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ALEKSANDRA DMITRIYEVA v. RUSSIA - 9390/05 [2011] ECHR 1853 (3 November 2011)
URL: http://www.bailii.org/eu/cases/ECHR/2011/1853.html
Cite as:
[2011] ECHR 1853
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FIRST
SECTION
CASE OF ALEKSANDRA DMITRIYEVA v. RUSSIA
(Application
no. 9390/05)
JUDGMENT
STRASBOURG
3 November
2011
This
judgment will become final in the circumstances set out in Article 44
§ 2 of the Convention. It may be subject to editorial
revision.
In the case of Aleksandra Dmitriyeva
v. Russia,
The
European Court of Human Rights (First Section), sitting as a Chamber
composed of:
Nina Vajić,
President,
Anatoly Kovler,
Peer Lorenzen,
Mirjana
Lazarova Trajkovska,
Julia Laffranque,
Linos-Alexandre
Sicilianos,
Erik Møse, judges,
and Søren
Nielsen, Section
Registrar,
Having
deliberated in private on 11 October 2011,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
The
case originated in an application (no. 9390/05)
against the Russian Federation lodged with the Court
under Article 34 of the Convention for the Protection of Human
Rights and Fundamental Freedoms (“the Convention”) by a
Russian national, Ms Aleksandra Petrovna Dmitriyeva (“the
applicant”), on 26 January 2005.
The
Russian Government (“the Government”) were represented by
Mr G. Matyushkin, Representative of the Russian
Federation at the European Court of Human Rights.
3. Referring
to events which took place between 8 and 10 December 2001, the
applicant alleged that police officers had beaten and unlawfully
detained her, having broken into the area of the apartment which she
lived in against her will. She also complained about the lack of
effective investigation into the alleged ill-treatment by the
authorities.
On
12 January 2010 the President of the First Section
decided to give notice of the application to the Government.
It was also decided to rule on the admissibility and merits of the
application at the same time (Article 29 § 1).
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The
applicant was born in 1946 and lives in St
Petersburg.
The
applicant, her husband and their son reside in an apartment, which
they share with two other families. She suffers from a number of
diseases, affecting her skin, kidneys and thyroid gland. The
applicant is classed as Category 2 disabled under Russian law.
In
April 2001 the applicant’s son allegedly beat up Bo., who was a
member of one of the families residing in the same apartment. Bo.
complained to the police of having been beaten. On 1 October 2002 the
applicant’s son was convicted of affray in this connection and
given a six-month conditional sentence.
A. Events of 8 December 2001
At around 5 p.m. on 8 December 2001 K., a neighbourhood
police inspector, and police officer S., the Deputy Head of the 28th
Section of the St Petersburg Central District Department of the
Interior (“the District Department of the Interior”)
arrived at the applicant’s apartment to invite the applicant’s
son to attend an interview. At the time, he had not been either
classed as a suspect or formally charged. Bo. let the officers into
the apartment and they saw the applicant’s son entering his
room and locking the door behind him.
The
applicant blocked the way to her son’s door. S. explained the
reasons for their visit to the applicant, but the applicant asked
them to leave. According to S., the applicant verbally insulted him
and punched him several times in the chest. The applicant disagreed
and submitted that she had simply blocked access to the door, but did
not insult or punch anyone.
The
applicant’s neighbours, who were present during the incident,
later confirmed that the applicant had used abusive language and had
tried to hit S.
K. then left the building in order to prevent the
applicant’s son from escaping through a window and S. stayed in
the apartment and called the police, asking them to send
reinforcements. Some time later, officers Sh., D.B. and M. arrived at
the applicant’s apartment. S. told them to take the applicant
to the police station for having insulted the policemen on duty.
According to the applicant, and as also noted in the
statement of her neighbours given during the subsequent
investigation, thereafter the policemen forced the door to the room
of the applicant’s son open, entered the room and some time
later led him outside of the apartment and put him in a car.
According
to S., he offered to let the applicant put her winter clothes on, but
the applicant refused. Sh. and M. then took the applicant by the
hands, led her out of the apartment and put her in the car. The
applicant resisted their efforts.
The applicant submitted that while she had been in the
apartment, one of the policemen had knocked her to the floor, had
grabbed her by the wrists and had dragged her out of the apartment.
He had dragged her down two staircases of the building and out to the
car. She denied having been given the chance to put her winter
clothes on.
According to the applicant, it had been minus 10o
C outside. The applicant’s son had been put in the same
car. The police brought them to the District Department of the
Interior’s premises and locked them in cells for administrative
detainees.
Some time later the applicant’s husband brought
her warm clothes. A record made after the incident concerning the
administrative offence of minor affray under Article 158 of the RSFSR
Administrative Offences Code states that the applicant “used
abusive language in public”. The record describes the
applicant’s identity and time of the incident, but does not
mention whether any decision was taken in connection with her alleged
misconduct, whether the applicant was taken into custody and whether
or when she was released. The applicant confirmed having seen a copy
of the record in the police station.
The Government were unable to provide the Court with
the materials pertaining to the applicant’s administrative
case, explaining that they were destroyed following the expiry of the
time-limit for storage of such documents in February 2003, April 2005
and April 2007. They did not submit any specific information as to
the existence of a record of the applicant’s detention.
According to the applicant, she had spent
approximately twenty hours in a cell for administrative detainees in
the District Department of the Interior’s premises. She was not
given any food, was not provided with medical assistance and did not
have the opportunity to sleep, as there was neither a bed nor
bedding. Given that she had suffered an injury to her tail bone, the
only position that she had been able to cope with was staying upright
all the time. It is not clear whether any records of the applicant’s
detention were made.
The
Government submitted that there had been no standard rules concerning
the conditions for such detention, that the applicant’s cell
had been equipped with a wooden bench, that the applicant had not
complained about the state of her health and that the authorities had
not impeded third parties, such as a relative, from bringing their
own food to feed the applicant.
The applicant was released on 9 December 2001 at
around 1 p.m., without having been brought before a judge or
otherwise interrogated. On the same date, the applicant was examined
by a doctor who recorded a bruise on the applicant’s tail bone.
The doctor stated specifically that the bruise had been formed as a
result of an impact occurring no less than once by a blunt object in
a mechanical way, similar to a blow, and that it “could have
been inflicted during a fall onto a flat surface or [by] continuous
dragging along the floor or down a staircase”.
The
administrative proceedings against the applicant and her son
concerning the charge of minor affray were later discontinued or
abandoned.
The Government did not dispute the timing of the
applicant’s detention and release.
B. Criminal investigation
1. First round of investigation
On 12 December 2001 the applicant asked a prosecutor
to initiate criminal proceedings against police officers S., K. and
the policeman who had dragged her from the apartment to the car. In
her application, she referred specifically to the policemen’s
unlawful entry to the apartment and the applicant’s family’s
accommodation, to being beaten and to her subsequent unlawful arrest
and detention. The letter described in detail the conditions of her
detention. On 28 January 2002 Ts., an assistant prosecutor at the St
Petersburg Central District Prosecutor’s Office, refused to
institute criminal proceedings. The applicant did not provide the
Court with a copy of the decision.
On 8 February 2002 M., a supervising prosecutor at the
St Petersburg Prosecutor’s Office, instituted criminal
proceedings against S. on the basis of the applicant’s
complaint of S.’s unlawful actions. She argued that:
“... [the decision of 28 January 2002] had been
unlawful and had to be quashed insofar as it had concerned the
actions of the police officers.
Thus, [the relevant legislation] indeed empowers the
policemen to enter without hindrance the residential premises of
private citizens. However, this power is provided only in case the
[policemen are pursuing] the persons suspected of criminal activity.
In the case at hand, [the applicant’s son] was not a suspect
within the meaning of [the domestic law on criminal procedure], the
criminal case against him was instituted only later, which policemen
K. and S. certainly knew. In addition, in breach of the mentioned
legal norm obliging the police to inform about all such cases the
relevant prosecutor within 24 hours, this has not been done.
The unlawful actions of the policemen [in question]
mostly provoked the subsequent actions of [the applicant], which was
unjustifiably viewed by the policemen as a minor affray. [The
applicant’s] intent in the present situation was directed at
the protection of her son, and not the breach of public order. As was
earlier noted in [previous decision of the prosecutor’s
office], the [applicant’s] actions did not qualify as [an
offence of insulting a public officer] ... because the relevant
actions did not have a lawful character ...”
The
prosecutor considered that the applicant had been taken to the police
station and had been detained there unlawfully. The prosecutor
decided to institute criminal proceedings but for some reason failed
explicitly to quash the decision of 28 January 2002.
On 14 March 2002 an expert examination of the
applicant’s medical condition was conducted. The expert noted
that the applicant had a bruise on her tail bone which could have
occurred, among other reasons, as a result of her being dragged down
the staircase on 8 December 2001.
Investigator Ch. of the St Petersburg Central District
Prosecutor’s Office, in charge of the criminal case against S.,
collected the following evidence. He questioned S., who stated that
during the incident in the applicant’s apartment she had
verbally insulted and pushed him several times and that he had had to
call for reinforcements and take the applicant to the police station.
S. had not known about the applicant’s disability at the time
of the incident.
The
investigator also questioned K., who stated that he had been in
charge of investigating Bo. having been beaten up by the applicant’s
son. On 8 December 2001, having learned that the applicant’s
son was at home, he had gone with officer S. to invite him to attend
a police interview. They had met the applicant in the apartment and
she had started to verbally insult them and push S. out of the
apartment. The applicant’s neighbours had witnessed the
incident. Then K. had left the building and had seen the reinforcing
officers arriving. Sh. and M. had gone upstairs and had soon come
back, leading the applicant by the hands to the car.
Sh.
told the investigator that on 8 December 2001 he had arrived at the
applicant’s apartment. He had seen the applicant swearing and
pushing S. Then S. had given the order to take the applicant to the
station. He and another policeman had taken her by the hands and had
led her out of the apartment to the car. The applicant had resisted.
The investigator questioned the applicant’s
neighbours Bo. and S., who stated that they had seen her insulting
and trying to hit officer S. They stated that the two policemen had
then taken the applicant to the car, despite her resistance. The
neighbours also gave evidence to the effect that the police officers
had forced open the door to the applicant’s son’s room
and had entered it despite the applicant’s objections.
L.,
a passer-by, stated to the investigator that she had seen two
policemen leading a woman from an apartment block to a car. The woman
had been resisting and screaming. She had then been “carefully
put into the car”.
The
applicant told the investigator that in the apartment a police
officer had hit her so hard that she had fallen to the floor. He had
then taken her by the wrist and had dragged her along the floor out
of the apartment. She had walked by herself from the entrance of the
apartment block to the car.
In the light of the above evidence, the investigator
concluded that S., by ordering the applicant’s transfer to the
police station, had acted lawfully. Accordingly, on 8 June 2002 he
took a decision to discontinue the criminal proceedings against S.
2. Second round of investigation
On
1 July 2002 deputy prosecutor B. S. of the St Petersburg Central
District Prosecutor’s Office quashed the decision of 8 June
2002 and ordered additional investigation of the applicant’s
complaint concerning alleged unlawful actions by S.
On 21 October 2002 an investigator at the St
Petersburg Central District Prosecutor’s Office discontinued
the criminal proceedings against S. He argued that S. had acted
lawfully and had not abused his authority. The investigator also
found that the applicant had insulted S. and had punched him several
times in the chest, and therefore that she was liable to prosecution
for having committed violent actions towards an officer on duty. He
separated the case relating to the applicant’s actions in
respect of the officer into a different set of criminal proceedings.
On 28 April 2003 the criminal proceedings against the applicant in
this respect were discontinued for the lack of evidence of a crime.
3. Third round of investigation
On
17 February 2003 deputy prosecutor B.S. of the St Petersburg
Prosecutor’s Office quashed the decision of 21 October 2002 and
ordered additional investigation into the applicant’s
complaints.
On 3 April 2003 investigator A. Sh. of the St
Petersburg Central District Prosecutor’s Office discontinued
the criminal proceedings. The investigator stated that the
applicant’s bruise had occurred as a result of her active
resistance to the lawful actions of policemen. On the way to the car,
the applicant had tried to hold on to a door frame, the rails of the
staircase and a metal fence on the street, and had bent her feet so
that the policemen had had to carry her. The investigator argued that
taking the applicant to the police station had been justified by the
need to hold her responsible for her breach of public order. The
investigator concluded that there was no evidence that S. had abused
his powers. The investigator also stated that the police had made a
record of the applicant’s administrative offence and that they
had arrested the applicant in order to bring her before a judge who
was competent to decide on her guilt as regards the administrative
offence in accordance with applicable law.
4. Fourth round of investigation
On 30 December 2003 deputy prosecutor Zh. of the St
Petersburg Prosecutor’s Office quashed the decision of 3 April
2003 and ordered additional investigation by another prosecutor’s
office. The prosecutor noted that it had not been possible to
establish with certainty the circumstances of the incident between
the applicant and the police officers due to inconsistencies in the
witnesses’ statements. In the decision, the prosecutor referred
to the record of the applicant’s administrative and police
detention but noted discrepancies as regards the beginning of the
applicant’s detention and also stated that the time of the
applicant’s release was not recorded at all. He considered that
it was necessary to carry out a comprehensive medical expert
examination of the applicant and noted the inadequacy of the
investigation conducted so far.
On 18 February 2004 an investigator from the St
Petersburg Admiralteyskiy District Prosecutor’s Office
discontinued the criminal proceedings against S. He noted that the
decision of 8 February 2002 had not quashed the decision of 28
January 2002 and that the original decision was still in force. Thus,
the institution of criminal proceedings at a time when there was a
valid decision to discontinue them was unlawful. The investigator
noted in his decision that, in entering the apartment against the
will of its owner and ordering the policemen to take the applicant to
the police station, S. had acted unlawfully. He also noted that
officer Sh. had led the applicant out of the apartment. According to
the investigator, the applicant had been detained at the police
station on the basis of reports by a number of policemen, namely B.,
Sh. and M.
5. Fifth round of investigation
On
31 March 2004 deputy prosecutor A. Zh. of the St Petersburg
Prosecutor’s Office quashed the decision of 18 February 2004
due to the inadequacy of the investigation and ordered additional
investigation.
On 31 May 2004 investigator Zh. of the St Petersburg
Admiralteyskiy District Prosecutor’s Office discontinued the
criminal proceedings against S. The investigator stated that it had
not been possible to establish with certainty the circumstances of
the incident between the applicant and police officers due to
inconsistencies in the witnesses’ statements. He argued that S.
had unlawfully entered the apartment against the applicant’s
will and had given an illegal order to take her to the police
station. The investigator also added that S. had violated the
applicant’s rights, as he had not checked whether her detention
at the police station for more than three hours was lawful. The
investigator further argued that the institution of criminal
proceedings at a time when the decision of 28 January 2002 to
discontinue them was still in force was unlawful and all evidence
collected in the course of the newly opened investigation was
inadmissible. The applicant’s son challenged the decision in
court on the applicant’s behalf.
On
17 February 2005 the Smolninskiy District Court in St Petersburg
examined the applicant’s complaint against the investigator’s
decision of 31 May 2004 and rejected it. The court upheld the
investigator’s conclusion that the institution of criminal
proceedings at a time when the decision of 28 January 2002 to
discontinue them was still in force was unlawful and all evidence
gathered in the course of the newly opened proceedings was
inadmissible. The applicant appealed. On 7 April 2005 the St
Petersburg City Court rejected the applicant’s appeal.
6. Sixth round of investigation
On 2 June 2004 deputy prosecutor A. Zh. of the St
Petersburg Prosecutor’s Office quashed the decision of 8
February 2002 to institute criminal proceedings. On 2 June 2004 the
deputy prosecutor quashed the decision of 28 January 2002 to
discontinue the criminal proceedings and ordered additional
investigation.
On 11 June 2004 deputy prosecutor K. of the St
Petersburg Central District Prosecutor’s Office discontinued
the criminal proceedings against S. The deputy prosecutor noted that
police officers Sh. and M. had taken the applicant by the hands and
had led her out of the apartment. He concluded that the police
officers had acted lawfully during the incident, which had been
provoked by the applicant and her son. The deputy prosecutor also
mentioned the fact that no records of the time of the applicant’s
release had been made at the police station and added that the
materials of inquiry concerning the administrative proceedings
against the applicant and her son, namely the records of
administrative offences, had been destroyed. In taking the decision,
the prosecutor did not mention any specific piece of evidence, either
new or old. The applicant’s son challenged this decision in
court on her behalf.
On 1 November 2004 the Smolninskiy District Court in
St Petersburg rejected the complaint against the decision of 11 June
2004. The court noted that:
“... the statements of all persons questioned in
connection with the case have been analysed, the events have been
described in the decision [of 11 June 2004] in chronological order
and do not contradict the evidence contained in the materials of
inquiry ... submitted to the court. The statements of policemen Sh.,
B., K. and S. that they did not commit any illegal actions towards
Dmitriyeva and that the conflict was provoked by [the applicant], who
had refused to follow the lawful orders of the policemen, are also
confirmed by the statements of witness L. ...”
The
applicant appealed against the judgment.
On 27 January 2005 the St Petersburg City Court
rejected the applicant’s appeal.
II. RELEVANT DOMESTIC LAW
Section 11(18) of the Police Act 1991 gives the police
the right to enter premises when pursuing a person suspected of
having committed a crime or when the police have sufficient
information to believe that a crime has been or is being committed on
the premises or that an accident has happened there and also for the
purposes of ensuring the safety of citizens and of the public in
cases of natural disasters, catastrophes, accidents, epidemics,
epizootics and public disorders. The police have to notify a
prosecutor of all cases of entry into the homes of persons against
their will within twenty-four hours.
Article 158 of the RSFSR Administrative Offences Code
1984, as in force at the relevant time, punished minor affray, namely
the use of abusive language in public places, harassment of citizens
and other similar actions disturbing the public order and peace.
Article 238 of the Code provided that an accused person could be
brought to a police station for the purpose of making a record of an
administrative offence if it had not been possible to make it on the
spot. Article 240 required that administrative detention be recorded.
According to Article 242, a person who committed an administrative
offence could be detained for no more than three hours. However,
individuals who committed minor affray could be detained until the
examination of the case by a court or by the head of a
law-enforcement body.
III. RELEVANT INTERNATIONAL DOCUMENTS
The relevant extract from the 2nd General Report of
the European Committee for the Prevention of Torture and Inhuman or
Degrading Treatment or Punishment (“the CPT”) (CPT/Inf
(92) 3) reads as follows:
“42. Custody by the police is in
principle of relatively short duration ... However, certain
elementary material requirements should be met.
All police cells should be of a reasonable size for the
number of persons they are used to accommodate, and have adequate
lighting (i.e. sufficient to read by, sleeping periods excluded) and
ventilation; preferably, cells should enjoy natural light. Further,
cells should be equipped with a means of rest (e.g. a fixed chair or
bench), and persons obliged to stay overnight in custody should be
provided with a clean mattress and blankets.
Persons in custody should be allowed to comply with the
needs of nature when necessary in clean and decent conditions, and be
offered adequate washing facilities. They should be given food at
appropriate times, including at least one full meal (i.e. something
more substantial than a sandwich) every day.
43. The issue of what is a reasonable size
for a police cell (or any other type of detainee/prisoner
accommodation) is a difficult question. Many factors have to be taken
into account when making such an assessment. However, CPT delegations
felt the need for a rough guideline in this area. The following
criterion (seen as a desirable level rather than a minimum standard)
is currently being used when assessing police cells intended for
single occupancy for stays in excess of a few hours: in the order of
7 square metres, 2 metres or more between walls, 2.5 metres
between floor and ceiling.”
The
CPT reiterated the above conclusions in its 12th General Report
(CPT/Inf (2002) 15, § 47).
The part of the Report to the Russian Government on
the visit to the Russian Federation carried out by the CPT from 2 to
17 December 2001 (CPT/Inf (2003) 30) reads, in so far as it concerns
conditions of detention in administrative-detention cells located
within police stations, as follows:
“25. Similar to the situation observed
during previous visits, none of the district commands (RUVD) and
local divisions of Internal Affairs visited were equipped with
facilities suitable for overnight stays; despite that, the delegation
found evidence that persons were occasionally held overnight at such
establishments... The cells seen by the delegation were totally
unacceptable for extended periods of custody: dark, poorly
ventilated, dirty and usually devoid of any equipment except a bench.
Persons held overnight were not provided with mattresses or blankets.
Further, there was no provision for supplying detainees with food and
drinking water, and access to a toilet was problematic.
The CPT reiterates the recommendation made in its report
on the 1999 visit (cf. paragraph 27 of document CPT (2000) 7) that
material conditions in, and the use of, cells for administrative
detention at district commands and local divisions of Internal
Affairs be brought into conformity with Ministry of Internal Affairs
Order 170/1993 on the general conditions and regulations of detention
in administrative detention cells. Cells which do not correspond to
the requirements of that Order should be withdrawn from service.
Further, the Committee reiterates the recommendation
made in previous visit reports that administrative detention cells
not be used for accommodating detainees for longer than 3 hours.”
THE LAW
I. ALLEGED VIOLATION OF ARTICLE 3 OF THE CONVENTION ON
ACCOUNT OF THE ALLEGED ILL-TREATMENT DURING THE ARREST AND THE LACK
OF INVESTIGATION INTO THE EVENTS
The
applicant complained with reference to the
events of 8 December 2001 that she had been violently thrown to
the floor and dragged out of her apartment and down a staircase by a
police officer and that the authorities had failed properly to
investigate the incident. The Court will examine these grievances
under Article 3 of the Convention, which provides as follows:
“No one shall be subjected to torture or to
inhuman or degrading treatment or punishment.”
A. Admissibility
The
Court notes that these complaints are not manifestly ill-founded
within the meaning of Article 35 § 3 (a) of the Convention. It
further notes that they are not inadmissible on any other grounds.
They must therefore be declared admissible.
B. Merits
1. The parties’ submissions
The
Government contested the applicant’s account of events and
argued that the police officers had acted lawfully and
proportionately. The incident had been thoroughly investigated and
the domestic authorities had determined that the applicant’s
allegations of ill-treatment had been unsubstantiated.
The
applicant disagreed and maintained her complaints. She referred, in
particular, to the medical record noting her injury and to various
deficiencies in the investigation to insist on her initial account of
the events in question.
2. The Court’s assessment
(a) Alleged ill-treatment during the
arrest
54. The
Court reiterates that Article 3 of the Convention prohibits in
absolute terms torture and inhuman or degrading treatment.
Ill-treatment must attain a minimum level of severity if it is to
fall within the scope of Article 3. The assessment of this minimum is
relative: it depends on all the circumstances of the case, such as
the duration of the treatment, its physical and mental effects and,
in some cases, the sex, age and state of health of the victim.
Treatment has been held by the Court to be “inhuman”
because, inter alia,
it was premeditated, was applied for hours at a stretch and caused
either actual bodily injury or intense physical and mental suffering,
and also “degrading” because it was such as to arouse in
its victims feelings of fear, anguish and inferiority capable of
humiliating and debasing them. In order for a punishment or treatment
associated with it to be “inhuman” or “degrading”,
the suffering or humiliation involved must in any event go beyond
that inevitable element of suffering or humiliation connected with a
given form of legitimate treatment or punishment. The question of
whether the purpose of the treatment was to humiliate or debase the
victim is a further factor to be taken into account, but the absence
of any such purpose cannot conclusively rule out a finding of
violation of Article 3 (see Labita
v. Italy [GC], no. 26772/95, §§
119-20, ECHR 2000-IV).
Furthermore,
allegations of ill-treatment must be supported by appropriate
evidence. To assess this evidence, the Court adopts the standard of
proof “beyond reasonable doubt” but adds that such proof
may follow from the coexistence of sufficiently strong, clear and
concordant inferences or of similar unrebutted presumptions of fact
(see Labita,
cited above, § 121). Where the events in issue lie
wholly, or in large part, within the exclusive knowledge of the
authorities, as in the case of persons within their control in
custody, strong presumptions of fact will arise in respect of
injuries occurring during such detention.
Indeed,
the burden of proof may be regarded as resting on the authorities to
provide a satisfactory and convincing explanation (see Ribitsch v.
Austria, 4 December 1995, § 34, Series A no. 336, and Salman
v. Turkey [GC], no. 21986/93, § 100, ECHR 2000-VII).
The Court further reiterates that, being sensitive to the subsidiary
nature of its role and cautious in taking on the role of a
first-instance tribunal of fact, it is nevertheless not bound by the
findings of domestic courts and may depart from them where this is
rendered unavoidable by the circumstances of a particular case (see,
by contrast, Edwards v. the United Kingdom, 16 December
1992, § 34, Series A no. 247 B; see also Matyar v.
Turkey, no. 23423/94, § 108, 21 February 2002, and
Vidal v. Belgium, 22 April 1992, §§ 33 and 34,
Series A no. 235 B,).
In
the instant case, the Court observes that the parties did not dispute
that in the course of the visit of the policemen to the apartment in
which the applicant lived on 8 December 2001, she blocked their
passage in a corridor and was then forcefully restrained and brought
to the police car which waited outside. It remains to be determined
whether the applicant had indeed been merely led out of the
apartment, as argued by the Government, or whether she had been
thrown to the floor and dragged down a staircase by the hands, as
suggested by the applicant. It should then be determined whether the
ill-treatment complained of reached the minimum level of severity
within the meaning of Article 3 of the Convention.
58. In
connection with the former question, the Court would note that
the parties did not dispute the validity of the medical report drawn
up on 9 December 2001 immediately following the applicant’s
release, which confirmed the presence of a bruise on the applicant’s
tail bone (see paragraphs 20 and 25). The applicant’s
allegations of illtreatment in this connection were examined and
rejected by the domestic authorities in the course of the criminal
investigation into the events of 8 December 2001 which ended with the
decision of 11 June 2004 (see paragraph 43). That decision was upheld
by the domestic courts at two judicial instances on 1 November
2004 and 27 January 2005 respectively (see paragraphs 44 and 45).
The Court notes, however, that
the authorities at the domestic level largely ignored the medical
data contained in that report and, apart from the decision of 3 April
2003 which was later quashed (see paragraph 36), made no serious
attempt to explain the origin of this injury and to establish in
detail the relevant factual circumstances (see paragraphs 26-32, 34,
36, 38, 40 and 43). Furthermore, it is clear that there is nothing in
the case file or the parties’
submissions suggesting that the injury described in the report had
been inflicted either before the applicant’s arrest on 8
December 2001 or in the period following her release on the next day.
In such circumstances, the Court concludes that no
satisfactory and convincing explanation for the origin of the
applicant’s injuries has been obtained or advanced either at
the domestic level, or in the proceedings before this Court. Without
prejudice to the question of the personal criminal liability of the
alleged perpetrators of the acts in question, the Court concludes
therefore that the Government failed to discharge its burden and that
it was not satisfactorily established that the applicant’s
account of events had been inaccurate or otherwise erroneous.
Accordingly, the Court accepts the description of the
events of 8 December 2001 as submitted by the applicant.
Furthermore,
having regard to all the circumstances of the
treatment as such, its physical and mental effects and the
applicant’s health condition and age, the Court concludes that
the ill-treatment at issue amounted to inhuman and degrading
treatment in violation of Article 3 of the Convention.
61. Accordingly,
there has been a breach of the substantive limb of Article 3 of the
Convention on account of the way in which the applicant was arrested
and brought to the police car on 8 December 2001.
(b) Alleged failure to carry out an
effective investigation
The Court reiterates that where an individual makes a
credible assertion that he has suffered treatment infringing Article
3 at the hands of the police or other similar agents of the State,
that provision, read in conjunction with the State’s general
duty under Article 1 of the Convention to “secure to everyone
within their jurisdiction the rights and freedoms defined in ...
[the] Convention”, requires by implication that there should be
an effective official investigation. As with an investigation under
Article 2, such an investigation should be capable of leading to the
identification and punishment of those responsible. Otherwise, the
general legal prohibition of torture and inhuman and degrading
treatment and punishment would, despite its fundamental importance,
be ineffective in practice and it would be possible in some cases for
agents of the State to abuse the rights of those within their control
with virtual impunity (see Jasar v. the former Yugoslav Republic
of Macedonia, no. 69908/01, § 55, 15 February 2007; Matko
v. Slovenia, no. 43393/98, § 84, 2 November 2006;
Assenov and Others v. Bulgaria, § 102, 28 October
1998, Reports of Judgments and Decisions 1998 VIII; and
Labita, cited above, § 131).
The
minimum standards of “effectiveness” defined by the
Court’s case-law also require that the investigation must be
independent, impartial and subject to public scrutiny, and that the
competent authorities must act with exemplary diligence and
promptness (see Isayeva and Others v. Russia,
nos. 57947/00, 57948/00 and 57949/00, §§ 208-13, 24
February 2005, and Menesheva v. Russia, no. 59261/00,
§ 67, ECHR 2006 III).
Turning to the case at hand, the Court notes that the
parties did not dispute the validity of the medical report drawn up
on 9 December 2001, almost immediately following the applicant’s
release, and confirming the presence of a bruise on the applicant’s
tail bone. The applicant’s allegations, which were detailed and
consistent throughout the domestic proceedings and before this Court,
were, at least to some extent, corroborated by a medical certificate
recording an injury. The domestic authorities themselves repeatedly
admitted having serious doubts concerning the lawfulness of the
applicant’s arrest and detention and reacted to the applicant’s
complaint by instituting criminal proceedings in this connection (see
paragraphs 23, 24 and 38). They were therefore under an obligation to
conduct an effective investigation into the applicant’s
allegations, both concerning the ill-treatment during her arrest and
also in so far as she complained of pain and suffering as a result of
being detained in a cell with an injury to the tail bone (see Fedotov
v. Russia, no. 5140/02, §§ 69-70, 25 October 2005),
satisfying the above requirements of Article 3 of the Convention.
In
this connection, the Court notes that the prosecuting authorities,
who were made aware of the applicant’s ill-treatment and
subsequent detention, carried out a preliminary investigation which
did not result in a criminal prosecution. The applicant’s
complaints were also subsequently subject to examination by the
domestic courts at two levels of jurisdiction (see paragraphs 43-45).
In the Court’s opinion, the issue is consequently not so much
whether there was an investigation, since the parties did not dispute
that there was one, but whether it was conducted diligently, whether
the authorities were determined to identify and prosecute those
responsible and, accordingly, whether the investigation was
“effective”.
The
Court reiterates that the applicant was entirely reliant on the
prosecutor to gather the evidence necessary to corroborate her
complaint. The prosecutor had the legal power to interview the police
officers and order their medical examinations, summon witnesses,
visit the scene of the incident, collect forensic evidence and take
all other crucial steps for the purpose of establishing the truth of
the applicant’s account. The Court will therefore assess the
thoroughness of the investigation. In this connection, the Court
notes a number of significant omissions capable of undermining its
reliability and effectiveness.
First,
the Court is struck by the fact that even though the applicant
complained of the actions of several police officers, including S.,
K., M. and Sh., with the latter two being directly involved in the
episode during which the applicant was allegedly thrown to the floor
and dragged out of the apartment, the criminal proceedings were
opened against S. only (see paragraph 23). The Court finds that this
shortcoming fundamentally incapacitated the investigation, having
switched its focus from the use of allegedly excessive force through
the specific actions of officers Sh. and M. to the general guidance
of the operation by S. Furthermore, the Court notes that the
investigating authority ignored the applicant’s allegations
concerning the unacceptable conditions of her detention in a cell for
administrative detainees.
Second,
the Court notes that the initial witness statements collected by the
investigation contained many inconsistencies which had to be ironed
out by meticulous comparison of these pieces of evidence with one
another in relation to specific details or possibly reconstructions.
It was important to conduct this process as quickly as possible
whilst memories of what had happened were still fresh, but also in
order to avoid the loss of contact with witnesses. As acknowledged by
the investigating authority itself (see paragraphs 37 and 40), the
necessary actions were not carried out even more than two years later
and in fact they were not conducted at the domestic level at all (see
paragraph 62). The Court, however, is mindful
of the important role which investigative interviews play in
obtaining accurate and reliable information from suspects, witnesses
and victims and, ultimately, the discovery of the truth about the
matter under investigation. Observing the suspects’, witnesses’
and victims’ demeanour during questioning and assessing the
probative value of their testimony forms a substantial part of the
investigative process.
Third,
the Court would note that on 2 June 2004 all of the previous
investigative actions were quashed and declared null and void because
of a breach of domestic procedure at an initial stage of
investigation. The evidence that was lost as a result was never
recovered, as it appears that the subsequent decision of 11 June 2004
did not rely on any specific piece of evidence collected after that
date (see paragraph 43).
Lastly,
the Court would deplore the overall quality of the final legal
decision which summarised the findings of the investigation (see
paragraph 43). In addition to being crippled by the previously
mentioned and apparently uncorrected defects and not being based on
any specific pieces of evidence, it failed to establish the relevant
factual circumstances of the case or assess the proportionality of
the use of force by the policemen.
Having
regard to the above failings of the Russian authorities, the Court
considers that the investigation carried out into the applicant’s
allegations of ill-treatment was ineffective and insufficient.
There has accordingly been a
violation of Article 3 of the Convention under its procedural limb on
account of the authorities’ failure to properly investigate the
circumstances of the applicant’s arrest and ill-treatment.
II. ALLEGED VIOLATION OF ARTICLE 3 OF THE CONVENTION ON
ACCOUNT OF THE CONDITIONS OF THE APPLICANT’S DETENTION
The
applicant complained that her detention for approximately twenty
hours in a cell for administrative detainees at the District
Department of the Interior’s premises on 8 and 9 December 2001
was incompatible with Article 3 of the Convention in that she had
been injured and had slept on the floor and had not been given any
food or drink.
A. Admissibility
The
Court notes that the complaint is not manifestly ill-founded within
the meaning of Article 35 § 3 (a) of the Convention. It further
notes that it is not inadmissible on any other grounds. It must
therefore be declared admissible.
B. Merits
1. The parties’ submissions
As
regards the applicant’s detention in a temporary detention
cell, the Government submitted that no specific rules had existed at
the domestic level describing the standards for such detention. They
also stated that the cell in question had been equipped with a wooden
bench, that the applicant had made no complaints about the state of
her health to the policeman in charge throughout the period of her
detention in the cell, and that the authorities had not impeded third
parties, such as a relative, from bringing their own food to feed the
applicant.
The
applicant disagreed and maintained her complaints.
2. The Court’s assessment
The Court notes that the only account of the
conditions of the applicant’s detention at the police station
is that furnished by her. The Court reiterates that Convention
proceedings, such as the present application, do not in all cases
lend themselves to a rigorous application of the principle affirmanti
incumbit probatio (he who alleges something must prove that
allegation) because in certain instances the respondent Government
alone have access to information capable of corroborating or refuting
these allegations. A failure on a Government’s part to submit
such information without a satisfactory explanation may give rise to
the drawing of inferences as to the well-founded nature of the
applicant’s allegations (see Ahmet Özkan and Others v.
Turkey, no. 21689/93, § 426, 6 April 2004).
In
the present case, the domestic authorities have had ample opportunity
to investigate the conditions of detention in the cells at the police
station, notably by conducting an on-site inspection or by
questioning the police officers or other witnesses concerned (see
paragraphs 64-72 below). However, their submissions contained no
specific information on this point, apart from an acknowledgement,
which did not rely on any specific evidence, that the conditions of
such detention had been unregulated, that the applicant had not been
fed by the police, that the cell had had a bench and that the
applicant could have called for medical assistance, but had failed to
do so (see paragraph 18). Nor did the Government offer any convincing
explanation for their failure to submit all relevant information.
Given
these circumstances, the Court will examine the merits of the
complaint on the basis of the applicant’s submissions.
The
Court observes that between 8 and 9 December 2001 the applicant was
detained in a cell at the premises of the St Petersburg Central
District Department of the Interior for a period of approximately
twenty hours. During that time she received no food or drink and
could not use the toilet.
The Court recalls that it has found a violation of
Article 3 in a case where an applicant had been kept for
twenty-two hours in an administrative-detention police cell without
food or drink or unrestricted access to a toilet. It also noted that
the unsatisfactory conditions of his detention had exacerbated the
mental anguish caused by the unlawful nature of his detention (see
Fedotov v. Russia, no. 5140/02, § 67, 25 October
2005 and Shchebet v. Russia, no. 16074/07, §§ 85-96,
12 June 2008). Furthermore, the Court has previously considered that
the mere fact of holding an applicant in custody for three months in
a detention centre designed only for short-term detention disclosed a
violation of Article 3 (see Kaja v. Greece, no. 32927/03,
§§ 49-50, 27 July 2006).
The
applicant’s description coincides with the findings of the CPT,
which inspected various cells for administrative detainees located
within several police stations across Russia that same year. The CPT
found, in particular, that there had been no provision for supplying
detainees with food and drinking water and that access to a toilet
had been problematic. It stated that such cells were totally
unacceptable for extended periods of custody (see paragraphs 48-49
above). In connection with its findings above, the Court would
emphasise that it considers it unacceptable for a person to be
detained in conditions in which no provision is made for meeting his
or her basic needs (see Riad and Idiab v. Belgium,
nos. 29787/03 and 29810/03, § 106, ECHR 2008-...
(extracts)).
Indeed, there is no evidence in the present case of
any positive intention to humiliate or debase the applicant.
Nevertheless, the Court reiterates that the absence of any such
intention cannot exclude a finding of a violation of Article 3
of the Convention (see Novoselov v. Russia,
no. 66460/01, § 45, 2 June 2005, and Peers v. Greece,
no. 28524/95, §§ 70 72, ECHR 2001-III). Even if
there had been no fault on the part of the police officers, it should
be emphasised that the Governments are answerable under the
Convention for the acts of any State agency, since what is in issue
in all cases before the Court is the international responsibility of
the State (see Novoselov, cited above, and Lukanov
v. Bulgaria, § 40, 20 March 1997, Reports
1997-II).
The Court notes that the applicant was kept overnight
with an injured tail bone in a cell unfit for an overnight stay,
without food or drink. These unsatisfactory conditions exacerbated
the mental anguish caused by the arbitrary nature of her detention
(see paragraphs 94-97 below). In these circumstances, the Court
considers that the applicant was subjected to inhuman treatment,
incompatible with Article 3 of the Convention.
The Court finds, accordingly, that there has been a
violation of Article 3 of the Convention on account of the conditions
of the applicant’s detention on 8 and 9 December 2001.
III. ALLEGED VIOLATION OF ARTICLE 5 OF THE CONVENTION
The
applicant complained that her arrest and
detention for approximately twenty hours on 8 and 9 December 2001 had
been unlawful and arbitrary. She relied on
Article 5 of the Convention, which, in so far as relevant, provides
as follows:
“1. Everyone has the right to liberty
and security of person. No one shall be deprived of his liberty save
in the following cases and in accordance with a procedure prescribed
by law:
(a) the lawful detention of a person after
conviction by a competent court;
(b) the lawful arrest or detention of a
person for non- compliance with the lawful order of a court or in
order to secure the fulfilment of any obligation prescribed by law;
(c) the lawful arrest or detention of a
person effected for the purpose of bringing him before the competent
legal authority on reasonable suspicion of having committed an
offence or when it is reasonably considered necessary to prevent his
committing an offence or fleeing after having done so;
(d) the detention of a minor by lawful order
for the purpose of educational supervision or his lawful detention
for the purpose of bringing him before the competent legal authority;
(e) the lawful detention of persons for the
prevention of the spreading of infectious diseases, of persons of
unsound mind, alcoholics or drug addicts or vagrants;
(f) the lawful arrest or detention of a
person to prevent his effecting an unauthorised entry into the
country or of a person against whom action is being taken with a view
to deportation or extradition.”
A. Admissibility
The
Court notes that this complaint is not manifestly ill-founded within
the meaning of Article 35 § 3 (a) of the Convention. It further
notes that it is not inadmissible on any other grounds. It must
therefore be declared admissible.
B. Merits
1. The parties’ submissions
The
Government contested the applicant’s complaint, arguing that
the investigating authorities and the domestic courts had examined
various aspects of this complaint and had concluded that the
applicant’s detention had been lawful and in full compliance
with domestic legal requirements. They relied, in particular, on
Articles 241 and 242 of the RSFSR Administrative Offences Code 1984,
which had made acts constituting minor affray an administrative
offence punishable by administrative arrest of up to fifteen days,
and argued that under applicable procedure it had been necessary for
the policemen either to bring the applicant before a judge or to
arrest the applicant in order to interrupt her unlawful conduct. They
were unable to submit any documents concerning the applicant’s
arrest, subsequent detention and release and explained this failure
by the expiry of the relevant time-limits for storage of the
documents.
The
applicant disagreed and maintained her initial position.
2. The Court’s assessment
The
Court notes, firstly, the undisputed fact that the overall length of
time during which the applicant was held in police custody was about
twenty hours between the applicant’s arrest at around 5 p.m. on
8 December 2001 and her release on 9 December 2001 at around 1 p.m.
(see paragraphs 8-15, 20 and 22). The Government did not contest
the applicability of Article 5 to the applicant’s situation and
the Court notes its previous findings that the applicant was arrested
at her apartment, then forcibly brought downstairs to the police car,
and then taken to the police station. In view of the above
circumstances, the Court finds that the applicant’s arrest and
subsequent detention constituted a deprivation of liberty within the
meaning of Article 5 § 1 (see Gillan and Quinton
v. the United Kingdom, no. 4158/05, § 57,
ECHR 2010 ... (extracts), and Foka v. Turkey, no.
28940/95, §§ 74-79, 24 June 2008).
The
Court next notes that the applicant’s deprivation of liberty
did not fall under sub-paragraphs (a), (d), (e) and (f) of paragraph
1 of Article 5. Nor was it covered by sub-paragraph (b), as there is
no evidence of the applicant’s failure to comply with any
lawful court order or to fulfil any obligation prescribed by law. It
remains to be determined whether the applicant’s deprivation of
liberty fell within the ambit of sub-paragraph (c).
It
is significant in this connection that the explanation for the
applicant’s arrest and subsequent detention provided by the
respondent Government in the proceedings before this Court, namely
the need to bring the applicant before a judge competent to handle an
administrative case or to interrupt her unlawful behaviour, is
inconsistent with the outcome of the criminal inquiry into the events
of 8-9 December 2001, which in its final version referred to the
applicant’s refusal to follow legitimate orders of the
policemen (see paragraph 44). The Court would also recall that at
each new round of investigation into the incident of 8 December 2001
the competent authorities gave a fresh explanation for the actions of
the policemen with the previous version being silently ignored or
implicitly discarded.
Thus,
in his initial statement, policeman S. mentioned the need to take the
applicant to the police station for “having insulted the
policemen on duty” (see paragraphs 11 and 26). In the decision
dated 21 October 2002 the investigator concluded that there was a
need to investigate violent actions towards the policemen allegedly
committed by the applicant (see paragraph 34). The investigator
later mentioned the need to punish the applicant for a breach of
public order (see paragraph 36) and finally in its last two decisions
of 11 June and 1 November 2004 the authorities explained the arrest
as a legitimate response to a provocation by the applicant (see
paragraph 43) or as a reaction for her refusal to follow legitimate
orders given by the policemen (see paragraph 44). Given the Court’s
previous reservations concerning the overall poor quality of the
investigation (see paragraph 77-85 above) and the fact that the
applicant was never tried, let alone declared culpable (see
paragraphs 34, 17 and 20) in respect of any of the aforementioned
types of conduct, the Court finds that the exact motivation behind
the applicant’s arrest and continued detention was not
meaningfully elucidated at the domestic level. It would therefore be
hesitant to accept the Government’s latest account
unconditionally and finds it necessary to review it in detail.
Turning to the circumstances of the applicant’s
arrest and subsequent detention, the Court notes that the
Government’s explanation manifestly contradicts the course of
events and remains unsupported by the documents submitted.
The Court observes that the respondent Government were
unable to produce any documents confirming the applicant’s
arrest and subsequent detention, explaining such inability with
reference to the destruction of the relevant documents due to the
expiry of the time-limit for their storage. In addition, they
admitted that the domestic authorities had made no records in respect
of the applicant’s release. The Court reiterates that the
absence of a record of arrest and detention with an indication of a
number of details such as the date, time and location of detention,
the name of the detainee, the reasons for the detention and the name
of the person effecting it must be seen as incompatible with the
requirement of lawfulness and with the very purpose of Article 5 of
the Convention (see Menesheva v. Russia, cited above, §
87). The Court has previously considered that the loss of records is
capable of depriving an applicant of an opportunity to usefully
challenge his arrest and detention (see Boris Popov v. Russia,
no. 23284/04, §§ 74-75, 28 October
2010). This is precisely what happened in the present case,
where the destruction of the relevant records demonstrably impeded
the pending criminal investigation at the domestic level, such loss
being specifically mentioned and deplored by the investigative
authorities (see paragraph 43), which repeatedly questioned the
lawfulness of the applicant’s detention (see paragraphs 24 and
38). The storage of the relevant records for at least the duration of
the relevant investigation was thus incumbent on the national
authorities and it follows that the unavailability of the record of
the applicant’s arrest is imputable to the national
authorities.
The
Court would reiterate that the case file contains no records in
respect of the applicant’s arrest and there is an
acknowledgement by the Government that her detention remained
undocumented in part, at least as regards her release (see paragraphs
16 and 17). The applicant was neither brought before a judge after
her arrest (see paragraphs 16-22), nor found liable by a police
authority (see paragraph 16), nor was there any need to bring the
applicant to the police station to draw up a record, as the relevant
record could have easily been produced on the spot (see paragraph 47).
In addition, the Government were unable to produce any evidence that
the police brought proper administrative proceedings against the
applicant in connection with the events of 8 December 2001. Against
this background, the Court cannot accept the Government’s
account of the reasons underlying the applicant’s arrest and
detention and finds that the applicant’s arrest was not
“effected for the purpose of bringing [her] before the
competent legal authority on reasonable suspicion of having committed
an offence” and could not be “reasonably considered
necessary to prevent [her] committing an offence or fleeing after
having done so” within the meaning of Article 5 § 1
(c).
It follows that the applicant’s arrest did not
have any legitimate purpose under Article 5 § 1 and was
accordingly contrary to that provision. There has therefore been a
violation of that Article.
IV. ALLEGED VIOLATION OF ARTICLE 8 OF THE CONVENTION
The
applicant further complained that the policemen
had entered her accommodation against her will and had broken into
her son’s room in breach of domestic law. The Court will
examine this grievance under Article 8, which, in its relevant parts,
reads as follows:
“1. Everyone has the right to respect
for ... his home ...
2. There shall be no interference by a public
authority with the exercise of this right except such as is in
accordance with the law and is necessary in a democratic society in
the interests of national security, public safety or the economic
well-being of the country, for the prevention of disorder or crime,
for the protection of health or morals, or for the protection of the
rights and freedoms of others.”
A. Admissibility
The
Court notes that this complaint is not manifestly ill-founded within
the meaning of Article 35 § 3 (a) of the Convention. It further
notes that it is not inadmissible on any other grounds. It must
therefore be declared admissible.
B. Merits
1. The parties’ submissions
The
Government contested the applicant’s complaint. They argued
that the policemen had acted in compliance with domestic law and that
they had paid a visit to the applicant in order to serve a summons on
her son. The policemen had been allowed to enter the common area of
the apartment by B., the applicant’s neighbour. They had not
entered any private premises belonging specifically to the applicant
or her family.
The
applicant disagreed, having noted that the policemen had entered her
family’s accommodation by breaking down the door to the
applicant’s son’s room. She further argued that
applicable law had required the policemen to inform a competent
prosecutor of any such actions within twenty-four hours and that this
condition had never been met.
2. The Court’s assessment
(a) Whether there was an interference with
the applicant’s Article 8 rights
The Court notes that the parties were essentially in
agreement that the policemen had entered the common area of the flat
in which the applicant lived on the invitation of her neighbour, Bo.
The parties disagreed, however, whether the policemen had actually
entered the private accommodation of the applicant and her family or
whether they had remained confined to the common area of the flat. In
this connection, the Court notes that the final decision summarising
the findings of the investigation remained silent on that point,
whilst the eye-witnesses who were questioned essentially confirmed
the version of events submitted by the applicant, namely that after
the applicant’s removal to the police car the policemen forced
open the door to the applicant’s son’s room and some time
later also took him away (see paragraphs 12 and 29).
Given
its previous reservations concerning the overall quality of the
investigation and the fact that in their arguments the Government did
not rely on any specific evidence which would corroborate their
factual position, the Court finds it established that the policeman
entered the accommodation belonging to the applicant and her family,
as alleged by the applicant and the witnesses, and that there was an
interference with the applicant’s home within the meaning of
Article 8 § 1 of the Convention.
(b) Whether the interference was “in
accordance with the law”
Under
the Court’s case-law, the expression “in accordance with
the law” within the meaning of Article 8 § 2 requires,
among other things, that the measure should have some basis in
domestic law.
Turning
to the case at hand, the Court recalls that the principal aim of the
police’s visit on 8 December 2001 to apartment in which the
applicant lived was to serve a summons on the applicant’s son
in connection with an ongoing investigation into a recent incident
involving their neighbour, Bo. The Court is prepared to accept,
therefore, that the police had entered the applicant’s
accommodation within the apartment in pursuit of a suspect within the
meaning of section 11(18) of the Police Act 1991.
The
case file indicates, however, that the police failed to notify a
prosecutor of the incident and thus manifestly breached the
requirements of that domestic provision. This omission was mentioned
as a finding of fact by supervising prosecutor M. in her decision of
8 February 2002 (see paragraph 24) in which she considered that the
policemen had acted unlawfully, whilst all subsequent decisions
passed over this point in silence. Against this background, the Court
concludes that the above requirement of domestic law has not been
complied with and that the interference with the applicant’s
rights under Article 8 was not, therefore, “in accordance with
the law”.
It
follows that there has been a violation of Article 8 in this case.
V. ALLEGED VIOLATION OF ARTICLE 13 OF THE CONVENTION TAKEN
IN CONJUNCTION WITH ARTICLES 5 AND 8
108. The
applicant complained that she had not had an effective remedy in
respect of the violations alleged under Articles 5 and 8 of the
Convention. She referred to Article 13 of the Convention, which
provides:
“Everyone
whose rights and freedoms as set forth in [the] Convention are
violated shall have an effective remedy before a national authority
notwithstanding that the violation has been committed by persons
acting in an official capacity.”
A. Admissibility
The
Court notes that this complaint is not manifestly ill-founded within
the meaning of Article 35 § 3 (a) of the Convention. It further
notes that it is not inadmissible on any other grounds. It must
therefore be declared admissible.
B. Merits
1. The parties’ submissions
110. The
Government disagreed. They stated that the applicant had had
unrestricted access to various types of domestic proceedings in which
the courts would have been competent to review her complaints.
111. The
applicant disagreed and maintained her complaints.
2. The Court’s assessment
(a) The general principles
112. The
Court reiterates that Article 13 of the Convention guarantees the
availability at national level of a remedy to enforce the substance
of the Convention rights and freedoms in whatever form they might
happen to be secured in the domestic legal order. The effect of
Article 13 is thus to require the provision of a domestic remedy to
deal with the substance of an “arguable complaint” under
the Convention and to grant appropriate relief, although Contracting
States are afforded some discretion as to the manner in which they
comply with their Convention obligations under this provision. The
scope of the obligation under Article 13 varies depending on the
nature of the applicant’s complaint under the Convention.
Nevertheless, the remedy required by Article 13 must be “effective”
in practice as well as in law, in particular in the sense that its
exercise must not be unjustifiably hindered by acts or omissions of
the authorities of the respondent State (see Aksoy v. Turkey,
18 December 1996, § 95, Reports 1996-VI).
(b) Application of those principles
113. In
view of the Court’s findings above with regard to Articles 5
and 8, these complaints are clearly “arguable” for
the purposes of Article 13. The applicant should accordingly
have been able to avail herself of effective and practical remedies
capable of enforcing the substance of these Convention rights.
114. However,
in circumstances where, as here, the arrest, detention and release
records were quickly destroyed or never existed (see paragraph 95),
whilst the entry by the police to the applicant’s private area
of the shared apartment in which she lived remained undocumented and
the criminal investigation into the events of 8 and 9 December 2001
was ineffective on account of, among other things, failure to
establish relevant factual details (see paragraphs 64-72
above), and where the effectiveness
of any other remedy that may have existed, including the civil
remedies suggested by the Government, was consequently undermined,
the Court finds that the State has failed in its obligations under
Article 13 of the Convention.
115. Consequently,
there has been a violation of Article 13 of the Convention in
conjunction with Articles 5 and 8 of the Convention.
VI. APPLICATION OF ARTICLE 41 OF THE CONVENTION
Article 41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Damage
The
applicant claimed 110,000 euros (EUR) in respect of non pecuniary
damage sustained as a result of the events at issue.
The
Government argued that the sum claimed by the applicant was excessive
and unjustified.
As
to non-pecuniary damage, the Court sees no reason to doubt that the
applicant suffered distress as a result of the manner in which she
was arrested and subsequently detained in inappropriate conditions
and that sufficient just satisfaction would not be provided solely by
the finding of a violation. Making an assessment on an equitable
basis as required by Article 41, the Court awards the applicant
EUR 15,000.
B. Costs and expenses
The
applicant also claimed 34,000 Russian roubles (RUB) for costs and
expenses incurred before the domestic courts and the Court.
The
Government agreed that the applicant had spent RUB 25,000 in this
connection and viewed the rest of her claims under this head as
unsubstantiated.
According
to the Court’s case-law, an applicant is entitled to the
reimbursement of costs and expenses only in so far as it has been
shown that these have been actually and necessarily incurred and are
reasonable as to quantum. In the present case, regard being had to
the documents in its possession and the above criteria, the Court
considers it reasonable to award the sum of EUR 550 covering costs
under all heads.
C. Default interest
The
Court considers it appropriate that the default interest rate should
be based on the marginal lending rate of the European Central Bank,
to which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
Declares the application
admissible;
Holds that there has been a
violation of the substantive aspect of Article 3 of the
Convention on account of the way in
which the applicant was arrested and brought to the police car on 8
December 2001;
Holds that there has been a
violation of the procedural aspect of Article 3 of the Convention
on account of the authorities’ failure to investigate properly
the circumstances of the applicant’s arrest and ill-treatment;
Holds that there has been a
violation of Article 3 of the Convention on account of the
applicant’s conditions of detention on 8 and 9 December
2001;
Holds that there has been a
violation of Article 5 of the Convention on account of the
applicant’s arbitrary arrest and detention on 8 and 9 December
2001;
Holds that there has been a
violation of Article 8 of the Convention on account of the unlawful
entry by the policemen to the applicant’s apartment on 8
December 2001;
Holds that there has been a violation of Article
13 taken in conjunction with Articles 5 and 8 of the Convention;
Holds
(a) that
the respondent State is to pay the applicant,
within three months from the date on which the judgment
becomes final in accordance with Article 44 § 2 of the
Convention, EUR 15,000 (fifteen thousand euros), in respect of
non-pecuniary damage, and EUR 550 (five hundred and fifty euros) in
respect of costs and expenses, plus any tax that may be chargeable to
the applicant on both amounts, to be converted into Russian roubles
at the rate applicable at the date of settlement;
(b) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amounts at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points;
Dismisses the remainder of
the applicant’s claim for just
satisfaction.
Done in English, and notified in writing on 3 November 2011, pursuant
to Rule 77 §§ 2 and 3 of the Rules of Court.
Søren Nielsen Nina
Vajić Registrar President