FIFTH SECTION
CASE OF
VITKOVSKIY v. UKRAINE
(Application no.
24938/06)
JUDGMENT
STRASBOURG
26 September 2013
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial revision.
In the case of Vitkovskiy v. Ukraine,
The European Court of Human Rights (Fifth Section), sitting as
a Chamber composed of:
Mark Villiger, President,
Angelika Nußberger,
Boštjan M. Zupančič,
Ann Power-Forde,
Ganna Yudkivska,
Helena Jäderblom,
Aleš Pejchal, judges,
and Claudia Westerdiek, Section Registrar,
Having deliberated in private on 3 September 2013,
Delivers the following judgment, which was adopted on that
date:
PROCEDURE
The case originated in an application (no.
24938/06) against Ukraine lodged with the Court under Article 34 of the
Convention for the Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by a Ukrainian national, Mr Vikentiy Bronislavovich Vitkovskiy
(“the applicant”), on 15 June 2006.
The Ukrainian Government (“the Government”) were
represented by their Agent, Mr Nazar Kulchytskyy.
The applicant alleged, in particular, that he had
been ill-treated by the police and that there had been no adequate domestic
investigation of the matter. He also complained that he had been detained in
poor conditions and without due medical care.
On 14 February 2012 the application was
communicated to the Government.
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The applicant was born in 1980 and is currently
serving a prison sentence in Kryvyy Rig following his conviction in criminal
proceedings subsequent and unrelated to those examined in the present case.
A. Alleged ill-treatment of the applicant and its
investigation
On 28 June 2004, at about 8 a.m., the applicant
was questioned by police at Novomoskovsk Police Station in connection with a
suspected attempted theft (see paragraph 20 below). The officers allegedly subjected
him to ill-treatment to induce him to confess. Specifically, according to the
applicant, they punched and kicked him, strangled him with a towel, put a gas
mask on his face and made it difficult for him to breathe, as well as giving him
electric shocks to the fingers and testicles. The applicant also allegedly had an
injury to his chin, which caused extensive bleeding. He did not confess,
however.
On 29 June 2004 the applicant complained to his
mother that he had been ill-treated: she in turn raised a complaint with the
prosecution authorities and requested a medical examination for him.
On 2 July 2004 a forensic medical expert examined
the applicant and documented multiple bruises on both eyelids, the left temple,
both earlobes, the chest, the knees, the left shoulder, and the left buttock,
as well as sores on the chin, the wrists and the knees. The expert described
the injuries as light, and concluded that they could have been inflicted on the
applicant in the circumstances described by him. The injuries in question had
originated from at least nine blows with blunt hard objects. No injuries were
discovered on the applicant’s fingers or testicles.
By rulings of 14 July 2004 and 23 September and 1
December 2005, the Novomoskovsk Town Prosecutor’s Office refused to institute
criminal proceedings against the police officers in connection with the
applicant’s allegation of ill-treatment. All those rulings were quashed, either
by a higher prosecution authority or by a court. The case file does not contain
copies of any of those decisions.
On 17 February 2006 the Novomoskovsk
Prosecutor’s Office issued another ruling refusing to open a criminal case
regarding the matter. As noted therein, the Novomoskovsk Police Department had
conducted an internal investigation. According to its conclusions issued on 7
July 2004, the applicant’s allegation was ill-founded. The prosecutor also
referred to the verdict of 12 April 2005, by which the applicant had been
found guilty of burglary and attempted theft (see paragraph 24 below).
Furthermore, the investigator questioned the inmates with whom the applicant
had been sharing a cell in the Novomoskovsk Temporary Detention Facility (ITT) from
28 June to 6 July 2004, according to whom he had behaved in an arrogant and aggressive
manner.
On 25 September 2006 the Novomoskovsk Town Court
(“the Novomoskovsk Court”) quashed the above ruling and directed the
Novomoskovsk Prosecutor’s Office to carry out an additional investigation of the
matter. It noted that the origin of the applicant’s injuries, the existence of
which was not disputed, had never been established. The court criticised the prosecution
authority in this connection for its failure to carry out a reconstruction of
the events with the participation of the applicant and a forensic medical
expert. Furthermore, the court noted that, although the prosecutor had referred
to a conflict-like environment in the ITT, it was not clear what kind of
conflicts, if any, had taken place involving the applicant, and whether they
could have resulted in his injuries.
The Novomoskovsk Prosecutor’s Office appealed.
In addition to reiterating the reasons given in the ruling of 17 February
2006, it submitted that no injuries to the applicant’s fingers and testicles
had been discovered. As regards the injuries documented on 2 July 2004, in the
prosecutor’s view they “could have been inflicted as a result of the legitimate
application of a rubber truncheon and martial arts techniques to the applicant
during his arrest”.
The applicant submitted objections to the above
appeal. He noted in particular that the police officers who had arrested him on
27 June 2004 had stated on many occasions, including during the court
hearings in his criminal case, that they had not deployed any force against him.
Furthermore, they had admitted that they did not have their rubber truncheons
with them when arresting the applicant, having left them in their vehicle. The
applicant further argued that the Novomoskovsk Prosecutor’s Office could not
ensure an independent investigation of his complaint, because of its closeness
to the local police whose officers had allegedly ill-treated him.
On 8 December 2006 the Dnipropetrovsk Regional
Court of Appeal upheld the judgment of 25 September 2006.
The applicant challenged the decisions of 25
September and 8 December 2006 before the Supreme Court in the part
concerning assigning the additional investigation to the Novomoskovsk
Prosecutor’s Office. He insisted that such an investigation could not be
independent.
On 2 April 2007 the Supreme Court however
declined jurisdiction over the case.
On 5 March 2007 the Novomoskovsk Prosecutor’s
Office once again refused to open a criminal case against the police officers,
having discerned no corpus delicti in their actions. It referred in
particular to the findings of the police internal inquiry, according to which
the applicant’s allegation was unsubstantiated. As regards the applicant’s
injuries documented on 2 July 2004, the prosecutor concluded that they could
have been inflicted “as a result of the legitimate application of a rubber
truncheon and martial arts techniques to the applicant during his arrest”. It
was also noted in the ruling that there was no evidence in support of the
applicant’s allegation that he had been given electric shocks.
On 6 March 2007 the Dnipropetrovsk Regional
Prosecutor’s Office upheld the above findings.
On 14 January 2010 the Novomoskovsk Prosecutor’s
Office destroyed the investigation file following the expiry of its storage time-limits.
It referred in this connection to some guidelines of the General Prosecutor’s
Office of 2003.
B. Criminal proceedings against the applicant
1. The first set of proceedings
On 27 June 2004 a Ms R. called the police,
complaining that somebody had climbed on to her balcony and entered her flat.
She left the intruder inside her flat and made the telephone call from a
neighbour’s flat. Having arrived at the scene the police discovered R.’s flat
in a mess and the applicant inside with two pairs of gloves and a torch. Though
he denied any ill intent and claimed to have entered the flat in question by
mistake, he was arrested and taken to the police station. During his subsequent
questioning during the morning of 28 June 2004 (after the applicant had spent a
night in a cell in the police station), he did not confess to the attempted
theft (see paragraph 6 above).
It appears from the case-file materials that on
28 June 2004 the applicant was charged with an administrative (minor)
offence of petty hooliganism. There are no documents or comments by the parties
in this regard.
As is confirmed by the documents in the file, the
applicant was released on 11 July 2004. The grounds for his detention from 27
June to 11 July 2004, as well as the circumstances of his release, are
unknown.
On 21 March 2005 the applicant was arrested
again, with no further details available.
On 12 April 2005 the Novomoskovsk Court found
the applicant guilty of burglary and attempted theft from R.’s flat and
sentenced him to three years and eight months’ imprisonment. The court relied
on the statements of the victim, who identified the applicant as the person she
had seen climbing on to her balcony. The evidence also included depositions by
R.’s neighbour and the arresting police officers, as well as the incident site
inspection report and material evidence, namely the gloves and the torch.
Lastly, the Novomoskovsk Court noted that there had been an investigation by
the prosecution authorities as to the lawfulness of the police officers’
actions, with no violations established.
The case file contains a copy of the appeal
lodged by the applicant’s mother, acting as his representative. It is not known
whether the applicant or his lawyer introduced additional appeals. The
applicant’s mother submitted that the applicant had seen an unknown person leaving
the flat in question in a precipitate manner. This had made him (the applicant)
think that something had happened in the flat and his help might be needed. He
therefore went in, and a few minutes later was apprehended by the police. Another
argument in the appeal was that there was not sufficient evidence to show that the
applicant had attempted any theft. If this logic were followed, he could equally
have been accused of contemplating murder or rape. The appeal did not mention the
applicant’s alleged ill-treatment at the hands of the police.
On 23 September 2005 the Dnipropetrovsk
Regional Court of Appeal (“the Court of Appeal”) upheld the judgment of 12
April 2005. The Court has not been provided with a copy of the appellate court’s
ruling.
The applicant appealed on points of law. The
case file does not contain a copy of this appeal.
On 15 December 2005 the Supreme Court found
against the applicant.
2. The second set of proceedings
On 30 June 2006 the Novomoskovsk Court found the
applicant, with some others, guilty of about ten counts of theft (eight of
which had been committed between August and December 2004), and engagement of a
minor in criminal activities, and sentenced him to five years’ imprisonment.
On 16 October 2007 the Court of Appeal quashed
that judgment in the part concerning the applicant for some procedural
irregularities, and remitted the case to the first-instance court for fresh
examination.
On 27 November 2008 the Novomoskovsk Court delivered
another judgment on the case, the findings of which were similar to those in
the verdict of 30 June 2006. The applicant’s sentence was however reduced
to three years and ten months’ imprisonment.
On 12 December 2008 the above judgment became
final (it appears that there were no appeals).
On 3 January 2009 the applicant was released,
having served his sentence.
C. Review of the applicant’s case (the first set of
proceedings) following the decriminalisation of petty
theft
In September 2006 the applicant sought to be
relieved from the criminal liability imposed by the judgment of 12 April 2005,
with a reference to the amendments to the Code of Administrative Offences of
30 June 2005 decriminalising petty theft.
On 13 March 2008 the Novomoskovsk Court rejected
his claim. It noted that, in addition to the attempted theft of 27 June
2004, the applicant had also been accused of numerous other counts of theft. Accordingly,
there was no reason to consider that on 27 June 2004 he had been
attempting only petty theft.
On 13 June 2008 the Court of Appeal upheld the
aforementioned decision. It also referred to the fact that on 27 June 2004 the
police had discovered the applicant in R.’s flat with two pairs of gloves and a
torch, with the flat in a mess, as an indication of the applicant’s intention
to steal a considerable amount of property.
On 30 April 2009 the Supreme Court quashed those
decisions and remitted the case to the first-instance court for fresh
examination. It criticised the lower courts for going beyond the findings of
the judgment of 12 April 2005. Thus, the Supreme Court noted that the first-instance
court had wrongly referred to some additional charges of theft against the
applicant not covered by the judgment in question. It also observed that that
judgment had not made any assessment of the value of the property the applicant
had attempted to steal, and therefore the appellate court had had no basis for
its finding that he had in fact attempted a significant theft.
On 2 September 2009 the Novomoskovsk Court
allowed the applicant’s claim. It noted that the impugned judgment of 12 April
2005 had not established the value of the property he had attempted to steal.
It was therefore impossible to establish unequivocally whether or not the theft
in question could be regarded as petty. Relying on the principle of presumption
of innocence, the court stated that any doubts were to be interpreted in the
applicant’s favour. As a result, the court relieved him of the penalty imposed
by the judgment of 12 April 2005. As regards the applicant’s request that the
conviction be removed from the official records, the Novomoskovsk Court held
that in any event the applicant was regarded as having had no criminal
conviction in this case.
D. Conditions of the applicant’s detention and related
facts
1. Periods of the applicant’s detention in different
detention facilities
From 28 June until his release on 11 July 2004
the applicant was detained in the Novomoskovsk ITT.
According to him, he was also held in the ITT
during some unspecified periods later in 2005-2008, after he was re-arrested on
21 March 2005, when he was taken to Novomoskovsk to attend court hearings.
The only document in the case file regarding the
applicant’s detention in the ITT after March 2005 is an information note issued
by the local police on 17 August 2006 on three ambulance calls for him on
5, 22 and 27 June 2006 (see paragraph 63 below).
Under the archive extracts and other documents
in the case file, from 28 March 2005 to 21 April 2007 and from 12
September 2007 to 3 January 2009 the applicant was detained in the
Dnipropetrovsk Pre-Trial Detention Centre (SIZO), located thirty kilometres
from Novomoskovsk. Although he was arrested on 21 March 2005 there is no
information as to where he was detained until 28 March 2005.
From 21 April to 12 September 2007 the
applicant was detained in Zhovti Vody Prison no. 26.
2. Material conditions of detention in the ITT
According to the applicant, in June and July
2004 he was detained in overcrowded cells infested with insects.
The applicant also made a general submission
that the conditions of his detention in the ITT in 2005-2008 were unacceptable.
According to the Government’s account, the
conditions in the ITT were quite adequate.
3. Material conditions of the applicant’s detention in
the SIZO, and related events
The applicant alleged that he had been detained
in a cell infested with insects and that the bed linen there was dirty and
bedbug-infested.
According to the Government, the applicant was
provided with bed linen in accordance with applicable regulations.
On 27 March and 3 April 2007 there were searches
in his cell. As a result, the following items belonging to the applicant were
discovered and seized: four sewing spools, adhesive tape, a plaster figurine of
three monkeys, and prayer beads.
According to the applicant, the officers had left
a mess behind them and some of his food had been spoiled.
As also alleged by the applicant in his submissions
to the Court, during those searches the administration had seized his copy of
the Code of Criminal Procedure and a notepad with some important contacts and
notes.
The Government contested the veracity of this last
submission.
4. Material conditions and alleged incidents during
the applicant’s detention in the prison
The applicant described the conditions of his
detention in the prison as follows. The prison was located in an uranium ore
mining area, which in itself posed a serious risk to his health. Furthermore,
prisoners had to work in difficult and dangerous conditions without receiving
due remuneration. There were frequent electricity and water supply cuts. More
precisely, electricity and water were available only for about two and a half
hours per day, and there were only twelve water taps to accommodate the needs
of about 140 prisoners. Showering was possible only once a week.
The applicant also alleged that the following
incidents had taken place in the prison. On 9 May 2007 three prison guards had approached
him, twisted his arms and handcuffed him “asking for some unspecified
explanations”. Also, on 5 June 2007 the prison administration had seized his
complaints to various authorities in a rude manner, using physical force.
The Government denied that any such incident had
taken place.
Furthermore, according to them, electric power
and water supply in the prison were centralised and provided round the clock.
The applicant’s cell had a window and a lamp which provided sufficient light in
the cell during the day and evening. Washing and laundry services were provided
to the applicant once every seven days, with a mandatory change of linen, as
well as disinfection and disinfestation of his personal clothes and bed linen
in a disinfection chamber intended specially for that purpose.
5. The applicant’s complaints to the domestic
authorities on the conditions of his detention and incidents in the SIZO and
the prison
On 7 April 2007 the applicant complained to the
Dnipropetrovsk Regional Prosecutor’s Office about the conditions of his
detention in the SIZO and about the aforementioned searches. He noted, inter
alia, that his notepad had gone missing after the search of 3 April 2007.
According to him, the guards had not allowed him sufficient time for
preparation (it was not specified what kind of preparation) and as a result he
had left behind (it is not clear where) his copy of the Code of Criminal
Procedure. He also complained that he had not had sufficient access to drinking
water, and that there had been a smell of paint in his cell which had caused
him headaches.
Following his transfer to the prison on 21 April
2007, the applicant additionally complained to the prosecution authorities
about the conditions of his detention in the prison. He also complained that he
had often been placed, both in the SIZO and in the prison, in a punishment
cell, which he said was done for no reason.
On 6 June 2007 the applicant lodged a civil
claim with the Zhovti Vody Court regarding the conditions of his detention. On
14 June 2007 the court declined civil jurisdiction over the case.
On 20 June 2007 the regional prosecutor’s office
issued a ruling refusing to institute criminal proceedings in respect of the
applicant’s complaints, having discerned no corpus delicti in the
actions of the officials of the Dnipropetrovsk SIZO and the prison. It noted
that, following the search in his cell, the SIZO administration had rightly
seized the items, which were not permitted. While the applicant had indeed been
disciplined on a number of occasions (three reprimands, an unscheduled tour of
duty, and five days in a punishment cell in the SIZO, as well as fifteen days
in a punishment cell in the prison), those measures had been taken following
numerous breaches of the prison regime by him. No force had been used on the
applicant. Lastly, the prosecutor noted that the applicant had submitted four
complaints to the administration to be posted; these complaints had been
dispatched without hindrance or delay.
On 30 January 2008 the State Department for
Enforcement of Sentences wrote to the applicant, apparently in reply to his
complaint, that he had breached the regulations concerning detainees’
correspondence by sending a complaint without informing the prison authorities.
He was warned that should this happen again disciplinary measures would follow.
6. The applicant’s health and the medical care
available to him in detention
(a) Factual information
Since 2000 the applicant has been suffering from
duodenal and gastric ulcers, as well as from a prolapse of the mitral valve of
the heart.
According to an information note issued by the
local police on 17 August 2006 at the applicant’s request, he sought
medical assistance in the ITT on 5, 22 and 27 June 2006 on account of stomach
pains. As a result, an ambulance was called for him and he was provided with
medical assistance for duodenal and gastric ulcers.
On 27 February 2012 the prison administration
destroyed the applicant’s medical file, citing the expiry of the term of its
storage.
(b) The parties’ accounts
According to the applicant, his health seriously
deteriorated in detention owing, in particular, to the absence of any medical
care and lack of appropriate nutrition. He stated that he was suffering from constant
pain in the stomach, liver and pancreas.
The applicant further submitted that during his
detention from 12 March 2005 to 4 January 2009 he had lost sixteen
kilograms in weight.
The applicant also alleged that the prison authorities
had accepted parcels of medication from his mother, but had never handed them
over to him.
The Government mainly referred to the fact that
the applicant’s medical file had been destroyed (see paragraph 64 above).
At the same time, they noted that, following the
applicant’s transfer to the prison from the SIZO, he had been examined by
medical staff over a period of five days. As a result, he was diagnosed with
duodenal and gastric ulcers.
In reply to the above submission, the applicant
contended that the prison was not equipped to carry out an adequate examination
in view of his gastric problems.
Furthermore, according to the Government, the
applicant had applied only once for medical assistance in detention. Namely, on
13 June 2007 he applied to a psychiatrist who diagnosed him with psychopathy.
The applicant denied ever having consulted a
psychiatrist.
II. RELEVANT DOMESTIC LAW AND PRACTICE
Pursuant to Article 88 of the Criminal Code,
those released from a penalty, or who have served a sentence for an action
which has been decriminalised, shall be regarded as having no criminal
convictions.
Article 185 § 3 of the Criminal Code provided
for three to six years’ imprisonment as the penalty for theft with burglary at
the material time.
Following the amendments to the Code of
Administrative Offences in effect since 30 June 2005, petty theft became an
administrative offence.
Section 11 of the Pre-Trial Detention Act and
Article 115 of the Code on Enforcement of Sentences provide that everyday
conditions of detention, in both pre-trial detention facilities and prisons, should
meet sanitary and hygiene requirements.
Rules of conduct for detainees and convicts in
pre-trial detention centres approved by Order no. 192 of the State Department
of Enforcement of Sentences on 20 September 2000 (repealed on 18 March 2013) contained
a detailed list of items permitted to be kept by detainees and convicts in
their cells. This list included, in particular, personal papers and documents
related to the criminal case. From 18 March 2013 onwards the approach was
changed, and, instead of the list of permitted items, the Rules listed those
prohibited.
The relevant extracts from the Instruction “On
guarding and supervision of detainees held in pre-trial detention centres and
prisons of the State Department for Enforcement of Sentences (Інструкція
з
організації
охорони і
нагляду за
особами, які
тримаються у
слідчих ізоляторах
і тюрмах
Державного
департаменту
України з
питань
виконання
покарань), approved by
Order no. 6 of 20 September 2000 of the State Department for Enforcement
of Sentences (a restricted document, the quoted extracts from which were
submitted by the Government along with their observations) read as follows:
“8.7. Procedure for technical inspections and searches.
8.7.1 .... A technical inspection of each cell shall be
conducted daily, while the inmates are absent from the cell ....
An inspection involves a thorough examination of window grids, shutters,
walls, floor, ceiling, beds, tables, benches, sink fixtures, plumbing and water
pipes.
8.7.2 At least once a week, cells shall be subjected to a
control technical inspection ...
8.7.3 With the aim of detecting prohibited items, the
authorities shall carry out scheduled searches of cells during the daytime ... Cells
are to be searched in the absence of the inmates.
Each cell and its inmates shall be searched at least twice a
month or regardless of the schedule if a need for such a search arises.”
Pursuant to Order no. 193 of 11 October 2006 of
the State Department of Enforcement of Sentences “On Approval of the
Instruction on Bathing and Laundry Services for Persons Detained in Prisons and
Pre-Trial Detention Centres”, washing and laundry services shall be provided to
detainees once every seven days with mandatory change of linen, disinfection
(disinfestation) of their personal clothes and bed linen in a disinfection
chamber intended specially for that purpose.
The legislation on the privacy of correspondence
and exceptions in cases of prisoners is quoted in the judgment on the case of Chaykovskiy
v. Ukraine, (no. 2295/06, §§ 37-40,
15 October 2009).
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 3 OF THE
CONVENTION ON ACCOUNT OF ILL-TREATMENT OF THE APPLICANT AND THE INVESTIGATION
THEREOF
The applicant complained that he had been
ill-treated by the police and that there had been no effective domestic
investigation of the matter. He relied on Article 3 of the Convention, which
reads as follows:
“No one shall be subjected to torture or to inhuman or
degrading treatment or punishment.”
A. Admissibility
The Court notes that this complaint is not
manifestly ill-founded within the meaning of Article 35 § 3 (a) of the
Convention. It further notes that it is not inadmissible on any other grounds.
It must therefore be declared admissible.
B. Merits
1. The parties’ submissions
The applicant submitted that even though it was
an established fact that he had been injured at the hands of the police, the authorities
had never attempted to properly explain the origin of his injuries.
He further contended that the domestic
investigation had been superficial and had lacked independence. The applicant
noted in particular that he had never been questioned as the victim of the
alleged ill-treatment. He also pointed out that, in spite of his numerous
requests for the investigation to be assigned to a different prosecution
authority, it had remained the responsibility of the Novomoskovsk Prosecutor’s
Office, which the applicant considered to be too closely linked with the local
police whom he had accused of ill-treating him.
The Government contested those arguments. While
noting that the investigation file had been destroyed, they made a general
statement that the domestic authorities had made all reasonable efforts to look
into the applicant’s allegation, and there were no reasons for questioning
their conclusion that it had proved unsubstantiated.
2. The Court’s assessment
(a) The applicant’s ill-treatment
As the Court has stated on many occasions,
Article 3 of the Convention enshrines one of the core values of democratic
societies (see, among many other references, Selmouni v. France [GC],
no. 25803/94, § 95, ECHR 1999-V). Where allegations are made under
this provision, the Court must conduct a particularly thorough scrutiny, and
will do so on the basis of all the material submitted by the parties (see
Matyar v. Turkey, no. 23423/94, § 109, 21 February 2002, and Ülkü
Ekinci v. Turkey, no. 27602/95, § 136, 16 July 2002).
In assessing evidence, the Court adopts the
standard of proof “beyond reasonable doubt”. Such proof may follow from the
coexistence of sufficiently strong, clear and concordant inferences or of
similar unrebutted presumptions of fact (see, as a classic authority, Ireland
v. the United Kingdom, cited above, § 161). Where the events in issue
lie wholly or in large part within the exclusive knowledge of the authorities,
as in the case of persons within their control in custody, strong presumptions
of fact will arise in respect of injuries occurring during such detention. The
burden of proof may be regarded as resting on the authorities to provide a
satisfactory and convincing explanation (see Salman v. Turkey [GC],
no. 21986/93, § 100, ECHR 2000-VII).
Turning to the present case, the Court notes
that five days after the applicant’s arrest, on 2 July 2004, the forensic
medical examination discovered that he had extensive bruising on virtually all parts
of his body: both eyelids, the left temple, both earlobes, the chest, the
knees, the left shoulder, and the left buttock. Also, sores were discovered on
his chin, wrists and knees. Although the expert categorised the injuries in
question as “light”, he specified that they had originated from at least nine
blows from blunt hard objects. He also confirmed that they could have been
sustained in the circumstances described by the applicant (see paragraph 8
above).
Having regard to the applicant’s injuries as
documented by the expert, the Court has no doubts that he suffered
ill-treatment proscribed by Article 3 of the Convention, even in the absence of
any evidence in support of his allegation that electric shocks had been given
to his fingers and testicles.
The Court takes note of the applicant’s
submission that the injuries in question had been inflicted on him by police
during his questioning in the Novomoskovsk Police Station in the morning of 28
June 2004 (see paragraph 6 above). It further observes the absence of any
explanation from the Government as to the origin of the applicant’s injuries
(see paragraph 85 above). Given, however, their general reliance on the
findings of the domestic investigation authorities, it can be presumed that the
Government considered plausible the version that those injuries had originated
from “legitimate application of a rubber truncheon and martial arts techniques
to the applicant during his arrest [on 27 June 2004]” (see paragraphs 17 and 85
above).
The Court does not consider the authorities’
version to be plausible. It notes that their version was dismissed by the domestic
courts in their decisions of 25 September and 8 December 2006, in
particular because of the failure of the investigation to carry out a
reconstruction of the events with the participation of the applicant and a
forensic medical expert (see paragraphs 11 and 14 above).
In any event, even assuming that those injuries
had indeed been sustained by the applicant during his arrest, no justification was
apparently ever given for the deployment of such violence against the
applicant.
The Court reiterates in this connection that in
the process of arrest of a person any recourse to physical force which has not
been made strictly necessary by his or her own conduct diminishes human dignity
and is in principle an infringement of the right set forth in Article 3 of the
Convention (see, mutatis mutandis, Ribitsch v. Austria, 4
December 1995, § 38, Series A no. 336, and, as a more recent
reference, Sochichiu v. Moldova, no. 28698/09, § 33, 15 May 2012).
Given the authorities’ failure to account for
the applicant’s injuries in the present case, the Court concludes that the
State is responsible for his ill-treatment.
Accordingly, there has been a violation of
Article 3 of the Convention under its substantive limb.
(b) Effectiveness of the investigation
The Court emphasises that where an individual
raises an arguable claim that he or she has been seriously ill-treated by
police in breach of Article 3, that provision requires by implication that
there should be an effective official investigation capable of leading to the identification
and punishment of those responsible. Otherwise, the general legal prohibition
of torture and inhuman and degrading treatment and punishment would, despite
its fundamental importance, be ineffective in practice, and it would be
possible in some cases for agents of the State to abuse the rights of those
within their control with virtual impunity (see Assenov and Others
v. Bulgaria, 28 October 1998, § 102, Reports 1998-VIII,
and Labita v. Italy [GC], no. 26772/95, § 131, ECHR 2000-IV). The
minimum standards of effectiveness defined by the Court’s case-law include the
requirements that the investigation must be independent, impartial and subject
to public scrutiny, and that the competent authorities must act with exemplary
diligence and promptness (see, for example, Menesheva v. Russia,
no. 59261/00, § 67, ECHR 2006-III).
In the present case the Court has found that the
respondent State is responsible under Article 3 for the applicant’s
ill-treatment (see paragraphs 94-95 above). The authorities therefore had
an obligation to investigate it in compliance with the aforementioned
effectiveness standards.
The Court notes that the applicant complained to
the prosecuting authorities about ill-treatment on 29 June 2004. His
allegations were supported by the forensic medical examination report of 2 July
2004.
Nevertheless, the city prosecution authority refused
five times to open a criminal case regarding this matter, finding that there
was nothing criminal in the actions of the police. Although each of the
aforementioned decisions was quashed as not based on proper investigation,
another such decision followed (see paragraphs 9-18 above).
The Court also observes that the applicant was
never assigned victim status and was never questioned in that capacity.
Furthermore, the Court notes that the domestic
investigation raises questions as regards its independence. Thus, in spite of
the applicant’s numerous requests for it to be assigned to a different
authority, the investigation remained the responsibility of the prosecutor’s
office located in the same town as the police department whose officers the
applicant was accusing of ill-treating him. Moreover, the prosecution authority
in charge of the investigation expressly relied on the findings of the
“internal investigation” by the police, according to which the applicant’s
complaint was without foundation (see paragraphs 10 and 17 above).
In the light of the above considerations, the
Court concludes that the applicant was denied a thorough, effective and
independent investigation of his arguable claim that he had been ill-treated by
the police. As the Court has held in its judgment concerning the case of Kaverzin
v. Ukraine, this situation stems from systemic problems at the national
level, allowing agents of the State responsible for such ill-treatment to go
unpunished (no. 23893/03, 15 May 2012, §§ 169-182).
There has therefore also been a violation of
Article 3 of the Convention under its procedural limb.
II. ALLEGED VIOLATIONS OF ARTICLE 3 OF THE
CONVENTION ON ACCOUNT OF CONDITIONS OF THE APPLICANT’S DETENTION
The applicant further complained under Article
3 of the Convention about the material conditions of his detention and of lack
of adequate medical care and nutrition in the Novomovskovsk ITT, Dnipropetrovsk
SIZO and Zhovti Vody prison no. 26.
A. Admissibility
1. Material conditions of detention in the
Novomovskovsk ITT
(a) From 27 June to 11 July 2004
The Court notes that the applicant was released
on 11 July 2004 following his detention in the Novomovskovsk ITT from 28
June 2004, whereas he introduced his application with the Court on 15 June 2006
(see paragraphs 1 and 39 above), which is more than six months later.
It follows that his complaint in this part
should be rejected for non-compliance with the six-month rule pursuant to
Article 35 §§ 1 and 4 of the Convention, even though the Government did not
raise in their observations any objection in that regard (see, for example, Walker
v. the United Kingdom (dec.), no. 34979/97, ECHR 2000-I, and
Koval v. Ukraine (dec.), no. 65550/01, 30 March 2004).
(b) During unspecified periods after 21 March 2005
The Court notes that the applicant did not
specify the periods of his detention in the ITT after his re-arrest on 21 March
2005; he merely submitted that it was when he was attending the Novomoskovsk
Court hearings (see paragraph 40 and 45 above).
The Court next observes that, according to the
documents in the case file, from 28 March 2005 the applicant was detained in
the SIZO and the prison. More specifically, at the time when his case was
examined by the Novomoskovsk Court he was being held in the SIZO located some
thirty kilometres from that court (see paragraphs 24, 29 and 42 above).
Given the vagueness of his complaint regarding
the conditions of his detention in the ITT, as well as the lack of any factual
information in that regard, the Court rejects this complaint as manifestly
ill-founded under Article 35 §§ 3 (a) and 4 of the Convention.
2. Material conditions in Dnipropetrovsk SIZO and
Zhovti Vody prison no. 26, and medical care throughout the applicant’s
detention
The Court notes that this part of the
application is not manifestly ill-founded within the meaning of Article 35 § 3
(a) of the Convention. It further notes that it is not inadmissible on any
other grounds. It must therefore be declared admissible.
B. Merits
1. The parties’ submissions
The parties maintained their accounts as
summarised in paragraphs 44-48, 53, 56 and 65-72 above.
As regards the applicant’s complaint regarding
the conditions of his detention in the SIZO, the Government additionally noted
that his similar complaint before the domestic authorities concerned some
different aspects. Namely, they pointed out that the applicant had complained
to the prosecution authorities that there was not sufficient access to drinking
water and that there was a smell of paint, whereas in his application to the
Court he had alleged that his cell was infested with insects and the bed linen was
dirty.
2. The Court’s assessment
(a) Material conditions of detention in the SIZO
The Court has held on many occasions that cases
concerning allegations of inadequate conditions of detention do not lend
themselves to a rigorous application of the principle affirmanti incumbit
probatio (he who alleges something must prove that allegation) because in
such instances the respondent Government alone have access to information
capable of corroborating or refuting these allegations. It follows that, after
the Court has given notice of the applicant’s complaint to the Government, the
burden is on the latter to collect and produce relevant documents. A failure on
their part to submit convincing evidence on material conditions of detention
may give rise to the drawing of inferences as to the well-foundedness of the
applicant’s allegations (see Gubin v. Russia, no. 8217/04, § 56, 17 June 2010, and Khudoyorov v.
Russia, no. 6847/02, § 113, ECHR 2005-X (extracts)).
The Court notes that in the present case the
Government maintained that the applicant had been provided with bed linen in
accordance with the applicable legal provisions (see paragraph 48 above). The
Court is not convinced, however, that this generally worded statement suffices
to refute the applicant’s allegation as to the poor sanitary conditions of his
detention.
The Court also considers that the fact that the
applicant raised some other complaints before the domestic authorities does not
undermine the plausibility of his allegations before the Court as contended by
the Government (see paragraph 112 above).
Furthermore, the Court notes that his
submissions are consistent with the similar numerous cases concerning
conditions of detention in Ukrainian pre-trial detention facilities (see, for
example, Belyaev and Digtyar v. Ukraine, nos. 16984/04 and
9947/05, §§ 33-39, 16 February 2012, with
further references).
The Court also finds that the conditions
complained of, namely unsatisfactory hygiene of bed linen and insect
infestation, went beyond the threshold tolerated by Article 3 of the
Convention.
There has therefore been a violation of this
provision.
(b) Material conditions of detention in the prison
The Court notes that the Government have not contradicted
the applicant’s description of the available showers and water taps in a
substantiated way. Neither have they proved that there was an uninterrupted
water and electricity supply in the prison.
The Court has already criticised insufficient
water supply in a detention facility as resulting in a dirty environment and
arousing in a person a feeling of anguish (see, for example, Insanov v.
Azerbaijan, no. 16133/08, § 126,
14 March 2013).
. Similar problems are revealed in the
present case. The Court considers this sufficient for concluding that the
material conditions of the applicant’s detention in the prison were inadequate,
without finding it necessary to examine his other arguments in that regard,
such as his allegation of a risk of contamination by uranium ore.
. There has therefore been a violation
of Article 3 in this aspect.
(c) Medical care in detention
The Court notes at the outset that about two
weeks after the application was communicated to the Government with one of the
questions concerning the applicant’s conditions of detention, the prison
administration destroyed his medical file (see paragraphs 4 and 64 above).
While having no reasons to discern bad faith on
the part of the authorities in this respect, the Court finds this particularly
regrettable, as it would expect the respondent Government to take every reasonable
measure to safeguard the evidence in the case once they are given notice.
The Court emphasises that Article 3 of the Convention imposes an obligation on the State to
ensure, given the practical demands of imprisonment, that the health and
well-being of a prisoner are adequately secured by, among other things,
providing him with the requisite medical assistance
(see Kudła v. Poland [GC], no. 30210/96, §§ 93-94, ECHR 2000-XI).
Turning to the present case, the Court is
mindful of the vagueness of the applicant’s submissions, who did not specify
the medical treatment and nutrition he had required but had not been provided
with (see paragraph 65 above). At the same time, it is not in dispute
between the parties that the applicant has a long history of duodenal and
gastric problems, as well as a heart condition.
The Court is therefore satisfied that he did have particular
medical and nutritional requirements which needed to be accommodated during his
detention.
It appears that an ambulance was called for him
on several occasions in June 2006 (see paragraph 63 above) on account of his
stomach pains. Such sporadic and symptomatic responses to the apparent
deterioration of his health cannot however be regarded as amounting to requisite
medical assistance.
Furthermore, the Government have not shown that
there was any medical attention given to the applicant’s health during his
detention in the SIZO and in the prison. Neither have they provided any
information as to whether any regard was given to his particular nutritional
needs arising from his gastric problems. The fact that the applicant’s medical
file has been destroyed by no means absolves the State of its obligation to
account for his medical care in detention. Moreover, it gives reasons for the
Court to make factual inferences in favour of the applicant’s allegation.
That being so, the Court considers that the
applicant did not receive adequate medical care in detention.
There has therefore been a violation of Article
3 of the Convention on this account too.
III. ALLEGED VIOLATIONS OF ARTICLE 8 OF THE
CONVENTION
The applicant complained, with reference to
Article 3 of the Convention, about the searches of his SIZO cell on 27 March
and 3 April 2007, as having allegedly resulted in the seizure of his personal
belongings, namely his copy of the Code of Criminal Procedure with comments and
his notepad with some telephone numbers and other important information, as
well as that some of his food had been spoiled.
He further complained, also relying on Article
3 of the Convention, that the prison authorities had infringed his right of
respect for his correspondence by withholding his letters containing complaints
to various authorities on 5 June 2007.
The Court notes that a complaint is
characterised by the matters alleged in it and not merely by the legal grounds
or arguments relied on (see Şerife Yiğit v. Turkey [GC], no. 3976/05, § 52, 2 November 2010). Having regard to the essence of the applicant’s
complaints in the present case, the Court finds it appropriate to examine both
of them under Article 8 of the Convention, the relevant part of which reads as
follows:
“1. Everyone has the right to respect for his
private ... life ... and his correspondence.
2. There shall be no interference by a public
authority with the exercise of this right except such as is in accordance with
the law and is necessary in a democratic society in the interests of national
security, public safety or the economic well-being of the country, for the
prevention of disorder or crime, for the protection of health or morals, or for
the protection of the rights and freedoms of others.”
A. The parties’ submissions
The Government submitted that the applicant
could not be regarded as having exhausted domestic remedies concerning this part
of the application, as he failed to challenge, either before a higher-level
prosecution authority or a court, the decision of the regional prosecutor’s
office of 20 June 2007 (see paragraph 60 above).
In the alternative, the Government contended
that the applicant’s complaints were to be dismissed as manifestly ill-founded.
They contested the veracity of his allegation
about the seizure of his notepad and copy of the Code of Criminal Procedure. The
Government submitted that the seizure of the sewing spools, adhesive tape,
figurine of three monkeys and prayer beads complied with the safeguards
enshrined in Article 8 of the Convention.
As regards the alleged interference of the
prison administration with the applicant’s correspondence, the Government
submitted that he had not provided sufficient details in support of this
complaint. They made an analogy between this case and that of Visloguzov v.
Ukraine, where the Court dismissed a similar complaint on that ground (no.
32362/02, § 83, 20 May 2010).
The applicant contested the Government’s
arguments.
He submitted that he had made every effort to
bring his grievances to the attention of the authorities and that, given their
indifference and cynicism, he had considered it pointless to further challenge
the prosecutor’s decision of 20 June 2007.
In his reply to the Government’s observations,
the applicant maintained that the prison authorities had seized his copy of the
Code of Criminal Procedure and his notepad, contrary to the domestic
legislation and Article 8 of the Convention. He also submitted that the
figurine of three monkeys and the prayer beads were religious objects associated
with Buddhism and that their seizure was unlawful.
In substantiation of his complaint that his
correspondence had been withheld on 5 June 2007, the applicant referred to the
letter of 30 January 2008 from the State Department for Enforcement of
Sentences, which noted that he had breached the regulations concerning
detainees’ correspondence by sending a complaint without informing the prison authorities
(see paragraph 61 above).
B. The Court’s assessment
The Court finds it unnecessary to deal with the
Government’s objection as regards the supposed non-exhaustion of domestic
remedies, since it considers that this part of the application should in any
event be declared inadmissible for other reasons.
1. Cell searches
The Court notes that the applicant’s initial
complaint concerning the searches in his cell on 27 March and 3 April 2007 was
confined to the alleged seizure of his copy of the Code of Criminal Procedure
and a notepad, as well as the spoiling of his foodstuffs, without mentioning
the seizure of the prayer beads and the monkey figurine (see paragraph 132
above).
Accordingly, this last-mentioned complaint,
which was raised for the first time only in reply to the Government’s
observations in 2012 (see paragraphs 4 and 141 above) should be rejected as
submitted outside the six-month time-limit.
As to the applicant’s allegation about the
seizure of his copy of the Code of Criminal Procedure and his notepad, it
appears from his related submissions to the domestic authorities that he had
himself mislaid or forgotten those items somewhere (see paragraph 57 above). In
so far as the applicant alleged that the impugned searches had resulted in the spoiling
of some of his foodstuffs, he failed to submit any details in that regard.
The Court therefore rejects this complaint as
manifestly ill-founded under Article 35 §§
3 (a) and 4 of the Convention.
2. Alleged withholding of correspondence
The Court observes that the applicant did not
specify what kind of correspondence had been withheld from him on 5 June 2007,
apart from mentioning that it contained complaints to various authorities (see
paragraph 133 above).
The Court further notes that Ukrainian
legislation provides for automatic monitoring and censorship by the prison
administration of all prisoners’ correspondence other than complaints to the
Parliamentary Ombudsman, to the Court, to other relevant international
organisations of which Ukraine is a member, and to prosecution authorities
(follow the reference in paragraph 80 above).
It is to be emphasised that in cases arising
from individual petitions the Court’s task is not to review the relevant
legislation or a particular practice in the abstract. Instead, it must confine
itself as far as possible, without losing sight of the general context, to
examining the issues raised by the case before it. Here, therefore, the Court’s
task is not to review, in abstracto, the compatibility with the
Convention of the above legal provisions, but to determine, in concreto,
the effect of the interference on the applicant’s right to respect for his
correspondence (see, as a recent authority, Nejdet Şahin and Perihan
Şahin v. Turkey [GC], no. 13279/05, §§ 68-70, 20 October 2011).
Furthermore, the Court has recognised in its
case-law that some measure of control over prisoners’ correspondence is called
for and is not of itself incompatible with the Convention (see Silver and
Others v. the United Kingdom, 25 March 1983, § 98, Series A no. 61, and Boris
Popov v. Russia, no. 23284/04,
§ 106, 28 October 2010).
In the absence of any details from the
applicant as to the correspondence allegedly withheld from him, the Court
cannot but conclude that this complaint has not been sufficiently developed and
should be dismissed as manifestly ill-founded in accordance with Article 35 §§
3 (a) and 4 of the Convention.
IV. OTHER
ALLEGED VIOLATIONS OF THE CONVENTION
The applicant complained under Article 6 § 1 of
the Convention that his conviction on 12 April 2005 was unfair. Namely, he
submitted that the courts had been formalistic and had found him guilty without
any solid evidence against him. Furthermore, he complained that he could not
effectively participate in the pleadings in the first-instance court, as he had
been feeling unwell.
The applicant further complained that his detention
under the aforementioned verdict had been unlawful and had amounted to inhuman
and degrading treatment. He also complained that his work in the prison had
been overly hard, dangerous and poorly paid.
The applicant next complained under Article 6 §
1 that the proceedings brought by him following the decriminalisation of petty
theft had lasted a very long time and had been unfair. He additionally
complained, with reference to Article 3 of Protocol No. 7, that he had received
a criminal penalty for what had ceased to be a crime.
Lastly, the applicant complained, with
reference to Article 13, that his complaints to various domestic authorities had
not been successful.
In the light of all the material in its
possession, and in so far as the matters complained of are within its
competence, the Court finds that they do not disclose any appearance of a
violation of the rights and freedoms set out in the Convention or its
Protocols. It follows that this part of the application must be rejected as
manifestly ill-founded, pursuant to Article 35 §§ 3 (a) and 4 of the
Convention.
V. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article 41 of
the Convention provides:
“If the Court finds that there
has been a violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only partial
reparation to be made, the Court shall, if necessary, afford just satisfaction
to the injured party.”
A. Damage
The applicant claimed 2,170,000 euros (EUR) in
respect of non-pecuniary damage.
The Government contested this claim as
exorbitant and unsubstantiated.
Taking into account the nature of the
violations found and ruling on an equitable basis, the Court awards the
applicant EUR 9,000 in respect of non-pecuniary damage, plus any tax that may
be chargeable on that amount.
B. Costs and expenses
The applicant also claimed compensation for
costs and expenses, without specifying its amount. Leaving this issue to the
Court’s discretion, he noted that the compensation should cover various costs
he had incurred during over six years of correspondence with the Court
(copying, postage, stationery, translation of the Court’s letters into Russian,
legal fees for his representation in the domestic proceedings, and so on).
The Government noted that the applicant had not
submitted any documents proving that the costs referred to had been actually
and necessarily incurred. They therefore invited the Court to reject this
claim.
Regard being had to the information and
documents in its possession, the Court rejects this claim.
C. Default interest
The Court considers it appropriate that the
default interest rate should be based on the marginal lending rate of the European
Central Bank, to which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
1. Declares the
applicant’s complaints under Article 3 of the Convention about his alleged
ill-treatment by the police and its domestic investigation, the material
conditions of his detention in the Dnipropetrovsk SIZO and in Zhovti Vody
prison no. 26, as well as the medical care available to him in detention,
admissible and the remainder of the application inadmissible;
2. Holds that the applicant has been
subjected to ill-treatment in police custody in violation of Article 3 of
the Convention;
3. Holds that there has been a violation of
Article 3 of the Convention on account of the lack of an effective
investigation of the applicant’s allegation of ill-treatment by the police;
4. Holds that there has been a violation of
Article 3 of the Convention on account of the material conditions of the
applicant’s detention in the Dnipropetrovsk SIZO;
5. Holds that there has been a violation of
Article 3 of the Convention on account of the material conditions of the
applicant’s detention in Zhovti Vody prison no. 26;
6. Holds that there has been a violation of
Article 3 of the Convention on account of the lack of adequate medical care for
the applicant throughout his detention;
7. Holds
(a) that
the respondent State is to pay the applicant, within three months from the date
on which the judgment becomes final in accordance with
Article 44 § 2 of the Convention, EUR 9,000 (nine thousand
euros), plus any tax that may be chargeable, in respect of non-pecuniary damage,
to be converted into the currency of the respondent
State at the rate applicable at the date of settlement;
(b) that
from the expiry of the above-mentioned three months until settlement simple
interest shall be payable on the above amount at a rate equal to the marginal
lending rate of the European Central Bank during the default period plus three
percentage points;
8. Dismisses the remainder of the applicant’s
claim for just satisfaction.
Done in English, and notified in writing on 26 September
2013, pursuant to Rule 77 §§ 2 and 3 of the Rules of Court.
Claudia Westerdiek Mark Villiger
Registrar President