1.
These three applications for judicial review arise on quite different facts.
But common to each is a question of considerable legal and practical
significance concerning the use of RSC Order 53 to challenge (on grounds of
procedural impropriety, unfairness or bias) decisions of magistrates' courts
where the applicant has a right to re-trial (or, if he had exercised it in
time, would have had a right to re-trial) in the crown court. The question is
prompted by the recent decision of this court in
R
v Peterborough Magistrates' Court ex parte Dowler
[1996] 2 Cr. App. R 561: while all the applicants accept that that case was
rightly decided by the court on the findings it made they criticise the
rationale of the decision and the practical guidance it is understood to have
given.
2.
As is well known, the magistrates' courts are the work-horses of the
criminal justice system in England and Wales. They handle the vast majority of
criminal cases, and for most citizens they represent the face of criminal
justice. Given their central role, it is of obvious importance that
magistrates' courts should, so far as possible, interpret and apply the law
correctly and reach sound factual decisions. It is also important that
proceedings in them, as in other courts, should be regularly and fairly
conducted by an independent and unbiased tribunal with appropriate regard to
the requirements of natural justice.
3.
The business of magistrates' courts is in the main handled according to the
highest standards, but, as in all other courts, errors may be made and
procedural lapses and irregularities may occur. To protect convicted
defendants against the possibility of injustice, Parliament has conferred two
rights of appeal. The first, provided by section 108 of the Magistrates'
Courts Act 1980, enables a convicted defendant to appeal to the crown court
against conviction or sentence. A defendant who exercises this right of appeal
within the prescribed period of 21 days is entitled to full retrial before a
judge of the crown court sitting with justices. The burden of proving the case
is on the prosecutor, as in the magistrates' court. Full evidence may be
called, whether or not it had been given in the magistrates' court. A decision
is reached on the case as presented in the crown court. This is the ordinary
avenue of appeal for a defendant who complains that the magistrates' court
reached a wrong decision of fact, or a wrong decision of mixed law and fact.
4.
An alternative right of appeal is conferred by section 111 of the 1980 Act
on any party to proceedings before a magistrates' court who is aggrieved by a
conviction, order, determination or other proceeding of the court, who may
question the proceeding on the ground that it is "wrong in law or is in excess
of jurisdiction" by applying to the justices to state a case for the opinion of
the High Court on the question of law or jurisdiction involved. This right
also must be exercised within 21 days, and section 111 (4) provides that on the
making of an application for a case to be stated any right of the applicant to
appeal against the decision to the crown court shall cease. This is the
ordinary avenue of appeal for a convicted defendant who contends that the
justices erred in law: the usual question posed for the opinion of the High
Court is whether on the facts which they found the justices were entitled to
convict the defendant; but sometimes the question is whether there was any
evidence upon which the justices could properly convict the defendant, which
has traditionally been regarded as an issue of law.
5.
It is clear from authority that if a magistrates' court convicts a defendant
after radically departing from well-known principles of justice and procedure,
the defendant may challenge his conviction as wrong in law by way of case
stated. In
Rigby
v Woodward
[1957] 1 WLR 250, a defendant was denied the opportunity to cross-examine his
co-defendant, and appealed to the Queen's Bench Divisional Court by way of case
stated. He was held to be entitled to do so, and the question was answered in
his favour. Lord Goddard CJ said at page 253:
7. It
would seem that Humphreys J was wrong to describe the remedy by case stated as
"not available"; but for reasons given by the Lord Chief Justice it was plainly
inappropriate.
8.
For most of this century at least, certiorari has provided the usual if not
invariable means of pursuing challenges based on unfairness, bias or procedural
irregularity in magistrates' courts. The cases which show this are legion. It
is only necessary to mention, by way of example:
R
v Sussex Justices ex parte McCarthy
[1924] 1 KB 256;
R
v East Kerrier Justices ex parte Mundy
[1952] 2 QB 719;
R
v Barry Justices ex parte Nagi Kashim
[1953] 1 WLR 1320;
R
v Oldham Justices ex parte Morrissey
[1959] 1 WLR 58;
R
v Brighton Justices ex parte Robinson
[1973] 1 WLR 69;
R
v Liverpool City Justices ex parte Topping
[1983] 1 WLR 119; and
R
v Bolton Magistrates' Court ex parte Merna
[1991] Crim. L.R. 848.
9.
In a number of cases, of which some are cited in
Dowler
at pages 567 - 8, the courts have stated that a remedy by way of judicial
review should not be granted where an alternative remedy exists. An applicant
is expected to exhaust all other remedies open to him before seeking judicial
review; otherwise, the court may in the exercise of its discretion deny relief.
For many years, however, it does not appear to have been argued that defendants
complaining of unfairness and procedural irregularity in magistrates' courts
should exhaust their right of appeal in the crown court before seeking relief
under Order 53. But in
R
v Bradford Justices ex parte Wilkinson
[1990] 1 WLR 692 the point was argued. The applicant, who had been convicted
by justices, complained that they had wrongly refused to issue warrants to
compel the attendance of witnesses and had wrongly refused to adjourn a trial
in the absence of the witnesses. The applicant sought an order for judicial
review of the justices' decision. This was resisted on the ground that since
the applicant had a right of appeal to the crown court, the Divisional Court
should not interfere by way of judicial review. The court rejected that
submission. Having been referred to observations of Megarry J in
Leary
v National Union of Vehicle Builders
[1971] Ch. 34 at 49, Lord Wilberforce in
Calvin
v Carr
[1980] AC 574 at 593, and Lord Bridge and Lord Templeman in
Lloyd
v McMahon
[1987] AC 625 at 708 and 716, Mann LJ said at page 695:
10.
The earliest case drawn to our attention in which the right of appeal to
quarter sessions or the crown court was treated as a ground for denying
judicial review was
R
v Barnes and Others, ex parte Lord Vernon
(1910) 102 LT 860. The facts were exceptional. A defendant convicted by
justices exercised his right of appeal to quarter sessions. While the appeal
was pending, but without disclosing that fact to the Divisional Court, an order
nisi of certiorari was obtained. The Crown Office Rules in force at the time
provided:
11.
By the time the applicant sought to make the order of certiorari absolute,
his appeal to quarter sessions had been dismissed and his conviction affirmed.
In that situation the Divisional Court was of opinion that it would be useless
to make the rule absolute to quash the order of the justices since the
conviction at quarter sessions would still stand. In our judgment that case is
of little value as a precedent.
12.
More relevant is
R
v Mid-Worcestershire Justices ex parte Hart
[1989] COD 397. In that case a defendant convicted by justices of speeding
appealed to the crown court under section 108 and obtained leave to move for
judicial review on grounds of procedural unfairness, omitting to mention when
seeking leave to move that his appeal to the crown court was pending. Refusing
relief, Parker LJ said:
13. It
is therefore evident that this court refused relief, in the exercise of its
discretion, because there was an extant appeal to the crown court which would
resolve the issues.
14.
These last two cases were relied on by the court in
Dowler.
In that case a defendant was convicted by justices and appealed to the crown
court. On the day fixed for hearing of the appeal counsel for the Crown
disclosed to the defendant's counsel the statement of a witness of whose
existence the defendant had not previously been made aware. The attendance of
the witness at court was procured, and he attended court ready to give
evidence, but the case was not reached for want of time and an adjourned
hearing date was fixed. Before that hearing, the defendant sought relief by
way of judicial review. The issue before the Divisional Court was succinctly
summarised by Henry LJ in these terms at page 562C:
15. The
judgment of the court makes it plain that the court regarded the application
for judicial review as having been made with the ulterior object of procuring
such delay as would lead to the dropping of the prosecution.
17.
This decision, accepted as correct on its own facts, has in practice been
treated as authority for denying relief by way of judicial review even in cases
where there is no pending appeal to the crown court and the applicant is not
accused of seeking to procure delay for ulterior reasons. In the present cases
leave to move was refused by the single judge, and only granted on renewed
application, in the first two cases expressly in order that the law might be
further considered. The point at issue is accordingly one of some importance,
and it is therefore necessary to examine the principles which led the court to
its decision.
18.
The court held, first, that there was no principle, let alone authority, to
suggest that a person was entitled to more than one fair trial. There was no
reason in law or in sense for a defendant to be given an extra life. While
different considerations might apply to domestic and other specialist
tribunals, the court placed reliance on the observations of Lord Wilberforce in
Calvin
v Carr
.
There are, in our opinion, three objections to this reasoning. The first is
that Parliament has expressly conferred a right to retrial in the crown court
on appeal following a trial before justices, and in providing for two trials
Parliament must be taken to have intended that there should be two trials not
vitiated by unfairness or procedural irregularity. The second objection is
that if a defendant, complaining of unfairness or procedural irregularity in
the magistrates' court, pursues his appeal (as he is strictly entitled to do)
by way of case stated, he will if successful obtain two fair trials: the
ordinary result would be a quashing of the unfair conviction, and an order for
retrial before the justices; if the defendant were again convicted, he would
still have his right to obtain a retrial in the crown court. Thirdly, we do
not read the advice of the board in
Calvin
v Carr
as supportive of the court's decision in
Dowler.
At page 592 Lord Wilberforce said:
19.
Lord Wilberforce then went on to consider three different situations. The
first was where rules provided for a rehearing by the original body, or some
fuller or enlarged form of it. In such cases it was not difficult to reach the
conclusion that the first hearing was superseded by the second. The second
situation was where, after examining the whole hearing structure in the context
of the particular activity to which it related, the conclusion was reached that
a complainant had the right to nothing less than a fair hearing both at the
original and at the appeal stage. In such cases the dictum of Megarry J in
Leary
at page 49, that a failure of natural justice in the trial body could not be
cured by a sufficiency of natural justice in an appellate body, might be
correct. But Lord Wilberforce drew attention to an intermediate class of case,
in which it was the task of the court, in the light of the agreements made, and
having regard to the course of proceedings, to decide whether at the end of the
day there had been a fair result reached by fair methods such as the parties
should fairly be taken to have accepted when they joined the association.
There might be instances where the defect was so flagrant and the consequences
so severe that the most perfect of appeals or rehearings would not be
sufficient to produce a just result, but in other cases that might not be so.
All these observations were directed to administrative and domestic
proceedings. The board was not dealing with cases in which a criminal penalty
had been imposed following an unfair procedure. The board did, however,
observe at page 593G:
20.
In our judgment, this court was plainly right in the
Bradford
Justices
case to regard a party's right to fairness as stronger in criminal proceedings
in the magistrates' courts than in administrative or domestic tribunals.
21.
Thirdly, the court pointed out that if a defendant convicted by magistrates
wished both to challenge the conviction on its merits and to seek redress for
procedural unfairness, he must do so by appealing to the crown court under
section 108 since if he appeals by way of case stated under section 111 he
loses his right of appeal to the crown court. We do not entirely accept this
reasoning. It is true that in the ordinary case where a defendant challenges
by way of case stated a decision of justices on substantive legal grounds, he
thereby loses his right of appeal to the crown court. But if, contrary to the
prevailing practice, he raises a complaint of procedural unfairness by way of
case stated, he may (as already indicated), if successful, obtain a fair
retrial before the justices, with a further right of appeal to the crown court.
It is also relevant to note that if the defendant appeals to the crown court,
while he will obtain a fair retrial, he will not obtain redress for the
unfairness in the magistrates' court of which he complains, since the crown
court has no supervisory jurisdiction over the conduct of magistrates' courts.
Where, for example, a defendant sought to challenge in the crown court the
justices' exercise of discretion to amend a charge in the course of proceedings
before them, this court held that that was a question to be raised in the
Divisional Court rather than the crown court:
Fairgrieve
v Newman
(1986) 82 Crim. App. R 60.
22.
While we do not doubt that
Dowler
was correctly decided, it should not in our view be treated as authority that a
party complaining of procedural unfairness or bias in the magistrates' court
should be denied leave to move for judicial review and left to whatever rights
he may have in the crown court. So to hold would be to emasculate the
long-established supervisory jurisdiction of this court over magistrates'
courts, which has over the years proved an invaluable guarantee of the
integrity of proceedings in those courts. The crucial role of the magistrates'
courts, mentioned above, makes it the more important that that jurisdiction
should be retained with a view to ensuring that high standards of procedural
fairness and impartiality are maintained.
23.
Two notes of caution should however be sounded. First, leave to move should
not be granted unless the applicant advances an apparently plausible complaint
which, if made good, might arguably be held to vitiate the proceedings in the
magistrates' court. Immaterial and minor deviations from best practice would
not have that effect, and the court should be respectful of discretionary
decisions of magistrates' courts as of all other courts. This court should be
generally slow to intervene, and should do so only where good (or arguably
good) grounds for doing so are shown. Secondly, the decision whether or not to
grant relief by way of judicial review is always, in the end, a discretionary
one. Many factors may properly influence the exercise of discretion, and it
would be both foolish and impossible to seek to anticipate them all. The need
for an applicant to make full disclosure of all matters relevant to the
exercise of discretion should require no emphasis. We do not, however,
consider that the existence of a right of appeal to the crown court,
particularly if unexercised, should ordinarily weigh against the grant of leave
to move for judicial review, or the grant of substantive relief, in a proper
case.
24.
These two applicants move to quash decisions of the Hereford Justices made
on 7 and 8 March 1996 refusing to adjourn their trial and on 8 March 1996
convicting the applicants. The issue in both applications is whether the
refusal of an adjournment, which deprived the applicants of an opportunity to
call witnesses in their defence, was so unfair as to require the intervention
of this court.
25.
Tracy Rowlands was charged with three offences of assaulting a constable in
the execution of his duty. Karl Ingram was charged with two offences,
assaulting a constable in the execution of his duty and being drunk and
disorderly in a public place. All the offences were alleged to have taken
place in the early hours of 2 July 1995. The progress of these prosecutions
demonstrates substantial delay. Eight months elapsed before the conclusion of
the trial.
26.
Defence solicitors were instructed on 2 August 1995. The applicants first
appeared before the justices on 7 August 1995. The case was adjourned so they
could apply for legal aid. On
27.
On 12 January 1996 full instructions were taken from the applicant Rowlands.
On 18 January 1996, for the first time, the defence solicitor asked the Crown
Prosecution Service, by telephone, for the unused witness statements ,the
existence of which had been disclosed in October. On 25 January 1996 full
instructions were taken from Ingram whereupon it became apparent that there was
a conflict with his co-accused. On 30 January 1996 oral and written requests
were made to the police for the unused witness statements. The statements were
received on the following day, 31 January 1996. Those statements came from two
apparently independent witnesses. Taken at face value, they cast considerable
doubt upon the prosecution's account of the events on 2 July 1995 and raised
serious questions about the conduct of the police; if those witnesses were to
be believed they were of considerable assistance to the defendants. We say no
more about their evidence , since there may be a fresh trial.
28.
On 1 February 1996 both the police and the Crown Prosecution Service were
asked for the addresses or telephone numbers of the witnesses. The Crown
Prosecutor was not prepared to supply details at that time but it was agreed
that the matter should be discussed at court the following day when an
application for an adjournment was to be made. That application was made on 2
February 1996 ,founded on the need to call those two witnesses and the need for
the applicants to be separately represented as a result of the conflict which
had emerged the month before. The trial was adjourned to 8 March 1996. On 12
February 1996, in response to a further request, those addresses were disclosed
and the details received the following day. On 15 February 1996 letters were
sent to both witnesses and the Crown Prosecutor was informed of the steps taken
to contact them. On 23 February 1996 it emerged that Miss Attwood could not be
found at the address given. However, on 26 February 1996 Mr Sidwell confirmed
he would attend court on 8 March 1996. On 6 March 1996 Miss Attwood told
Rowlands' solicitor that she was prepared to attend court but could not do so
on 8 March because she had to attend an interview for admission to university.
She confirmed the contents of her witness statement. On that date the
solicitor contacted all parties to ask that the case be listed for 7 March 1996
so that an application for an adjournment could be made.
29.
On 7 March 1996 Rowlands' solicitor applied for an adjournment. Before the
application was made he learnt from Ingram's solicitor that Mr Sidwell could
not attend on 8 March 1996 because he was unable to take time off work. The
justices were told that neither witness could attend on 8 March. We were not
told about the details of that application although the solicitor representing
the Crown Prosecution Service accepts that the magistrates were told that Miss
Attwood was an essential witness. There may well have been understandable
difficulties in elaborating on the evidence it was hoped both those witnesses
were to give before justices who might have to try the case. The application
for an adjournment was opposed by the Crown Prosecution Service on the grounds
that several previous trial dates had been adjourned and the matter had gone on
far too long. She also complained as to the delay in seeking details of the
unused witness statements. The justices refused the application for an
adjournment and directed that the trial should proceed on 8 March 1996. On
that date the justices were again told that the defence witnesses were not
available. They proceeded to try both defendants and convicted them on all the
charges. The sentence was adjourned to enable both defendants to apply for
judicial review.
30.
The power to adjourn a trial is conferred upon justices by statute (see
section 10(1) Magistrates' Courts Act 1980). There is no shortage of examples
demonstrating that this court will intervene where defendants have been
deprived of a fair opportunity to present their case either because of their
own unavoidable absence (see e.g.
R
v Bolton Magistrates' Court, ex parte Merna
and
R
v Richmond Justices ex parte Haines
[1991] Crim. LR 848) or the inability to call witnesses whose evidence went to
critical issues of fact (see
R
v Bradford Justices ex parte Wilkinson
[1990] 1 WLR 692 and
R
v Bristol Magistrates' Court ex parte Rowles
[1994] RTR 40). The decision whether to grant an adjournment does not depend
upon a mechanical exercise of comparing previous delays in those cases with the
delay in the instant applications. It is not possible or desirable to identify
hard and fast rules as to when adjournments should or should not be granted.
The guiding principle must be that justices should fully examine the
circumstances leading to applications for delay, the reasons for those
applications and the consequences both to the prosecution and the defence.
Ultimately, they must decide what is fair in the light of all those
circumstances.
31.
This court will only interfere with the exercise of the justices' discretion
whether to grant an adjournment in cases where it is plain that a refusal will
cause substantial unfairness to one of the parties. Such unfairness may arise
when a defendant is denied a full opportunity to present his case. But neither
defendants nor their legal advisers should be permitted to frustrate the
objective of a speedy trial without substantial grounds. Applications for
adjournments must be subjected to rigorous scrutiny. Any defendant who is
guilty of deliberately seeking to postpone a trial without good reason has no
cause for complaint if his application for an adjournment is refused (see e.g.
R
v Macclesfield Justices ex parte Jones
[1983] RTR 143). In deciding whether to grant an adjournment justices will
bear in mind that they have a responsibility for ensuring, so far as possible,
that summary justice is speedy justice. This is not a matter of mere
administrative convenience, although efficient administration and economy are
in themselves very desirable ends. Delays in bringing summary charges to trial
are, unfortunately, not infrequent; last minute adjournments deprive other
defendants of the opportunity of speedy trials when recollections are fresh.
The difficulties adjournments cause give rise to a proper sense of frustration
in justices confronted with frequent such applications (see Farquharson LJ in
ex
parte Rowles,
supra, page 45 E-F). It is important that in those cases where this court is
compelled to intervene, its rulings should not be seen to be inhibiting
justices from refusing repeated applications for adjournments where it is
appropriate to do so.
32.
In these applications we do not have the reasons for the refusal of the
application for an adjournment on 7 March 1996. It seems to us that that is
the critical date. Once an adjournment was refused on that date it was not
surprising that on the following day the court ordered the trial to proceed
even though it was again informed that the defence witnesses were unavailable.
We understand and sympathise with the difficulties with which these justices
were faced when the events which gave rise to the charges had taken place some
eight months previously. The trial had been adjourned on three previous
occasions. We need not reach any final conclusion as to responsibility for
this substantial delay. It was not the fault of the prosecution or the defence
between October and December 1995 when the prison service did not produce one
of the defendants. It was suggested that the defence was tardy in applying for
details of the unused witness statements. On the other hand, we were told that
defence solicitors hoped, before January 1996, to reach an agreement with the
prosecution which would have avoided the need for trial. Thereafter they
cannot be blamed for delay in obtaining details of the witnesses. The
witnesses themselves were critical to the defence. Their non-availability was
not the fault of the defence. Having regard to the history of this matter we
are of the view that these applicants were deprived of a reasonable opportunity
to put forward their defence by the refusal of the adjournment. A fair trial
was not possible without a reasonable opportunity to call the two independent
witnesses.
33.
It was suggested, on behalf of the Crown Prosecution Service, that the
defendants could have applied to the justices for witness summonses. Such an
application could not sensibly have been made until 7 March 1996, by which time
it would have been too late to serve and enforce the appearance of Miss
Attwood. In any event, we understand the reluctance of defence solicitors to
take that course having regard to the favourable nature of the witnesses'
proposed evidence. It was also suggested that the defence should have asked
for an adjournment on 8 March 1996 , after calling the defendants. We do not
think that that would have been a sensible or reasonable course to adopt. The
absence of the independent witnesses clearly affected the nature of the
cross-examination of the police officers and we do not think it was
unreasonable for the defence to seek to avoid aggravating the justices by
making yet a further application for an adjournment. We conclude that the
decision to refuse an adjournment, having regard to the causes of the previous
delay and the significant nature of the evidence of those two witnesses,
resulted in unfairness which requires us to intervene. Accordingly these
applications are allowed, the order of certiorari will go and the decisions of
the justices of 7 and 8 March 1996 will be quashed.
34.
The issue in this application is whether knowledge by the justices that a
defendant had been remanded in custody in relation to a more serious criminal
charge gave rise to a real danger of bias. The applicant seeks to quash
decisions of the justices whereby they refused to order that the applicant sit
in open court at his trial, rather than in the dock, refused to disqualify
themselves on learning of a more serious criminal charge he faced and convicted
him of assaulting a police officer with intent to prevent his lawful
apprehension.
35.
On 2 April 1996 the applicant appeared at the Harrow Youth Court to face
trial for theft of a pedal cycle and assault with intent to resist arrest. The
offences were alleged to have occurred in August 1995. He had been remanded on
unconditional bail. At the time of the offences he was under 18 but he became
18 on 31 January 1996. In early 1996 he was arrested, charged with robbery and
remanded in custody. On 2 April 1996, although he was on bail in relation to
the charges he faced, he was produced before the justices in custody, that is
to say brought from the cells into the court where he was required to stay in
the dock flanked by two custody officers. The usual practice in youth courts
and in the Harrow Youth Court is for a youth to sit next to the legal
representative and not in the dock. The youth will however sit in the dock if
he has been remanded in custody in the matter on which he is being tried or has
been remanded in custody pending other charges or is a serving prisoner or for
some other reason.
36.
The charges against the defendant could not proceed because of the
non-appearance of a prosecution witness. Accordingly the justices adjourned
the hearing and granted bail to the applicant in respect of the charges he
faced. The chairman was about to tell the defendant that he was free to leave
the court when he noticed he was to be led to the cells. He then said:
37. Counsel
for the applicant then asked that the justices should make an order, binding
any subsequent bench who tried the case, that the applicant should not sit in
the dock lest the justices draw the conclusion that he was a serving prisoner
or remanded in custody on other matters. During the course of this application
counsel for the applicant told the justices that the applicant had been
remanded in custody on another more serious matter. He made a further
application that the justices sitting on 2 April 1996 should not sit on the
trial date because they knew of outstanding matters against the applicant. The
justices refused both applications but did direct that the clerk's file be
marked so that a fresh bench should, if possible, sit on the reconvened trial
which was due to take place on 21 May 1996.
38.
The reasons for the refusal of those two applications are set out in the
affidavit from the deputy chairman of the Youth Panel. He records that:
39.
On 21 May 1996 the deputy chairman who had sat on 2 April 1996 was again
sitting as chairman although he sat with a different member of the youth court.
The applications made on 2 April 1996 were repeated and again refused. The
trial concluded on 11 June 1996 and the applicant was convicted.
40.
The test is that which is laid down by Lord Goff in
R
v Gough
[1993] AC 646:
42. Both
Lord Goff and Lord Woolf referred to the insidious nature of bias which might
affect the mind of one who, in good faith, might believe that he was acting
impartially whilst his mind was unconsciously affected by bias (see page 659
F-G and Lord Woolf at page 672 G-H).
43.
Lord Woolf stated that it was neither desirable nor useful to enquire into
the state of mind of the tribunal against whom an allegation of bias was made:
45.
This court has quashed convictions on the grounds of bias due to the
irregular disclosure of evidence of bad character. Although the relevant
examples of such intervention occurred before the decision of their Lordships'
House in
Gough,
they continue to provide useful guidance. In
R
v Downham Market Magistrates' Court ex parte Nudd
(1988) 152 JP 511 this court quashed convictions for failure to supply
specimens for analysis. The chairman of the justices had, one month before the
trial of the defendant, been a member of a bench which convicted the applicant
of making threats to kill his wife. He had had, on that occasion, reports
detailing a substantial criminal record including an offence of driving whilst
unfit through drink. Watkins LJ approved the following test:
47. It
may well be that if
ex
parte Robinson
were decided now a different conclusion would be reached.
48.
Those authorities support the proposition that not every disclosure of
previous convictions will give rise to a real danger of bias. Magistrates
will, from time to time, inevitably be aware of a defendant's criminal past,
particularly in an area where some appear before them with depressing
regularity (see Tudor Evans J in
ex
parte Robinson
at page 3). In
R
v Blyth Valley Juvenile Court ex parte S
(1987) 151 JP 805 a juvenile's application for legal aid disclosed to the
justices previous offences. In addition a further charge was also revealed.
Despite an application for a fresh panel an adjournment was refused and the
magistrates continued to hear his case. Kerr LJ stated that the decision to
quash:
49.
Mr Richard Gordon QC, on behalf of this applicant drew attention to
Parliament's concern as to the risk of prejudice by reason of disclosure of
previous convictions. By section 42 of the Magistrates' Courts Act 1980
justices are prohibited from trying the issue of guilt after disclosure of
previous convictions in a bail application. Fear of prejudice lies behind the
prohibition against adducing evidence of bad character contained in section
1(f) of the Criminal Evidence Act 1898. He also drew attention to the decision
of the Court of Appeal Criminal Division in
R
v Vratsides
[1988] Crim LR 251 where the court quashed a conviction because a discussion
whether the defendant should wear handcuffs had taken place in the presence of
the jury. It is to be noted that the mere fact that the defendant wore
handcuffs was not objectionable provided an appropriate direction was given to
the jury.
50.
In relation to the application that the applicant sit elsewhere than the
dock, save where regulated by statute magistrates are entitled to develop their
own practice and procedure so long as they are not inflexible. The guiding
principle is:
51.
We must, therefore, consider whether, having examined all the relevant
material, we are satisfied that there is no real danger of bias because of the
presence of the applicant in the dock and disclosure that the applicant faced a
more serious charge.
52.
Mr Richard Gordon QC relied upon the evidence of the deputy chairman in
contending that he himself was concerned that disclosure of the fact that the
applicant faced a more serious charge might cause prejudice. He referred to
his evidence that:
53. The
use of the adjective "serious", he contended, implied an acceptance by the
deputy chairman that some prejudice would be occasioned. He also referred to
the suggestion that there would be merit in the case coming before a
differently constituted bench. Reading the deputy chairman's evidence as a
whole, we do not think that he is to be understood as accepting that there was,
in his mind, a fear that there was a real danger of prejudice. Not
infrequently a judge, faced with an application to discharge himself on the
grounds of bias, will express the hope that a differently constituted tribunal
can be found without making any binding order or concession that real danger of
bias exists. Moreover, it is for this court to decide afresh, on examination
of all the evidence whether there was a real danger of bias, although evidence
which disclosed a fear of such danger at the time in the minds of the
adjudicating tribunal would be powerful evidence that such a danger did exist.
54.
The first question we must decide is whether the fact that a defendant, on
bail for the offences for which he is being tried, appears in custody gives
rise to a real danger of bias. There are many reasons why he may be in custody,
but the most likely are that a defendant is serving a sentence or is waiting
trial on a charge the gravity of which merits custody.
55.
Such inferences are distinguishable from circumstances where a justice
learns of specific previous offences shortly before or during a trial. They are
general and unspecific. Justices can be trusted not to speculate as to the
reasons for detention in custody. Mr Richard Gordon QC drew attention to the
significance of the design of youth courts and the practice when trying cases
in those courts. Both the design and practice, he said, are aimed at achieving
the objective that the court remains unaware of any previous convictions or
pending charges. We decline to attach significance to those features , which
lessen the pressure a young person may feel when appearing in the dock. In
those circumstances, we conclude that the appearance of the applicant in the
dock did not give rise to a real danger of injustice; the justices were right
to refuse the application that he be released from custody at trial.
56.
It was suggested by Mr Gordon that it was incumbent on the magistrates to
embark upon an inquiry as to whether it was necessary for the applicant to
remain in custody during his trial. It was conceded that, if such an inquiry
was adopted, it would be necessary for different justices to adjudicate in the
trial should anything adverse to the defendant be disclosed during the course
of that inquiry. We do not accept this suggestion. It seems to us that any
inquiry as to why a defendant is in custody may cause the very mischief that
such an inquiry is designed to avoid. Since, for the reasons given above, we
do not think that the mere fact a defendant is in custody gives rise to a real
danger of bias, such an inquiry is unnecessary and should not be undertaken.
57.
Once the application that the applicant sit outside the dock was rightly
refused, we do not think that the real reason for his detention in custody
should have been revealed. Whilst we appreciate that disclosure was made by
counsel acting in what he understandably believed to be the best interests of
his client, we do not think that such disclosure was necessary. Such
disclosure may give the appearance of seeking to force the justices to
discharge themselves.
58.
There remains the fact that both justices learnt that the applicant faced a
more serious charge. We do not think that disclosure that a defendant is
awaiting trial on a more serious charge leads to a real danger of bias on the
part of a magistrate trying a different charge. We believe that such a
magistrate would be well able to bear in mind that the defendant has only been
charged and not convicted of that more serious offence. In our judgment
disclosure of a pending charge, albeit more serious, is to be distinguished
from disclosure of previous convictions shortly before or at the time of trial.
Magistrates can be trusted to have in mind the distinction between a charge and
a conviction. We conclude that there was no real danger of bias as a result of
the disclosure that this applicant was facing a separate more serious charge.
Accordingly, this application is dismissed.
59. MR
CLARKE: My Lord, having had an opportunity of reading the judgment, I
contacted the Crown Prosecution Service in Droitwich to ask what the state of
the case was as to whether there was anything that the Bench had arranged, and
they had adjourned the matter to 13 February.
62. MR
CLARKE: Yes, because sentence has not been passed. Your Lordship quashes the
conviction and I am not instructed, as it were, to persuade you to remit it. I
would ask that your Lordships reserve the fate of the case. The Justices may
enquire of those instructing me whether the conviction was merely quashed and
your Lordships made a deliberate decision not to remit it.
63. THE
LORD CHIEF JUSTICE: No, we have made no deliberate decision. We have waited
to hear what suggestion is made to us on that matter. The ordinary course
would be to remit it.
64. MR
CLARKE: That would be my submission and I would ask your Lordships to remit it
to that Bench so that the matter can be tried.
66. MR
GLEN: My Lord, the ordinary course is not to remit on the evidence of the
authorities which we examined. In the
Bradford
case the conviction was simply quashed and not remitted, also in the
Bristol
case, the
Thames
case, the
Leyland
case and the
Wandsworth
case. The only case I could find where it was remitted for re-hearing was the
Weston
Super-Mare
case of the sleeping magistrate --
67. THE
LORD CHIEF JUSTICE: If there is a procedural mishap (if I can use that
expression) and the hearing miscarries and the conviction is quashed, why in
principle should there not be a re-hearing?
68. MR
GLEN: The normal rule has not been to order a re-hearing. It may be based
upon the fact that a defendant has been to sufficient courts and had enough
consideration of his case without going back. You will be setting in motion
now a procedure which will have another summary trial with these witnesses.
The background of it of course is the police complaints, and those matters will
need to be brought up. Between the date of the offence and the present time Mr
Ingram has suffered a custodial sentence which will affect the sentence which
is proper to pass upon him in any event. If he fails in the magistrates' court
he will probably appeal to the Crown Court because of the strength of the
witnesses and the obvious value to be attached to them. It may be that the
normal rule -- and I have been through the various authorities -- which does
not normally lead to remittal is based upon the principle of exhaustion really
rather than anything else.
70. MR
GLEN: I think there would be. My Lord, the way that I have detected that (if
I rightly have) is by looking at the power. The power is contained in section
31(5) of the Supreme Court Act 1981. It is a specific and separate power which
has to be exercised and one would assume that in the Law Reports it would be
mentioned, as indeed it is in the
Weston
Super-Mare
case.
71. MR
JUSTICE MOSES: I can see, if something has gone wrong halfway through,
effectively certiorari having gone, this is disposing of it in a way on appeal,
except the summons remains.
72. MR
GLEN: It is rather like, in my submission, the Criminal Division of the Court
of Appeal quashing a conviction. There is not a fresh start unless there is a
separate power invoked for a re-hearing. You have to do more if you want it
re-heard than you have ordered already because at the moment sentence is
adjourned and you cannot be sentenced on a quashed conviction. So your
judgment, as far as it goes, will quash the conviction and that will be the end
of this case. That will fall in line with all but one of the authorities which
we have looked at together. It is a question of drawing the line somewhere.
You saw the attendance note upon the witness and what she said about the police
complaints and so on. She was told by the police that the matter had been
resolved in some way. My Lord, I would submit that you should resolve this
case now by letting it lie.
74. MR
CLARKE: My Lord, may I, very briefly? Firstly, there are not in those
reported cases, as I understand it, any positive decisions not to remit.
Frequently the judgment is delivered and there is the discussion that occurs
thereafter which does not go into the report. Secondly, I would remind your
Lordships that my learned friend himself said that he was not very keen on
showing us the solicitor's memorandum because there might be a retrial (not
that that is conclusive), but in the knowledge that this was a supervisory
jurisdiction and I would ask your Lordship to say that yours is a supervisory
jurisdiction rather than an appellate jurisdiction. You are sitting as
supervisors of the lower court. Although it did not grant the adjournment your
Lordships, in my submission, are putting it back to square one where it should
start again.
75. THE
LORD CHIEF JUSTICE: In the cases of Rowlands and Ingram we will make an order
that the matter be remitted to the magistrates' court. In doing so we wish to
make it plain that we do not seek to pre-empt any decision on the part of the
Crown Prosecution Service as to whether the prosecution proceeds or not. We
hope that the Crown Prosecution Service will give careful thought as to whether
or not it is in the public interest to proceed at this stage, bearing in mind
the lapse of time, the availability of witnesses and so on. We would urge that
serious consideration be given, but in the last resort we think that it is a
decision for them as to whether or not they wish to pursue this matter.
76. MR
CLARKE: My Lord, I am very grateful. May I ask that your Lordships say that
the first sentence of your Lordships' additional judgment should be added to
your judgment? In other words, so that it is on the judgment that the matter
is remitted?
77. THE
LORD CHIEF JUSTICE: I do not think it needs to be added to the judgment; it
can be added to the order that we make. There are those who will make sure
that it is given true effect. Thank you. Mr Glen, we are grateful to you, and
to those who are no longer here, for your arguments in this case.
80. MR
NELSON: I appear today in ex parte Prussia in place of Mr Bowen. I would ask
for legal aid taxation as well?