CHANCERY DIVISION
PATENTS
COURT
Strand, London, WC2A 2LL | ||
B e f o r e :
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JEROME CANADY |
Claimant | |
- and - |
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ERBE ELEKTROMEDIZIN GMBH ERBE MEDICAL UK LIMITED KEYMED (MEDICAL AND INDUSTRIAL EQUIPMENT) LIMITED OLYMPUS CORPORATION |
Defendants |
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Andrew Waugh QC and Thomas Hinchliffe (instructed by CMS Cameron
McKenna) for the First and Second Defendants
Richard Hacon (instructed by
Bristows) for the Third and Fourth Defendants
Hearing dates: 7th & 8th
December 2005
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Crown Copyright ©
Mr Justice Pumfrey :
Introduction
Technical Background
"Recently, argon beam coagulators have been demonstrated to be effective tissue coagulators. Presently available argon beam coagulators include a flexible cable having a nozzle tip with an opening through which the argon gas flows. The device includes a handle immediately adjacent the nozzle tip for placing the tip in position for tissue coagulation. Within the tip is located a tungsten needle for discharging radiofrequency (RF) current which ionizes the argon gas. The stream of ionized argon, a colorless, odorless, inactive gas, conducts the current to the tissue and blood vessels, while effectively blowing blood away from the vessels and allowing coagulation within vessel walls."
"A surgical tissue coagulator (A) comprising an elongate, biocompatible, tube (10) having an open distal end (12) and a proximal end (14);
means (22) for connecting the proximal end (14) of said tube (10) with a source (24) of an inert, ionizable gas so that a stream of said gas can flow through said tube (10) and exit the distal end (12) of said tube (10);
a handle 18 attached to said tube (10) adjacent the proximal end (14) of the tube (10) for maneuvering said tube;
a wire (28) within said tube (10) for conducting radiofrequency current, the wire (28) having a distal end (30) for positioning adjacent the distal end (12) of said tube (10),
and means (32) at the distal end (30) of said wire (28) for discharging an arc (34) of radiofrequency energy away from the distal end (30) of said wire (28) within said stream of inert gas exiting the distal end (12) of said tube (10) so as to form an ionized gas stream which is capable of coagulating tissue (38) during endoscopic surgery within a patient,
the wire (28) having a proximal end (40) opposite the distal end (30) of the wire (28), and means (42) for connecting the proximal end (40) of the wire (28) with a source (44) of radiofrequency energy,
characterized in that
said tube (10) and said wire (28) are flexible,
the tube has further an external diameter of less than about 5 mm,
is insertable into a surgical endoscope (16) having a length of at least about 35cm,
and in that
said handle is adapted for maneuvering said tube (10) within said endoscope (16) while said handle (18) is outside said endoscope (16)."
The Alleged Infringements
"if there is a full insertion of the catheter (i.e. on a very long scope – meaning having to use a lot of centimetres of instrument – usually in a colonoscopy) I use the plastic piece at the end of the probe to feed it in, because there is no part of the catheter that is available to grab. For the same reason, when the probe is fully inserted I hold it by the same piece when manipulating it within the patient during the procedure."
Under cross-examination, it appeared that Dr Schilsky had only ever done this once, when there was a "mismatch" between the probe and the endoscope which, in its context, plainly meant a mismatch in length. He also accepted that if there were sufficient catheter outside the port that the tube tended to bend, then the plastic piece could not be used for this purpose. He accepted that to use it while the catheter was being inserted would be very difficult and rare. Dr Johnson, the claimant's expert and professor of medicine at Eastern Virginia Medical School, took the view that if the probe extended over 5cm from the distal end of the endoscope, it was still possible to use the APC procedure, but, as I understood his evidence, he accepted that this was a rare exception. He agreed that you cannot use the connector for fine movements required to get the probe to the place of treatment. Nonetheless, he had done it once within his recollection, in what he described as a "kind of frantic manoeuvre", but under cross-examination he could not remember whether, in that unique instance, he had in fact used the connector to manipulate the device or had done it with his fingers, his main recollection being of nearly having run out of instrument. He readily accepted that the movement of the probe both towards and away from the distal end of the endoscope is invariably done by the clinician.
Infringement
"3. 'Handle' is an ordinary English word meaning that part of a thing which is grasped by the hand in using or moving it.
4. Each of the products in suit includes a plastic piece adjacent and attached to the proximal end of the probe tube. The part is specifically formed to be grasped by the hand by:
(a) [matter omitted] the provision of indents on the top and bottom surface of a typical shape to facilitate the grip of the thumb and first finger. [In certain cases] the part is in addition tapered such that the end facing along the length of the probe is thicker than the opposite end, to further improve the grip;
(b) [or] the provision of raised rings, positioned a suitable distance apart to permit the body of the part to be gripped between the thumb and fingers, to facilitate the part being held securely without slipping.
The part is accordingly a handle made to be grasped by the hand in using or manoeuvring the probe.
5. To manoeuvre an object is to control its movement and direction. The provision of indents or raised rings on the plastic handle is an adaptation to improve the surgeon's grip to enable the surgeon more accurately to control the probe's movement forward and backward within the endoscope. The handle is accordingly adapted for manoeuvring the probe within the endoscope while the handle remains outside the endoscope."
The Approach to Construction
"(a) The first, overarching principle, is that contained in Art.69 [of the European Patent Convention] itself . . .
(b) Article 69 says that the extent of protection is determined by the terms of the claims. It goes on to say that the description and drawings shall be used to interpret the claims. In short the claims are to be construed in context.
(c) It follows that the claims are to be construed purposively – the inventor's purpose being ascertained from the description and drawings.
(d) It further follows that the claims must not be construed as if they stood alone – the drawings and description only being used to resolve any ambiguity . . . Purpose is vital to the construction of claims.
(e) . . .
(f) Nonetheless purpose is not the be-all and end-all. One is still at the end of the day concerned with the meaning of the language used. Hence the other extreme of the Protocol – a mere guideline – is also ruled out by Art.69 itself. It is the terms of the claims which delineate the patentee's territory.
(g) It follows that if the patentee has included what is obviously a deliberate limitation in his claims, it must have a meaning. One cannot disregard obviously intentional elements . . .
(h) It also follows that where a patentee has used a word or phrase which, acontextually, might have a particular meaning (narrow or wide) it does not necessarily have that meaning in context . . .
(i) It further follows that there is no general "doctrine of equivalents" . . .
(j) On the other hand purposive construction can lead to the conclusion that a technically trivial or minor difference between an element of a claim and the corresponding element of the alleged infringement nonetheless falls within the meaning of the element when read purposively. This is not because there is a doctrine of equivalents: it is because that is the fair way to read the claim in context.
(k) Finally purposive construction leads one to eschew what Lord Diplock in Catnic [Catnic Components Limited v. Hill & Smith Limited [1982] RPC 183] called (at p.243):
"The kind of meticulous verbal analysis in which lawyers are too often tempted by their training to indulge"."
The skilled person