HQ03X02623 HQ03X02625 HQ03X02622 HQ03X02626 |
QUEENS BENCH DIVISION
Strand, London, WC2A 2LL |
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B e f o r e :
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DAIICHI UK LTD & ORS | ||
ASAHI GLASS UK LTD & ORS | ||
EISAI LTD & ORS | ||
YAMANOUCHI PHARMA UK LTD & ORS | ||
SANKYO PHARMA UK LTD & ORS | Claimants | |
- and - | ||
STOP HUNTINGTON ANIMAL CRUELTY | ||
GREG AVERY, NATASHA AVERY, HEATHER JAMES, | ||
ANIMAL LIBERATION FRONT & ORS | Defendants |
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Mr M WESTGATE (instructed by BIRNBERG PEIRCE & PTNRS.)
for the 2nd to 4th Defendants
Hearing date: 2 October 2003
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Crown Copyright ©
Mr Justice Owen :
SHAC was established in about November 1999 with the declared objective of bringing about the closure of the HLS laboratories in which experimentation on live animals is conducted. It is the Claimants case in essence that SHAC and those involved with it have sought to achieve that objective by a concerted campaign of unlawful harassment and intimidation directed both at HLS and its employees, and at its customers and suppliers of goods and services and their employees.
a) Threatening letters and telephone calls.
b) The publication and distribution of letters maliciously alleging that various directors of the Claimants are paedophile/sex offenders.
c) Letters containing offensive material (i.e. excrement or material allegedly affected with the aids virus).
d) Criminal damage (i.e. damage to vehicles and private property by the use of paint stripper or the painting of slogans and smashing of windows).
e) Firebombings/hoax bombs.
f) Intimidatory home visits - protesters knocking on windows wearing balaclavas letting off fireworks/rape alarms.
g) Protest camps outside directors houses aiming to have the director and his family "hounded out" of his local community by making malicious and defamatory statements such as "animal killer" "animal murderer" etc.
h) Demonstrations outside Claimants premises, attempting or actually gaining any access to the premises, obstructing access to gates by the use of Capital D locks.
i) Assaults on employees leaving Claimants premises.
It is not necessary to set out the evidence in detail. Suffice it to say the Claimants, their directors and employees have unquestionably been subjected to harassment of a very serious nature intended to intimidate and terrify. That is accepted by Mr Westgate, Counsel for Mr and Mrs Avery and Heather James, who in his skeleton argument acknowledged "...that the Claimants' evidence raises very grave allegations" and also accepted "...that the evidence shows that senior employees have been subject to conduct amounting to harassment for which they are entitled to protection.
"1. Prohibition of Harassment
(1) A person must not pursue a course of conduct -
(a) which amounts to harassment of another, and
(b) which he knows or ought to know amounts to harassment of the other.
(2) For the purposes of this section, the person whose course of conduct is in question ought to know that it amounts to harassment of another if a reasonable person in possession of the same information would think the course of conduct amounted to harassment of the other.
2. Offence of Harassment
(1) A person who pursues a course of conduct in breach of section 1 is guilty of an offence.
(2) A person guilty of an offence under this section is liable on summary conviction to imprisonment for a term not exceeding six months, or a fine not exceeding level 5 on the standard scale, or both.
(3) In section 25(2) of the Police and Criminal Evidence Act 1984 (Arrestable Offences) after paragraph (m) there is inserted -
(n) An offence under section 2 of the Protection from Harassment Act 1997 (Harassment).
3. Civil Remedy
(1) An actual or apprehended breath of section 1 may be the subject of a claim in civil proceedings by the person who is or may be the victim of the course of conduct in question.
(3) Where -
(a) in such proceedings the High Court or a county court grants an injunction for the purpose of restraining the defendant from pursuing any conduct which amounts to harassment, and
(b) the plaintiff considers that the defendant has done anything which he is prohibited from doing by the injunction
the plaintiff may apply for the issue of a warrant for the arrest of the defendant.
(6) Where -
(a) The High Court or a County Court grants an injunction for the purpose mentioned in sub section (3)(a), and
(b) Without reasonable excuse the Defendant does anything which he is prohibited from doing by the injunction,
he is guilty of an offence.
7. Interpretation of this group of sections
(1) This section applies for the interpretation of sections 1 to 5.
(2) References to harassing a person including alarming the person or causing the person distress.
(3) A "course of conduct " must involve conduct on at least two occasions.
(4) "Conduct "includes speech.
"29. Section 7 of the 1997 Act does not purport to provide a comprehensive definition of harassment. There are many actions that foreseeably alarm or cause a person distress that could not possibly be described as harassment. It seems to me that section 7 is dealing with that element of the offence which is constituted by the effect of conduct rather than with the types of conduct that produce that effect.
30. The Act does not attempt to define the type of conduct that is capable of constituting harassment. "Harassment" is, however, a word which has a meaning that is generally understood. It describes conduct targeted at an individual a which is calculated to produce the consequences described in section 7 and which is oppressive and unreasonable.
The Construction Issue
"In the past year, a number of highly publicised stalking cases have come to public attention. They have highlighted the need to give the courts more effective powers to deal with stalkers. The bill covers not only stalkers but disruptive neighbours and those who target people because of the colour of their skin."
Mr Westgate submits that it is clear that as Latham LJ said in Pratt v DPP 165 JP 804G
"... the mischief which the Act is intended to meet is that persons should not be put in a state of alarm or distress by repetitious behaviour."
"32. I accept of course that the word "person unless the contrary intention is shown, is, as Mr Hatton on behalf of the Crown submits, to be understood, by virtue of the Interpretation Act 1987, as including a body of persons corporate or incorporate. But that said, it seems to me that the legislative history to which, in my view, reference can properly be made when construing what is meant by the word "person" in section 1 of the Act, points against person here meaning a corporation. It is to my mind also significant that in section 4(1) the word "him" is used and in section 5(2) the word "victim" is used.
33. For my part, I find nothing in the Scottish provisions, particularly bearing in mind that they do not create a criminal offence of the kind here under consideration, which suggests that "person" in section 1 should be construed as embracing a corporation. As it seems to me, as a matter of statutory construction, this Act was not intended by parliament to embrace, within the ambit of a criminal offence, conduct amounting to harassment directed to a limited company rather than to an individual human being. I gain support for that conclusion from the observations made by Eady J who, at an inter parties hearing, some six weeks after the Court of Appeal granted the temporary ex parte injunction to which I have referred, discharged it. He, of course, had the advantage of hearing submissions on behalf of the Defendants as well as the Plaintiffs. In the course of giving his judgment, of which the court has been provided with a full transcript, dated 28 November 1997, and which is briefly reported in the Times Law Reports for 11 December 1997, Eady J said:
"The legislators who passed that Act (he is there referring to the 1997 Act) would no doubt be surprised to see how widely its terms are perceived to extend by some people. It was clearly not intended by parliament to be used to clamp down on the discussion of matters of public interest or upon the rights of political protest and public demonstration which are so much part of our democratic tradition. I have little doubt that the courts will resist any such wide interpretation as and when the occasion arises, but it is unfortunate that the terms in which the provisions are couched should be thought to sanction any such restrictions."
"29. Lord Gifford in his written submissions referred to Huntington Life Sciences v Curtin ... in the course of giving the first judgment, with which Thorpe LJ agreed, Schiemann LJ said at page 3 of the transcript:
"There is little difficulty on the information before us in coming to the conclusion that the Plaintiff is the subject of harassment. It did occur to me that the word "person" in the Act might refer merely to an individual and not to company but the Act does not say so, on the contrary, it uses the word "individual" elsewhere in references to Scotland but not in the sections with which we are concerned. In those circumstances the presumption in the Interpretation Act that "person" includes "bodies corporate" should prevail, at any event for the purposes of a short-term injunction"
30. The court proceeded to grant a short-term injunction, it is to be noted ex parte, to the applicant company, Huntington Life Sciences, whose premises were being besieged for the want of a better word, by a number of individuals and organisations protesting on behalf of animal rights.
31. In my judgment that decision of the court of appeal is not binding on this court because it was not a decision reached as a consequence of argument reached on both sides. An ex parte injunction was being granted. In any event, as seems to me, the terms of that part of the judgment, which I have read, do not address the section at the heart of the present case, which is whether a criminal offence is capable of being laid in the terms of the charge. Schiemann LJ refers to the word "individual" appearing in passages of the Act which relate to Scotland, though for my part, I have found only one reference to the word "individual", and that is the one I have rehearsed as the descriptive prelude to the provisions of section 8."
"Every individual has a right to be free from harassment and, accordingly, a person must not pursue a course of conduct which amounts to harassment of another-"
He submits that had it been the intention of Parliament to exclude corporate bodies from the provisions relating to England and Wales in section 1 of the Act, the word "individual" could and would have been used. I do not find that argument persuasive, not least because the prohibition in both section 1 and section 8 is couched in identical terms, namely that "...a person must not pursue a course of conduct which amounts to harassment of another."
In each of the actions a named Claimant, in most cases the managing director of the company in question, brings the claim on his own behalf and on behalf of the employees of the company under CPR19.6, which provides that -
"(1) Where more than one person has an interest in a claim -
(a) The claim may be begun; or
(b) The court may order that the claim may be continued, by or against one or more of the persons who have the same interest as representatives of any other persons who have the same interest."
Mr Lawson-Cruttenden referred me to the notes to CPR19.6.3 which include the observation that -
"r.19.6 is designed to allow representative proceedings to be treated, not as a rigid matter of principle, but as a flexible tool of convenience in the administration of justice, and should be applied, not in any strict or rigorous sense, but according to its wide and permissive scope..."
"I now turn to the possible applicability of CPR19.6 to the Defendants. The Defendants include nine individuals and three groups who the Claimants allege are unincorporated associations. The evidence about the existence and composition of the eleventh and twelfth Defendants (London Animal Action and Animal Liberation Front) is unspecific. There is sufficient to persuade me that those Defendants exist as groups and are part of the alleged campaign against employees of the First Claimant. There is no evidence that Defendants' two to ten belong to either of those groups. There is evidence in relation to several of the individual Defendants, some of them indeed from those Defendants themselves that SHAC (The First Defendants) exist as a group. However, the nature of SHAC and the extent of involvement in it on the part of these Defendants are to an extent in dispute. None of the individual Defendants seeks or is willing to represent SHAC. I do not consider it either necessary or just or convenient to direct that any individual Defendants should do so. SHAC as outlined is a sufficiently identifiable group to justify its being joined as a defendant. Mr Lawson-Cruttenden cited examples of such groups being joined in an action where there is sufficient identity of interest, for example Michael Furrier's Limited v Askew and Others Times Newspaper 25 June 1983, EMI Records Limited v Kevin Cudel and Others 1983 Commercial Law Reports 280. Further, I have been shown orders made by other judges in this Division against such bodies. But despite the aptness of SHAC being joined as a defendant, I see little purpose in directing that it should represent any particular people such as the Defendants under CPR part 19. It is not even itself at present represented.
28. The important point is that if an injunction is to be granted those bound by it should be identifiable with sufficient particularity. That object is achieved by the definition 'protestor' set out in paragraph 5 of the definition section of Pitcher J's order. That reads as follows:
In this order 'protestor' or 'protestors' shall mean the Defendants by themselves with their servants or agents or otherwise and any other person who is acting in consort with any of the Defendants who has notice of the terms of order whether by himself, his servants or agents or otherwise or by any other person who has been given notice in writing of the terms of this order, whether by himself, his servants or agents or otherwise."
The orders that the Claimants invite me to make each include a definition of the section defining 'protester' and 'protestors' in identical terms to the HLS action.
The principles upon which the court may grant injunctive relief at an interlocutory stage of proceedings are well known and need not be rehearsed. But in the context of these claims the judgment of the Court of Appeal in Burris v Azadani 1995 1 WLR 1373 is of direct relevance bearing in mind that in each of the cases the Claimants seek orders excluding the Defendants from specified zones around the Claimant companies' premises and around the homes of their employees. In the course of his judgment Sir Thomas Bingham MR (as he then was) said -
"If an injunction may only be properly granted to restrain conduct which is in itself is tortious or otherwise unlawful, that would be a conclusive objection to term (c) of the 28 January 1994 injunction, since it is plain that Mr Azadani would commit no tort nor otherwise act unlawfully if, without more, he were to traverse Mandrake Road without any contact or communication with Miss Burris, exercising his right to use the public highway peacefully in the same way as any other member of the public. I do not, however, think that the court's power is so limited. A Mareva injunction granted in the familiar form restrains a defendant from acting in a way which is not, in itself, tortious or otherwise unlawful. The order is made to try and ensure that the procedures of the court are in practice effective to achieve their ends. The court recognises a need to protect the legitimate interest of those who have invoked its jurisdiction...
It would not seem to me to be a valid objection to the making of an exclusion zone order that the conduct to be restrained is not in itself tortious or otherwise unlawful, if such an order is reasonably regarded as necessary for the protection of a plaintiff's legitimate interest." (807d-808a)
At 818J-812b
"Neither statute nor authority in my view precludes the making of an exclusion zone order. But that does not mean that such orders should be made at all readily, or without very good reason. There are two interests to be reconciled. One is that of the defendant. His liberty must be respected up to the point at which his conduct infringes, or threatens to infringe, the rights of the plaintiff. No restraint should be placed on him which is not judged to be necessary to protect the rights of the plaintiff. But the plaintiff has an interest which the court must be astute to protect. The rule of law requires that those whose rights are infringed should seek the aid of the court, and respect for the legal process can only suffer if those who need protection fail to get it." (810j)
Similarly at 811j Schiemann LJ said -
"I agree with the judgment delivered by Sir Thomas Bingham MR. As he points there are in these cases two interests to be reconciled - that of the plaintiff not to be harassed and that of the defendant to be allowed to move freely along the highway. An exclusion zone order interferes with the latter in order to secure the former. On its face it forbids what are lawful actions. The defendant has rendered himself liable to such an order because of his previous harassing behaviour. Nonetheless a judge imposing such an order must be careful not to interfere with the defendant's rights more than is necessary in order to protect the plaintiff's."
"10(2) The exercise of these freedoms, since it carries with it duties and responsibilities may be subject to such formalities, conditions, restrictions or penalties as are prescribed by law and are necessary in a democratic society, in the interests of ...public safety, for the prevention of disorder or crime, for the protection of health or morals, for the protection of the reputation or rights of others..."
Article 11(2) contains a similar qualification. As Stuart-Smith LJ said in Monsanto PLC v Tilley and Others Times Law Reports 30 November 1999 -
"In a democratic society, the object of change in government policy had to be effected by lawful and not unlawful means. Those who suffered infringement of their lawful rights were entitled to the protection of the law. If others deliberately infringe those rights in order to attract publicity to their cause, however sincerely they believed in its correctness, they had to bear the consequences of their law breaking. That was fundamental to the rule of law in a civilised and democratic society."
The evidence contained in the witness statements served in support of the applications reveals a sustained campaign of harassment directed at the Claimant companies and their employees, and conducted by unlawful means. It is a part of the campaign to close down HLS described by Eady J in HLS v Curtin and Others as -
"...a sustained and menacing campaign which undoubtedly has very worrying implications, not only for the plaintiff but also for the community at large, not least because of the problems in maintaining the rule of law and in protecting law abiding citizens in their homes and workplaces."
Accordingly the issue is whether the evidence supports an arguable case that -
1. The named Defendants are involved with SHAC and in the direction and coordination of the campaign to close HLS.
2. SHAC, and those responsible for its direction and co-ordination, have encouraged its supporters to carry out unlawful acts of harassment in the campaign to close HLS.
3. ALF and ARM are associated with SHAC, and their supporters have carried out unlawful acts of harassment in the campaign to close HLS.
"The message is simple: anyone dealing with Huntington Life Sciences will have to face the consequences of that alliance.
If you are involved in animal cruelty, don't think you can go home at night and get away with it. We will tell your neighbours exactly what you are involved in.
We support any form of action against anyone working in with Huntington Life Sciences."
Similarly she was reported in Scotland on Sunday, 9 March 200, as saying -
"Our message to any company has always been very simple...if you deal with Huntington you deal with SHAC and we will target whoever we want to achieve our aim of closing the place down. No company will stand in our way, be it insurer, bank, accountant or whatever. And passing laws against us is laughable because we will always find a way around them. In any case going to prison is a small price to pay if it means closing HLS down."
Later in the same article she was reported as saying -
"We support any direct action taken with the specific aim of closing down HLS as long as there is no harm done to human or animal life."
"We take the injunction as a huge compliment to the campaign. It proves we are being extremely effective. We will not stop, we will not go away and we will not give up. It makes us more determined than ever."
"The message this sounds out is loud and clear SHAC is everywhere - we have shown yet again that security is no match for the determination of activists hell bent on exposing the truth, but we can and will go to any lengths to bring about the end of HLS and those who deal with them, and that no one is safe from this campaign if they are connected to HLS."
"Sunlight have been given an undertaking that true to our word, unlike them, a request will be sent out asking activists to stop targeting them with immediate effect."