At the Tribunal | |
Before
THE HONOURABLE MR JUSTICE BELL
MR J C SHRIGLEY
MR G H WRIGHT MBE
APPELLANT | |
RESPONDENT |
Transcript of Proceedings
JUDGMENT
Revised
For the Appellant | MR C HAY (Lay Representative) Northern Complainant Aid Fund Check Point 45 Westgate Bradford BD1 2TH |
For the Respondents | MR T KENWARD (of Counsel) Legal Services Agency Personnel and Administration Directorate Liverpool City Council Solicitors' Business Unit Room 130, First Floor Municipal Buildings Dale Street Liverpool L69 2DH |
MR JUSTICE BELL: This is an appeal by Mr Vaughn against the decision of the Employment Tribunal held at Liverpool over four days in September and three days in November 1998. The decision was promulgated on 12th January 1999. It rejected Mr Vaughn's complaint of direct racial discrimination and of discrimination by way of victimisation and it ordered him to contribute £100 towards the respondents' costs.
"A person discriminates against another in any circumstances relevant for the purposes of any provision of this Act if-
(a) on racial grounds he treats that other less favourably than he treats or would treat other persons …"
Mr Vaughn's case of direct racial discrimination was that he was treated less favourably in respect of an application to have time off or to share his job in order to help look after his baby.
"A person ("the discriminator") discriminates against another person ("the person victimised") in any circumstances relevant for the purposes of any provision of this Act if he treats the person victimised less favourably than in those circumstances he treats or would treat other persons, and does so by reason that the person victimised has-
…
(d) alleged that the discriminator or any other person has committed an act which (whether or not the allegation so states) would amount to a contravention of this Act, …"
"Subsection (1) does not apply to treatment of a person by reason of any allegation made by him if the allegation was false and not made in good faith."
The Employment Tribunal's findings of fact
"4(a) … His application for fewer hours or a job share were refused, the latter wrongly so. There was incorrect information in the advertisement for one to job share with him. There was hitch in arranging a hearing of his grievance. His grievance was discontinued when he was allowed to job share. An investigation into his motive for accusing the respondents of discrimination was instituted. His appeal against the findings of the investigation was rejected. All these were detriments.
(b) Mr Maunder's reception of Mr Worrall's complaint was not a detriment at all. Mr Maunder took it seriously and directed immediate and appropriate action."
"5. … Three white employees were allowed either job share or reduced hours. Ms Duffy spent more time on talking to Mr Beaumont than to the applicant. The implication was that a white employee would not have been subject to the errors committed by the respondents."
"6. … The refusal of a reduction in hours was justified by the demands of the service. The refusal of job share was a mistake ultimately corrected. The advertisement and the abortive grievance hearing represented careless slips. When the grievance procedure was discontinued, it was genuinely considered, for sufficient reason, that the grievance had been met. The lateness of the accusation of discrimination justified suspicions as to his motive: when his request had been granted, but the job share was, properly, not to operate as quickly as he wanted, his grievance changed to one of discrimination; that smacked of insincerity. The rejection of his appeal was rationally justified; he did not appear at the hearing to prosecute the appeal."
"7(a) Did the respondents' explanation exculpate them? We reminded ourselves that almost always an innocent explanation of alleged racial detriment will be offered: rarely will discrimination be admitted and rarely will direct evidence of it be available. Indeed, it may be unconscious or even well-intentioned. We must look at all the circumstances to see if there is any evidence that justifies our inferring that there has been discrimination. We must not hesitate to make such inferences as are justified by the evidence, even if it were only hints and apparently small suggestions.
(b) No inference that there had been discrimination was justified. Mistakes were made, careless and understandable. The decision not to reduce the applicant's hours was unwelcome and inconvenient; but it was a decision Ms Duffy was entitled to make and she made it by looking only to the effects on the service of granting the applicant's request. It was quite uninfluenced by his race: the circumstances of the other employees who made successful applications were different. Mr Maunder did nothing that might be termed discriminatory. The hearing of the grievance was stopped before anyone realised that the applicant wanted a formal complaint of discrimination to be dealt with. We could discern nothing in the decision to proceed with the appeal or its rejection that might warrant an inference of discrimination.
(c) Was the applicant victimised (for the purposes of Section 2 of the Race Relations Act 1976) by the decision to subject him to an investigation into why he made a late complaint of discrimination? We had to decide whether he was treated less favourably than in the same circumstances the respondents would have treated another, because he accused the respondents of race discrimination. We also asked whether the allegation made by the applicant was false and not made in good faith; if it were, Section 2(2) of the Act would prevent his reliance on the provision as to victimisation.
(d) The applicant made a late complaint of discrimination: it was orally made in August, a month after Ms Duffy had refused his request, and formalised early in September and it arose only when he learned that his job sharing might only begin when there was someone to share with him. The allegation was false and we could not accept that he made it in good faith: his request has been granted but not in the way he wanted; the accusation was a way of maintaining a grievance that would otherwise have been closed. Besides, anyone in the same circumstances would have been subject to the same process."
"8(a) The respondents applied for costs. We all found that the applicant had dressed up a grievance over hours as an accusation of race discrimination that, at least initially, he did not believe in. It was unreasonable to initiate and maintain the complaint before us.
(b) In applying our discretion whether an order should be made, our majority decided that one should: these accusations were very serious and led to expenditure of much time, expense and care. Having noted the applicant's means and having in mind his family obligations, we decided that our order should not be crippling, but should be enough to be felt and to make clear the view we took of the case. The figure ordered was £100.
(c) Our minority member acknowledged that here was a false, unreasonable accusation irresponsibly made. But it was enough on this occasion to record that view and not to make an order that would burden the applicant."
The Appeal
"It has on a number of occasions been made plain that the decision of an Industrial Tribunal is not required to be an elaborate formalistic product of refined legal draftsmanship, but it must contain an outline of the story which has given rise to the complaint and a summary of the Tribunal's basic factual conclusions and a statement of the reasons which have led them to reach the conclusion which they do on those basic facts. The parties are entitled to be told why they have won or lost. There should be sufficient account of the facts and of the reasoning to enable the EAT or, on further appeal, this court to see whether any question of law arises; and it is highly desirable that the decision of an Industrial Tribunal should give guidance both to employers and trade unions as to practices which should or should not be adopted."
"Re: Grievance Procedure
I write to invoke Liverpool City Council grievance procedure on behalf of UNISON member Tony Vaughn. The grievance is in relation to Tony's request for reduced working hours. See attached correspondence."
In our view, as in the view of the tribunal, that could not be taken to be a reference to more than a grievance over the refusal of the request for reduced working hours. There is no mention anywhere nor any intimation that Mr Worrall or Mr Vaughn was initiating a complaint of racial discrimination.
Conclusion
Application for costs