QUEEN'S BENCH DIVISION
Strand, London, WC2A 2LL |
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B e f o r e :
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MR ALAN HAWKES (EXECUTOR OF THE ESTATE OF MRS DORIS HELEN HAWKES) |
Claimant |
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- and - |
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WARMEX LIMITED |
Defendant |
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Mr Alexander Macpherson (instructed by BLM) for the Defendant
Hearing dates: 20 & 21 December 2017
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Crown Copyright ©
Mr Peter Marquand:
Introduction
The issues
Background
The factual evidence concerning whether the inner lining was made from asbestos
i) She was exposed to asbestos when she worked for Warmex Ltd;ii) The electric blankets consisted of "an asbestos blanket [which I have referred to as the 'inner lining'] with electrical wire fed through the blanket to generate heat, with the asbestos blanket being stuffed inside a canvas cover…";
iii) That when she moved on to threading "I had a long needle that I used to thread the electrical wire through the asbestos blanket…";
iv) The asbestos blanket was a 'fluffy' material;
v) When she worked on the threading "bits of asbestos would come off all the time and get on my clothes";
vi) When she went back to work for Warmex Ltd in 1962 "Again I was exposed to asbestos as I have described [in the remainder of her statement]". She also confirms that Warmex Ltd were still using the same asbestos materials;
vii) She states her understanding that during the war Warmex Ltd made airmen's suits, which was before she worked for them.
i) She remembers that "during this time [Mrs Hawkes] told me that the factory made electric blankets and that the wires in the electric blankets were covered in asbestos. This came up in conversation about the methods they used in the factory…";ii) She remembers "my mother telling me that the Warmex factory made pilots' suits that pilots wore during the war. She told me that they were made in the same way as the electric blankets, with asbestos around the wires." She also confirmed that her mother mentioned to her more than once that asbestos was contained in the electric blankets and the pilots' suits.
The expert evidence concerning whether the inner lining was made from asbestos
The advertisement from 'Popular Science Monthly' dated January 1919
i) "All wrapped up in this blanket built with sections of wool, canvas and asbestos with wires stitched in, all he has to do is plug in the electric lighting circuit and sweat out that cold…",ii) "No more need the motorman blow on chilled fingers… an asbestos pad filled with wires to go in glove or mitten. The motorman hitches up his glove to the car current and is comfortable."
Patent Specification no 555,125 – the heated jacket
"…any suitable form of heating wire can be utilised but it is preferred to utilise a wire such as shown in figure 4 where [there] is an inner cord of asbestos or other similar heat insulating material which has coiled around it the actual heating wire [number omitted], the whole being enclosed in a tube or cover [number omitted] of asbestos or similar material."
Patent Specification no 709,048 – the 1952 electrically heated blanket
Patent specification number 882,467 – the 1958 electrically heated blanket
'The Willing Servants – a history of electricity in the home"
"The first of the post-war blankets were made with asbestos insulated resistors but they were only safe if they were kept dry. If the asbestos became wet there was a risk of a shock and there were a number of fatalities."
Selected written evidence submitted to the Advisory Committee on Asbestos 1976 – 1977 – Turner & Newell asbestos products
"Cable making Heat resistant electricity supply cable
Wire covering Electric blankets
Heating tapes"
The testing of the Warmex Ltd electric blanket
Opinions on consequences of stitching of the inner lining of the blanket
Were asbestos textiles "fluffy"?
The experts on the issue of asbestos in the electric blanket
Were the inner linings of the electric blankets made of asbestos?
i) I am satisfied that there was asbestos within the Warmex Ltd factory at the time Mrs Hawkes worked there. In 1997 she gave this information to her general practitioner when there was no suggestion that she had an asbestos related disease. She also confirmed to her daughter Mrs Cornforth that there was asbestos present in the factory;ii) I am satisfied that the advertisement from 'Popular Science Monthly' dated January 1919 demonstrates that in the USA electrical wires were used to heat asbestos-containing blankets and that this therefore means it is feasible that the description provided by Mrs Hawkes of the use of an asbestos inner lining is correct. They are not technical drawings and cannot be relied upon to any further extent in my judgment;
iii) The 1942 patent 555,125 – the heated jacket. As asbestos is mentioned as being used as heat insulating material in the wire, it might be expected that it would be specifically referred to if it was incorporated as part of the "textile or other material". My conclusion is that the patent demonstrates that asbestos was used as a heat insulator inside and around the electrical wire and not as a textile inner lining for the garment through which the wire was fed;
iv) The patent from 1942, 555,125 for the jacket clearly records that asbestos was used within and around an electric wire as the heating element within the garment. The blanket that Mr Glenn purchased demonstrated asbestos in the heating element. The later patent for an electric blanket 882,467 used an insulated wire, although the insulation was plastic. None of those blankets or garments used an inner lining of asbestos textile. Although it is possible that the company could have changed the method used when it produced electric blankets and then subsequently changed the methodology back to using an insulated wire (initially using asbestos and subsequently using plastic) it seems to me more likely that a method of heating the garment in 1942 would be used shortly after the war to make heated blankets and then that insulated wire method would be updated with the new material, namely plastic. I do not see that changing the method from stitching a wire through the inner lining to creating a conduit within the blanket makes any difference to the conclusion that I have reached. In fact I would have thought that if a conduit had been created within an asbestos textile that would have more satisfactorily insulated a bare wire than the method proposed by Mr Chambers;
v) I find the method of insulation proposed by Mr Chambers of stitching or threading a wire through an asbestos blanket unlikely to have been adopted. It seems to me that it poses problems because it would require any electric blanket to be always the "right way up", assuming that Mr Chambers' suggestion that the asbestos was to guard against fire is correct. It also does not insulate the wire on those surfaces where the wire is not in contact with the asbestos. Although I have to bear in mind what I said about the credibility of both experts I do find Mr Glenn's opinion on this aspect makes logical sense. For these reasons as well, I find that the references to "wire covering" in the evidence from Turner & Newell and "insulated resisters" in "The Willing Servants – History of Electricity in the Home" to be references to covering the wire itself with asbestos and not threading or stitching wire through an asbestos blanket. That is also the common-sense reading of those documents;
vi) Mr Chambers' diagram was his attempt to represent pictorially what Mrs Hawkes described and to make that consistent with his view that the asbestos inner lining was used to reduce the risk of fire. I find it impossible to decide whether the asbestos was used to reduce the risk of fire or as a heat insulator although I note that within the patent for the jacket it is referred to as a heat insulator. I have already indicated that I do not accept the method that Mr Chambers proposed. His diagram does not help me for that reason and also because it is to some extent "circular" as it relies upon Mrs Hawkes' evidence of stitching through the inner lining;
vii) I do not take into account the experts' opinions on whether or not asbestos textiles could be "fluffy". They gave contradictory evidence and I do not think it is safe to rely on either of their views on this point, for the reasons I have already explained;
viii) Mrs Cornforth's evidence was that the wire was covered with asbestos. Her evidence was not tested in court but it is consistent with my findings in relation to the other evidence that was available, in particular the 1942 patent and the electric blanket that was tested. She does not support the Claimant's case that the inner lining was made of asbestos. Presumably, the Claimant would have called her to give oral evidence if she was going to say that when she referred to covering of the wire, she had been told it was threading the wire through the inner lining; and
ix) Mr Macpherson referred me to previous cases of litigation involving asbestos in particular Sloper v Lloyds Bank [2016] EWHC 483 (QB) at paragraph 60 onwards where observations are made about the inherently fallible process of attempting to remember events in the distant past. Mr Steinberg urged me not to treat such cases as legal authority and I do not, but the observations they contain are relevant. Mrs Hawkes does recount certain details in her statement that indicate it may be generally accurate, such as the name of the company's owner and the name of his wife and daughter. Mrs Cornforth states her mother was a "very detailed sort of person". However, the events in question started 70 years before Mrs Hawkes provided her witness statement. She provided that witness statement in no doubt the very difficult circumstances that she found herself in shortly before her death. To my mind it is perfectly understandable that she made an error in determining the source of asbestos and I conclude that she did, although that does not mean I reject all of her evidence. The evidence that is more reliable is derived from the patents and the use of asbestos for insulation of the wire itself. Mrs Hawkes' evidence is not consistent with that evidence. Furthermore, even if Mrs Hawkes believed the fluffy inner lining was made from asbestos then on the basis of her evidence it would still have been in use in 1962 (see paragraph 11(vi)) above and this is inconsistent with the experts' agreed position that asbestos would not have been in use at that time. That position may need to be qualified, as it may be that asbestos was in use then as a wire covering, as the subsequent testing of the blanket has implied, but it does not alter the position over the evidence concerning the inner lining. For these reasons I do not accept Mrs Hawkes' evidence that the inner lining was made of asbestos.
Asbestos Industry Regulations 1931
". . . they shall apply to all factories and workshops or parts thereof in which the following processes or any of them are carried on:
(i) breaking, crushing, disintegrating, opening and grinding of asbestos, and the mixing or sieving of asbestos, and all processes involving manipulation of asbestos incidental thereto;
(ii) all processes in the manufacture of asbestos textiles, including preparatory and finishing processes;
(iii) the making of insulation slabs or sections, composed wholly or partly of asbestos, and processes incidental thereto;
(iv) the making or repairing of insulating mattresses, composed wholly or partly of asbestos, and processes incidental thereto;
(v) sawing, grinding, turning, abrading and polishing, in the dry state, of articles composed wholly or partly of asbestos in the manufacture of such articles;
(vi) the cleaning of any chambers, fixtures and appliances for the collection of asbestos dust produced in any of the foregoing processes.
Provided that nothing in these Regulations shall apply to any factory or workshop or part thereof in which the process of mixing of asbestos or repair of insulating mattresses or any process specified in (v) or any cleaning of machinery or other plant used in connection with any process, is carried on, so long as (a) such process or work is carried on occasionally only and no person is employed therein for more than eight hours in any week; and (b) no other process specified in the foregoing paragraphs is carried on."
i) The application of the Regulations is broad and anticipates covering processes that were not in existence at the time the Regulations were made (Lord Kerr paragraph 9);ii) The proviso cuts down the scope of the Regulations but indicates that they will apply even if the main business of factory or workshop is not the manufacturer of asbestos goods (Lord Kerr paragraph 12 and Baroness Hale paragraph 98);
iii) The emphasis of the Regulations is on the processes rather than nature of the industry (Lord Kerr paragraph 27);
iv) The Merewether and Price Report was not restricted to the asbestos manufacturing industry and as such there is no justification for considering that the Regulations should only apply to the manufacture of asbestos and that the risks arising from other forms of exposure should be ignored (paragraphs 28 to 33 Lord Kerr);
v) As the Merewether and Price Report observed, the asbestos industry had developed and asbestos was frequently worked, manipulated, mixed and transformed after the supply of the raw material to the customer. "It is doubtful that the Secretary of State would have concluded that insulation companies which were not engaged in the manufacture of asbestos but whose workers were daily exposed to asbestos while manipulating it for application… should not be regarded as part of the asbestos industry." (Paragraph 35 Lord Kerr);
vi) A plain meaning is to be given to the preamble in applying the Regulations to all of the processes listed (paragraph 44 Lord Kerr);
vii) "The purpose of the Regulations was surely to protect workers from the consequences of asbestos dust. I do not myself see why that protection should be limited to those affected by asbestos dust in the process of manufacture and repair and not those affected whenever a defined process was carried on in a factory or workshop." (Lord Clarke paragraph 117); and
viii) The Secretary of State cannot be presumed to have ignored the risk to those who worked with asbestos, other than in the manufacturing process, that the Merewether and Price Report had clearly identified and mixing should not be given a restricted technical meaning (Lord Kerr paragraph 48 to 49). Baroness Hale also rejected the technical application to the word "mixing" (paragraph 100). Lord Clarke said that the word "mixing" should be given its ordinary and natural meaning (paragraph 120).
i) The Regulations apply to the Warmex Ltd factory or workshop as a matter of principle but in order to be applicable one of the six processes set out in the preamble must apply;ii) As the Claimant alleges, the only applicable process is set out in paragraph (ii). Reading that paragraph in conjunction with the definition of "asbestos textiles" leads me to conclude that the scope of this paragraph is the manufacture of yarn or cloth wholly or partly made of asbestos. It does not cover the manufacture of products made with those textiles;
iii) Paragraphs (iii) to (v) concern processes involved in manufacturing products (or "articles" as referred to in paragraph (v)). The yarn or cloth in paragraph (ii) is also a product. If there had been an intention to cover articles or products manufactured from asbestos textiles the Regulations would have said so;
iv) The natural and ordinary meaning of finishing a textile does not include turning that textile into a product;
v) Threading or stitching a wire through a piece of asbestos textile cannot in my view be considered to come within the ordinary and natural meaning of the 'finishing' process of an asbestos textile. This remains the case even if I include handling or manipulation of the inner lining itself in order to carry out the stitching;
vi) Not every activity associated with asbestos is caught by the Regulations notwithstanding the need to interpret the Regulations broadly. For example, there is reference in McDonald to doubt over whether removing asbestos lagging would come within the Regulations (Lord Kerr referring to Baroness Hale's judgment in Jeromson v Shell Tankers (UK) Ltd [2001] EWCA Civ 101). Lord Reed in the dissenting judgment in McDonald also refers to sawing preformed lagging as not coming within the Regulations as paragraph (v) only covers "sawing" where that goes to the manufacture of the article itself. A factory that used components made from asbestos without modification in the production of another product would not be caught either; and
vii) The Report on Conferences between Employers and Inspectors Concerning Methods for Suppressing Dust in Asbestos Textile Factories reviews the processes involved in manufacturing textiles from asbestos. It does not cover the use of those textiles to form products. It does not cover any form of stitching or cutting for example.
"an exhaust draft effected by mechanical means which prevents the escape of asbestos dust into the air of any room in which persons work, shall be provided and maintained for –
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(d) Work benches for asbestos waste sorting or for other manipulation of asbestos by hand"
Section 47 Factories Act 1937 and the Common Law
"In every factory in which, in connection with any process carried on, there is given off any dust or fume or other impurity of such a character and to such extent as to be likely to be injurious or offensive to the persons employed, or any substantial quantity of dust of any kind, all practicable measures shall be taken to protect the persons employed against inhalation of the dust or fume or other impurity and to prevent its accumulating in any workroom, and in particular, where the nature of the process makes it practicable, exhaust appliances shall be provided and maintained, as near as possible to the point of origin of the dust or fume or other impurity, so as to prevent it entering the air of any workroom."
"Proper application of the subsection requires a staged approach: (i) is the dust, fume or other impurity which is given off of such a character and given off to such an extent as to be likely to be injurious or offensive to the persons employed? (ii) if not, has any substantial quantity of dust of any kind been given off in the workroom where the Claimant was a person employed? (iii) if the answer to (i) or (ii) is "yes" are there practicable measures which can be taken to protect the persons employed against inhalation of the dust or fume or other impurity and to prevent its accumulation in any workroom? And (iv) if the answer to (iii) is "yes" have they been taken?"
The second limb of s47
"'Substantial', in my view, does not mean merely 'not negligible': there must be, to use a common phrase, 'a lot of dust'; and it must be substantial when given off, not substantial merely by accumulation over a period."
"I consider therefore that the duty to take practicable measures arises whenever a considerable quantity of dust is given off and that the activation of the duty is not dependent on its being shown that the quantity of dust was considerable at the moment of inhalation."
The factual evidence of the amount of dust and any measures to control it
i) When she was doing the threading her face was right over the blanket and bits of asbestos would come off all the time and get on her clothes. She could see dust in the air from the asbestos blankets;ii) Even when not working with asbestos she was working close to people who were working with it and she could "see asbestos particles floating about everywhere so I was always exposed to it in the factory";
iii) At the time she did not know it was dangerous and they had no masks or protection. There was no extraction other than windows;
iv) The factory was 70 feet long or perhaps 100 feet long and about 30 to 40 feet wide. When working on the blanket covers she was facing people who were working on the asbestos blankets.
The expert evidence on the amount of dust
i) Employers were not able to measure dust concentrations in the atmosphere;ii) There was no literature on asbestos dust concentrations;
iii) There were no published limits or standards concerning asbestos dust; and
iv) The only method of analysing the quantity of dust in the air was a visual one.
General Atmosphere | Breathing Zone | Breathing Zone | Breathing Zone | Breathing Zone | Breathing Zone | |
No of samples | Mean fibres/cm3 | Range | No of samples | Mean fibres/cm3 | Range | |
Ripping cloth untreated | 2 | 33 | 23-43 | 5 | 7 | 0.3-16.5 |
Stitching cloth | - | - | - | 12 | 3.4 | 0-10 |
Fitting cloth over lagged pipes | - | - | - | 7 | 22 | 0.3-43 |
i) I have particularly in mind that it is not the concentration of asbestos that is relevant to this finding but the amount of dust in general;ii) I do not take into account the evidence of Mrs Coleman. Her comment that she did not remember whether the factory was dusty cannot be taken to support the proposition that it was not dusty;
iii) Mrs Hawkes describes seeing dust in the air. There is no description of the quantity and I think it likely that she would have provided some further indication of the amount of dust if had been at a significant level. She also describes it as "asbestos particles floating about everywhere' but again this in my view does not amount to enough to satisfy the test of a considerable amount of dust. Similarly bits of asbestos getting on her clothes do not give an indication of a significant amount. I accept what she states at face value in the absence of contrary evidence, but I am not satisfied that these features alone or in combination satisfy the test in section 47;
iv) The experts could only help by discussing the levels of asbestos dust, which in themselves are not sufficient to indicate whether the dust would be visible, let alone considerable. Mr Glenn was of the view that if the asbestos had been at the level of 40 fibres per ml, in particular in combination with other dust, then a significant cloud would have been seen. In the absence of any further evidence the most reliable evidence comes from the Harries paper and the results from the activity of sewing. The peak concentration recorded for that activity was 10 fibres per ml. There is no evidence that material was cut or ripped in the factory. Even allowing for some margin, in my judgment if the inner lining had been made of asbestos I do not find that the activities undertaken by Mrs Hawkes would have resulted in peak levels in excess of 10 fibres per ml. This level of asbestos dust in itself would have been unlikely to be visible. As McDonald makes clear the issue is the amount of dust given off at source. The activities of others within the factory would not alter the obligation on the employer in relation to Mrs Hawkes even if she no longer undertook the particular activity giving off the dust as those undertaking it would be creating a similar level of dust from the same activity; and
v) Taking all the points above in combination I do not find that there was substantial dust given off associated with the activities of stitching/threading the inner blanket.
The first limb of section 47 and the Common Law duty
"…the overall test is still the conduct of the reasonable and prudent employer, taking positive thought for the safety of his workers in the light of what he knows or ought to know; where there is a recognised and general practice which has been followed for a substantial period in similar circumstances without mishap, he is entitled to follow it, unless in the light of common sense or newer knowledge it is clearly bad; but, where there is developing knowledge, he must keep reasonably abreast of it and not be too slow to apply it; and where he has in fact greater than average knowledge of the risks, he may be thereby obliged to take more than the average or standard precautions".
"However, where an employer cannot know the extent of any particular employee's exposure over the period of his employment, knows or ought to know that exposure is variable, and knows or ought to know the potential maximum as well as the potential minimum, a reasonable and prudent employer, taking positive thought for the safety of his workers, would have to take thought for the risks involved in the potential maximum exposure. Only if he could be reassured that none of these employees would be sufficiently exposed to be at risk could he safely ignore it."
"… Whatever the descriptive words used in a context where precise measurement [of the exposure to asbestos] is not possible, the question remains whether the actual exposure found by the judge was such that the reasonable and careful employer taking positive thought for the safety of his workers would have identified enough of a risk for him either to take precautions or to take advice."
".. the claimant must show, first, that the defendant owed the victim a duty of care not unreasonably to expose him to asbestos fibres and the consequent risk of asbestos related injury, including mesothelioma. Secondly, the claimant must show that the defendant was in breach of that duty by being negligent in exposing the victim to asbestos fibres and consequent asbestos related injury that was the reasonably foreseeable result of that negligence."
"It is the second of these elements that is important in relation to the first two issues raised in this appeal. On the assumption (accepted at the trial) that the claimant has proved that the University owed Mr Williams a duty of care not unreasonably to expose him to asbestos fibres, how does a court approach the issue of whether the defendant was in breach of that duty? The answer must be comparing what steps the defendant took to prevent the victim from being exposed to asbestos fibres with an objective standard of what reasonable steps should have been taken to avoid reasonably foreseeable injury in the factual circumstances prevailing at the time. The 'reasonably foreseeable injury' in this case must be that of contracting mesothelioma."
"…the duty of care must be to take reasonable care (including measures if necessary) to ensure that Mr Williams was not exposed to a foreseeable risk of asbestos related injury [my emphasis]."
"…that is whether, given the degree of actual exposure, it ought to have been reasonably foreseeable to the University (with the knowledge reasonable university should have had in 1974) that, as a result, Mr Williams would be likely to be exposed to the risk of personal injury in the form of contracting mesothelioma. To determine that question, it seems to me the judge had to make findings about (1) the actual level of exposure to asbestos fibres to which Mr Williams was exposed; (2) what knowledge the University ought to have had in 1974 about the risks posed by that degree of exposure to asbestos fibres; (3) whether, with that knowledge, it was (or should have been) reasonably foreseeable to the University that, with that level of exposure, Mr Williams was likely to be exposed to asbestos related injury [my emphasis]…"
"The appropriate methods for suppression of dust may only be fully determined when the harmful effects of comparatively low concentrations of asbestos dust are duly appreciated. Very dusty processes will not fail to be recognised, but in processes such as spinning and weaving, in which in other textile trades special methods for dust control are not required, due precautions are also necessary."
"There can be no doubt that dust if inhaled is physiologically undesirable. Moreover, dust that is thought today to be harmless may, following research, be viewed in another light tomorrow. It is not many years ago when the dust of asbestos was regarded as innocuous, while today it is recognised as highly dangerous. On the other hand where dust from a material can be shown to be relatively harmless the substitution of such material for a harmful one is a most valuable measure of protection."
"Asbestosis is a disease similar to silicosis except that the latter is caused by breathing fine silica dust into the lungs and the former by breathing fine asbestos fibre. The results are much alike. The remedy is the complete covering of the machines, efficient dust exhaust systems, and liberal exhaust ventilation in the workshop."
"…the aim of the employer in these more enlightened days should be to provide not only the bare minimum of amenities as laid down by law, but the means whereby to develop healthy and contented groups of workers."
"…asbestosis, though different from silicosis medically, is very similar in general terms. I t is caused by inhalation of minute particles of asbestos. Precautions are the same and equally necessary. The dust must on no account be inhaled."
i) It was not until around 1960 that the medical connection was made between asbestos fibres and mesothelioma;ii) The modern way of measuring the concentration of asbestos in the air is as fibres per millilitre (ml) (which is the same as a centimetre cubed (cm³)). There is no reliable way of converting millions of particles per cubic foot of air to fibres per ml.
iii) From 1960 the idea of a minimum level of exposure to asbestos became established.
iv) In March 1970 the publication of Technical Data Note 13 established a minimum safe level of exposure in fibres per ml;
v) As time moved on the permissible level of exposure to asbestos decreased.
Conclusion