IN THE HIGH COURT OF JUSTICE
QUEENS BENCH DIVISION
ADMINISTRATIVE COURT
Royal Courts of Justice Strand, London, WC2A 2LL Friday 5 October 2001 | ||
B e f o r e :
____________________
The Queen on the application of HAMID ALI HUSAIN Claimant - and - ASYLUM SUPPORT ADJUDICATOR Defendant - and - THE SECRETARY OF STATE FOR THE HOME DEPARTMENT Interested Party
Smith Bernal Reporting Limited, 190 Fleet Street
London EC4A 2AG
Tel No: 020 7421 4040, Fax No: 020 7831 8838
Official Shorthand Writers to the Court)
Rhodri Thompson (instructed by the Treasury Solicitor) for the Defendant
Dinah Rose (instructed by the Treasury Solicitor)
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AS APPROVED BY THE COURT
Crown Copyright ©
MR JUSTICE STANLEY BURNTON:
Introduction
In R v Secretary of State for Social Security, ex parte Joint Council for the Welfare of Immigrants [1997] 1 WLR 275, the Court of Appeal held that Regulations made under the Social Security Contributions and Benefits Act 1992 were ultra vires. The Regulations provided that even destitute asylum-seekers might in certain circumstances be deprived of social security support. Simon Brown LJ, at 292, considered that the Regulations “necessarily contemplate for some a life so destitute that to my mind no civilised nation can tolerate it”.
“In prescribed circumstances a person who would otherwise fall within subsection (1) (i.e., a destitute asylum-seeker) is excluded.”
(a) The matters determined by the asylum support adjudicators are not “civil rights and obligations” within the meaning of Article 6, because the provision of support to asylum-seekers under the 1999 Act is discretionary, not mandatory.
(b) If, contrary to its primary case, asylum support adjudicators do determine civil rights and obligations:
(i) In determining whether a tribunal is independent for the purposes of Article 6 the Court is not confined to examining the terms of the relevant legislation: the tribunal must be established by law, but its independence need not be.
(ii) The asylum support adjudicators are an independent tribunal established by law complying with the requirements of Article 6.
(iii) If the asylum support adjudicators are not themselves an independent tribunal, the availability of judicial review by the High Court means that the system of adjudication as a whole complies with Article 6.
(c) Since the alleged infringements of Articles 3 and 8 were not included in the Claim Form, and have not been addressed in evidence, the Claimant should not be permitted to raise them.
(d) In any event, there was no unlawful infringement of the Claimant’s rights under either of those Articles.
The Leggatt Report
“To review the delivery of justice through tribunals other than ordinary courts of law, constituted under an Act of Parliament by a Minister of the Crown or for purposes of a Minister's functions; in resolving disputes, whether between citizens and the state, or between other parties, so as to ensure that:
The facts
“The Landlord agrees to allow the licensee to occupy Room No. 14 of 9 Hillsborough Plymouth PL4 7AR (hereinafter called ‘The Premises’) together with the furniture and household effects now in the Premises. The licensee is required as part of this agreement to ensure that any requirements of the Secretary of State for the Home Department acting through the Immigration and Nationality Directorate such as daily signing of registers are complied with.”
Clause 3(17) provided:
“3. The Licensee agrees as follows:
(17) Not to allow persons of improper character to reside in or frequent the demised Premises or any part thereof and not to use or permit or suffer the same to be used for any illegal or immoral purpose or for any purpose which shall be or tend to be a nuisance or annoyance or inconvenience to the Landlord or the owners tenants or occupiers of any of the other flats or of any other part of the Entire Building or of any Premises in the neighbourhood.”
“The Secretary of State understands that later on that day, at about 20:00 hrs, when Mr Alabdalla returned to the same address, you came into the room carrying a 1.50m long metal pole, which you swung around in an aggressive manner before bringing the pole down and striking Mr Alabdalla across the back ….. ASM. staff found it necessary to surround you to keep you from attacking the Kurds, and keep the Kurds from you. You continued to wave the pole aggressively and smashed a hole in one of the walls of the room. You were eventually persuaded to leave the room and the pole recovered.”
“The Secretary of State has considered the extent to which you have breached the relevant conditions, as required by regulation 19 of the Asylum Support Regulations 2000. Having carefully considered the facts and circumstances in this case, the Secretary of State is satisfied that you have breached your conditions of support by your actions. He has accordingly decided to discontinue your support as required by regulation 20(1)(a) of the Asylum Support Regulations 2000. Under section 103(2) of the Immigration and Asylum Act 1999, you have a right of appeal against this decision.”
“10. It is a matter for the determination of higher courts whether the Article 6 right to a fair hearing applies to decisions made by Asylum Support Adjudicator. Section 95 of the Immigration and Asylum Act 1999 provides for discretion rather than an obligation upon the Secretary of State to provide asylum support. Decisions relating to discretionary welfare benefits have been considered to be outside the scope of Article 6 as not determining civil rights and obligations. Accordingly, Article 6 may not apply to this jurisdiction.
11. However, whether or not Article 6 (1) applies to Asylum Support Adjudicators, I take the view that it contains minimum standards of fairness which should be applied to Asylum Support Adjudicators’ decision making process to ensure the best possible procedural safeguards for a most vulnerable group of individuals. This applies equally to other Convention rights.”
The Adjudicator also referred to regulations 19(1) and 20 of the Regulations, and to Article 8 of the European Convention.
“…. I leave the Magistrates Court to determine whether or not the appellant acted in self defence by throwing the tea pot at the victim.”
“34. I am satisfied that the Appellant was permitted to occupy his accommodation for the sole purpose of peaceful enjoyment in a manner unlikely to cause a nuisance, damage, annoyance or inconvenience to the landlord or other occupants of the premises. By his aggressive behaviour of 12th September 2000 and in attacking a fellow asylum-seeker, the appellant was in breach of condition 3(17) of his occupancy agreement. I am satisfied that the appellant did not have reasonable excuse for behaving in the manner the manner the manner that he did which was clearly considered as a threat and danger to all persons present in the room.
35. Notwithstanding that the appellant has not been tried in a criminal court in respect of the charges brought against him, I am satisfied that the Secretary of State has reasonable grounds on the evidence before to suspect that the appellant has failed without reasonable excuse to comply with the conditions subject to which the asylum support was provided.
36. Finally, I have a duty to consider whether the Secretary of States’ decision is in accordance with Article 8 of the Convention and whether the appellant’s right to respect of his private life, his home and physical integrity were in any way breached. The rights contained in Article 8 (1) are qualified by Article 8 (2) in that a public authority may justify its interference with the right to question Article 8 (1) for reasons stated in Article 8 (2). In this case I have found that the appellant was involved in an act of violence against another asylum-seeker and put at risk the victim’s right to physical integrity as well as the physical integrity of other persons present in the room at the time. Even if I were to accept that there has been interference with the appellant’s private life, I am satisfied that the respondent pursued a legitimate aim in refusing support to the appellant and that the refusal was a proportionate measure in the light of the seriousness of the appellant’s aggression against other vulnerable persons.
37. On the totality of the evidence before me, I am satisfied on the balance of probabilities that the decision of the Secretary of State is in accordance with the law and I uphold the decision.
38. In the event that the appellant is found not guilty in the criminal proceedings it is open to him to reapply for support from the Secretary of State.”
Civil rights and obligations under Article 6
It was common ground before me that rights to social security payments and the like are civil rights for the purposes of Article 6, even though the rights exist under public law rather than private law. The Convention has undergone development in this respect. Originally, the European Court of Human Rights held that such rights were outside the scope of Article 6. Its interpretation of Article 6 changed with its decisions in Feldbrugge v Netherlands (1986) 8 EHRR 425 and Deumeland v Germany (1986) 8 EHRR 448 (both judgments given on the same day), and the application of Article 6 to rights to social security was confirmed in Salesi v Italy (1993) 26 EHRR 187.
“As in (Feldbrugge v Netherlands and Deumeland v Germany), other considerations argue in favour of the applicability of Article 6(1) in the instant case. The most important of these lies in the fact that despite the public law features pointed out by the Government, Mrs Salesi was not affected in her relations with the administrative authorities as such, acting in the exercise of discretionary powers: she suffered an interference with her means of subsistence and was claiming an individual, economic right flowing from specific rules laid down in a statute giving effect to the Constitution.
The protection of this basic right is, moreover, organised in such a way that at the judicial stage disputes over it come within the jurisdiction of the ordinary court, the labour magistrates court.”
“69. In view of the wide discretion left by the Swedish Parliament to the administrative authorities in these matters, the Government further maintained that the applicant could not claim any ‘right’ to build before a permit had been granted.
The Court considers however that, subject to meeting the requirements laid down in the 1974 Act and the 1959 Ordinance, he could arguably have claimed to have a ‘right’ to such a permit. True, the issue of a permit under these circumstances would have involved the exercise of a certain discretion by the authorities, but their discretion would not have been unfettered: they would have been bound by generally recognised legal and administrative principles.
70. Pointing out that the prohibitions at issue affected the rights of a great number of other property owners, the Government alleged that the dispute in the applicant’s case thus came to have connections with his ‘right’ to build that were so remote and tenuous as to make Article 6 inapplicable.
There can, however, be no doubt that the prohibitions severely restricted the said ‘right’ and that the outcome of the proceedings whereby he challenged their lawfulness was directly decisive for his exercise thereof.
71. There was thus, as was also maintained by the Delegate of the Commission, a dispute over a ‘right.’”
“89. If a case ends without the imposition of punishment … the court may, at the request of the former suspect, grant him compensation at the expense of the State for the damage he has suffered as a result of police custody or detention on remand. …
90. Compensation shall be awarded in each case if and to the extent that the court, taking all circumstances into account, is of the opinion thought there are reasons in equity to do so.”
“…. Sections 89(1) and 591(a)(2) do not require the competent court to hold the State liable to pay even if the conditions set out therein are met. Moreover, section 90(1) CCP makes the award of compensation contingent on the competent court being of the opinion ‘that reasons in equity’ exist therefor … The grant to a public authority of such a measure of discretion indicates that no actual right is recognised in law.”
“Section 174 of the Social Security Act empowered the Minister of Labour, Social Affairs and Family to grant relief from hardship in matters within his or her competence. …. Section 174 did not lay down any binding requirements or obligations for a claim for relief from hardship to be granted, nor did it confer any entitlement in this respect. In fact the question whether the applicant’s request for relief could be granted was wholly dependent on whether the Slovak Social Security Administration accepted it.
In these circumstances, the Commission considers that the determination of the applicant’s claim for education allowance and a supplement thereto under section 174 of the Social Security Act, to which she had not formal entitlement under Slovak law, was within the discretionary power of the administrative authorities. The right claimed by the applicant cannot, therefore, be considered as a civil right within the meaning of Article 6(1) of the Convention. Consequently, Article 6(1) does not apply in the present case.”
Support for asylum-seekers
“(1) The Secretary of State may provide, or arrange for the provision of, support for-
(a) asylum-seekers, or
(b) dependants of asylum-seekers,
who appear to the Secretary of State to be destitute or to be likely to become destitute within such periods as may be prescribed.
(2) In prescribed circumstances, a person who would otherwise fall within subsection (1) is excluded.
(3) For the purposes of this section, a person is destitute if-
(a) he does not have adequate accommodation or any means of obtaining it (whether or not his other essential living needs are met); or
(b) he has adequate accommodation or the means of obtaining it, but cannot meet his other essential living needs.”
The effect of the use of the word “may” in section 95, instead of the usual “shall”, is obvious. Nowhere in Part VI is there a reference to any obligation imposed on the Secretary of State to provide support. Thus, section 97 refers to his “power” under section 95 to provide support; and asylum-seekers are referred to as qualifying for support (section 103(1)) rather than being entitled to it, and as being excluded (section 95(2)) rather than disentitled or ceasing to be entitled. The contrast between Part VI of the 1999 Act and the equivalent provisions of, for example, the Social Security Contributions and Benefits Act 1992 could not be clearer: see, for example, section 30A of the 1992 Act (with added italics):
“Subject to the following provisions of this section, a person who satisfies either of the following conditions is entitled to short-term incapacity benefit ...”
“(1) This regulation applies where the Secretary of State has decided that asylum support should be provided in respect of the essential living needs of a person.
(2) As a general rule, asylum support in respect of the essential living needs of that person may be expected to be provided in the form of vouchers redeemable for goods, services and cash …”
“The 1999 Act at one and the same time took the duty to support certain asylum-seekers away from local authorities under the National Assistance Act and placed it instead upon the Secretary of State.”
(But compare Mance LJ at paragraph 53.) Similarly, the Explanatory Note to the Regulations (which is not however part of the Regulations) states:
“These Regulations make provisions supplementing Part VI of the Immigration and Asylum Act 1999. They have the effect that support is to be available to asylum-seekers and their dependants who apply in accordance with the Regulations and appear to the Secretary of State to be destitute, or to be likely to become destitute within 14 days of the application being considered. …”
The italics are mine. The Secretary of State is under no obligation under the Act to support destitute asylum-seekers, but if he supports any, it is difficult, if not impossible, to see on what basis the Secretary of State could lawfully discriminate between asylum-seekers who fulfil the conditions for eligibility laid down in the Act and in the Regulations. By definition, all are destitute, and by definition they are asylum-seekers whose claims to asylum have not been rejected, and may be genuine. If there were an untrammelled discretion whether to provide support to asylum-seekers, he could lawfully discriminate between asylum seekers: some would receive support, and others would not.
“It is not the role of article 6 of the Convention to give access to a level of jurisdiction which can substitute its opinion for that of the administrative authorities on questions of expediency …”
See too Lord Hoffman in Alconbury [2001] 2 WLR 1389, 1412D:
“Apart from authority, I would have said that a decision as to what the public interest requires is not a ‘determination’ of civil rights and obligations. It may affect civil rights and obligations but it is not, and ought not to be, a judicial act such as article 6 has in contemplation. The reason is not simply that it involves the exercise of a discretion, taking many factors into account, which does not give any person affected by the decision the right to any particular outcome. There are many such decisions made by courts (especially in family law) of which the same can be said. Such decisions may nevertheless be determinations of an individual's civil rights (such as access to his child: compare W v United Kingdom (1987) 10 EHRR 29) and should be made by independent and impartial tribunals. But a decision as to the public interest (what I shall call for short a ‘policy decision’) is quite different from a determination of right. The administrator may have a duty, in accordance with the rule of law, to behave fairly (‘quasi-judicially’) in the decision-making procedure. But the decision itself is not a judicial or quasi-judicial act. It does not involve deciding between the rights or interests of particular persons. It is the exercise of a power delegated by the people as a whole to decide what the public interest requires.”
Ms Rose accepted that a decision to refuse support to an eligible asylum-seeker could be challenged by judicial review, on the basis that an eligible asylum-seeker would have a substantive legitimate expectation of support. She referred to R v Home Secretary, ex parte Khan [1984] 1 WLR 1337. It seems to me that if an eligible asylum-seeker is able to enforce his claim for support by legal proceedings of this kind, there is precious little practical difference between his claim for support and a right to support of the kind that would be within the scope of Article 6.
“(1) The regulations may make provision for the suspension or discontinuance of support under section 95 in prescribed circumstances (including circumstances in which the Secretary of State would otherwise be under a duty to provide support).
(2) The circumstances which may be prescribed include the cessation of residence -
(a) in accommodation provided under section 95; or
(b) at an address notified to the Secretary of State in accordance with the regulations.”
“(1) Asylum support for a supported person and his dependants (if any), or for one or more dependants of a supported person, may be suspended or discontinued if –
(a) the Secretary of State has reasonable grounds to suspect that the supported person or any dependant of his failed without reasonable excuse to comply with any condition subject to which the asylum support is provided;
(b) the Secretary of State has reasonable grounds to suspect that the supported person or any dependant of his has committed an offence under part VI of the Act;
(c) the Secretary of State has reasonable grounds to suspect that the supported person has intentionally made himself and his dependants (if any) destitute;
(d) the supported person or any dependant of his for who asylum support is being provided is absent from the authorised address; or
(e) the supported person or any dependant of his for who asylum support is being provided is absent from the authorised address –
(i) for more than seven consecutive days and nights, or
(ii) for a total of more than 14 days and nights in any six month period,
without the permission of the Secretary of State.”
“(1) If, on an application for support under section 95, the Secretary of State decides that the applicant does not qualify for support under that section, the applicant may appeal to an adjudicator.
(2) If the Secretary of State decides to stop providing support for a person under section 95 before that support would otherwise have come to an end, that person may appeal to an adjudicator.
(3) On appeal under this section, the adjudicator may-
(a) require the Secretary of State to reconsider the matter;
(b) substitute his decision for the decision appealed against; or
(c ) dismiss the appeal.
(4) The adjudicator must give his reasons in writing.
(5) The decision of the adjudicator is final.”
“They will handle one simple issue: whether a person is entitled to the support being provided. That will be subject to definition, and holders of the appointments will have to justify their decisions. ”
In interpreting paragraph 8 of Schedule 8 to the Act and regulation 20 of the Regulations, I bear in mind the context in which this part of the Act operates. The asylum-seekers who are eligible for support are by definition destitute. They are not permitted to work. Genuine asylum-seekers who are destitute and do not receive support cannot be expected to return to their homeland. If support is withdrawn, they can only turn to friends and to charities for support. In R v Secretary of State for Social Security, ex parte Joint Council for the Welfare of Immigrants [1997] 1 WLR 275, the Court of Appeal held that regulations that excluded certain asylum-seekers from entitlement to income support were ultra vires. I have already referred to the judgment of Simon Brown LJ at 292. I also refer to his citation from the judgment of Lord Ellenborough C.J. in Reg. v. Inhabitants of Eastbourne (1803) 4 East 103, 107:
“As to there being no obligation for maintaining poor foreigners before the statutes ascertaining the different methods of acquiring settlements, the law of humanity, which is anterior to all positive laws, obliges us to afford them relief, to save them from starving; ...”
See too the judgment of Waite LJ at 293:
“The class of asylum-seeker comprehended by the Regulations is a wide one - embracing all those who have made their application after arrival or who are awaiting the determination of an appeal against refusal of an application. They are not permitted to work for reward. Among their number there may be a few - but it can only be a very few - who are able to benefit from the efforts of the charities who work devotedly but with severely limited resources to house and help asylum-seekers. But the effect of the Regulations upon the vast majority will be to leave them without even the most basic means of subsistence. The stark question that has therefore to be answered is whether Regulations which deprive a very large number of asylum-seekers of the basic means of sustaining life itself have the effect of rendering their ostensible statutory right to a proper consideration of their claims in this country valueless in practice by making it not merely difficult but totally impossible for them to remain here to pursue those claims.”
“I find it impossible to believe that Parliament intended that an asylum-seeker, who because of s6 of the 1993 Act was lawfully here and who could not lawfully be removed from the country, should be left destitute, starving and at risk of grave illness and even death because he could find no one to provide him with the bare necessities of life. Clearly Parliament intended that, unless they applied on entry, asylum-seekers should find it very difficult to exist in this country. No doubt, it was hoped that the bogus would thereby be deterred from coming or forced to return whence they came. But if an entrant faced the dilemma and decided that he had to stay, because to return would be to court persecution, I am sure that Parliament would not have intended that he must nonetheless be left to starve. It is after all likely that genuine claimants will stay here since they have real fears of persecution if they return. But if Parliament really did, intend that in no circumstances should any assistance (other than hospital care) be available to these asylum-seekers, it must say so in terms. If it did, it would almost certainly put itself in breach of the European Convention on Human Rights and of the Geneva Convention and that is another reason why I find it unlikely that the safety net has been removed.”
Collins J’s judgment was upheld by the Court of Appeal, whose judgment is reported at (1997) 1 CCLR 85.
“No one shall be subjected to torture or to inhuman or degrading treatment or punishment.”
The failure of a state to provide social support for a class of persons in need is clearly not either “torture” or “punishment”. It is capable of being “treatment”, and may be said to be inhuman or degrading. However, the context, between “torture” and “punishment”, and the fact that the Convention is in general a Convention for the protection of freedoms rather than one establishing social security rights, suggest that such a failure of a state does not come within Article 3. The context suggests that some positive act is required for there to be “treatment”. The furthest the European Court of Human Rights has gone in construing Article 3 is its decision in D v United Kingdom. In that case, the Court held that the deportation to St Kitts of a man convicted of fraudulently evading the prohibition against the importation of a Class A drug, who had never been granted the right to enter or to remain in the UK, would violate Article 3, because he was suffering from AIDS, his condition was terminal, and he could receive appropriate treatment for it in this country, but could not in St Kitts, so that his deportation would shorten his life expectancy. Deportation would clearly be a positive act. Incidentally, I note that at the oral hearing before the Court the UK Government accepted that a denial of health care to the applicant while he was in prison would probably have given rise to a responsibility under the Convention and to a violation: see paragraph 56 of the judgment. However, the Court did not consider that the lack of appropriate medical treatment in St Kitts would constitute a violation of Article 3 by its Government. The Court stated, at paragraph 49:
“It is true that this principle has so far been applied by the Court in contexts in which the risk to the individual of being subjected to any of the proscribed forms of treatment emanates from intentionally inflicted acts of the public authorities in the receiving country or from those non-State bodies in that country when the authorities there are unable to afford him appropriate protection.
Aside from these situations and given the fundamental importance of Article 3 in the convention system, the Court must reserve to itself sufficient flexibility to address the application of that Article in other contexts which might arise. It is not therefore prevented from scrutinising an applicant’s claim under Article 3 where the source of the risk of proscribed treatment in the receiving country stems from factors which cannot engage either directly or indirectly the responsibility of the public authorities of that country, or which, taken alone, do not in themselves infringe the standards of that Article. To limit the application of Article 3 in this manner would be to undermine the absolute character of its protection. In any such contexts, however, the Court must subject all the circumstances surrounding the case to a rigorous scrutiny, especially the applicant’s personal situation in the expelling State.”
This conclusion makes it unnecessary to consider Article 8 under this heading.
The asylum support adjudicators: an independent tribunal?
The submissions in this case considered separately the question whether the asylum support adjudicators constituted an independent tribunal complying with the requirements of Article 6 and the question whether any want of independence is redressed by the availability of judicial review. The most recent authority indicates that this may not be the correct approach in relation to administrative tribunals. The whole of the adjudication system, including the appeal to the adjudicator and the right to judicial review, must be considered in order to decide whether the individual’s civil rights have been determined by an independent and impartial tribunal established by law as required by the Convention: see Tehrani v United Kingdom Central Council for Nursing, Midwifery and Health Visiting [2001] IRLR 208, especially at paragraphs 55 and 59 to 61.
(a) Does Article 6 require that the independence of the tribunal be guaranteed by law?
(b) What facts may be taken into account when deciding whether a tribunal is independent? Specifically, does Article 6 require that the facts that assure the independence of the tribunal should be publicly available?
(1) Statutory Provisions
(a) The asylum support adjudicators are appointed by the Home Secretary: paragraph 1 of Schedule 10 to the Act.
(b) The asylum support adjudicators exercise their functions under the direction of the Chief Asylum Support Adjudicator. She may have additional functions as the Home Secretary may determine.
(c) The Secretary of State determines their salary and expenses, pensions, allowances and gratuities: paragraph 3 of Schedule 10.
(d) The Secretary of State may determine to make a payment of compensation to a person who ceases to be an adjudicator during his term of office if he considers there are special circumstances justifying such a payment: paragraph 4 of Schedule 10.
(e) The Secretary of State determines the staffing of the adjudicators: paragraph 6 of Schedule 10.
(f) The adjudicators are requirement to sit at such times and in such places as the Secretary of State may direct: paragraph 7 of Schedule 10.
(g) By paragraphs 94 and 95 of Schedule 14 to the Act, the asylum support adjudicators are placed under the supervision of the Council on Tribunals, and are listed in Schedule 1 to the Tribunals and Inquiries Act 1992. The Council on Tribunals is an independent body which keeps under review their constitution and working, and gives advice to the Government. According to their reports, one of the Council’s principal concerns is to seek to promote the “openness, fairness and impartiality” of tribunals.
(h) By virtue of section 7 of the Tribunals and Inquiries Act 1992, the consent of the Lord Chancellor is required to the exercise of the Home Secretary’s power to terminate the appointment of an asylum support adjudicator.
(2) Non-statutory provisions
(i) The posts are publicly advertised.
(j) Appointments are made by the Secretary of State on the recommendation of an independent panel, following open competition. The panel operates by reference to the Commissioner for Public Appointments’ Guidance on Appointments to Public Bodies. Members of the panel have included the Director of JUSTICE and a Judge from Birmingham Crown Court. The Secretary of State exercises the final choice as to the successful candidate from a limited selection of persons who have been endorsed as suitable by the independent panel.
(k) The Chief Adjudicator and Deputy Chief Adjudicator are appointed for a 5-year fixed term that is automatically renewable for a further five years. Other adjudicators are appointed for three years, automatically renewable for five years.
(l) The terms of appointment of the adjudicators provide that they can only be removed from office on specified grounds (misbehaviour, incapacity, or sustained failure to observe the standards reasonably expected) or if they reach the retirement age. Removal from office or non-renewal can take place only following an investigation conducted by a judge nominated by the Lord Chief Justice. Any decision to remove an Adjudicator, or not to renew their appointment, must be concurred in by the Lord Chief Justice.
(m) The salary of the Chief Asylum Support Adjudicator is set at the equivalent to salaries paid to the holders of posts within Group 6.1 of the Senior Salaries Review Board judicial salary structure. Her terms of appointment provide that any increase will be “analogous with” Grade 6.1, an expression criticised by Mr Nicol as vague. In its context, I accept that it means “equivalent to”. It is therefore fixed independently of the Home Secretary. Pay increases for all of the asylum support adjudicators depend on the recommendations of the Review Body on Senior Salaries.
(n) The terms of appointment of the Chief Asylum Support Adjudicator provide that she has “overall responsibility to the Secretary of State for the delivery of an economic, efficient and effective adjudication system”. They require her to provide an annual report to the Secretary of State including details of expenditure and outcomes and outputs of the adjudications system,, and that publication of the report is in the discretion of the Secretary of State.
(o) The Home Secretary would consider it improper to differentiate between the salaries paid to individual asylum support adjudicators on the basis of their decisions.
(p) The Adjudicators have dedicated accommodation: the Secretary of State does not decide where appeals are held;
(q) Particular appeals are allocated to particular Adjudicators by the Chief or Deputy Chief Adjudicator. The Secretary of State has no involvement in such decisions.
(r) The Adjudicators’ Code of Conduct, made by the Chief Asylum Support Adjudicator and the Deputy Chief Asylum Support Adjudicator with the approval of the Home Secretary, stresses their obligation to conduct hearings fairly, independently, and in accordance with the Convention.
Must the independence of a tribunal be established by law?
“It is true that the irremovability of judges by the executive during their term of office must in general be considered as a corollary of their independence and thus included in the guarantees of Article 6.1. However, the absence of a formal recognition of this irremovability in the law does not in itself imply lack of independence provided that it is recognised in fact and that the other necessary guarantees are present.”
Must the facts establishing the independence of a tribunal be publicly available?
“The principles of Article 6 are of vital importance in the constitutional advance in our law which the Human Rights Act 1 1998 re[resents. But to find those principles unfulfilled upon facts where, on a proper consideration of all the material, they can only be found wanting if the court adopts an undue formalism – or even something approaching a neurotic distrust – would be gravely damaging: to the objectivity of the law in general, and to the values of the Human Rights Act in particular.
35. There is as we understand it no jurisprudence to show that the “guarantee” referred to in Findlay’s case 24 EHRR 211, 244 and elsewhere must as a matter of law be formal, in some way cast in stone. Indeed the terms of paragraph 67 of the judgment in Incal’s case 29 EHRR 449, 485-486, which we have earlier cited, clearly imply the contrary. This is with respect no surprise; were it otherwise, the benign and flexible principles underlying article 6 would be turned into constricting inflexible rules, and the doing of justice would be ill served. We consider that in the context of our domestic jurisdiction, a useful but by no means exclusive approach to the objective requirements of article 6 may be to invoke the common law’s reasonable man. Would the reasonable man, apprised of all the relevant facts about the particular case and the general practice, conclude that there existed any real doubt as to the court’s impartiality or independence?”
“These references to an ‘informed’ observer (the Director General case) or “ a fully informed layman” (McGonnell) and ‘a reasonable man apprised of the all the relevant facts about the particular case and the general practice’ (Spear) do raise difficulties about the reasonable man’s sources of information. There is no difficulty, it seems to us, in ascribing to him all information which can be said to be in the public domain even if only a persistent busy-body would be likely to have learned of it but if he is to have ascribed to him information only available to anyone through the exercise of the powers of the Court in the case being examined or otherwise available by reason only of those proceedings then a problem does, as it seems to us, arise. The problem would be that one would then be ascribing to the reasonable observer information not available to the public yet doing so as part of an exercise which was intended to ensure that it was the public that was to be procured to remain confident in the administration of justice. If, on truly publicly available information, there would be a real doubt as to the Court’s impartiality or independence, that view would be likely to remain the view of the informed public-at-large even if a party to the proceedings or a confidant of a party might have special knowledge which would have dissipated that real doubt. We shall for the time being therefore ascribe to our construct, the fair-minded and informed observer, only such information as could be acquired by a persistent, even dogged, inquirer as a member of the public and not such information as would take him out of that class – the public – whose confidence in the administration of justice was being sought to be preserved.”
The effect of judicial review
The question whether judicial review may cure any want of independence of an administrative tribunal should depend on the nature of the issues determined by that tribunal, and the extent to which the tribunal lacks the qualities of independence required by Article 6. Where the issues do not, or are unlikely to, involve disputed questions of fact, or where a large element of the application of policy is involved, and the extent to which the tribunal lacks independence is minor, judicial review may well suffice. In Bryan v UK (1995) 21 EHRR 342, there was no dispute as to the primary or the secondary facts (i.e. the inferences drawn from the primary facts), and the Court considered that the procedure before the inspector was governed by many of the safeguards required by Article 6(1): see paragraph 47 of the judgment. I refer in particular to the concurring opinion of Mr Nicholas Bratza, as he then was, as a member of the Commission, at 354. Mr Bratza’s opinion was approved by Lord Hoffman in Alconbury [2001] 2 WLR 1389 at paragraphs 106 to 111, who at paragraph 117 of his speech also referred to the importance of policy questions, or questions of expediency, which are not appropriate for judicial or quasi-judicial determination. On the other hand, where the decisions of a tribunal are likely to depend to a substantial extent on disputed questions of primary fact, and the tribunal is clearly not independent, judicial review should not suffice to produce compliance with Article 6. The scope for review of findings of primary facts is too narrow to be considered a “full jurisdiction” in such a context. Fact-dependent decisions must be made by fully independent tribunals: the scope for judicial review of primary findings of fact, and particularly of findings as to the credibility of witnesses, is generally too narrow to cure a want of independence at the lower level.
The decision of the Chief Asylum Support Adjudicator in this case
“If you break the occupancy agreement, we may suspend or end the support we give you.”
Observance of the terms of the occupancy agreement was therefore a condition subject to which asylum support was provided within the meaning of regulations 19 and 20(1)(a). As mentioned above, the term of the occupancy agreement of which the Claimant was said to have been in breach was clause 3(17).
“It may be that the mere fact of a crime being committed on the premises would not constitute a user of the premises by the tenant for an illegal purpose; for example, if the tenant was convicted of an assault upon some one who happened to be on the premises in the occupation of the tenant, and if that were the only evidence, I doubt whether the tenant could be said to have been convicted of "using the premises for an .... illegal purpose" within the meaning of s. 4. But if the tenant uses the premises as a coiner's den or as a deposit for stolen goods, a single instance of such user seems to me quite enough to satisfy the language of the statute.”
Scrutton LJ summarised the position as follows:
“I come to the conclusion that the conviction need not be for using the premises for one or another immoral or illegal purpose, and that it is enough if there is a conviction of a crime which has been committed on the premises and for the purpose of committing which the premises have been used; but that it is not enough that the tenant has been convicted of a crime with which the premises have nothing to do beyond merely being the scene of its commission.”
Atkin LJ said, at 311:
“This leads to the conclusion that the words of s. 4 must be used in a less technical sense. In my opinion they cover a case where the tenant has been convicted of a criminal offence, and in the course of the trial it has been proved that he used the premises for an immoral or illegal purpose. "Using" the premises in this section does not necessarily involve a continuous or repeated user. If the tenant formed the deliberate purpose of robbing a man, allured him into the premises and so used them for the purpose, it would be sufficient for the section if they were once so used. On the other hand if the premises are once used for an immoral or illegal purpose, it does not necessarily follow that they have been used for such a purpose within the section; for example a casual assault may be committed in the course of an innocent user.”
“Applying Scrutton L.J.'s test, the position in regard to the finding of dangerous drugs on the demised premises I think is simply this: If the drugs are on the demised premises merely because the defendant is there and has them in his or her immediate custody, such as a pocket or a handbag, then I would say without hesitation that that does not involve a "using" of the premises in connection with the offence. On the other hand, if the premises are employed as a storage place or hiding place for dangerous drugs, a conviction for possession of such drugs, when the conviction is illuminated by further evidence to show the manner in which the drugs themselves were located, would I think be sufficient to satisfy the section and come within Case 2.”
Conclusion
MR JUSTICE STANLEY BURNTON: In this case I am grateful to counsel for their corrections to the draft judgment. There is now an approved judgment which I hope incorporates those corrections and sets out my decision.
MR NICOL: My Lord, I am grateful. I take it then that your Lordship will quash the decision and remit it for further hearing.
MR JUSTICE STANLEY BURNTON: That is right.
MR NICOL: May I make an application as to costs. On the overall result we were successful. I recognise, of course, that the argument as to the independence of the Special Adjudicator was not ultimately successful. My Lord, if one counts up the issues that your Lordship had to deal with, they were as follows: whether or not Article 6.1 applied - we were successful on that; whether or not the Special Adjudicator was in fact satisfying the criteria of independence and impartiality - we were unsuccessful on that; whether or not judicial review would have been an adequate alternative - we were successful on that; the housing occupancy agreement - we were successful on that. In terms of Article 3 of the Convention, although your Lordship did not find it necessary to decide that as a discrete issue, your Lordship indicated that he was in favour of the arguments that we were advancing rather than those which were put forward in resistance. So, my Lord, of the five issues in all we were successful on four. I would not expect your Lordship to give us all our costs, but in our submission there ought to be an order that we have at least a proportion.
In terms of who should pay the costs, in our submission this is a completely artificial question. The money, one way or another, is going to come out of the pocket of the Secretary of State for the Home Department, he funds the Special Adjudicator and funded his own representation. The order could either be against the respondents without distinguishing between them or simply against the Secretary of State. My Lord, that is my submission.
MISS ROSE: My Lord, I represent both the Home Secretary and the Asylum Support Adjudicator today. Your Lordship will not be surprised to hear that I have a slightly different perception than that put forward by Mr Nicol of what were the issues and what were the results.
MR JUSTICE STANLEY BURNTON: I am interrupting you because at a late stage I revised the section on judicial review and this looks to me like the pre-revised section. I am looking at paragraph 78 to 83 of the judgment. This looks like it could have arisen because my clerk is away, he was mugged last week, so my cases are being dealt with by another clerk.
MISS ROSE: Does it alter the result?
MR JUSTICE STANLEY BURNTON: It does not alter the final result, but what I remember saying is -- this comes from leaving everything to one's clerk and not re-reading it oneself -- there is a connection between the extent of judicial review and the matter which is being reviewed, and it seems to me the Human Rights Act requires the court to extend judicial review where the matter being reviewed -- the greater the concerns under Article 6 in relation to the matter being reviewed, the more extensive must be judicial review so that the whole package does comply with Article 6, and I am not sure that this says that for the moment. I will go over that. I do not think that affects costs at all.
MISS ROSE: My Lord, the way we see it is like this. There were two issues before the court. The first was whether or not the Asylum Support Adjudicator was an independent and impartial adjudicator. That was an issue to which the Home Secretary addressed all his submissions. The second issue related to the question of whether the individual decision of the Asylum Support Adjudicator was or was not flawed. So far as the first issue was concerned, the application was unsuccessful. So far as the second was concerned, it was successful. Technically, in my submission, the right order ought to be that the costs of the Secretary of State ought to be paid by the claimant because I was successful in my defence of the independence and impartiality of the Asylum Support Adjudicator. The costs relating to argument in relation to the actual decision of the adjudicator ought to be paid by the Asylum Support Adjudicator. Now, I recognise --
MR JUSTICE STANLEY BURNTON: But this is a legal aid case, I take it.
MISS ROSE: It is, my Lord, and I recognise that there is a degree of artificiality about it, but that is the technically correct analysis. Then, in my submission, one looks at it overall. Overall we spent, I would say, 80 per cent of the court's time at least arguing about independence and impartiality.
MR JUSTICE STANLEY BURNTON: The argument on the narrow point would have taken about three minutes because, frankly, I was with Mr Nicol from the moment he stood up, if not before.
MISS ROSE: The argument in relation to the occupancy agreement I think took about 30/40 minutes in total.
MR JUSTICE STANLEY BURNTON: Yes. I did not ask Mr Nicol to address it first time round, did I?
MISS ROSE: Of course there would have been some costs incurred in his skeleton argument. If anything, the balance of the costs ought to be mine because the great majority --
MR JUSTICE STANLEY BURNTON: But you have no-one to pay your costs.
MISS ROSE: Indeed, my Lord. The suggestion I was about to make is that overall there ought to be no order as to costs, the costs ought to lie where they fall. The reality is that the State is going to pick up the bill on both sides. What I submit is inappropriate is that a costs order ought to be made against the Secretary of State or against the Asylum Support Adjudicator in circumstances where we have, in effect, won 90 per cent of what was argued.
MR JUSTICE STANLEY BURNTON: Is the Asylum Support Adjudicator represented? By you?
MISS ROSE: Yes. I do. I accept what Mr Nicol says that costs that are awarded against the Asylum Support Adjudicator will of course be paid by the Home Secretary, because the Home Secretary funds the Asylum Support Adjudicator.
MR JUSTICE STANLEY BURNTON: Why should I not make an order against the Asylum Support Adjudicator? I know there is public funding on both sides but I am sure that the legal aid fund would be very grateful for every contribution it receives from the Home Secretary.
MISS ROSE: The reason, my Lord, is that if your Lordship was going to do that, it would be only fair to make an order in my favour in relation to the balance of the claim, and the two would have to be set off against each other.
MR JUSTICE STANLEY BURNTON: Why would they have to be set off?
MISS ROSE: Because it is unfair if, in effect, the same party, the Home Secretary, has to pay costs arising out of the small part of the claim in which we were successful but has no redress for recovering costs in relation to the very large part of the claim in which we were successful. That is why I am suggesting no order as to costs is the overall fairest way of disposing of the action.
MR NICOL: My Lord, the claimant was legally aided and in those circumstances your Lordship cannot make an order for costs against him. In terms of the significance of legal aid for an order of costs in favour of the claimant, as your Lordship has said, the Legal Services Commission is anxious about its budget and these orders do make a difference.
My Lord, as far as the points made by my learned friend about her being successful on one of the issues --
MR JUSTICE STANLEY BURNTON: On the constitutional issue she was successful.
MR NICOL: Overall, yes, but the courts are now being encouraged to take a more discrete attitude to the question of costs. The policy behind that is to encourage a more economic use of court time. That is why I break it down into what actually were the matters that took up the time in front of your Lordship. If one breaks it down in that way, as I say, whilst overall we were unsuccessful on the question of independence, if one looks at the issues of those which your Lordship was engaged with we were successful on four out of the five. I cannot say any more.
MR JUSTICE STANLEY BURNTON: It seems to me that looking at the matter broadly, on the constitutional issues the Secretary of State succeeded. As a whole, I do not think it is right in this case to break out the issues too nicely. The claimant succeeded on the issue that mattered to him personally but the costs on that were relatively small. Given the connection between the pockets of the defendant and the interested party, I propose to make no order as to costs.
MISS ROSE: I am grateful.
MR JUSTICE STANLEY BURNTON: Any other applications?
MR NICOL: No.
My Lord, it happens that one of my colleagues in chambers has a permission application today which raises some of the same questions on Article 3. I am conscious that your Lordship may not feel that the text that has been handed down is the absolutely correct one, but in terms of the Article 3 issue, does that vary at all from what your Lordship intended? Would your Lordship allow me to pass that to my colleague?
MR JUSTICE STANLEY BURNTON: Certainly.
MR NICOL: With the caveat that it may not be the final word in terms of the impact of judicial review.
MR JUSTICE STANLEY BURNTON: What I can say about judicial review is that it seems to me that a person in the position of the claimant has a moving target, because the greater the concern as to the independence of the inferior tribunal, the more extensive must be the review by judicial review.
MR NICOL: Yes.
MR JUSTICE STANLEY BURNTON: On a quick look that does not appear in this text.
MR NICOL: I will add the caveat that that may not be the reliable text as far that part is concerned, but as far as Article 3 is concerned your Lordship is content.
MR JUSTICE STANLEY BURNTON: Yes.