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VAGAPOVA AND ZUBIRAYEV v. RUSSIA - 21080/05 [2009] ECHR 355 (26 February 2009)
URL: http://www.bailii.org/eu/cases/ECHR/2009/355.html
Cite as:
[2009] ECHR 355
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FIRST
SECTION
CASE OF
VAGAPOVA AND ZUBIRAYEV v. RUSSIA
(Application
no. 21080/05)
JUDGMENT
STRASBOURG
26 February 2009
This judgment will
become final in the circumstances set out in Article 44 § 2
of the Convention. It may be subject to editorial revision.
In the case of Vagapova and Zubirayev v. Russia,
The
European Court of Human Rights (First Section), sitting as a Chamber
composed of:
Christos
Rozakis,
President,
Nina
Vajić,
Anatoly
Kovler,
Elisabeth
Steiner,
Khanlar
Hajiyev,
Giorgio
Malinverni,
George
Nicolaou, judges,
and
Søren Nielsen, Section
Registrar,
Having
deliberated in private on 5 February 2009,
Delivers
the following judgment, which was adopted on that date:
PROCEDURE
The
case originated in an application (no. 21080/05) against the Russian
Federation lodged with the Court under Article 34 of the Convention
for the Protection of Human Rights and Fundamental Freedoms (“the
Convention”) by the Russian nationals, Ms Zara Shapovna
Vagapova and Mr Adnan Abdulreshidovich Zubirayev, born in 1964 and
1957 respectively (“the applicants”), on 17 May 2005.
The
applicants were represented by lawyers of the Stichting Russian
Justice Initiative (“SRJI”), an NGO based in the
Netherlands with a representative office in Russia. The Russian
Government (“the Government”) were represented by Ms V.
Milinchuk, former Representative of the Russian Federation at the
European Court of Human Rights.
On 1 September 2005 the Court
decided to give the case priority (Rule 41 of the Rules of
Court).
On 13 December 2007 the Court
decided to give notice of the application to the Government. Under
the provisions of Article 29 § 3 of the Convention, it decided
to examine the merits of the application at the same time as its
admissibility.
The
Government objected to the joint examination of the admissibility and
merits of the application. Having considered the Government’s
objection, the Court dismissed it.
THE FACTS
I. THE CIRCUMSTANCES OF THE CASE
The
applicants live in the village of Chechen-Aul, in the Groznenskiy
District of the Chechen Republic.
The
applicants are married. At the material time they lived together with
their children at 8 Lenin Street, the village of Chechen-Aul. One of
their sons, Mr Alis Adnanovich Zubirayev, was born in 1986.
A. Disappearance of Alis Zubirayev
1. The applicants’ account
At
about 5.15 a.m. on 21 December 2004 someone knocked at the entrance
door of the applicants’ house. Alis Zubirayev opened the door.
Three armed men wearing military uniforms burst inside and beat Alis
Zubirayev with machine-gun butts. The men wore no masks. They did not
identify themselves but the first applicant inferred that they
belonged to the Russian military. At some point three other
servicemen entered the house.
The
first applicant called her husband; when he entered the room, one of
the servicemen ordered him to produce identity papers. When the
second applicant did so, he saw a serviceman pointing a machine gun
at Alis Zubirayev.
The
servicemen asked Alis’s family name, examined his identity
papers and said that it was “him”. Two of the servicemen
twisted the young man’s arms behind his back and dragged him to
the entrance door. The applicants asked them where they intended to
take their son. The servicemen replied that the applicants had no
reasons to worry. One of them told the first applicant to give him
Alis’s jacket and shoes but did not allow Alis to dress.
The
six servicemen left the house and took Alis to the street. The
applicants followed them and saw an all-terrain UAZ vehicle without a
registration number parked next to their gates. The servicemen put
Alis on the floor of that vehicle and then got in it. The UAZ vehicle
drove off. The applicants noticed an armoured personnel carrier
(“APC”) parked behind UAZ. The APC’s registration
number was illegible.
The
UAZ and APC drove down Lenin Street and eventually turned to
Partizanskaya Street.
After
a while the applicants heard a noise and realised that an APC was
ramming the gates of a neighbouring house. Later the applicants found
out that servicemen had taken away their neighbour, Mr A.K.
The
applicants have had no news of Alis Zubirayev since 21 December
2004.
2. Information submitted by the Government
The
Government did not submit their account of the circumstances of Alis
Zubirayev’s kidnapping.
B. The search for Alis Zubirayev and the investigation
1. The applicants’ account
At
about 9 a.m. on 21 December 2004 the second applicant and relatives
of A.K. came to the Groznenskiy District Department of the Interior
(“ROVD”). Mr A., the head of the ROVD, told them that
four policemen in an all-terrain UAZ vehicle had gone to Chechen-Aul
to arrest Aslan Khatatayev and Mr M. and that they had been assisted
by Russian military servicemen in APCs. Mr A. further said that the
police had had no intention of arresting Alis Zubirayev and that he
was unaware of the latter’s whereabouts. He suggested that
Russian servicemen could have taken Alis to the village of Starye
Atagi and confirmed that A.K. was detained in the ROVD.
In
the afternoon of 21 December 2004 the applicants learned that some
villagers had seen two APCs and an UAZ vehicle driving in the
direction of Grozny.
Two
days later A.K. was released from the ROVD and told the applicants
the following. On his apprehension he had been first placed in an
APC; at some point the servicemen had put a bag on his head and
placed him in the UAZ vehicle. He could not tell whether Alis
Zubirayev was in that vehicle. The servicemen had taken him to the
ROVD. In the evening of 21 December 2004 they had taken the bag
off his head and questioned him.
According
to the applicants, a Russian military unit had its headquarters in a
mill in the village of Starye Atagi. The applicants visited the head
of Starye Atagi’s local administration and asked him to help
them to find their son; he went to the mill, met the military
servicemen and informed the applicants that Alis had not been kept
there.
Later
Mr A. told the applicants that he had talked to servicemen of the
Federal Security Service (“FSB”) in Starye Atagi and that
they had assured him that Alis Zubirayev had not been detained at the
mill.
The
applicants and their relatives repeatedly complained about Alis’s
disappearance to various State agencies and officials. In particular,
they applied to the Russian and Chechen Presidents, the Prosecutor
General, the Plenipotentiary Representative of the Russian President
in the Southern Federal Circuit, the Russian Ombudsman, the Chechen
Ministry of the Interior, the State Council of the Chechen Republic,
the Committee for Protection of Constitutional Rights of Citizens of
the Chechen Republic and the head of the local administration of the
Groznenskiy District. Most of the complaints were forwarded to the
prosecutors’ offices’ at different levels.
On
28 December 2004 the first applicant requested the prosecutor’s
office of the Chechen Republic to help her to find her son. On 30
December 2004 her complaint was forwarded to the prosecutor’s
office of the Groznenskiy District (“the district prosecutor’s
office”).
On
6 January 2005 the district prosecutor’s office instituted an
investigation into Alis Zubirayev’s disappearance under Article
126 § 2 of the Russian Criminal Code (“aggravated
kidnapping”) and informed the applicants of the decision. The
case file was assigned the number 44004.
On
31 January 2004 the district prosecutor’s office granted the
second applicant the status of victim of a crime in case no. 44004.
On
15 February 2005 the district prosecutor’s office informed the
first applicant that investigative measures were being taken to solve
her son’s kidnapping.
On
21 February 2005 the first applicant requested the district
prosecutor’s office to question eyewitnesses to her son’s
abduction and Mr A.
On
6 March 2005 the first applicant requested the prosecutor’s
office of the Chechen Republic to search for her son more actively.
On
6 April 2005 the district prosecutor’s office informed the
first applicant that the term of preliminary investigation in case
no. 44004 had been extended to four months.
On
11 April 2005 the first applicant requested the military commander of
the Chechen Republic to help her to establish her son’s
whereabouts.
On
19 and 28 April 2005 the military commander of the Chechen Republic
ordered the military commander of the Groznenskiy District together
with the heads of the ROVD and the FSB department, to carry out an
inquiry into the facts complained of by the first applicant.
On
27 April 2005 the prosecutor’s office of the Chechen Republic
informed the first applicant that the preliminary investigation in
case no. 44004 was pending.
On
29 April and 15 May 2005 the military commander of the Groznenskiy
District informed the military commander of the Chechen Republic that
the criminal investigation into Alis Zubirayev’s kidnapping by
unidentified armed men had been instituted and was under way. He also
noted that various law-enforcement agencies had not arrested Alis
Zubirayev and had no information on his whereabouts.
On
23 May and 2 June 2005 the prosecutor’s office of the Chechen
Republic forwarded the first applicant’s complaints to the
district prosecutor’s office.
On
19 July 2005 the military prosecutor’s office of military unit
no. 20102 informed the first applicant that the investigation in
case no. 44004 pending before the district prosecutor’s
office had been suspended and that military involvement in the crime
had not been proven.
On
1 September 2005 the Prosecutor General’s Office informed the
first applicant that the investigation in case no. 44004 had been
suspended on 9 August 2005 for failure to identify those responsible
and then resumed on 19 August 2005. It was ongoing under their
supervision.
On
5 October 2005 the district prosecutor’s office informed the
second applicant that the investigation in case no. 44004 suspended
on 18 September 2005 had been resumed.
On
26 June 2007 the district prosecutor’s office informed the
second applicant that the investigation had been resumed for ten
days.
On 4 July 2007 the district prosecutor’s office
granted the first applicant victim status.
On
16 July 2007 the first applicant requested the district prosecutor’s
office to resume the investigation into her son’s kidnapping
and to allow her access to the investigation file.
In
the autumn of 2007 case no. 44004 was transferred to the
Investigative Committee of the Department of the Russian Prosecutor’s
Office for the Chechen Republic. The applicants were not officially
notified of it.
On
8 May 2008 the Investigative Committee of the Department of the
Russian Prosecutor’s Office for the Chechen Republic informed
the applicants’ representative that no access to the file in
case no. 44004 could be granted, as the investigation had not been
completed, and that it had been suspended on 1 May 2008.
In a written statement addressed to the Court the
first applicant noted that on an unspecified date she had
participated in a confrontation with A.K. organised by the district
prosecutor’s office. In the course of the confrontation A.K.
had been afraid to admit that he had seen another person in the UAZ
on the night of his arrest. The first applicant had reproached him
for cowardice and then A.K. had told the investigator that there had
been a second detained person in the UAZ but he had not seen his
face. A.K. had signed an interview record containing his statement
which was kept in the investigation file.
2. Information submitted by the Government
On
27 December 2004 the district prosecutor’s office received the
second applicant’s complaint concerning his son’s
abduction.
On
6 January 2005 the district prosecutor’s office instituted an
investigation of Alis Zubirayev’s abduction under Article 126 §
2 of the Russian Criminal Code (aggravated kidnapping). The case file
was assigned the number 44004.
On
unspecified dates the applicants were granted victim status in case
no. 44004.
On
an unspecified date the house at 8 Lenin Street was inspected as a
crime scene. The investigators established that there was no mess
inside the house and did not seize anything.
On
an unspecified date the second applicant was questioned. He stated
that at about 5.30 a.m. on 21 December 2004 six unknown armed men had
entered his courtyard and started knocking at the entrance door of
the house. Three of the armed men had gone to Mamed Zubirayev’s
house located in the same courtyard. Alis Zubirayev had opened the
door and three armed men had burst in. They had hit Alis Zubirayev
with a machine gun butt and demanded the family members to produce
identity papers. Having checked Alis Zubirayev’s papers they
had taken the young man outside, put him in an UAZ vehicle without
registration numbers and driven away. The UAZ was accompanied by an
APC with its registration numbers covered with mud. At the time of
his son’s abduction two other APCs had blocked a road leading
out of the village. A.K. had also been abducted by unknown men and
taken away in the APC. Two or three days later A.K. had returned home
and said that at some point he had been out in the UAZ vehicle in
which another detainee had been kept. On the day of his son’s
abduction the second applicant contacted Mr A., the ROVD head, who
had told him that he had sent a UAZ vehicle to the village of
Chechen-Aul to arrest Mr S.-M.K and Mr M.A. and that ROVD servicemen
had not arrested Alis Zubirayev.
The
first applicant and several other witnesses made identical
statements. During her second interview the first applicant added
that the armed men had taken away her son’s identity papers and
warm clothing that she had given them for Alis Zubirayev.
On
an unspecified date the head of the local administration was
questioned. He stated that on 22 December 2004 he had learned of Alis
Zubirayev’s abduction from a local policeman. Prior to that
date he had not been acquainted with the Zubirayevs. The local
administration had not received any complaints about Alis Zubirayev’s
behaviour before his kidnapping.
On
an unspecified date A.K. was questioned. He stated that at about 5.30
a.m. on 21 December 2004 police officers had entered his house and
asked him to go with them to the ROVD. At first he had been put in an
APC and then in an UAZ vehicle in which he had travelled with the
policemen. Upon arrival to the ROVD he had been questioned and then
released. Having returned home he had learned of Alis Zubirayev’s
kidnapping. He had been transferred to the ROVD on his own and had
not seen Alis Zubirayev on its premises.
The
investigators questioned several other villagers of Chechen-Aul who
made no significant statements.
On an unspecified date Mr A., the ROVD head, was
questioned. He stated that he was not acquainted with the Zubirayevs.
On 21 December 2004 ROVD policemen and servicemen of the military
commander’s office of the Groznenskiy District had carried out
a special operation to arrest S.-M.K. who had escaped. The servicemen
had then questioned his brother, A.K., and released him after a
check. Alis Zubirayev had not been arrested in the course of the
special operation. The ROVD had sent an UAZ vehicle to carry out the
special operation while the military commander’s office had
provided an APC.
A
number of the ROVD servicemen made similar statements. One of them
added that the applicants had contacted him in December 2004 in
relation to Alis Zubirayev’s kidnapping. The Government did not
disclose the servicemen’s identities.
The
investigators sent a number of queries concerning Alis Zubirayev to
various State agencies and detention facilities. In reply they were
informed that the young man had not been arrested or prosecuted.
The
investigation in case no. 44004 was pending. The applicants had been
duly informed of all decisions taken during the investigation.
Despite
specific requests by the Court the Government did not disclose any
documents of the investigation file in case no. 44004. Relying
on the information obtained from the Prosecutor General’s
Office, the Government stated that the investigation was in progress
and that disclosure of the documents would be in violation of Article
161 of the Code of Criminal Procedure, since the file contained
information of a military nature and personal data concerning the
witnesses or other participants in the criminal proceedings.
II. RELEVANT DOMESTIC LAW
For
a summary of relevant domestic law see Akhmadova and Sadulayeva v.
Russia, no. 40464/02, § 67-69, 10 May 2007.
THE LAW
I. The government’s
objection AS TO non-exhaustion of domestic remedies
A. The parties’ submissions
The
Government contended that the complaint should be declared
inadmissible for non-exhaustion of domestic remedies. They submitted
that the investigation of the disappearance of Alis Zubirayev had not
yet been completed. They further argued that it had been open to the
applicants to challenge in court or before higher prosecutors any
actions or omissions of the investigating authorities, but that the
applicants had not availed themselves of that remedy. They also
argued that the applicants could have brought civil claims for
damages but had failed to do so.
The
applicants contested that objection. They stated that the criminal
investigation and other remedies had proved to be ineffective.
B. The Court’s assessment
The
Court reiterates that the rule of exhaustion of domestic remedies
under Article 35 § 1 of the Convention obliges applicants to use
first the remedies which are available and sufficient in the domestic
legal system to enable them to obtain redress for the breaches
alleged. The existence of the remedies must be sufficiently certain
both in theory and in practice, failing which they will lack the
requisite accessibility and effectiveness. Article 35 § 1 also
requires that complaints intended to be brought subsequently before
the Court should have been made to the appropriate domestic body, at
least in substance and in compliance with the formal requirements and
time-limits laid down in domestic law and, further, that any
procedural means that might prevent a breach of the Convention should
have been used. However, there is no obligation to have recourse to
remedies which are inadequate or ineffective (see Aksoy v. Turkey,
18 December 1996, §§ 51 52, Reports of
Judgments and Decisions 1996-VI, and Cennet Ayhan and Mehmet
Salih Ayhan v. Turkey, no. 41964/98, § 64, 27 June
2006).
It
is incumbent on the respondent Government claiming non-exhaustion to
indicate to the Court with sufficient clarity the remedies to which
the applicants have not had recourse and to satisfy the Court that
the remedies were effective and available in theory and in practice
at the relevant time, that is to say that they were accessible, were
capable of providing redress in respect of the applicant’s
complaints and offered reasonable prospects of success (see Cennet
Ayhan and Mehmet Salih Ayhan, cited above, § 65).
The Court notes that the Russian legal system provides, in principle,
two avenues of recourse for the victims of illegal and criminal acts
attributable to the State or its agents, namely civil and criminal
remedies.
As
regards a civil action to obtain redress for damage sustained through
the alleged illegal acts or unlawful conduct of State agents, the
Court has already found in a number of similar cases that this
procedure alone cannot be regarded as an effective remedy in the
context of claims brought under Article 2 of the Convention. A civil
court is unable to pursue any independent investigation and is
incapable, without the benefit of the conclusions of a criminal
investigation, of making any meaningful findings regarding the
identity of the perpetrators of fatal assaults or disappearances,
still less of establishing their responsibility (see Khashiyev and
Akayeva v. Russia, nos. 57942/00 and 57945/00,
§§ 119-21, 24 February 2005, and Estamirov and
Others v. Russia, no. 60272/00, § 77, 12 October
2006). In the light of the above, the Court confirms that the
applicants were not obliged to pursue civil remedies.
As
regards the criminal-law remedies provided for by the Russian legal
system, the Court observes that the applicants complained to the
law-enforcement authorities that Alis Zubirayev had been kidnapped
and that an investigation into the incident had been pending since 6
January 2005. The applicants and the Government dispute the
effectiveness of this investigation.
The Court considers that the Government’s
objection regarding the criminal-law remedies raises issues
concerning the effectiveness of the investigation which are closely
linked to the merits of the applicants’ complaints and finds
therefore that this matter should be joined to the merits and falls
to be examined below.
II. THE COURT’S ASSESSMENT OF THE EVIDENCE AND THE
ESTABLISHMENT OF THE FACTS
A. The parties’ arguments
The
applicants maintained that it was beyond reasonable doubt that the
men who had taken away Alis Zubirayev were State agents. In support
of their complaint they referred to the following facts. The State
authorities had admitted that a special operation had been carried
out in Chechen-Aul and the UAZ and APC had been used in its course.
The armed men who had abducted Alis Zubirayev had Slavic features and
had spoken Russian without an accent, which proved that they were not
of Chechen origin. The men had travelled in an APC, which could only
be owned by State agencies. The armed men had arrested A.K. and
released him after the interview.
The
Government denied State responsibility for Alis Zubirayev’s
disappearance and submitted that most probably he had been kidnapped
by unidentified armed men belonging to illegal armed groups. They
noted that groups of Ukrainian, Belarusian and
ethnic Russian mercenaries had committed crimes in the territory of
the Chechen Republic; thus, the fact that the perpetrators had Slavic
features and spoke Russian did not prove their attachment to the
Russian military.
The special operation
carried out on 21 December 2004 had concerned only S.-M.K., not the
applicants’ son. When questioned for the first time, A.K. had
not stated before domestic investigators that he had seen any other
detainees in the UAZ vehicle. He had changed his deposition under
pressure from the first applicant.
The
Government further observed that a considerable
number of weapons and armoured vehicles had been stolen by illegal
armed groups from Russian arsenals in the 1990s and that anyone could
purchase masks and camouflage uniforms. They also argued that
there was no convincing evidence that Alis Zubirayev was dead.
B. The Court’s evaluation of the facts
1. General principles
In
cases in which there are conflicting accounts of events, the Court is
inevitably confronted when establishing the facts with the same
difficulties as those faced by any first-instance court. When, as in
the instant case, the respondent Government have exclusive access to
information capable of corroborating or refuting the applicants’
allegations, any lack of cooperation by the Government without a
satisfactory explanation may give rise to the drawing of inferences
as to the well-foundedness of the applicant’s allegations (see
Taniş and Others v. Turkey, no. 65899/01, § 160,
ECHR 2005 VIII).
The
Court points out that a number of principles have been developed in
its case-law when it is faced with the task of establishing facts on
which the parties disagree. As to the facts that are in dispute, the
Court reiterates its jurisprudence confirming the standard of proof
“beyond reasonable doubt” in its assessment of evidence
(see Avşar v. Turkey, no. 25657/94, § 282,
ECHR 2001 VII (extracts)). Such proof may follow from the
coexistence of sufficiently strong, clear and concordant inferences
or of similar unrebutted presumptions of fact. In this context, the
conduct of the parties when evidence is being obtained has to be
taken into account (see Taniş and Others, cited
above, § 160).
The
Court is sensitive to the subsidiary nature of its role and
recognises that it must be cautious in taking on the role of a
first-instance tribunal of fact, where this is not rendered
unavoidable by the circumstances of a particular case (see, for
example, McKerr v. the United Kingdom (dec.), no. 28883/95, 4
April 2000). Nonetheless, where allegations are made under Articles 2
and 3 of the Convention, the Court must apply a particularly thorough
scrutiny (see, mutatis mutandis, Ribitsch v. Austria,
4 December 1995, Series A no. 336, § 32, and Avşar,
cited above, § 283) even if certain domestic proceedings and
investigations have already taken place.
Where
the events in issue lie wholly, or in large part, within the
exclusive knowledge of the authorities, such as in cases where
persons are under their control in custody, strong presumptions of
fact will arise in respect of injuries and death occurring during
that detention. Indeed, the burden of proof may be regarded as
resting on the authorities to provide a satisfactory and convincing
explanation (see Tomasi v. France, 27 August 1992, Series
A no. 241-A, pp. 40-41, §§ 108-11, Ribitsch, cited
above, § 34, and Selmouni v. France [GC], no. 25803/94,
§ 87, ECHR 1999-V).
These
principles apply also to cases in which, although it has not been
proved that a person has been taken into custody by the authorities,
it is possible to establish that he or she entered a place under
their control and has not been seen since. In such circumstances, the
onus is on the Government to provide a plausible explanation of what
happened on the premises and to show that the person concerned was
not detained by the authorities, but left the premises without
subsequently being deprived of his or her liberty (see Taniş,
cited above, § 160).
Lastly,
when there have been criminal proceedings in the domestic courts
concerning those same allegations, it must be borne in mind that
criminal law liability is distinct from international law
responsibility under the Convention. The Court’s competence is
confined to the latter. Responsibility under the Convention is based
on its own provisions, which are to be interpreted and applied on the
basis of the objectives of the Convention and in the light of the
relevant principles of international law. The responsibility of a
State under the Convention, for the acts of its organs, agents and
servants, is not to be confused with the domestic legal issues of
individual criminal responsibility under examination in the national
criminal courts. The Court is not concerned with reaching any
findings as to guilt or innocence in that sense (see Avşar,
cited above, § 284).
2. Establishment of the facts
The
Court notes that despite its requests for a copy of the investigation
file into the abduction of Alis Zubirayev, the Government produced no
documents from the case file. The Government referred to Article 161
of the Code of Criminal Procedure. The Court observes that in
previous cases it has already found this explanation insufficient to
justify the withholding of key information requested by the Court
(see Imakayeva v. Russia, no. 7615/02, § 123,
ECHR 2006 ... (extracts)).
In
view of this and bearing in mind the principles referred to above,
the Court finds that it can draw inferences from the Government’s
conduct in respect of the well-foundedness of the applicants’
allegations. The Court will thus proceed to examine crucial elements
in the present case that should be taken into account when deciding
whether the applicants’ relative can be presumed dead and
whether his death can be attributed to the authorities.
The
applicants alleged that the persons who had taken Alis Zubirayev away
on 21 December 2004 and then killed him were State agents.
The
Government suggested in their submission that the persons who had
detained Alis Zubirayev could be members of paramilitary groups.
However, this allegation was not specific and they did not submit any
material to support it. The Court would stress in this regard that
the evaluation of the evidence and establishment of the facts is a
matter for the Court, and it is incumbent on it to decide on the
evidentiary value of the documents submitted to it (see Çelikbilek
v. Turkey, no. 27693/95, § 71, 31 May 2005).
The
Court notes at the outset that the Government confirmed that a
special operation had been conducted in Chechen-Aul on the date of
Alis Zubirayev’s kidnapping. Although they denied that the
operation had been related to the applicants’ son, the Court
considers it plausible that the State agents travelling in the UAZ
and APC who had arrested A.K. and the armed men who had abducted Alis
Zubirayev were the same persons.
The
hypothesis that Alis Zubirayev was arrested by State agents is
supported by A.K.’s deposition. He informed the investigation
that there had been another detainee inside the UAZ in which he had
been placed upon his arrest by the ROVD servicemen (see paragraph 42
above). Although A.K. did not see that person’s face and thus
could not tell whether it was Alis Zubirayev or not, his statement is
in line with the applicants’ account of events. The Court is
not persuaded by the Government’s assertion that the first
applicant had put pressure on A.K. to force him to make a false
statement before the investigator (see paragraph 68 above) as it does
not appear that she had had any means or resources to do so.
The
Court considers it very unlikely that an armoured military vehicle
stolen by insurgents from the federal troops in the 1990s could have
moved freely through Russian military checkpoints without being
noticed. It finds therefore that the fact that a large group
of armed men in uniform during curfew travelling in the UAZ and APC
at night through military roadblocks proceeded to check identity
documents and apprehended two persons at their homes strongly
supports the applicants’ allegation that these were State
servicemen conducting a security operation.
The
Court observes that where the applicants make out a prima facie
case and the Court is prevented from reaching factual conclusions
owing to a lack of documents, it is for the Government to argue
conclusively why the documents in question cannot serve to
corroborate the allegations made by the applicants, or to provide a
satisfactory and convincing explanation of how the events in question
occurred. The burden of proof is thus shifted to the Government and
if they fail in their arguments, issues will arise under Article 2
and/or Article 3 (see Toğcu v. Turkey, no. 27601/95,
§ 95, 31 May 2005, and Akkum and Others v. Turkey,
no. 21894/93, § 211, ECHR 2005 II).
Taking
into account the above elements, the Court is satisfied that the
applicants have made a prima facie case that their son was abducted
by State servicemen. The Government’s statement that the
investigation did not find any evidence to support the involvement of
the special forces in the kidnapping is insufficient to discharge
them from the above-mentioned burden of proof. Drawing inferences
from the Government’s failure to submit the documents which
were in their exclusive possession or to provide another plausible
explanation of the events in question, the Court considers that Alis
Zubirayev was abducted on 21 December 2004 by State servicemen
during an unacknowledged security operation.
There
has been no reliable news of Alis Zubirayev since the date of the
kidnapping. His name has not been found in any official detention
facilities’ records. Finally, the Government did not submit any
explanation as to what had happened to him after his arrest.
Having
regard to the previous cases concerning disappearances of persons in
the Chechen Republic which have come before the Court (see, among
others, Imakayeva, cited above; Luluyev and Others
v. Russia, no. 69480/01, ECHR 2006 ... (extracts);
Baysayeva v. Russia, no. 74237/01, 5 April 2007;
Akhmadova and Sadulayeva, cited above; and Alikhadzhiyeva
v. Russia, no. 68007/01, 5 July 2007), the Court
considers that in the context of the conflict in the Chechen
Republic, when a person is detained by unidentified servicemen
without any subsequent acknowledgement of the detention, this can be
regarded as life-threatening. The absence of Alis Zubirayev or of any
news of him for four years supports this assumption.
Accordingly, the Court finds that the evidence
available permits it to establish that Alis Zubirayev must be dead
following his unacknowledged detention by State servicemen.
III. ALLEGED VIOLATION OF ARTICLE 2 OF THE CONVENTION
The
applicants complained under Article 2 of the Convention that their
son had disappeared after having been detained by Russian servicemen
and that the domestic authorities had failed to carry out an
effective investigation of the matter. Article 2 reads:
“1. Everyone’s right to life
shall be protected by law. No one shall be deprived of his life
intentionally save in the execution of a sentence of a court
following his conviction of a crime for which this penalty is
provided by law.
2. Deprivation of life shall not be regarded
as inflicted in contravention of this article when it results from
the use of force which is no more than absolutely necessary:
(a) in defence of any person from unlawful
violence;
(b) in order to effect a lawful arrest or to
prevent the escape of a person lawfully detained;
(c) in action lawfully taken for the purpose
of quelling a riot or insurrection.”
A. The parties’ submissions
The
Government contended that the domestic investigation had obtained no
evidence to the effect that Alis Zubirayev was dead or that any
servicemen of the federal law-enforcement agencies had been involved
in his kidnapping or alleged killing. The Government claimed that the
investigation into the kidnapping of the applicants’ son met
the Convention requirement of effectiveness, as all measures
envisaged in national law were being taken to identify the
perpetrators and that it was pending before an independent and
competent civilian prosecutor’s office.
The
applicants argued that Alis Zubirayev had been detained by State
servicemen and should be presumed dead in the absence of any reliable
news of him for four years. The applicants also argued that the
investigation had not met the requirements of effectiveness and
adequacy, as required by the Court’s case-law on Article 2.
They also alleged that the proceedings should have been pending
before a military prosecutor’s office, not a civilian one. The
applicants invited the Court to draw conclusions from the
Government’s unjustified failure to submit the documents from
the case file to them or to the Court.
B. The Court’s assessment
1. Admissibility
The
Court considers, in the light of the parties’ submissions, that
the complaint raises serious issues of fact and law under the
Convention, the determination of which requires an examination of the
merits. Further, the Court has already found that the Government’s
objection concerning the alleged non-exhaustion of criminal domestic
remedies should be joined to the merits of the complaint (see
paragraph 65 above). The complaint under Article 2 of the
Convention must therefore be declared admissible.
2. Merits
(a) The alleged violation of the right to
life of Alis Zubirayev
The
Court reiterates that Article 2, which safeguards the right to life
and sets out the circumstances when deprivation of life may be
justified, ranks as one of the most fundamental provisions in the
Convention, from which no derogation is permitted. In the light of
the importance of the protection afforded by Article 2, the Court
must subject deprivation of life to the most careful scrutiny, taking
into consideration not only the actions of State agents but also all
the surrounding circumstances (see McCann and Others v. the United
Kingdom, 27 September 1995, §§ 146-47, Series A
no. 324, and Avşar, cited above, § 391).
The
Court has already found it established that the applicants’ son
must be presumed dead following unacknowledged detention by State
servicemen and that the death can be attributed to the State (see
paragraph 87 above). In the absence of any justification in respect
of the use of lethal force by State agents, the Court finds that
there has been a violation of Article 2 in respect of Alis Zubirayev.
(b) The alleged inadequacy of the
investigation of the kidnapping
The
Court reiterates that the obligation to protect the right to life
under Article 2 of the Convention, read in conjunction with the
State’s general duty under Article 1 of the Convention to
“secure to everyone within [its] jurisdiction the rights and
freedoms defined in [the] Convention”, also requires by
implication that there should be some form of effective official
investigation when individuals have been killed as a result of the
use of force (see, mutatis mutandis, McCann and Others,
cited above, § 161, and Kaya v. Turkey, 19 February 1998,
§ 86, Reports 1998 I). The essential purpose of such
investigation is to secure the effective implementation of the
domestic laws which protect the right to life and, in those cases
involving State agents or bodies, to ensure their accountability for
deaths occurring under their responsibility. This investigation
should be independent, accessible to the victim’s family and
carried out with reasonable promptness and expedition. It should also
be effective in the sense that it is capable of leading to a
determination of whether the force used in such cases was lawful and
justified in the circumstances, and should afford a sufficient
element of public scrutiny of the investigation or its results (see
Hugh Jordan v. the United Kingdom, no. 24746/94, §§
105-09, ECHR 2001 III (extracts), and Douglas-Williams v. the
United Kingdom (dec.), no. 56413/00, 8 January 2002).
In
the present case, the kidnapping of Alis Zubirayev was investigated.
The Court must assess whether that investigation met the requirements
of Article 2 of the Convention.
The
Court notes at the outset that none of the documents from the
investigation were disclosed by the Government. It therefore has to
assess the effectiveness of the investigation on the basis of the few
documents submitted by the applicants and the sparse information
about its progress presented by the Government.
The
Court does not consider it necessary to establish whether the fact
that the investigation into Alis Zubirayev’s kidnapping was not
carried out by a military prosecutor’s office had any adverse
impact on its effectiveness, since in any event it regards the
investigation ineffective for the following reasons.
The
Court notes that, according to the applicants, the authorities were
immediately made aware of the crime. The Government contested it and
claimed that the district prosecutor’s office was notified of
the kidnapping in writing only on 27 December 2004. The Court does
not deem it necessary to establish whether the investigators had
taken cognisance of the incident before 27 December 2004, since in
any event the investigation in case no. 44004 was instituted
only on 6 January 2005, which is ten days after the official
application had been lodged with the district prosecutor’s
office. The Government offered no explanation to this delay, which in
itself was liable to affect the investigation of the kidnapping in
life-threatening circumstances, where crucial action needs to be
taken in the first days after the event.
The
Court emphasises that the first applicant, the mother of the missing
man who had witnessed his abduction, was granted victim status only
on 4 July 2007, which is two years and six months after the
commencement of the investigation (see paragraph 38 above). It does
not appear from the parties’ submissions that she was
questioned before that date. Accordingly, this crucial procedural
step was significantly delayed, which demonstrates the authorities’
failure to act of their own motion and constitutes a breach of the
obligation to exercise exemplary diligence and promptness in dealing
with such a serious crime (see Paul and Audrey Edwards v. the
United Kingdom, no. 46477/99, § 86, ECHR 2002-II).
Owing
to the Government’s failure to provide information on the
time-line of the investigation, the Court is not in a position to
establish whether other investigative measures were taken promptly or
not. However, drawing inferences from the Government’s failure
to submit a copy of the investigation file in case no. 44004, it is
ready to presume that at least some of those measures were delayed.
Moreover,
it is plausible to assume that a number of requisite steps have not
been taken at all. It does not follow from the Government’s
submissions that the investigators ever tried to question those
servicemen of the military commander’s office of the
Groznenskiy District who had taken part in the special operation in
Chechen-Aul on 21 December 2004 (see paragraph 52 above).
The
Court also notes that even though both applicants were eventually
granted victim status in case no. 44004, they were not promptly
informed of any progress in the investigation. Accordingly, the
investigators failed to ensure that the investigation received the
required level of public scrutiny, or to safeguard the interests of
the next of kin in the proceedings (see Oÿur
v. Turkey [GC], no. 21594/93,
§ 92, ECHR 1999 III).
Lastly,
the Court notes that it is obvious that the investigation in case no.
44004 was suspended and resumed several times, apparently in order to
rectify certain defects.
The
Court will now examine the limb of the Government’s objection
that was joined to the merits of the application (see paragraph 65
above). Inasmuch as it concerns the fact that the domestic
investigation is still pending, the Court notes that the authorities’
failure to take necessary and urgent investigative measures
undermined the effectiveness of the investigation in its early
stages. Furthermore, the Government mentioned that the applicants had
the opportunity to apply for judicial or administrative review of the
decisions of the investigating authorities in the context of
exhaustion of domestic remedies. The Court observes in this respect
that the applicants, having no access to the case file and not being
properly informed of the progress of the investigation, could not
have effectively challenged the actions or omissions of the
investigating authorities before a court or a higher prosecutor.
Besides, after a lapse of time some investigative measures that
ought to have been carried out promptly could no longer usefully be
conducted. Therefore, it is highly doubtful that the remedies relied
on would have had any prospects of success. Accordingly, the Court
finds that the criminal law remedies relied on by the Government were
ineffective in the circumstances of the case and rejects their
objection as regards the applicants’ failure to exhaust these
domestic remedies.
In
the light of the foregoing, the Court holds that the authorities
failed to carry out an effective criminal investigation into the
circumstances surrounding the disappearance of Alis Zubirayev, in
breach of Article 2 in its procedural aspect.
IV. ALLEGED VIOLATION OF ARTICLE 3 OF THE CONVENTION
The
applicants complained that at the moment of his abduction and after
it Alis Zubirayev was subjected to ill-treatment. They further
claimed that as a result of their son’s disappearance and the
State’s failure to investigate it properly, they had endured
mental suffering. They relied on Article 3 of the Convention, which
reads:
“No one shall be subjected to torture or to
inhuman or degrading treatment or punishment.”
A. The parties’ submissions
The
Government disagreed with these allegations and argued that the
investigation had not established that either the applicants or Alis
Zubirayev had been subjected to inhuman
or degrading treatment prohibited by Article 3 of the Convention.
The
applicants maintained their submissions.
B. The Court’s assessment
1. Admissibility
(a) The complaint concerning Alis
Zubirayev’s ill-treatment
The
Court reiterates that allegations of ill-treatment must be supported
by appropriate evidence. To assess this evidence, the Court adopts
the standard of proof “beyond reasonable doubt” but adds
that such proof may follow from the coexistence of sufficiently
strong, clear and concordant inferences or of similar unrebutted
presumptions of fact (see Ireland v. the United Kingdom, 18
January 1978, § 161 in fine, Series A no. 25).
The
Court has found it established that Alis Zubirayev
was detained on 21 December 2004 by federal forces and that no
reliable news of him has been received since. It has also found that,
in view of all the known circumstances, he can be presumed dead and
that the responsibility for his death lies with the State authorities
(see paragraph 87 above). However, the questions of the exact way in
which he died and whether he was subjected to ill-treatment during
his abduction or while in detention have not been elucidated. The
Court considers that the information at its disposal does not enable
it to find beyond all reasonable doubt that Alis Zubirayev
was ill-treated. It thus finds that this part of the complaint
has not been substantiated.
It follows that this part of the application is
manifestly ill-founded and should be rejected in accordance with
Article 35 §§ 3 and 4 of the Convention.
(b) The
complaint concerning the applicants’ mental suffering
The
Court notes that this part of the complaint under Article 3 of the
Convention is not manifestly ill-founded within the meaning of
Article 35 § 3 of the Convention. It further notes that it is
not inadmissible on any other grounds. It must therefore be declared
admissible.
2. Merits
The Court observes that the question whether a member
of the family of a “disappeared person” is a victim of
treatment contrary to Article 3 will depend on the existence of
special factors which give the suffering of the applicants a
dimension and character distinct from the emotional distress which
may be regarded as inevitably caused to relatives of a victim of a
serious human rights violation. Relevant elements will include the
proximity of the family tie, the particular circumstances of the
relationship, the extent to which the family member witnessed the
events in question, the involvement of the family member in the
attempts to obtain information about the disappeared person and the
way in which the authorities responded to those enquiries. The Court
would further emphasise that the essence of such a violation does not
mainly lie in the fact of the “disappearance” of the
family member but rather concerns the authorities’ reactions
and attitudes to the situation when it is brought to their attention.
It is especially in respect of the latter that a relative may claim
directly to be a victim of the authorities’ conduct (see Orhan
v. Turkey, no. 25656/94, § 358, 18 June 2002, and
Imakayeva, cited above, § 164).
In
the present case the Court notes that the applicants are the parents
of the missing person who witnessed his abduction. For four years
they have not had any news of Alis Zubirayev. During this period the
applicants have applied to various official bodies with enquiries
about their son, both in writing and in person. Despite their
attempts, they have never received any plausible explanation or
information as to what became of their son following his kidnapping.
The Court’s findings under the procedural aspect of Article 2
are also of direct relevance here.
In
view of the above, the Court finds that the applicants suffered
distress and anguish as a result of the disappearance of their son
and their inability to find out what happened to him. The manner in
which their complaints have been dealt with by the authorities must
be considered to constitute inhuman treatment contrary to Article 3.
The
Court therefore concludes that there has been a violation of Article
3 of the Convention in respect of the applicants.
V. ALLEGED VIOLATION OF ARTICLE 5 OF THE CONVENTION
The
applicants further stated that Alis Zubirayev had been detained in
violation of the guarantees of Article 5 of the Convention, which
reads, in so far as relevant:
“1. Everyone has the right to liberty
and security of person. No one shall be deprived of his liberty save
in the following cases and in accordance with a procedure prescribed
by law:...
(c) the lawful arrest or detention of a
person effected for the purpose of bringing him before the competent
legal authority on reasonable suspicion of having committed an
offence or when it is reasonably considered necessary to prevent his
committing an offence or fleeing after having done so;
...
2. Everyone who is arrested shall be informed
promptly, in a language which he understands, of the reasons for his
arrest and of any charge against him.
3. Everyone arrested or detained in
accordance with the provisions of paragraph 1 (c) of this
Article shall be brought promptly before a judge or other officer
authorised by law to exercise judicial power and shall be entitled to
trial within a reasonable time or to release pending trial. Release
may be conditioned by guarantees to appear for trial.
4. Everyone who is deprived of his liberty by
arrest or detention shall be entitled to take proceedings by which
the lawfulness of his detention shall be decided speedily by a court
and his release ordered if the detention is not lawful.
5. Everyone who has been the victim of arrest
or detention in contravention of the provisions of this Article shall
have an enforceable right to compensation.”
A. The parties’ submissions
In
the Government’s opinion, no evidence was obtained by the
investigators to confirm that Alis Zubirayev had been deprived of his
liberty in breach of the guarantees set out in Article 5 of the
Convention.
The
applicants reiterated the complaint.
B. The Court’s assessment
1. Admissibility
The
Court notes that this complaint is not manifestly ill-founded within
the meaning of Article 35 § 3 of the Convention. It further
notes that the complaint is not inadmissible on any other grounds and
must therefore be declared admissible.
2. Merits
The
Court has previously noted the fundamental importance of the
guarantees contained in Article 5 to secure the right of individuals
in a democracy to be free from arbitrary detention. It has also
stated that unacknowledged detention is a complete negation of these
guarantees and discloses a very grave violation of Article 5 (see
Çiçek v. Turkey, no. 25704/94, § 164,
27 February 2001, and Luluyev, cited above, § 122).
The Court has found it established that Alis
Zubirayev was abducted by State servicemen on 21 December 2004
and has not been seen since. His detention was not acknowledged, was
not logged in any custody records and there exists no official trace
of his subsequent whereabouts or fate. In accordance with the Court’s
practice, this fact in itself must be considered a most serious
failing, since it enables those responsible for an act of deprivation
of liberty to conceal their involvement in a crime, to cover their
tracks and to escape accountability for the fate of a detainee.
Furthermore, the absence of detention records, noting such matters as
the date, time and location of detention and the name of the detainee
as well as the reasons for the detention and the name of the person
effecting it, must be seen as incompatible with the very purpose of
Article 5 of the Convention (see Orhan, cited above, § 371).
In
view of the foregoing, the Court finds that Alis Zubirayev was held
in unacknowledged detention without any of the safeguards contained
in Article 5. This constitutes a particularly grave violation of the
right to liberty and security enshrined in Article 5 of the
Convention.
VI. ALLEGED VIOLATION OF ARTICLE 13 OF THE CONVENTION
The
applicants complained that they had been deprived of effective
remedies in respect of the aforementioned violations, contrary to
Article 13 of the Convention, which provides:
“Everyone whose rights and freedoms as set forth
in [the] Convention are violated shall have an effective remedy
before a national authority notwithstanding that the violation has
been committed by persons acting in an official capacity.”
A. The parties’ submissions
The
Government contended that the applicants had had effective remedies
at their disposal as required by Article 13 of the Convention and
that the authorities had not prevented them from using them. The
applicants had had an opportunity to challenge the actions or
omissions of the investigating authorities in court or before higher
prosecutors, as well as to claim damages in the course of civil
proceedings.
The
applicants reiterated the complaint.
B. The Court’s assessment
1. Admissibility
In so far as the complaint under Article 13
concerns the existence of a domestic remedy in respect of the
complaint under Article 3 that Alis Zubirayev had been ill-treated
during and after his abduction by State agents, the Court notes
that this part of the complaint under Article 3 was found
unsubstantiated under this head in paragraph 111 above.
Accordingly, the applicants did not have an “arguable claim”
of a violation of a substantive Convention provision and, therefore,
Article 13 of the Convention is inapplicable. It follows
that this part of the application should be rejected in accordance
with Article 35 §§ 3 and 4 of the Convention.
In
so far as the complaint under Article 13 concerns the existence
of a domestic remedy in respect of the complaints under Article 2,
Article 3 in respect of the applicants and Article 5, the Court notes
that this complaint is not manifestly ill-founded within the meaning
of Article 35 § 3 of the Convention. It further notes that it is
not inadmissible on any other grounds. It must therefore be declared
admissible.
2. Merits
The
Court reiterates that Article 13 of the Convention guarantees the
availability at the national level of a remedy to enforce the
substance of the Convention rights and freedoms in whatever form they
might happen to be secured in the domestic legal order. According to
the Court’s settled case-law, the effect of Article 13 of the
Convention is to require the provision of a remedy at national level
allowing the competent domestic authority both to deal with the
substance of a relevant Convention complaint and to grant appropriate
relief, although Contracting States are afforded some discretion as
to the manner in which they comply with their obligations under this
provision. However, such a remedy is only required in respect of
grievances which can be regarded as “arguable” in terms
of the Convention (see Halford v. the United Kingdom, 25 June
1997, § 64, Reports 1997 III).
As
regards the complaint of lack of effective remedies in respect of the
applicants’ complaint under Article 2, the Court emphasises
that, given the fundamental importance of the right to protection of
life, Article 13 requires, in addition to the payment of compensation
where appropriate, a thorough and effective investigation capable of
leading to the identification and punishment of those responsible for
the deprivation of life and infliction of treatment contrary to
Article 3, including effective access for the complainant to the
investigation procedure leading to the identification and punishment
of those responsible (see Anguelova v. Bulgaria, no. 38361/97,
§§ 161-62, ECHR 2002-IV, and Süheyla Aydın
v. Turkey, no. 25660/94, § 208, 24 May 2005). The Court
further reiterates that the requirements of Article 13 are
broader than a Contracting State’s obligation under Article 2
to conduct an effective investigation (see Khashiyev and Akayeva,
cited above, § 183).
In
view of the Court’s above findings with regard to Article 2,
this complaint is clearly “arguable” for the purposes of
Article 13 (see Boyle and Rice v. the United Kingdom, 27
April 1988, § 52, Series A no. 131). The
applicants should accordingly have been able to avail themselves of
effective and practical remedies capable of leading to the
identification and punishment of those responsible and to an award of
compensation for the purposes of Article 13.
It
follows that in circumstances where, as here, the criminal
investigation into the disappearance has been ineffective and the
effectiveness of any other remedy that may have existed, including
civil remedies suggested by the Government, has consequently been
undermined, the State has failed in its obligation under Article 13
of the Convention.
Consequently,
there has been a violation of Article 13 in conjunction with Article
2 of the Convention.
As
regards the complaint concerning the applicants’ mental
suffering, the Court notes that it has found a violation of Article 3
on that account. However, the Court has already found a violation of
Article 13 of the Convention in conjunction with Article 2 of the
Convention on account of the authorities’ conduct that led to
the suffering endured by the applicants. The Court considers that, in
the circumstances, no separate issue arises in respect of Article 13
in connection with Article 3 of the Convention.
135. As
regards the applicants’ reference to Article 5 of the
Convention, the Court reiterates that according to its established
case-law the more specific guarantees of Article 5 §§ 4 and
5, being a lex
specialis in
relation to Article 13, absorb its requirements and in view of
its above findings of a violation of Article 5 of the Convention
resulting unacknowledged detention, the Court considers that no
separate issue arises in respect of Article 13 read in conjunction
with Article 5 of the Convention in the circumstances of the present
case.
VII. OTHER ALLEGED VIOLATIONS OF THE CONVENTION
The
applicants relied on Article 14, alleging discrimination on the
grounds of their Chechen ethnic origin, and complained under Article
8 that they could no longer enjoy family life with their son after
his abduction.
Having
regard to all the material in its possession, and as far as it is
within its competence, the Court finds that the applicants’
submissions disclose no appearance of violations of the rights and
freedoms set out in Articles 8 and 14 of the Convention. It follows
that this part of the application must be rejected as being
manifestly ill-founded, pursuant to Article 35 §§ 3 and 4
of the Convention.
VIII. APPLICATION OF
ARTICLE 41 OF THE CONVENTION
Article 41 of the Convention provides:
“If the Court finds that there has been a
violation of the Convention or the Protocols thereto, and if the
internal law of the High Contracting Party concerned allows only
partial reparation to be made, the Court shall, if necessary, afford
just satisfaction to the injured party.”
A. Damage
The
applicants did not submit any claims for pecuniary damage. The
applicants claimed 80,000 euros (EUR) each in respect of
non-pecuniary damage for the suffering they had endured as a result
of the loss of their son and the indifference shown by the
authorities towards them.
The
Government found the amounts claimed exaggerated.
The
Court has found a violation of Articles 2, 5 and 13 of the Convention
on account of the unacknowledged detention and disappearance of the
applicants’ son. The applicants themselves have been found to
have been victims of a violation of Article 3 of the Convention. The
Court thus accepts that they have suffered non-pecuniary damage which
cannot be compensated for solely by the findings of violations. It
finds it appropriate to award the applicants jointly EUR 35,000, plus
any tax that may be chargeable thereon.
B. Costs and expenses
The
applicants were represented by the SRJI. They submitted an itemised
schedule of costs and expenses that included research and interviews
at a rate of EUR 50 per hour and the drafting of legal documents at
rates of EUR 50 and EUR 150 per hour. They also claimed international
courier mail fees and translation fees, as confirmed by relevant
invoices, and administrative expenses unsubstantiated by any
evidence. The aggregate claim in respect of costs and expenses
related to the applicants’ legal representation amounted to EUR
8,610.88.
The
Government disputed the reasonableness and the justification of the
amounts claimed under this head. They also submitted that the
applicants’ claims for just satisfaction had been signed by six
lawyers, whereas two of them had not been mentioned in the powers of
attorney issued by the applicants. They also doubted that it had been
necessary to send the correspondence to the Registry via courier
mail.
The
Court points out that the applicants had given authority to act to
the SRJI and its five lawyers. The applicants’ observations and
claims for just satisfaction were signed by six persons in total. The
names of four of them appeared in the powers of attorney, while two
other lawyers worked with the SRJI. In such circumstances the Court
sees no reason to doubt that the six lawyers mentioned in the
applicants’ claims for costs and expenses took part in the
preparation of the applicants’ observations. Moreover, there
are no grounds to conclude that the applicants were not entitled to
send their submissions to the Court via courier mail.
The
Court has now to establish whether the costs and expenses indicated
by the applicants’ relative were actually incurred and whether
they were necessary (see McCann and Others, cited
above, § 220).
Having
regard to the details of the information before it, the Court is
satisfied that these rates are reasonable and reflect the expenses
actually incurred by the applicants’ representatives.
Further,
the Court notes that this case was rather complex and required a
certain amount of research and preparation. It notes at the same time
that, owing to the application of Article 29 § 3 in the present
case, the applicants’ representatives submitted their
observations on admissibility and merits in one set of documents.
Moreover, the case involved little documentary evidence, in view of
the Government’s refusal to submit most of the case file. The
Court thus doubts that legal drafting was necessarily time-consuming
to the extent claimed by the representatives.
Having
regard to the details of the claims submitted by the applicants, the
Court finds it appropriate to award the applicants’
representatives EUR 4,500, plus any tax that may be chargeable
to the applicants, the award to be paid into the representatives’
bank account in the Netherlands, as identified by the applicants.
C. Default interest
The
Court considers it appropriate that the default interest should be
based on the marginal lending rate of the European Central Bank, to
which should be added three percentage points.
FOR THESE REASONS, THE COURT UNANIMOUSLY
Decides to join to the merits the
Government’s objection as to non-exhaustion of criminal
domestic remedies and rejects it;
Declares the complaints under Article 2, Article
3 in respect of the applicants, Article 5 and Article 13 of the
Convention in conjunction with Article 2, Article 3 in respect of the
applicants and Article 5 of the Convention admissible and the
remainder of the application inadmissible;
Holds that there has been a violation of
Article 2 of the Convention in respect of Alis Zubirayev;
Holds that there has been a violation of
Article 2 of the Convention in respect of the failure to conduct
an effective investigation into the circumstances in which Alis
Zubirayev had disappeared;
5. Holds that there has been a violation of
Article 3 of the Convention in respect of the applicants;
Holds that there has been a violation of
Article 5 of the Convention in respect of Alis Zubirayev;
7. Holds
that there has been a violation of Article 13 of the Convention
in conjunction with the alleged violation of Article 2
of the Convention;
8. Holds
that no separate issues arise under Article 13 of the Convention on
account of the alleged violations of Article 3 of the Convention in
respect of the applicants and of Article 5 of the Convention;
Holds
(a) that
the respondent State is to pay, within three months from the date on
which the judgment becomes final in accordance with Article 44 § 2
of the Convention, the following amounts:
(i) EUR 35,000
(thirty-five thousand euros) in respect of non-pecuniary damage to
the applicants jointly, to be converted into Russian roubles at the
rate applicable at the date of settlement, plus
any tax that may be chargeable on this amount;
(ii) EUR
4,500 (four thousand five hundred euros), in respect of costs and
expenses, to be paid into the representatives’ bank account in
the Netherlands, plus any tax that may be chargeable to the
applicants;
(b) that
from the expiry of the above-mentioned three months until settlement
simple interest shall be payable on the above amounts at a rate equal
to the marginal lending rate of the European Central Bank during the
default period plus three percentage points;
Dismisses the remainder of the applicants’
claim for just satisfaction.
Done in English, and notified in writing on 26 February 2009,
pursuant to Rule 77 §§ 2 and 3 of the Rules of Court.
Søren Nielsen Christos Rozakis
Registrar President