JUDGMENT OF THE COURT (Fifth Chamber)
29 April 1999 (1)
(Directive 91/676/EEC - Protection of waters against pollution caused by nitrates from agricultural sources - Identification of waters affected by pollution - Designation of vulnerable zones - Criteria - Validity in the light of the polluter pays principle, the principle that environmental damage should as a priority be rectified at source, the principle of proportionality and the right to property)
In Case C-293/97,
REFERENCE to the Court under Article 177 of the EC Treaty by the High Court of Justice of England and Wales, Queen's Bench Division, for a preliminary ruling in the proceedings pending before that court between
The Queen
and
Secretary of State for the Environment,
Minister of Agriculture, Fisheries and Food,
ex parte: H.A. Standley and Others and D.G.D. Metson and Others,
Intervener: National Farmers' Union,
on the interpretation and validity of Council Directive 91/676/EEC of 12 December 1991 concerning the protection of waters against pollution caused by nitrates from agricultural sources (OJ 1991 L 375, p. 1),
THE COURT (Fifth Chamber),
composed of: P. Jann, President of the First Chamber, acting for the President of the Fifth Chamber, J.C. Moitinho de Almeida (Rapporteur), C. Gulmann, D.A.O. Edward and L. Sevón, Judges,
Advocate General: P. Léger,
Registrar: L. Hewlett, Administrator,
after considering the written observations submitted on behalf of:
- Messrs Standley and Others and Metson and Others, by David Vaughan QC and Peter Cranfield and Maurice Sheridan, Barristers, instructed by Richard Baber, Solicitor,
- the National Farmers' Union, by Stuart Isaacs QC and Clive Lewis, Barrister, instructed by Sally Stanyer, Solicitor,
- the United Kingdom Government, by Stephanie Ridley, of the Treasury Solicitor's Department, acting as Agent, Stephen Richards QC and Jon Turner, Barrister,
- the French Government, by Kareen Rispal-Bellanger, Head of the Subdirectorate for International Economic Law and Community Law in the Legal Affairs Directorate of the Ministry of Foreign Affairs, and Romain Nadal, Assistant Secretary for Foreign Affairs in the same directorate, acting as Agents,
- the Swedish Government, by Lotty Nordling, Rättschef in the Legal Secretariat (EU) of the Ministry of Foreign Affairs, acting as Agent,
- the Council of the European Union, by Guus Houttuin, of its Legal Service, acting as Agent,
- the Commission of the European Communities, by Richard B. Wainwright, Principal Legal Adviser, acting as Agent,
having regard to the Report for the Hearing,
after hearing the oral observations of Messrs Standley and Others and Metson and Others, represented by David Vaughan, Peter Cranfield and Maurice Sheridan; the National Farmers' Union, represented by Stuart Isaacs and Clive Lewis; the United Kingdom Government, represented by Stephanie Ridley, Kenneth Parker QC and Jon Turner; the Council, represented by Guus Houttuin; and the Commission, represented by Richard B. Wainwright, at the hearing on 18 June 1998,
after hearing the Opinion of the Advocate General at the sitting on 8 October 1998,
gives the following
The Directive
'This Directive has the objective of:
- reducing water pollution caused or induced by nitrates from agricultural sources and
- preventing further such pollution.'
'For the purpose of this Directive:
...
(j) "pollution": means the discharge, directly or indirectly, of nitrogen compounds from agricultural sources into the aquatic environment, the results of which are such as to cause hazards to human health, harm to living resources and to aquatic ecosystems, damage to amenities or interference with other legitimate uses of water'.
'1. Waters affected by pollution and waters which could be affected by pollution if action pursuant [to] Article 5 is not taken shall be identified by the Member States in accordance with the criteria set out in Annex I.
2. Member States shall, within a two-year period following the notification of this Directive, designate as vulnerable zones all known areas of land in their territories which drain into the waters identified according to paragraph 1 and which contribute to pollution. They shall notify the Commission of this initial designation within six months.
...
4. Member States shall review [and] if necessary revise or add to the designation of vulnerable zones as appropriate, and at [least] every four years, to take into account changes and factors unforeseen at the time of the previous designation. They shall notify the Commission of any revision or addition to the designations within six months.
5. Member States shall be exempt from the obligation to identify specific vulnerable zones, if they establish and apply action programmes referred to in Article 5 in accordance with this Directive throughout their national territory.'
'1. Within a two-year period following the initial designation referred to in Article 3(2) or within one year of each additional designation referred to in Article 3(4), Member States shall, for the purpose of realising the objectives specified in Article 1, establish action programmes in respect of designated vulnerable zones.
2. An action programme may relate to all vulnerable zones in the territory of a Member State or, where the Member State considers it appropriate, different programmes may be established for different vulnerable zones or parts of zones.
3. Action programmes shall take into account:
(a) available scientific and technical data, mainly with reference to respective nitrogen contributions originating from agricultural and other sources;
(b) environmental conditions in the relevant regions of the Member State concerned.
4. Action programmes shall be implemented within four years of their establishment and shall consist of the following mandatory measures:
(a) the measures in Annex III;
...
6. Member States shall draw up and implement suitable monitoring programmes to assess the effectiveness of action programmes established pursuant to this Article.
Member States which apply Article 5 throughout their national territory shall monitor the nitrate content of waters (surface waters and groundwater) at selected measuring points which make it possible to establish the extent of nitrate pollution in the waters from agricultural sources.
7. Member States shall review and if necessary revise their action programmes, including any additional measures taken pursuant to paragraph 5, at least every four years. They shall inform the Commission of any changes to the action programmes.'
'A. Waters referred to in Article 3(1) shall be identified making use, inter alia, of the following criteria:
1. whether surface freshwaters, in particular those used or intended for the abstraction of drinking water, contain or could contain, if action pursuant to Article 5 is not taken, more than the concentration of nitrates laid down in accordance with Directive 75/440/EEC.'
National law
The main proceedings
'1. Does Council Directive 91/676/EEC of 12 December 1991 concerning the protection of waters against pollution caused by nitrates from agricultural
sources ("the Nitrates Directive") require Member States, in accordance, in particular, with Articles 2(j) and 3(1) and Annex I thereof, to identify surface freshwaters as "waters affected by pollution", and then to designate as vulnerable zones in accordance with Article 3(2) thereof all known areas of land which drain into such waters and which contribute to pollution:
(i) where those waters contain a concentration of nitrates in excess of 50 mg/l (being the concentration of nitrates laid down by Annex I to the Nitrates Directive, by reference to Directive 75/440/EEC) and the Member State is satisfied that the discharge of nitrogen compounds from agricultural sources makes a "significant contribution" to this overall concentration of nitrates and, if so, is a Member State entitled to be so satisfied if it has reason to believe that the contribution to this overall concentration of nitrates, of nitrogen compounds discharged from agricultural sources, is greater than de minimis or some other amount or degree of contribution, and if the latter, what amount or degree of contribution amounts to a "significant contribution" for these purposes; or
(ii) only where the discharge of nitrogen compounds from agricultural sources itself accounts for a concentration of nitrates in those waters in excess of 50 mg/l (i.e. leaving out of account any contribution from other sources); or
(iii) on some other basis and, if so, what basis?
2. If Question 1 is answered otherwise than in sense (ii) above, is the Nitrates Directive invalid (to the extent of its application to surface freshwaters) on the grounds that it infringes:
(i) the principle that the polluter should pay; and/or
(ii) the principle of proportionality; and/or
(iii) the fundamental property rights of those owning and/or farming land draining into surface freshwaters required to be identified under Article 3(1), being areas of land which are then designated by Member States as vulnerable zones under Article 3(2)?'
Question 1
Directive of all known areas of land which drain into those waters and contribute to their pollution, where those waters contain a concentration of nitrates in excess of 50 mg/l and the Member State concerned considers that the discharge of nitrogen compounds from agricultural sources makes a 'significant contribution' to that overall concentration of nitrates.
nitrates from agricultural sources, and the scope of the measures envisaged for that purpose by Article 5.
Question 2
(Article 5(6) of the Directive) and they are to review and, if necessary, revise their action programmes at least every four years (Article 5(7)). They can thus take account of changes of circumstance in relation to pollution from both agricultural and other sources.
Costs
59. The costs incurred by the United Kingdom, French and Swedish Governments and by the Council and the Commission, which have submitted observations to the Court, are not recoverable. Since these proceedings are, for the parties to the main proceedings, a step in the actions pending before the national court, the decision on costs is a matter for that court.
On those grounds,
THE COURT (Fifth Chamber),
in answer to the questions referred to it by the High Court of Justice of England and Wales, Queen's Bench Division, by order of 17 June 1997, hereby rules:
1. Articles 2(j) and 3(1) of Council Directive 91/676/EEC of 12 December 1991 concerning the protection of waters against pollution caused by nitrates from agricultural sources and Annex I thereto must be interpreted as requiring the identification of surface freshwaters as 'waters affected by pollution', and therefore the designation as 'vulnerable zones' in accordance with Article 3(2) of that directive of all known areas of land which drain into those waters and contribute to their pollution, where those waters contain a concentration of nitrates in excess of 50 mg/l and the Member State concerned considers that the discharge of nitrogen compounds from agricultural sources makes a 'significant contribution' to that overall concentration of nitrates.
2. Consideration of the questions raised has disclosed no factor of such a kind as to affect the validity of Directive 91/676.
Jann Moitinho de Almeida Gulmann
Edward Sevón
|
Delivered in open court in Luxembourg on 29 April 1999.
R. Grass J.-P. Puissochet
Registrar President of the Fifth Chamber
1: Language of the case: English.