(Queen's Bench Division)
ADMINISTRATIVE COURT
Cathays Park Cardiff |
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B e f o r e :
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ROGER MORRIS |
Appellant |
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-and- |
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WREXHAM COUNTY BOROUGH COUNCIL |
1st Respondent |
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THE NATIONAL ASSEMBLY FOR WALES |
2nd Respondent |
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1C The Court, Newport Road, Cardiff, CF24 1RH
Official Court Reporters
[Copyright: No part of this document may be reproduced or transmitted in any way without prior permission]
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Crown Copyright ©
Part 1 "Introduction", Part 2 "The Facts", Part 3 "The Present Proceedings", Part 4 "The Law", Part 5 "Did the Inspector correctly apply the law to the facts of the present case?", Part 6 "Conclusion".
PART 1: Introduction
PART 2: The Facts
"Early nineteenth century. Brick with slated roof and brick stacks. Bracketed eves. Three storeys. Sashes. Three-window front. Doric pillared porch. Two gables in front. Rectangular fanlight to door. Long wing at rear."
In a separate section of the list, Mr. Jones was shown as the owner of The Lodge and Colonel Bromilow was shown as the occupier.
6."The claim that the appeal building is not of special architectural or historic interest is made on the grounds that it does not form part of the curtilage of the principal listed building, The Lodge. Whereas ground (a) seeks to challenge the intrinsic architectural or historic value of a statutorily listed building, this part of the appeal actually amounts to an appeal under ground (b) because it is claimed that the appeal building is not actually part of the curtilage of the listed building, and consequently listed building consent is not required at all for the works carried out. Some historical evidence shows that the farmhouse and the farm buildings were subdivided into separate ownership over the years, and that part of the appeal property is not a separate dwelling with its own curtilage. Whilst the appeal building is part of an original barn, which is clearly not of the same architectural merit as The Lodge, it appears to form part of the historical and functional curtilage of the principal listed building, comprising a range of outbuildings around the farmyard of the main house.
7.However, the barns and outbuildings are not listed on their own merits, and therefore would only be protected by virtue of lying within the curtilage of the listed buildings at the time it was added to the statutory list. As paragraph 88 of Welsh Office Circular 61/96 makes clear, `the principal tests as to whether an object or structure is within the curtilage of a listed building relate to the physical layout of the land surrounding the listed building at the date of the statutory listing and the relationship of the structures on the surrounding land to each other'. The Circular goes on to point out that `the courts have held that for a structure or building within the curtilage of a listed building to be part of a listed building, it must be ancillary to the principal building, that it must have served the purposes of the principal building at the date of listing in a necessary or reasonably useful way, and must not be, historically, an independent building. Where a self-contained building was fenced or walled-off from the remainder of the site at the date of listing, regardless of the purpose for which it was erected and is occupied, it is likely to be regarded as having a separate curtilage'.
8.Historically, it is unlikely that the appeal building was independent of The Lodge, and it appears from the copies of conveyance and deed plans of 1962... [This is clearly a typographical error for 1968] ...that the barns and 113 acres of land remained in the same ownership as the house. Although it would appear that the farm buildings and land were leased separately from The Lodge from 1960 until 1970, it was not until 1991 that The Lodge was sold off as a separate unit from the farm buildings and land. Therefore, notwithstanding the leasehold of the main house at the date of listing in 1966, The Lodge and the barns, including the appeal building, and the farmland were all in the same ownership.
9.Therefore, in terms of its original function, history and ownership, the appeal building has all the attributes of an ancillary part of the listed building, and I conclude that it formed part of the curtilage of The Lodge at the date it was first added to the list of buildings of special architectural or historic interest. The subsequent subdivision of part of the farmyard and the appeal building into a separate ownership in 1993 does not overcome the fact that these outbuildings are functionally and historically related to the listed building and form part of its curtilage.
10.Although it is claimed that no specific reference was made to the need for listed building consent when the conversion of part of the appeal barn into an agricultural worker's dwelling was approved in 1989, it is necessary for me to consider whether listed building consent would be required for the works alleged in the enforcement notice. Similarly, the failure of local searches and land charges to reveal that the building is part of the principal listed building do not remove the need to reach a decision on the legal grounds in this appeal.
11.I consider that the appeal building is an integral part of the curtilage of The Lodge, the principal listed building, as defined in section 1(5) of the Planning (Listed Buildings and Conservation Areas) Act 1990. Accordingly, listed building consent would be required for the material alterations carried out to the roof of the outbuildings, and ground (c) of the appeal fails. Had ground (b) also been pleaded, that too would fail for the same reasons."
PART 3: The Present Proceedings
"The appeal is on a point of law, namely whether the Inspector correctly applied the law when ruling that an outbuilding was within the curtilage of the listed building so as to extend the listing status to the outbuilding in question."
PART 4: The Law
"In this Act `listed building' means a building which is for the time being included in a list compiled or approved by the Secretary of State under this section; and for the purposes of this Act -
(a)any object or structure fixed to the building;
(b)any object or structure within the curtilage of the building which, although not fixed to the building, forms part of the land and has done so since before 1st July 1948
shall be treated as part of the building."
"There was, I think, at the end of the argument before us agreement that three factors have to be taken into account in deciding whether a structure (or object) is within the curtilage of a listed building within the meaning of section 54(9), whatever may be the strict conveyancing interpretation of the ancient and somewhat obscure word `curtilage'. They are (1) the physical `layout' of the listed building and the structure, (2) their ownership, past and present, (3) their use or function, past and present. Where they are in common ownership and one is used in connection with the other, there is little difficulty in putting a structure near a building or even some distance from it into its curtilage. So when the terrace was built and the mill was worked by those who occupied the cottages, and the mill owner owned the cottages, it would have been hard, if not impossible, to decide that the cottages were outside the curtilage of the mill."
Stephenson LJ went on to discuss the effect of changes in ownership and changes in use of the cottages in more recent times. At page 409 he concluded, with some hesitation, that these events had not taken the cottages out of the curtilage of the mill. Ackner LJ and Sir Sebag Shaw agreed. Sir Sebag Shaw stated that he shared Stephenson LJ's doubts about the terrace of cottages remaining within the curtilage of the mill.
"In my opinion to construe the word `structure' here as embracing a complete building not subordinate to the building of which it is to be treated as forming part, would, in the light of the considerations I have mentioned, indeed produce an unreasonable result. Stephenson LJ in the Calderdale case considered that objection to be offset by what he regarded as part of the purpose of the listing provisions, namely that of protecting the setting of an architecturally or historically important building. But if that was part of the purpose, it would have been to be expected that Parliament would not have stopped at other buildings fixed to or within the curtilage of such a building, but would have subjected to control also buildings immediately adjoining but not fixed to the listed building, or on the opposite side of the street. All these considerations and the general tenor of the second sentence of section 54(9) satisfy me that the word `structure' is intended to convey a limitation to such structures as are ancillary to the listed building itself, for example the stable block of a mansion house, or the steading of a farmhouse, either fixed to the main building or within its curtilage. In my opinion the concept envisaged is that of principal and accessory. It does not follow that I would overrule the decision in the Calderdale case, though I would not accept the width of the reasoning of Stephenson LJ. There was in my opinion room for the view that the terrace of cottages was ancillary to the mill."
Lord Mackay, with whom Lord Griffiths agreed, said this about the Calderdale case at page 411 B to D.
"In my opinion Attorney-General ex rel. Sutcliffe v Calderdale Borough Council, 46 P.& C.R.399,is a very special case on its facts, and I believe that it was possible to treat the terrace and the mill, having regard to the history of the properties, as a single unit. At the time the listing was made the whole property was in one ownership and therefore when the mill was included, a notice to that effect was served on the only person who was interested as owner in the terrace. For the reasons which I have already given, I cannot regard, with respect, the reasoning by which the Court of Appeal in that case reached its conclusion as according with the true construction of section 54(9) of the Act of 1971."
Sir Graham Eyre, QC, sitting as a Deputy Judge of the Queen's Bench Division, allowed an appeal against that decision. At page 724 the Deputy Judge said this:
"At the date of the listing, the section of wall formed part of the curtilage of a property separate from the listed building in terms of ownership and physical occupation. That property was being put to a wholly independent use, un-associated with Bix Manor. Did the section of wall constitute a structure and solely to a building to which it had merely been associated historically and physically at some time prior to the listing, of which its owner and occupier had not been given notice under section 54(7) of the Act? He would have had little difficulty in finding that a wall was a structure ancillary to a listed building if at the time of listing it was fixed to the building and served the purpose of securing the building or its curtilage, and was therefore an accessory to the principal building. The use of words such as `ancillary' and `accessory' connoted an element of subordinate and subservient in both a functional and physical sense. At the time of the listing there was no functional connection, and that section of wall did not in any sense serve the listed building. It was clearly ancillary to another separate building and was not a structure ancillary to Bix Manor."
"No piece of land can ever be within the curtilage of more than one building, and if houses are built to a density of twenty or more to an acre, the curtilage of each will obviously be extremely restricted. But Norse LJ recognised that in the case of what the now moribund Settled Land Act 1925 refers to as a `principal mansion house' - which is what Grimsdyke was built as - the stables and other outbuildings are likely to be included within its curtilage.
I also respectfully doubt whether the expression `curtilage' can usefully be called a term of art. That phrase described an expression which is used by persons skilled in some particular profession, art or science, and which the practitioners clearly understand even if the uninitiated do not. This case demonstrates that not even lawyers can have a precise idea of what `curtilage' means. It is, as this court said in Dyer, a question of fact and degree.
In my judgment the deputy judge was mistaken in treating Dyer as having such clear force as he thought it had. Not only was it concerned with dispropriatory legislation, but Calderdale and Debenhams were not cited, and the court's observations about smallness were not, on the facts of Dyer, necessary to the decision. In the context of what is now Part 1 of the Act, the curtilage of a substantial listed building is likely to extend to what are or have been, in terms of ownership and function, ancillary buildings. Of course, as Stephenson LJ noted in Calderdale (at p. 407) physical `layout' comes into the matter as well. In the nature of things the curtilage within which a mansion's satellite buildings are found is bound to be relatively limited. But the concept of smallness is in this context so completely relative as to be almost meaningless and unhelpful as a criterion."
PART 5: Did the Inspector correctly apply the law to the facts of the present case?
PART 6: Conclusion
MISS HENKE: My Lord, it has already been agreed that costs follow the event, and the claimant's costs, as I understand it, have now been agreed.
MR. JUSTICE JACKSON: Thank you very much. What is the figure?
ISS HENKE: My Lord, the figure is £8,267.60
MR. JUSTICE JACKSON: Very well. I will order the second respondent to pay the appellant's costs in the sum of £8,267.60.
MISS HENKE: My Lord, there is one other matter. I am instructed to apply for leave to appeal. The issue of what is a curtilage and what falls within a curtilage is a matter of great importance to the National Assembly who have to deal with matters through their Inspectors on a regular basis.
MR. JUSTICE JACKSON: Are the somewhat unusual facts of this case an appropriate vehicle to seek the general clarification of the law which the National Assembly for Wales desires?
MISS HENKE: My Lord, those are my instructions, and I simply put it on this basis: the Inspector applied the Welsh Officer Circular as he understood it. Your Lordship's judgment and the test that you put so succinctly is somewhat different from the manner in which it appears in the Circular, and certainly the Welsh Assembly would want to test that in the Court of Appeal.
MR. JUSTICE JACKSON: Miss Henke, I understand the point which you make. I am concerned that the sum of money in issue in these proceedings is relatively small and is much less than the legal costs involved. Also I am concerned that the costs of an appeal to the Court of Appeal will be substantial. Clearly the concerns of your client extend beyond the facts of this case.
MISS HENKE: My Lord, yes.
MR. JUSTICE JACKSON: Is the National Assembly for Wales prepared to pay both sides' costs of the appeal irrespective of outcome?
MISS HENKE: My Lord, my instructions do not go that far.
MR. JUSTICE JACKSON: Do I have power to impose that condition?
MISS HENKE: My Lord, I do apologise for keeping your Lordship waiting. I have to confess, I looked the matter up before I came into court, put the necessary ribbon in the right place and subsequently moved it. Such is the way that when on your feet, a removed ribbon is the one place you cannot find. I do apologise for the delay. My Lord, the answer would appear to be yes. 52.3. My Lord, I look at the key particulars of the white book at page 988.
MR. JUSTICE JACKSON: I am terribly sorry?
MISS HENKE: Page 988, my Lord.
MR. JUSTICE JACKSON: "Conditional permission". Do you wish to make any submissions to me as to whether or not I should impose such a condition?
MISS HENKE: My Lord, my obligation to my client would be to submit that you ought not.
MR. JUSTICE JACKSON: Yes, I appreciate that. Have you any substantive arguments to put to me as to why I should not?
MISS HENKE: My Lord, no.
R U L I N G
MR. JUSTICE JACKSON: This is an application by the National Assembly for Wales for permission to appeal against the judgment which I have just delivered. In support of her application for permission, Miss Henke submits that this case raises an important issue concerning the meaning of the phrase "within the curtilage of" in the context of listed building legislation. Miss Henke tells me that the National Assembly for Wales desires to obtain further clarification from the Court of Appeal concerning the meaning of this phrase, and she tells me that the National Assembly are concerned about the matter in view of its occurrence in other cases, having nothing to do with the present case.
For my part, I do accept that the point of law which arises in this case is of some importance. I can also see that the clarification of the law from the Court of Appeal would be of benefit to the National Assembly for Wales. I am, however, troubled by one matter. The sum which is at issue in these proceedings is relatively small. If ultimately the appellant loses these proceedings, he will be put to the cost of replacing the corrugated sheet roofing which now sits on top of the north-east outbuildings. The cost of that re-roofing exercise must be substantially less than the costs of the legal proceedings.
The overriding objective, which is embodied in Part 1 of the Civil Procedure Rules, requires this court to deal with cases in a way which is proportionate to the amount of money involved, as well as proportionate to the importance of the case.
From the point of view of the National Assembly for Wales, the importance of this litigation is not limited to what happens to a particular outbuilding in the Wrexham area. From the point of view of the appellant, his interest is limited to the roof of that particular outbuilding.
In all the circumstances I have come to the conclusion that because of the importance of the point of law, I ought to grant permission to appeal. However, because of the circumstances which I have just mentioned, I should grant that permission subject to a condition as to costs. Pursuant to r.52.3(7)(b), I grant permission to appeal subject to the condition that the National Assembly for Wales pays all the costs of Mr. Morris in the Court of Appeal, irrespective of the outcome of the proceedings.
In the event that the National Assembly for Wales succeeds in its appeal and establishes the principles of law for which it contends, it will then be a matter for the discretion of the Court of Appeal whether or not to disturb the order for costs which I have made in this court. Nothing which I say this morning is intended to usurp the function of the Court of Appeal in exercising its discretion in respect of all costs incurred in lower courts, including of course this court.
MISS HENKE: My Lord, I am grateful.