there was no cause to grant him any exemption since the conditions laid down in section 5(3) were not met. A similar decision was given by the Supreme Court on 12 January 1979.
II. RELEVANT DOMESTIC LAW
A. Background to the 1960 Act on the Legal Status of Children
As to the husband's right to institute proceedings to challenge paternity of a child born in wedlock, the Committee recommended the institution of a double time-limit of six months from the time when the husband became aware of the facts affording grounds for contesting his paternity and not later than three years from the birth of the child; but that the Ministry of Justice should be empowered to grant exemption from these time-limits in special circumstances. The Committee took the view that the welfare of the child (and of the marriage) required that his status should be established as soon as possible and that the husband's interests should yield to these considerations (page 60 of the report). One of the reasons given by the Committee for this recommendation was that a paternity suit instituted by the husband several years after the child's birth would place the child in a worse position than if proceedings had been instituted earlier: the court would possibly have to give judgment in the husband's favour on the basis of the blood-group determination, while it would be difficult to obtain a paternity and a maintenance order against another man.
On the other hand, the Committee found that the child's right to institute proceedings should not be subject to any time-limit, since the views which might lead to restricting the husband's right to institute proceedings were not of relevance in the case of an action brought by the child. For the same reasons, there should likewise be no time-limit with regard to actions brought by the child's guardian or the mother (page 59 of the report).
The Committee also discussed the question whether the doctrine of acknowledgement should be embodied in legislation. However, it considered that this was a matter which was better left to the courts to decide on a case-by-case basis.
B. The 1960 Act
"(2) Paternity proceedings must be instituted by the husband within twelve months after he becomes cognizant of the circumstances which may give grounds for his renunciation of paternity, and not later than five years after the birth of the child.
(3) However, a Court of Appeal may, on the conditions set out in section 456r, sub-section 4, of the Administration of Justice Act, grant leave to institute proceedings after the expiry of the time-limits set out in sub-section 2 above."
Section 456r, sub-section 4, of the Administration of Justice Act concerns re-opening of a paternity case after the expiry of the applicable time-limit or time-limits. It provides that leave may be granted by a Court of Appeal if quite exceptional reasons are given as to why a review was not sought earlier, if the particular circumstances of the case especially warrant it and if it can be assumed that the re-opening will not cause the child any great inconvenience.
The 1960 Act did not impose any restriction on the mother's right to institute paternity proceedings, nor did it refer to the doctrine of acknowledgement (see paragraph 17 above).
C. Amendments to the 1960 Act
"There is consensus in the Committee that also the mother's right to institute paternity proceedings and request re-opening should be subject to a relatively short time-limit, for example corresponding to the time-limits which today apply to the father. Furthermore, the Committee is to some degree in favour of an absolute time-limit, applicable to all, for instituting and re-opening paternity proceedings."
The explanatory memorandum to this Bill referred to the Rasmussen case, then pending before the European Commission. On page 4, it mentioned that the Agent of the Government had declared in evidence before the Commission that new legislation on the matter would be introduced, establishing uniform time-limits within which both men and women could contest the husband's paternity; the memorandum added that the Ministry of Justice considered such legislation "desirable in the interest of the child's needs" (af hensyn til barnets tarv).
Following this amendment, sub-sections 2 and 3 of section 5 of the 1960 Act now provide:
"(2) Paternity proceedings must be instituted not later than three years after the birth of the child. This provision shall not apply, however, where proceedings are instituted by the child after having attained the age of 18.
(3) A Court of Appeal may grant leave to institute proceedings after the expiry of the time-limit set out in the first sentence of sub-section 2 of this section where quite exceptional grounds are given as to why proceedings were not instituted at an earlier stage, in circumstances where institution of proceedings is especially warranted, and where it can be presumed that the proceedings will not cause the child any great inconvenience."
The "doctrine of acknowledgement" is still applied by the Danish courts to estop spouses from contesting paternity of a child (see the Supreme Court's judgment of 17 January 1984).
PROCEEDINGS BEFORE THE COMMISSION
AS TO THE LAW
28. Article 14 (art. 14) of the Convention reads as follows:
"The enjoyment of the rights and freedoms set forth in this Convention shall be secured without discrimination on any ground such as sex, race, colour, language, religion, political or other opinion, national or social origin, association with a national minority, property, birth or other status."
I. DO THE FACTS OF THE CASE FALL WITHIN THE AMBIT OF ONE OR MORE OF THE OTHER SUBSTANTIVE PROVISIONS OF THE CONVENTION?
II. WAS THERE A DIFFERENCE OF TREATMENT?
The Government pointed out that this difference which appeared on the face of the Act was reduced in scope by two factors: firstly, it was open to the husband to seek leave from the Court of Appeal to institute proceedings out of time (see paragraph 19 above); secondly, not only the husband but also the mother might be debarred from contesting paternity by virtue of the "doctrine of acknowledgement" (see paragraphs 17 and 20 above). However, the Government did not suggest that these factors were sufficient to eliminate the difference laid down by statute. Indeed, the mother would not, like her husband, be estopped solely for being out of time; her action might simply fail as a result of her previous attitude.
For the purposes of Article 14 (art. 14), the Court accordingly finds that there was a difference of treatment as between Mr. Rasmussen and his former wife as regards the possibility of instituting proceedings to contest the former's paternity. There is no call to determine on what ground this difference was based, the list of grounds appearing in Article 14 (art. 14) not being exhaustive (see the Engel and Others judgment of 8 June 1976, Series A no. 22, p. 30, para. 72).
III. WERE THE APPLICANT AND HIS FORMER WIFE PLACED IN ANALOGOUS SITUATIONS?
IV. DID THE DIFFERENCE OF TREATMENT HAVE AN OBJECTIVE AND REASONABLE JUSTIFICATION?
(i) the respective interests of the husband and of the mother in paternity proceedings were different: unlike the husband's interests, the mother's generally coincided with those of the child; and it was natural that, in weighing the interests of the different family members, the Danish legislature should in 1960 have taken the view that the interests of the weaker party, namely the child, should prevail (see paragraph 18 above);
(ii) the legislature had also regarded it as necessary to lay down time-limits for the institution of paternity proceedings by a husband because of the risk that he might use them as a threat against the mother, in order to escape maintenance obligations;
(iii) in deciding whether the national authorities have acted within the "margin of appreciation" which they enjoy in this area, regard should be had to the economic and social circumstances prevailing at the relevant time in the country concerned and to the background to the legislation in question;
(iv) Denmark had undoubtedly amended the 1960 Act when this proved to be warranted by subsequent developments (see paragraphs 22-24 above), but it could not be said that the former Danish legislation on this matter was at the relevant time less progressive than that of the other Contracting Parties to the Convention.
The Commission found that the only legitimate purpose for the difference of treatment complained of by the applicant was the desire to avoid the child's being placed in a worse position by the institution of paternity proceedings several years after its birth. However, since this aim could have been achieved through the "doctrine of acknowledgement" (see paragraphs 17 and 20 above), there was no reasonable relationship of proportionality between the means employed - the laying-down of time-limits solely for the husband - and the aim sought to be realised.
The Danish legislation complained of was based on recommendations made, after a careful study of the problem, by the Paternity Committee set up by the Ministry of Justice in 1949 (see paragraph 18 above). The Court has had close regard to the circumstances and the general background and has borne in mind the margin of appreciation which must be allowed to the authorities in the matter. In its view, they were entitled to think that the introduction of time-limits for the institution of paternity proceedings was justified by the desire to ensure legal certainty and to protect the interests of the child. In this respect, the legislation complained of did not differ substantially from that of most other Contracting States or from that currently in force in Denmark. The difference of treatment established on this point between husbands and wives was based on the notion that such time-limits were less necessary for wives than for husbands since the mother's interests usually coincided with those of the child, she being awarded custody in most cases of divorce or separation. The rules in force were modified by the Danish Parliament in 1982 because it considered that the thinking underlying the 1960 Act was no longer consistent with the developments in society (see paragraphs 22-24 above); it cannot be inferred from this that the manner in which it had evaluated the situation twenty-two years earlier was not tenable.
It is true that an equivalent result might have been obtained through the "doctrine of acknowledgement" (see paragraphs 17 and 20 above), but, for the reasons already indicated, the competent authorities were entitled to think that as regards the husband the aim sought to be realised would be most satisfactorily achieved by the enactment of a statutory rule, whereas as regards the mother it was sufficient to leave the matter to be decided by the courts on a case-by-case basis. Accordingly, having regard to their margin of appreciation, the authorities also did not transgress the principle of proportionality.
FOR THESE REASONS, THE COURT UNANIMOUSLY
Holds that there has been no violation of Article 14 taken in conjunction with Article 6 (art. 14+6) or with Article 8 (art. 14+8).
Done in English and in French, and delivered at a public hearing at the Human Rights Building, Strasbourg, on 28 November 1984.
Gérard WIARDA
President
Marc-André EISSEN
Registrar
The separate opinion of Mr. Gersing is annexed to the present judgment in accordance with Article 51 para. 2 (art. 51-2) of the Convention and Rule 52 para. 2 of the Rules of Court.
G.W.
M.-A.E
CONCURRING OPINION OF JUDGE GERSING
1. To my regret, I am not able to share the reasoning of the majority concerning the applicability of Article 8 (art. 8).
The majority finds that as the determination of the applicant's legal relations with Pernille undoubtedly concerned his private life, the case accordingly also falls within the ambit of Article 8 (art. 8). In my view, this is far too wide an understanding of the right protected by this provision.
2. The wording of the provision obliges the Danish Government to show "respect for [Mr. Rasmussen's] private ... life". The ordinary meaning of this expression does not clearly cover a father's right to disclaim his paternity of a child. Regard must therefore be had to the origin of the provision.
3. The preparatory work on Article 8 (art. 8) indicates that the authors of the Convention had in mind to protect the individual against an "arbitrary interference with his privacy" (Collected Editions of the "Travaux Préparatoires" of the European Convention on Human Rights, The Hague, Nijhoff, 1976, Vol. III, p. 222, and Vol. IV, pp. 110, 188, 202 and 222). Although one should be careful not to attach too much importance to the intention behind a provision that is more than thirty years old if later social and cultural developments justify a broader understanding of its words within their linguistic limits, I find that the gap between the original intention and the majority's application of the Article is so great that it seems doubtful whether one can ignore the preparatory work completely in this case.
4. In its Marckx judgment of 13 June 1979 (Series A no. 31, p. 15, para. 31), the Court held that Article 8 (art. 8) does not merely compel the State to abstain from interference: in addition, there may be positive obligations inherent in an effective "respect" for the guaranteed rights. This meant that the State had to adapt its legal system to allow an unmarried mother to lead a normal family life with her child.
A similar consideration led the Court to the conclusion in its Airey judgment of 9 October 1979 (Series A no. 32, p. 17, para. 33) that a married woman had the right to seek recognition in law of her de facto separation from her husband.
The facts in the above cases are, however, so different from the situation now before the Court that these judgments cannot be of decisive importance for the ruling in the case.
5. The majority's reasoning is based on an interpretation of Article 8 (art. 8) which is broader than that previously adopted by the Court and seems to imply that any legal problem that has a bearing on a person's private life falls within the scope of Article 8 (art. 8).
Protocol No. 7 (P7) to the Convention, which is about to be opened for signature, contains, however, in Article 5 (art. P7-5) a provision concerning spouses' relations with their children. I take that as a further indication that the Parties to the Convention have not found that Article 8 (art. 8) covers this aspect.
6. For the above reasons, I do not find Article 8 (art. 8) to be applicable in this case.
* The case is numbered 9/1983/65/100. The second figure indicates the year in which the case was referred to the Court and the first figure its place on the list of cases referred in that year; the last two figures indicate, respectively, the case's order on the list of cases and of originating applications (to the Commission) referred to the Court since its creation.
** The revised Rules of Court, which entered into force on 1 January 1983, are applicable to the present case.