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European Court of Human Rights
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John Paul LANG and Tracy HASTIE v the United Kingdom - 39928/05 [2012] ECHR 922 (22 May 2012)
URL: http://www.bailii.org/eu/cases/ECHR/2012/922.html
Cite as:
[2012] ECHR 922,
(2012) 55 EHRR SE7
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FOURTH
SECTION
DECISION
Application nos. 19/11
and 36395/11
John Paul LANG and Tracy HASTIE
against the United
Kingdom
The
European Court of Human Rights (Fourth Section), sitting on 22 May
2012 as a Chamber composed of:
Lech Garlicki, President,
David
Thór Björgvinsson,
Nicolas Bratza,
George
Nicolaou,
Ledi Bianku,
Nebojša
Vučinić,
Vincent A. De Gaetano, judges,
and
Lawrence Early, Section
Registrar.
Having
regard to the above applications lodged on 24 November 2010 and 15
June 2011,
Having
deliberated, decides as follows:
THE FACTS
A. Introduction
These
cases concern two applicants who in 2008 were convicted in separate,
unrelated criminal proceedings in Scotland. The common complaint in
the applications is that each applicant was interviewed by the police
without access to a lawyer and the evidence obtained from that
interviewed was relied on by the prosecution at trial.
The first applicant, Mr John Paul Lang, is a British
national who was born in 1974. He is currently detained at HMP
Glenochil. He is represented before the Court by Mrs Rosemary
Cameron, a lawyer practising in Edinburgh with John Pryde & Co
SSC.
The
second applicant, Ms Tracey Hastie, is also a British national. She
was born in 1970 and is currently detained at HMP Cornton Vale. She
is represented by Jim Friel, a lawyer practising in Glasgow with Jim
Friel & Co Solicitors.
B. The circumstances of each case
1. The first applicant
The
facts of the case, as submitted by the first applicant, may be
summarised as follows.
In
the early hours of Saturday 21 April 2007, the first applicant had a
sexual encounter with a woman who was spending the night at his flat.
Later that morning the woman attended a police station where she made
an allegation of rape against him. The first applicant was then
detained by the police and interviewed by them without the presence
of a lawyer. In the interview he made a statement that he and the
woman had had consensual sex. He was subsequently charged with rape
and tried on indictment at the High Court of Justiciary sitting at
Paisley between 7 and 11 June 2008. At trial the prosecution
relied on the statement the first applicant had given to the police.
On 11 June 2008, he was convicted by a majority verdict of the jury.
He did not appeal against his conviction.
On
22 October 2010, four days before the delivery of the judgment of the
Supreme Court in Cadder v. HM Advocate [2010] UKSC 43 (see
paragraphs 15–17 below), the first applicant applied to the
High Court of Justiciary sitting as a court of criminal appeal (“the
Appeal Court”) for an extension of time in which to lodge an
appeal against conviction and sentence. In the Note of Appeal which
accompanied the application for an extension of time, the first
applicant submitted inter alia that his trial had been unfair
because he had not been give access to a lawyer while in police
custody and the prosecution had relied on the contents of his police
interview at trial.
The
application for an extension of time was initially refused by a
Single Judge and then, following an oral hearing on 17 November
2010, by a bench of three judges.
2. The second applicant
The
facts of the case, as submitted by the second applicant, may be
summarised as follows.
On 22
July 2008, after a trial at the High Court of Justiciary sitting at
Glasgow, the second applicant was convicted of murder. In the course
of the trial, the prosecution had relied on statements given by the
second applicant in the course of a police interview, which took
place on 3 November 2006 without the presence of a lawyer.
The
second applicant was advised by her then legal representatives that
she had no grounds for appealing against her conviction and
accordingly did not do so within the statutory time-limit. However,
it appears that, in September 2008 and again in January and
February 2009, she was granted extensions of time in which to
lodge a Note of Appeal, but failed to do so.
On
15 November 2010, on the basis of advice from new legal
representatives, the second applicant lodged an application for
extension of time in which to lodge an appeal against conviction. The
application and an accompanying devolution minute alleged inter
alia that the second applicant’s trial had been unfair as a
result of the admission of the statements she had given in her police
interview.
The
application was refused by a Single Judge on 26 November 2010.
The second applicant appealed against that decision and a hearing was
convened before three judges of the Appeal Court on 16 December
2010. Before the hearing senior counsel advised the second applicant
that none of her grounds of appeal were arguable: in particular, he
advised that the Supreme Court’s finding in Cadder that
its ruling should not apply to “closed cases” (see
paragraph 17 below) meant that the second applicant’s ground of
appeal relating to the admission of her statements to the police
could not succeed. Consequently, at the hearing on 16 December,
the second applicant sought to withdraw her application for an
extension of time. The Appeal Court allowed the application to be
withdrawn on the same date.
C. Relevant domestic law and practice
1. HM Advocate v. McLean [2009] HCJAC 97
At
the time of the above judgment (and the time of the present
applicants’ trial), sections 14 and 15 of the Criminal
Procedure (Scotland) Act 1995 (“the 1995 Act”) provided
that a person detained at a police station had the right to have the
fact and place of his detention intimated to a solicitor, but did not
have the automatic right of access to a solicitor either prior to or
during a police interview.
The
compatibility of sections 14 and 15 of the 1995 Act with this Court’s
judgment in Salduz v. Turkey [GC], no. 36391/02, ECHR 2008 was
considered by the High Court of Justiciary sitting as a court of
criminal appeal (“the Appeal Court”) in HM Advocate v.
McLean, judgment of 22 October 2009. The Appeal Court
considered that it was not necessary to give effect to the Salduz
judgment in Scotland, finding instead that the guarantees available
under the Scottish system were sufficient to secure a fair trial of
someone who was interviewed without access to a lawyer and whose
responses were relied on by the prosecution.
2 Cadder v. HM Advocate [2010] UKSC 43
Peter Cadder was detained in May 2007 following an
incident in which two men had been attacked by a group of youths. He
was taken to a police station and interviewed, under caution but
without the presence of a lawyer, by two police officers. During the
interview he made a number of admissions with regard to the offences
with which he was later charged. He was then arrested, cautioned and
charged with assault and breach of the peace. At trial the audio tape
recording of his police interview was played in full to the jury and
they were given copies of the transcript. On 29 May 2009 he was
convicted on all charges. He appealed against conviction inter
alia on the ground that his interview had been relied on at
trial. His appeals to the Appeal Court were refused on the papers at
the first and second sift stages. He then submitted an application
for special leave to appeal to the Supreme Court.
On
26 October 2010 the Supreme Court unanimously found that: (i) McLean
had been incorrectly decided by the Appeal Court; (ii) Cadder’s
case should be remitted to the Appeal Court for further
consideration; (iii) and its ruling should not apply retroactively.
On the third issue, both Lord Hope and Lord Rodger
(with whom the other Justices agreed) held that, in the interests of
legal certainty, the ruling should not permit the re-opening of
closed cases, but rather only apply to cases which had not yet gone
to trial, to cases where the trial was still in progress and to
appeals that had been brought timeously. For all closed cases it was
a matter for the Scottish Criminal Cases Review Commission to decide
whether the cases should be referred back to the Appeal Court and for
that court to decide what course it ought to take if a reference were
to be made to it by the Commission.
3. Criminal Procedure (Legal Assistance, Detention and
Appeals) (Scotland) Act 2010
Immediately
after the Cadder ruling, the above Act (“the 2010 Act)
was passed by the Scottish Parliament. It amends the Criminal
Procedure (Scotland) Act 1995 to allow a suspect the right to have
intimation sent to a solicitor inter alia that the solicitor’s
professional assistance is required by the suspect. It also provides
for the right to a private consultation with a solicitor before any
questioning begins and at any other time during such questioning.
Consultation includes, for example, consultation by means of
telephone. The 2010 Act also provides that a suspect must be informed
of these rights.
The
Scottish Criminal Cases Review Commission is a public body with the
task of reviewing and investigating cases where it is alleged a
miscarriage of justice has occurred. The 2010 Act amends the
provisions of the 1995 Act which give the Commission the power to
refer cases to the Appeal Court. The 2010 Act directs the Commission,
in determining whether or not it is in the interests of justice that
a reference should be made, to have regard to the need for finality
and certainty in the determination of criminal proceedings. The 2010
Act also gives the Appeal Court the power to reject a case which has
been referred to it by the Commission if the court considers that it
is not in the interests of justice that any appeal arising from the
reference should proceed. The Act provides that, in determining
whether or not it is in the interests of justice that any appeal
arising from the reference should proceed, the Appeal Court must have
regard to the need for finality and certainty in the determination of
criminal proceedings.
COMPLAINTS
The
first applicant complains first, under Article 6 § 3 (c) of the
Convention in conjunction with Article 6 § 1, that his trial was
unfair because he was denied access to a lawyer during his detention
and his statement to the police was subsequently relied on by the
prosecution at trial. Second, he complains that the jury that
convicted him was entitled to return a verdict by a simple majority
and without giving reasons for its decision. Third, he complains that
the refusal of the Appeal Court to apply this Court’s ruling in
Salduz v. Turkey [GC], no. 36391/02, ECHR 2008, both before
and after the Supreme Court’s ruling in Cadder, had
deprived him of an effective remedy within the meaning of Article 13
of the Convention.
The
second applicant, also relying on Salduz, complains that her
trial was unfair because of the admission of her statements to the
police. She submits that there was an ever greater imperative for
providing access to a lawyer prior to her police interview given that
she had a background of psychiatric disturbance and, moreover, she
had been intoxicated at the time of the interview.
THE LAW
Articles 6 and 13, where relevant, provide as follows:
Article 6
“In the determination of ... any criminal charge
against him, everyone is entitled to a fair ... hearing ... by an
independent and impartial tribunal established by law.”
...
“3. Everyone charged with a criminal
offence has the following minimum rights:
...
(c) to defend himself in person or through
legal assistance of his own choosing or, if he has not sufficient
means to pay for legal assistance, to be given it free when the
interests of justice so require;
Article 13
“Everyone whose rights and freedoms as set forth
in [the] Convention are violated shall have an effective remedy
before a national authority notwithstanding that the violation has
been committed by persons acting in an official capacity.”
The
Court must first determine whether each applicant has complied with
the admissibility requirements in Article 35 § 1 of the
Convention, which stipulates:
“1. The Court may only deal with the
matter after all domestic remedies have been exhausted, according to
the generally recognised rules of international law, and within a
period of six months from the date on which the final decision was
taken.”
A. General principles
The
rule of exhaustion of domestic remedies referred to in Article 35
§ 1 of the Convention obliges those seeking to bring a case
against a State to use first the remedies provided by the national
legal system, thus allowing States the opportunity to put matters
right through their own legal systems before being required to answer
for their acts before an international body. In order to comply with
the rule, normal recourse should be had by an applicant to remedies
which are available and sufficient to afford redress in respect of
the breaches alleged; there is no obligation to have recourse to
remedies which are inadequate or ineffective.
The
six-month rule stipulated in Article 35 § 1 is intended to
promote security of the law and to ensure that cases raising issues
under the Convention are dealt with within a reasonable time. It
protects the authorities and other persons concerned from uncertainty
for a prolonged period of time. Finally, it ensures that, insofar as
possible, matters are examined while they are still fresh, before the
passage of time makes it difficult to ascertain the pertinent facts
and renders a fair examination of the question at issue almost
impossible
In
assessing whether an applicant has complied with Article 35 § 1,
it is important to recall that the requirements contained in that
Article concerning the exhaustion of domestic remedies and the
six-month period are closely interrelated.
Thus
where no effective remedy is available to an applicant, the
time-limit expires six months after the date of the acts or measures
about which he complains, or after the date of knowledge of that act
or its effect or prejudice on the applicant.
The
pursuit of remedies which do not satisfy the requirements of Article
35 § 1 will not be considered by the Court for the purposes of
establishing the date of the “final decision” or
calculating the starting point for the running of the six-month rule
(see, as recent authorities, Vaini v. Finland
(dec.), no. 62123/09, 3 May 2011; Kolu v. Finland (dec.),
no. 56463/10, 3 May 2011; Tucka v. the United Kingdom
(no. 1) (dec.), no. 34586/10, §§ 12 – 15,
18 January 2011, with further references therein).
B. The first applicant’s case
The
first applicant was convicted on 11 June 2008, and did not appeal.
His subsequent application for an extension of time in which to lodge
an appeal was lodged with the Appeal Court on 22 October 2010 (four
days before Cadder). The final decision of the Appeal Court
was given on 17 November 2010.
The
question for the Court is whether the six-month period should run
from the date of his conviction or the date of the Appeal Court’s
decision.
The
Court considers that it should be the former. The first applicant’s
application for an extension of time, made so long after the original
proceedings, meant that the remedy he sought could only be regarded
as an extraordinary remedy, and not one that is effective for the
purposes of Article 35.
Indeed, if the Court were to regard such an application for extension
of time as an effective remedy, it would mean that any defendant in
Scottish criminal proceedings who was deprived of legal assistance
while in detention would, after the Supreme Court’s Cadder
judgment, be able to lodge such an application with the Appeal Court,
wait for it to be refused, and then lodge an application with this
Court within six months of that refusal. They would be able to so
regardless of the date of their conviction and regardless of any
steps they had taken – or had failed to take – to
appeal against their conviction at the time. Such an approach would
confer a right of petition on a virtually unlimited number of
defendants and would vitiate the legal certainty the Supreme Court
properly sought to introduce when it limited the effect of its ruling
in Cadder.
Admittedly,
the present case is different in that the first applicant lodged his
appeal just before Cadder was delivered. He could not,
therefore, have known at that time what steps, if any, the Supreme
Court would take to limit the effect of its ruling. However, the same
might be said of any convicted person who, in October 2010, became
aware the Supreme Court was about to deliver its judgment. It would
render nugatory the six-month rule if any such defendant could, in
anticipation of a favourable judgment from the Supreme Court, lodge
an appeal with the Appeal Court and thereby obtain a new
domestic decision for the purposes of calculating the six month
period.
34. The Court concludes, therefore, that the date of the final
decision from which the six-month period began to run was 11 June
2008, the date of the first applicant’s conviction. Since the
present application was lodged by a letter dated 24 November 2010, it
is out of time and must be rejected pursuant to Article 35 § 1
of the Convention.
C. The second applicant’s case
The
above reasons apply with the same, if not greater, force to the
second applicant’s case. She was convicted on 2 September 2008
but failed properly to appeal against conviction until 15 November
2010, that is, some two weeks after the Supreme Court’s
judgment in Cadder. The Court considers that, as in the case
of the first applicant, the second applicant’s application for
an extension of time should be regarded as an extraordinary remedy,
and not one that is effective for the purposes of Article 35. The
final decision in the second applicant’s case is not,
therefore, the Appeal Court’s decision of 16 December 2010 but
her original conviction of 2 September 2008. Accordingly, the
application, having been lodged on 15 June 2011, is out of time
and must be rejected pursuant to Article 35 § 1 of the
Convention.
For these reasons, the Court unanimously
Decides to join the applications;
Declares the applications inadmissible.
Lawrence Early Lech Garlicki
Registrar President